FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
Fund Name: Select Banking Portfolio
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: FEBRUARY 29
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 09:54:20 AM
EXHIBIT A
VOTE SUMMARY REPORT
Select Banking Portfolio
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ISSUER NAME: AMSOUTH BANCORPORATION MEETING DATE: 04/15/2004 | ||||
| TICKER: ASO SECURITY ID: 032165102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT CLAUDE B. NIELSEN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT CLEOPHUS THOMAS, JR. AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT AUDITORS. | Management | For | For |
| 3 | APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 4 | APPROVAL OF THE AMENDED 1996 LONG TERM INCENTIVE COMPENSATION PLAN. | Management | For | Against |
| 5 | APPROVAL OF THE STOCK OPTION PLAN FOR OUTSIDE DIRECTORS. | Management | For | Against |
| 6 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
| ISSUER NAME: ASSOCIATED BANC-CORP MEETING DATE: 04/28/2004 | ||||
| TICKER: ASBC SECURITY ID: 045487105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT PAUL S. BEIDEMAN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ROBERT C. GALLAGHER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOHN C. MENG AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT RUTH M. CROWLEY AS A DIRECTOR | Management | For | For |
| 2 | TO APPROVE THE AMENDMENT OF THE ASSOCIATED BANC-CORP ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF ASSOCIATED BANC-CORP COMMON STOCK TO 250,000,000 SHARES. | Management | For | For |
| 3 | TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS OF ASSOCIATED FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: ASTORIA FINANCIAL CORPORATION MEETING DATE: 05/19/2004 | ||||
| TICKER: AF SECURITY ID: 046265104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JOHN J. CONEFRY, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT LAWRENCE W. PETERS AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT THOMAS V. POWDERLY AS A DIRECTOR | Management | For | For |
| 2 | THE APPROVAL OF AN AMENDMENT TO THE ASTORIA FINANCIAL CORPORATION EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For |
| 3 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF ASTORIA FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 03/17/2004 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | ADOPTION OF THE MERGER AGREEMENT | Management | For | For |
| 2 | ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN | Management | For | Against |
| 3 | ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK | Management | For | For |
| 4 | APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
| ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 05/26/2004 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT WILLIAM BARNET, III AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT CHARLES W. COKER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOHN T. COLLINS AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT GARY L. COUNTRYMAN AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT CHARLES K. GIFFORD AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT DONALD E. GUINN AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT JAMES H. HANCE, JR. AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT KENNETH D. LEWIS AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT THOMAS J. MAY AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT EUGENE M. MCQUADE AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT PATRICIA E. MITCHELL AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT EDWARD L. ROMERO AS A DIRECTOR | Management | For | For |
| 1.16 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
| 1.17 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
| 1.18 | ELECT MEREDITH R. SPANGLER AS A DIRECTOR | Management | For | For |
| 1.19 | ELECT JACKIE M. WARD AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
| 3 | STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE | Shareholder | Against | Against |
| 4 | STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS | Shareholder | Against | Against |
| 5 | STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
| 6 | STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES | Shareholder | Against | Against |
| 7 | STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION SECURITY | Shareholder | Against | Against |
| ISSUER NAME: BANK ONE CORPORATION MEETING DATE: 05/25/2004 | ||||
| TICKER: ONE SECURITY ID: 06423A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | MERGER PROPOSAL | Management | For | For |
| 2.1 | ELECT BRYAN AS A DIRECTOR | Management | For | For |
| 2.2 | ELECT BURKE AS A DIRECTOR | Management | For | For |
| 2.3 | ELECT CROWN AS A DIRECTOR | Management | For | For |
| 2.4 | ELECT DIMON AS A DIRECTOR | Management | For | For |
| 2.5 | ELECT FAY AS A DIRECTOR | Management | For | For |
| 2.6 | ELECT JACKSON AS A DIRECTOR | Management | For | For |
| 2.7 | ELECT KESSLER AS A DIRECTOR | Management | For | For |
| 2.8 | ELECT LIPP AS A DIRECTOR | Management | For | For |
| 2.9 | ELECT MANOOGIAN AS A DIRECTOR | Management | For | For |
| 2.10 | ELECT NOVAK AS A DIRECTOR | Management | For | For |
| 2.11 | ELECT ROGERS AS A DIRECTOR | Management | For | For |
| 2.12 | ELECT STRATTON AS A DIRECTOR | Management | For | For |
| 3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
| ISSUER NAME: BANKATLANTIC BANCORP, INC. MEETING DATE: 05/11/2004 | ||||
| TICKER: BBX SECURITY ID: 065908501 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT STEVEN M. COLDREN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MARY E. GINESTRA AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT WILLIS N. HOLCOMBE AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT JARETT S. LEVAN AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF THE COMPANY S 2004 RESTRICTED STOCK INCENTIVE PLAN. | Management | For | Against |
| ISSUER NAME: BANKNORTH GROUP, INC. MEETING DATE: 04/27/2004 | ||||
| TICKER: BNK SECURITY ID: 06646R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DANA S. LEVENSON AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JOHN M. NAUGHTON AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT ANGELO PIZZAGALLI AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS BANKNORTH GROUP, INC. S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: BB&T CORPORATION MEETING DATE: 04/27/2004 | ||||
| TICKER: BBT SECURITY ID: 054937107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE AN AMENDMENT TO THE BB&T ARTICLES OF INCORPORATION. | Management | For | For |
| 2 | TO APPROVE CERTAIN AMENDMENTS TO THE BB&T BYLAWS. | Management | For | For |
| 3.1 | ELECT JOHN A. ALLISON IV AS A DIRECTOR | Management | For | For |
| 3.2 | ELECT RONALD E. DEAL AS A DIRECTOR | Management | For | For |
| 3.3 | ELECT TOM D. EFIRD AS A DIRECTOR | Management | For | For |
| 3.4 | ELECT ALBERT O. MCCAULEY AS A DIRECTOR | Management | For | For |
| 3.5 | ELECT BARRY J. FITZPATRICK AS A DIRECTOR | Management | For | For |
| 3.6 | ELECT J. HOLMES MORRISON AS A DIRECTOR | Management | For | For |
| 3.7 | ELECT JENNIFER S. BANNER AS A DIRECTOR | Management | For | For |
| 3.8 | ELECT ALBERT F. ZETTLEMOYER AS A DIRECTOR | Management | For | For |
| 4 | TO APPROVE THE BB&T CORPORATION 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
| 5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| 6 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION MATTERS. | Shareholder | Against | Against |
| ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
| TICKER: C SECURITY ID: 172967101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| 3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
| 4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
| 5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
| 6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
| ISSUER NAME: CITY NATIONAL CORPORATION MEETING DATE: 04/28/2004 | ||||
| TICKER: CYN SECURITY ID: 178566105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT RUSSELL GOLDSMITH AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MICHAEL L. MEYER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT RONALD L. OLSON AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2002 OMNIBUS PLAN | Management | For | For |
| 3 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED 1999 VARIABLE BONUS PLAN | Management | For | For |
| ISSUER NAME: COMERICA INCORPORATED MEETING DATE: 05/18/2004 | ||||
| TICKER: CMA SECURITY ID: 200340107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT RALPH W. BABB, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JAMES F. CORDES AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT PETER D. CUMMINGS AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT TODD W. HERRICK AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT WILLIAM P. VITITOE AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT KENNETH L. WAY AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL AND RATIFICATION OF THE COMERICA INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | Against |
| 3 | APPROVAL OF THE COMERICA INCORPORATED INCENTIVE PLAN FOR NON- EMPLOYEE DIRECTORS | Management | For | Against |
| 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| ISSUER NAME: COMMERCE BANCORP, INC. MEETING DATE: 06/11/2004 | ||||
| TICKER: CBH SECURITY ID: 200519106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT VERNON W. HILL, II AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ROBERT C. BECK AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JACK R BERSHAD AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT JOSEPH E. BUCKELEW AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT DONALD T. DIFRANCESCO AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT JOHN P. FERGUSON AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT MORTON N. KERR AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT STEVEN M. LEWIS AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT GEORGE E. NORCROSS, III AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT JOSEPH J. PLUMERI, II AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT DANIEL J. RAGONE AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT WM. A. SCHWARTZ, JR. AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT JOSEPH T. TARQUINI, JR. AS A DIRECTOR | Management | For | For |
| 2 | THE APPROVAL OF THE 2004 EMPLOYEE STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | Against |
| 3 | THE AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT BANCORP IS AUTHORIZED TO ISSUE BY 350,000,000 SHARES, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | Against |
| 4 | THE RATIFICATION OF THE APPOINTMENT OF AUDITORS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| ISSUER NAME: COMMERCE BANCSHARES, INC. MEETING DATE: 04/21/2004 | ||||
| TICKER: CBSH SECURITY ID: 200525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT THOMAS A. MCDONNELL AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT BENJAMIN F RASSIEUR III AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT ANDREW C. TAYLOR AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ROBERT H. WEST AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL TO INCREASE SHARES AVAILABLE FOR ISSUANCE UNDER RESTRICTED STOCK PLAN AND AMENDMENT TO THE RESTRICTED STOCK PLAN | Management | For | Against |
| 3 | RATIFY KPMG AS AUDIT AND ACCOUNTING FIRM | Management | For | For |
| ISSUER NAME: COMPASS BANCSHARES, INC. MEETING DATE: 04/19/2004 | ||||
| TICKER: CBSS SECURITY ID: 20449H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT CARL J. GESSLER, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT D. PAUL JONES, JR. AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT J. TERRY STRANGE AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF MONTHLY INVESTMENT PLAN | Management | For | Against |
| 3 | RATIFICATION OF AUDITORS | Management | For | For |
| ISSUER NAME: COUNTRYWIDE FINANCIAL CORPORATION MEETING DATE: 01/09/2004 | ||||
| TICKER: CFC SECURITY ID: 222372104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE THE PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK. | Management | For | For |
| ISSUER NAME: COUNTRYWIDE FINANCIAL CORPORATION MEETING DATE: 06/16/2004 | ||||
| TICKER: CFC SECURITY ID: 222372104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT HENRY G. CISNEROS AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ROBERT J. DONATO AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT MICHAEL E. DOUGHERTY AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT MARTIN R. MELONE AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT HARLEY W. SNYDER AS A DIRECTOR | Management | For | For |
| 2 | TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY INCENTIVE PLAN. | Management | For | Against |
| ISSUER NAME: DORAL FINANCIAL CORPORATION MEETING DATE: 04/21/2004 | ||||
| TICKER: DRL SECURITY ID: 25811P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT RICHARD F. BONINI AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT EDGAR M. CULLMAN, JR AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOHN L. ERNST AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT PETER A. HOFFMAN AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT EFRAIM KIER AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT SALOMON LEVIS AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT ZOILA LEVIS AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT HAROLD D. VICENTE AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT JOHN B. HUGHES AS A DIRECTOR | Management | For | For |
| 2 | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For |
| 3 | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SERIAL PREFERRED STOCK. | Management | For | For |
| 4 | ADOPTION OF DORAL FINANCIAL CORPORATION OMNIBUS INCENTIVE PLAN. | Management | For | For |
| 5 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
| ISSUER NAME: EAST WEST BANCORP, INC. MEETING DATE: 05/17/2004 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JULIA GOUW AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT PEGGY CHERNG AS A DIRECTOR | Management | For | For |
| 2 | RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
| ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
| TICKER: -- SECURITY ID: 31635A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
| 2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
| 2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
| 2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
| 2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
| 2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
| 2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
| 2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
| 2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
| 2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
| 2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
| 2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
| 2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
| 2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
