UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SIMPLIFY EXCHANGE TRADED FUNDS
(Exact name of registrant as specified in its charter)
Delaware | See below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
222 Broadway, 22nd Floor, New York, NY | 10038 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | ||
Shares of beneficial interest, no par value, of: | ||||
Simplify Market Neutral Equity Long/Short ETF | NYSE Arca, Inc. | 92-3685209 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-238475
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of Simplify Market Neutral Equity Long/Short ETF, a series of Simplify Exchange Traded Funds (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 64 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on June 12, 2023. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
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SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
SIMPLIFY EXCHANGE TRADED FUNDS | ||
(Registrant) | ||
Date: | June 12, 2023 | |
By: | /s/ Paul Kim | |
Name: | Paul Kim | |
Title: | President |
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