UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00032
American Funds Fundamental Investors
(Exact Name of Registrant as Specified in Charter)
6455 Irvine Center Drive
Irvine, California 92618
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 - June 30, 2017
Michael W. Stockton
American Funds Fundamental Investors
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1 : Proxy Voting Record Fund Name : American Funds Fundamental Investors Reporting Period : July 01, 2016 - June 30, 2017 | |||||||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | ||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
3 | Elect Herbert Hainer | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||
6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Paula A. Price | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Frank K. Tang | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
Activision Blizzard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATVI | CUSIP 00507V109 | 06/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert J. Corti | Mgmt | For | For | For | ||
2 | Elect Hendrik Hartong III | Mgmt | For | For | For | ||
3 | Elect Brian G. Kelly | Mgmt | For | For | For | ||
4 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
5 | Elect Barry Meyer | Mgmt | For | For | For | ||
6 | Elect Robert J. Morgado | Mgmt | For | For | For | ||
7 | Elect Peter Nolan | Mgmt | For | For | For | ||
8 | Elect Casey Wasserman | Mgmt | For | For | For | ||
9 | Elect Elaine P. Wynn | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.8 | Elect Ann Mather | Mgmt | For | For | For | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
9 | Elect George Munoz | Mgmt | For | For | For | ||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
3 | Elect David P. Falck | Mgmt | For | For | For | ||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
5 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
6 | Elect John R. Lord | Mgmt | For | For | For | ||
7 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
8 | Elect Diana G. Reardon | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Approval of the 2017 Stock Purchase and Option Plan | Mgmt | For | For | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
5 | Elect Edward H. Frank | Mgmt | For | For | For | ||
6 | Elect Mark M. Little | Mgmt | For | For | For | ||
7 | Elect Neil S. Novich | Mgmt | For | For | For | ||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
9 | Elect Lisa T. Su | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
6 | Long-term Incentive Plan | Mgmt | For | For | For | ||
7 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
8 | Elect P. van der Meer Mohr to the Supervisory Board | Mgmt | For | For | For | ||
9 | Elect C.M.S. Smits-Nusteling to the Supervisory Board | Mgmt | For | For | For | ||
10 | Elect D.A. Grose to the Supervisory Board | Mgmt | For | For | For | ||
11 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | ||
12 | Supervisory Board Fees | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
20 | Cancellation of Shares | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
10 | Long-term Incentive Plan | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect P. van der Meer Mohr to the Supervisory Board | Mgmt | For | For | For | ||
14 | Elect C.M.S. Smits-Nusteling to the Supervisory Board | Mgmt | For | For | For | ||
15 | Elect D.A. Grose to the Supervisory Board | Mgmt | For | For | For | ||
16 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Supervisory Board Fees | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
26 | Cancellation of Shares | Mgmt | For | For | For | ||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
9 | Elect Philip Broadley | Mgmt | For | For | For | ||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||
11 | Elect Graham Chipchase | Mgmt | For | For | For | ||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
13 | Elect Shriti Vadera | Mgmt | For | For | For | ||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
BAE Systems plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CINS G06940103 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Roger Carr | Mgmt | For | For | For | ||
6 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
7 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||
8 | Elect Harriet Green | Mgmt | For | For | For | ||
9 | Elect Chris Grigg | Mgmt | For | For | For | ||
10 | Elect Ian G. King | Mgmt | For | For | For | ||
11 | Elect Peter Lynas | Mgmt | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
13 | Elect Nicholas Rose | Mgmt | For | For | For | ||
14 | Elect Ian Tyler | Mgmt | For | For | For | ||
15 | Elect Charles Woodburn | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Baker Hughes a GE company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | Against | Against | ||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
4 | Elect William H. Easter III | Mgmt | For | Against | Against | ||
5 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
6 | Elect Anthony G. Fernandes | Mgmt | For | Against | Against | ||
7 | Elect Claire W. Gargalli | Mgmt | For | Against | Against | ||
8 | Elect Pierre J. Jungels | Mgmt | For | Against | Against | ||
9 | Elect James A. Lash | Mgmt | For | For | For | ||
10 | Elect J. Larry Nichols | Mgmt | For | Against | Against | ||
11 | Elect James W. Stewart | Mgmt | For | Against | Against | ||
12 | Elect Charles L. Watson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Baker Hughes a GE company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 06/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | For | For | For | ||
Banco Santander S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAN | CINS E19790109 | 04/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Ratify Co-option of Homaira Akbari | Mgmt | For | For | For | ||
6 | Elect Jose Antonio Alvarez Alvarez | Mgmt | For | For | For | ||
7 | Elect Belen Romana Garcia | Mgmt | For | For | For | ||
8 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | ||
9 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | ||
10 | Elect Esther Gimenez-Salinas i Colomer | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Scrip Dividend | Mgmt | For | For | For | ||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
16 | Directors' Fees | Mgmt | For | For | For | ||
17 | Maximum Variable Remuneration | Mgmt | For | For | For | ||
18 | 2017 Variable Remuneration Plan | Mgmt | For | For | For | ||
19 | 2017 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||
20 | Buy-Out Policy | Mgmt | For | For | For | ||
21 | UK Employee Share Saving Scheme | Mgmt | For | For | For | ||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
23 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Pamela Daley | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | ||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
9 | Elect James Grosfeld | Mgmt | For | For | For | ||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | ||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | ||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | ||
17 | Elect John S. Varley | Mgmt | For | For | For | ||
18 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
21 | Ratification of Auditor | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
BNP Paribas | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNP | CINS F1058Q238 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
10 | Elect Jean Lemierre | Mgmt | For | For | For | ||
11 | Elect Monique Cohen | Mgmt | For | For | For | ||
12 | Elect Daniela Schwarzer | Mgmt | For | For | For | ||
13 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | ||
14 | Elect Jacques Aschenbroich | Mgmt | For | For | For | ||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
16 | Remuneration policy (CEO and deputy CEO) | Mgmt | For | For | For | ||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | ||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | ||
19 | Remuneration of Pilippe Bordenave, Deputy CEO | Mgmt | For | For | For | ||
20 | Approval of Remuneration of Identified Staff | Mgmt | For | For | For | ||
21 | Cancellation of Shares/Authority to Reduce (Authorized) Share Capital | Mgmt | For | For | For | ||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Boston Scientific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | ||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | ||
4 | Elect Donna A. James | Mgmt | For | For | For | ||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
8 | Elect David J. Roux | Mgmt | For | For | For | ||
9 | Elect John E. Sununu | Mgmt | For | For | For | ||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CINS G12793108 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
6 | Elect Nils Andersen | Mgmt | For | For | For | ||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
8 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
9 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
10 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
11 | Elect Ann Dowling | Mgmt | For | For | For | ||
12 | Elect Melody B. Meyer | Mgmt | For | For | For | ||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
14 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
