UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00032
American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)
6455 Irvine Center Drive
Irvine, California 92618
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 - June 30, 2016
Michael W. Stockton
American Funds Fundamental Investors
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: American Funds Fundamental Investors Reporting Period: July 01, 2015 - June 30, 2016 | |||||||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 10/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||
2 | Company Name Change | Mgmt | For | For | For | ||
3 | Merger/Acquisition | Mgmt | For | For | For | ||
4 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
8 | Board Compensation | Mgmt | For | For | For | ||
9 | Additional or Miscellanious Proposals | ShrHoldr | For | For | For | ||
Aegon N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CINS N00927298 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Elect Robert J. Routs to the Supervisory Board | Mgmt | For | For | For | ||
10 | Elect Ben van der Veer to the Supervisory Board | Mgmt | For | For | For | ||
11 | Elect Dirk P.M. Verbeek to the Supervisory Board | Mgmt | For | For | For | ||
12 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares for Equity Awards | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Airbus Group NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | ||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | ||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | ||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | ||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | ||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | ||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | ||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | ||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | ||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | ||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | ||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
27 | Authority to Cancel Shares | Mgmt | For | For | For | ||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Airgas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARG | CUSIP 009363102 | 08/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James W. Hovey | Mgmt | For | For | For | ||
1.2 | Elect Michael L. Molinini | Mgmt | For | For | For | ||
1.3 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
1.4 | Elect David M. Stout | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.9 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.10 | Elect K. Ram Shriram | Mgmt | For | Withhold | Against | ||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | ||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Altice S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATC | CINS L0179Z104 | 08/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Transfer of Assets and Liabilities | Mgmt | For | Against | Against | ||
7 | Elect Jurgen van Breukelen to the Board of Directors | Mgmt | For | For | For | ||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Altice S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATC | CINS L0179Z104 | 08/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Luxembourg | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Cross-Border Merger | Mgmt | For | For | For | ||
7 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder proposal regarding report on tobacco ingredients | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Judith A McGrath | Mgmt | For | For | For | ||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | ||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | ||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
9 | Elect Henry S. Miller | Mgmt | For | For | For | ||
10 | Elect Robert S. Miller | Mgmt | For | For | For | ||
11 | Elect Linda A. Mills | Mgmt | For | For | For | ||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
13 | Elect John A. Paulson | Mgmt | For | For | For | ||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | ||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
5 | Elect Craig Macnab | Mgmt | For | For | For | ||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
3 | Elect David P. Falck | Mgmt | For | For | For | ||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
5 | Elect Randall D. Ledford | Mgmt | For | For | For | ||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
7 | Elect John R. Lord | Mgmt | For | For | For | ||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
9 | Elect Diana G. Reardon | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Certificate Amendment Regarding the Removal of Directors | Mgmt | For | For | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
4 | Elect James A. Champy | Mgmt | For | For | For | ||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
6 | Elect Edward H. Frank | Mgmt | For | For | For | ||
7 | Elect John C. Hodgson | Mgmt | For | For | For | ||
8 | Elect Neil S. Novich | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Arch Capital Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACGL | CUSIP G0450A105 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | ||
2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | ||
3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | ||
4 | Elect Eugene S. Sunshine | Mgmt | For | For | For | ||
5 | Elect Mr. Al-Judaimi | Mgmt | For | For | For | ||
6 | Elect Mr. Al-Tawari | Mgmt | For | For | For | ||
7 | Elect Anthony Asquith | Mgmt | For | For | For | ||
8 | Elect Edgardo Balois | Mgmt | For | For | For | ||
9 | Elect Dennis R Brand | Mgmt | For | For | For | ||
10 | Elect Dominic Brannigan | Mgmt | For | For | For | ||
11 | Elect Ian Britchfield | Mgmt | For | For | For | ||
12 | Elect Pierre Andre-Camps | Mgmt | For | For | For | ||
13 | Elect Paul Cole | Mgmt | For | For | For | ||
14 | Elect Graham B.R. Collis | Mgmt | For | For | For | ||
15 | Elect Michael Constantinides | Mgmt | For | For | For | ||
16 | Elect William J. Cooney | Mgmt | For | For | For | ||
17 | Elect Stephen J. Curley | Mgmt | For | For | For | ||
18 | Elect Nick Denniston | Mgmt | For | For | For | ||
19 | Elect Michael Feetham | Mgmt | For | For | For | ||
20 | Elect Stephen Fogarty | Mgmt | For | For | For | ||
21 | Elect Steve Franklin | Mgmt | For | For | For | ||
22 | Elect Jann Gardner | Mgmt | For | For | For | ||
23 | Elect Giuliano Giovannetti | Mgmt | For | For | For | ||
24 | Elect Marc Grandisson | Mgmt | For | For | For | ||
25 | Electt Mrs. Hadjipapa | Mgmt | For | For | For | ||
26 | Elect Mr. Hadjipapas | Mgmt | For | For | For | ||
27 | Elect Mr. Hammer | Mgmt | For | For | For | ||
28 | Elect Ms. Hartman | Mgmt | For | For | For | ||
29 | Elect Mr. Hipkin | Mgmt | For | For | For | ||
30 | Elect Mr. Hutchings | Mgmt | For | For | For | ||
31 | Elect Mr. Iordanou | Mgmt | For | For | For | ||
32 | Elect Mr. Kamphuijs | Mgmt | For | For | For | ||
33 | Elect Ms. Kelly | Mgmt | For | For | For | ||
34 | Elect Mr. Kier | Mgmt | For | For | For | ||
35 | Elect Mr. Kittinger | Mgmt | For | For | For | ||
36 | Elect Mr. Konig | Mgmt | For | For | For | ||
37 | Elect Mrs. Li-Williams | Mgmt | For | For | For | ||
38 | Elect Mr. Lyons | Mgmt | For | For | For | ||
39 | Elect Mr. Mailloux | Mgmt | For | For | For | ||
40 | Elect Mr. Marangos | Mgmt | For | For | For | ||
41 | Elect Mr. Martin | Mgmt | For | For | For | ||
42 | Elect Mr. McDowell | Mgmt | For | For | For | ||
43 | Elect Mr. McElroy | Mgmt | For | For | For | ||
44 | Elect Mr. Mercado | Mgmt | For | For | For | ||
45 | Elect Mr. Morin | Mgmt | For | For | For | ||
46 | Elect Mr. Mulholland | Mgmt | For | For | For | ||
47 | Elect Mr. Nolan | Mgmt | For | For | For | ||
48 | Elect Mr. Papadopoulo | Mgmt | For | For | For | ||
49 | Elect Mr. Price | Mgmt | For | For | For | ||
50 | Elect Mrs. Quinn | Mgmt | For | For | For | ||
51 | Elect Mr. Rajeh | Mgmt | For | For | For | ||
52 | Elect Mr. Rippert | Mgmt | For | For | For | ||
53 | Elect Ms. Santamaria-Sena | Mgmt | For | For | For | ||
54 | Elect Mr. Scace | Mgmt | For | For | For | ||
55 | Elect Mr. Scheuer | Mgmt | For | For | For | ||
56 | Elect Mr. Singh | Mgmt | For | For | For | ||
57 | Elect Mr. Smith | Mgmt | For | For | For | ||
58 | Elect Mr. Soares | Mgmt | For | For | For | ||
59 | Elect Mr. Stirling | Mgmt | For | For | For | ||
60 | Elect Mr. Sturgess | Mgmt | For | For | For | ||
61 | Elect Mr. Sullivan | Mgmt | For | For | For | ||
62 | Elect Mr. Taylor | Mgmt | For | For | For | ||
63 | Elect Mr. Totten | Mgmt | For | For | For | ||
64 | Elect Mr. Van Velzen | Mgmt | For | For | For | ||
65 | Elect Mr. Weatherstone | Mgmt | For | For | For | ||
66 | Elect Mr. Wolfe | Mgmt | For | For | For | ||
67 | Amendment to the 2007 Employee Share Purchase Plan | Mgmt | For | For | For | ||
68 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
69 | Ratification of Auditor | Mgmt | For | For | For | ||
70 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
6 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
14 | Closing | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
10 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