| 2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
| ISSUER NAME: FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
| TICKER: -- SECURITY ID: 31635A303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO AMEND THE DECLARATION OF TRUST TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
| 2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
| 2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
| 2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
| 2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
| 2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
| 2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
| 2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
| 2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
| 2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
| 2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
| 2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
| 2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
| 2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
| 2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
| ISSUER NAME: FIFTH THIRD BANCORP MEETING DATE: 03/23/2004 | ||||
| TICKER: FITB SECURITY ID: 316773100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DARRYL F. ALLEN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ALLEN M. HILL AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT DR MITCHEL D LIVINGSTON AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT HENDRIK G. MEIJER AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JAMES E. ROGERS AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO APPROVE FIFTH THIRD BANCORP INCENTIVE COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO 20,000,000 SHARES OF COMMON STOCK THEREUNDER. | Management | For | Against |
| 3 | PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR 2004. | Management | For | For |
| 4 | SHAREHOLDER PROPOSAL REGARDING AMENDMENT OF FIFTH THIRD BANCORP S WRITTEN EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND TO SUBSTANTIALLY IMPLEMENT THAT POLICY. | Shareholder | Unknown | Against |
| ISSUER NAME: FIRST BANCORP MEETING DATE: 04/29/2004 | ||||
| TICKER: FBP SECURITY ID: 318672102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ANGEL ALVAREZ PEREZ* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT J. LUIS FERRER-CANALS* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT SHAREE ANN UMPIERRE* AS A DIRECTOR | Management | For | For |
| 2 | TO ELECT THE FOLLOWING DIRECTOR FOR A TERM OF ONE YEAR: JOSE MENENDEZ CORTADA | Management | For | For |
| 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2004. | Management | For | For |
| 4 | TO CONSIDER ANY OTHER MATTERS THAT MAY BE PROPERLY BROUGHT UP FOR CONSIDERATION AT THE ANNUAL MEETING. | Management | For | Abstain |
| ISSUER NAME: FIRST COMMONWEALTH FINANCIAL CORPORA MEETING DATE: 04/19/2004 | ||||
| TICKER: FCF SECURITY ID: 319829107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DAVID S. DAHLMANN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ALAN R. FAIRMAN AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOSEPH E. O'DELL AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT E. JAMES TRIMARCHI AS A DIRECTOR | Management | For | For |
| ISSUER NAME: FIRSTMERIT CORPORATION MEETING DATE: 04/21/2004 | ||||
| TICKER: FMER SECURITY ID: 337915102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JOHN R. COCHRAN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT RICHARD COLELLA AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT PHILIP A. LLOYD, II AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ROGER T. READ AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT RICHARD N. SEAMAN AS A DIRECTOR | Management | For | For |
| 2 | THE AMENDMENT OF THE FIRSTMERIT CORPORATION 2002 STOCK PLAN. | Management | For | Against |
| ISSUER NAME: FLEETBOSTON FINANCIAL CORPORATION MEETING DATE: 03/17/2004 | ||||
| TICKER: FBF SECURITY ID: 339030108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF THE MERGER AGREEMENT | Management | For | For |
| 2 | APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
| ISSUER NAME: FULTON FINANCIAL CORPORATION MEETING DATE: 04/22/2004 | ||||
| TICKER: FULT SECURITY ID: 360271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DONALD M. BOWMAN, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT CLARK S. FRAME AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT CHARLES V. HENRY, III AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT GEORGE W. HODGES AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JOSEPH J. MOWAD AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT JOHN O. SHIRK AS A DIRECTOR | Management | For | For |
| 2 | 2004 STOCK OPTION AND COMPENSATION PLAN | Management | For | For |
| ISSUER NAME: GOLDEN WEST FINANCIAL CORPORATION MEETING DATE: 04/27/2004 | ||||
| TICKER: GDW SECURITY ID: 381317106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT PATRICIA A. KING AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MARION O. SANDLER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT LESLIE TANG SCHILLING AS A DIRECTOR | Management | For | For |
| 2 | INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 600,000,000. | Management | For | For |
| 3 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: GREENPOINT FINANCIAL CORP. MEETING DATE: 04/30/2004 | ||||
| TICKER: GPT SECURITY ID: 395384100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT BHARAT B. BHATT AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT J. THOMAS PRESBY AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT ROBERT F. VIZZA AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: HAWTHORNE FINANCIAL CORPORATION MEETING DATE: 05/25/2004 | ||||
| TICKER: HTHR SECURITY ID: 420542102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 27, 2004, AMONG COMMERCIAL CAPITAL BANCORP, INC., CCBI ACQUISITION CORP. AND HAWTHORNE FINANCIAL CORPORATION, AS STATED IN THE JOINT PROXY STATEMENT/PROSPECTUS DATED APRIL 15, 2004 | Management | For | For |
| 2 | PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATIONS OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT | Management | For | Abstain |
| ISSUER NAME: HUDSON CITY BANCORP, INC. MEETING DATE: 05/21/2004 | ||||
| TICKER: HCBK SECURITY ID: 443683107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT WILLIAM J. COSGROVE AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DONALD O. QUEST AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT DENIS J. SALAMONE AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT JOSEPH G. SPONHOLZ AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: HUMBOLDT BANCORP MEETING DATE: 12/15/2003 | ||||
| TICKER: HBEK SECURITY ID: 445069107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE THE PRINCIPAL TERMS OF THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 11, 2003, BY AND BETWEEN HUMBOLDT BANCORP AND CALIFORNIA INDEPENDENT BANCORP, PURSUANT TO WHICH CALIFORNIA INDEPENDENT BANCORP WILL MERGE WITH AND INTO HUMBOLDT BANCORP, INCLUDING THE ISSUANCE OF HUMBOLDT BANCORP COMMON STOCK IN CONNECTION WITH THE MERGER. | Management | For | For |
| 2 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED HUMBOLDT BANCORP AND SUBSIDIARIES 2001 EQUITY INCENTIVE PLAN TO EXPAND ELIGIBILITY FOR PARTICIPATION UNDER THE 2001 EQUITY INCENTIVE PLAN TO ALLOW ALL EMPLOYEES AND OFFICERS OF HUMBOLDT BANCORP OR A SUBSIDIARY TO BE ELIGIBLE TO RECEIVE AWARDS UNDER THE 2001 EQUITY INCENTIVE PLAN. | Management | For | Against |
