As filed with the Securities and Exchange Commission on November 21, 2012
333-52823
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 2 TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CORTLAND BANCORP
(Exact name of registrant as specified in its charter)
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Ohio | | 6022 | | 34-1451118 |
(State or other jurisdiction of incorporation or organization) | | (Primary Standard Industrial Classification Code Number) | | (I.R.S. Employer Identification No.) |
194 West Main Street
Cortland, OH 44410
(330) 637-8040
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
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| | With a copy to: |
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Deborah L. Eazor | | Cynthia A. Shafer |
Cortland Bancorp | | Vorys, Sater, Seymour and Pease LLP |
194 West Main Street | | 301 East Fourth Street |
Cortland, OH 44410 | | Suite 3500, Great American Tower |
(330) 637-8040 | | Cincinnati, OH 45202 |
| | (513) 723-4009 |
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Approximate date of commencement of proposed sale to the public: This post-effective amendment deregisters those securities that remain unsold hereunder as of the effective date hereof.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. x
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer | | ¨ | | Accelerated filer | | ¨ |
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Non-accelerated filer | | ¨ (Do not check if a smaller reporting company) | | Smaller reporting company | | x |
DEREGISTRATION OF SECURITIES
In accordance with the undertaking of Cortland Bancorp set forth in its Registration Statement on Form S-3 (Reg. No. 333-52823) filed on May 15, 1998, and as amended by a post-effective amendment filed on October 10, 2000 (the “Registration Statement”), Cortland Bancorp is filing this Post-Effective Amendment No. 2 to the Registration Statement to deregister all unsold common shares, without par value, previously registered under the Securities Act of 1933 pursuant to the Registration Statement. The Registration Statement registered common shares of Cortland Bancorp for purchase by participants in the Cortland Bancorp Dividend Reinvestment Plan (the “Plan”), either from authorized but unissued common shares of Cortland Bancorp or from shares purchased by an agent of Cortland Bancorp on the open market. After adjustment for stock dividends in the nature of stock splits, 1,000,000 shares were registered. Of those registered shares, 969,829 shares (as adjusted for stock dividends in the nature of stock splits) were purchased by participants in the Plan. Cortland Bancorp hereby deregisters the remaining shares registered but not yet sold pursuant to the Plan.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has duly caused this post-effective amendment to registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cortland, State of Ohio, on November 20, 2012.
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CORTLAND BANCORP |
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By: | | /s/ James M. Gasior |
| | James M. Gasior |
| | President, Chief Executive Officer, Director |
| | (Principal Executive Officer) |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature | | | | Title | | Date |
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/s/ Timothy K. Woofter Timothy K. Woofter | | | | Director, Chairman of the Board | | November 20, 2012 |
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/s/ James M. Gasior James M. Gasior | | | | President, Chief Executive Officer (Principal Executive Officer), and Director | | November 20, 2012 |
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/s/ Jerry A. Carleton Jerry A. Carleton | | | | Director | | November 20, 2012 |
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/s/ Timothy Carney Timothy Carney | | | | Director | | November 20, 2012 |
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/s/ David C. Cole David C. Cole | | | | Director | | November 20, 2012 |
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/s/ George E. Gessner George E. Gessner | | | | Director | | November 20, 2012 |
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/s/ James E. Hoffman, III James E. Hoffman, III | | | | Director | | November 20, 2012 |
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/s/ Neil J Kaback Neil J. Kaback | | | | Director | | November 20, 2012 |
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/s/ Joseph E. Koch Joseph E. Koch | | | | Director | | November 20, 2012 |
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/s/ Richard B. Thompson Richard B. Thompson | | | | Director | | November 20, 2012 |
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/s/ David J. Lucido David J. Lucido | | | | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | | November 20, 2012 |
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