19 | Authority to Cancel Shares | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | ||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||
11 | Elect Ann Cairns | Mgmt | For | For | For | ||
12 | Elect Graham Chipchase | Mgmt | For | For | For | ||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
AT and T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
6 | Elect William E. Kennard | Mgmt | For | For | For | ||
7 | Elect Michael McCallister | Mgmt | For | For | For | ||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | ||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Larry D. Brady | Mgmt | For | Against | Against | ||
2 | Elect Gregory D. Brenneman | Mgmt | For | Against | Against | ||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | Against | Against | ||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
5 | Elect William H. Easter III | Mgmt | For | Against | Against | ||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
7 | Elect Anthony G. Fernandes | Mgmt | For | Against | Against | ||
8 | Elect Claire W. Gargalli | Mgmt | For | Against | Against | ||
9 | Elect Pierre H. Jungels | Mgmt | For | Against | Against | ||
10 | Elect James A. Lash | Mgmt | For | For | For | ||
11 | Elect J. Larry Nichols | Mgmt | For | Against | Against | ||
12 | Elect James W. Stewart | Mgmt | For | Against | Against | ||
13 | Elect Charles L. Watson | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Baxalta Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXLT | ISIN US07177M1036 | 05/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Bayer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAYN | CINS D0712D163 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Elect Hanneke Faber | Mgmt | For | For | For | ||
8 | Elect Wolfgang Plischke | Mgmt | For | For | For | ||
9 | Compensation Policy | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Pamela Daley | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | ||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
9 | Elect James Grosfeld | Mgmt | For | For | For | ||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | ||
11 | Elect David H. Komansky | Mgmt | For | For | For | ||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
13 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
14 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
15 | Elect Thomas H. O'Brien | Mgmt | For | For | For | ||
16 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | ||
17 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | ||
18 | Elect John S. Varley | Mgmt | For | For | For | ||
19 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
21 | Ratification of Auditor | Mgmt | For | For | For | ||
22 | Implement Proxy Access | Mgmt | For | For | For | ||
23 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 05/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
5 | Elect Lynn J. Good | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For | ||
Boston Scientific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | ||
3 | Elect Donna A. James | Mgmt | For | For | For | ||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
8 | Elect David J. Roux | Mgmt | For | For | For | ||
9 | Elect John E. Sununu | Mgmt | For | For | For | ||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CINS G12793108 | 04/14/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Brian Gilvary | Mgmt | For | For | For | ||
5 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
9 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
10 | Elect Ann Dowling | Mgmt | For | For | For | ||
11 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
13 | Elect John Sawers | Mgmt | For | For | For | ||
14 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Policy) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Elect Richard Burrows | Mgmt | For | For | For | ||
8 | Elect Nicandro Durante | Mgmt | For | For | For | ||
9 | Elect Susan J. Farr | Mgmt | For | For | For | ||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||
11 | Elect Savio Kwan | Mgmt | For | For | For | ||
12 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | ||
13 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||
14 | Elect Gerard Murphy | Mgmt | For | For | For | ||
15 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
16 | Elect Kieran Poynter | Mgmt | For | For | For | ||
17 | Elect Ben Stevens | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Long-term Incentive Plan | Mgmt | For | For | For | ||
22 | Sharesave Scheme | Mgmt | For | For | For | ||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Broadcom Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
6 | Elect Justine Lien | Mgmt | For | For | For | ||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||
8 | Elect Peter J. Marks | Mgmt | For | For | For | ||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
10 | Elect Lucien Y.K. Wong | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
Cameron International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAM | CUSIP 13342B105 | 12/17/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Campbell Soup Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPB | CUSIP 134429109 | 11/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bennett Dorrance | Mgmt | For | For | For | ||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | ||
3 | Elect Marc B. Lautenbach | Mgmt | For | For | For | ||
4 | Elect Mary Alice D. Malone | Mgmt | For | For | For | ||
5 | Elect Sara Mathew | Mgmt | For | For | For | ||
6 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
7 | Elect Charles R. Perrin | Mgmt | For | For | For | ||
8 | Elect A. Barry Rand | Mgmt | For | For | For | ||
9 | Elect Nick Shreiber | Mgmt | For | For | For | ||
10 | Elect Tracey Travis | Mgmt | For | For | For | ||
11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | ||
12 | Elect Les C. Vinney | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Canadian Natural Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | ||
4 | Return of Capital and Reduction in Stated Capital | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | ||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
11 | Elect Catherine G. West | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
8 | Elect William A. Osborn | Mgmt | For | For | For | ||
9 | Elect Debra L. Reed | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Charter Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHTR | CUSIP 16117M305 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Lance Conn | Mgmt | For | For | For | ||
2 | Elect Michael P. Huseby | Mgmt | For | For | For | ||
3 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
4 | Elect Gregory B. Maffei | Mgmt | For | For | For | ||
5 | Elect John C. Malone | Mgmt | For | For | For | ||
6 | Elect John D. Markley, Jr. | Mgmt | For | For | For | ||
7 | Elect David C. Merritt | Mgmt | For | For | For | ||
8 | Elect Balan Nair | Mgmt | For | For | For | ||
9 | Elect Thomas M. Rutledge | Mgmt | For | For | For | ||
10 | Elect Eric L. Zinterhofer | Mgmt | For | For | For | ||
11 | 2016 Executive Incentive Performance Plan | Mgmt | For | For | For | ||
12 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Charter Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHTR | CUSIP 16117M305 | 09/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | TWC Merger Agreement | Mgmt | For | For | For | ||
2 | TWC Share Issuance | Mgmt | For | For | For | ||
3 | Bright House Share Issuance | Mgmt | For | For | For | ||
4 | Shareholders Agreement | Mgmt | For | For | For | ||
5 | General Certificate of Incorporation Proposal | Mgmt | For | For | For | ||
6 | Remove Special Approval Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
7 | Board Size and Nomination Rights | Mgmt | For | For | For | ||
8 | Board Actions Requiring Approval of Majority Vote | Mgmt | For | For | For | ||
9 | Limit Voting Power on Shares Owned in Excess of Voting Caps | Mgmt | For | For | For | ||
10 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | ||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | Against | For | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | For | For | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
18 | Elect Kimberly Ross | Mgmt | For | For | For | ||
19 | Elect Robert W. Scully | Mgmt | For | For | For | ||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
21 | Elect Theodore Shasta | Mgmt | For | For | For | ||
22 | Elect David H. Sidwell | Mgmt | For | For | For | ||
23 | Elect Olivier Steimer | Mgmt | For | For | For | ||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | ||
26 | Elect Michael P. Connors | Mgmt | For | For | For | ||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
29 | Elect Robert W. Scully | Mgmt | For | For | For | ||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | ||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | ||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | ||
35 | Executive Compensation | Mgmt | For | For | For | ||
36 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
37 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | ||