| ISSUER NAME: HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: 04/27/2004 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT KAREN A. HOLBROOK* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DAVID P. LAUER* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT KATHLEEN H. RANSIER* AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT DAVID L. PORTEOUS** AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For |
| 3 | APPROVAL OF THE 2004 STOCK AND LONG-TERM INCENTIVE PLAN. | Management | For | Against |
| 4 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE CORPORATION FOR THE YEAR 2004. | Management | For | For |
| ISSUER NAME: IBERIABANK CORPORATION MEETING DATE: 04/28/2004 | ||||
| TICKER: IBKC SECURITY ID: 450828108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ELAINE D. ABELL AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT WILLIAM H. FENSTERMAKER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT LARREY G. MOUTON AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT O. MILES POLLARD AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF CASTAING, HUSSEY & LOLAN, LLC AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
| ISSUER NAME: INDYMAC BANCORP, INC. MEETING DATE: 04/28/2004 | ||||
| TICKER: NDE SECURITY ID: 456607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT MICHAEL W. PERRY AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT LOUIS E. CALDERA AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT LYLE E. GRAMLEY AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT HUGH M. GRANT AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT PATRICK C. HADEN AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT TERRANCE G. HODEL AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT ROBERT L. HUNT II AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT JAMES R. UKROPINA AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF THE INDYMAC BANCORP, INC. 2002 INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | Against |
| 3 | RATIFICATION OF APPOINTMENT OF INDYMAC S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: INTERCEPT, INC. MEETING DATE: 06/24/2004 | ||||
| TICKER: ICPT SECURITY ID: 45845L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT KEVIN J. LYNCH-CL III AS A DIRECTOR | Management | For | None |
| 1.2 | ELECT MARC WEISMAN-CL III AS A DIRECTOR | Management | For | None |
| 2 | PROPOSAL TO GIVE HOLDERS OF A MAJORITY OF SHARES POWER TO REMOVE DIRECTORS WITH OR WITHOUT CAUSE. | Management | For | None |
| 3 | PROPOSAL TO LET SHAREHOLDERS FILL VACANCIES ON THE BOARD OF DIRECTORS. | Management | For | None |
| 4 | PROPOSAL TO LOWER THE REQUIREMENT TO CALL SPECIAL MEETINGS TO 10% OF SHARES. | Management | For | None |
| ISSUER NAME: INTERCEPT, INC. MEETING DATE: 06/24/2004 | ||||
| TICKER: ICPT SECURITY ID: 45845L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JOHN W. COLLINS AS A DIRECTOR | Management | For | None |
| 1.2 | ELECT ARTHUR G. WEISS AS A DIRECTOR | Management | For | None |
| 2 | PROPOSAL BY JANA MASTER FUND, LTD. TO AMEND SECTION 3.3 OF THE BYLAWS. | Management | Against | None |
| 3 | PROPOSAL BY JANA MASTER FUND, LTD. TO AMEND SECTION 3.4 OF THE BYLAWS. | Management | Against | None |
| 4 | PROPOSAL BY JANA MASTER FUND, LTD. TO AMEND SECTION 2.3 OF THE BYLAWS. | Management | Against | None |
| ISSUER NAME: INVESTORS FINANCIAL SERVICES CORP. MEETING DATE: 04/13/2004 | ||||
| TICKER: IFIN SECURITY ID: 461915100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT KEVIN J. SHEEHAN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JAMES M. OATES AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT THOMAS P. MCDERMOTT AS A DIRECTOR | Management | For | For |
| 2 | TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK. | Management | For | For |
| 3 | TO APPROVE AN AMENDMENT TO THE COMPANY S 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT PURSUANT TO THE PLAN. | Management | For | For |
| 4 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: J.P. MORGAN CHASE & CO. MEETING DATE: 05/25/2004 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | MERGER PROPOSAL | Management | For | For |
| 2.1 | ELECT HANS W. BECHERER AS A DIRECTOR | Management | For | For |
| 2.2 | ELECT FRANK A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
| 2.3 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
| 2.4 | ELECT LAWRENCE A. BOSSIDY AS A DIRECTOR | Management | For | For |
| 2.5 | ELECT ELLEN V. FUTTER AS A DIRECTOR | Management | For | For |
| 2.6 | ELECT WILLIAM H. GRAY, III AS A DIRECTOR | Management | For | For |
| 2.7 | ELECT WILLIAM B. HARRISON, JR AS A DIRECTOR | Management | For | For |
| 2.8 | ELECT HELENE L. KAPLAN AS A DIRECTOR | Management | For | For |
| 2.9 | ELECT LEE R. RAYMOND AS A DIRECTOR | Management | For | For |
| 2.10 | ELECT JOHN R. STAFFORD AS A DIRECTOR | Management | For | For |
| 3 | APPOINTMENT OF EXTERNAL AUDITOR | Management | For | For |
| 4 | RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For |
| 5 | ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
| 6 | DIRECTOR TERM LIMIT | Shareholder | Against | Against |
| 7 | CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
| 8 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
| 9 | SEPARATION OF CHAIRMAN AND CEO | Shareholder | Against | Against |
| 10 | DERIVATIVE DISCLOSURE | Shareholder | Against | Against |
| 11 | AUDITOR INDEPENDENCE | Shareholder | Against | Against |
| 12 | DIRECTOR COMPENSATION | Shareholder | Against | Against |
| 13 | PAY DISPARITY | Shareholder | Against | Against |
| ISSUER NAME: KEYCORP MEETING DATE: 05/13/2004 | ||||
| TICKER: KEY SECURITY ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ALEXANDER M. CUTLER AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DOUGLAS J. MCGREGOR AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT EDUARDO R. MENASCE AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT HENRY L. MEYER III AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT PETER G. TEN EYCK, II AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION PLAN. | Management | For | Against |
| 3 | APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. | Management | For | For |
| 4 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
| ISSUER NAME: LEVITT CORPORATION MEETING DATE: 05/11/2004 | ||||
| TICKER: LEV SECURITY ID: 52742P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT WILLIAM SCHERER AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT S. LAWRENCE KAHN, III AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOEL LEVY AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF THE COMPANY S 2003 RESTRICTED STOCK INCENTIVE PLAN. | Management | For | Against |
| 3 | APPROVAL OF THE COMPANY S 2004 PERFORMANCE-BASED ANNUAL INCENTIVE PLAN. | Management | For | For |
| ISSUER NAME: M&T BANK CORPORATION MEETING DATE: 04/20/2004 | ||||
| TICKER: MTB SECURITY ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT W.F. ALLYN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT B.D. BAIRD AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT R.J. BENNETT AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT C.A. BONTEMPO AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT R.T. BRADY AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT E.L. BRUMBACK AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT M.D. BUCKLEY AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT P.J. CALLAN AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT R.C. CARBALLADA AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT T.J. CUNNINGHAM III AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT D. DEVORRIS AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT R.E. GARMAN AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT J.V. GLYNN AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT D.C. HATHAWAY AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT D.R. HAWBAKER AS A DIRECTOR | Management | For | For |