15 | Elect John Sawers | Mgmt | For | For | For | ||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
6 | Elect Michael Grobstein | Mgmt | For | For | For | ||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
10 | Elect Gerald Storch | Mgmt | For | For | For | ||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | ||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||
7 | Elect Nicandro Durante | Mgmt | For | For | For | ||
8 | Elect Susan J. Farr | Mgmt | For | For | For | ||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
10 | Elect Savio Kwan | Mgmt | For | For | For | ||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | ||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
14 | Elect Ben Stevens | Mgmt | For | For | For | ||
15 | Elect Marion Helmes | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Broadcom Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
6 | Elect Check Kian Low | Mgmt | For | For | For | ||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||
8 | Elect Peter J. Marks | Mgmt | For | For | For | ||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Campbell Soup Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPB | CUSIP 134429109 | 11/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bennett Dorrance | Mgmt | For | For | For | ||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | ||
3 | Elect Marc B. Lautenbach | Mgmt | For | For | For | ||
4 | Elect Mary Alice D. Malone | Mgmt | For | For | For | ||
5 | Elect Sara Mathew | Mgmt | For | For | For | ||
6 | Elect Keith R. McLoughlin | Mgmt | For | For | For | ||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
8 | Elect Charles R. Perrin | Mgmt | For | For | For | ||
9 | Elect Nick Shreiber | Mgmt | For | For | For | ||
10 | Elect Tracey T. Travis | Mgmt | For | For | For | ||
11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | ||
12 | Elect Les C. Vinney | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Canadian Natural Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | ||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
10 | Elect Catherine G. West | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment of the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Debra L. Reed | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
11 | Elect Jim Umpleby | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Amendment to the 2014 Long Term Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Lobbying Priorities | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Centrica plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNA | CINS G2018Z143 | 05/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Joan Gillman | Mgmt | For | For | For | ||
5 | Elect Stephen Hester | Mgmt | For | For | For | ||
6 | Elect Scott Wheway | Mgmt | For | For | For | ||
7 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
8 | Elect Iain C. Conn | Mgmt | For | For | For | ||
9 | Elect Jeff Bell | Mgmt | For | For | For | ||
10 | Elect Margherita Della Valle | Mgmt | For | For | For | ||
11 | Elect Mark Hanafin | Mgmt | For | For | For | ||
12 | Elect Mark Hodges | Mgmt | For | For | For | ||
13 | Elect Lesley Knox | Mgmt | For | For | For | ||
14 | Elect Carlos Pascual | Mgmt | For | For | For | ||
15 | Elect Steve Pusey | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
CF Industries Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | ||
2 | Elect William Davisson | Mgmt | For | For | For | ||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | ||
5 | Elect John D. Johnson | Mgmt | For | For | For | ||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | ||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | ||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | ||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | ||
10 | Elect W. Anthony Will | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Charter Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Lance Conn | Mgmt | For | For | For | ||
2 | Elect Kim C. Goodman | Mgmt | For | For | For | ||
3 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
4 | Elect Gregory B. Maffei | Mgmt | For | For | For | ||
5 | Elect John C. Malone | Mgmt | For | For | For | ||
6 | Elect John D. Markley, Jr. | Mgmt | For | For | For | ||
7 | Elect David C. Merritt | Mgmt | For | For | For | ||
8 | Elect Steven A. Miron | Mgmt | For | For | For | ||
9 | Elect Balan Nair | Mgmt | For | For | For | ||
10 | Elect Michael A. Newhouse | Mgmt | For | For | For | ||
11 | Elect Mauricio Ramos | Mgmt | For | For | For | ||
12 | Elect Thomas M. Rutledge | Mgmt | For | For | For | ||
13 | Elect Eric L. Zinterhofer | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | For | For | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
17 | Elect Kimberly Ross | Mgmt | For | For | For | ||
18 | Elect Robert W. Scully | Mgmt | For | For | For | ||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
20 | Elect Theodore Shasta | Mgmt | For | For | For | ||
21 | Elect David H. Sidwell | Mgmt | For | For | For | ||
22 | Elect Olivier Steimer | Mgmt | For | For | For | ||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | ||
25 | Elect Michael P. Connors | Mgmt | For | For | For | ||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
28 | Elect Robert W. Scully | Mgmt | For | For | For | ||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
30 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | ||
31 | Approval of amended and restated Chubb Limited employee stock purchase plan | Mgmt | For | For | For | ||
32 | Board Compensation | Mgmt | For | For | For | ||
33 | Executive Compensation | Mgmt | For | For | For | ||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
36 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | ||
Cimarex Energy Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEC | CUSIP 171798101 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David A. Hentschel | Mgmt | For | For | For | ||
2 | Elect Thomas E. Jorden | Mgmt | For | For | For | ||
3 | Elect Floyd R. Price | Mgmt | For | For | For | ||
4 | Elect Frances M. Vallejo | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
CIT Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIT | CUSIP 125581801 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
2 | Elect Michael L. Brosnan | Mgmt | For | For | For | ||
3 | Elect Michael A. Carpenter | Mgmt | For | For | For | ||
4 | Elect Dorene C. Dominguez | Mgmt | For | For | For | ||
5 | Elect Alan Frank | Mgmt | For | For | For | ||
6 | Elect William M. Freeman | Mgmt | For | For | For | ||
7 | Elect R. Brad Oates | Mgmt | For | For | For | ||
8 | Elect Marianne M. Parrs | Mgmt | For | For | For | ||
9 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||
10 | Elect John R. Ryan | Mgmt | For | For | For | ||
11 | Elect Sheila A. Stamps | Mgmt | For | For | For | ||
12 | Elect Laura S. Unger | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
4 | Elect Peter B. Henry | Mgmt | For | For | For | ||
5 | Elect Franz B. Humer | Mgmt | For | For | For | ||
6 | Elect Renee J. James | Mgmt | For | For | For | ||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
13 | Elect James S. Turley | Mgmt | For | For | For | ||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Leo Melamed | Mgmt | For | For | For | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect John F. Sandner | Mgmt | For | For | For | ||
12 | Elect Terry L. Savage | Mgmt | For | For | For | ||
13 | Elect William R. Shepard | Mgmt | For | For | For | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
19 | Approval of the Amendment and Restatement of the Omnibus Stock Plan | Mgmt | For | For | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Patricia Botin | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||
13 | Elect James Quincey | Mgmt | For | For | For | ||
14 | Elect David B. Weinberg | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Coca-Cola European Partners plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCE | CUSIP G25839104 | 06/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Non-UK Issuer) | Mgmt | For | Against | Against | ||
4 | Elect Jose Ignacio Comenge Sanchez-Real | Mgmt | For | For | For | ||
5 | Elect J. Alexander Douglas, Jr. | Mgmt | For | For | For | ||
6 | Elect Francisco Ruiz de la Torre Esporrin | Mgmt | For | For | For | ||
7 | Elect Irial Finan | Mgmt | For | For | For | ||
8 | Elect Damien Paul Gammell | Mgmt | For | For | For | ||
9 | Elect Alfonso Libano Daurella | Mgmt | For | For | For | ||
10 | Elect Mario R Sola | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
1.8 | Elect David C. Novak | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Concho Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy A. Leach | Mgmt | For | For | For | ||
2 | Elect William H. Easter III | Mgmt | For | For | For | ||
3 | Elect John P. Surma | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect John V. Faraci | Mgmt | For | For | For | ||
5 | Elect Jody L Freeman | Mgmt | For | For | For | ||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | ||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
7 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
8 | Elect J. Landis Martin | Mgmt | For | For | For | ||