Cimarex Energy Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEC | CUSIP 171798101 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lisa A. Stewart | Mgmt | For | For | For | ||
2 | Elect Hans Helmerich | Mgmt | For | For | For | ||
3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
4 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect John T. Chambers | Mgmt | For | For | For | ||
5 | Elect Brian L. Halla | Mgmt | For | For | For | ||
6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
4 | Elect Peter B. Henry | Mgmt | For | For | For | ||
5 | Elect Franz B. Humer | Mgmt | For | For | For | ||
6 | Elect Renee J. James | Mgmt | For | For | For | ||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
10 | Elect Judith Rodin | Mgmt | For | For | For | ||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
12 | Elect Joan E. Spero | Mgmt | For | For | For | ||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
15 | Elect James S. Turley | Mgmt | For | For | For | ||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
6 | Elect Ana Dutra | Mgmt | For | For | For | ||
7 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
8 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
9 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
10 | Elect Leo Melamed | Mgmt | For | For | For | ||
11 | Elect William P. Miller II | Mgmt | For | For | For | ||
12 | Elect James E. Oliff | Mgmt | For | For | For | ||
13 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
14 | Elect John F. Sandner | Mgmt | For | For | For | ||
15 | Elect Terry L. Savage | Mgmt | For | For | For | ||
16 | Elect William R. Shepard | Mgmt | For | For | For | ||
17 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CNO Financial Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNO | CUSIP 12621E103 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | ||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
3 | Elect Robert C. Greving | Mgmt | For | For | For | ||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | ||
5 | Elect Charles J. Jacklin | Mgmt | For | For | For | ||
6 | Elect Daniel R. Maurer | Mgmt | For | For | For | ||
7 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
8 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
9 | Elect Michael T. Tokarz | Mgmt | For | For | For | ||
10 | Amendment to NOL Shareholder Rights Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Botin | Mgmt | For | For | For | ||
5 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
6 | Elect Richard M. Daley | Mgmt | For | For | For | ||
7 | Elect Barry Diller | Mgmt | For | For | For | ||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
9 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
10 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
11 | Elect Muhtar Kent | Mgmt | For | For | For | ||
12 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
14 | Elect Sam Nunn | Mgmt | For | For | For | ||
15 | Elect David B. Weinberg | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | ||
Coca-Cola Enterprises, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCE | CUSIP 19122T109 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jan Bennink | Mgmt | For | For | For | ||
2 | Elect John F. Brock | Mgmt | For | For | For | ||
3 | Elect Calvin Darden | Mgmt | For | For | For | ||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | ||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | ||
7 | Elect Veronique Morali | Mgmt | For | For | For | ||
8 | Elect Andrea L. Saia | Mgmt | For | For | For | ||
9 | Elect Garry Watts | Mgmt | For | For | For | ||
10 | Elect Curtis R. Welling | Mgmt | For | For | For | ||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Coca-Cola Enterprises, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCE | CUSIP 19122T109 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Approve Articles Providing for Initial Terms of Independent Non-Executive Directors, the Chairman, and the CEO | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | ||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | ||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | ||
Concho Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 06/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | ||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
5 | Elect John V. Faraci | Mgmt | For | For | For | ||
6 | Elect Jody L Freeman | Mgmt | For | For | For | ||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | ||
CONSOL Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNX | CUSIP 20854P109 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nicholas J. Deluliis | Mgmt | For | For | For | ||
1.2 | Elect Alvin R. Carpenter | Mgmt | For | For | For | ||
1.3 | Elect William E. Davis | Mgmt | For | For | For | ||
1.4 | Elect Maureen Lally-Green | Mgmt | For | For | For | ||
1.5 | Elect Gregory A. Lanham | Mgmt | For | For | For | ||
1.6 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | ||
1.7 | Elect John T. Mills | Mgmt | For | For | For | ||
1.8 | Elect Joseph P. Platt | Mgmt | For | For | For | ||
1.9 | Elect William P. Powell | Mgmt | For | For | For | ||
1.10 | Elect Edwin S. Robertson | Mgmt | For | For | For | ||
1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | ||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | ||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Dale N. Hatfield | Mgmt | For | For | For | ||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Landis Martin | Mgmt | For | For | For | ||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
8 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
9 | Elect William I. Miller | Mgmt | For | For | For | ||
10 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Richard J. Swift | Mgmt | For | For | For | ||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||
11 | Elect Tony L. White | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
Deere and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
5 | Elect Michael O. Johanns | Mgmt | For | For | For | ||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
8 | Elect Gregory R. Page | Mgmt | For | For | For | ||
9 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | ||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | ||
Diageo plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGE | CINS G42089113 | 09/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||
5 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||
6 | Elect HO Kwon Ping | Mgmt | For | For | For | ||
7 | Elect Betsey D. Holden | Mgmt | For | For | For | ||
8 | Elect Franz B. Humer | Mgmt | For | For | For | ||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | ||
11 | Elect Ivan Menezes | Mgmt | For | For | For | ||
12 | Elect Philip Scott | Mgmt | For | For | For | ||
13 | Elect Alan Stewart | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Discover Financial Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | ||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
10 | Elect David W. Nelms | Mgmt | For | For | For | ||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Edward D. Breen | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
6 | Elect James L. Gallogly | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect Al Monaco | Mgmt | For | For | For | ||
1.8 | Elect George K. Petty | Mgmt | For | For | For | ||
1.9 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.11 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Auditor Tendering Process | ShrHoldr | Against | Against | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
6 | Elect William R. Thomas | Mgmt | For | For | For | ||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Equinix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQIX | CUSIP 29444U700 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | ||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | ||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | ||
1.4 | Elect John Hughes | Mgmt | For | For | For | ||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | ||
1.6 | Elect William Luby | Mgmt | For | For | For | ||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | ||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | ||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | ||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William L. Roper | Mgmt | For | For | For | ||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | ||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | ||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
Facebook, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.5 | Elect Jan Koum | Mgmt | For | For | For | ||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | Against | Against | ||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | Against | Against | ||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | Against | Against | ||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | ||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | ||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | Against | Against | ||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | Against | Against | ||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Fastenal Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FAST | CUSIP 311900104 | 04/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Willard D. Oberton | Mgmt | For | For | For | ||