| 1.16 | ELECT P.W.E. HODGSON AS A DIRECTOR | Management | For | For |
| 1.17 | ELECT G. KENNEDY AS A DIRECTOR | Management | For | For |
| 1.18 | ELECT R.G. KING AS A DIRECTOR | Management | For | For |
| 1.19 | ELECT R.B. NEWMAN, II AS A DIRECTOR | Management | For | For |
| 1.20 | ELECT J.G. PEREIRA AS A DIRECTOR | Management | For | For |
| 1.21 | ELECT M.P. PINTO AS A DIRECTOR | Management | For | For |
| 1.22 | ELECT R.E. SADLER, JR. AS A DIRECTOR | Management | For | For |
| 1.23 | ELECT E.J. SHEEHY AS A DIRECTOR | Management | For | For |
| 1.24 | ELECT S.G. SHEETZ AS A DIRECTOR | Management | For | For |
| 1.25 | ELECT H.L. WASHINGTON AS A DIRECTOR | Management | For | For |
| 1.26 | ELECT R.G. WILMERS AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT PUBLIC ACCOUNTANT OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: MARSHALL & ILSLEY CORPORATION MEETING DATE: 04/27/2004 | ||||
| TICKER: MI SECURITY ID: 571834100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JON F. CHAIT AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT BRUCE E. JACOBS AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT DENNIS J. KUESTER AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT EDWARD L. MEYER JR AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT SAN W. ORR JR AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT DEBRA S. WALLER AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT GEORGE E. WARDEBERG AS A DIRECTOR | Management | For | For |
| ISSUER NAME: MELLON FINANCIAL CORPORATION MEETING DATE: 04/20/2004 | ||||
| TICKER: MEL SECURITY ID: 58551A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JARED L. COHON* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT IRA J. GUMBERG* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT MARTIN G. MCGUINN* AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT DAVID S. SHAPIRA* AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JOHN P. SURMA* AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT EDWARD J. MCANIFF** AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO AMEND THE CORPORATION S LONG-TERM PROFIT INCENTIVE PLAN. | Management | For | Against |
| 3 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
| ISSUER NAME: NARA BANCORP, INC. MEETING DATE: 05/13/2004 | ||||
| TICKER: NARA SECURITY ID: 63080P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DR. CHONG MOON LEE AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DR. THOMAS CHUNG AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT BENJAMIN B. HONG AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT STEVE Y. KIM AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JESUN PAIK AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT KI SUH PARK AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT HYON M. PARK AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT YONG H. KIM AS A DIRECTOR | Management | For | For |
| 2 | THE APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 20,000,000 TO 40,000,000 SHARES. | Management | For | For |
| 3 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: NATIONAL CITY CORPORATION MEETING DATE: 04/27/2004 | ||||
| TICKER: NCC SECURITY ID: 635405103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT J.E. BARFIELD AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT J.S. BROADHURST AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT J.W. BROWN AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT C.M. CONNOR AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT D.A. DABERKO AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT J.T. GORMAN AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT B.P. HEALY AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT P.A. ORMOND AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT R.A. PAUL AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT G.L. SHAHEEN AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT J.S. THORNTON AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT M. WEISS AS A DIRECTOR | Management | For | For |
| 2 | THE APPROVAL OF THE NATIONAL CITY CORPORATION LONG-TERM CASH AND EQUITY INCENTIVE PLAN | Management | For | Against |
| 3 | THE APPROVAL OF THE NATIONAL CITY CORPORATION MANAGEMENT INCENTIVE PLAN FOR SENIOR OFFICERS, AS AMENDED AND RESTATED | Management | For | For |
| 4 | THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| ISSUER NAME: NATIONAL COMMERCE FINANCIAL CORP. MEETING DATE: 04/28/2004 | ||||
| TICKER: NCF SECURITY ID: 63545P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT BLAKE P. GARRETT, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT THOMAS M. GARROTT AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT C. DAN JOYNER AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT W. NEELY MALLORY, JR. AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT ERIC B. MUNSON AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT OF KPMG LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: NETBANK, INC. MEETING DATE: 04/29/2004 | ||||
| TICKER: NTBK SECURITY ID: 640933107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT T. STEPHEN JOHNSON AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT STUART M. CABLE AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOEL A. SMITH, III AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT EULA L. ADAMS AS A DIRECTOR | Management | For | For |
| 2 | TO APPROVE THE PROPOSED AMENDMENT TO THE COMPANY S 1996 STOCK INCENTIVE PLAN | Management | For | Against |
| 3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2004 | Management | For | For |
| ISSUER NAME: NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: 10/29/2003 | ||||
| TICKER: NYB SECURITY ID: 649445103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 27, 2003, BY AND BETWEEN NEW YORK COMMUNITY BANCORP, INC., AND ROSLYN BANCORP, INC., PURSUANT TO WHICH ROSLYN WILL BE MERGED WITH AND INTO NEW YORK COMMUNITY. | Management | For | For |
| 2 | TO APPROVE AN AMENDMENT TO NEW YORK COMMUNITY S CERTIFICATE OF INCORPORATION INCREASING THE AMOUNT OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 300 MILLION TO 600 MILLION SHARES. | Management | For | For |
| ISSUER NAME: NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: 05/19/2004 | ||||
| TICKER: NYB SECURITY ID: 649445103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DONALD M. BLAKE AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT THOMAS A. DOHERTY AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT MICHAEL J. LEVINE AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT GUY V. MOLINARI AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JOHN A. PILESKI AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT JOHN M. TSIMBINOS AS A DIRECTOR | Management | For | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: NORTH FORK BANCORPORATION, INC. MEETING DATE: 04/27/2004 | ||||
| TICKER: NFB SECURITY ID: 659424105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JAMES F. REEVE AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT GEORGE H. ROWSOM AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT DR. KURT R. SCHMELLER AS A DIRECTOR | Management | For | For |
| 2 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
