UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
FORM 8-K
__________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 5, 2020
__________________________
PAE INCORPORATED
(Exact name of registrant as specified in its charter)
__________________________
| | | | | | | | |
| Delaware | 001-38643 | 82-3173473 |
| (State or other jurisdiction of incorporation) | (Commission
File number) | (I.R.S. Employer
Identification No.) |
7799 Leesburg Pike, Suite 300 North
Falls Church, Virginia 22043
(Address of principal executive offices) (zip code)
(703) 717-6000
(Registrant’s telephone number, including area code)
__________________________
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | | | | | | | |
Title of each class | | Trading
Symbol | | Name of each exchange
on which registered |
Class A Common Stock, $0.0001 par value
| | PAE
| | Nasdaq Stock Market
|
| Warrants | | PAEWW | | Nasdaq Stock Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On November 5, 2020, PAE Incorporated (the “Company”) issued a press release announcing the Company’s financial and operating results for the third quarter ended September 27, 2020. A copy of the Company’s press release is furnished as Exhibit 99.1 hereto.
Item 7.01 Regulation FD Disclosure
Also on November 5, 2020, the Company posted a presentation summarizing the third-quarter financial and operating results on the Company’s website at https://investors.pae.com.
The information contained in Items 2.02, 7.01 and 9.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
See the Exhibit Index below, which is incorporated by reference herein.
EXHIBIT INDEX
| | | | | | | | |
Exhibit
| | |
| Number | | Description |
| 99.1 | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | | | | | | | | | |
| Dated: November 5, 2020 | PAE Incorporated |
| | |
| By: | | /s/ Charles D. Peiffer |
| Name: | | Charles D. Peiffer |
| Title: | | Executive Vice President & Chief Financial Officer |