2 | Elect Michael J. Ancius | Mgmt | For | For | For | ||
3 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
4 | Elect Stephen L. Eastman | Mgmt | For | For | For | ||
5 | Elect Daniel L. Florness | Mgmt | For | For | For | ||
6 | Elect Rita J. Heise | Mgmt | For | For | For | ||
7 | Elect Darren R. Jackson | Mgmt | For | For | For | ||
8 | Elect Scott A. Satterlee | Mgmt | For | For | For | ||
9 | Elect Reyne K. Wisecup | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | ||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | ||
4 | Elect C. Scott Greer | Mgmt | For | For | For | ||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | ||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||
7 | Elect Paul J. Norris | Mgmt | For | For | For | ||
8 | Elect Robert C. Pallash | Mgmt | For | For | For | ||
9 | Elect William H. Powell | Mgmt | For | For | For | ||
10 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
Frontier Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTR | CUSIP 35906A108 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | ||
1.3 | Elect Diana S. Ferguson | Mgmt | For | For | For | ||
1.4 | Elect Edward Fraioli | Mgmt | For | For | For | ||
1.5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | ||
1.6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
1.7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | ||
1.8 | Elect Howard L. Schrott | Mgmt | For | For | For | ||
1.9 | Elect Larraine D. Segil | Mgmt | For | For | For | ||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | ||
1.11 | Elect Myron A. Wick, III | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
12 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||
14 | Elect James E. Rohr | Mgmt | For | For | For | ||
15 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
3 | Elect John W. Madigan | Mgmt | For | For | For | ||
4 | Elect John C. Martin | Mgmt | For | For | For | ||
5 | Elect John F. Milligan | Mgmt | For | For | For | ||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Goldman Sachs Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||
4 | Elect Mark Flaherty | Mgmt | For | For | For | ||
5 | Elect William W. George | Mgmt | For | For | For | ||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect Debora L. Spar | Mgmt | For | For | For | ||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
12 | Elect David A. Viniar | Mgmt | For | For | For | ||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | ||
Grafton Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFTU | CINS G4035Q189 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Michael Chadwick | Mgmt | For | For | For | ||
3 | Elect Charles M. Fisher | Mgmt | For | For | For | ||
4 | Elect Roderick Ryan | Mgmt | For | For | For | ||
5 | Elect Frank van Zanten | Mgmt | For | For | For | ||
6 | Elect Paul N. Hampden Smith | Mgmt | For | For | For | ||
7 | Elect Michael J. Roney | Mgmt | For | For | For | ||
8 | Elect David Arnold | Mgmt | For | For | For | ||
9 | Elect Gavin Slark | Mgmt | For | For | For | ||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | ||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
3 | Elect James R. Boyd | Mgmt | For | For | For | ||
4 | Elect Milton Carroll | Mgmt | For | For | For | ||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | ||
8 | Elect David J. Lesar | Mgmt | For | For | For | ||
9 | Elect Robert A. Malone | Mgmt | For | For | For | ||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
12 | Elect Debra L. Reed | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Helmerich & Payne, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HP | CUSIP 423452101 | 03/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William L. Armstrong | Mgmt | For | For | For | ||
2 | Elect Randy A. Foutch | Mgmt | For | For | For | ||
3 | Elect Hans Helmerich | Mgmt | For | For | For | ||
4 | Elect John W. Lindsay | Mgmt | For | For | For | ||
5 | Elect Paula Marshall | Mgmt | For | For | For | ||
6 | Elect Thomas A. Petrie | Mgmt | For | For | For | ||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | ||
8 | Elect Francis Rooney | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect John D. Zeglis | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Hess Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HES | CUSIP 42809H107 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||
2 | Elect Terrence J. Checki | Mgmt | For | For | For | ||
3 | Elect John B. Hess | Mgmt | For | For | For | ||
4 | Elect Edith E. Holiday | Mgmt | For | For | For | ||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
6 | Elect David McManus | Mgmt | For | For | For | ||
7 | Elect Kevin O. Meyers | Mgmt | For | For | For | ||
8 | Elect John H. Mullin, III | Mgmt | For | For | For | ||
9 | Elect James H. Quigley | Mgmt | For | For | For | ||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
11 | Elect William G. Schrader | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approval of the 2016 Performance Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Stranded Asset Risk | ShrHoldr | Against | Against | For | ||
Hologic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | ||
1.4 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
1.5 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
1.6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | ||
1.8 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
1.9 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
1.10 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William S. Ayer | Mgmt | For | For | For | ||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||
8 | Elect Clive Hollick | Mgmt | For | For | For | ||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | ||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Hudbay Minerals Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HBM | CUSIP 443628102 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan Hair | Mgmt | For | For | For | ||
1.2 | Elect Igor A. Gonzales | Mgmt | For | For | For | ||
1.3 | Elect Tom A. Goodman | Mgmt | For | For | For | ||
1.4 | Elect Alan Roy Hibben | Mgmt | For | For | For | ||
1.5 | Elect W. Warren Holmes | Mgmt | For | For | For | ||
1.6 | Elect Sarah B. Kavanagh | Mgmt | For | For | For | ||
1.7 | Elect Carin S. Knickel | Mgmt | For | For | For | ||
1.8 | Elect Alan J. Lenczner | Mgmt | For | For | For | ||
1.9 | Elect Kenneth G. Stowe | Mgmt | For | For | For | ||
1.10 | Elect Michael T. Waites | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to Long-Term Equity Plan | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
6 | Elect William J. McDonald | Mgmt | For | For | For | ||
7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
8 | Elect David B. Nash | Mgmt | For | For | For | ||
9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 10/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Ingersoll-Rand Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IR | CUSIP G47791101 | 06/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
2 | Elect John Bruton | Mgmt | For | For | For | ||
3 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | ||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | ||
6 | Elect Constance J. Horner | Mgmt | For | For | For | ||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
8 | Elect Michael Lamach | Mgmt | For | For | For | ||
9 | Elect Myles P. Lee | Mgmt | For | For | For | ||
10 | Elect John P. Surma | Mgmt | For | For | For | ||
11 | Elect Richard J. Swift | Mgmt | For | For | For | ||
12 | Elect Tony L. White | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | ||
18 | Amendment to Articles to Implement Proxy Access | Mgmt | For | For | For | ||
19 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | For | For | ||
20 | Amendments to Memorandum (Irish Companies Act 2014) | Mgmt | For | For | For | ||
21 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | ||
22 | Grant the Board Sole Authority to Determine Board Size | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect James D. Plummer | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
10 | Elect David B. Yoffie | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
3 | Elect David N. Farr | Mgmt | For | For | For | ||
4 | Elect Mark Fields | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
12 | Elect Joan E. Spero | Mgmt | For | For | For | ||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||
14 | Elect Peter R. Voser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eve Burton | Mgmt | For | For | For | ||
2 | Elect Scott D. Cook | Mgmt | For | For | For | ||
3 | Elect Richard Dalzell | Mgmt | For | For | For | ||
4 | Elect Diane B. Greene | Mgmt | For | Against | Against | ||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
7 | Elect Brad D. Smith | Mgmt | For | For | For | ||
8 | Elect Jeff Weiner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Iron Mountain Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 46284V101 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer Allerton | Mgmt | For | For | For | ||
2 | Elect Ted R. Antenucci | Mgmt | For | For | For | ||