| ISSUER NAME: NORTHERN TRUST CORPORATION MEETING DATE: 04/20/2004 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DUANE L. BURNHAM AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DOLORES E. CROSS AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT SUSAN CROWN AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ROBERT S. HAMADA AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT ROBERT A. HELMAN AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT DIPAK C. JAIN AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT ARTHUR L. KELLY AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT ROBERT C. MCCORMACK AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT EDWARD J. MOONEY AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT WILLIAM A. OSBORN AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT JOHN W. ROWE AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT HAROLD B. SMITH AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT WILLIAM D. SMITHBURG AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
| ISSUER NAME: PACIFIC CAPITAL BANCORP MEETING DATE: 04/27/2004 | ||||
| TICKER: PCBC SECURITY ID: 69404P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT EDWARD E. BIRCH AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT RICHARD M. DAVIS AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT R.S. HAMBLETON, JR. AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT D. VERNON HORTON AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT ROGER C. KNOPF AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT ROBERT W. KUMMER, JR. AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT CLAYTON C. LARSON AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT JOHN R. MACKALL AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT GERALD T. MCCULLOUGH AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT RICHARD A. NIGHTINGALE AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT KATHY J. ODELL AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT WILLIAM S. THOMAS, JR. AS A DIRECTOR | Management | For | For |
| 2 | SHAREHOLDER RATIFICATION OF BOARD OF DIRECTORS SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For |
| ISSUER NAME: PACIFIC UNION BANK MEETING DATE: 04/07/2004 | ||||
| TICKER: PUBB SECURITY ID: 695025106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | APPROVAL OF MERGER. APPROVAL OF THE PRINCIPAL TERMS OF THE AGREEMENT AND PLAN OF MERGER, DATED DECEMBER 22, 2003, BY AND AMONG HANMI FINANCIAL CORPORATION, HANMI BANK, AND PUB, AND THE MERGER OF PUB WITH AND INTO HANMI BANK. | Management | For | For |
| ISSUER NAME: PIPER JAFFRAY COMPANIES MEETING DATE: 04/28/2004 | ||||
| TICKER: PJC SECURITY ID: 724078100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ANDREW S. DUFF AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT SAMUEL L. KAPLAN AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT FRANK L. SIMS AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN. | Management | For | Against |
| 3 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| ISSUER NAME: POPULAR, INC. MEETING DATE: 04/30/2004 | ||||
| TICKER: BPOP SECURITY ID: 733174106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT J.B. CARRION JR.* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MANUEL MORALES JR.* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT J.R. VIZCARRONDO* AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT MARIA LUISA FERRE** AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT F.V. SALERNO** AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE SELECTION OF THE CORPORATION S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| 3 | TO AMEND ARTICLE FIFTH OF THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $6, FROM 180,000,000 TO 470,000,000. | Management | For | Against |
| 4 | TO AMEND ARTICLE FIFTH OF THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF PREFERRED STOCK WITHOUT PAR VALUE FROM 10,000,000 TO 30,000,000. | Management | For | Against |
| 5 | TO AMEND ARTICLE EIGHTH OF THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE THE REQUIREMENT THAT THE TOTAL NUMBER OF DIRECTORS SHALL ALWAYS BE AN ODD NUMBER. | Management | For | Against |
| 6 | TO APPROVE THE CORPORATION S 2004 OMNIBUS INCENTIVE PLAN. | Management | For | Against |
| ISSUER NAME: PRIVATEBANCORP, INC. MEETING DATE: 04/22/2004 | ||||
| TICKER: PVTB SECURITY ID: 742962103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ROBERT F. COLEMAN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JAMES M. GUYETTE AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT PHILIP M. KAYMAN AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT THOMAS F. MEAGHER AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT WILLIAM J. PODL AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT WILLIAM R. RYBAK AS A DIRECTOR | Management | For | For |
| 2 | THE AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 24,000,000 TO 39,000,000. | Management | For | For |
| ISSUER NAME: SANTANDER BANCORP MEETING DATE: 04/29/2004 | ||||
| TICKER: SBP SECURITY ID: 802809103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT VICTOR ARBULU AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MARIA CALERO AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT STEPHEN FERRIS AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2004. | Management | For | For |
| ISSUER NAME: SEI INVESTMENTS COMPANY MEETING DATE: 05/25/2004 | ||||
| TICKER: SEIC SECURITY ID: 784117103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ALFRED P. WEST, JR.* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT WILLIAM M. DORAN* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT HOWARD D. ROSS* AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT THOMAS W. SMITH** AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SEI INVESTMENTS COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004. | Management | For | For |
| ISSUER NAME: SILICON VALLEY BANCSHARES MEETING DATE: 04/22/2004 | ||||
| TICKER: SIVB SECURITY ID: 827064106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JAMES F. BURNS, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT G. FELDA HARDYMON AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT ALEX W. HART AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT JAMES R. PORTER AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT MICHAELA K. RODENO AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT LARRY W. SONSINI AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT KENNETH P. WILCOX AS A DIRECTOR | Management | For | For |
| 2 | APPROVE AN AMENDMENT TO THE SILICON VALLEY BANCSHARES 1997 EQUITY INCENTIVE PLAN TO RESERVE AN ADDITIONAL 1,500,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. | Management | For | For |
| 3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS. | Management | For | For |
| ISSUER NAME: SOUTHTRUST CORPORATION MEETING DATE: 04/21/2004 | ||||
| TICKER: SOTR SECURITY ID: 844730101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT CARL F. BAILEY AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JOHN M. BRADFORD AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT WILLIAM C. HULSEY AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT WALLACE D. MALONE, JR. AS A DIRECTOR | Management | For | For |
| 2 | RATIFICATION OF INDEPENDENT AUDITORS: RESPECTING PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS SOUTHTRUST S PRINCIPAL INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| 3 | RATIFICATION OF AMENDED AND RESTATED SENIOR OFFICER PERFORMANCE INCENTIVE PLAN: RESPECTING PROPOSAL TO APPROVE AND RATIFY THE AMENDED AND RESTATED SENIOR OFFICER PERFORMANCE INCENTIVE PLAN, AS DESCRIBED IN AND ATTACHED AS AN APPENDIX TO THE ACCOMPANYING PROXY STATEMENT OF THE COMPANY. | Management | For | For |