9 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
10 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
11 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 06/05/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donna M. Alvarado | Mgmt | N/A | TNA | N/A | ||
1.2 | Elect John B. Breaux | Mgmt | N/A | TNA | N/A | ||
1.3 | Elect Pamela L. Carter | Mgmt | N/A | TNA | N/A | ||
1.4 | Elect Steven T. Halverson | Mgmt | N/A | TNA | N/A | ||
1.5 | Elect E. Hunter Harrison | Mgmt | N/A | TNA | N/A | ||
1.6 | Elect Paul C. Hilal | Mgmt | N/A | TNA | N/A | ||
1.7 | Elect Edward J. Kelly, III | Mgmt | N/A | TNA | N/A | ||
1.8 | Elect John D. McPherson | Mgmt | N/A | TNA | N/A | ||
1.9 | Elect David M. Moffett | Mgmt | N/A | TNA | N/A | ||
1.10 | Elect Dennis H. Reilley | Mgmt | N/A | TNA | N/A | ||
1.11 | Elect Linda H. Riefler | Mgmt | N/A | TNA | N/A | ||
1.12 | Elect J. Steven Whisler | Mgmt | N/A | TNA | N/A | ||
1.13 | Elect John J. Zillmer | Mgmt | N/A | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
5 | Advisory Vote on Reimbursement Arrangements | Mgmt | N/A | TNA | N/A | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 06/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect E. Hunter Harrison | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Advisory Vote on Reimbursement Arrangements | Mgmt | For | For | For | ||
Deere & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Alan C. Heuberger | Mgmt | For | For | For | ||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | ||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
8 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
12 | Elect Sheila G. Talton | Mgmt | For | For | For | ||
13 | Advisory vote on executive compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Discover Financial Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFS | CUSIP 254709108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | ||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
10 | Elect David W. Nelms | Mgmt | For | For | For | ||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Dominion Energy Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
5 | Elect John W. Harris | Mgmt | For | For | For | ||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
7 | Elect Mark J. Kington | Mgmt | For | For | For | ||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan N. Story | Mgmt | For | For | For | ||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Company Name Change | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Edward D. Breen | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
6 | Elect James L. Gallogly | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David N. Farr | Mgmt | For | For | For | ||
1.2 | Elect William R. Johnson | Mgmt | For | For | For | ||
1.3 | Elect Mathew S. Levatich | Mgmt | For | For | For | ||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Electioneering Expenditures and Payments to Advocacy Organizations | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reducing GHG Emissions | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 12/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Amendments to By-Law No. 1 Pursuant to Merger | Mgmt | For | For | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
1.5 | Elect J. Herb England | Mgmt | For | For | For | ||
1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||
1.9 | Elect Al Monaco | Mgmt | For | For | For | ||
1.10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
1.11 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.12 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.13 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report | ShrHoldr | Against | Against | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
6 | Elect William R. Thomas | Mgmt | For | For | For | ||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Equifax Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EFX | CUSIP 294429105 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert D. Daleo | Mgmt | For | For | For | ||
2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||
3 | Elect Mark L. Feidler | Mgmt | For | For | For | ||
4 | Elect G. Thomas Hough | Mgmt | For | For | For | ||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | ||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | ||
8 | Elect John A. McKinley | Mgmt | For | For | For | ||
9 | Elect Richard F. Smith | Mgmt | For | For | For | ||
10 | Elect Elane B. Stock | Mgmt | For | For | For | ||
11 | Elect Mark B. Templeton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Expedia, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 09/14/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan C. Athey | Mgmt | For | For | For | ||
2 | Elect A. George Battle | Mgmt | For | For | For | ||
3 | Elect Pamela L. Coe | Mgmt | For | For | For | ||
4 | Elect Barry Diller | Mgmt | For | For | For | ||
5 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | ||
6 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
7 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||
8 | Elect Peter M. Kern | Mgmt | For | For | For | ||
9 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
10 | Elect John C. Malone | Mgmt | For | For | For | ||
11 | Elect Scott Rudin | Mgmt | For | For | For | ||
12 | Elect Christopher W. Shean | Mgmt | For | For | For | ||
13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William L. Roper | Mgmt | For | For | For | ||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Facebook, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.5 | Elect Jan Koum | Mgmt | For | For | For | ||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
FleetCor Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLT | CUSIP 339041105 | 06/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Buckman | Mgmt | For | For | For | ||
1.2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | ||
1.3 | Elect Steven T. Stull | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | ||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | ||
4 | Elect C. Scott Greer | Mgmt | For | For | For | ||
5 | Elect K’Lynne Johnson | Mgmt | For | For | For | ||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | ||
7 | Elect Paul J. Norris | Mgmt | For | For | For | ||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | ||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | ||
10 | Elect William H. Powell | Mgmt | For | For | For | ||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | ||
Fortive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
2 | Elect Israel Ruiz | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Franco-Nevada Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FNV | CUSIP 351858105 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pierre Lassonde | Mgmt | For | For | For | ||
1.2 | Elect David Harquail | Mgmt | For | For | For | ||
1.3 | Elect Tom Albanese | Mgmt | For | For | For | ||
1.4 | Elect Derek W. Evans | Mgmt | For | For | For | ||
1.5 | Elect Graham Farquharson | Mgmt | For | For | For | ||
1.6 | Elect Catherine Farrow | Mgmt | For | For | For | ||
1.7 | Elect Louis P. Gignac | Mgmt | For | For | For | ||
1.8 | Elect Randall Oliphant | Mgmt | For | For | For | ||
1.9 | Elect David R. Peterson | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
15 | Elect James J. Mulva | Mgmt | For | For | For | ||
16 | Elect James E. Rohr | Mgmt | For | For | For | ||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
18 | Elect James S. Tisch | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | ||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | Against | Against | ||
23 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
4 | Elect John C. Martin | Mgmt | For | For | For | ||
5 | Elect John F. Milligan | Mgmt | For | For | For | ||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Grafton Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFTU | CINS G4035Q189 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Michael J. Roney | Mgmt | For | For | For | ||
3 | Elect Frank van Zanten | Mgmt | For | For | For | ||
4 | Elect Paul N. Hampden Smith | Mgmt | For | For | For | ||
5 | Elect Susan E. Murray | Mgmt | For | For | For | ||
6 | Elect Vincent C. Crowley | Mgmt | For | For | For | ||
7 | Elect David Arnold | Mgmt | For | For | For | ||
8 | Elect Gavin Slark | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
11 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Abstain | Against | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
19 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
2 | Elect William E. Albrecht | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
4 | Elect James R. Boyd | Mgmt | For | For | For | ||
5 | Elect Milton Carroll | Mgmt | For | For | For | ||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | ||
9 | Elect David J. Lesar | Mgmt | For | For | For | ||
10 | Elect Robert A. Malone | Mgmt | For | For | For | ||
11 | Elect J. Landis Martin | Mgmt | For | For | For | ||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
13 | Elect Debra L. Reed | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||
Helmerich & Payne, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HP | CUSIP 423452101 | 03/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randy A. Foutch | Mgmt | For | For | For | ||
2 | Elect Hans Helmerich | Mgmt | For | For | For | ||
3 | Elect John W. Lindsay | Mgmt | For | For | For | ||
4 | Elect Paula Marshall | Mgmt | For | For | For | ||
5 | Elect Thomas A. Petrie | Mgmt | For | For | For | ||
6 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | ||
7 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
8 | Elect John D. Zeglis | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory vote on executive compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | ||
Hess Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HES | CUSIP 42809H107 | 06/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | ||
2 | Elect Terrence J. Checki | Mgmt | For | For | For | ||
3 | Elect Leonard S. Coleman | Mgmt | For | For | For | ||
4 | Elect John B. Hess | Mgmt | For | For | For | ||
5 | Elect Edith E. Holiday | Mgmt | For | For | For | ||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
7 | Elect Marc S. Lipschultz | Mgmt | For | For | For | ||
8 | Elect David McManus | Mgmt | For | For | For | ||
9 | Elect Kevin O. Meyers | Mgmt | For | For | For | ||
10 | Elect James H. Quigley | Mgmt | For | For | For | ||
11 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
12 | Elect William G. Schrader | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Approval of the 2017 Long Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
Hilton Worldwide Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Hilton Worldwide Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | ||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | ||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | ||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | ||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | ||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | ||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
1.9 | Elect William J. Stein | Mgmt | For | For | For | ||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
6 | Elect William J. McDonald | Mgmt | For | For | For | ||
7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
8 | Elect David B. Nash | Mgmt | For | For | For | ||
9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
11 | Elect Vincent Tese | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Approval of 2017 Omnibus Employee Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Omnibus Non-Employee Director Incentive Plan | Mgmt | For | For | For | ||
16 | Technical Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||
17 | Technical Amendments to Articles Regarding Bylaws Reference | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding ESG Disclosure Report | ShrHoldr | Against | Against | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
3 | Elect David N. Farr | Mgmt | For | For | For | ||
4 | Elect Mark Fields | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Peter R. Voser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory vote on executive compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eve Burton | Mgmt | For | For | For | ||
2 | Elect Scott D. Cook | Mgmt | For | For | For | ||
3 | Elect Richard Dalzell | Mgmt | For | For | For | ||
4 | Elect Diane B. Greene | Mgmt | For | For | For | ||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
7 | Elect Brad D. Smith | Mgmt | For | For | For | ||
8 | Elect Raul Vazquez | Mgmt | For | For | For | ||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendments to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Iron Mountain Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 46284V101 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer Allerton | Mgmt | For | For | For | ||
2 | Elect Ted R. Antenucci | Mgmt | For | For | For | ||
3 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
4 | Elect Clarke H. Bailey | Mgmt | For | For | For | ||
5 | Elect Neil G. Chatfield | Mgmt | For | For | For | ||
6 | Elect Kent P. Dauten | Mgmt | For | For | For | ||
7 | Elect Paul F. Deninger | Mgmt | For | For | For | ||
8 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
9 | Elect William L. Meaney | Mgmt | For | For | For | ||
10 | Elect Wendy J. Murdock | Mgmt | For | For | For | ||
11 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
12 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
13 | Amendment to the 2014 Stock and Cash Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
7 | Elect William D. Perez | Mgmt | For | For | For | ||
8 | Elect Charles Prince | Mgmt | For | For | For | ||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Re-approval of the material terms of performance goals under the 2012 long-term incentive plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Johnson Controls International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Abney | Mgmt | For | For | For | ||
2 | Elect Natalie A. Black | Mgmt | For | For | For | ||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
4 | Elect Brian Duperreault | Mgmt | For | For | For | ||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
7 | Elect George R. Oliver | Mgmt | For | For | For | ||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | ||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
11 | Elect R. David Yost | Mgmt | For | For | For | ||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect Todd A. Combs | Mgmt | For | For | For | ||
6 | Elect James S. Crown | Mgmt | For | For | For | ||
7 | Elect James Dimon | Mgmt | For | For | For | ||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Juniper Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNPR | CUSIP 48203R104 | 05/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
2 | Elect Gary J. Daichendt | Mgmt | For | For | For | ||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | ||
4 | Elect James Dolce | Mgmt | For | For | For | ||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
6 | Elect Scott Kriens | Mgmt | For | For | For | ||
7 | Elect Rahul Merchant | Mgmt | For | For | For | ||
8 | Elect Rami Rahim | Mgmt | For | For | For | ||
9 | Elect William Stensrud | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Kansas City Southern | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSU | CUSIP 485170302 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lu M. Cordova | Mgmt | For | For | For | ||
2 | Elect Robert J. Druten | Mgmt | For | For | For | ||
3 | Elect Terrence P. Dunn | Mgmt | For | For | For | ||
4 | Elect Antonio O. Garza, Jr. | Mgmt | For | For | For | ||
5 | Elect David Francisco Garza-Santos | Mgmt | For | For | For | ||
6 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
7 | Elect Patrick J. Ottensmeyer | Mgmt | For | For | For | ||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
KBR, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBR | CUSIP 48242W106 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark E. Baldwin | Mgmt | For | For | For | ||
2 | Elect James R. Blackwell | Mgmt | For | For | For | ||
3 | Elect Stuart J. B. Bradie | Mgmt | For | For | For | ||
4 | Elect Loren K. Carroll | Mgmt | For | For | For | ||
5 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | ||
6 | Elect Umberto della Sala | Mgmt | For | For | For | ||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
8 | Elect Jack B. Moore | Mgmt | For | For | For | ||
9 | Elect Ann D. Pickard | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
3 | Elect John T. Dickson | Mgmt | For | For | For | ||
4 | Elect Emiko Higashi | Mgmt | For | For | For | ||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
6 | Elect Gary B. Moore | Mgmt | For | For | For | ||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | ||
8 | Elect Robert A. Rango | Mgmt | For | For | For | ||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
10 | Elect David C. Wang | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Komatsu Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6301 | CINS J35759125 | 06/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kunio Noji | Mgmt | For | For | For | ||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | ||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | ||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | ||
7 | Elect Masanao Mori | Mgmt | For | For | For | ||
8 | Elect Masayuki Oku | Mgmt | For | For | For | ||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | ||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | ||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | ||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | ||
13 | Bonus | Mgmt | For | For | For | ||
14 | Equity Compensation Plan | Mgmt | For | For | For | ||
Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
4 | Elect John T. Cahill | Mgmt | For | For | For | ||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
6 | Elect Feroz Dewan | Mgmt | For | For | For | ||
7 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
10 | Elect John C. Pope | Mgmt | For | For | For | ||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | ||
Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect James A. Runde | Mgmt | For | For | For | ||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Legal & General Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGEN | CINS G54404127 | 05/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect John Kingman | Mgmt | For | For | For | ||