3 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
4 | Elect Clarke H. Bailey | Mgmt | For | For | For | ||
5 | Elect Neil G. Chatfield | Mgmt | For | For | For | ||
6 | Elect Kent P. Dauten | Mgmt | For | For | For | ||
7 | Elect Paul F. Deninger | Mgmt | For | For | For | ||
8 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
9 | Elect William L. Meaney | Mgmt | For | For | For | ||
10 | Elect Wendy J. Murdock | Mgmt | For | For | For | ||
11 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
12 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Iron Mountain Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 46284V101 | 11/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | For | For | ||
9 | Elect Charles Prince | Mgmt | For | For | For | ||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David P. Abney | Mgmt | For | For | For | ||
1.2 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.3 | Elect Julie L. Bushman | Mgmt | For | For | For | ||
1.4 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.5 | Elect Richard Goodman | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
1.7 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.8 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
1.9 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
1.10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | ||
Juniper Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNPR | CUSIP 48203R104 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
2 | Elect Gary J Daichendt | Mgmt | For | For | For | ||
3 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||
4 | Elect James Dolce | Mgmt | For | For | For | ||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
6 | Elect Scott Kriens | Mgmt | For | For | For | ||
7 | Elect Rahul Merchant | Mgmt | For | For | For | ||
8 | Elect Rami Rahim | Mgmt | For | For | For | ||
9 | Elect Pradeep Sindhu | Mgmt | For | For | For | ||
10 | Elect William Stensrud | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Simple Vote | ShrHoldr | Against | Against | For | ||
KAR Auction Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KAR | CUSIP 48238T109 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | ||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | ||
3 | Elect James P. Hallett | Mgmt | For | For | For | ||
4 | Elect Mark E. Hill | Mgmt | For | For | For | ||
5 | Elect J. Mark Howell | Mgmt | For | For | For | ||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | ||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | ||
8 | Elect John P. Larson | Mgmt | For | For | For | ||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | ||
10 | Removal of Directors With or Without Cause | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Keycorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEY | CUSIP 493267108 | 03/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | Against | Against | ||
2 | Preferred Shareholders' Right to Call Special Meetings | Mgmt | For | Against | Against | ||
3 | Require Preferred Shareholders' Approval for Certain Amendments | Mgmt | For | Against | Against | ||
4 | Require Preferred Shareholders' Approval for Certain Transactions | Mgmt | For | Against | Against | ||
5 | Change in Board Size | Mgmt | For | Against | Against | ||
6 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 02/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Approval of extension of the Outside Director Accelerated Vesting Policy | Mgmt | For | For | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
3 | Elect John T. Dickson | Mgmt | For | For | For | ||
4 | Elect Emiko Higashi | Mgmt | For | For | For | ||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
6 | Elect Gary B. Moore | Mgmt | For | For | For | ||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | ||
8 | Elect Robert A. Rango | Mgmt | For | For | For | ||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
10 | Elect David C. Wang | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kraft Foods Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
4 | Elect John T. Cahill | Mgmt | For | For | For | ||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
9 | Elect John C. Pope | Mgmt | For | For | For | ||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect Susan M. Phillips | Mgmt | For | For | For | ||
9 | Elect James A. Runde | Mgmt | For | For | For | ||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
11 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
Las Vegas Sands Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
1.3 | Elect Robert G. Goldstein | Mgmt | For | For | For | ||
1.4 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Legal & General Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGEN | CINS G54404127 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Richard H. Meddings | Mgmt | For | For | For | ||
4 | Elect Carolyn Bradley | Mgmt | For | For | For | ||
5 | Elect Lizabeth Zlatkus | Mgmt | For | For | For | ||
6 | Elect Mark Zinkula | Mgmt | For | For | For | ||
7 | Elect Stuart Popham | Mgmt | For | For | For | ||
8 | Elect Julia Wilson | Mgmt | For | For | For | ||
9 | Elect Mark Gregory | Mgmt | For | For | For | ||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
11 | Elect John Stewart | Mgmt | For | For | For | ||
12 | Elect Nigel Wilson | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | ||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Scrip Dividend Alternative | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Liberty Global plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | ||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Liberty Global plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | ||
2 | Elect Richard R. Green | Mgmt | For | For | For | ||
3 | Elect David E. Rapley | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
9 | Elect James M. Loy | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
LyondellBasell Industries N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
2 | Elect Lincoln Benet | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Bruce A. Smith | Mgmt | For | For | For | ||
5 | Elect Thomas Aebischer | Mgmt | For | For | For | ||
6 | Elect Dan Coombs | Mgmt | For | For | For | ||
7 | Elect James D. Guilfoyle | Mgmt | For | For | For | ||
8 | Adoption of Dutch Statutory Annual Accounts for 2015 | Mgmt | For | For | For | ||
9 | Discharge From Liability of Members of the Management | Mgmt | For | For | For | ||
10 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
13 | Allocation of Dividends | Mgmt | For | For | For | ||
14 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | ||
15 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
3 | Elect John A. Bryant | Mgmt | For | For | For | ||
4 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | ||
6 | Elect William H. Lenehan | Mgmt | For | For | For | ||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
8 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
10 | Elect Paul C. Varga | Mgmt | For | For | For | ||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Masco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAS | CUSIP 574599106 | 05/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
2 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
3 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
MasterCard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | ||
10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Walter E. Massey | Mgmt | For | For | For | ||
9 | Elect John Mulligan | Mgmt | For | For | For | ||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | ShrHoldr | Against | Against | For | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Michael Grobstein | Mgmt | For | For | For | ||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | ||
12 | Elect Elliott Sigal | Mgmt | For | For | For | ||
13 | Elect Robert Singer | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Medtronic, plc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Meggitt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGGT | CINS G59640105 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Sir Nigel R. Rudd | Mgmt | For | For | For | ||
5 | Elect Stephen Young | Mgmt | For | For | For | ||
6 | Elect Guy Berruyer | Mgmt | For | For | For | ||
7 | Elect Alison Goligher | Mgmt | For | For | For | ||
8 | Elect Philip E Green | Mgmt | For | For | For | ||
9 | Elect Paul Heiden | Mgmt | For | For | For | ||
10 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | ||
11 | Elect Doug Webb | Mgmt | For | For | For | ||
12 | Elect Colin Day | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
4 | Elect Satya Nadella | Mgmt | For | For | For | ||
5 | Elect Charles H. Noski | Mgmt | For | For | For | ||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect John W. Stanton | Mgmt | For | For | For | ||
10 | Elect John W. Thompson | Mgmt | For | For | For | ||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
MTU Aero Engines AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTX | CINS D5565H104 | 04/14/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
Murata Manufacturing Co Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6981 | CINS J46840104 | 06/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | ||
