Exhibit 1.01
Conflict Minerals Report
Telefonaktiebolaget LM Ericsson
Conflict Minerals Report for the year ended December 31, 2016
This Conflict Minerals Report of Telefonaktiebolaget LM Ericsson for the year ended December 31, 2016 is provided pursuant to Rule13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the U.S. Securities and Exchange Commission (the “SEC”) to implement disclosure and reporting requirements pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. As permitted by the Rule and the SEC, this report has not been subject to an independent private sector audit.
1. | Introduction |
Ericsson is a global provider of communication infrastructure, services and software – especially in mobility, broadband and the cloud – to the telecom industry and other sectors. This report has been prepared by the management of Telefonaktiebolaget LM Ericsson (herein referred to as “Ericsson”, the “Company”, “we”, “us”, or “our”). This report does not include the activities of entities that are not required to be consolidated in our financial statements.
In accordance with the Rule, this report is available on our website: http://www.ericsson.com/thecompany/investors/financial-reports.
2. | Supply chain description and Reasonable Country of Origin Inquiry |
2.1 | General information on Ericsson’s supply chain |
The hardware provided by Ericsson largely consists of electronics. The supply chain is complex with multiple tiers of suppliers. For manufacturing, Ericsson purchases customized and standardized components from several global providers as well as from local and regional suppliers, eitheroff-the-shelf or in accordance with Ericsson’s design or specifications. The production of electronic modules andsub-assemblies is mostly outsourced. Final configuration of products is largely donein-house andon-demand. This consists of assembling and testing modules and integrating them into complete units. A number of Ericsson’s suppliers design and manufacture highly specialized and customized components. There are generally many tiers of suppliers between 3TG (defined below) smelters and refiners and our direct suppliers.
2.2 | Overview of Ericsson’s Conflict Minerals Program and Reasonable Country of Origin Inquiry 2016 |
Ericsson gathers materials information from our suppliers. Through this we know that many of our products contain small amounts of tin, tantalum, tungsten and gold (“3TG”) that are necessary to the functionality of those products.
As part of Ericsson’s commitment to responsible sourcing and human rights it is our goal that the 3TG in our products should not, directly or indirectly, finance or benefit armed groups in the Democratic Republic of Congo or adjoining countries (the “DRC”). At the same time, we aim to continue supporting responsible mineral sourcing in the region. Ericsson’s efforts with respect to 3TG are aligned with the Conflict-Free Sourcing Initiative (CFSI) and our aim is to improve traceability in our supply chain. Ericsson does not ban materials from the DRC or avoid using 3TGs. The Company has a program team to fulfill compliance with the Rule, perform the Reasonable Country of Origin Inquiry and report on 3TG. This team consists of
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representatives from across the organization having specialized expertise such as sustainability and environmental expertise, sourcing and legal affairs. This team is responsible for Ericsson’s 3TG implementation work and reporting. Senior management is regularly informed about matters relating to 3TG.
Ericsson relies on its first tier suppliers to provide information on the origin of 3TG contained in components and parts included in Ericsson’s products. This includes sources of 3TG that are supplied to them fromsub-suppliers. Ericsson’s first tier suppliers are required to comply with the requirements in the Ericsson Lists of Banned and Restricted Substances, which include an obligation to provide information on 3TG upon request and to have appropriate due diligence processes in place to identify the source and chain of custody of 3TG. Our first tier suppliers are similarly reliant upon information provided by their suppliers. Certain of Ericsson’s large hardware suppliers are also subject to the Rule.
The identification of first tier suppliers of Ericsson that are in scope under the Rule involves different parts of Ericsson’s global organization. The sourcing organization has an important role in leading and coordinating the work. Suppliers identified to be in scope are first tier suppliers of Ericsson supplying (i) products containing 3TG that Ericsson contracts to manufacture, (ii) materials, parts, components and other products, containing 3TG, that are incorporated into or included in a product manufactured by Ericsson, or (iii) materials used in the production of Ericsson’s products where 3TG becomes part of the final product. Suppliers of products that Ericsson does not contract to manufacture (i.e. products purchased“off-the shelf”) and not included in, or incorporated into an Ericsson product have been considered out of scope for purposes of the Rule. In our annual inquiry we survey first tier suppliers identified to be in scope and analyze and follow up responses as we deem appropriate. Accordingly, during 2016, Ericsson conducted a reasonable country of origin inquiry to determine the origin of the 3TG in Ericsson’s products. The inquiry did not provide sufficient information to determine with specificity the countries of origin of the 3TG in our products or whether they are from recycled and scrap sources.
Ericsson believes that industry cooperation is one of the best ways to address issues related to 3TG in an efficient and transparent way. Ericsson participates in 3TG industry initiatives such as the CFSI driven by the Globale-Sustainability Initiative (GeSI) and the Electronic Industry Citizenship Coalition (EICC).
We do not typically have a direct relationship with 3TG smelters and refiners and we do not perform or direct audits of these entities within our supply chain. In accordance with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”), we support the CFSI’s audit of smelters’ and refiners’ due diligence activities. In our internal processes we use data obtained through our membership in the CFSI, using CFSI’s Reasonable Country of Origin Inquiry Report for Ericsson (CFSI member LMEE).
3. | Due Diligence |
Ericsson has processes in place for the purpose of exercising due diligence in the supply chain. The design of the due diligences processes conforms substantially to the OECD Guidance as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below undersub-headings corresponding to the five-step framework of the OECD Guidance.
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3.1 | Maintain strong management systems |
The first step of the OECD Guidance relates to strong management systems. As mentioned above, Ericsson has established a program team for reporting on 3TG and compliance with the Rule. This team is responsible for the 3TG implementation work and senior management is regularly informed about matters relating to 3TG. Controls include, but are not limited to, our Code of Business Ethics and Code of Conduct, which outlines expected behaviors for all Ericsson’s employees and suppliers, and the Ericsson Lists of Banned and Restricted Substances, which include supplier requirements relating to 3TG as described above and are integrated in our template supplier agreements.
With respect to 2016, identification of smelters/refiners in our supply chain was made via the use of due diligence tools created by the CFSI, including the EICC/GeSI Conflict Minerals Reporting Template 4.10 (the “Template”). The Template is a supply chain survey designed to gather information regarding the smelters and refiners that process 3TGs used in our supply chain. The information from our suppliers, in combination with information from the CFSI, helps Ericsson to obtain information on the origin of minerals processed. Data obtained was reviewed, analyzed and retained by Ericsson.
We have grievance mechanisms whereby employees and suppliers can report violations of Ericsson’s policies. We also have a whistle-blower tool, Ericsson Compliance Line, managed by an external service provider, for the reporting of alleged violations of laws or the Code of Business Ethics that (i) are conducted by Group or local management, and (ii) relate to corruption, questionable accounting or auditing matters or otherwise seriously affect vital interests of the Group or personal health and safety. Ericsson Compliance Line is available for both Ericsson employees and external stakeholders such as customers and suppliers. Alleged violations reported in Ericsson Compliance Line are reported to the Audit Committee. Reports include incident category, description of the report and decision and output.
3.2 | Identify and assess risk in the supply chain |
In the second step of the OECD Guidance, risks are identified and assessed. For downstream companies such as Ericsson, the focus should be on the pinch point in the supply chain, which is the smelters and refiners. Downstream companies should, with help from their first tier suppliers, identify smelters and refiners in the supply chain.
In Ericsson’s 2016 survey, first tier suppliers identified to be in scope were requested by Ericsson to provide information on 3TG in their supply chain through completing and submitting the Template. Suppliers were provided with support material, including the generally available instructions and training illustrating the use of the tool that is available on CFSI’s website. To ensure sufficient quality, a high response rate and to minimize risks, the responses were continuously analyzed and followed up as deemed appropriate. Data obtained was saved, reviewed and analyzed by Ericsson. Supplier responses were reviewed against criteria developed to determine which responses required further engagement with our suppliers. In certain circumstances suppliers were contacted viae-mail or telephone to improve the quality of responses and increase the response rate. In 2016, we had a risk based approach and focused on suppliers with incomplete data since they are typically deemed to constitute a higher risk. As part of the risk mitigation additional efforts were mainly targeted at suppliers that are awarded large parts of our business.
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3.3 | Design and implement a strategy to respond to identified risks |
Under the third step of the OECD Guidance companies are encouraged to design and implement a strategy to respond to identified risks. Due diligence within Ericsson is anon-going process. Ericsson publishes additional information about its commitment to responsible sourcing and engagement with its suppliers in its Sustainability and Corporate Responsibility Report.
We continuously work to improve our due diligence with respect to 3TG, mainly focusing on the quality of data from suppliers surveyed. This includes communication and collaboration with suppliers for purposes of improving the response rate of surveyed suppliers and improving the reliability and quality of the information provided. As described above, we have a risk based approach when reviewing and following up supplier responses and generally prioritize to follow up suppliers that are awarded large parts of our business.
3.4 | Independent third party audit of smelters’/refiners’ due diligence practices |
The fourth step of the OECD Guidance focuses on audits of smelters’/refiners’ due diligence practices. Through our GeSI engagement we are members of the CFSI, through which we support the conflict free smelter program as well as the development and implementation of due diligence practices and tools such as the Template. Due to the structure of our supply chain, there are generally many tiers of suppliers between Ericsson and the smelters and refiners in the supply chain. Therefore, we have, as mentioned in section 2.2, not performed our own audits of smelters or refiners.
We analyze the data received from suppliers on smelters and refiners in their supply chains and compare the information against the list of facilities that have received a “conflict free” designation from the Conflict Free Smelter Program (“CFSP”). Via the CFSI we also can access information on country of origin and due diligence information on the 3TG sourced by such facilities.
3.5 | Report annually on supply chain due diligence |
The fifth step of the OECD Guidance encourages reporting on supply chain due diligence. We have a public statement on 3TG on our external website and strive to continuously increase 3TG awareness within Ericsson and among our suppliers. Ericsson’s public statement on the sourcing of 3TG is available on our website:http://www.ericsson.com/res/thecompany/docs/corporate-responsibility/statement-on-sourcing-of-conflict-minerals.pdf
In accordance with the Rule, we make our Conflict Minerals Report available on our website:
https://www.ericsson.com/en/investors/financial-reports
4. | 2016 due diligence results |
For the calendar year 2016, our inquiries were made on the supplier level and the supplier responses received mainly provided data at a company or divisional level and not isolated to products and components provided to us. Our targeted activities to improve data collected for specific products have resulted in some suppliers providing information on a product level, which we believe will assist us in better identifying 3TG smelters or refiners in our supply chain. Our inquiries include responses where suppliers were unable to specify the smelters or refiners used for components supplied to us and certain responses included names of smelters or refiners that we believe may have been misidentified as smelters and refiners or smelters or refiners that we believe are not operational. Such names have not been listed among identified smelters and refiners.
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The response rate among suppliers surveyed in 2016 was 96%. Among the supplier responses, we identified approximately 296 smelters as potential sources of 3TG that were reported to be in the supply chain during the 2016 calendar year. The following table presents, by mineral, the percentages of identified smelters or refiners verified as conflict-free by the CFSP or mutually recognized audit systems. Today the CFSP has a mutual cross-recognition with the London Bullion Market (LBMA) and theResponsible Jewellery Council(RJC).
Table 1.Audit status of smelters and refiners identified by Ericsson via inquiries to our suppliers in 2016
Metal | Identified smelters or refiners verified as CFSP conflict-free, (previous year) | Number of identified smelters for each metal | ||
Tantalum | 100%(100) | 44 | ||
Tungsten | 91%(84) | 44 | ||
Tin | 82%(75) | 79 | ||
Gold | 82%(63) | 129 |
Note: The audit status of smelters and refiners are subject to change and the above represents information available from the CFSP on April 28 2017.
We are unable to validate that any of the identified smelters or refiners are actually in our supply chain. However, based on the information provided by Ericsson’s suppliers during the 2016 calendar year, Ericsson believes that the facilities that may have been used to process the 3TG in Ericsson’s products include the smelters and refiners listed in Annex 1 below. Ericsson does not have sufficient information to determine with specificity the countries of origin of the 3TG in our products or whether they are from recycled and scrap sources.
We support the refinement and expansion of the list of participating smelters through our GeSI engagement through which we are members in the CFSI program. Through our participation in CFSI, and requesting our first tier suppliers to complete the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TG in our supply chain.
Although, our inquiries are made on the supplier level, this year we have requested information on the product level for parts used in selected Ericsson products. We hope that such efforts may help improve the number of conflict free smelters over time.
During 2017, we anticipate to continue to review and evolve our due diligence processes with respect to 3TG. As part of these efforts, we expect to continue to collaborate with suppliers for purposes of further improving the supplier response rate and the reliability and quality of information provided. Our engagement in the CFSI program is anticipated to continue.
5. | Forward Looking Statements |
Certain of the matters discussed in this report, including in particular our due diligence processes with respect to 3TG, include forward-looking statements. Readers of this document are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of anticipated events.
The information included on any websites that appear in this report and other materials referenced to is not incorporated by reference in this report.
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Annex 1
Smelters and refiners identified by Ericsson via inquiries to our suppliers during 2016.1
Metal | Name of Smelter or Refiner | Audit Status | ||||
1 | Gold | Cendres + Metaux S.A. | ||||
2 | Gold | Navoi Mining and Metallurgical Combinat | ||||
3 | Gold | KGHM Polska Miedz Spolka Akcyjna | ||||
4 | Gold | Tony Goetz NV | ||||
5 | Gold | Abington Reldan Metals, LLC | ||||
6 | Gold | Modeltech Sdn Bhd | ||||
7 | Gold | Bangalore Refinery | ||||
8 | Gold | Advanced Chemical Company | Compliant | |||
9 | Gold | Aida Chemical Industries Co., Ltd. | Compliant | |||
10 | Gold | AllgemeineGold-und Silberscheideanstalt A.G. | Compliant | |||
11 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Compliant | |||
12 | Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Compliant | |||
13 | Gold | Argor-Heraeus S.A. | Compliant | |||
14 | Gold | Asahi Pretec Corp. | Compliant | |||
15 | Gold | Asaka Riken Co., Ltd. | Compliant | |||
16 | Gold | Aurubis AG | Compliant | |||
17 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Compliant | |||
18 | Gold | Boliden AB | Compliant | |||
19 | Gold | C. Hafner GmbH + Co. KG | Compliant | |||
20 | Gold | CCR Refinery - Glencore Canada Corporation | Compliant | |||
21 | Gold | Chimet S.p.A. | Compliant | |||
22 | Gold | Daejin Indus Co., Ltd. | Compliant | |||
23 | Gold | DSC (Do Sung Corporation) | Compliant | |||
24 | Gold | DODUCO GmbH | Compliant | |||
25 | Gold | Dowa | Compliant | |||
26 | Gold | Eco-System Recycling Co., Ltd. | Compliant | |||
27 | Gold | OJSC Novosibirsk Refinery | Compliant | |||
28 | Gold | Heimerle + Meule GmbH | Compliant | |||
29 | Gold | Heraeus Metals Hong Kong Ltd. | Compliant | |||
30 | Gold | Heraeus Precious Metals GmbH & Co. KG | Compliant | |||
31 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Compliant |
1 | The audit status of smelters and refiners are subject to change and Annex 1 represents information available from the CFSP on April 28 2017. Audit status indicates smelters and refiners found compliant with the CFSP protocol according to the information available from the CFSP as of April 28, 2017. |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
32 | Gold | Ishifuku Metal Industry Co., Ltd. | Compliant | |||
33 | Gold | Istanbul Gold Refinery | Compliant | |||
34 | Gold | Japan Mint | Compliant | |||
35 | Gold | Jiangxi Copper Co., Ltd. | Compliant | |||
36 | Gold | Asahi Refining USA Inc. | Compliant | |||
37 | Gold | Asahi Refining Canada Ltd. | Compliant | |||
38 | Gold | JSC EkaterinburgNon-Ferrous Metal Processing Plant | Compliant | |||
39 | Gold | JSC Uralelectromed | Compliant | |||
40 | Gold | JX Nippon Mining & Metals Co., Ltd. | Compliant | |||
41 | Gold | Kazzinc | Compliant | |||
42 | Gold | Kennecott Utah Copper LLC | Compliant | |||
43 | Gold | Kojima Chemicals Co., Ltd. | Compliant | |||
44 | Gold | Kyrgyzaltyn JSC | Compliant | |||
45 | Gold | LS-NIKKO Copper Inc. | Compliant | |||
46 | Gold | Materion | Compliant | |||
47 | Gold | Matsuda Sangyo Co., Ltd. | Compliant | |||
48 | Gold | Metalor Technologies (Suzhou) Ltd. | Compliant | |||
49 | Gold | Metalor Technologies (Hong Kong) Ltd. | Compliant | |||
50 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | Compliant | |||
51 | Gold | Metalor Technologies S.A. | Compliant | |||
52 | Gold | Metalor USA Refining Corporation | Compliant | |||
53 | Gold | MetalurgicaMet-Mex Penoles S.A. De C.V. | Compliant | |||
54 | Gold | Mitsubishi Materials Corporation | Compliant | |||
55 | Gold | Mitsui Mining and Smelting Co., Ltd. | Compliant | |||
56 | Gold | Moscow Special Alloys Processing Plant | Compliant | |||
57 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Compliant | |||
58 | Gold | Nihon Material Co., Ltd. | Compliant | |||
59 | Gold | Ohura Precious Metal Industry Co., Ltd. | Compliant | |||
60 | Gold | OJSC “The Gulidov KrasnoyarskNon-Ferrous Metals Plant” (OJSC Krastsvetmet) | Compliant | |||
61 | Gold | PAMP S.A. | Compliant | |||
62 | Gold | Prioksky Plant ofNon-Ferrous Metals | Compliant | |||
63 | Gold | PT Aneka Tambang (Persero) Tbk | Compliant | |||
64 | Gold | PX Precinox S.A. | Compliant | |||
65 | Gold | Rand Refinery (Pty) Ltd. | Compliant | |||
66 | Gold | Royal Canadian Mint | Compliant | |||
67 | Gold | Samduck Precious Metals | Compliant | |||
68 | Gold | Schone Edelmetaal B.V. | Compliant | |||
69 | Gold | SEMPSA Joyeria Plateria S.A. | Compliant |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
70 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Compliant | |||
71 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | Compliant | |||
72 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Compliant | |||
73 | Gold | Solar Applied Materials Technology Corp. | Compliant | |||
74 | Gold | Sumitomo Metal Mining Co., Ltd. | Compliant | |||
75 | Gold | Tanaka Kikinzoku Kogyo K.K. | Compliant | |||
76 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | Compliant | |||
77 | Gold | Tokuriki Honten Co., Ltd. | Compliant | |||
78 | Gold | Torecom | Compliant | |||
79 | Gold | Umicore Brasil Ltda. | Compliant | |||
80 | Gold | Umicore S.A. Business Unit Precious Metals Refining | Compliant | |||
81 | Gold | United Precious Metal Refining, Inc. | Compliant | |||
82 | Gold | Valcambi S.A. | Compliant | |||
83 | Gold | Western Australian Mint (T/a The Perth Mint) | Compliant | |||
84 | Gold | Yamamoto Precious Metal Co., Ltd. | Compliant | |||
85 | Gold | Yokohama Metal Co., Ltd. | Compliant | |||
86 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Compliant | |||
87 | Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | Compliant | |||
88 | Gold | Umicore Precious Metals Thailand | Compliant | |||
89 | Gold | Geib Refining Corporation | Compliant | |||
90 | Gold | MMTC-PAMP India Pvt., Ltd. | Compliant | |||
91 | Gold | Republic Metals Corporation | Compliant | |||
92 | Gold | Singway Technology Co., Ltd. | Compliant | |||
93 | Gold | Al Etihad Gold LLC | Compliant | |||
94 | Gold | Emirates Gold DMCC | Compliant | |||
95 | Gold | T.C.A S.p.A | Compliant | |||
96 | Gold | Korea Zinc Co., Ltd. | Compliant | |||
97 | Gold | SAXONIA Edelmetalle GmbH | Compliant | |||
98 | Gold | WIELAND Edelmetalle GmbH | Compliant | |||
99 | Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Compliant | |||
100 | Gold | AU Traders and Refiners | Compliant | |||
101 | Gold | Chugai Mining | ||||
102 | Gold | Kazakhmys Smelting LLC | ||||
103 | Gold | Samwon Metals Corp. | ||||
104 | Gold | TOOTau-Ken-Altyn | ||||
105 | Gold | SAAMP | ||||
106 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | ||||
107 | Gold | Caridad |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
108 | Gold | Yunnan Copper Industry Co., Ltd. | ||||
109 | Gold | DayeNon-Ferrous Metals Mining Ltd. | ||||
110 | Gold | Gansu Seemine MaterialHi-Tech Co., Ltd. | ||||
111 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | ||||
112 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | ||||
113 | Gold | Hunan Chenzhou Mining Co., Ltd. | ||||
114 | Gold | HwaSeong CJ CO., LTD. | ||||
115 | Gold | L’azurde Company For Jewelry | ||||
116 | Gold | Lingbao Gold Co., Ltd. | ||||
117 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | ||||
118 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | ||||
119 | Gold | Elemetal Refining, LLC | ||||
120 | Gold | Penglai Penggang Gold Industry Co., Ltd. | ||||
121 | Gold | Sabin Metal Corp. | ||||
122 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | ||||
123 | Gold | So Accurate Group, Inc. | ||||
124 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | ||||
125 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | ||||
126 | Gold | Guangdong Jinding Gold Limited | ||||
127 | Gold | Fidelity Printers and Refiners Ltd. | ||||
128 | Gold | Kaloti Precious Metals | ||||
129 | Gold | Sudan Gold Refinery | ||||
130 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | Compliant | |||
131 | Tantalum | Conghua Tantalum and Niobium Smeltry | Compliant | |||
132 | Tantalum | Duoluoshan | Compliant | |||
133 | Tantalum | Exotech Inc. | Compliant | |||
134 | Tantalum | F&X Electro-Materials Ltd. | Compliant | |||
135 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | Compliant | |||
136 | Tantalum | Hi-Temp Specialty Metals, Inc. | Compliant | |||
137 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | Compliant | |||
138 | Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | Compliant | |||
139 | Tantalum | King-Tan Tantalum Industry Ltd. | Compliant | |||
140 | Tantalum | LSM Brasil S.A. | Compliant | |||
141 | Tantalum | Metallurgical Products India Pvt., Ltd. | Compliant | |||
142 | Tantalum | Mineracao Taboca S.A. | Compliant | |||
143 | Tantalum | Mitsui Mining and Smelting Co., Ltd. | Compliant | |||
144 | Tantalum | NPM Silmet AS | Compliant | |||
145 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Compliant | |||
146 | Tantalum | QuantumClean | Compliant |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
147 | Tantalum | RFH Tantalum Smeltry Co., Ltd. | Compliant | |||
148 | Tantalum | Solikamsk Magnesium Works OAO | Compliant | |||
149 | Tantalum | Taki Chemical Co., Ltd. | Compliant | |||
150 | Tantalum | Telex Metals | Compliant | |||
151 | Tantalum | Ulba Metallurgical Plant JSC | Compliant | |||
152 | Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | Compliant | |||
153 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | Compliant | |||
154 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | Compliant | |||
155 | Tantalum | D Block Metals, LLC | Compliant | |||
156 | Tantalum | FIR Metals & Resource Ltd. | Compliant | |||
157 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Compliant | |||
158 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | Compliant | |||
159 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Compliant | |||
160 | Tantalum | KEMET Blue Metals | Compliant | |||
161 | Tantalum | H.C. Starck Co., Ltd. | Compliant | |||
162 | Tantalum | H.C. Starck Tantalum and Niobium GmbH | Compliant | |||
163 | Tantalum | H.C. Starck Hermsdorf GmbH | Compliant | |||
164 | Tantalum | H.C. Starck Inc. | Compliant | |||
165 | Tantalum | H.C. Starck Ltd. | Compliant | |||
166 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | Compliant | |||
167 | Tantalum | Global Advanced Metals Boyertown | Compliant | |||
168 | Tantalum | Global Advanced Metals Aizu | Compliant | |||
169 | Tantalum | KEMET Blue Powder | Compliant | |||
170 | Tantalum | Tranzact, Inc. | Compliant | |||
171 | Tantalum | Resind Industria e Comercio Ltda. | Compliant | |||
172 | Tantalum | Jiangxi Tuohong New Raw Material | Compliant | |||
173 | Tantalum | Power Resources Ltd. | Compliant | |||
174 | Tin | Huichang Jinshunda Tin Co., Ltd. | ||||
175 | Tin | Gejiu Kai Meng Industry and Trade LLC | ||||
176 | Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | ||||
177 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | ||||
178 | Tin | Yunnan ChengfengNon-ferrous Metals Co., Ltd. | ||||
179 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | ||||
180 | Tin | Modeltech Sdn Bhd | ||||
181 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Compliant | |||
182 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | Compliant | |||
183 | Tin | Alpha | Compliant | |||
184 | Tin | Cooperativa Metalurgica de Rondonia Ltda. | Compliant |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
185 | Tin | CV Gita Pesona | Compliant | |||
186 | Tin | PT Aries Kencana Sejahtera | Compliant | |||
187 | Tin | CV Serumpun Sebalai | Compliant | |||
188 | Tin | CV United Smelting | Compliant | |||
189 | Tin | Dowa | Compliant | |||
190 | Tin | EM Vinto | Compliant | |||
191 | Tin | Fenix Metals | Compliant | |||
192 | Tin | GejiuNon-Ferrous Metal Processing Co., Ltd. | Compliant | |||
193 | Tin | China Tin Group Co., Ltd. | Compliant | |||
194 | Tin | Malaysia Smelting Corporation (MSC) | Compliant | |||
195 | Tin | Metallic Resources, Inc. | Compliant | |||
196 | Tin | Mineracao Taboca S.A. | Compliant | |||
197 | Tin | Minsur | Compliant | |||
198 | Tin | Mitsubishi Materials Corporation | Compliant | |||
199 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Compliant | |||
200 | Tin | Operaciones Metalurgical S.A. | Compliant | |||
201 | Tin | PT Artha Cipta Langgeng | Compliant | |||
202 | Tin | PT Babel Inti Perkasa | Compliant | |||
203 | Tin | PT Bangka Tin Industry | Compliant | |||
204 | Tin | PT Belitung Industri Sejahtera | Compliant | |||
205 | Tin | PT Bukit Timah | Compliant | |||
206 | Tin | PT DS Jaya Abadi | Compliant | |||
207 | Tin | PT Eunindo Usaha Mandiri | Compliant | |||
208 | Tin | PT Karimun Mining | Compliant | |||
209 | Tin | PT Mitra Stania Prima | Compliant | |||
210 | Tin | PT Panca Mega Persada | Compliant | |||
211 | Tin | PT Prima Timah Utama | Compliant | |||
212 | Tin | PT Refined Bangka Tin | Compliant | |||
213 | Tin | PT Sariwiguna Binasentosa | Compliant | |||
214 | Tin | PT Stanindo Inti Perkasa | Compliant | |||
215 | Tin | PT Sumber Jaya Indah | Compliant | |||
216 | Tin | PT Timah (Persero) Tbk Kundur | Compliant | |||
217 | Tin | PT Timah (Persero) Tbk Mentok | Compliant | |||
218 | Tin | PT Tinindo Inter Nusa | Compliant | |||
219 | Tin | PT Tommy Utama | Compliant | |||
220 | Tin | Rui Da Hung | Compliant | |||
221 | Tin | Soft Metais Ltda. | Compliant | |||
222 | Tin | Thaisarco | Compliant | |||
223 | Tin | VQB Mineral and Trading Group JSC | Compliant |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
224 | Tin | White Solder Metalurgia e Mineracao Ltda. | Compliant | |||
225 | Tin | Yunnan Tin Company Limited | Compliant | |||
226 | Tin | CV Venus Inti Perkasa | Compliant | |||
227 | Tin | Magnu’s Minerais Metais e Ligas Ltda. | Compliant | |||
228 | Tin | Melt Metais e Ligas S.A. | Compliant | |||
229 | Tin | PT ATD Makmur Mandiri Jaya | Compliant | |||
230 | Tin | O.M. Manufacturing Philippines, Inc. | Compliant | |||
231 | Tin | PT Inti Stania Prima | Compliant | |||
232 | Tin | CV Ayi Jaya | Compliant | |||
233 | Tin | CV Dua Sekawan | Compliant | |||
234 | Tin | CV Tiga Sekawan | Compliant | |||
235 | Tin | Resind Industria e Comercio Ltda. | Compliant | |||
236 | Tin | PT O.M. Indonesia | Compliant | |||
237 | Tin | Metallo-Chimique N.V. | Compliant | |||
238 | Tin | Elmet S.L.U. | Compliant | |||
239 | Tin | PT Bangka Prima Tin | Compliant | |||
240 | Tin | PT Sukses Inti Makmur | Compliant | |||
241 | Tin | PT Kijang Jaya Mandiri | Compliant | |||
242 | Tin | HuiChang Hill Tin Industry Co., Ltd. | Compliant | |||
243 | Tin | Gejiu Fengming Metallurgy Chemical Plant | Compliant | |||
244 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | Compliant | |||
245 | Tin | Gejiu Jinye Mineral Company | Compliant | |||
246 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | ||||
247 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | ||||
248 | Tin | Estanho de Rondonia S.A. | ||||
249 | Tin | Nghe TinhNon-Ferrous Metals Joint Stock Company | ||||
250 | Tin | Tuyen QuangNon-Ferrous Metals Joint Stock Company | ||||
251 | Tin | An Vinh Joint Stock Mineral Processing Company | ||||
252 | Tin | An Thai Minerals Co., Ltd. | ||||
253 | Tungsten | ACL Metais Eireli | ||||
254 | Tungsten | A.L.M.T. TUNGSTEN Corp. | Compliant | |||
255 | Tungsten | Kennametal Huntsville | Compliant | |||
256 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | Compliant | |||
257 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | Compliant | |||
258 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Compliant | |||
259 | Tungsten | Global Tungsten & Powders Corp. | Compliant | |||
260 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | Compliant | |||
261 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | Compliant | |||
262 | Tungsten | Japan New Metals Co., Ltd. | Compliant |
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Metal | Name of Smelter or Refiner | Audit Status | ||||
263 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | Compliant | |||
264 | Tungsten | Kennametal Fallon | Compliant | |||
265 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Compliant | |||
266 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Compliant | |||
267 | Tungsten | Wolfram Bergbau und Hutten AG | Compliant | |||
268 | Tungsten | Xiamen Tungsten Co., Ltd. | Compliant | |||
269 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Compliant | |||
270 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Compliant | |||
271 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | Compliant | |||
272 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Compliant | |||
273 | Tungsten | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd. | Compliant | |||
274 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | Compliant | |||
275 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | Compliant | |||
276 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | Compliant | |||
277 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | Compliant | |||
278 | Tungsten | Asia Tungsten Products Vietnam Ltd. | Compliant | |||
279 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | Compliant | |||
280 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Compliant | |||
281 | Tungsten | H.C. Starck Tungsten GmbH | Compliant | |||
282 | Tungsten | H.C. Starck Smelting GmbH & Co. KG | Compliant | |||
283 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Compliant | |||
284 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Compliant | |||
285 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Compliant | |||
286 | Tungsten | Niagara Refining LLC | Compliant | |||
287 | Tungsten | Hydrometallurg, JSC | Compliant | |||
288 | Tungsten | Unecha Refractory metals plant | Compliant | |||
289 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | Compliant | |||
290 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | Compliant | |||
291 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Compliant | |||
292 | Tungsten | Woltech Korea Co., Ltd. | Compliant | |||
293 | Tungsten | Moliren Ltd. | Compliant | |||
294 | Tungsten | Jiangxi Minmetals Gao’anNon-ferrous Metals Co., Ltd. | ||||
295 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | ||||
296 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
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