| 4 | RATIFICATION OF 2004 LONG-TERM INCENTIVE PLAN: RESPECTING PROPOSAL TO APPROVE AND RATIFY THE 2004 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN AND ATTACHED AS AN APPENDIX TO THE ACCOMPANYING PROXY STATEMENT OF THE COMPANY. | Management | For | For |
| ISSUER NAME: SOVEREIGN BANCORP, INC. MEETING DATE: 04/22/2004 | ||||
| TICKER: SOV SECURITY ID: 845905108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ANDREW C. HOVE, JR. AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT DANIEL K. ROTHERMEL AS A DIRECTOR | Management | For | For |
| 2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| 3 | APPROVE AN AMENDMENT TO SOVEREIGN S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION SHARES TO 800 MILLION SHARES. | Management | For | For |
| 4 | APPROVE SOVEREIGN S 2004 BROAD-BASED STOCK INCENTIVE PLAN AND THE CONTINUATION OF SOVEREIGN S EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 5 | APPROVE SOVEREIGN S BONUS RECOGNITION AND RETENTION PROGRAM. | Management | For | For |
| ISSUER NAME: STATE STREET CORPORATION MEETING DATE: 04/21/2004 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT K. BURNES AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT D. GRUBER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT L. HILL AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT C. LAMANTIA AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT R. WEISSMAN AS A DIRECTOR | Management | For | For |
| 2 | TO VOTE ON A STOCKHOLDER PROPOSAL TO EXEMPT THE BOARD OF DIRECTORS FROM MASSACHUSETTS GENERAL LAWS, CHAPTER 156B, SECTION 50A(A). | Shareholder | Against | For |
| ISSUER NAME: SUNTRUST BANKS, INC. MEETING DATE: 04/20/2004 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT J. HICKS LANIER AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT LARRY L. PRINCE AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT FRANK S. ROYAL, M.D. AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ROBERT M. BEALL, II AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT JEFFREY C. CROWE AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| 3 | PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK PLAN. | Management | For | Against |
| ISSUER NAME: SYNOVUS FINANCIAL CORP. MEETING DATE: 04/22/2004 | ||||
| TICKER: SNV SECURITY ID: 87161C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JAMES H. BLANCHARD* AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT C. EDWARD FLOYD* AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT GARDINER W. GARRARD JR* AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT V. NATHANIEL HANSFORD* AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT ALFRED W. JONES III* AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT H. LYNN PAGE* AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT JAMES D. YANCEY* AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT FRANK W. BRUMLEY** AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT ELIZABETH W. CAMP** AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT T. MICHAEL GOODRICH** AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT J. NEAL PURCELL** AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT WILLIAM B. TURNER, JR** AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS INDEPENDENT AUDITOR. | Management | For | For |
| ISSUER NAME: TCF FINANCIAL CORPORATION MEETING DATE: 04/28/2004 | ||||
| TICKER: TCB SECURITY ID: 872275102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT LUELLA G. GOLDBERG AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT GEORGE G. JOHNSON AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT LYNN A. NAGORSKE AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT RALPH STRANGIS AS A DIRECTOR | Management | For | For |
| 2 | RE-APPROVAL OF THE TCF PERFORMANCE-BASED COMPENSATION POLICY FOR COVERED EXECUTIVE OFFICERS. | Management | For | For |
| 3 | RENEWAL OF THE TCF INCENTIVE STOCK PROGRAM FOR AN ADDITIONAL TEN YEARS. | Management | For | Against |
| 4 | RE-APPROVAL OF THE PERFORMANCE-BASED GOALS AND LIMITS OF THE TCF INCENTIVE STOCK PROGRAM. | Management | For | For |
| 5 | ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004. | Management | For | For |
| ISSUER NAME: THE BANK OF NEW YORK COMPANY, INC. MEETING DATE: 04/13/2004 | ||||
| TICKER: BK SECURITY ID: 064057102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT MR. BIONDI AS A DIRECTOR | Management | For | Withhold |
| 1.2 | ELECT MR. DONOFRIO AS A DIRECTOR | Management | For | Withhold |
| 1.3 | ELECT MR. GRIFFITH AS A DIRECTOR | Management | For | Withhold |
| 1.4 | ELECT MR. HASSELL AS A DIRECTOR | Management | For | Withhold |
| 1.5 | ELECT MR. KOGAN AS A DIRECTOR | Management | For | Withhold |
| 1.6 | ELECT MR. KOWALSKI AS A DIRECTOR | Management | For | Withhold |
| 1.7 | ELECT MR. LUKE AS A DIRECTOR | Management | For | Withhold |
| 1.8 | ELECT MR. MALONE AS A DIRECTOR | Management | For | Withhold |
| 1.9 | ELECT MR. MYNERS AS A DIRECTOR | Management | For | Withhold |
| 1.10 | ELECT MR. POZEN AS A DIRECTOR | Management | For | Withhold |
| 1.11 | ELECT MS. REIN AS A DIRECTOR | Management | For | Withhold |
| 1.12 | ELECT MR. RENYI AS A DIRECTOR | Management | For | Withhold |
| 1.13 | ELECT MR. RICHARDSON AS A DIRECTOR | Management | For | Withhold |
| 1.14 | ELECT MR. ROBERTS AS A DIRECTOR | Management | For | Withhold |
| 1.15 | ELECT MR. SCOTT AS A DIRECTOR | Management | For | Withhold |
| 2 | RATIFICATION OF AUDITORS | Management | For | For |
| 3 | APPROVAL OF AN AMENDMENT TO THE 2004 MANAGEMENT INCENTIVE COMPENSATION PLAN | Management | For | For |
| 4 | SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
| 5 | SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE COMPENSATION | Shareholder | Against | Against |
| 6 | SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPOSITION OF THE RISK COMMITTEE | Shareholder | Against | Against |
| 7 | SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPANY S RIGHTS PLAN | Shareholder | Against | For |
| ISSUER NAME: THE PNC FINANCIAL SERVICES GROUP, IN MEETING DATE: 04/27/2004 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT MR. CHELLGREN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT MR. CLAY AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT MR. COOPER AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT MR. DAVIDSON AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT MR. KELSON AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT MR. LINDSAY AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT MR. MASSARO AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT MR. O'BRIEN AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT MS. PEPPER AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT MR. ROHR AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT MS. STEFFES AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT MR. STRIGL AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT MR. THIEKE AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT MR. USHER AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT MR. WASHINGTON AS A DIRECTOR | Management | For | For |
| 1.16 | ELECT MR. WEHMEIER AS A DIRECTOR | Management | For | For |
| ISSUER NAME: TRAVELERS PROPERTY CASUALTY CORP. MEETING DATE: 03/19/2004 | ||||
| TICKER: TAPA SECURITY ID: 89420G109 | ||||
| TICKER: TAPB SECURITY ID: 89420G406 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER. | Management | For | For |