5 | Elect Yoshitaka Fujita | Mgmt | For | For | For | ||
6 | Elect Tohru Inoue | Mgmt | For | For | For | ||
7 | Elect Norio Nakajima | Mgmt | For | For | For | ||
8 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | ||
9 | Elect Yoshito Takemura | Mgmt | For | For | For | ||
10 | Elect Satoshi Ishino | Mgmt | For | For | For | ||
11 | Elect Takashi Shigematsu | Mgmt | For | For | For | ||
12 | Elect Junichi Tanaka | Mgmt | For | For | For | ||
13 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | ||
15 | Elect Hiroshi Ueno | Mgmt | For | For | For | ||
16 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | ||
17 | Audit Committee Directors' Fees | Mgmt | For | For | For | ||
Murphy Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUR | CUSIP 626717102 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect T. Jay Collins | Mgmt | For | For | For | ||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | ||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||
4 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | ||
5 | Elect Roger W. Jenkins | Mgmt | For | For | For | ||
6 | Elect James V. Kelley | Mgmt | For | For | For | ||
7 | Elect Walentin Mirosh | Mgmt | For | For | For | ||
8 | Elect R. Madison Murphy | Mgmt | For | For | For | ||
9 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||
10 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
11 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
12 | Elect Caroline G. Theus | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2017 Annual Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Naspers Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPN | CINS S53435103 | 08/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Elect Steve J.Z. Pacak | Mgmt | For | For | For | ||
5 | Elect Mark R. Sorour | Mgmt | For | For | For | ||
6 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | For | For | ||
7 | Re-elect Craig Enenstein | Mgmt | For | For | For | ||
8 | Re-elect Don Eriksson | Mgmt | For | For | For | ||
9 | Re-elect Fred Phaswana | Mgmt | For | For | For | ||
10 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | ||
11 | Election of Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | ||
12 | Election of Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | ||
13 | Election of Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | ||
14 | Approve Remuneration Policy | Mgmt | For | For | For | ||
15 | General Authority to Issue Shares | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||
17 | Approve Restricted Stock Plan Trust Deed | Mgmt | For | For | For | ||
18 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | ||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
20 | Approve NEDs' Fees (Board - chair) | Mgmt | For | For | For | ||
21 | Approve NEDs' Fees (Board - member) | Mgmt | For | For | For | ||
22 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | ||
23 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | ||
24 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | ||
25 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | ||
26 | Approve NEDs' Fees (Human Resources & Remuneration Committee - Chair) | Mgmt | For | For | For | ||
27 | Approve NEDs' Fees (Human Resources & Remuneration Committee - Member) | Mgmt | For | For | For | ||
28 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | ||
29 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | ||
30 | Approve NEDs' Fees (Social & Ethics Committee - Chair) | Mgmt | For | For | For | ||
31 | Approve NEDs' Fees (Social & Ethics Committee - Member) | Mgmt | For | For | For | ||
32 | Approve NEDs' Fees (Trustees of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | ||
33 | Approve NEDs' Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | ||
34 | Approve NEDs' Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | ||
35 | Approve NEDs' Fees (2017) | Mgmt | For | For | For | ||
36 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | ||
37 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | ||
38 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | ||
39 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | ||
Newell Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 04/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Elect Thomas E. Clarke | Mgmt | For | For | For | ||
4 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
5 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
6 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
7 | Elect Domenico De Sole | Mgmt | For | For | For | ||
8 | Elect Michael B. Polk | Mgmt | For | For | For | ||
9 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
10 | Elect Michael A. Todman | Mgmt | For | For | For | ||
11 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | ||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | ||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect James E. Craddock | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect David L. Stover | Mgmt | For | For | For | ||
9 | Elect Scott D. Urban | Mgmt | For | For | For | ||
10 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
11 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect Steven F. Leer | Mgmt | For | For | For | ||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
8 | Elect Amy E. Miles | Mgmt | For | For | For | ||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
10 | Elect James A. Squires | Mgmt | For | For | For | ||
11 | Elect John R. Thompson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Northrop Grumman Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | ||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
7 | Elect William H. Hernandez | Mgmt | For | For | For | ||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
10 | Elect Richard B. Myers | Mgmt | For | For | For | ||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
13 | Elect James S. Turley | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CINS H5820Q150 | 02/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Board Compensation | Mgmt | For | For | For | ||
8 | Executive Compensation | Mgmt | For | For | For | ||
9 | Compensation Report | Mgmt | For | For | For | ||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | For | For | ||
11 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
12 | Elect Dimitri Azar | Mgmt | For | For | For | ||
13 | Elect Srikant Datar | Mgmt | For | For | For | ||
14 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
15 | Elect Pierre Landolt | Mgmt | For | For | For | ||
16 | Elect Andreas von Planta | Mgmt | For | For | For | ||
17 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
18 | Elect Enrico Vanni | Mgmt | For | For | For | ||
19 | Elect William T. Winters | Mgmt | For | For | For | ||
20 | Elect Ton Buchner | Mgmt | For | For | For | ||
21 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
26 | Appointment of Auditor | Mgmt | For | For | For | ||
27 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Parker-Hannifin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PH | CUSIP 701094104 | 10/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lee C. Banks | Mgmt | For | For | For | ||
1.2 | Elect Robert G. Bohn | Mgmt | For | For | For | ||
1.3 | Elect Linda S. Harty | Mgmt | For | For | For | ||
1.4 | Elect William E. Kassling | Mgmt | For | For | For | ||
1.5 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | ||
1.6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
1.7 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||
1.8 | Elect Candy M. Obourn | Mgmt | For | For | For | ||
1.9 | Elect Joseph M. Scaminace | Mgmt | For | For | For | ||
1.10 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | ||
1.11 | Elect Ake Svensson | Mgmt | For | For | For | ||
1.12 | Elect James L. Wainscott | Mgmt | For | For | For | ||
1.13 | Elect Donald E. Washkewicz | Mgmt | For | For | For | ||
1.14 | Elect Thomas L. Williams | Mgmt | For | For | For | ||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
3 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | 2015 Performance Bonus Plan | Mgmt | For | Against | Against | ||
Peyto Exploration & Development Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEY | CUSIP 717046106 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Donald Gray | Mgmt | For | For | For | ||
2.2 | Elect Michael MacBean | Mgmt | For | For | For | ||
2.3 | Elect Brian Davis | Mgmt | For | For | For | ||
2.4 | Elect Darren Gee | Mgmt | For | For | For | ||
2.5 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
2.6 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
2.7 | Elect Scott Robinson | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ian C. Read | Mgmt | For | For | For | ||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
11 | Elect James C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | ||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C | 05/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | ||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
4 | Elect Werner Geissler | Mgmt | For | For | For | ||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||
6 | Elect Jun Makihara | Mgmt | For | For | For | ||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
11 | Elect Robert B. Polet | Mgmt | For | For | For | ||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Greg C. Garland | Mgmt | For | For | For | ||
2 | Elect John E. Lowe | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
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Pinnacle Foods Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Ira D. Hall | Mgmt | For | For | For | ||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
7 | Elect Larry D. McVay | Mgmt | For | For | For | ||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
9 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 162(m) Performance Measures | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
Priceline Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | ||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | ||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ralph Lauren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RL | CUSIP 751212101 | 08/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | ||
1.3 | Elect Hubert Joly | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | ||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
3 | Elect James E. Cartwright | Mgmt | For | For | For | ||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
7 | Elect Letitia A Long | Mgmt | For | For | For | ||
8 | Elect George R. Oliver | Mgmt | For | For | For | ||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | ||
10 | Elect William R. Spivey | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael S. Brown | Mgmt | For | For | For | ||
2 | Elect Leonard S. Schleifer | Mgmt | For | For | For | ||
3 | Elect George D. Yancopoulos | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect James W. Crownover | Mgmt | For | For | For | ||
4 | Elect Ann E. Dunwoody | Mgmt | For | For | For | ||
5 | Elect William J. Flynn | Mgmt | For | For | For | ||
6 | Elect Manuel Kadre | Mgmt | For | For | For | ||
7 | Elect Michael Larson | Mgmt | For | For | For | ||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | ||
9 | Elect Donald W. Slager | Mgmt | For | For | For | ||
10 | Elect John M. Trani | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to Bylaws to Implement Proxy Access | Mgmt | For | For | For | ||
14 | Adoption of Exclusive Forum | Mgmt | For | For | For | ||
Reynolds American Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAI | CUSIP 761713106 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan M. Cameron | Mgmt | For | For | For | ||
2 | Elect Martin D. Feinstein | Mgmt | For | For | For | ||
3 | Elect Murray S. Kessler | Mgmt | For | For | For | ||
4 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||
5 | Elect Ricardo Oberlander | Mgmt | For | For | For | ||
6 | Elect Jerome Abelman | Mgmt | For | For | For | ||
7 | Elect Robert E. Lerwill | Mgmt | For | For | For | ||
8 | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Mgmt | For | For | For | ||
9 | Increase of Authorized Shares of Common Stock | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Keith D. Nosbusch | Mgmt | For | For | For | ||
1.2 | Elect William T. McCormick, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of an Amendment to the 2012 Long-Term Incentives Plan | Mgmt | For | For | For | ||
5 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A118 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
6 | Elect Simon Henry | Mgmt | For | For | For | ||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Hans Wijers | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A118 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
6 | Elect Simon Henry | Mgmt | For | For | For | ||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Hans Wijers | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
5 | Elect Michael E. Marks | Mgmt | For | For | For | ||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
10 | Elect Henri Seydoux | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
15 | Ratification of Board Size | Mgmt | For | For | For | ||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
SoftBank Group Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9984 | CINS J75963108 | 06/22/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Masayoshi Son | Mgmt | For | For | For | ||
4 | Elect Nikesh Arora | Mgmt | For | Against | Against | ||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
6 | Elect Ronald D. Fisher | Mgmt | For | For | For | ||
7 | Elect Yun MA | Mgmt | For | For | For | ||
8 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||
9 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
10 | Elect Shigenobu Nagamori | Mgmt | For | For | For | ||
11 | Equity Compensation Plan for Directors of the Company | Mgmt | For | For | For | ||
12 | Equity Compensation Plan for Directors, Executive Officers, Employees and Advisers of the Company and its Subsidiaries | Mgmt | For | For | For | ||
13 | Transfer of Shares of Subsidiaries in Accordance with Reorganization of Group Companies | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | Against | Against | ||
2 | Elect Catherine A. Kehr | Mgmt | For | Against | Against | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Kenneth R. Mourton | Mgmt | For | Against | Against | ||
5 | Elect Elliott Pew | Mgmt | For | For | For | ||
6 | Elect Terry W. Rathert | Mgmt | For | Against | Against | ||
7 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
8 | Elect William J. Way | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
4 | Elect Robert M. Gates | Mgmt | For | For | For | ||
5 | Elect Mellody Hobson | Mgmt | For | For | For | ||
6 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Acess | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | ||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Suntrust Banks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dallas S. Clement | Mgmt | For | For | For | ||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | ||
3 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||
4 | Elect Kyle P. Legg | Mgmt | For | For | For | ||
5 | Elect Donna S. Morea | Mgmt | For | For | For | ||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||
8 | Elect Frank W. Scruggs | Mgmt | For | For | For | ||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | ||
10 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
11 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Svenska Handelsbanken AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHB-A | CINS W9112U104 | 03/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | ||
16 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | ||
18 | Board Size | Mgmt | For | For | For | ||
19 | Number of Auditors | Mgmt | For | For | For | ||
20 | Directors' and Auditors' Fees | Mgmt | For | For | For | ||
21 | Elect Jon Frederik Baksaas | Mgmt | For | For | For | ||
22 | Elect Par Boman | Mgmt | For | For | For | ||
23 | Elect Tommy Bylund | Mgmt | For | For | For | ||
24 | Elect Ole Johansson | Mgmt | For | For | For | ||
25 | Elect Lise Kaae | Mgmt | For | For | For | ||
26 | Elect Fredrik Lundberg | Mgmt | For | For | For | ||
27 | Elect Bente Rathe | Mgmt | For | For | For | ||
28 | Elect Charlotte Skog | Mgmt | For | For | For | ||
29 | Elect Frank Vang-Jensen | Mgmt | For | For | For | ||
30 | Elect Karin Apelman | Mgmt | For | For | For | ||
31 | Elect Kerstin Hessius | Mgmt | For | For | For | ||
32 | Election of Chairman | Mgmt | For | For | For | ||
33 | Appointment of Auditor | Mgmt | For | For | For | ||
34 | Compensation Guidelines | Mgmt | For | For | For | ||
35 | Appointment of Auditors in Foundations | Mgmt | For | For | For | ||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Syngenta AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYNN | CINS H84140112 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Compensation Report | Mgmt | For | For | For | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Special Dividend | Mgmt | For | For | For | ||
8 | Elect Vinita Bali | Mgmt | For | For | For | ||
9 | Elect Stefan Borgas | Mgmt | For | For | For | ||
10 | Elect Gunnar Brock | Mgmt | For | For | For | ||
11 | Elect Michel Demare | Mgmt | For | For | For | ||
12 | Elect Eleni Gabre-Madhin | Mgmt | For | For | For | ||
13 | Elect David Lawrence | Mgmt | For | For | For | ||
14 | Elect Eveline Saupper | Mgmt | For | For | For | ||
15 | Elect Jurg Witmer | Mgmt | For | For | For | ||
16 | Elect Michel Demare as Chairman | Mgmt | For | For | For | ||
17 | Elect Eveline Saupper as Compensation Committee Member | Mgmt | For | For | For | ||
18 | Elect Jurg Witmer as Compensation Committee Member | Mgmt | For | For | For | ||
19 | Elect Stefan Borgas as Compensation Committee Member | Mgmt | For | For | For | ||
20 | Board Compensation | Mgmt | For | For | For | ||
21 | Executive Compensation | Mgmt | For | For | For | ||
22 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
23 | Appointment of Auditor | Mgmt | For | For | For | ||
24 | Additional or Miscellaneous Shareholder Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CUSIP 874039100 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Target Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TGT | CUSIP 87612E106 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
4 | Elect Calvin Darden | Mgmt | For | For | For | ||
5 | Elect Henrique De Castro | Mgmt | For | For | For | ||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | ||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
8 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | ||
11 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
12 | Elect Derica W. Rice | Mgmt | For | For | For | ||
13 | Elect Kenneth L. Salazar | Mgmt | For | For | For | ||
14 | Elect John G. Stumpf | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Yong Nam | Mgmt | For | For | For | ||
8 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chairman | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Appoint Deloitte and Touche as auditor | Mgmt | For | For | For | ||
23 | Appoint Deloitte AG, Zurich as Swiss registered auditor | Mgmt | For | For | For | ||
24 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Executive Compensation | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Appropriation of Earnings | Mgmt | For | For | For | ||
29 | Declaration of Dividend | Mgmt | For | For | For | ||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
31 | Increase in Authorized Capital | Mgmt | For | For | For | ||
32 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Janet F. Clark | Mgmt | For | For | For | ||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
6 | Elect Ronald Kirk | Mgmt | For | For | For | ||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
The Hershey Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSY | CUSIP 427866108 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | ||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | ||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||
1.7 | Elect James M. Mead | Mgmt | For | For | For | ||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | ||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Re-approve material terms of performance criteria under the Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Nanomaterials | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
4 | Elect J. Frank Brown | Mgmt | For | For | For | ||
5 | Elect Albert P. Carey | Mgmt | For | For | For | ||
6 | Elect Armando Codina | Mgmt | For | For | For | ||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
10 | Elect Karen Katen | Mgmt | For | For | For | ||
11 | Elect Craig A. Menear | Mgmt | For | For | For | ||
12 | Elect Mark Vadon | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
3 | Elect William S. Demchak | Mgmt | For | For | For | ||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
12 | Elect Michael J. Ward | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2016 Incentive Award Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter and Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect David. S. Taylor | Mgmt | For | For | For | ||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
8 | Elect William G. Parrett | Mgmt | For | For | For | ||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | FR0000120271 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
4 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | ||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
6 | Elect Gérard Lamarche to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | ||
11 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | ||
12 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | ||
13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | ||
14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | ||
15 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | ||
16 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | ||
17 | Related Party Transactions (Patrick Pouyanné) | Mgmt | For | For | For | ||
18 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | ||
19 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | ||
20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
23 | Greenshoe | Mgmt | For | Against | Against | ||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
27 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | FR0000120271 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
7 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Elect Gérard Lamarche to the Board of Directors | Mgmt | For | For | For | ||
10 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | ||
11 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | ||
14 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | ||
15 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | ||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | ||
17 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | ||
18 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | ||
19 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | ||
20 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | ||
21 | Related Party Transactions (Patrick Pouyanné) | Mgmt | For | For | For | ||
22 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | ||
23 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | ||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | ||
25 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
26 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
27 | Greenshoe | Mgmt | For | Against | Against | ||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
30 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Transdigm Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDG | CUSIP 893641100 | 03/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Dries | Mgmt | For | For | For | ||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | ||
1.3 | Elect Michael Graff | Mgmt | For | For | For | ||
1.4 | Elect W. Nicholas Howley | Mgmt | For | For | For | ||
1.5 | Elect Raymond Laubenthal | Mgmt | For | For | For | ||
1.6 | Elect Robert J Small | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Ulta Salon, Cosmetics & Fragrance, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULTA | CUSIP 90384S303 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
1.2 | Elect Charles Heilbronn | Mgmt | For | For | For | ||
1.3 | Elect Michael R. MacDonald | Mgmt | For | For | For | ||
1.4 | Elect George R. Mrkonic | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2011 Incentive Award Plan | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 06/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joshua Boger | Mgmt | For | For | For | ||
1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||
1.3 | Elect Yuchun Lee | Mgmt | For | For | For | ||
1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | ||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
8 | Elect David J. Pang | Mgmt | For | For | For | ||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | ||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Walgreens Boots Alliance, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||
3 | Elect William C. Foote | Mgmt | For | For | For | ||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
5 | Elect John A. Lederer | Mgmt | For | For | For | ||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
7 | Elect Stefano Pessina | Mgmt | For | For | For | ||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | ||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
11 | Elect James A. Skinner | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Walt Disney Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Jack Dorsey | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Maria Elena Langomasino | Mgmt | For | For | For | ||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Mark G. Parker | Mgmt | For | For | For | ||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
11 | Elect Orin C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect John C. Pope | Mgmt | For | For | For | ||
8 | Elect W. Robert Reum | Mgmt | For | For | For | ||
9 | Elect David P. Steiner | Mgmt | For | For | For | ||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Wells Fargo and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
6 | Elect Susan E. Engel | Mgmt | For | For | For | ||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
8 | Elect Donald M. James | Mgmt | For | For | For | ||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
10 | Elect Federico F. Pena | Mgmt | For | For | For | ||
11 | Elect James H. Quigley | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 02/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Bozeman | Mgmt | For | For | For | ||
2 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
3 | Elect Rick R. Holley | Mgmt | For | For | For | ||
4 | Elect John I. Kieckhefer | Mgmt | For | For | For | ||
5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
6 | Elect John F. Morgan | Mgmt | For | For | For | ||
7 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
8 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
9 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
10 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
11 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
12 | Elect Kim Williams | Mgmt | For | For | For | ||
13 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 26, 2016 |