4 | Elect Philip Broadley | Mgmt | For | For | For | ||
5 | Elect Stuart Jeffrey Davies | Mgmt | For | For | For | ||
6 | Elect Lesley Knox | Mgmt | For | For | For | ||
7 | Elect Kerrigan Procter | Mgmt | For | For | For | ||
8 | Elect Toby Strauss | Mgmt | For | For | For | ||
9 | Elect Carolyn Bradley | Mgmt | For | For | For | ||
10 | Elect Julia Wilson | Mgmt | For | For | For | ||
11 | Elect Nigel Wilson | Mgmt | For | For | For | ||
12 | Elect Mark Zinkula | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Liberty Global plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U138 | 06/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Miranda Curtis | Mgmt | For | For | For | ||
2 | Elect John W. Dick | Mgmt | For | For | For | ||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | ||
4 | Elect J. David Wargo | Mgmt | For | For | For | ||
5 | Approval of Directors' Remuneration Policy | Mgmt | For | For | For | ||
6 | Approval of Executive Pay Package | Mgmt | For | Against | Against | ||
7 | Approval of Directors' Remuneration Report | Mgmt | For | Against | Against | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
11 | Appproval of Off-Market Repurchase Shares | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
10 | Elect James M. Loy | Mgmt | For | For | For | ||
11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
12 | Elect Anne Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
LyondellBasell Industries N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert G. Gwin | Mgmt | For | For | For | ||
2 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
3 | Elect Lincoln Benet | Mgmt | For | For | For | ||
4 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
5 | Elect Robin Buchanan | Mgmt | For | For | For | ||
6 | Elect Stephen F. Cooper | Mgmt | For | For | For | ||
7 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
8 | Elect Claire S. Farley | Mgmt | For | For | For | ||
9 | Elect Isabella D. Goren | Mgmt | For | For | For | ||
10 | Elect Bruce A. Smith | Mgmt | For | For | For | ||
11 | Elect Rudolf ("Rudy") M.J. van der Meer | Mgmt | For | For | For | ||
12 | Adoption of Dutch Statutory Annual Accounts for 2016 | Mgmt | For | For | For | ||
13 | Discharge From Liability of Members of the Management | Mgmt | For | For | For | ||
14 | Discharge From Liability of Members of the Supervisory Board | Mgmt | For | For | For | ||
15 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Allocation of Dividends | Mgmt | For | For | For | ||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | ||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
20 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | ||
21 | Reapproval of the Long-Term Incentive Plan | Mgmt | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect John A. Bryant | Mgmt | For | For | For | ||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
4 | Elect Jeff Gennette | Mgmt | For | For | For | ||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | ||
6 | Elect William H. Lenehan | Mgmt | For | For | For | ||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
8 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
10 | Elect Paul C. Varga | Mgmt | For | For | For | ||
11 | Elect Marna C. Whittington | Mgmt | For | For | For | ||
12 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Reapproval of the Senior Executive <br>Incentive Compensation Plan | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | ||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
6 | Elect Eric Hippeau | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Debra L. Lee | Mgmt | For | For | For | ||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Masco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAS | CUSIP 574599106 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Keith J. Allman | Mgmt | For | For | For | ||
2 | Elect J. Michael Losh | Mgmt | For | For | For | ||
3 | Elect Christopher A. O'Herlihy | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Mastercard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | ||
10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect John Mulligan | Mgmt | For | For | For | ||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Miles D. White | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Adoption of Proxy Access | Mgmt | For | For | For | ||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | For | For | ||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | For | For | ||
Meggitt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGGT | CINS G59640105 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Sir Nigel R. Rudd | Mgmt | For | For | For | ||
6 | Elect Stephen Young | Mgmt | For | For | For | ||
7 | Elect Guy Berruyer | Mgmt | For | For | For | ||
8 | Elect Colin Day | Mgmt | For | For | For | ||
9 | Elect Alison Goligher | Mgmt | For | For | For | ||
10 | Elect Philip E. Green | Mgmt | For | For | For | ||
11 | Elect Paul Heiden | Mgmt | For | For | For | ||
12 | Elect Doug Webb | Mgmt | For | For | For | ||
13 | Elect Antony Wood | Mgmt | For | For | For | ||
14 | Elect Nancy L. Gioia | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
4 | Elect Satya Nadella | Mgmt | For | For | For | ||
5 | Elect Charles H. Noski | Mgmt | For | For | For | ||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect John W. Stanton | Mgmt | For | For | For | ||
10 | Elect John W. Thompson | Mgmt | For | For | For | ||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
MTU Aero Engines AG | �� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTX | CINS D5565H104 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
Murata Manufacturing Co Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6981 | CINS J46840104 | 06/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | ||
4 | Elect Yoshitaka Fujita | Mgmt | For | For | For | ||
5 | Elect Tohru Inoue | Mgmt | For | For | For | ||
6 | Elect Norio Nakajima | Mgmt | For | For | For | ||
7 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | ||
8 | Elect Yoshito Takemura | Mgmt | For | For | For | ||
9 | Elect Satoshi Ishino | Mgmt | For | For | For | ||
10 | Elect Takashi Shigematsu | Mgmt | For | For | For | ||
11 | Restricted Share Plan | Mgmt | For | For | For | ||
Murphy Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUR | CUSIP 626717102 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect T. Jay Collins | Mgmt | For | For | For | ||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | ||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | ||
4 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | ||
5 | Elect Roger W. Jenkins | Mgmt | For | For | For | ||
6 | Elect Elisabeth W. Keller | Mgmt | For | For | For | ||
7 | Elect James V. Kelley | Mgmt | For | For | For | ||
8 | Elect Walentin Mirosh | Mgmt | For | For | For | ||
9 | Elect R. Madison Murphy | Mgmt | For | For | For | ||
10 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | ||
11 | Elect Neal E. Schmale | Mgmt | For | For | For | ||
12 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of the 2012 Long-Term Incentive Plan Performance Metrics | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
National Australia Bank Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NAB | CINS Q65336119 | 12/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Re-elect Anthony Yuen | Mgmt | For | For | For | ||
3 | Elect Philip Chronican | Mgmt | For | For | For | ||
4 | Elect Doug McKay | Mgmt | For | For | For | ||
5 | Remuneration Report | Mgmt | For | For | For | ||
6 | Equity Grant (MD/CEO Andrew Thorburn) | Mgmt | For | For | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CINS H57312649 | 04/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Compensation Report | Mgmt | For | For | For | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Paul Bulcke | Mgmt | For | For | For | ||
7 | Elect Andreas Koopmann | Mgmt | For | For | For | ||
8 | Elect Henri de Castries | Mgmt | For | For | For | ||
9 | Elect Beat Hess | Mgmt | For | For | For | ||
10 | Elect Renato Fassbind | Mgmt | For | For | For | ||
11 | Elect Steven G. Hoch | Mgmt | For | For | For | ||
12 | Elect Naina Lal Kidwai | Mgmt | For | For | For | ||
13 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
14 | Elect Ann Veneman | Mgmt | For | For | For | ||
15 | Elect Eva Cheng | Mgmt | For | For | For | ||
16 | Elect Ruth Khasaya Oniang'o | Mgmt | For | For | For | ||
17 | Elect Patrick Aebischer | Mgmt | For | For | For | ||
18 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
19 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
20 | Appoint Paul Bulcke as Board Chair | Mgmt | For | For | For | ||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Executive Compensation | Mgmt | For | For | For | ||
29 | Additional or Miscellaneous Proposals | ShrHoldr | Against | Abstain | N/A | ||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Netflix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFLX | CUSIP 64110L106 | 06/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
1.3 | Elect A. George Battle | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
10 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
Newell Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ian G.H. Ashken | Mgmt | For | For | For | ||
2 | Elect Thomas E. Clarke | Mgmt | For | For | For | ||
3 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
4 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
5 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
6 | Elect Domenico De Sole | Mgmt | For | For | For | ||
7 | Elect Martin E. Franklin | Mgmt | For | For | For | ||
8 | Elect Ros L'Esperance | Mgmt | For | For | For | ||
9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
10 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
11 | Elect Michael A. Todman | Mgmt | For | For | For | ||
12 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | ||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect James E. Craddock | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
7 | Elect David L. Stover | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | ||
Northrop Grumman Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | ||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
7 | Elect William H. Hernandez | Mgmt | For | For | For | ||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
12 | Elect James S. Turley | Mgmt | For | For | For | ||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Pacwest Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PACW | CUSIP 695263103 | 05/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tanya M. Acker | Mgmt | For | For | For | ||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | ||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | ||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | ||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | ||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | ||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | ||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | ||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | ||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | ||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | ||
2 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
7 | Transaction of Other Business | Mgmt | For | For | For | ||
Parker-Hannifin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PH | CUSIP 701094104 | 10/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lee C. Banks | Mgmt | For | For | For | ||
2 | Elect Robert G. Bohn | Mgmt | For | For | For | ||
3 | Elect Linda S. Harty | Mgmt | For | For | For | ||
4 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | ||
5 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
6 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||
7 | Elect Candy M. Obourn | Mgmt | For | For | For | ||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | ||
9 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | ||
10 | Elect Ake Svensson | Mgmt | For | For | For | ||
11 | Elect James R. Verrier | Mgmt | For | For | For | ||
12 | Elect James L. Wainscott | Mgmt | For | For | For | ||
13 | Elect Thomas L. Williams | Mgmt | For | For | For | ||
14 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | 2016 Stock Incentive Plan | Mgmt | For | For | For | ||
Peyto Exploration & Development Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEY | CUSIP 717046106 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Donald Gray | Mgmt | For | For | For | ||
2.2 | Elect Michael MacBean | Mgmt | For | For | For | ||
2.3 | Elect Brian Davis | Mgmt | For | For | For | ||
2.4 | Elect Darren Gee | Mgmt | For | For | For | ||
2.5 | Elect Gregory S. Fletcher | Mgmt | For | For | For | ||
2.6 | Elect Stephen J. Chetner | Mgmt | For | For | For | ||
2.7 | Elect Scott Robinson | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | Abstain | Against | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
5 | Elect Werner Geissler | Mgmt | For | For | For | ||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||
7 | Elect Jun Makihara | Mgmt | For | For | For | ||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
12 | Elect Robert B. Polet | Mgmt | For | For | For | ||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Approval of the 2017 performance incentive plan | Mgmt | For | For | For | ||
17 | Approval of the 2017 stock compensation plan for non-employee directors | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 11/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect John W. Estey | Mgmt | For | For | For | ||
1.4 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.5 | Elect C. Steven Hoffman | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.8 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.9 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.10 | Elect Jochen E. Tilk | Mgmt | For | For | For | ||
1.11 | Elect Zoe A. Yujnovich | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
6 | Elect Larry D. McVay | Mgmt | For | For | For | ||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
8 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
9 | Elect Robert L. Wood | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of Amendments to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
Priceline Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | ||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | ||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
QUALCOMM Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | ||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | ||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
10 | Elect Francisco Ros | Mgmt | For | For | For | ||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Ralph Lauren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RL | CUSIP 751212101 | 08/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | ||
1.3 | Elect Hubert Joly | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2010 Long-Term Stock Incentive Plan | Mgmt | For | For | For | ||
Randgold Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRS | CUSIP 752344309 | 05/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | ||
5 | Elect Safiatou F. Ba-N'Daw | Mgmt | For | For | For | ||
6 | Elect Mark Bristow | Mgmt | For | For | For | ||
7 | Elect Christopher Coleman | Mgmt | For | For | For | ||
8 | Elect Jamil Kassum | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jeanine Mabunda Lioko | Mgmt | For | For | For | ||
11 | Elect Andrew Quinn | Mgmt | For | For | For | ||
12 | Elect Graham Shuttleworth | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Share Grants (Non-Executive Directors) | Mgmt | For | For | For | ||
17 | Share Grants (Senior Independent Director) | Mgmt | For | For | For | ||
18 | Share Grants (Chair) | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | ||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
6 | Elect Letitia A. Long | Mgmt | For | For | For | ||
7 | Elect George R. Oliver | Mgmt | For | For | For | ||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
9 | Elect William R. Spivey | Mgmt | For | For | For | ||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bonnie L. Bassler | Mgmt | For | For | For | ||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | ||
3 | Elect Joseph L. Goldstein | Mgmt | For | For | For | ||
4 | Elect Christine A. Poon | Mgmt | For | For | For | ||
5 | Elect P. Roy Vagelos | Mgmt | For | For | For | ||
6 | Elect Huda Y. Zoghbi | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Manuel Kadre | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect William J. Flynn | Mgmt | For | For | For | ||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | ||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | ||
6 | Elect Michael Larson | Mgmt | For | For | For | ||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
9 | Elect John M. Trani | Mgmt | For | For | For | ||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Resmed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol J. Burt | Mgmt | For | For | For | ||
2 | Elect Richard Sulpizio | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CINS G75754104 | 04/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | ||
5 | Approval of Termination Payments | Mgmt | For | For | For | ||
6 | Elect Megan Clark | Mgmt | For | For | For | ||
7 | Elect David Constable | Mgmt | For | For | For | ||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||
9 | Elect Ann Godbehere | Mgmt | For | For | For | ||
10 | Elect Simon Henry | Mgmt | For | For | For | ||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | ||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
13 | Elect Michael L'Estrange | Mgmt | For | For | For | ||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
17 | Elect John S. Varley | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CINS G75754104 | 06/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Sale of Coal & Allied Industries Limited | Mgmt | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | ||
1.2 | Elect James P. Keane | Mgmt | For | For | For | ||
1.3 | Elect Blake D. Moret | Mgmt | For | For | For | ||
1.4 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
1.5 | Elect Thomas W. Rosamilia | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Royal Caribbean Cruises Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RCL | CUSIP V7780T103 | 05/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Brock | Mgmt | For | For | For | ||
2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
3 | Elect William L. Kimsey | Mgmt | For | For | For | ||
4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
5 | Elect Ann S. Moore | Mgmt | For | For | For | ||
6 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
8 | Elect William K. Reilly | Mgmt | For | For | For | ||
9 | Elect Bernt Reitan | Mgmt | For | For | For | ||
10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
11 | Elect Donald Thompson | Mgmt | For | For | For | ||
12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A118 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
Samsung Electronics Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Directors' Fees | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Sherwin-Williams Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | ||
2 | Elect David F. Hodnik | Mgmt | For | For | For | ||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | ||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | ||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
6 | Elect John G. Morikis | Mgmt | For | For | For | ||
7 | Elect Christine A. Poon | Mgmt | For | For | For | ||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | ||
10 | Elect Matthew Thornton | Mgmt | For | For | For | ||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Societe Generale S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLE | CINS F43638141 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | ||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | ||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | ||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | ||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | ||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | ||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | ||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | ||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | ||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | ||
19 | Elect Jean-Bernard Levy | Mgmt | For | For | For | ||
20 | Elect William Connelly | Mgmt | For | For | For | ||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | ||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Sony Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6758 | CINS J76379106 | 06/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | ||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | ||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | ||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | ||
6 | Elect Eikoh Harada | Mgmt | For | For | For | ||
7 | Elect Tim Schaaff | Mgmt | For | For | For | ||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | ||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | ||
10 | Elect John V. Roos | Mgmt | For | For | For | ||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | ||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | ||
13 | Elect Shuzoh Sumi | Mgmt | For | For | For | ||
14 | Equity Compensation Plan | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | Against | Against | ||
2 | Elect Catherine A. Kehr | Mgmt | For | Against | Against | ||
3 | Elect Greg D. Kerley | Mgmt | For | Against | Against | ||
4 | Elect Jon A. Marshall | Mgmt | For | For | For | ||
5 | Elect Elliott Pew | Mgmt | For | Against | Against | ||
6 | Elect Terry W. Rathert | Mgmt | For | For | For | ||
7 | Elect Alan H. Stevens | Mgmt | For | Against | Against | ||
8 | Elect William J. Way | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
5 | Elect Robert M. Gates | Mgmt | For | For | For | ||
6 | Elect Mellody Hobson | Mgmt | For | For | For | ||
7 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
8 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | ||
9 | Elect Satya Nadella | Mgmt | For | For | For | ||
10 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
11 | Elect Clara Shih | Mgmt | For | For | For | ||
12 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
13 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
14 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suntrust Banks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dallas S. Clement | Mgmt | For | For | For | ||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | ||
3 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||
4 | Elect Kyle P. Legg | Mgmt | For | For | For | ||
5 | Elect Donna S. Morea | Mgmt | For | For | For | ||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | ||
8 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | ||
9 | Elect Frank P. Scruggs | Mgmt | For | For | For | ||
10 | Elect Bruce L. Tanner | Mgmt | For | For | For | ||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Svenska Handelsbanken AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHBA | CINS W9112U104 | 03/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Board and CEO Acts | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | For | For | ||
16 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | ||
18 | Board Size | Mgmt | For | For | For | ||
19 | Number of Auditors | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Directors' and Auditors' Fees | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | For | N/A | N/A | ||
23 | Elect Karin Apelman | Mgmt | For | For | For | ||
24 | Elect Jon Fredrik Baksaas | Mgmt | For | For | For | ||
25 | Elect Par Boman | Mgmt | For | For | For | ||
26 | Elect Kerstin Hessius | Mgmt | For | For | For | ||
27 | Elect Ole Johansson | Mgmt | For | For | For | ||
28 | Elect Lise Kaae | Mgmt | For | For | For | ||
29 | Elect Fredrik Lundberg | Mgmt | For | For | For | ||
30 | Elect Bente Rathe | Mgmt | For | For | For | ||
31 | Elect Charlotte Skog | Mgmt | For | For | For | ||
32 | Elect Anders Bouvin | Mgmt | For | For | For | ||
33 | Elect Jan-Erik Hoog | Mgmt | For | For | For | ||
34 | Elect Par Boman as Chair | Mgmt | For | For | For | ||
35 | Appointment of Auditor | Mgmt | For | For | For | ||
36 | Remuneration Guidelines | Mgmt | For | For | For | ||
37 | Appointment of Auditors in Foundations | Mgmt | For | For | For | ||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
39 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | Against | N/A | ||
40 | Shareholder Proposal Regarding Implementation of Equality | ShrHoldr | N/A | Against | N/A | ||
41 | Shareholder Proposal Regarding Equality Report | ShrHoldr | N/A | Against | N/A | ||
42 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | Against | N/A | ||
43 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | Against | N/A | ||
44 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | Against | N/A | ||
45 | Shareholder Proposal Regarding Small and Medium-Sized Shareholders | ShrHoldr | N/A | Against | N/A | ||
46 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | Against | N/A | ||
47 | Shareholder Proposal Regarding Investigation of Abolishing Different Voting Rights | ShrHoldr | N/A | Against | N/A | ||
48 | Shareholder Proposal Regarding Unequal Voting Rights Petition | ShrHoldr | N/A | Against | N/A | ||
49 | Shareholder Proposal Regarding Petition for Recruitment of Politicians | ShrHoldr | N/A | Against | N/A | ||
50 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | Against | N/A | ||
51 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Sysco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYY | CUSIP 871829107 | 11/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect John M. Cassaday | Mgmt | For | For | For | ||
3 | Elect Judith B. Craven | Mgmt | For | For | For | ||
4 | Elect William J. DeLaney | Mgmt | For | For | For | ||
5 | Elect Joshua D. Frank | Mgmt | For | For | For | ||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
7 | Elect Jonathan Golden | Mgmt | For | For | For | ||
8 | Elect Bradley M. Halverson | Mgmt | For | For | For | ||
9 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | ||
10 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
11 | Elect Nelson Peltz | Mgmt | For | For | For | ||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
13 | Elect Richard G. Tilghman | Mgmt | For | For | For | ||
14 | Elect Jackie M. Ward | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
T-Mobile US, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | ||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | ||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.9 | Elect John J. Legere | Mgmt | For | For | For | ||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CUSIP 874039100 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | N/A | N/A | ||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | N/A | N/A | ||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | N/A | N/A | ||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | N/A | N/A | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | ||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | ||
Target Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TGT | CUSIP 87612E106 | 06/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
4 | Elect Calvin Darden | Mgmt | For | For | For | ||
5 | Elect Henrique De Castro | Mgmt | For | For | For | ||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | ||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
8 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | ||
11 | Elect Derica W. Rice | Mgmt | For | For | For | ||
12 | Elect Kenneth L. Salazar | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Approval of the Executive Officer Cash Incentive Plan | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
5 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
6 | Elect Yong Nam | Mgmt | For | For | For | ||
7 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
8 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chair | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report and Financial Statements | Mgmt | For | For | For | ||
19 | Approval of Annual Report | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Deloitte and Touche | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
27 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||
28 | Executive Compensation | Mgmt | For | For | For | ||
29 | Board Compensation | Mgmt | For | For | For | ||
30 | Appropriation of Earnings | Mgmt | For | For | For | ||
31 | Declaration of Dividend | Mgmt | For | For | For | ||
32 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
33 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
34 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
5 | Elect Janet F. Clark | Mgmt | For | For | For | ||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
7 | Elect J.M. Hobby | Mgmt | For | For | For | ||
8 | Elect Ronald Kirk | Mgmt | For | For | For | ||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
The Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 05/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
11 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Report Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
The Goldman Sachs Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
4 | Elect William W. George | Mgmt | For | For | For | ||
5 | Elect James A. Johnson | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect David A. Viniar | Mgmt | For | For | For | ||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
The Hershey Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSY | CUSIP 427866108 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
1.3 | Elect James W. Brown | Mgmt | For | For | For | ||
1.4 | Elect Michele G. Buck | Mgmt | For | For | For | ||
1.5 | Elect Charles A. Davis | Mgmt | For | For | For | ||
1.6 | Elect Mary Kay Haben | Mgmt | For | For | For | ||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | ||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | ||
1.9 | Elect James M. Mead | Mgmt | For | For | For | ||
1.10 | Elect Anthony J. Palmer | Mgmt | For | For | For | ||
1.11 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
11 | Elect Karen L. Katen | Mgmt | For | For | For | ||
12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
13 | Elect Mark Vadon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
7 | Elect David. S. Taylor | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | ||
The Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For | ||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
9 | Elect Donald M. James | Mgmt | For | For | For | ||
10 | Elect John D. Johns | Mgmt | For | For | For | ||
11 | Elect Dale E. Klein | Mgmt | For | For | For | ||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
13 | Elect Steven R. Specker | Mgmt | For | For | For | ||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | ||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies | ShrHoldr | Against | Against | For | ||
The Walt Disney Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Jack Dorsey | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Mark G. Parker | Mgmt | For | For | For | ||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
11 | Elect Orin C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
8 | Elect William G. Parrett | Mgmt | For | For | For | ||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
3 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
4 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
7 | Elect Fred Hassan | Mgmt | For | For | For | ||
8 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CUSIP 89151E109 | 05/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
6 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
7 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | ||
8 | Elect Mark Cutifani | Mgmt | For | For | For | ||
9 | Elect Carlos Tavares | Mgmt | For | For | For | ||
10 | Related Party Transactions | Mgmt | For | For | For | ||
11 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | ||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 05/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
10 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | ||
12 | Elect Mark Cutifani | Mgmt | For | For | For | ||
13 | Elect Carlos Tavares | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | ||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
Transdigm Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDG | CUSIP 893641100 | 03/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Dries | Mgmt | For | For | For | ||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | ||
1.3 | Elect Michael Graff | Mgmt | For | For | For | ||
1.4 | Elect Sean P. Hennessy | Mgmt | For | For | For | ||
1.5 | Elect W. Nicholas Howley | Mgmt | For | For | For | ||
1.6 | Elect Raymond Laubenthal | Mgmt | For | For | For | ||
1.7 | Elect Douglas W. Peacock | Mgmt | For | For | For | ||
1.8 | Elect Robert J. Small | Mgmt | For | For | For | ||
1.9 | Elect John Stær | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Tyco International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Memorandum | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Share Consolidation | Mgmt | For | For | For | ||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | ||
5 | Merger Issuance | Mgmt | For | For | For | ||
6 | Company Name Change | Mgmt | For | For | For | ||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | ||
10 | Amendment to Nominal Value | Mgmt | For | For | For | ||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
Ulta Beauty, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | ||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | ||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | ||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CINS G92087165 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Unilever Share Plan 2017 | Mgmt | For | For | For | ||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
10 | Elect Judith Hartmann | Mgmt | For | For | For | ||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | ||
12 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | ||
13 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
14 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | ||
15 | Elect Paul Polman | Mgmt | For | For | For | ||
16 | Elect John Rishton | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | ||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||
10 | Elect James D. Shelton | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan M. Garber | Mgmt | For | For | For | ||
1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | ||
1.3 | Elect William D. Young | Mgmt | For | For | For | ||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Walgreens Boots Alliance, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||
3 | Elect William C. Foote | Mgmt | For | For | For | ||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
5 | Elect John A. Lederer | Mgmt | For | For | For | ||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
7 | Elect Stefano Pessina | Mgmt | For | For | For | ||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
10 | Elect James A. Skinner | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect James C Fish | Mgmt | For | For | For | ||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
8 | Elect John C. Pope | Mgmt | For | For | For | ||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | Abstain | Against | ||
2 | Elect John S. Chen | Mgmt | For | Abstain | Against | ||
3 | Elect Lloyd H. Dean | Mgmt | For | Abstain | Against | ||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Donald M. James | Mgmt | For | Abstain | Against | ||
7 | Elect Cynthia H. Milligan | Mgmt | For | Against | Against | ||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | Against | Against | ||
10 | Elect James H. Quigley | Mgmt | For | Against | Against | ||
11 | Elect Stephen W. Sanger | Mgmt | For | Against | Against | ||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
14 | Elect Susan Swenson | Mgmt | For | Abstain | Against | ||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
2 | Elect Rick R. Holley | Mgmt | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
4 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
7 | Elect Lawrence A. Selzer | Mgmt | For | For | For | ||
8 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN FUNDS FUNDAMENTAL INVESTORS
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 28, 2017 |