| ISSUER NAME: U.S. BANCORP MEETING DATE: 04/20/2004 | ||||
| TICKER: USB SECURITY ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT V. BUYNISKI GLUCKMAN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT ARTHUR D. COLLINS, JR. AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JERRY W. LEVIN AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT THOMAS E. PETRY AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT RICHARD G. REITEN AS A DIRECTOR | Management | For | For |
| 2 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
| 4 | SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE RETIREMENT BENEFITS. | Shareholder | Against | Against |
| 5 | SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. | Shareholder | Against | For |
| ISSUER NAME: UNIONBANCAL CORPORATION MEETING DATE: 04/28/2004 | ||||
| TICKER: UB SECURITY ID: 908906100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT DAVID R. ANDREWS AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT L. DALE CRANDALL AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT RICHARD D. FARMAN AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT STANLEY F. FARRAR AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT PHILIP B. FYLNN AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT MICHAEL J. GILLFILLAN AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT RICHARD C. HARTNACK AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT NORIMICHI KANARI AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT SATORU KISHI AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT MONICA C. LOZANO AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT MARY S. METZ AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT TAKAHIRO MORIGUCHI AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT J. FERNANDO NIEBLA AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT TAKAHARU SAEGUSA AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT TETSUO SHIMURA AS A DIRECTOR | Management | For | For |
| 2 | TO AMEND THE 1997 UNIONBANCAL CORPORATION PERFORMANCE SHARE PLAN. | Management | For | Against |
| 3 | TO RATIFY THE SELECTION OF UNIONBANCAL CORPORATION S INDEPENDENT AUDITORS, DELOITTE & TOUCHE LLP, FOR 2004. | Management | For | For |
| 4 | TO APPROVE A STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
| ISSUER NAME: VALLEY NATIONAL BANCORP MEETING DATE: 04/07/2004 | ||||
| TICKER: VLY SECURITY ID: 919794107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ANDREW B. ABRAMSON AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT PAMELA BRONANDER AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOSEPH COCCIA, JR. AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ERIC P. EDELSTEIN AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT MARY J STEELE GUILFOILE AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT H. DALE HEMMERDINGER AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT GRAHAM O. JONES AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT WALTER H. JONES, III AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT GERALD KORDE AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT GERALD H. LIPKIN AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT ROBINSON MARKEL AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT ROBERT E. MCENTEE AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT RICHARD S. MILLER AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT BARNETT RUKIN AS A DIRECTOR | Management | For | For |
| 1.15 | ELECT PETER SOUTHWAY AS A DIRECTOR | Management | For | For |
| 1.16 | ELECT LEONARD J. VORCHEIMER AS A DIRECTOR | Management | For | For |
| 2 | IN THEIR DISCRETION, UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
| ISSUER NAME: W HOLDING COMPANY, INC. MEETING DATE: 05/18/2004 | ||||
| TICKER: WHI SECURITY ID: 929251106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT CESAR A. RUIZ AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT PEDRO R. DOMINGUEZ AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
| ISSUER NAME: WACHOVIA CORPORATION MEETING DATE: 04/20/2004 | ||||
| TICKER: WB SECURITY ID: 929903102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT JAMES S. BALLOUN AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT JOHN T. CASTEEN, III AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT JOSEPH NEUBAUER AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT LANTY L. SMITH AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT DONA DAVIS YOUNG AS A DIRECTOR | Management | For | For |
| 2 | A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2004. | Management | For | For |
| 3 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING NOMINATING DIRECTORS. | Shareholder | Against | Against |
| 4 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING REPORTING POLITICAL INFORMATION. | Shareholder | Against | Against |
| 5 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Shareholder | Against | Against |
| ISSUER NAME: WELLS FARGO & COMPANY MEETING DATE: 04/27/2004 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT J.A. BLANCHARD III AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT SUSAN E. ENGEL AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT ENRIQUE HERNANDEZ, JR. AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT REATHA CLARK KING AS A DIRECTOR | Management | For | For |
| 1.6 | ELECT RICHARD M. KOVACEVICH AS A DIRECTOR | Management | For | For |
| 1.7 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
| 1.8 | ELECT CYNTHIA H. MILLIGAN AS A DIRECTOR | Management | For | For |
| 1.9 | ELECT PHILIP J. QUIGLEY AS A DIRECTOR | Management | For | For |
| 1.10 | ELECT DONALD B. RICE AS A DIRECTOR | Management | For | For |
| 1.11 | ELECT JUDITH M. RUNSTAD AS A DIRECTOR | Management | For | For |
| 1.12 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
| 1.13 | ELECT SUSAN G. SWENSON AS A DIRECTOR | Management | For | For |
| 1.14 | ELECT MICHAEL W. WRIGHT AS A DIRECTOR | Management | For | For |
| 2 | PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL 401(K) PLAN. | Management | For | For |
| 3 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
| 4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
| 5 | STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. | Shareholder | Against | Against |
| 6 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING. | Shareholder | Against | Against |
| 7 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
| ISSUER NAME: WINTRUST FINANCIAL CORPORATION MEETING DATE: 05/27/2004 | ||||
| TICKER: WTFC SECURITY ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT BRUCE K. CROWTHER AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT BERT A. GETZ, JR. AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT PAUL J. LISKA AS A DIRECTOR | Management | For | For |
| 1.4 | ELECT ALBIN F. MOSCHNER AS A DIRECTOR | Management | For | For |
| 1.5 | ELECT INGRID S. STAFFORD AS A DIRECTOR | Management | For | For |
| 2 | APPROVAL OF AMENDMENT TO THE 1997 STOCK INCENTIVE PLAN, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | Against |
| ISSUER NAME: ZIONS BANCORPORATION MEETING DATE: 04/30/2004 | ||||
| TICKER: ZION SECURITY ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | ELECT ROGER B. PORTER AS A DIRECTOR | Management | For | For |
| 1.2 | ELECT L.E. SIMMONS AS A DIRECTOR | Management | For | For |
| 1.3 | ELECT STEVEN C. WHEELWRIGHT AS A DIRECTOR | Management | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
| 3 | TO TRANSACT ANY OTHER SUCH BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |