UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 23, 2010
MDRNA, Inc.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 000-13789 | | 11-2658569 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
| | |
| 3830 Monte Villa Parkway, Bothell, Washington | | | | 98021 |
| (Address of principal executive offices) | | | | (Zip Code) |
Registrant’s telephone number, including area code: 425-908-3600
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 | Results of Operations and Financial Condition. |
On March 23, 2010, MDRNA, Inc. (the “Registrant”) reported its financial results for the fiscal quarter and year ended December 31, 2009. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The information contained herein and in the accompanying exhibit is being furnished pursuant to “Item 2.02 Results of Operations and Financial Condition.” The information contained herein and in the accompanying exhibit shall not be incorporated by reference into any filing of the Registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference to such filing. The information in this report, including the exhibit hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.
On March 22, 2010, the Registrant received a letter from The NASDAQ Stock Market, LLC (“NASDAQ”) notifying the Registrant that is has regained compliance with NASDAQ Marketplace Rule 5450(b)(2)(A) (the “Rule”), which requires, among other things, a minimum market value of listed securities of $50.0 million. As required to regain compliance with the Rule, the market value of the Registrant’s common stock was $50.0 million or greater for each of the ten consecutive trading days from March 8, 2010 to March 19, 2010. Accordingly, the Registrant has regained compliance with the Rule and the matter is now closed.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | MDRNA, Inc. |
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| March 23, 2010 | | | | By: | | /s/ J. MICHAEL FRENCH |
| | | | Name: | | J. Michael French |
| | | | Title: | | President and Chief Executive Officer |
Exhibit Index
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Exhibit No. | | Description |
| |
99.1 | | Press Release of MDRNA, Inc. dated March 23, 2010. |
