UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-5972
NAME OF REGISTRANT: VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2018 - JUNE 30, 2019
FUND: VANGUARD EMERGING MARKETS STOCK INDEX FUND
ISSUER: 360 Security Technology, Inc.
TICKER: 601360 CUSIP: Y444T7106
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: 360 Security Technology, Inc.
TICKER: 601360 CUSIP: Y444T7106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EXTENSION OF
VALIDITY PERIOD OF PRIVATE PLACEMENT OF SHARES
ISSUER: 360 Security Technology, Inc.
TICKER: 601360 CUSIP: Y444T7106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPANY AND SUBSIDIARY
PROPOSAL #11.1: ELECT ZHANG MAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: 361 Degrees International Ltd.
TICKER: 1361 CUSIP: G88493104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT DING WUHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LIAO JIANWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LI YUEN FAI ROGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HON PING CHO TERENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: 3SBio, Inc.
TICKER: 1530 CUSIP: G8875G102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT LOU JING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT TAN BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT PU TIANRUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT WANG RUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: 51job, Inc.
TICKER: JOBS CUSIP: 316827104
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JUNICHI ARAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DAVID K. CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI-LAN CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ERIC HE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RICK YAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: 5I5J Holding Group Co. Ltd.
TICKER: 000560 CUSIP: Y5053Q100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
SECURITIES AND FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #10: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #10.1: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #10.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #10.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #10.9: APPROVE BOND UNDERWRITING AND LISTING ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #10.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12.1: ELECT LIU ZHONGXI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT ZHANG LIANGQING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: 5I5J Holding Group Co. Ltd.
TICKER: 560 CUSIP: Y5053Q100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MAJOR ASSET ACQUISITION VIA CASH ISSUER YES FOR FOR
PAYMENT CONSTITUTE AS MAJOR ASSET RESTRUCTURE BUT
DOES NOT CONSTITUTE AS RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE PROPOSAL ON COMPLIANCE WITH ISSUER YES FOR FOR
RELEVANT LAWS AND REGULATIONS ON THIS MAJOR ASSET
RESTRUCTURING
PROPOSAL #3.1: APPROVE TRANSACTION PARTIES AND TARGET ISSUER YES FOR FOR
ASSET
PROPOSAL #3.2: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #3.3: APPROVE TRANSACTION CONSIDERATION ISSUER YES FOR FOR
PAYMENT ARRANGEMENT
PROPOSAL #3.4: APPROVE PROFIT AND LOSS ARRANGEMENTS ISSUER YES FOR FOR
FOR THE DELIVERY OF THE UNDERLYING ASSETS AND THE
TARGET COMPANY DURING THE TRANSITION PERIOD
PROPOSAL #3.5: APPROVE PERFORMANCE COMMITMENT PERIOD ISSUER YES FOR FOR
AND COMMITTED NET PROFIT
PROPOSAL #3.6: APPROVE PERFORMANCE COMPENSATION ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #3.7: APPROVE END-OF-LIFE IMPAIRMENT TEST ISSUER YES FOR FOR
AND COMPENSATION
PROPOSAL #3.8: APPROVE CONSIDERATION ADJUSTMENT ISSUER YES FOR FOR
MECHANISM
PROPOSAL #3.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DRAFT AND SUMMARY OF MAJOR ASSET ISSUER YES FOR FOR
PURCHASE
PROPOSAL #5: APPROVE EQUITY TRANSFER AGREEMENT BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE SIGNING OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENT COMPENSATION AGREEMENT BY CONTROLLED
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE PROPOSAL ON THE PURCHASE OF THIS ISSUER YES FOR FOR
MAJOR ASSET IN ACCORDANCE WITH THE PROVISIONS OF
ARTICLE 11 OF THE MEASURES FOR THE ADMINISTRATION OF
MAJOR ASSETS RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE PROPOSAL ON THE REORGANIZATION ISSUER YES FOR FOR
OF THE LISTING AS STIPULATED IN ARTICLE 13 OF THE
MEASURES FOR THE ADMINISTRATION OF MAJOR ASSETS
RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE PROPOSAL ON THE FLUCTUATION OF ISSUER YES FOR FOR
THE COMPANY'S STOCK PRICE THAT DOES NOT MEET THE
REQUIREMENTS OF ARTICLE 5 OF THE CIRCULAR ON
REGULATING INFORMATION DISCLOSURE OF LISTED COMPANIES
AND THE RELEVANT PARTIES' BEHAVIORS
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE AUDIT REPORT, PROFIT FORECAST ISSUER YES FOR FOR
REPORT AND APPRAISAL REPORT OF THE TRANSACTION
PROPOSAL #13: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: ABB India Limited
TICKER: 500002 CUSIP: Y0005K103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TARAK MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: ABB India Ltd.
TICKER: 500002 CUSIP: Y0005K103
MEETING DATE: 2/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SANJEEV SHARMA AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE DARIUS E. UDWADIA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Abdullah Al Othaim Markets Co.
TICKER: 4001 CUSIP: M008AM109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 3 FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
7,918,450 FOR FY 2018
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM HOLDINGS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM HOLDINGS
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM INVESTMENTS
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MUEEN HUMAN RESOURCES COMPANY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MUEEN HUMAN RESOURCES COMPANY
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THAMART AL QUSSAIM CO AND MUEEN COMPANY
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL OTHAIM HOLDINGS AND MUEEN HUMAN RESOURCES COMPANY
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MUEEN HUMAN RESOURCES COMPANY
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
RIYADH FOOD INDUSTRIES COMPANY
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DANA TRADING COMPANY
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GENERAL ORGANIZATION FOR SOCIAL INSURANCE
ISSUER: Ability Enterprise Co., Ltd.
TICKER: 2374 CUSIP: Y0008P109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7.1: ELECT TSENG, MING-JEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF VIEWQUEST INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 231402, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHAN, WEN-HSIUNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF VIEWQUEST INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 231402, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT TONG, JIN-YU, A REPRESENTATIVE ISSUER YES FOR FOR
OF AVY PRECISION TECHNOLOGY INC. WITH SHAREHOLDER NO.
92132, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT HU, SHIANG-CHI, A REPRESENTATIVE ISSUER YES FOR FOR
OF AVY PRECISION TECHNOLOGY INC. WITH SHAREHOLDER
NO. 92132, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT TSAY, WEN-BIN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHIA MEI INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
39490, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT HUANG, LI-AN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHIA NINE INVESTMENT CO., LTD. WITH SHAREHOLDER
NO. 27854, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHEN, KUO-HONG WITH ID NO. ISSUER YES FOR FOR
K101780XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT CHEN, CHIEN-HUNG WITH ID NO. ISSUER YES FOR FOR
A121499XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT HUANG, CHIH-CHEN WITH ID NO. ISSUER YES FOR FOR
B120379XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
(INCLUDING INDEPENDENT DIRECTORS)
ISSUER: Aboitiz Equity Ventures, Inc.
TICKER: AEV CUSIP: Y0001Z104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD LAST MAY 21, 2018
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #4.1: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.2: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT SABIN M. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ANA MARIA A. DELGADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT EDWIN R. BAUTISTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT RAPHAEL P.M. LOTILLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT JOSE C. VITUG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT MANUEL R. SALAK III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN THE DIRECTORS' PER ISSUER YES FOR FOR
DIEM AND MONTHLY ALLOWANCE
PROPOSAL #6: RATIFY ACTS, RESOLUTIONS AND PROCEEDINGS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS, CORPORATE OFFICERS AND
MANAGEMENT FROM 2018 UP TO APRIL 22, 2019
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Aboitiz Power Corp.
TICKER: AP CUSIP: Y0005M109
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD LAST MAY 21, 2018
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES AGAINST AGAINST
EXTERNAL AUDITOR
PROPOSAL #4.1: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.2: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.3: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT LUIS MIGUEL O. ABOITIZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT JAIME JOSE Y. ABOITIZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT DANEL C. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.8: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4.9: ELECT ERIC RAMON O. RECTO AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #5: APPROVE INCREASE IN THE DIRECTORS' PER ISSUER YES FOR FOR
DIEM AND MONTHLY ALLOWANCE
PROPOSAL #6: RATIFY ACTS, RESOLUTIONS AND PROCEEDINGS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS, CORPORATE OFFICERS AND
MANAGEMENT FROM 2018 UP TO APRIL 22, 2019
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Abou Kir Fertilizers
TICKER: ABUK CUSIP: M0116K102
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 26, 40, 42, 43, 44, 47, ISSUER NO N/A N/A
AND 48 OF BYLAWS
ISSUER: Abou Kir Fertilizers
TICKER: ABUK CUSIP: M0116K102
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2018
PROPOSAL #5: RATIFY CHANGES IN THE COMPOSITION OF THE ISSUER NO N/A N/A
BOARD
PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #8: APPOINT MC CAIN AS LEGAL COUNSEL AND ISSUER NO N/A N/A
APPROVE REMUNERATION FOR FY 2019
PROPOSAL #9: RATIFY MAZARS AS AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2018 AND AUTHORIZE DONATIONS FOR FY 2019
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2018 AND AUTHORIZE THEIR CONCLUSION FOR FY 2019
ISSUER: Absa Group Ltd.
TICKER: ABG CUSIP: S0270C106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT ERNST & YOUNG INC. AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ERNEST VAN ROOYEN AS THE
DESIGNATED AUDITOR
PROPOSAL #2.1: RE-ELECT ALEX DARKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT FRANCIS OKOMO-OKELLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RE-ELECT MOHAMED HUSAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT PETER MATLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIPHO PITYANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT ALEX DARKO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.2: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.3: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.4: RE-ELECT MOHAMED HUSAIN AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.5: RE-ELECT TASNEEM ABDOOL-SAMAD AS ISSUER YES FOR FOR
MEMBER OF THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Abu Dhabi Commercial Bank
TICKER: ADCB CUSIP: M0152Q104
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED)
PROPOSAL #6: APPROVE DIVIDENDS REPRESENTING 46 ISSUER YES FOR FOR
PERCENT OF SHARE CAPITAL FOR FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF UNION ISSUER YES FOR FOR
NATIONAL BANK BY ABU DHABI COMMERCIAL BANK
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN UNION ISSUER YES FOR FOR
NATIONAL BANK AND ABU DHABI COMMERCIAL BANK
PROPOSAL #3.a: INCREASE ISSUED CAPITAL FROM TO AED ISSUER YES FOR FOR
5.19 BILLION TO AED 6.83 BILLION
PROPOSAL #3.b: AMEND ARTICLE 6(1) OF BYLAWS TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3.c: APPROVE AMENDED ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION FOLLOWING MERGER
PROPOSAL #4: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF MANDATORY ISSUER YES FOR FOR
CONVERTIBLE BONDS IN CONNECTION WITH ACQUISITION OF
PROPOSAL #6: RATIFY DELOITTE AS AUDITORS AND FIX ISSUER YES FOR FOR
THEIR REMUNERATION FOR FY 2019
PROPOSAL #7: AUTHORIZE ISSUANCE OF TIER BONDS OR ISSUER YES FOR FOR
TRUST CERTIFICATES UP TO USD 1 BILLION
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Abu Dhabi National Oil Co. for Distribution PJSC
TICKER: ADNOCDIST CUSIP: M0153H103
MEETING DATE: 10/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDEND OF AED 0.058 ISSUER YES FOR FOR
PER SHARE
PROPOSAL #2: AUTHORIZE CHAIRMAN OR ANY DELEGATED ISSUER YES FOR FOR
PERSON TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: Abu Dhabi National Oil Co. for Distribution PJSC
TICKER: ADNOCDIST CUSIP: M0153H103
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: ELECT KHALID SALMEEN DIRECTOR REPLACING ISSUER YES FOR FOR
ABDULLAH AL DHAHERI
PROPOSAL #5: APPROVE DIVIDENDS OF AED 0.0588 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #10: AUTHORIZE CHAIRMAN OR ANY DELEGATED ISSUER YES FOR FOR
PERSON TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: AcBel Polytech, Inc.
TICKER: 6282 CUSIP: Y0002J109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: ACC Ltd.
TICKER: 500410 CUSIP: Y0022S105
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NAROTAM S SEKHSARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT CHRISTOF HASSIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT SHAILESH HARIBHAKTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SUSHIL KUMAR ROONGTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT FALGUNI NAYAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT DAMODARANNAIR SUNDARAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT VINAYAK CHATTERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SUNIL MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Accelink Technologies Co., Ltd.
TICKER: 2281 CUSIP: Y00060106
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF CONDITIONAL SHARE
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,
DIRECTORS, SENIOR MANAGEMENT REGARDING COUNTER-
DILUTION MEASURES IN CONNECTION TO THE PRIVATE
PLACEMENT
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
ISSUER: Accelink Technologies Co., Ltd.
TICKER: 2281 CUSIP: Y00060106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT BUSINESS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Accton Technology Corp.
TICKER: 2345 CUSIP: Y0002S109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Acer, Inc.
TICKER: 2353 CUSIP: Y0003F171
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
ISSUER: ADAMA Ltd.
TICKER: 200553 CUSIP: Y3746E105
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: ADAMA Ltd.
TICKER: 200553 CUSIP: Y3746E105
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PLAN AND SHAREHOLDER YES FOR FOR
RELATED-PARTY TRANSACTION
ISSUER: ADAMA Ltd.
TICKER: 200553 CUSIP: Y3746E105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE SUPPLEMENTARY FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Adana Cimento Sanayii TAS
TICKER: ADNAC CUSIP: M01775101
MEETING DATE: 12/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #4: APPROVE SALE OF ASSET ISSUER YES FOR FOR
ISSUER: Adana Cimento Sanayii TAS
TICKER: ADNAC CUSIP: M01775101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: Adani Enterprises Ltd.
TICKER: 512599 CUSIP: Y00106131
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Adani Enterprises Ltd.
TICKER: 512599 CUSIP: Y00106131
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJESH S. ADANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRANAV V. ADANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NARENDRA MAIRPADY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF GAUTAM S. ADANI AS EXECUTIVE CHAIRMAN
PROPOSAL #7: ELECT VINAY PRAKASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VINAY PRAKASH AS EXECUTIVE DIRECTOR
PROPOSAL #9: RATIFY APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJIV NAYAR AS EXECUTIVE DIRECTOR FOR THE PERIOD FROM
AUG. 12, 2017 TO MAY 1, 2018
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Adani Enterprises Ltd.
TICKER: 512599 CUSIP: Y00106131
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF THE ENTIRE EQUITY ISSUER YES FOR FOR
SHARE IN ADANI AGRI LOGISTICS LIMITED, ADANI AGRI
LOGISTICS (SAMASTIPUR) LIMITED, ADANI AGRI LOGISTICS
(DARBHANGA) LIMITED AND ADANI AGRI LOGISTICS (DAHOD)
LIMITED TO ADANI LOGISTICS LIMITED
PROPOSAL #2: APPROVE DIVESTMENT OF THE ENTIRE EQUITY ISSUER YES FOR FOR
SHARE AND COMPULSORILY CONVERTIBLE DEBENTURES IN
ADANI POWER DAHEJ LIMITED, ADANI PENCH POWER LIMITED
AND KUTCHH POWER GENERATION LIMITED TO ADANI POWER
ISSUER: Adani Green Energy Limited
TICKER: ADANIGREEN CUSIP: ADPV41869
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT GAUTAM S. ADANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: ELECT RAAJ KUMAR SAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SUSHAMA OZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES AGAINST AGAINST
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #9: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
ISSUER: Adani Ports and Special Economic Zone Ltd.
TICKER: ADANIPORTS CUSIP: Y00130107
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT MALAY MAHADEVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: Adani Power Ltd
TICKER: ADANIPOWER CUSIP: Y0019Q104
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT RAJESH S. ADANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S R B C & CO LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, AHMEDABAD AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REAPPOINTMENT AND OMISSION OF ISSUER YES FOR FOR
REMUNERATION OF RAJESH S. ADANI AS MANAGING DIRECTOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND OMISSION OF ISSUER YES FOR FOR
REMUNERATION OF VNEET S JAAIN AS WHOLE-TIME DIRECTOR
PROPOSAL #6: ELECT MUKESH SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND MAIN OBJECT CLAUSE OF MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Adani Transmission Ltd.
TICKER: 539254 CUSIP: Y0R15S105
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RAJESH S. ADANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT ANIL SARDANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ANIL SARDANA AS MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER
PROPOSAL #6: AMEND OBJECT CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #9: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
ISSUER: ADATA Technology Co. Ltd.
TICKER: 3260 CUSIP: Y00138100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Adcock Ingram Holdings Ltd.
TICKER: AIP CUSIP: S00358101
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT NOMPUMELELO MADISA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MATTHIAS HAUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MPHO MAKWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT JENITHA JOHN AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT LULAMA BOYCE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT MATTHIAS HAUS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4: RE-ELECT ROGER STEWART AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT ERNST & YOUNG AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY AND APPOINT WARREN KINNEAR AS THE
DESIGNATED AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED PARTIES
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PERFORMANCE BASED LONG TERM ISSUER YES FOR FOR
INCENTIVE SCHEME
ISSUER: Adcorp Holdings Ltd
TICKER: ADR CUSIP: S0038H108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT GUGU DINGAAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT INNOCENT DUTIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT MARK JURGENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT PAUL MOEKETSI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: RE-ELECT MNCANE MTHUNZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: RE-ELECT MICHAEL SPICER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT SINDI MABASO-KOYANA AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT JESMANE BOGGENPOEL AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: RE-ELECT SYDNEY MUFAMADI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.4: RE-ELECT MICHAEL SPICER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MLE TSHABALALA AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES AGAINST AGAINST
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Addsino Co., Ltd.
TICKER: 547 CUSIP: Y26525108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CUI YUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG WENHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO JUNSAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI YITAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG GAOLU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YANG XIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MA LING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HU YUYUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG CHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG GUANGXI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL ISSUER YES FOR FOR
COOPERATION AGREEMENT
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16: AMEND MANAGEMENT SYSTEM FOR DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #17: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Aditya Birla Fashion & Retail Ltd.
TICKER: 535755 CUSIP: Y6862N106
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SUSHIL AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S R B C & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS
PROPOSAL #4: ELECT PRANAB BARUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ASHISH DIKSHIT AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Adlink Technology, Inc.
TICKER: 6166 CUSIP: Y0014R107
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #10.1: ELECT LIU,JUN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00000001 (M120193XXX), AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT LIN,TIAN-SONG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000004 (G120682XXX), AS NON-INDEPENDENT
PROPOSAL #10.3: ELECT ZHOU,YOU-YI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00003420 (Y100195XXX), AS NON-INDEPENDENT
PROPOSAL #10.4: ELECT HUANG,XIU-MIAO, A ISSUER YES FOR FOR
REPRESENTATIVE OF CHROMA ATE INC. WITH SHAREHOLDER
NO. 00000002 (L221007XXX), AS NON-INDEPENDENT
PROPOSAL #10.5: ELECT LI,WEI-QIAN WITH ID NO. ISSUER YES FOR FOR
T220810XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT LIN,JING-CONG WITH ID NO. ISSUER YES FOR FOR
A104621XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT LIAN,XIANG-YI WITH ID NO. ISSUER YES FOR FOR
A121595XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: ADMIE (IPTO) Holding SA
TICKER: ADMIE CUSIP: X332A0109
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT AND ELECT ISSUER YES FOR FOR
AUDIT COMMITTEE MEMBER
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Advanced Ceramic X Corp.
TICKER: 3152 CUSIP: Y0015V107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT A REPRESENTATIVE OF SHUANG DE ISSUER YES AGAINST AGAINST
INVESTMENT CORP., WITH SHAREHOLDER NO.00011477 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT A REPRESENTATIVE OF KUO CHIA FU ISSUER YES AGAINST AGAINST
INVESTMENT CORP., WITH SHAREHOLDER NO.00000012 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT A REPRESENTATIVE OF HSIN CHANG ISSUER YES AGAINST AGAINST
CONSTRUCTION CORP., WITH SHAREHOLDER NO.00000013 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT A REPRESENTATIVE OF LIN LI ISSUER YES AGAINST AGAINST
CONSTRUCTION CORP., WITH SHAREHOLDER NO.00000015 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT A REPRESENTATIVE OF JOHANSON ISSUER YES AGAINST AGAINST
TECHNOLOGY INC., WITH SHAREHOLDER NO.00000885 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT A REPRESENTATIVE OF SCIENTIFIC ISSUER YES AGAINST AGAINST
COMPONENTS CORP., WITH SHAREHOLDER NO.00001319 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT MING-HUANG LI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000085 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT CHIU-FENG LIEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00011505 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT SHIUH-KAO CHIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.A123482XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.10: ELECT TA-WEN SUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A120595XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.11: ELECT SHANG-MIN CHIN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.P101807XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Advanced Info Service Public Co., Ltd.
TICKER: ADVANC CUSIP: Y0014U183
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AS DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO. LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5.1: ELECT SURASAK VAJASIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JEANN LOW NGIAP JONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SOMCHAI LERTSUTIWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ANEK PANA-APICHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Advanced International Multitech Co. Ltd.
TICKER: 8938 CUSIP: Y00159106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT CHENG, HSI-CHIEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000004, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT A REPRESENTATIVE OF MING AN ISSUER YES AGAINST AGAINST
INVESTMENT CO.,LTD. WITH SHAREHOLDER NO. 00000146, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT LIU, AN-HAO WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
00000012, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT TU, HSIAO-FEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 00000042, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT HSIAO, SU-LIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 00000024, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT WU, TSING-TZAI WITH ID NO. ISSUER YES FOR FOR
R100222XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT HUNG, LEE-JUNG WITH ID NO. ISSUER YES FOR FOR
D220492XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT LIN, JUI-CHANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU YEN INVESTMENT CO.,LTD. WITH SHAREHOLDER NO.
00043294, AS SUPERVISOR
PROPOSAL #5.9: ELECT PAI, MEI HSIANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000884, AS SUPERVISOR
PROPOSAL #5.1: ELECT LEE,HUNG-CHZ WITH ID NO. ISSUER YES FOR FOR
C100362XXX, AS SUPERVISOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Advanced Petrochemical Co.
TICKER: 2330 CUSIP: M0182V107
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 0.7 PER SHARE ISSUER YES FOR FOR
FOR Q4 OF FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 2.1 PER SHARE ISSUER YES FOR FOR
FOR Q1 , Q2 AND Q3 OF FY 2018
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
200,000 PER DIRECTOR FOR FY 2018
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
ISSUER: Advanced Technology & Materials Co., Ltd.
TICKER: 000969 CUSIP: Y0015Z108
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES AND ULTRA SHORT-TERM FINANCING
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: Advanced Technology & Materials Co., Ltd.
TICKER: 969 CUSIP: Y0015Z108
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
IN THE FIRST THREE QUARTERS OF 2018
PROPOSAL #3: APPROVE CHANGES IN COMMITMENTS OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS
ISSUER: Advanced Technology & Materials Co., Ltd.
TICKER: 969 CUSIP: Y0015Z108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.1: ELECT BI LIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Advanced Wireless Semiconductor Co.
TICKER: 8086 CUSIP: Y0016E104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT QI YOU MING WITH SHAREHOLDER NO. ISSUER YES FOR FOR
166, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT HUANG GUO JUN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 597, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT CAI WEN HUI WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
449, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT XIE QI JIA WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
1274, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT ZHANG ZHEN ZHONG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 226, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT CAI YUE JUN WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
10852, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT GUO GUO CHENG WITH ID NO. ISSUER YES AGAINST AGAINST
V101054XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT HOU MING KUN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 639 AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT WANG TI LONG WITH ID NO. ISSUER YES AGAINST AGAINST
U100290XXX AS INDEPENDENT DIRECTOR
ISSUER: Advantech Co., Ltd.
TICKER: 2395 CUSIP: Y0017P108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: ADvTECH Ltd.
TICKER: ADH CUSIP: S0065B115
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2: RE-ELECT DR JACQUELINE CHIMHANZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: RE-ELECT DR JANE HOFMEYR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT KEITH WARBURTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT BRENDA GOURLEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6: RE-ELECT KEITH WARBURTON AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT DR JACQUELINE CHIMHANZI AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #8: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH H LOONAT AS THE DESIGNATED
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: AECC Aero Science & Technology Co Ltd
TICKER: 600391 CUSIP: Y79333103
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG YUWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CONG CHUNYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JIANG FUGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XIONG YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WU HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT BAO HUIFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PENG SHAOBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HUANG QIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GUO XIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YAN SHUIBO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: AECC Aero Science & Technology Co., Ltd.
TICKER: 600391 CUSIP: Y79333103
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG MINSHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: AECC Aero Science & Technology Co., Ltd.
TICKER: 600391 CUSIP: Y79333103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
ISSUER: AECC Aero Science & Technology Co., Ltd.
TICKER: 600391 CUSIP: Y79333103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #10: REMUNERATION OF DIRECTORS, SUPERVISORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT/ APPROVE TO ADJUST THE
ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND 2019 REMUNERATION OF DIRECTORS
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM AND AMEND RULES AND
PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS
ISSUER: AECC Aero-engine Control Co., Ltd.
TICKER: 000738 CUSIP: Y6203U108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG ZI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHU JINGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG WEIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HAN SHUPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO SONGZHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CAI YONGMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG YIHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT QIN HAIBO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU HAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT MA CHUANLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: AECC Aero-engine Control Co., Ltd.
TICKER: 738 CUSIP: Y6203U108
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL SERVICE AGREEMENT WITH ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #3: APPROVE 2019 BORROWINGS ISSUER YES FOR FOR
ISSUER: AECC Aero-engine Control Co., Ltd.
TICKER: 738 CUSIP: Y6203U108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI XIAOMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT YOU LIMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 FINANCING LIMIT ISSUER YES FOR FOR
AND AUTHORIZATION TO SIGN RELEVANT AGREEMENTS
PROPOSAL #2: APPROVE CHANGES IN IMPLEMENTATION ISSUER YES FOR FOR
CONTENTS OF RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #3: APPROVE CAPITAL REDUCTION PLAN BY ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #4: AMEND PART OF THE MANAGEMENT SYSTEM ISSUER YES AGAINST AGAINST
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
WITH ULTIMATE CONTROLLING SHAREHOLDER AND RELATED
PARTIES
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL REDUCTION OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHAREHOLDING CAPITAL REDUCTION ISSUER YES FOR FOR
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE 2018 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ULTIMATE CONTROLLER AND ITS RELATED PARTIES
PROPOSAL #3: APPROVE 2019 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ULTIMATE CONTROLLER AND ITS RELATED PARTIES
PROPOSAL #4: APPROVE 2019 EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE FINANCING APPLICATION AND ISSUER YES FOR FOR
AUTHORIZATION ON SIGNING THE RELEVANT AGREEMENT
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE REMUNERATION OF INTERNAL ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SHAREHOLDERS' CAPITAL REDUCTION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE ASSET RESTRUCTURING AND ISSUER YES FOR FOR
CANCELLATION RELATED MATTERS
PROPOSAL #14: APPROVE RESIGNATION OF DIRECTOR HUANG SHAREHOLDER YES FOR FOR
XINGDONG AND ELECT LI JUN AS NON-INDEPENDENT
DIRECTOR, BOARD STRATEGY COMMITTEE AND CONFIDENTIAL
COMMITTEE MEMBER
ISSUER: AECC Aviation Power Co. Ltd.
TICKER: 600893 CUSIP: Y9730A108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE ADDITIONAL EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROVISION
PROPOSAL #3.1: ELECT CHEN SHAOYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: AECI Ltd.
TICKER: AFE CUSIP: S00660118
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH PATRICK NDLOVU AS THE DESIGNATED
INDIVIDUAL AUDIT PARTNER
PROPOSAL #3.1: RE-ELECT GODFREY GOMWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT ALLEN MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT PHILISIWE SIBIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JONATHAN MOLAPO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK DYTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT GODFREY GOMWE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT ALLEN MORGAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT PHILISIWE SIBIYA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #8: AMEND LONG TERM INCENTIVE PLAN 2012 ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1.5: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' MEMBERS
PROPOSAL #1.7: APPROVE MEETING ATTENDANCE FEE ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
ISSUER: Aegean Airlines SA
TICKER: AEGN CUSIP: X18035109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: ELECT MEMBER OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #6: PRE-APPROVE DIRECTOR REMUNERATION FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: AEON Credit Service (M) Berhad
TICKER: 5139 CUSIP: Y0018E102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT NG ENG KIAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SUNTHARA MOORTHY A/L S ISSUER YES FOR FOR
SUBMRAMANIAM AS DIRECTOR
PROPOSAL #6: ELECT MD KAMAL BIN ISMAUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TOMOKATSU YOSHITOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LEE TYAN JEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ADINAN BIN MANING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT KHOO PEK LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT YASMIN AHMAD MERICAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT RASHIDAH BINTI ABU BAKAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: AEON Thana Sinsap (Thailand) Public Co. Ltd.
TICKER: AEONTS CUSIP: Y0017D147
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: ACKNOWLEDGE INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #4.1: ELECT HIDEKI WAKABAYASHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT KENJI FUJITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT SUCHARIT KOONTANAKULVONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT KAZUMASA OSHIMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: APPROVE REDUCTION OF NUMBER OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
ISSUER: Aerospace CH UAV Co. Ltd.
TICKER: 002389 CUSIP: Y9893Y109
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION OF ASTRONAUTICS HASEE
AIRCRAFT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
LOAN OF NINGBO DXC NEW MATERIAL TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Aerospace Communications Holdings Co., Ltd.
TICKER: 600677 CUSIP: Y0019U105
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: ELECT SUN ZHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE MERGER BY ABSORPTION OF ZHEJIANG ISSUER YES FOR FOR
TEXTILE CLOTHING TECHNOLOGY CO., LTD. AND SIGNING OF
MERGER AGREEMENT
ISSUER: Aerospace Communications Holdings Co., Ltd.
TICKER: 600677 CUSIP: Y0019U105
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF NINGBO ZHONGXIN WOOLEN GROUP CO., LTD.
ISSUER: Aerospace Communications Holdings Co., Ltd.
TICKER: 600677 CUSIP: Y0019U105
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU DEHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE SIGNING OF HOUSE ACQUISITION ISSUER YES FOR FOR
MONETARY COMPENSATION AGREEMENT
ISSUER: Aerospace Communications Holdings Co., Ltd.
TICKER: 600677 CUSIP: Y0019U105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE PROVISION FOR MAJOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SUPPLEMENTARY AGREEMENT TO THE ISSUER YES FOR FOR
PROFIT COMPENSATION AGREEMENT
ISSUER: Aerospace Hi-Tech Holding Group Co., Ltd.
TICKER: 901 CUSIP: Y0018V104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL DERIVATIVES INVESTMENT ISSUER NO N/A N/A
BUSINESS BY CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL COOPERATION ISSUER NO N/A N/A
AGREEMENT
ISSUER: Aerospace Hi-Tech Holding Group Co., Ltd.
TICKER: 901 CUSIP: Y0018V104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER NO N/A N/A
AND ACCOUNTING ESTIMATES
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER NO N/A N/A
BUSINESS
PROPOSAL #11: APPROVE INTEREST-BEARING LIABILITIES ISSUER NO N/A N/A
APPLICATION
PROPOSAL #12: APPROVE LOAN ISSUER NO N/A N/A
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #14: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #15: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #16: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
ISSUER: Aerosun Corp.
TICKER: 600501 CUSIP: Y6203T101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GONG XINGLONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Aerosun Corp.
TICKER: 600501 CUSIP: Y6203T101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: AES Gener SA
TICKER: AESGENER CUSIP: P0607L111
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.034 PER SHARE
PROPOSAL #3: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE EXPENSES AND ACTIVITIES
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 RE: COMPANY HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BOARD POSITION OF JOSE RICARDO ISSUER YES FOR FOR
ELBEL SIMAO AND ELECT BERNARDO MACHADO SACIC AS
ALTERNATE DIRECTOR
PROPOSAL #4: RATIFY MINUTES OF MEETINGS CONTAINED IN ISSUER YES FOR FOR
CORPORATE ACTS
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: INSTALL AND FIX NUMBER OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #4.1: ELECT MARIO SHINZATO AS FISCAL COUNCIL ISSUER NO N/A N/A
MEMBER AND NEWTON AKIRA FUKUMITSU AS ALTERNATE
PROPOSAL #4.2: ELECT RAIMUNDO CLAUDIO BATISTA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND ALBERTO IRAZE RIBEIRO AS
ALTERNATE
PROPOSAL #4.3: ELECT FISCAL COUNCIL MEMBER AND ISSUER NO N/A N/A
RESPECTIVE ALTERNATE
ISSUER: African Rainbow Minerals Ltd.
TICKER: ARI CUSIP: S01680107
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DR MANANA BAKANE-TUOANE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: RE-ELECT ANTON BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT TOM BOARDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MANGISI GULE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALEX MADITSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ABIGAIL MUKHUBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH L TOMLINSON AS THE DESIGNATED
AUDITOR
PROPOSAL #8.1: RE-ELECT TOM BOARDMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #8.2: RE-ELECT DR MANANA BAKANE-TUOANE AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #8.3: RE-ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8.4: RE-ELECT ALEX MADITSI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8.5: RE-ELECT KOBUS MOLLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8.6: RE-ELECT DR REJOICE SIMELANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #9: APPROVE CONDITIONAL SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #14.1: APPROVE THE ANNUAL RETAINER FEES FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #14.2: APPROVE THE FEES FOR ATTENDING BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #15: APPROVE THE COMMITTEE ATTENDANCE FEES ISSUER YES FOR FOR
FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #16: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES AGAINST AGAINST
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #17: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #18: AUTHORISE ISSUE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE CONDITIONAL SHARE PLAN
PROPOSAL #19: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Afyon Cimento Sanayii TAS
TICKER: AFYON CUSIP: M0218Y109
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: AG Anadolu Grubu Holding AS
TICKER: AGHOL CUSIP: M9879B100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Agile Group Holdings Ltd.
TICKER: 3383 CUSIP: G01198103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHAN CHEUK HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HUANG FENGCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHEN ZHONGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WONG SHIU HOI, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Agility Public Warehousing Co. KSC
TICKER: AGLTY CUSIP: M8788D124
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE'S REPORT FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE SPECIAL REPORT ON VIOLATIONS FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.015 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: APPROVE STOCK DIVIDEND PROGRAM RE: ISSUER YES FOR FOR
15:100
PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE ISSUER YES FOR FOR
IN COMMERCIAL TRANSACTIONS WITH COMPETITORS FOR FY
PROPOSAL #9: APPROVE LISTING OF SHARES ON A FOREIGN ISSUER YES FOR FOR
STOCK EXCHANGE UP TO 40 PERCENT OF COMPANY TOTAL
CAPITAL
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
KWD 140,000 FOR FY 2018
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2018 AND FY 2019
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE ISSUANCE OF BONDS/SUKUK AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO SET TERMS OF ISSUANCE
PROPOSAL #14: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #15: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #16: APPROVE DISSOLUTIONS OF CURRENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE INCREASE AUTHORIZED CAPITAL UP ISSUER YES FOR FOR
TO KWD 250 MILLION
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE REPRESENTING 15 PERCENT OF SHARE CAPITAL
PROPOSAL #3: AMEND ARTICLE 6 OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION AND ARTICLE 5 OF THE ARTICLES OF
ASSOCIATION TO REFLECT CHANGES IN CAPITAL
PROPOSAL #4: AUTHORIZE BOARD TO DISPOSE OF FRACTION ISSUER YES FOR FOR
OF BONUS SHARES FOR FY 2018
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG JINGDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI WANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG JIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU HONGXIA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINAL REMUNERATION PLAN OF ISSUER YES FOR FOR
DIRECTORS OF THE BANK FOR 2017
PROPOSAL #6: APPROVE FINAL REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS OF THE BANK FOR 2017
PROPOSAL #7: APPROVE THE 2019-2021 CAPITAL PLANNING ISSUER YES FOR FOR
OF THE BANK
PROPOSAL #8: APPROVE THE ISSUANCE PLAN OF ELIGIBLE ISSUER YES FOR FOR
TIER-2 CAPITAL INSTRUMENTS OF THE BANK
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289101
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #2: ELECT ZHANG KEQIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEUNG KO MAY YEE, MARGARET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LIU SHOUYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI WEI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
PROPOSAL #6: ELECT ZHOU MUBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CAI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG XINXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF WRITE-DOWN CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #10: ELECT WU JIANGTAO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289119
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG JINGDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI WANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG JIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU HONGXIA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINAL REMUNERATION PLAN OF ISSUER YES FOR FOR
DIRECTORS OF THE BANK FOR 2017
PROPOSAL #6: APPROVE FINAL REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS OF THE BANK FOR 2017
PROPOSAL #7: APPROVE THE 2019-2021 CAPITAL PLANNING ISSUER YES FOR FOR
OF THE BANK
PROPOSAL #8: APPROVE THE ISSUANCE PLAN OF ELIGIBLE ISSUER YES FOR FOR
TIER-2 CAPITAL INSTRUMENTS OF THE BANK
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289119
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #2: ELECT ZHANG KEQIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEUNG KO MAY YEE, MARGARET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LIU SHOUYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI WEI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Agricultural Bank of China
TICKER: 1288 CUSIP: Y00289119
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
PROPOSAL #6: ELECT ZHOU MUBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CAI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG XINXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF WRITE-DOWN CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #10: ELECT WU JIANGTAO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Aguas Andinas SA
TICKER: AGUAS.A CUSIP: P4171M125
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: PRESENT BOARD'S REPORT ON EXPENSES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #9: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: AGV Products Corp.
TICKER: 1217 CUSIP: Y0026N102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8.1: ELECT CHEN, GUAN-HAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAIWAN FIRST BIOTECHNOLOGY CORP., WITH
SHAREHOLDER NO. 215995 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHEN, ZHE-FANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHENTIANTAO CULTURE AND EDUCATION FOUNDATION,
WITH SHAREHOLDER NO. 44669 AS NON-INDEPENDENT
PROPOSAL #8.3: ELECT LIANG, HUAI-XIN, A ISSUER YES FOR FOR
REPRESENTATIVE OF GUOZHENG INVESTMENT AND DEVELOPMENT
CO., LTD., WITH SHAREHOLDER NO. 192847 AS NON-
PROPOSAL #8.4: ELECT CHEN, JING-REN, A REPRESENTATIVE ISSUER YES FOR FOR
OF NICE ENTERPRISE CO., LTD., WITH SHAREHOLDER NO.
663 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHEN, ZHI-ZHAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CUNYUAN HEYE CO., LTD., WITH SHAREHOLDER NO.
127804 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT XIE, XIAN-JUE, A REPRESENTATIVE ISSUER YES FOR FOR
OF YINGJILI INTERNATIONAL ADVISORY CONSULTING CO.,
LTD., WITH SHAREHOLDER NO. 66472 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #8.7: ELECT ZENG, YONG-FU WITH ID NO. ISSUER YES FOR FOR
N100340XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT WU, YONG-QIAN WITH ID NO. ISSUER YES FOR FOR
E102206XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHEN, WEI-LONG WITH ID NO. ISSUER YES FOR FOR
F122568XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Ahli United Bank BSC
TICKER: AUB CUSIP: M0403T105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS AGM HELD ON ISSUER YES FOR FOR
MARCH 29, 2018
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #5.a: APPROVE TRANSFER OF USD 69,753,428 TO ISSUER YES FOR FOR
STATUTORY RESERVE FOR FY 2018
PROPOSAL #5.b: APPROVE DIVIDENDS OF 20% OF NOMINAL ISSUER YES FOR FOR
SHARE VALUE FOR FY 2018
PROPOSAL #5.c: APPROVE CHARITABLE DONATIONS OF USD ISSUER YES FOR FOR
1,000,000
PROPOSAL #5.d: APPROVE ALLOCATION OF INCOME TO ISSUER YES FOR FOR
RETAINED EARNINGS OF USD 227,942,473
PROPOSAL #6: APPROVE STOCK DIVIDEND PROGRAM RE: 1:10 ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF USD ISSUER YES FOR FOR
2,231,406
PROPOSAL #8: APPROVE REPURCHASE OF SHARES UP TO 10 ISSUER YES FOR FOR
PERCENT OF THE CAPITAL
PROPOSAL #9: APPROVE CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #12: APPROVE CHANGES TO BOARD COMPOSITION ISSUER YES AGAINST AGAINST
RE: SHAREHOLDER REPRESENTATIVE
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS EGM HELD ON ISSUER YES FOR FOR
MARCH 29, 2018
PROPOSAL #2: AUTHORIZE RENEWAL OF ISSUANCE OF BONDS ISSUER YES FOR FOR
AND OTHER FINANCIAL SECURITIES UP TO USD
PROPOSAL #3: AMEND ARTICLE 3 OF BYLAWS TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL RE: BONUS ISSUE
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: AIA Engineering Limited
TICKER: AIAENG CUSIP: Y0028Y106
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT BHUMIKA SHYAMAL SHODHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH WELCAST STEELS LIMITED
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Aier Eye Hospital Group Co., Ltd.
TICKER: 300015 CUSIP: Y0029J108
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU SHIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Aier Eye Hospital Group Co., Ltd.
TICKER: 300015 CUSIP: Y0029J108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EQUITY DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE INCREASE IN REGISTERED CAPITAL, ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION AND HANDLING OF
BUSINESS REGISTRATION CHANGES
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES AND PROVISION OF GUARANTEE
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Air Arabia PJSC
TICKER: AIRARABIA CUSIP: M0367N110
MEETING DATE: 3/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #7: ELECT MATAR AL BLOOSHI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Air China Limited
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: ELECT CAO JIANXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS THE ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC
AUDITOR AND INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE GRANT OF GENERAL MANDATE TO THE ISSUER YES FOR FOR
BOARD TO ISSUE DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE ADJUSTMENT OF REMUNERATION OF SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE THE GOVERNMENT CHARTER FLIGHT ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT
PROPOSAL #1.2: APPROVE THE SALES AGENCY SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.3: APPROVE THE COMPREHENSIVE SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.4: APPROVE THE PROPERTIES LEASING ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.5: APPROVE THE MEDIA SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #1.6: APPROVE THE CONSTRUCTION PROJECT ISSUER YES FOR FOR
MANAGEMENT FRAMEWORK AGREEMENT
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6138
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6138
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE THE GOVERNMENT CHARTER FLIGHT ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT
PROPOSAL #1.2: APPROVE THE SALES AGENCY SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.3: APPROVE THE COMPREHENSIVE SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.4: APPROVE THE PROPERTIES LEASING ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #1.5: APPROVE THE MEDIA SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #1.6: APPROVE THE CONSTRUCTION PROJECT ISSUER YES FOR FOR
MANAGEMENT FRAMEWORK AGREEMENT
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6138
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: ELECT CAO JIANXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS THE ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC
AUDITOR AND INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE GRANT OF GENERAL MANDATE TO THE ISSUER YES FOR FOR
BOARD TO ISSUE DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE CHANGE IN REMUNERATION OF SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: AirAsia Group Bhd.
TICKER: 5099 CUSIP: Y0029V101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY AAGB OF ENTIRE ISSUER YES FOR FOR
EQUITY INTEREST IN MERAH AVIATION ENTITIES TO AS AIR
LEASE HOLDINGS 5T DAC
ISSUER: AirAsia Group Bhd.
TICKER: 5099 CUSIP: Y0029V101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT ABDEL AZIZ @ ABDUL AZIZ BIN ABU ISSUER YES FOR FOR
BAKAR AS DIRECTOR
PROPOSAL #3: ELECT STUART L. DEAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: AirAsia X Berhad
TICKER: 5238 CUSIP: Y002AP102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT RAFIDAH AZIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANTHONY FRANCIS FERNANDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Airports of Thailand Public Co. Ltd.
TICKER: AOT CUSIP: Y0028Q137
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED TO THE ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WARA TONGPRASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT KRICHTHEP SIMLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT NITINAI SIRISMATTHAKARN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT KRISADA CHINAVICHARANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT NATJAREE ANUNTASILPA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND (OAG) AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Airtac International Group
TICKER: 1590 CUSIP: G01408106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEONG KAM SON, WITH ID ISSUER YES AGAINST AGAINST
NO.A35166XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT RENN JYH CHYANG, WITH ID ISSUER YES FOR FOR
NO.R122268XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT LIN YU YA., WITH ID ISSUER YES FOR FOR
NO.R221550XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.8: ELECT NON-INDEPENDENT DIRECTOR 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.9: ELECT NON-INDEPENDENT DIRECTOR 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Aisino Corp.
TICKER: 600271 CUSIP: Y0017G124
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION FOR OVERSEAS WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #3.1: ELECT SUN ZHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GU CHAOLING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHEN RONGXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT GONG XINGLONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Aisino Corp.
TICKER: 600271 CUSIP: Y0017G124
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL ISSUER YES FOR FOR
COOPERATION AGREEMENT
PROPOSAL #11.1: ELECT MA TIANHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Aisino Corp.
TICKER: 600271 CUSIP: Y0017G124
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MA TIANHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN RONGXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SUN ZHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GU CHAOLING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT E SHENGGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YUAN XIAOGUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT ZHU LIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SU WENLI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZOU ZHIWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GONG XINGLONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GUO YANZHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ajanta Pharma Limited
TICKER: AJANTPHARM CUSIP: Y0R6E1145
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT MANNALAL B. AGRAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT PURUSHOTTAM B. AGRAWAL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF YOGESH M. AGRAWAL AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJESH M. AGRAWAL AS JOINT MANAGING DIRECTOR
PROPOSAL #7: APPROVE COMMISSION REMUNERATION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
ISSUER: Ajisen (China) Holdings Limited
TICKER: 538 CUSIP: G0192S109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LO PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT JEN SHEK VOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Akbank TAS
TICKER: AKBNK CUSIP: M0300L106
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AMEND COMPANY ARTICLES 9 AND 27 ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019
ISSUER: Akcansa Cimento Sanayi ve Ticaret AS
TICKER: AKCNS CUSIP: M03343122
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE 2019
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Akenerji Elektrik Uretim AS
TICKER: AKENR CUSIP: M0369N100
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #14: AMEND COMPANY ARTICLES 8 AND 20 ISSUER YES FOR FOR
ISSUER: AKSA Akrilik Kimya Sanayi AS
TICKER: AKSA CUSIP: M0375X100
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #15: AMEND ARTICLES RE: BOARD RELATED ISSUER YES FOR FOR
ISSUER: Aksigorta AS
TICKER: AKGRT CUSIP: M0376Z104
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Al Abdullatif Industrial Investment Co.
TICKER: 2340 CUSIP: M0397E114
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q1, Q2 AND Q3 OF FY 2019
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 0.25 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLATIF FURNITURE
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATURAL GAS DISTRIBUTION CO
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 400,000 FOR FY 2017 AND ABSENCE OF REMUNERATION
FOR FY 2018
PROPOSAL #17: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
ISSUER: Al Hammadi Co. for Development & Investment
TICKER: 4007 CUSIP: M0806B107
MEETING DATE: 6/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #6: ELECT FAHD AL NUHAIT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT SAAD AL HAMEEDI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT KHALID AL NUAISSIR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.2: ELECT MOHAMMED AL SUKIAH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.3: ELECT BASSIM AL SALOUM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.4: ELECT BANDR AL BLEEKHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.5: ELECT ABDULAZEEZ HAMD AL HAMMADI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #8.6: ELECT ABDULAZEEZ SALIH AL HAMMADI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #8.7: ELECT RAED AL QAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.8: ELECT SAAD AL HAMEEDI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.9: ELECT SAOUD AL JRAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.10: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.11: ELECT ABDULAZEEZ AL FRIAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.12: ELECT ABDULMAJEED AL MASHAAL AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #8.13: ELECT AMR SAQR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.14: ELECT FAHD AL NUHAIT AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.15: ELECT FAISAL AL QASSIM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.16: ELECT MOHAMMED AL MAIMONI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.17: ELECT MOHAMMED AL BATTI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.18: ELECT MOHAMMED AL HAMMADI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.19: ELECT NOF AL HAQBANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.20: ELECT YASSIR AL QAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.21: ELECT HAZIM FAWAZ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.22: ELECT KHALID AL RUBAIAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.23: ELECT SAMI AL SAEED AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #8.24: ELECT SALIH AL HAMMADI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.25: ELECT ABDULLAH AL HUSSEINI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #8.26: ELECT AZEEZ AL QAHTANI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SALIH AL HAMMADI
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 600,000 MILLION FOR FY 2018
ISSUER: Al Jouf Cement Co.
TICKER: 3091 CUSIP: M0843T103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #4: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
ISSUER: Al Rajhi Bank
TICKER: 1120 CUSIP: M0R60D105
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 2.0 FOR Q1 AND ISSUER YES FOR FOR
Q2 OF FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 2.25 FOR Q3 AND ISSUER YES FOR FOR
Q4 OF FY 2018
PROPOSAL #7: APPROVE STOCK DIVIDEND PROGRAM OF 7:13 ISSUER YES FOR FOR
RESULTING OF TOTAL CAPITAL OF SAR 25,000 MILLION AND
TOTAL SHARES OF 2,500 MILLION
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q1, Q2 AND Q3 OF FY 2019
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
5,945,000 FOR FY 2018
PROPOSAL #11: AMEND ARTICLE 6 OF BYLAWS RE: CHANGES ISSUER YES FOR FOR
IN CAPITAL IF PROPOSAL 7 PASSED
PROPOSAL #12: AMEND ARTICLE 16 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
PERMISSIONS
PROPOSAL #13: AMEND ARTICLE 25 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #14: AMEND ARTICLE 31 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #15: AMEND ARTICLE 33 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY QUOROM
PROPOSAL #16: AMEND ARTICLE 43 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #17: APPROVE NOMINATION AND REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHARTER
PROPOSAL #18: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN INTERNET AND COMMUNICATION SERVICES COMPANY
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN INTERNET AND COMMUNICATION SERVICES COMPANY
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GLOBAL BEVERAGE COMPANY
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI INVESTMENT
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI INVESTMENT
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI INVESTMENT
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL FURSAN TOURISM
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLAH AL RAJHI
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULLAH AL RAJHI
PROPOSAL #34: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI TAKAFUL
PROPOSAL #35: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI TAKAFUL
PROPOSAL #36: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PANDA RETAIL COMPANY
ISSUER: Al Tayyar Travel Group
TICKER: 1810 CUSIP: M0854B108
MEETING DATE: 4/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE RE: 2:5
PROPOSAL #7: APPROVE EMPLOYEE STOCK PLAN RE: ISSUER YES FOR FOR
6,490,000 SHARES AS LONG TERM INCENTIVE PROGRAM
PROPOSAL #8: AMEND ARTICLE 2 OF BYLAWS RE: CHANGE ISSUER YES FOR FOR
COMPANY NAME
PROPOSAL #9: AMEND ARTICLE 7 OF BYLAWS RE: CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AMEND ARTICLE 10 OF BYLAWS RE: SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #11: AMEND ARTICLE 15 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
COMPOSITION
PROPOSAL #12: AMEND ARTICLE 17 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #13: AMEND ARTICLE 19 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #14: AMEND ARTICLE 27 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #15: AMEND ARTICLE 36 OF BYLAWS RE: COMPANY ISSUER YES FOR FOR
BUDGETS
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GULF INTERNATIONAL CONSTRUCTION
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
RIYADH CABLES GROUP COMPANY
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THE NATIONAL AGRICULTURAL DEVELOPMENT COMPANY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
RIYADH AIRPORT
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CAREEM COMPANY
ISSUER: Al Waha Capital PJSC
TICKER: WAHA CUSIP: M7515R109
MEETING DATE: 3/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.075 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 2 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS FOR FY 2017 AND 2018
ISSUER: Alarko Holding AS
TICKER: ALARK CUSIP: M04125106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #4: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #14: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
ISSUER: Albaraka Turk Katilim Bankasi AS
TICKER: ALBRK CUSIP: M0478U102
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY DIRECTOR APPOINTMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #15: APPROVE STANDARD ACCOUNTING TRANSFERS ISSUER YES FOR FOR
IN CASE OF LOSSES FOR 2019
PROPOSAL #16: APPROVE STANDARD ACCOUNTING TRANSFERS ISSUER YES FOR FOR
FOR LOAN PROVISIONS
ISSUER: Aldar Properties PJSC
TICKER: ALDAR CUSIP: M0517N101
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.14 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS FOR FY 2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9.1: ELECT MOHAMED KHALIFA AL MUBARAK AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #9.2: ELECT WALEED AHMED ALMOKARRAB AL ISSUER YES AGAINST AGAINST
MUHAIRI AS DIRECTOR
PROPOSAL #9.3: ELECT MARIAM SAEED AHMED SAEED GHOBASH ISSUER YES AGAINST AGAINST
AS DIRECTOR
PROPOSAL #9.4: ELECT MANSOUR MOHAMED AL MULLA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #9.5: ELECT MARTIN LEE EDELMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9.6: ELECT ALI SAEED ABDULLA SULAYEM AL ISSUER YES AGAINST AGAINST
FALASI AS DIRECTOR
PROPOSAL #9.7: ELECT HAMAD SALEM MOHAMED AL AMERI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #10: APPROVE SOCIAL CONTRIBUTIONS UP TO 2 ISSUER YES FOR FOR
PERCENT OF NET PROFITS OF FY 2017 AND FY 2018
ISSUER: Aldrees Petroleum & Transport Services Co.
TICKER: 4200 CUSIP: M05236100
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE 1:5 BONUS SHARE ISSUE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #6: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #7: AMEND ARTICLE 7 OF BYLAWS RE: CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AMEND ARTICLE 26 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY ATTENDANCE
PROPOSAL #9: AMEND ARTICLE 30 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #10: AMEND ARTICLE 41 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #11: AMEND ARTICLE 45 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #12: APPROVE DIVIDENDS OF SAR 1 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 2.1 MILLION FOR FY 2018
PROPOSAL #14: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS OF SAR 300,000 FOR FY 2018
PROPOSAL #15: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALITCO
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
7D INTERNATIONAL
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
7D INTERNATIONAL
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DEPUTY CHAIRMAN
ISSUER: Aleatica SAB de CV
TICKER: ALEATIC CUSIP: P0R60P105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a1: PRESENT REPORT OF CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF
SECURITIES MARKET LAW
PROPOSAL #1.a2: PRESENT REPORT OF AUDIT COMMITTEE IN ISSUER YES FOR FOR
ACCORDANCE WITH ARTICLE 43 OF SECURITIES MARKET LAW
PROPOSAL #1.a3: PRESENT REPORT OF OPERATIVE COMMITTEE ISSUER YES FOR FOR
IN ACCORDANCE WITH ARTICLE 43 OF SECURITIES MARKET
PROPOSAL #1.b: PRESENT REPORTS OF CEO, EXTERNAL ISSUER YES FOR FOR
AUDITOR AND FISCAL OBLIGATIONS COMPLIANCE, AND
BOARD'S OPINION ON CEO'S REPORT IN ACCORDANCE WITH
ARTICLE 44 OF SECURITIES MARKET LAW
PROPOSAL #1.c: PRESENT BOARD'S REPORT ON FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS AND PRESENT REPORT
ON ACTIVITIES AND OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4.a: RESOLUTIONS ON AMOUNT THAT MAY BE USED ISSUER YES FOR FOR
FOR SHARE REPURCHASE
PROPOSAL #4.b: RESOLUTIONS ON REPORT ON POLICIES AND ISSUER YES FOR FOR
BOARD AGREEMENTS RELATED TO SHARE REPURCHASE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS, ALTERNATES, ISSUER YES AGAINST AGAINST
CHAIRMEN OF SPECIAL COMMITTEES AND SECRETARIES;
APPROVE THEIR REMUNERATION; VERIFY INDEPENDENCE OF
BOARD MEMBERS
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Alembic Pharmaceuticals Limited
TICKER: APLLTD CUSIP: Y0R76F109
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. K. BAHETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SHAUNAK AMIN AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
PRANAV AMIN, MANAGING DIRECTOR
PROPOSAL #7: REELECT K. G. RAMANATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PRANAV PARIKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT PARESH SARAIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MILIN MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
TO SUBSIDIARY
ISSUER: Alexander Forbes Group Holdings Ltd.
TICKER: AFH CUSIP: S0R00C104
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT NAIDENE FORD-HOON (FOK) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT NONKULULEKO NYEMBEZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT BRIDGET RADEBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT MARILYN RAMPLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT ROBERT HEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: RE-ELECT MARK COLLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MARK COLLIER AS MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK AND AUDIT COMMITTEE
PROPOSAL #2.2: ELECT ROBERT HEAD AS MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK AND AUDIT COMMITTEE
PROPOSAL #2.3: ELECT NIGEL PAYNE AS MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK AND AUDIT COMMITTEE
PROPOSAL #2.4: ELECT MARILYN RAMPLIN AS MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK AND AUDIT COMMITTEE
PROPOSAL #3.1: ELECT DAVID ANDERSON AS MEMBER OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #3.2: ELECT ANDREW DARFOOR AS MEMBER OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #3.3: ELECT TOTSIE MEMELA-KHAMBULA AS MEMBER ISSUER YES FOR FOR
OF THE GROUP SOCIAL, ETHICS AND TRANSFORMATION
COMMITTEE
PROPOSAL #3.4: ELECT NONKULULEKO NYEMBEZI AS MEMBER ISSUER YES FOR FOR
OF THE GROUP SOCIAL, ETHICS AND TRANSFORMATION
PROPOSAL #3.5: ELECT BRIDGET RADEBE AS MEMBER OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT ALSUE DU PREEZ AS
DESIGNATED AUDIT PARTNER
PROPOSAL #5.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE AMENDMENTS TO THE LONG-TERM ISSUER YES FOR FOR
INCENTIVE SHARE PLAN
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REIMBURSEMENT OF VALUE ADDED ISSUER YES FOR FOR
TAX LOSSES SUFFERED ON FEES FOR THE PERIOD OF 1 JUNE
2017 TO 30 SEPTEMBER 2018
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: ALi Corp.
TICKER: 3041 CUSIP: Y0034X100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3.1: ELECT SIAO CHONG-HE WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 12819 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT LIANG HOU-YI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. C220129XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT JACK QI SHU WITH ID NO. ISSUER YES AGAINST AGAINST
422023XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT HUANG DA-LUN WITH ID NO. ISSUER YES FOR FOR
A121556XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT CAI RONG-DONG WITH ID NO. ISSUER YES FOR FOR
L101104XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #5: APPROVE CAPITAL REDUCTION TO OFFSET ISSUER YES FOR FOR
LOSSES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Aliansce Shopping Centers S.A.
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #2: ELECT RENATO RIQUE AS BOARD CHAIRMAN ISSUER YES FOR FOR
ISSUER: Aliansce Shopping Centers SA
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB ARARAJUBA ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA., SABIA
EMPREENDIMENTOS E PARTICIPACOES LTDA., COMERCIAL
REPLAN COMERCIALIZACAO E ADMINISTRACAO DE CENTROS
COMERCIAIS LTDA. AND REPLAN DESENVOLVIMENTO LTDA.
PROPOSAL #2: RATIFY GLOBAL AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
ARARAJUBA EMPREENDIMENTOS E PARTICIPACOES LTDA.
(ARAJUBA)
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
SABIA EMPREENDIMENTOS E PARTICIPACOES LTDA. (SABIA)
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
COMERCIAL REPLAN COMERCIALIZACAO E ADMINISTRACAO DE
CENTROS COMERCIAIS LTDA. (COMERCIAL REPLAN)
PROPOSAL #6: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
REPLAN DESENVOLVIMENTO LTDA. (REPLAN DESENVOLVIMENTO)
PROPOSAL #7: APPROVE ABSORPTION OF ARARAJUBA ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA. (ARAJUBA)
PROPOSAL #8: APPROVE ABSORPTION OF SABIA ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA. (SABIA)
PROPOSAL #9: APPROVE ABSORPTION OF COMERCIAL REPLAN ISSUER YES FOR FOR
COMERCIALIZACAO E ADMINISTRACAO DE CENTROS COMERCIAIS
LTDA. (COMERCIAL REPLAN)
PROPOSAL #10: APPROVE ABSORPTION OF REPLAN ISSUER YES FOR FOR
DESENVOLVIMENTO LTDA. (REPLAN DESENVOLVIMENTO)
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Aliansce Shopping Centers SA
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SIX ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PETER BALLON AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATA AMADO RIQUE AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATO FEITOSA RIQUE AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXANDRE CUNHA BAGNOLI AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELA DRIGO AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT THOMAS JOSEPH MCDONALD AS DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Aliansce Shopping Centers SA
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY GLOBAL AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND SONAE SIERRA BRASIL S.A.
PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
SONAE SIERRA BRASIL S.A.
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Alibaba Group Holding Ltd.
TICKER: BABA CUSIP: 01609W102
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOSEPH C. TSAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT J. MICHAEL EVANS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT ERIC XIANDONG JING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT BORJE E. EKHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WANG QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b1: ELECT SHEN DIFAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b2: ELECT ZHANG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b3: ELECT YAN XUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE SPECIFIC MANDATE TO GRANT AWARDS ISSUER YES FOR FOR
OF OPTIONS AND/OR RESTRICTED SHARE UNITS UNDER THE
SHARE AWARD SCHEME
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE THE SHARE PURCHASE AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #1b: AUTHORIZE ANY ONE OR MORE OF THE ISSUER YES FOR FOR
DIRECTORS TO DEAL WITH ALL MATTERS IN RELATION TO THE
SHARE PURCHASE AGREEMENT
PROPOSAL #2a: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
ISSUE CONSIDERATION SHARES TO ALI JK NUTRITIONAL
PRODUCTS HOLDING LIMITED IN ACCORDANCE WITH THE TERMS
OF THE SHARE PURCHASE AGREEMENT
PROPOSAL #2b: AUTHORIZE ANY ONE OR MORE OF THE ISSUER YES FOR FOR
DIRECTORS TO DEAL WITH ALL MATTERS IN RELATION TO THE
ISSUANCE OF CONSIDERATION SHARES
PROPOSAL #3a: APPROVE THE FRAMEWORK TECHNICAL ISSUER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3b: AUTHORIZE ANY ONE OR MORE OF THE ISSUER YES FOR FOR
DIRECTORS TO DEAL WITH ALL MATTERS IN RELATION TO THE
FRAMEWORK TECHNICAL SERVICES AGREEMENT
PROPOSAL #4a: APPROVE THE SERVICES AMENDMENT ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4b: AUTHORIZE ANY ONE OR MORE OF THE ISSUER YES FOR FOR
DIRECTORS TO DEAL WITH ALL MATTERS IN RELATION TO THE
SERVICES AMENDMENT AGREEMENT
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2020 OUTSOURCED SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE 2020 PLATFORM SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #3: APPROVE 2020 ADVERTISING SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO RESOLUTIONS 1 TO 3
ISSUER: Alibaba Pictures Group Ltd.
TICKER: 1060 CUSIP: G0171W105
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT FAN LUYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT SONG LIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT TONG XIAOMENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Alibaba Pictures Group Ltd.
TICKER: 1060 CUSIP: G0171W105
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE TO ISSUE SUBSCRIPTION SHARES AND
RELATED TRANSACTIONS
ISSUER: Alimtiaz Investment Group KSCC
TICKER: ALIMTIAZ CUSIP: M0835J105
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #5: APPROVE AUDIT COMMITTEE REPORT FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE EXTERNAL SHARIAH AUDITOR REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #8: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #9: APPROVE REMUNERATION REPORT FOR FY 2018 ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DIVIDENDS OF KWD 0.008 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
KWD 114,750 FOR FY 2018
PROPOSAL #12: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE FOR FY 2018
PROPOSAL #13: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO OPTIONAL RESERVE FOR FY 2018
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2018 AND FY 2019
PROPOSAL #15: AUTHORIZE BOARD TO CONDUCT AGREEMENTS ISSUER YES AGAINST AGAINST
WITH RELATED PARTIES RE: FUNDING OPERATIONS
PROPOSAL #16: APPROVE CHARITABLE DONATIONS RE: ISSUER YES FOR FOR
SHARIAH ZAKAT
PROPOSAL #17: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTION ABOVE RE: SHARIAH ZAKAT
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE ISSUANCE OF SUKUK AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO SET TERMS OF ISSUANCE
PROPOSAL #20: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #21: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #22: RATIFY EXTERNAL SHARIAH AUDITORS AND ISSUER YES FOR FOR
FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #23: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2019
ISSUER: Alinma Bank
TICKER: 1150 CUSIP: M0R35G100
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 1 PER SHARE FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
4,420,000 FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #8: AMEND BOARD MEMBERSHIP CHARTER ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT ABDULAZEEZ AL ZAML AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.2: ELECT SAAD AL GHAMDI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.3: ELECT ABDULMUHSIN AL FARIS AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #11.4: ELECT HAMD AL BAZAEE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.5: ELECT SAAD AL KHATHIRI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.6: ELECT ABDULMUHSIN AL HUSSEIN AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #11.7: ELECT MOHAMMED ABANMI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.8: ELECT MUTLAQ AL MRISHID AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.9: ELECT KHALID AL ABUDI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #11.1: ELECT SAOUD AL NIMR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.11: ELECT ABDULWAHAB AL QAHTANI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #11.12: ELECT MOHAMMED DAOUD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.13: ELECT MOHAMMED AL ZAHRANI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #11.14: ELECT SALIH AL HUMAIDAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.15: ELECT OSSAMA AL HEEZAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.16: ELECT ADIL AL NASSIR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.17: ELECT SULTAN AL RASHID AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.18: ELECT YASSIR AL QADI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.19: ELECT ZIAD AL JRISSI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.2: ELECT ABDULMALIK AL HAQEEL AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #11.21: ELECT HEITHAM MUBARAK AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.22: ELECT ZIAD AL HAQEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.23: ELECT BADR AL ISSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.24: ELECT FAHD AL RAJIHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.25: ELECT ABDULLAH AL SHAHRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11.26: ELECT MOHAMMED BIN DAEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #12: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALINMA TOKIO MARINE COMPANY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALINMA TOKIO MARINE COMPANY
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALINMA TOKIO MARINE COMPANY
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALINMA SOCIAL INSURANCE
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALINMA TOKIO MARINE COMPANY
ISSUER: A-Living Services Co., Ltd.
TICKER: 3319 CUSIP: Y0038M100
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT, REVISED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: A-Living Services Co., Ltd.
TICKER: 3319 CUSIP: Y0038M100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 ANNUAL FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: ELECT YUE YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES OR H SHARES
PROPOSAL #12: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Alkem Laboratories Limited
TICKER: 539523 CUSIP: Y0R6P5102
MEETING DATE: 6/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECLASSIFICATION OF NAWAL ISSUER YES FOR FOR
KISHORE SINGH FROM PROMOTER GROUP CATEGORY TO PUBLIC
ISSUER: Alkem Laboratories Ltd.
TICKER: 539523 CUSIP: Y0R6P5102
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT MRITUNJAY KUMAR SINGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Alkem Laboratories Ltd.
TICKER: 539523 CUSIP: Y0R6P5102
MEETING DATE: 1/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SAMPRADA SINGH TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE DIRECTOR DESIGNATED AS
CHAIRMAN EMERITUS
PROPOSAL #2: APPROVE AKHOURI MAHESHWAR PRASAD TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE DIRECTOR DESIGNATED
AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF SAMPRADA SINGH ISSUER YES FOR FOR
AS CHAIRMAN EMERITUS AND NON-EXECUTIVE DIRECTOR
ISSUER: Allahabad Bank
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA
ISSUER: Allahabad Bank
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Allahabad Bank
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Allahabad Bank
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Alliance Bank Malaysia Berhad
TICKER: ABMB CUSIP: Y0034W102
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #3: ELECT OU SHIAN WAEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HO HON CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT THAYAPARAN S. SANGARAPILLAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT TAN CHIAN KHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Alliance Global Group, Inc.
TICKER: AGI CUSIP: Y00334105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS MEETING HELD ON SEPTEMBER 19, 2017
PROPOSAL #5: AMEND BY-LAWS TO CHANGE THE DATE OF THE ISSUER YES FOR FOR
ANNUAL MEETING OF STOCKHOLDERS
PROPOSAL #6: APPOINT INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND OFFICERS
PROPOSAL #8.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT KEVIN ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.4: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.5: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.6: ELECT SERGIO R. ORTIZ-LUIS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.7: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Alliance Global Group, Inc.
TICKER: AGI CUSIP: Y00334105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON SEPTEMBER 18, 2018
PROPOSAL #5: APPOINT INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND OFFICERS
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT KEVIN ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.5: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT SERGIO R. ORTIZ-LUIS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Almacenes Exito SA
TICKER: EXITO CUSIP: P3782F107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #6: PRESENT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #7: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT AND CORPORATE GOVERNANCE REPORT
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS FOR 2019-2021 ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2019-2021
PROPOSAL #12.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #12.b: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #12.c: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #12.d: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #13: SHAREHOLDER PROPOSALS ISSUER YES AGAINST AGAINST
ISSUER: Almarai Co. Ltd.
TICKER: 2280 CUSIP: M0855N101
MEETING DATE: 4/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 0.85 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
200,000 PER DIRECTOR FOR FY 2018
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CHAIMAN AND AL KABIR FEED FOR FY 2018
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CHAIMAN AND AL KABIR FEED FOR FY 2018
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
HEIRS OF MOHAMMAD AL KABIR FOR FY 2018
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL NAFOURA CATERING FOR FY 2018
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CHAIMAN AND ARABIAN SHIELD INSURANCE CO. FOR FY 2018
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CHAIMAN AND ARABIAN SHIELD INSURANCE CO. FOR FY 2018
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
YAMAMAH CEMENT FOR FY 2018
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MOBILE TELECOMMUNICATION COMPANY SAUDI ARABIA (ZAIN)
FOR FY 2018
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULAZIZ BIN IBRAHIM AL MUHANNA
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL JAZIRAH PRESS, PRINTING AND PUBLISHING FOR FY 2018
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAB COMPANY FOR AGRICULTURAL SERVICES (ARASCO) FOR
FY 2018
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PANDA RETAIL FOR FY 2018
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED SUGER FOR FY 2018
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
HARAFI CATERING FOR FY 2018
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AHLI COMMERCIAL BANK FOR FY 2018
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AHLI COMMERCIAL BANK FOR FY 2018
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AHLI COMMERCIAL BANK FOR FY 2018
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI JP MORGAN LIMITED FOR FY 2018
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI BRITISH BANK FOR FY 2018
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI BRITISH BANK FOR FY 2018
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI BRITISH BANK FOR FY 2018
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI FRENCH BANK FOR FY 2018
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI FRENCH BANK FOR FY 2018
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI FRENCH BANK
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MOBILE TELECOMMUNICATION COMPANY SAUDI ARABIA (ZAIN)
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI FRENCH BANK FOR FY 2018
PROPOSAL #34: ALLOW ABDULRAHMAN BIN ABDULAZIZ AL ISSUER YES FOR FOR
MUHANNA TO BE INVOLVED WITH OTHER COMPANIES
PROPOSAL #35: ALLOW ANIS MOAMENA TO BE INVOLVED WITH ISSUER YES FOR FOR
OTHER COMPANIES
PROPOSAL #36: ALLOW ABDULRAHMAN BIN ABDULAZIZ, ANIS ISSUER YES FOR FOR
MOAMENA AND BADIR AL ISSA FAYIZ TO BE INVOLVED WITH
SAVOLA GROUP
PROPOSAL #37: AUTHORIZE SHARE REPURCHASE PROGRAM UP ISSUER YES FOR FOR
TO 10 MILLION SHARES TO BE ALLOCATED TO EMPLOYEE
SHARE SCHEME
PROPOSAL #38: AMEND ARTICLE 3-7 OF BYLAWS RE: ISSUER YES FOR FOR
CORPORATE PURPOSE
PROPOSAL #39: AMEND ARTICLE 20-6 OF BYLAWS RE: ISSUER YES FOR FOR
BOARD'S PERMISSIONS
PROPOSAL #40: AMEND ARTICLE 22-3 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN'S PERMISSIONS
PROPOSAL #41: AMEND ARTICLE 26-1, 26-2, 26-3 AND 26-4 ISSUER YES FOR FOR
OF BYLAWS RE: COMPETITORS AND CONFLICTS
PROPOSAL #42: AMEND ARTICLE 31-2 OF BYLAWS RE: ISSUER YES FOR FOR
GENERAL ASSEMBLY INVITATION
PROPOSAL #43: AMEND ARTICLE 42 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #44: AMEND ARTICLE 47-2 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #45: AMEND ARTICLE 52-2 OF BYLAWS RE: ISSUER YES FOR FOR
RESPONSIBILITY CLAIMS
ISSUER: Almarai Co. Ltd.
TICKER: 2280 CUSIP: M0855N101
MEETING DATE: 5/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SULTAN AL KABEER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.2: ELECT NAIF AL KABEER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.3: ELECT PETER AMON AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4: ELECT ANEES MOUMINA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.5: ELECT BADER AL ISSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.6: ELECT THAMER AL HARTHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.7: ELECT KHALDON AL FAKHRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.8: ELECT KHALIL AL SHAFEI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.9: ELECT SAUD AL AMARI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.1: ELECT ABDULLAH MATTAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.11: ELECT MAREI HABASH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.12: ELECT RONALD KERS AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.13: ELECT SAED AL FADLI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.14: ELECT SULTAN AL SHEIKH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.15: ELECT SALMAN AL HUWAI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.16: ELECT SULIMAN AL MUHAIDB AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.17: ELECT SALEH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.18: ELECT ABDULLAH AL SHEIKH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.19: ELECT AMMAR AL KHUDEIRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.2: ELECT GHASSAN KASHMIRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.21: ELECT LOAY MOUSSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.22: ELECT MOHAMMED AL MOUMER AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.23: ELECT MOHAMMED AL MANEA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.24: ELECT HISHAM AL ASKAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.25: ELECT YAZID AL HAIAF AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #2: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #3: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
ISSUER: Alpargatas SA
TICKER: ALPA4 CUSIP: P0246W106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Alpek SAB de CV
TICKER: ALPEKA CUSIP: P01703100
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME; APPROVE ISSUER YES FOR FOR
MAXIMUM AMOUNT FOR REPURCHASE OF SHARES
PROPOSAL #3: ELECT DIRECTORS AND CHAIRMEN OF AUDIT ISSUER YES AGAINST AGAINST
AND CORPORATE PRACTICES COMMITTEE; FIX THEIR
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Alpha Bank SA
TICKER: ALPHA CUSIP: X0085P155
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR REMUNERATION FOR 2018 ISSUER YES FOR FOR
PROPOSAL #4: PRE-APPROVE DIRECTOR REMUNERATION FOR ISSUER YES FOR FOR
2019
PROPOSAL #5: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #6: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
ISSUER: Alpha Group (China)
TICKER: 002292 CUSIP: Y2927R109
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI ZHUOMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Alpha Group (China)
TICKER: 2292 CUSIP: Y2927R109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTIONS AND PROVISION OF GUARANTEE TO
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Alpha Group (China)
TICKER: 002292 CUSIP: Y2927R109
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HE DEHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PLAN
PROPOSAL #3: APPROVE MANAGEMENT TEAM PARTNER PLAN ISSUER YES FOR FOR
ISSUER: Alpha Group (China)
TICKER: 2292 CUSIP: Y2927R109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Alpha Networks, Inc.
TICKER: 3380 CUSIP: Y0093T107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: ALROSA PJSC
TICKER: ALRS CUSIP: X0085A109
MEETING DATE: 9/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 5.93 ISSUER YES FOR FOR
PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2018
ISSUER: ALROSA PJSC
TICKER: ALRS CUSIP: X0085A109
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF SHAREHOLDER YES FOR N/A
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ALEKSANDROV NIKOLAI PAVLOVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.2: ELECT GORDON MARIIA VLADIMIROVNA AS SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2.3: ELECT GRIGOREVA EVGENIIA VASILEVNA AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.4: ELECT DMITRIEV KIRILL ALEKSANDROVICH SHAREHOLDER YES AGAINST N/A
AS DIRECTOR
PROPOSAL #2.5: ELECT ELIZAROV ILIA ELIZAROVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.6: ELECT IVANOV SERGEI SERGEEVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.7: ELECT KONOV DMITRII VLADIMIROVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.8: ELECT MAKAROVA GALINA MARATOVNA AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.9: ELECT MESTNIKOV SERGEI VASILEVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.10: ELECT MOISEEV ALEKSEI VLADIMIROVICH SHAREHOLDER YES AGAINST N/A
AS DIRECTOR
PROPOSAL #2.11: ELECT NIKOLAEV AISEN SERGEEVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.12: ELECT PETUKHOV LEONID GENNADEVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.13: ELECT SILUANOV ANTON GERMANOVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.14: ELECT SOLODOV VLADIMIR VIKTOROVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.15: ELECT FEDOROV OLEG ROMANOVICH AS SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2.16: ELECT CHEKUNKOV ALEKSEI OLEGOVICH AS SHAREHOLDER YES AGAINST N/A
DIRECTOR
ISSUER: ALROSA PJSC
TICKER: ALRS CUSIP: X0085A109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF UNDISTRIBUTED ISSUER YES FOR FOR
PROFIT FROM PREVIOUS YEARS
PROPOSAL #5: APPROVE DIVIDENDS OF RUB 4.11 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.1: ELECT MARIIA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.2: ELECT EVGENIIA GRIGOREVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.3: ELECT KIRILL DMITRIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.4: ELECT ANDREI DONETS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.5: ELECT SERGEI DONSKOI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.6: ELECT SERGEI IVANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.7: ELECT ANDREI KARKHU AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.8: ELECT DMITRII KONOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.9: ELECT GALINA MAKAROVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.10: ELECT SERGEI MESTNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.11: ELECT ALEKSEI MOISEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.12: ELECT AISEN NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.13: ELECT ANTON SILUANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.14: ELECT VLADIMIR SOLODOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.15: ELECT OLEG FEDOROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.1: ELECT ALEKSANDR VASILCHENKO AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #9.2: ELECT ANZHELIKA GURKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #9.3: ELECT NIKOLAI IVANOV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #9.4: ELECT KONSTANTIN POZDNIAKOV AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #9.5: ELECT VIKTOR PUSHMIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9.6: ELECT ALEKSANDR PSHENICHNIKOV AS ISSUER YES FOR FOR
MEMBER OF AUDIT COMMISSION
PROPOSAL #10: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
ISSUER: Alsea SAB de CV
TICKER: ALSEA CUSIP: P0212A104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SIGLA SA THROUGH ISSUER YES FOR FOR
SUBSIDIARY FOOD SERVICE PROJECT SL
PROPOSAL #2: APPROVE GRANTING OF POWERS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Alsea SAB de CV
TICKER: ALSEA CUSIP: P0212A104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE ANNUAL REPORT ON OPERATIONS ISSUER YES FOR FOR
CARRIED BY KEY BOARD COMMITTEES
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; PRESENT REPORT ON SHARE REPURCHASE
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Altek Corp.
TICKER: 3059 CUSIP: Y0094P104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LOANING OF FUNDS ISSUER YES FOR FOR
AND MAKING OF ENDORSEMENTS AND GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7: APPROVE ISSUANCE OF NEW COMMON SHARES IN ISSUER YES FOR FOR
PRIVATE PLACEMENT AND/OR ISSUANCE OF DOMESTIC OR
OVERSEAS CONVERTIBLE BONDS IN PRIVATE PLACEMENT
PROPOSAL #8: APPROVE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
AWARDS
PROPOSAL #9: APPROVE THE SUBSIDIARY'S APPLICATION FOR ISSUER YES FOR FOR
LISTING
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR THE ISSUER YES FOR FOR
ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ASSETS ACQUISITION BY ISSUANCE ISSUER YES FOR FOR
OF SHARES BY THE COMPANY CONSTITUTING A RELATED-PARTY
TRANSACTION
PROPOSAL #3.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #3.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #3.3: APPROVE TARGET ASSETS IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #3.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
TRANSACTION PRICE IN RELATION TO THE ASSETS
PROPOSAL #3.5: APPROVE PAYMENT OF CONSIDERATION IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.6: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
BENCHMARK DATE AND ISSUE PRICE OF SHARES TO BE ISSUED
IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.7: APPROVE TARGETS OF THE ISSUANCE AND ISSUER YES FOR FOR
NUMBER OF SHARES TO BE ISSUED IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #3.8: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.9: APPROVE PROFIT AND LOSS ARRANGEMENT IN ISSUER YES FOR FOR
THE TRANSITIONAL PERIOD IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #3.1: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #3.11: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE ASSETS ACQUISITION
PROPOSAL #3.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #4: APPROVE REPORT ON THE ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
OF THE COMPANY (DRAFT) AND ITS SUMMARY
PROPOSAL #5: APPROVE SIGNING OF EQUITY ACQUISITION ISSUER YES FOR FOR
AGREEMENTS AND THE EQUITY ACQUISITION SUPPLEMENTAL
AGREEMENTS
PROPOSAL #6: APPROVE THE RESOLUTION THAT THE ASSETS ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES DOES NOT CONSTITUTE
A MATERIAL ASSET RESTRUCTURING AND RESTRUCTURING FOR
LISTING
PROPOSAL #7: APPROVE INDEPENDENCE OF THE VALUER, THE ISSUER YES FOR FOR
REASONABLENESS OF VALUATION ASSUMPTIONS, THE
RELEVANCE BETWEEN VALUATION METHODS AND VALUATION
PURPOSE, AND THE FAIRNESS OF PRICING OF THE VALUATION
PROPOSAL #8: APPROVE CONFIRMATION ON THE FINANCIAL ISSUER YES FOR FOR
REPORTS AND ASSET VALUATION REPORTS ON THE ASSETS
ACQUISITION
PROPOSAL #9: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH ALL MATTERS RELATING TO THE
ASSETS ACQUISITION
PROPOSAL #10: APPROVE PROPOSED PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
BY CHINA ALUMINUM INTERNATIONAL TRADING CO., LTD.
FOR THE APPLICATION FOR QUALIFICATION OF BEING
DESIGNATED WAREHOUSE FOR COMMODITY DELIVERY BY CHALCO
INNER MONGOLIAN INTERNATIONAL TRADING CO., LTD.
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #1.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #1.3: APPROVE TARGET ASSETS IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #1.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
TRANSACTION PRICE IN RELATION TO THE ASSETS
PROPOSAL #1.5: APPROVE PAYMENT OF CONSIDERATION IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.6: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
BENCHMARK DATE AND ISSUE PRICE OF SHARES TO BE ISSUED
IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.7: APPROVE TARGETS OF THE ISSUANCE AND ISSUER YES FOR FOR
NUMBER OF SHARES TO BE ISSUED IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.9: APPROVE PROFIT AND LOSS ARRANGEMENT IN ISSUER YES FOR FOR
THE TRANSITIONAL PERIOD IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #1.1: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #1.11: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE ASSETS ACQUISITION
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #2: APPROVE REPORT ON THE ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
OF THE COMPANY (DRAFT) AND ITS SUMMARY
PROPOSAL #3: APPROVE SIGNING OF EQUITY ACQUISITION ISSUER YES FOR FOR
AGREEMENTS AND THE EQUITY ACQUISITION SUPPLEMENTAL
AGREEMENTS
PROPOSAL #4: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH ALL MATTERS RELATING TO THE
ASSETS ACQUISITION
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF THE DAILY CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS, THE PROPOSED CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE THE FACTORING COOPERATION ISSUER YES FOR FOR
AGREEMENT AND THE PROPOSED CAPS
PROPOSAL #3: APPROVE THE FINANCE LEASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND THE PROPOSED CAPS
PROPOSAL #4: APPROVE THE PROPOSED PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR FINANCING BY THE COMPANY TO
SHANXICHALCO CHINA RESOURCES CO., LTD.
PROPOSAL #5: APPROVE THE PROPOSED PROVISION OF ISSUER YES FOR FOR
GUARANTEE BY THE COMPANY TO CHALCO GANSU
ALUMINUMELECTRICITY CO., LTD.
PROPOSAL #6: ELECT ZHU RUNZHOU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: ELECT YE GUOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL CONTRIBUTION TO SHAREHOLDER YES AGAINST AGAINST
CHINALCO INNOVATIVE DEVELOPMENT INVESTMENT COMPANY
LIMITED
PROPOSAL #2: ELECT SHAN SHULAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL CONTRIBUTION TO ISSUER YES FOR FOR
CHINALCO COMMERCIAL FACTORING (TIANJIN) CO., LTD.
PROPOSAL #2: ELECT HE ZHIHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR THE ISSUER YES FOR FOR
ASSETS ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ASSETS ACQUISITION BY ISSUANCE ISSUER YES FOR FOR
OF SHARES BY THE COMPANY CONSTITUTING A RELATED-PARTY
TRANSACTION
PROPOSAL #3.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #3.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #3.3: APPROVE TARGET ASSETS IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #3.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
TRANSACTION PRICE IN RELATION TO THE ASSETS
PROPOSAL #3.5: APPROVE PAYMENT OF CONSIDERATION IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.6: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
BENCHMARK DATE AND ISSUE PRICE OF SHARES TO BE ISSUED
IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.7: APPROVE TARGETS OF THE ISSUANCE AND ISSUER YES FOR FOR
NUMBER OF SHARES TO BE ISSUED IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #3.8: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #3.9: APPROVE PROFIT AND LOSS ARRANGEMENT IN ISSUER YES FOR FOR
THE TRANSITIONAL PERIOD IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #3.1: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #3.11: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE ASSETS ACQUISITION
PROPOSAL #3.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #4: APPROVE REPORT ON THE ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
OF THE COMPANY (DRAFT) AND ITS SUMMARY
PROPOSAL #5: APPROVE SIGNING OF EQUITY ACQUISITION ISSUER YES FOR FOR
AGREEMENTS AND THE EQUITY ACQUISITION SUPPLEMENTAL
AGREEMENTS
PROPOSAL #6: APPROVE THE RESOLUTION THAT THE ASSETS ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES DOES NOT CONSTITUTE
A MATERIAL ASSET RESTRUCTURING AND RESTRUCTURING FOR
LISTING
PROPOSAL #7: APPROVE INDEPENDENCE OF THE VALUER, THE ISSUER YES FOR FOR
REASONABLENESS OF VALUATION ASSUMPTIONS, THE
RELEVANCE BETWEEN VALUATION METHODS AND VALUATION
PURPOSE, AND THE FAIRNESS OF PRICING OF THE VALUATION
PROPOSAL #8: APPROVE CONFIRMATION ON THE FINANCIAL ISSUER YES FOR FOR
REPORTS AND ASSET VALUATION REPORTS ON THE ASSETS
ACQUISITION
PROPOSAL #9: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH ALL MATTERS RELATING TO THE
ASSETS ACQUISITION
PROPOSAL #10: APPROVE PROPOSED PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
BY CHINA ALUMINUM INTERNATIONAL TRADING CO., LTD.
FOR THE APPLICATION FOR QUALIFICATION OF BEING
DESIGNATED WAREHOUSE FOR COMMODITY DELIVERY BY CHALCO
INNER MONGOLIAN INTERNATIONAL TRADING CO., LTD.
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #1.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #1.3: APPROVE TARGET ASSETS IN RELATION TO ISSUER YES FOR FOR
THE ASSETS ACQUISITION
PROPOSAL #1.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
TRANSACTION PRICE IN RELATION TO THE ASSETS
PROPOSAL #1.5: APPROVE PAYMENT OF CONSIDERATION IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.6: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
BENCHMARK DATE AND ISSUE PRICE OF SHARES TO BE ISSUED
IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.7: APPROVE TARGETS OF THE ISSUANCE AND ISSUER YES FOR FOR
NUMBER OF SHARES TO BE ISSUED IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ASSETS ACQUISITION
PROPOSAL #1.9: APPROVE PROFIT AND LOSS ARRANGEMENT IN ISSUER YES FOR FOR
THE TRANSITIONAL PERIOD IN RELATION TO THE ASSETS
ACQUISITION
PROPOSAL #1.1: APPROVE ARRANGEMENT RELATING TO THE ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS IN RELATION TO THE
ASSETS ACQUISITION
PROPOSAL #1.11: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE ASSETS ACQUISITION
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE ASSETS ACQUISITION
PROPOSAL #2: APPROVE REPORT ON THE ASSETS ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
OF THE COMPANY (DRAFT) AND ITS SUMMARY
PROPOSAL #3: APPROVE SIGNING OF EQUITY ACQUISITION ISSUER YES FOR FOR
AGREEMENTS AND THE EQUITY ACQUISITION SUPPLEMENTAL
AGREEMENTS
PROPOSAL #4: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH ALL MATTERS RELATING TO THE
ASSETS ACQUISITION
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF THE DAILY CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS, THE PROPOSED CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE THE FACTORING COOPERATION ISSUER YES FOR FOR
AGREEMENT AND THE PROPOSED CAPS
PROPOSAL #3: APPROVE THE FINANCE LEASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND THE PROPOSED CAPS
PROPOSAL #4: APPROVE THE PROPOSED PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR FINANCING BY THE COMPANY TO
SHANXICHALCO CHINA RESOURCES CO., LTD.
PROPOSAL #5: APPROVE THE PROPOSED PROVISION OF ISSUER YES FOR FOR
GUARANTEE BY THE COMPANY TO CHALCO GANSU
ALUMINUMELECTRICITY CO., LTD.
PROPOSAL #6.1: ELECT ZHU RUNZHOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT YE GUOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL CONTRIBUTION TO SHAREHOLDER YES AGAINST AGAINST
CHINALCO INNOVATIVE DEVELOPMENT INVESTMENT COMPANY
LIMITED
PROPOSAL #2.1: ELECT SHAN SHULAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL CONTRIBUTION TO ISSUER YES FOR FOR
CHINALCO COMMERCIAL FACTORING (TIANJIN) CO., LTD.
PROPOSAL #2.1: ELECT HE ZHIHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corp. of China Ltd.
TICKER: 2600 CUSIP: Y0094N125
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PROVISION OF FINANCING ISSUER YES AGAINST AGAINST
GUARANTEES BY THE COMPANY TO CHALCO HONG KONG AND ITS
PROPOSAL #6: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY THE COMPANY TO GUIZHOU HUAREN NEW
PROPOSAL #7: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY THE COMPANY AND CHALCO SHANDONG TO
XINGHUA TECHNOLOGY
PROPOSAL #8: APPROVE RESOLUTION IN RELATION TO ISSUER YES AGAINST AGAINST
MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS
PROPOSAL #9: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #10: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #11: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #12: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
GENERAL AGREEMENT ON MUTUAL PROVISION OF PRODUCTION
SUPPLIES AND ANCILLARY SERVICES BETWEEN THE COMPANY
AND CHINALCO AND REVISION OF THE ANNUAL CAPS
PROPOSAL #13: APPROVE TRANSFER OF THE ELECTROLYTIC SHAREHOLDER YES FOR FOR
ALUMINUM CAPACITY QUOTA
PROPOSAL #14: APPROVE ISSUANCE OF DOMESTIC BONDS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #17.1: ELECT LU DONGLIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.2: ELECT HE ZHIHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.3: ELECT JIANG YINGGANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.4: ELECT ZHU RUNZHOU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.5: ELECT AO HONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.6: ELECT WANG JUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.1: ELECT CHEN LIJIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.2: ELECT HU SHIHAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.3: ELECT LIE-A-CHEONG TAI CHONG, DAVID SHAREHOLDER YES FOR FOR
AS DIRECTOR
PROPOSAL #19.1: ELECT YE GUOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #19.2: ELECT SHAN SHULAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aluminum Corporation of China Limited
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PROVISION OF FINANCING ISSUER YES AGAINST AGAINST
GUARANTEES BY THE COMPANY TO CHALCO HONG KONG AND ITS
PROPOSAL #6: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY THE COMPANY TO GUIZHOU HUAREN NEW
PROPOSAL #7: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY THE COMPANY AND CHALCO SHANDONG TO
XINGHUA TECHNOLOGY
PROPOSAL #8: APPROVE RESOLUTION IN RELATION TO ISSUER YES AGAINST AGAINST
MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS
PROPOSAL #9: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #10: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #11: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
GENERAL AGREEMENT ON MUTUAL PROVISION OF PRODUCTION
SUPPLIES AND ANCILLARY SERVICES BETWEEN THE COMPANY
AND CHINALCO AND REVISION OF THE ANNUAL CAPS
PROPOSAL #12: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #13: APPROVE TRANSFER OF THE ELECTROLYTIC SHAREHOLDER YES FOR FOR
ALUMINUM CAPACITY QUOTA
PROPOSAL #14: APPROVE ISSUANCE OF DOMESTIC BONDS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #17.1: ELECT LU DONGLIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.2: ELECT HE ZHIHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.3: ELECT JIANG YINGGANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.4: ELECT ZHU RUNZHOU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.5: ELECT AO HONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.6: ELECT WANG JUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.1: ELECT CHEN LIJIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.2: ELECT HU SHIHAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.3: ELECT LIE-A-CHEONG TAI CHONG, DAVID SHAREHOLDER YES FOR FOR
AS DIRECTOR
PROPOSAL #19.1: ELECT YE GUOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #19.2: ELECT SHAN SHULAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Alupar Investimento SA
TICKER: ALUP11 CUSIP: P0R676126
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Alupar Investimento SA
TICKER: ALUP11 CUSIP: P0R676126
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE LUIZ DE GODOY PEREIRA AS DIRECTOR AND
OSWALDO ERRERIAS ORTEGA AS ALTERNATE
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO ROBERTO DE GODOY PEREIRA AS DIRECTOR AND
OSWALDO ERRERIAS ORTEGA AS ALTERNATE
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANA HELENA GODOY PEREIRA DE ALMEIDA PIRES AS
DIRECTOR AND OSWALDO ERRERIAS ORTEGA AS ALTERNATE
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO TOSTO DE OLIVEIRA CARVALHO AS DIRECTOR
AND OSWALDO ERRERIAS ORTEGA AS ALTERNATE
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROGERIO PAULO CALDERON PERES AS INDEPENDENT
DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HUMBERTO FALCAO MARTINS AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JAIR LUIS MAHL AS DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Alviva Holdings Ltd.
TICKER: AVV CUSIP: ADPV39880
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE SPECIFIC REPURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES FROM ALVIVA TREASURY SERVICES
PROPOSAL #5: APPROVE NON-EXECUTIVE DIRECTOR'S FEES ISSUER YES FOR FOR
PROPOSAL #1.1: RE-ELECT NDUMI MEDUPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT ASHLEY TUGENDHAFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT PARMI NATESAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT NDUMI MEDUPE AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT SEADIMO CHABA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: ELECT PARMI NATESAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3: REAPPOINT SIZWENTSALUBAGOBODO GRANT ISSUER YES FOR FOR
THORNTON INCORPORATED AS AUDITORS OF THE COMPANY WITH
ALEX PHILIPPOU AS THE DESIGNATED PARTNER
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Amanat Holdings PJSC
TICKER: AMANAT CUSIP: M08598100
MEETING DATE: 3/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.015 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
ISSUER: Amara Raja Batteries Ltd
TICKER: 500008 CUSIP: Y00968142
MEETING DATE: 8/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT RAMACHANDRA N GALLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARC D ANDRACA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Amata Corp. Public Co., Ltd.
TICKER: AMATA CUSIP: Y0099Y167
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT VIKROM KROMADIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ANUCHA SIHANATKATHAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Ambev SA
TICKER: ABEV3 CUSIP: 02319V103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.a: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #3.b: ELECT ALDO LUIZ MENDES AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND VINICIUS BALBINO BOUHID AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1.a: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1.b: AMEND ARTICLE 16 RE: DECREASE IN BOARD ISSUER YES FOR FOR
SIZE
PROPOSAL #1.c: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Ambev SA
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #5: ELECT ALDO LUIZ MENDES AS FISCAL COUNCIL SHAREHOLDER NO N/A N/A
MEMBER AND VINICIUS BALBINO BOUHID AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #8: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Ambev SA
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #2: AMEND ARTICLE 16 RE: DECREASE IN BOARD ISSUER NO N/A N/A
SIZE
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Ambuja Cements Ltd.
TICKER: 500425 CUSIP: Y6140K106
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JAN JENISCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT ROLAND KOHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THAT THE VACANCY ON THE BOARD ISSUER YES FOR FOR
RESULTING FROM THE RETIREMENT OF B. L. TAPARIA NOT BE
FILLED
PROPOSAL #6: REELECT NASSER MUNJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT RAJENDRA CHITALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT SHAILESH HARIBHAKTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT OMKAR GOSWAMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT THEN HWEE TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MAHENDRA KUMAR SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT RANJIT SHAHANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT SHIKHA SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT PRAVEEN KUMAR MOLRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT BIMLENDRA JHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
BIMLENDRA JHA AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #17: APPROVE PAYMENT OF CORPORATE ADVISORY ISSUER YES FOR FOR
FEE TO B. L. TAPARIA
PROPOSAL #18: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: America Movil SAB de CV
TICKER: AMXL CUSIP: P0280A101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS FOR SERIES L ISSUER YES AGAINST AGAINST
SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: AMMB Holdings Berhad
TICKER: AMBANK CUSIP: Y0122P100
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT SOO KIM WAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SEOW YOO LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FARINA BINTI FARIKHULLAH KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
PROPOSAL #11: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
AMCORP GROUP BERHAD GROUP
PROPOSAL #12: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
MODULAR TECHCORP HOLDINGS BERHAD GROUP
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Amtek Auto Ltd.
TICKER: 520077 CUSIP: Y0124E137
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: AmTRAN Technology Co., Ltd.
TICKER: 2489 CUSIP: Y0124Y109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
ISSUER: An Hui Wenergy Co., Ltd.
TICKER: 000543 CUSIP: Y0138J106
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN PROVISION FOR THE COMPANY ISSUER YES FOR FOR
AND SUBSIDIARIES
PROPOSAL #2: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: An Hui Wenergy Co., Ltd.
TICKER: 543 CUSIP: Y0138J106
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN RELATED COMMITMENT OF ISSUER YES FOR FOR
SHAREHOLDER
ISSUER: An Hui Wenergy Co., Ltd.
TICKER: 543 CUSIP: Y0138J106
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AND RELATED-PARTY TRANSACTION
PROPOSAL #1.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TRANSACTION AMOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PAYMENT PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE ISSUANCE METHOD, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND SUBSCRIPTION METHOD
PROPOSAL #1.7: APPROVE PRICE BASIS, PRICE REFERENCE ISSUER YES FOR FOR
DATE AND ISSUANCE PRICE
PROPOSAL #1.8: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #1.12: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #1.13: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #1.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #3: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF ACQUISITION BY SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES AGREEMENT OF THE COMPANY AND ANHUI
ENERGY GROUP CO., LTD.
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY AGREEMENT ON ACQUISITION BY ISSUANCE OF
SHARES
PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE WHITE WASH WAIVER AND RELATED SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE EQUITY ACQUISITION IN CASH ISSUER YES FOR FOR
PROPOSAL #13: APPROVE EQUITY ACQUISITION BY CASH ISSUER YES FOR FOR
CONSTITUTES AS RELATED-PARTY TRANSACTION
PROPOSAL #14: APPROVE SIGNING OF ACQUISITION BY CASH SHAREHOLDER YES FOR FOR
AGREEMENT OF COMPANY AND ANHUI ENERGY GROUP CO., LTD.
PROPOSAL #15: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY AGREEMENT ON EQUITY ACQUISITION BY CASH
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: An Hui Wenergy Co., Ltd.
TICKER: 543 CUSIP: Y0138J106
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.3: APPROVE BOND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.5: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TRADING OF BONDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: An Hui Wenergy Co., Ltd.
TICKER: 543 CUSIP: Y0138J106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #9: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Anadolu Cam Sanayii AS
TICKER: ANACM CUSIP: M1015M108
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MINUTES OF
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES FOR FOR
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #13: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Anadolu Efes Biracilik ve Malt Sanayii A.S.
TICKER: AEFES CUSIP: M10225106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Andhra Bank Ltd.
TICKER: ANDHRABANK CUSIP: Y01279119
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Andhra Bank Ltd.
TICKER: 532418 CUSIP: Y01279119
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
PRESIDENT OF INDIA ACTING ON BEHALF OF THE
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES FOR FOR
AND WHOLE TIME DIRECTORS UNDER THE EMPLOYEES SHARE
PURCHASE SCHEME (ANDBANK ESPS - 2018)
ISSUER: Andhra Bank Ltd.
TICKER: 532418 CUSIP: Y01279119
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES AGAINST AGAINST
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Andon Health Co., Ltd.
TICKER: 2432 CUSIP: Y0138G102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPANY BY CONTROLLING SHAREHOLDER
ISSUER: Andon Health Co., Ltd.
TICKER: 002432 CUSIP: Y0138G102
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Andon Health Co., Ltd.
TICKER: 2432 CUSIP: Y0138G102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Andon Health Co., Ltd.
TICKER: 2432 CUSIP: Y0138G102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
ISSUER: Andon Health Co., Ltd.
TICKER: 002432 CUSIP: Y0138G102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Angang Steel Co., Ltd.
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Angang Steel Co., Ltd.
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLY OF MATERIALS AND SERVICES ISSUER YES AGAINST AGAINST
AGREEMENT, PROPOSED ANNUAL MONETARY CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE SUPPLY OF RAW MATERIALS ISSUER YES AGAINST AGAINST
AGREEMENT, PROPOSED ANNUAL MONETARY CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE TERMS OF THE FINANCIAL SERVICES ISSUER YES AGAINST AGAINST
AGREEMENT AND THE PROPOSED ANNUAL MONETARY CAPS OF
DEPOSIT SERVICES
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE THE ISSUE OF THE ASSET-BACKED ISSUER YES AGAINST AGAINST
SECURITIES BY THE COMPANY
ISSUER: Angang Steel Co., Ltd.
TICKER: 347 CUSIP: Y0132F100
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Angang Steel Co., Ltd.
TICKER: 347 CUSIP: Y0132F100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SUPPLY OF MATERIALS AND ISSUER YES AGAINST AGAINST
SERVICES AGREEMENT, THE PROPOSED ANNUAL MONETARY CAPS
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE SUPPLY OF RAW MATERIALS ISSUER YES AGAINST AGAINST
AGREEMENT, THE PROPOSED ANNUAL MONETARY CAPS AND
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE THE TERMS OF THE FINANCIAL ISSUER YES AGAINST AGAINST
SERVICES AGREEMENT AND THE PROPOSED ANNUAL MONETARY
CAPS OF DEPOSIT SERVICES
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE THE ISSUE OF THE ASSET-BACKED ISSUER YES AGAINST AGAINST
SECURITIES BY THE COMPANY
ISSUER: Angang Steel Co., Ltd.
TICKER: 347 CUSIP: Y0132F100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
EXTRACTS
PROPOSAL #4: APPROVE 2018 AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIES
PROPOSAL #10.1: ELECT WANG YIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT LI ZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT MA LIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT XIE JUNYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT WU DAJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT MA WEIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT FENG CHANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.4: ELECT WANG JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT LU YONGLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LIU XIAOHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ISSUANCE OF SHARES DUE TO SHAREHOLDER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Angang Steel Company Limited
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
EXTRACTS
PROPOSAL #4: APPROVE 2018 AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIES
PROPOSAL #10.1: ELECT WANG YIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT LI ZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT MA LIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT XIE JUNYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT WU DAJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT MA WEIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT FENG CHANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.4: ELECT WANG JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT LU YONGLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LIU XIAOHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ISSUANCE OF SHARES DUE TO SHAREHOLDER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Angel Yeast Co., Ltd.
TICKER: 600298 CUSIP: Y3746S104
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENTS ON 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
ISSUER: Angel Yeast Co., Ltd.
TICKER: 600298 CUSIP: Y3746S104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF NON-FINANCIAL DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #11: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE INCREASE INVESMENT IN ANQI ISSUER YES FOR FOR
DEHONG WITH AN ANNUAL OUTPUT OF 60,000 TONS OF
ORGANIC FERTILIZER PROJECT
PROPOSAL #13: APPROVE INTERNAL TRANSFER OF EQUITY OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #14: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #18: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #19.1: ELECT YU XUEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT LI ZHIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.3: ELECT XIAO MINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.4: ELECT MEI HAIJIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.5: ELECT YAO JUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.1: ELECT JIANG YING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.2: ELECT JIANG XIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT LIU YINGFEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.4: ELECT JIANG CHUNQIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.5: ELECT LIU XINGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.6: ELECT SUN YANPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.1: ELECT LI LIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Anglo American Platinum Ltd.
TICKER: AMS CUSIP: S9122P108
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT RICHARD DUNNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT NOMBULELO MOHOLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT TONY O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT NORMAN MBAZIMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CRAIG MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT RICHARD DUNNE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT JOHN VICE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.4: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH G BERRY AS THE INDIVIDUAL
DESIGNATED AUDITOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: AngloGold Ashanti Ltd.
TICKER: ANG CUSIP: S04255196
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MARIA RICHTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT KELVIN DUSHNISKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ALAN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JOCHEN TILK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT RHIDWAAN GASANT AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT RODNEY RUSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT MARIA RICHTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.4: ELECT ALAN FERGUSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ERNEST BOTHA AS THE LEAD AUDIT
PARTNER
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Anhui Anke Biotechnology (Group) Co., Ltd.
TICKER: 300009 CUSIP: Y01398109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #11: APPROVE USE OF IDLE OWN FUNDS AND IDLE ISSUER YES FOR FOR
RAISED FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #12: APPROVE TRANSFER FUND SHARES AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #14: ELECT JIANG JUNPEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Conch Cement Co., Ltd.
TICKER: 914 CUSIP: Y01373110
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG HUAZHEN LLP AS PRC AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL
FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE 2018 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARIES AND JOINT VENTURE ENTITIES
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11a: ELECT GAO DENGBANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11b: ELECT WANG JIANCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11c: ELECT WU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11d: ELECT LI QUNFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11e: ELECT DING FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a: ELECT YANG MIANZHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12b: ELECT LEUNG TAT KWONG SIMON AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12c: ELECT ZHANG YUNYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13a: ELECT WU XIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13b: ELECT WANG PENGFEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Conch Cement Company Limited
TICKER: 914 CUSIP: Y01373102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG HUAZHEN LLP AS PRC AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL
FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE 2018 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARIES AND JOINT VENTURE ENTITIES
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11a: ELECT GAO DENGBANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11b: ELECT WANG JIANCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11c: ELECT WU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11d: ELECT LI QUNFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11e: ELECT DING FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12a: ELECT YANG MIANZHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12b: ELECT LEUNG TAT KWONG SIMON AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12c: ELECT ZHANG YUNYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13a: ELECT WU XIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13b: ELECT WANG PENGFEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Expressway Co., Ltd.
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBTS CONVERSION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Anhui Expressway Company Limited
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #2: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
ISSUER: Anhui Golden Seed Winery Co., Ltd.
TICKER: 600199 CUSIP: Y0137D100
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTENDING THE
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Anhui Golden Seed Winery Co., Ltd.
TICKER: 600199 CUSIP: Y0137D100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION BY THE COMPANY AND ITS WHOLLY-OWNED
SUBSIDIARY
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT SUN WANHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LU DUICANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M118
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M118
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT SUN WANHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LU DUICANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Guofeng Plastic Industry Co., Ltd.
TICKER: 859 CUSIP: Y0137V100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #11.1: ELECT ZHU YIBIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #11.2: ELECT WANG YUFA AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: Anhui Heli Co., Ltd.
TICKER: 600761 CUSIP: Y01383101
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Anhui Heli Co., Ltd.
TICKER: 600761 CUSIP: Y01383101
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Anhui Heli Co., Ltd.
TICKER: 600761 CUSIP: Y01383101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF REPURCHASE ISSUER YES FOR FOR
GUARANTEE
ISSUER: Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd.
TICKER: 600971 CUSIP: Y013A3124
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE EXPLORATION RIGHTS ACQUISITION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd.
TICKER: 600971 CUSIP: Y013A3124
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: ELECT CHEN KUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd.
TICKER: 600971 CUSIP: Y013A3124
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Anhui Hengyuan Coal Industry and Electricity Power Co., Ltd.
TICKER: 600971 CUSIP: Y013A3124
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Anhui Honglu Steel Construction (Group) Co., Ltd.
TICKER: 002541 CUSIP: Y013AG109
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF ADDITIONAL ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE BY COMPANY AND WHOLLY-
OWNED SUBSIDIARY
ISSUER: Anhui Honglu Steel Construction (Group) Co., Ltd.
TICKER: 2541 CUSIP: Y013AG109
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Anhui Honglu Steel Construction (Group) Co., Ltd.
TICKER: 002541 CUSIP: Y013AG109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES AGAINST AGAINST
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
ISSUER: Anhui Honglu Steel Construction (Group) Co., Ltd.
TICKER: 2541 CUSIP: Y013AG109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER YES FOR FOR
BUSINESS
ISSUER: Anhui Huamao Textile Co. Ltd.
TICKER: 000850 CUSIP: Y0138D109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISPOSAL OF FINANCIAL ASSETS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Anhui HuilLong Agricultural Means of Production Co., Ltd.
TICKER: 002556 CUSIP: Y013AJ103
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Anhui HuilLong Agricultural Means of Production Co., Ltd.
TICKER: 002556 CUSIP: Y013AJ103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE REPURCHASE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION
PROPOSAL #1.3: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE REPURCHASE PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.5: APPROVE AMOUNT OF FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Anhui HuilLong Agricultural Means of Production Co., Ltd.
TICKER: 2556 CUSIP: Y013AJ103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
PROJECT OF SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Anhui Jianghuai Automobile Group Corp Ltd
TICKER: 600418 CUSIP: Y0141C106
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT AN JIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SHI DONGHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YONG FENGSHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHEN QI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT XIANG XINGCHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT DAI MAOFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT SHE CAIRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT WANG BING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG YOULI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHU YUMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YU BENGONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LI XIAOLING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT XU MIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ZHOU GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PU GUOLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ZHAI YONGMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Jianghuai Automobile Group Corp. Ltd.
TICKER: 600418 CUSIP: Y0141C106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR AND ITS ISSUER YES FOR FOR
REMUNERATION
ISSUER: Anhui Jianghuai Automobile Group Corp. Ltd.
TICKER: 600418 CUSIP: Y0141C106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Anhui Jianghuai Automobile Group Corp. Ltd.
TICKER: 600418 CUSIP: Y0141C106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEPOSITS AND LOANS IN FINANCE ISSUER YES FOR FOR
COMPANY AND RELATED-PARTY TRANSACTIONS
PROPOSAL #10: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #11: APPROVE FORWARD EXCHANGE BUSINESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #13: APPROVE PROVISION OF ENTRUSTED LOAN ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE PROVISION OF CAR REPURCHASE ISSUER YES FOR FOR
GUARANTEE BY CONTROLLED SUBSIDIARY FOR CUSTOMERS
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY FOR COMPREHENSIVE CREDIT LINE
APPLICATION OF ITS SUBSIDIARY
PROPOSAL #16: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
ISSUER: Anhui Jiangnan Chemical Industry Co., Ltd.
TICKER: 002226 CUSIP: Y013A4106
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
IN CONNECTION TO MAJOR ASSET RESTRUCTURE
ISSUER: Anhui Jiangnan Chemical Industry Co., Ltd.
TICKER: 002226 CUSIP: Y013A4106
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED MUTUAL GUARANTEE ISSUER YES FOR FOR
PROVISION BETWEEN COMPANY AND DUNAN HOLDINGS GROUP
CO., LTD.
PROPOSAL #2: APPROVE CONTINUED MUTUAL GUARANTEE ISSUER YES FOR FOR
PROVISION BETWEEN COMPANY AND ZHEJIANG DUNAN
ARTIFICIAL ENVIRONMENT CO., LTD.
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: ANHUI JINHE INDUSTRIAL CO LTD
TICKER: 002597 CUSIP: Y013AK100
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE CAPITAL AND CAPITAL SOURCE ISSUER YES FOR FOR
USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Anhui Jinhe Industrial Co., Ltd.
TICKER: 002597 CUSIP: Y013AK100
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE ADDITIONAL SUBSCRIPTION ASSET ISSUER YES FOR FOR
MANAGEMENT PLAN
PROPOSAL #15: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #16: APPROVE MERGER AND ABSORPTION OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND MAJOR BUSINESS DECISION MAKING ISSUER YES FOR FOR
RULES
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #21.1: ELECT YANG LE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #21.2: ELECT XIA JIAXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #21.3: ELECT WANG CONGCHUN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #21.4: ELECT LIU RUIYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #21.5: ELECT TAO CHANGWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #21.6: ELECT SUN QINGYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #22.1: ELECT WANG YUCHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #22.2: ELECT HU GUOHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #22.3: ELECT YANG HUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.1: ELECT YANG ZONGYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #23.2: ELECT YANG CHENGHU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Anhui Jinhe Industrial Co., Ltd.
TICKER: 002597 CUSIP: Y013AK100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DAI SHILIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Anhui Korrun Co., Ltd.
TICKER: 300577 CUSIP: Y013BT100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FOREIGN EXCHANGE FORWARD AND ISSUER YES FOR FOR
OPTION TRANSACTIONS
PROPOSAL #8: APPROVE FRAMEWORK AGREEMENT ON THE ISSUER YES FOR FOR
INVESTMENT PROJECT FOR THE CONSTRUCTION OF A FACTORY
FOR TRAVEL CONSUMER GOODS
ISSUER: Anhui Korrun Co., Ltd.
TICKER: 300577 CUSIP: Y013BT100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE RAISED FUNDS SPECIAL STORAGE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #9: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Anhui Korrun Co., Ltd.
TICKER: 300577 CUSIP: Y013BT100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Anhui Kouzi Distillery Co., Ltd.
TICKER: 603589 CUSIP: Y013BD105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 BUDGET PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #8: APPROVE 2019 APPOINTMENT OF AUDIT ISSUER YES FOR FOR
CONTRACTORS
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Anhui Sierte Fertilizer Industry Co., Ltd.
TICKER: 2538 CUSIP: Y013AH107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLE OF ASSOCIATION
ISSUER: Anhui Sierte Fertilizer Industry Co., Ltd.
TICKER: 002538 CUSIP: Y013AH107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Anhui Sinonet & Xinlong Science & Technology Co., Ltd.
TICKER: 2298 CUSIP: Y013A8107
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG WENHU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Anhui Sinonet & Xinlong Science & Technology Co., Ltd.
TICKER: 002298 CUSIP: Y013A8107
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #2.4: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.6: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Anhui Sinonet & Xinlong Science & Technology Co., Ltd.
TICKER: 2298 CUSIP: Y013A8107
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QU HONGGUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHU LONGSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO CHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU CHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HE LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WEI JUN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG HEJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HAN XU AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT ZENG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN BANGLIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Anhui Sinonet & Xinlong Science & Technology Co., Ltd.
TICKER: 2298 CUSIP: Y013A8107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Anhui Sinonet & Xinlong Science & Technology Co., Ltd.
TICKER: 002298 CUSIP: Y013A8107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Anhui Sun-Create Electronics Co., Ltd.
TICKER: 600990 CUSIP: Y013A9113
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Anhui Tongfeng Electronics Co., Ltd.
TICKER: 600237 CUSIP: Y01394108
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER NO N/A N/A
REPLENISH WORKING CAPITAL
ISSUER: Anhui Tongfeng Electronics Co., Ltd.
TICKER: 600237 CUSIP: Y01394108
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT TANG ZHONGMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT WANG GUOBIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT YING ZHUOXUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT BAO JUNHUA AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT LI LIANGBIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT CHEN WUWEI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT WEN DONGHUA AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT RUAN DEBIN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT XIAO SONG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Anhui Tongfeng Electronics Co., Ltd.
TICKER: 600237 CUSIP: Y01394108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE 2019 REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Anhui Truchum Advanced Materials & Technology Co., Ltd.
TICKER: 2171 CUSIP: Y013A2100
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CHANGES IN LOCATION AND METHOD ISSUER YES FOR FOR
FOR IMPLEMENTING FUND-RAISING INVESTMENT PROJECT
PROPOSAL #3: APPROVE CHANGES IN HIGH-PERFORMANCE ISSUER YES FOR FOR
LITHIUM BATTERY ANODE MATERIAL PRODUCTION LINE
CONSTRUCTION PROJECT
ISSUER: Anhui Truchum Advanced Materials & Technology Co., Ltd.
TICKER: 2171 CUSIP: Y013A2100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS ISSUER YES FOR FOR
PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES
TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE COMPANY'S ASSETS PURCHASE BY ISSUER YES FOR FOR
CASH PAYMENT AND ISSUANCE OF NEW SHARES TO SPECIFIC
PARTIES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED PARTY TRANSACTION PLAN
PROPOSAL #3.1: APPROVE ASSETS PURCHASE BY CASH ISSUER YES FOR FOR
PAYMENT AND ISSUANCE OF NEW SHARES
PROPOSAL #3.2: APPROVE RAISING SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #3.5: TRANSACTION PRICE AND VALUATION ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE CASH PAYMENT ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.12: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #3.13: APPROVE ADJUSTMENT MECHANISM OF ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #3.14: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE LOCK-UP ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.16: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #3.17: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #3.18: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #3.19: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #3.2: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #3.21: APPROVE ASSET IMPAIRMENT TESTING AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #3.22: APPROVE INCENTIVES ISSUER YES FOR FOR
PROPOSAL #3.23: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.24: APPROVE SHARE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.25: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER YES FOR FOR
MANNER IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.26: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE IN CONNECTION TO RAISING SUPPORTING
FUNDS
PROPOSAL #3.27: APPROVE AMOUNT OF PROCEEDS IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.28: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #3.29: APPROVE USE OF PROCEEDS IN CONNECTION ISSUER YES FOR FOR
TO RAISING SUPPORTING FUNDS
PROPOSAL #3.3: APPROVE LOCK-UP ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.31: APPROVE LISTING LOCATION IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.32: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS IN CONNECTION TO RAISING
SUPPORTING FUNDS
PROPOSAL #3.33: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE SIGNING OF FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT AND PERFORMANCE COMPENSATION
AGREEMENT IN CONNECTION TO COMPANY'S ASSETS PURCHASE
BY CASH PAYMENT AND ISSUANCE OF NEW SHARES
PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ASSETS PURCHASE BY CASH PAYMENT AND
ISSUANCE OF NEW SHARES TO SPECIFIC PARTIES AS WELL AS
RAISING SUPPORTING FUNDS AND RELATED PARTY
PROPOSAL #7: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE TRANSACTION PRICING BASIS AS ISSUER YES FOR FOR
WELL AS REASONABLENESS AND FAIRNESS OF PRICING
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, PROFIT ISSUER YES FOR FOR
FORECAST REVIEW REPORT, PREPARATORY AUDIT REPORT AND
ASSET EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
ISSUER: Anhui Wanjiang Logistics (Group) Co., Ltd.
TICKER: 600575 CUSIP: Y9675M109
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPLETION OF 2018 RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AND EXPECTED 2019 RELATED PARTY
TRANSACTIONS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: APPROVE 2019 ANNUAL SALARY SYSTEM OF ISSUER YES AGAINST AGAINST
SENIOR MANAGEMENT MEMBER
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16.1: ELECT SHI XIYOU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Anhui Wanwei Updated High-Tech Material Industry Co., Ltd.
TICKER: 600063 CUSIP: Y0139Q109
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TANG XIAOHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Anhui Wanwei Updated High-Tech Material Industry Co., Ltd.
TICKER: 600063 CUSIP: Y0139Q109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
ISSUER: Anhui Xinhua Media Co., Ltd.
TICKER: 601801 CUSIP: Y013AD106
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG KEWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Anhui Xinhua Media Co., Ltd.
TICKER: 601801 CUSIP: Y013AD106
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
ISSUER: Anhui Xinli Finance Co., Ltd.
TICKER: 600318 CUSIP: Y0137W108
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT OF RESUMPTION OF ISSUER YES FOR FOR
TRADING IN CONNECTION TO MAJOR ASSET RESTRUCTURING
PROPOSAL #2.1: ELECT JIANG BENYUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Anhui Yingliu Electromechanical Co., Ltd.
TICKER: 603308 CUSIP: Y013B2109
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT OF PROCEEDS AND ITS ISSUER YES FOR FOR
USAGE
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER, ULTIMATE
CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION
MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Anhui Yingliu Electromechanical Co., Ltd.
TICKER: 603308 CUSIP: Y013B2109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Anhui Zhongding Sealing Parts Co., Ltd.
TICKER: 000887 CUSIP: Y01379109
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPDATE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE APPLICATION OF STANDBY LETTER OF ISSUER YES FOR FOR
CREDIT AND FOREIGN FINANCING GUARANTEE
ISSUER: Anhui Zhongding Sealing Parts Co., Ltd.
TICKER: 000887 CUSIP: Y01379109
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES
ISSUER: Anhui Zhongding Sealing Parts Co., Ltd.
TICKER: 000887 CUSIP: Y01379109
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Anhui Zhongding Sealing Parts Co., Ltd.
TICKER: 887 CUSIP: Y01379109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #12: APPROVE USE OF IDLE RAISED FUNDS AND ISSUER YES FOR FOR
OWN FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #13: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
ISSUER: Anima Holding SA
TICKER: ANIM3 CUSIP: P4611H116
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SILVIO JOSE GENESINI JUNIOR AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT OSVALDO BARBOSA DE OLIVEIRA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT GABRIEL RALSTON CORREA RIBEIRO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #3.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SILVIO JOSE GENESINI JUNIOR AS INDEPENDENT
DIRECTOR
PROPOSAL #3.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT OSVALDO BARBOSA DE OLIVEIRA AS INDEPENDENT
DIRECTOR
PROPOSAL #3.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GABRIEL RALSTON CORREA RIBEIRO AS DIRECTOR
PROPOSAL #4: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Anima Holding SA
TICKER: ANIM3 CUSIP: P4611H116
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5.1: ELECT DANIEL FACCINI CASTANHO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.2: ELECT DANIEL KREPEL GOLDBERG AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.3: ELECT MAURICIO NOGUEIRA ESCOBAR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.4: ELECT GABRIEL RALSTON CORREA RIBEIRO ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #5.5: ELECT ANTONOALDO GRANGEON TRANCOSO ISSUER NO N/A N/A
NEVES AS DIRECTOR
PROPOSAL #5.6: ELECT MARCELO SZEKACS DE MAGALHAES AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.7: ELECT SILVIO JOSE GENESINI JUNIOR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.8: ELECT OSVALDO BARBOSA DE OLIVEIRA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL FACCINI CASTANHO AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL KREPEL GOLDBERG AS DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURICIO NOGUEIRA ESCOBAR AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GABRIEL RALSTON CORREA RIBEIRO AS DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONOALDO GRANGEON TRANCOSO NEVES AS DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO SZEKACS DE MAGALHAES AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SILVIO JOSE GENESINI JUNIOR AS DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT OSVALDO BARBOSA DE OLIVEIRA AS DIRECTOR
PROPOSAL #8: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: ANTA Sports Products Ltd.
TICKER: 2020 CUSIP: G04011105
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: ANTA Sports Products Ltd.
TICKER: 2020 CUSIP: G04011105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DING SHIZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHENG JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAI ZHONGCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT YIU KIN WAH STEPHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MEI MING ZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Antong Holdings Co., Ltd.
TICKER: 600179 CUSIP: Y3120S100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Antong Holdings Co., Ltd.
TICKER: 600179 CUSIP: Y3120S100
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE CORPORATE BOND NAME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #3.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.6: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Antong Holdings Co., Ltd.
TICKER: 600179 CUSIP: Y3120S100
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Antong Holdings Co., Ltd.
TICKER: 600179 CUSIP: Y3120S100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #9: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER NO N/A N/A
PLAN
ISSUER: Anxin Trust Co. Ltd.
TICKER: 600816 CUSIP: Y0140X101
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES WITH BANK OF YINGKOU
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONTINUED POSTPONEMENT OF ISSUER YES FOR FOR
ELECTION OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE CONTINUED POSTPONEMENT OF ISSUER YES FOR FOR
ELECTION OF BOARD OF SUPERVISORS
PROPOSAL #5.1: ELECT CHEN SHIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT WANG KAIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHANG JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Anxin Trust Co. Ltd.
TICKER: 600816 CUSIP: Y0140X101
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON FINANCIAL ISSUER YES FOR FOR
DEALINGS WITH RELATED PARTY AND EXTERNAL GUARANTEE
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11.1: ELECT SHAO MINGAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT GAO CHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHUANG HAIYAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.1: ELECT CHEN SHIMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT WANG KAIGUO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHANG JUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT FENG ZHIXIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT HUANG XIAOMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Anyang Iron & Steel Co., Ltd.
TICKER: 600569 CUSIP: Y0149E104
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS, AND SENIOR MANAGERS
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
ISSUER: Anyang Iron & Steel Co., Ltd.
TICKER: 600569 CUSIP: Y0149E104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: AP (Thailand) Public Co. Ltd.
TICKER: AP CUSIP: Y0209X117
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT AND ACKNOWLEDGE ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT NARIS CHAIYASOOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT PORNWUT SARASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PHANPORN DABBARANSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT KITTIYA PONGPUJANEEGUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Apeloa Pharmaceutical Co., Ltd.
TICKER: 000739 CUSIP: Y71710100
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Apeloa Pharmaceutical Co., Ltd.
TICKER: 739 CUSIP: Y71710100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Apollo Hospitals Enterprise Ltd.
TICKER: 508869 CUSIP: Y0187F138
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PREETHA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVISION IN BORROWING LIMITS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Apollo Tyres Ltd.
TICKER: APOLLOTYRE CUSIP: Y0188S147
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SUNAM SARKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT ANJALI BANSAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRIVATE PLACEMENT OF NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES
ISSUER: Apollo Tyres Ltd.
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NEERAJ KANWAR AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE CONTINUATION OF S. NARAYAN AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE CONTINUATION OF ROBERT STEINMETZ ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
ISSUER: Apollo Tyres Ltd.
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NEERAJ KANWAR AS MANAGING DIRECTOR
ISSUER: Apollo Tyres Ltd.
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT PALLAVI SHROFF AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Arabian Cement Co.
TICKER: 3010 CUSIP: M1R20A108
MEETING DATE: 4/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF SAR 200,000 FOR ISSUER YES FOR FOR
EACH DIRECTOR FOR FY 2018
PROPOSAL #7: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #8: AMEND ARTICLE 30 OF BYLAWS RE: PRIVATE ISSUER YES FOR FOR
DISCLOSURE
PROPOSAL #9: AMEND ARTICLE 35 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #10: AMEND ARTICLE 46 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #11: AMEND ARTICLE 50 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #12: AMEND ARTICLE 55 OF BYLAWS RE: ISSUER YES FOR FOR
RESPONSIBILITY AND LIABILITY
PROPOSAL #13: APPROVE DIVIDENDS OF SAR 1 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
READY MIX CONCRETE & CONSTRUCTION SUPPLIES CO. LTD
PROPOSAL #15: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
ISSUER: Arabtec Holding Co. PJSC
TICKER: ARTC CUSIP: M1491G104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.05 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #1: AMEND ARTICLE 34-1 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #2: AMEND ARTICLE 35-2 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY REGISTRATION
ISSUER: Arca Continental SAB de CV
TICKER: AC CUSIP: P0448R103
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT ON OPERATIONS AND ISSUER YES FOR FOR
RESULTS OF COMPANY ACCOMPANIED BY AUDITOR'S REPORT
AND BOARD'S OPINION
PROPOSAL #1.2: APPROVE REPORT ON OPERATIONS AND ISSUER YES FOR FOR
ACTIVITIES UNDERTAKEN BY BOARD AND ACCOUNTING
POLICIES AND CRITERIA AND INFORMATION FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.3: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE; RECEIVE REPORT ON ADHERENCE TO
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS OF MXN 2.30 PER SHARE
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: ELECT DIRECTORS, VERIFY THEIR ISSUER YES AGAINST AGAINST
INDEPENDENCE CLASSIFICATION, APPROVE THEIR
REMUNERATION AND ELECT SECRETARIES
PROPOSAL #5: APPROVE REMUNERATION OF BOARD COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS; ELECT CHAIRMAN OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Arcadyan Technology Corp.
TICKER: 3596 CUSIP: Y02020108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZENG ZHAO-PENG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.12, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Arcelik AS
TICKER: ARCLK CUSIP: M1490L104
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: ArcelorMittal South Africa Ltd.
TICKER: ACL CUSIP: S05944111
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE OF SHARES ISSUER YES FOR FOR
AGREEMENT AS A CATEGORY 1 TRANSACTION
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Ardentec Corp.
TICKER: 3264 CUSIP: Y02028101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Arezzo Industria e Comercio SA
TICKER: ARZZ3 CUSIP: P04508100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER YES FOR FOR
YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ALLOW DIRECTORS TO BE INVOLVED IN OTHER ISSUER YES FOR FOR
COMPANIES
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7.1: ELECT ALESSANDRO GIUSEPPE CARLUCCI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT JOSE ERNESTO BENI BOLONHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT GUILHERME AFFONSO FERREIRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT LUIZA HELENA TRAJANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT JULIANA ROZENBAUM MUNEMORI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.6: ELECT LUIZ FERNANDO GIORGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT ALEXANDRE CAFE BIRMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ALESSANDRO GIUSEPPE CARLUCCI AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE ERNESTO BENI BOLONHA AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUILHERME AFFONSO FERREIRA AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIZA HELENA TRAJANO AS DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JULIANA ROZENBAUM MUNEMORI AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIZ FERNANDO GIORGI AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ALEXANDRE CAFE BIRMAN AS DIRECTOR
PROPOSAL #10: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: ELECT ALESSANDRO GIUSEPPE CARLUCCI AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #12: ELECT JOSE ERNESTO BENI BOLONHA AS ISSUER YES FOR FOR
BOARD VICE-CHAIRMAN
PROPOSAL #13: APPROVE CHARACTERIZATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Arriyadh Development Co.
TICKER: 4150 CUSIP: M1R03C105
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2017
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM RE: 1:3 ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 7 OF BYLAWS RE: CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #7: APPROVE INTERIM DIVIDENDS FOR Q1 AND Q2 ISSUER YES FOR FOR
OF FY 2018
PROPOSAL #8: APPROVE INTERIM DIVIDENDS FOR Q3 AND Q4 ISSUER YES FOR FOR
OF FY 2018
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 4,000,000 FOR FY 2018
PROPOSAL #11: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #12: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #13.1: ELECT IBRAHIM AL MOUSSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.2: ELECT IBRAHIM AL HOISHEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.3: ELECT AHMED MURAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.4: ELECT IBRAHIM AL ASSAF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.5: ELECT ANAS AL DAHISHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.6: ELECT TURKI AL ZAHRANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.7: ELECT HATIM AL SAHIBANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.8: ELECT KHALID AL HAZAL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.9: ELECT ZIAD AL HAQEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.1: ELECT SAAD AL QAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.11: ELECT SAUD AL NIMR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.12: ELECT TAMI AL BQMI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.13: ELECT ABULILLAH AL HOUSSEIN AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #13.14: ELECT ABDULAZEEZ AL SADAN AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #13.15: ELECT ABDULAZEEZ SAUD AL SADAN AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #13.16: ELECT ABDULKAREEM AL NJAIDI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #13.17: ELECT ABDULAH AL HOUSSEINI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #13.18: ELECT ABDULAH DOBI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.19: ELECT ALAA SADIK AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.2: ELECT ALI AL HASON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.21: ELECT ALI AL MADAH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.22: ELECT ALI ABU MDINI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.23: ELECT ALI AL KHUDARI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.24: ELECT FAHID AL QASSIM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.25: ELECT FAHID AL HBABI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.26: ELECT FAISAL AL AHMARI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.27: ELECT LOAY MOUSSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.28: ELECT MAJID AL SABEAI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.29: ELECT MANSOUR AL ZAIR AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.3: ELECT NASSIR AL ARIFI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.31: ELECT NASSIR AL ZALFAOI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.32: ELECT WALID AL MHNA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.33: ELECT AHMED AL KANHL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.34: ELECT SALIH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #13.35: ELECT BASSIM AL SALOUM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #14: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #15: APPROVE CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
ISSUER: Arrowhead Properties Ltd.
TICKER: AWA CUSIP: S07526130
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: RE-ELECT TAFFY ADLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.2: RE-ELECT IMRAAN SULEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SAM MOKOROSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT SELWYN NOIK AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT TAFFY ADLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: ELECT SAM MOKOROSI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3: APPOINT BDO SOUTH AFRICA INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH PAUL BADRICK AS THE
DESIGNATED AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE CONDITIONAL SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE ISSUE OF SHARES PURSUANT TO A ISSUER YES FOR FOR
REINVESTMENT OPTION
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE TO MARK ISSUER YES AGAINST AGAINST
KAPLAN AND IMRAAN SULEMAN
PROPOSAL #6: AUTHORISE ISSUE OF SHARES UNDER THE ISSUER YES FOR FOR
CONDITIONAL SHARE PLAN
ISSUER: Arvind Ltd.
TICKER: 500101 CUSIP: Y02047119
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJAY LALBHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #6: AMEND ARVIND LIMITED - EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
OPTION SCHEME 2008
ISSUER: Ascendis Health Ltd.
TICKER: ASC CUSIP: S06712103
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT TANYA RAE AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT BHARTI HARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT MARY BOMELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT THOMAS THOMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DR NOLUYOLO JEKWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT GEORGE SEBULELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT BHARTI HARIE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.2: ELECT MARY BOMELA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.3: RE-ELECT DR KINESH PATHER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: ASE Technology Holding Co., Ltd.
TICKER: 3711 CUSIP: 00215W100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #F1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #F2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #G1: APPROVE ISSUANCE OF ORDINARY SHARES ISSUER YES FOR FOR
PROPOSAL #G2: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #G3: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #G4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #G5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #G6: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
ISSUER: ASE Technology Holding Co., Ltd.
TICKER: 3711 CUSIP: Y0249T100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
ISSUER: Aseer Co. for Trading Tourism Industrial Agricult Real Estate
TICKER: 4080 CUSIP: M1504S103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE REMUNERATION OF SAR 200,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #7: APPROVE TREATMENT OF NET LOSS BY ISSUER YES FOR FOR
TRANSFERS 75.3 PERCENT OF LEGAL RESERVE
PROPOSAL #8: ELECT ABDULLAH AL HOUISH AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Aselsan Elektronik Sanayi ve Ticaret AS
TICKER: ASELS CUSIP: M1501H100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND COMPANY ARTICLES 11 AND 13 ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #14: APPROVE UPPER LIMIT OF SPONSORSHIPS TO ISSUER YES AGAINST AGAINST
BE MADE IN 2018
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Ashok Leyland Limited
TICKER: ASHOKLEY CUSIP: Y0266N143
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT DHEERAJ G HINDUJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Ashok Leyland Ltd.
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASHOK LEYLAND EMPLOYEES STOCK ISSUER YES FOR FOR
OPTION PLAN 2018
ISSUER: Ashok Leyland Ltd.
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 3/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF REMUNERATION TO VINOD ISSUER YES AGAINST AGAINST
K DASARI AS CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR
ISSUER: Asia Cement Corp.
TICKER: 1102 CUSIP: Y0275F107
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Asia Optical Co., Inc.
TICKER: 3019 CUSIP: Y0368G103
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT LU HUI-MIN WITH ID NO. ISSUER YES FOR FOR
S100876XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT ZHONG DENG-KE WITH ID NO. ISSUER YES FOR FOR
N120461XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT ZHAN QIAN-LONG WITH ID NO. ISSUER YES FOR FOR
H121201XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Asia Pacific Telecom Co., Ltd.
TICKER: 3682 CUSIP: Y0R895106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE RELEASE THE COMPANY DIRECTORS ISSUER YES FOR FOR
FROM NON-COMPETE CLAUSE
ISSUER: Asia Polymer Corp.
TICKER: 1308 CUSIP: Y0371T100
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7.1: ELECT WU YI GUI, A REPRESENTATIVE OF ISSUER YES FOR FOR
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76963, AS NON-INDEPENDENT
PROPOSAL #7.2: ELECT KE YI SHAO, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TAIWAN UNION INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76964, AS NON-INDEPENDENT
PROPOSAL #7.3: ELECT LI GUO HONG, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76963, AS NON-INDEPENDENT
PROPOSAL #7.4: ELECT WU PEI JI, A REPRESENTATIVE OF ISSUER YES FOR FOR
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76963, AS NON-INDEPENDENT
PROPOSAL #7.5: ELECT LIU ZHEN TU, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76963 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT WU HONG CHU, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION,
WITH SHAREHOLDER NO.76963, AS NON-INDEPENDENT
PROPOSAL #7.7: ELECT CHEN DA XIONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A104203XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT SHEN SHANG HONG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.D120905XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT ZHENG DUN QIAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A123299XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Asia Vital Components Co., Ltd.
TICKER: 3017 CUSIP: Y0392D100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #9.1: ELECT SHEN, CHING HANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF ZING-HE INVESTMENT CO., LTD WITH
SHAREHOLDER NO.0044418, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT ONO RYOJI, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
FURUKAWA ELECTRIC CO., LTD WITH SHAREHOLDER
NO.0000682, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT MOTOMURA, TAKUYA, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF FURUKAWA ELECTRIC CO., LTD WITH
SHAREHOLDER NO.0000682, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT KOBAYASHI, TAKUYA, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF FURUKAWA ELECTRIC CO., LTD WITH
SHAREHOLDER NO.0000682, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT KITANOYA, ATSUSHI WITH ID ISSUER YES AGAINST AGAINST
NO.1945100XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT CHEN, YI-CHEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.0001705, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT WANG, JUI PIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.0000230, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT HUANG, CHIU MAO WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.0000309, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT GAO, PAI LING WITH ID ISSUER YES AGAINST AGAINST
NO.U120374XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.10: ELECT CHEN, CHUN CHENG, WITH ID ISSUER YES AGAINST AGAINST
NO.Q120412XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.11: ELECT CHO, I LANG, WITH ID ISSUER YES AGAINST AGAINST
NO.E100964XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.12: ELECT PENG, TAI HSIUNG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.0043128, AS INDEPENDENT DIRECTOR
PROPOSAL #9.13: ELECT UENG JOSEPH CHIEH CHUNG, WITH ISSUER YES FOR FOR
ID NO.1962081XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE LIFT OF BUSINESS STRIFE ISSUER YES FOR FOR
LIMITATIONS ON NEW DIRECTORS
ISSUER: Asian Paints Limited
TICKER: 500820 CUSIP: Y03638114
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND AUDITED CONSOLIDATED FINANCIAL
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ABHAY VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MALAV DANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JIGISH CHOKSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Asian Paints Ltd.
TICKER: 500820 CUSIP: Y03638114
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MANISH CHOKSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASHWIN DANI TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #3: REELECT S. SIVARAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT M. K. SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DEEPAK SATWALEKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT VIBHA PAUL RISHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SURESH NARAYANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PALLAVI SHROFF AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Asian Star Anchor Chain Co., Ltd.
TICKER: 601890 CUSIP: Y0370R105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN BANK GUARANTEED PRODUCTS
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Asmedia Technology Inc.
TICKER: 5269 CUSIP: Y0397P108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: ASPEED Technology Inc.
TICKER: 5274 CUSIP: Y04044106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: Aspen Pharmacare Holdings Ltd.
TICKER: APN CUSIP: S0754A105
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: RECEIVE AND NOTE THE SOCIAL & ETHICS ISSUER YES FOR FOR
COMMITTEE REPORT
PROPOSAL #3.1: RE-ELECT ROY ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LINDA DE BEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT CHRIS MORTIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: RE-ELECT DAVID REDFERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: RE-ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH CRAIG WEST AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #5.1: RE-ELECT ROY ANDERSEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT & RISK COMMITTEE
PROPOSAL #5.2: ELECT LINDA DE BEER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT & RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT & RISK COMMITTEE
PROPOSAL #5.4: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT & RISK COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1.1a: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.1b: APPROVE FEES OF THE BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #1.2a: APPROVE FEES OF THE AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.2b: APPROVE FEES OF THE AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #1.3a: APPROVE FEES OF THE REMUNERATION & ISSUER YES FOR FOR
NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #1.3b: APPROVE FEES OF THE REMUNERATION & ISSUER YES FOR FOR
NOMINATION COMMITTEE MEMBERS
PROPOSAL #1.4a: APPROVE FEES OF THE SOCIAL & ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.4b: APPROVE FEES OF THE SOCIAL & ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Assore Ltd.
TICKER: ASR CUSIP: S07525116
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT THANDEKA MGODUSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT SYDNEY MHLARHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ED SOUTHEY AS CHAIRMAN OF THE ISSUER YES AGAINST AGAINST
AUDIT AND RISK COMMITTEE
PROPOSAL #4: RE-ELECT BILL URMSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: RE-ELECT SYDNEY MHLARHI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE IMPLEMENTATION PLAN OF THE ISSUER YES AGAINST AGAINST
REMUNERATION POLICY
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Astra Industrial Group
TICKER: 1212 CUSIP: M1531D103
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PRINCE FAHD BIN SULTAN HOSPITAL
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ASTRA FOOD COMPANY
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NOUR NET TELECOM
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ASTRA FOOD COMPANY
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ASTRA FOOD COMPANY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN COMPANY FOR SUPPLY AND TRADE
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL TANMIYA FOR STEEL INDUSTRIES
PROPOSAL #12: ALLOW SUBAIH AL MASRI TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #13: ALLOW KHALID AL MASRI TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #14: ALLOW KAMEL BIN SAAD AL DEEN TO BE ISSUER YES FOR FOR
INVOLVED WITH COMPETITOR COMPANIES
PROPOSAL #15: ALLOW GHASAN AQEEL TO BE INVOLVED WITH ISSUER YES FOR FOR
COMPETITOR COMPANIES
PROPOSAL #16: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #17: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS OF SAR 600,000 FOR FY 2018
PROPOSAL #18: APPROVE ABSENCE OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #19.1: ELECT SOBAIH AL MASRI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.2: ELECT ABDULLAH AL SHEIKH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.3: ELECT BADR AL HARTHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.4: ELECT HAZEM AL FAWAZ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.5: ELECT KHALID AL QAZLAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.6: ELECT KHALID AL MANEAA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.7: ELECT KHALID AL NWAISER AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.8: ELECT RAEED AL QAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.9: ELECT GHASAN AQEEL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.10: ELECT SALIH BAWZIR AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.11: ELECT ABDULKAREEM AL NAFIE AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #19.12: ELECT OSAMA BARAYAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.13: ELECT MOHAMMED AL OTAYBI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.14: ELECT FARAJ ABUTHANIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.15: ELECT KAMEL SAEED ALDIEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.16: ELECT KHALID AL MASRI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.17: ELECT ALI ASBEHEEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #19.18: ELECT SAEED ABEED AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.19: ELECT SALIH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.20: ELECT SALAH KAMEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.21: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.22: ELECT ABDULHAY MEQDAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.23: ELECT ABDULLAH AL SHAHRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.24: ELECT FAHD AL OTAIBI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.25: ELECT MOHAMMED AL MOAMAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.26: ELECT MOHAMMED AL SALAMAH AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #19.27: ELECT MOHAMMED AL SAQELIAH AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #19.28: ELECT MOHAMMED AL QAHTANI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #19.29: ELECT YAZID AL TAF AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #19.30: ELECT YOUSSEF AL MOTLAQ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #20: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #21: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #22: AMEND ARTICLE 20 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
VACANCIES
PROPOSAL #23: AMEND ARTICLE 27 OF BYLAWS RE: CONFLICT ISSUER YES FOR FOR
OF INTEREST
PROPOSAL #24: AMEND ARTICLE 34 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATIONS
PROPOSAL #25: AMEND ARTICLE 45 OF BYLAWS RE: THE ISSUER YES FOR FOR
AUDIT COMMITTEE REPORTS
PROPOSAL #26: AMEND ARTICLE 49 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATMENTS
PROPOSAL #27: AMEND BOARD MEMBERSHIP PROCEDURES AND ISSUER YES FOR FOR
QUALIFICATIONS
ISSUER: Astral Foods Ltd.
TICKER: ARL CUSIP: S0752H102
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 SEPTEMBER
PROPOSAL #2.1: RE-ELECT DIEDERIK FOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT DR MARTHINUS LATEGAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.1: RE-ELECT DIEDERIK FOUCHE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #3.2: RE-ELECT DR MARTHINUS LATEGAN AS ISSUER YES AGAINST AGAINST
MEMBER OF THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #3.3: RE-ELECT TSHEPO SHABANGU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT EJ GERRYTS AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #5: AUTHORISE THE AUDIT AND RISK MANAGEMENT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF AUDITORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #9: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Astro Malaysia Holdings Berhad
TICKER: 6399 CUSIP: Y04323104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIM GHEE KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SIMON CATHCART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALIZAKRI BIN RAJA MUHAMMAD ALIAS ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4: ELECT MAZITA BINTI MOKTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UTILIZATION OF TRANSPONDER ISSUER YES FOR FOR
CAPACITY ON THE MEASAT-3D SATELLITE BY MEASAT
BROADCAST NETWORK SYSTEMS SDN BHD, A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MAXIS BERHAD AND/OR ITS AFFILIATES
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ASTRO HOLDINGS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SUN TV NETWORK LIMITED AND/OR ITS AFFILIATES
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH GS HOME SHOPPING INC. AND/OR ITS AFFILIATES
PROPOSAL #16: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SRG ASIA PACIFIC SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #17: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH GRUP MAJALAH KARANGKRAF SDN BHD AND/OR ITS
PROPOSAL #18: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ULTIMATE PRINT SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #19: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
ISSUER: ASUSTek Computer, Inc.
TICKER: 2357 CUSIP: Y04327105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT JONNEY SHIH, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT TED HSU, WITH SHAREHOLDER NO. 4, ISSUER YES AGAINST AGAINST
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT JONATHAN TSANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 25370, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT JERRY SHEN, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
80, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT ERIC CHEN, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
135, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT S.Y. HSU, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
116, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT SAMSON HU, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
255368, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT JOE HSIEH, WITH ID NO. ISSUER YES AGAINST AGAINST
A123222XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT JACKIE HSU, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
67474, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT TZE KAING YANG, WITH ID NO. ISSUER YES AGAINST AGAINST
A102241XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT CHUNG HOU TAI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 88, AS INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT MING YU LEE, WITH ID NO. ISSUER YES FOR FOR
F120639XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.13: ELECT CHUN AN SHEU, WITH ID NO. ISSUER YES FOR FOR
R101740XXX, AS INDEPENDENT DIRECTOR
ISSUER: Asymchem Laboratories (Tianjin) Co., Ltd
TICKER: 002821 CUSIP: Y0370S103
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO 2018 PERFORMANCE SHARE
INCENTIVE PLAN
ISSUER: Asymchem Laboratories (Tianjin) Co., Ltd.
TICKER: 2821 CUSIP: Y0370S103
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES FROM 2016 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #3: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES FROM 2018 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Asymchem Laboratories (Tianjin) Co., Ltd.
TICKER: 002821 CUSIP: Y0370S103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Asymchem Laboratories (Tianjin) Co., Ltd.
TICKER: 002821 CUSIP: Y0370S103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE SELF-CHECKLIST ON IMPLEMENTATION ISSUER YES FOR FOR
OF INTERNAL CONTROL RULES
PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #11: APPROVE ADDITIONAL INVESTMENT IN ISSUER YES FOR FOR
FOREIGN DERIVATIVES BUSINESS
PROPOSAL #12: APPROVE CAPITAL INJECTION OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT ZHANG DA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT WANG QINGSONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Asymchem Laboratories (Tianjin) Co., Ltd.
TICKER: 002821 CUSIP: Y0370S103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN HAIHE KAILAIYING ISSUER YES FOR FOR
INNOVATION INVESTMENT FUND
ISSUER: Atacadao SA
TICKER: CRFB3 CUSIP: P0565P138
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER NO N/A N/A
PROPOSAL #4: APPROVE CHARACTERIZATION OF MARCELO ISSUER NO N/A N/A
PAVAO LACERDA AND LUIZ FERNANDO VENDRAMINI FLEURY AS
INDEPENDENT DIRECTORS
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MATTHIEU DOMINIQUE MARIE MALIGE AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDOUARD BALTHAZARD BERTRAND DE CHAVAGNAC AS
DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JACQUES DOMINIQUE EHRMANN AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FRANCIS ANDRE MAUGER AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NOEL FREDERIC GEORGES PRIOUX AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FREDERIC FRANCOIS HAFFNER AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO PONGRACZ ROSSI AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ABILIO DOS SANTOS DINIZ AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIZ FERNANDO VENDRAMINI FLEURY AS DIRECTOR
PROPOSAL #8.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO PAVAO LACERDA AS DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Atacadao SA
TICKER: CRFB3 CUSIP: P0565P138
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: AMEND ARTICLES 22 AND 28 ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #5: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Aten International Co. Ltd.
TICKER: 6277 CUSIP: Y0433U103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LOANING OF COMPANY ISSUER YES FOR FOR
FUNDS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Attacq Ltd.
TICKER: ATT CUSIP: S1244P108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PATRICK KLEB AS THE DESIGNATED PARTNER
PROPOSAL #5: RE-ELECT THYS DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KENEILWE MOLOKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BRETT NAGLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT IPELENG MKHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEWART SHAW-TAYLOR AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT HELLEN EL HAIMER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: RE-ELECT BRETT NAGLE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: AUTHORISE ISSUE OF SHARES PURSUANT TO A ISSUER YES FOR FOR
REINVESTMENT OPTION
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE ALLOTMENT AND ISSUE OF SHARES ISSUER YES FOR FOR
TO DIRECTORS AND PRESCRIBED OFFICERS UNDER THE LONG-
TERM INCENTIVE PLAN
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
FUTURE INCREASES
PROPOSAL #6: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
ISSUER: AU Optronics Corp.
TICKER: 2409 CUSIP: 002255107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ELECT SHUANG-LANG (PAUL) PENG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000086, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT KUEN-YAO (K.Y.) LEE WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT KUO-HSIN (MICHAEL) TSAI, A ISSUER YES FOR FOR
REPRESENTATIVE OF AUO FOUNDATION WITH SHAREHOLDER NO.
01296297, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT PETER CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
BENQ FOUNDATION WITH SHAREHOLDER NO. 00843652, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT MEI-YUEH HO WITH ID NO. ISSUER YES FOR FOR
Q200495XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT CHIN-BING (PHILIP) PENG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000055 AS INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT YEN-SHIANG SHIH WITH ID NO. ISSUER YES FOR FOR
B100487XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT YEN-HSUEH SU WITH ID NO. ISSUER YES FOR FOR
S221401XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT JANG-LIN (JOHN) CHEN WITH ID NO. ISSUER YES FOR FOR
S100242XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4.2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE ISSUANCE OF NEW COMMON SHARES ISSUER YES FOR FOR
FOR CASH TO SPONSOR ISSUANCE OF THE OVERSEAS
DEPOSITARY SHARES AND/OR FOR CASH IN PUBLIC OFFERING
AND/OR FOR CASH IN PRIVATE PLACEMENT AND/OR ISSUANCE
OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS IN PRIVAT
PROPOSAL #4.4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4.5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, TRADING PROCEDURES
GOVERNING DERIVATIVES PRODUCTS, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
PROPOSAL #4.6: APPROVE TO LIFT NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS ON BOARD MEMBERS
ISSUER: AU Optronics Corp.
TICKER: 2409 CUSIP: Y0451X104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHUANG-LANG (PAUL) PENG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000086, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT KUEN-YAO (K.Y.) LEE WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT KUO-HSIN (MICHAEL) TSAI, A ISSUER YES FOR FOR
REPRESENTATIVE OF AUO FOUNDATION WITH SHAREHOLDER NO.
01296297, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT PETER CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
BENQ FOUNDATION WITH SHAREHOLDER NO. 00843652, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT MEI-YUEH HO WITH ID NO. ISSUER YES FOR FOR
Q200495XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT CHIN-BING (PHILIP) PENG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000055 AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT YEN-SHIANG SHIH WITH ID NO. ISSUER YES FOR FOR
B100487XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT YEN-HSUEH SU WITH ID NO. ISSUER YES FOR FOR
S221401XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT JANG-LIN (JOHN) CHEN WITH ID NO. ISSUER YES FOR FOR
S100242XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF NEW COMMON SHARES ISSUER YES FOR FOR
FOR CASH TO SPONSOR ISSUANCE OF THE OVERSEAS
DEPOSITARY SHARES AND/OR FOR CASH IN PUBLIC OFFERING
AND/OR FOR CASH IN PRIVATE PLACEMENT AND/OR ISSUANCE
OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS IN PRIVATE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, TRADING PROCEDURES
GOVERNING DERIVATIVES PRODUCTS, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
PROPOSAL #7: APPROVE TO LIFT NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS ON BOARD MEMBERS
ISSUER: AU Small Finance Bank Limited
TICKER: 540611 CUSIP: Y0R772123
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJAY AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S. R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT RAJ VIKASH VERMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVISION IN THE COMPENSATION ISSUER YES FOR FOR
(PROFIT LINKED COMMISSION) OF MANNIL VENUGOPALAN AS
NON-EXECUTIVE (PART-TIME) CHAIRMAN
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SANJAY AGARWAL AS MANAGING DIRECTOR & CEO
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
UTTAM TIBREWAL AS WHOLE TIME DIRECTOR
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
PROPOSAL #11: APPROVE AU SMALL FINANCE BANK LIMITED- ISSUER YES FOR FOR
EMPLOYEES STOCK OPTION SCHEME 2018
ISSUER: AU Small Finance Bank Ltd.
TICKER: 540611 CUSIP: Y0R772123
MEETING DATE: 10/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECLASSIFICATION OF THE STATUS ISSUER YES FOR FOR
OF PROMOTERS SHAREHOLDING INTO PUBLIC SHAREHOLDING
ISSUER: Aucma Co., Ltd.
TICKER: 600336 CUSIP: Y71715109
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: ELECT NING WENHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Aucma Co., Ltd.
TICKER: 600336 CUSIP: Y71715109
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN MINGMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE COMPANY'S PARTIAL LAND USE ISSUER YES FOR FOR
RIGHTS COLLECTION AND STORAGE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Aucma Co., Ltd.
TICKER: 600336 CUSIP: Y71715109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE FINANCING BUSINESS AND GUARANTEE ISSUER YES AGAINST AGAINST
AUTHORIZATION
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Aurobindo Pharma Ltd.
TICKER: 524804 CUSIP: Y04527142
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FIRST AND SECOND INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: REELECT K. NITHYANANDA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT M. MADAN MOHAN REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SAVITA MAHAJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF K. NITHYANANDA REDDY AS WHOLE-TIME DIRECTOR
DESIGNATED AS VICE CHAIRMAN
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF N. GOVINDARAJAN AS MANAGING DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF M. SIVAKUMARAN AS WHOLE-TIME DIRECTOR
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF M. MADAN MOHAN REDDY AS WHOLE-TIME DIRECTOR
ISSUER: Aurobindo Pharma Ltd.
TICKER: 524804 CUSIP: Y04527142
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT M. SITARAMA MURTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN LIMIT OF LOANS, ISSUER YES AGAINST AGAINST
GUARANTEES, INVESTMENTS IN SECURITIES IN OTHER BODY
CORPORATE
ISSUER: Ausnutria Dairy Corp. Ltd.
TICKER: 1717 CUSIP: G06318102
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL AND RELATED TRANSACTIONS
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Ausnutria Dairy Corporation Ltd.
TICKER: 1717 CUSIP: G06318102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT BARTLE VAN DER MEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT NG SIU HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JASON WAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT SHI LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT QIAO BAIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT AIDAN MAURICE COLEMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Autek China, Inc.
TICKER: 300595 CUSIP: Y0483P103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND CHANGES IN INDUSTRIAL AND COMMERCIAL
REGISTRATIONS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: APPROVE CONCLUSION OF A PORTION OF ISSUER YES FOR FOR
FUNDRAISING PLAN AND USE OF EXCESS RAISED FUNDS TO
REPLENISH WORKING CAPITAL
PROPOSAL #15: APPROVE ADJUSTMENT ON THE AMOUNT OF ISSUER YES FOR FOR
IDLE RAISED FUNDS USED FOR CASH MANAGEMENT
ISSUER: Autobio Diagnostics Co., Ltd.
TICKER: 603658 CUSIP: Y0483B104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MIAO YONGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG YAXUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU XUEWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG ZENGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT FENG CHAOJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FU GUANGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG HE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YE ZHONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI ZHIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HAN MINGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG DING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Autobio Diagnostics Co., Ltd.
TICKER: 603658 CUSIP: Y0483B104
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF PAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2.19: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Autobio Diagnostics Co., Ltd.
TICKER: 603658 CUSIP: Y0483B104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS DATED DECEMBER 31, 2018
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE OF COMPANY'S LEGAL ISSUER YES FOR FOR
REPRESENTATIVE AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Autobio Diagnostics Co., Ltd.
TICKER: 603658 CUSIP: Y0483B104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BUSINESS TRANSFER WITH SECONDARY ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Autohome, Inc.
TICKER: ATHM CUSIP: 05278C107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONG LIU ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR TIANRUO PU ISSUER YES FOR FOR
ISSUER: Avanti Feeds Limited
TICKER: 512573 CUSIP: Y0485G150
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT N. RAM PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT BUNLUESAK SORAJJAKIT AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Avanti Feeds Ltd.
TICKER: 512573 CUSIP: Y0485G150
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOLLOJU VASANTH KUMAR TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE ALEVOOR VEDAVYAS ACHAR TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Avary Holding (Shenzhen) Co., Ltd.
TICKER: 002938 CUSIP: Y0R9JY100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Aveng Ltd.
TICKER: AEG CUSIP: S0805F129
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIFIC ISSUE OF SHARES TO ISSUER YES FOR FOR
CORONATION
PROPOSAL #2: APPROVE SPECIFIC ISSUE OF SHARES TO ISSUER YES FOR FOR
ALLAN GRAY
PROPOSAL #3: APPROVE SPECIFIC ISSUE OF SHARES TO ISSUER YES FOR FOR
OTHER BONDHOLDERS
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Avenue Supermarts Ltd.
TICKER: 540376 CUSIP: Y04895101
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RAMAKANT BAHETI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE S R B C & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ELVIN MACHADO AS WHOLE-TIME DIRECTOR
PROPOSAL #6: ELECT KALPANA UNADKAT AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Avenue Supermarts Ltd.
TICKER: 540376 CUSIP: Y04895101
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT RAMESH DAMANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAMAKANT BAHETI AS WHOLE-TIME DIRECTOR
PROPOSAL #3: APPROVE LOANS, GUARANTEES, SECURITIES TO ISSUER YES FOR FOR
AVENUE E-COMMERCE LIMITED
ISSUER: AVI Ltd.
TICKER: AVI CUSIP: S0808A101
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: APPOINT ERNST & YOUNG INC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #3: RE-ELECT ADRIAAN NUHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MICHAEL BOSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ABE THEBYANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MICHAEL BOSMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT NEO DONGWANA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT JAMES HERSOV AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: APPROVE FEES PAYABLE TO THE CURRENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS, EXCLUDING THE CHAIRMAN OF THE
BOARD AND THE FOREIGN NON-EXECUTIVE DIRECTOR, ADRIAAN
NUHN
PROPOSAL #10: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #11: APPROVE FEES PAYABLE TO THE FOREIGN ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR, ADRIAAN NUHN
PROPOSAL #12: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #13: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #14: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #15: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #16: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #17: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #18: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #19: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #20: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #21: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
ISSUER: AVIC Aircraft Co. Ltd.
TICKER: 768 CUSIP: Y9723E109
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION OF CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE 2019 ESTIMATED DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: AVIC Aircraft Co. Ltd.
TICKER: 000768 CUSIP: Y9723E109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE FINANCIAL SERVICES AGREEMENT SHAREHOLDER YES FOR FOR
WITH AVIC FINANCE CO., LTD.
ISSUER: AVIC Aircraft Co., Ltd.
TICKER: 000768 CUSIP: Y9723E109
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MENG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: AVIC Aviation High-Technology Co., Ltd.
TICKER: 600862 CUSIP: Y6203E104
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG DI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Avic Aviation High-Technology Co., Ltd.
TICKER: 600862 CUSIP: Y6203E104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: ELECT LI JUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE PUBLIC LISTING FOR EQUITY ISSUER YES FOR FOR
TRANSFER
ISSUER: AVIC Capital Co., Ltd.
TICKER: 600705 CUSIP: Y07709101
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE CAPITAL ISSUER YES FOR FOR
INJECTION AND SHARE EXPANSION BY THE WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #2: APPROVE SUBSCRIPTION OF PRIVATE ISSUER YES FOR FOR
PLACEMENT OF SHARES TO AVIC HEAVY MACHINERY CO., LTD.
ISSUER: AVIC Capital Co., Ltd.
TICKER: 600705 CUSIP: Y07709101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY BY INTRODUCTION TO STRATEGIC
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE PLAN
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #7: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF SHORT-TERM
FINANCING BILLS
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF CORPORATE
PROPOSAL #12: APPROVE PARTICIPATION IN INTEGRATION ISSUER YES FOR FOR
PROJECTS
ISSUER: AVIC Capital Co., Ltd.
TICKER: 600705 CUSIP: Y07709101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN A WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2.1: ELECT LU DAEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAO HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHENG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LI JUWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU GUANGYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT ZHANG XINGSHUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.1: ELECT YIN XINGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XUN QIXIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WANG JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HU CHUANGJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT WANG XINHAI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: AVIC Capital Co., Ltd.
TICKER: 600705 CUSIP: Y07709101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #10: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ANNUAL BOARD FUNDING AND BOARD ISSUER YES AGAINST AGAINST
BUDGET
PROPOSAL #13: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
SITUATION
PROPOSAL #14: APPROVE 2019 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE USE OF IDLE FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE TO AVIC ISSUER YES FOR FOR
EMERGING INDUSTRY INVESTMENT CO., LTD., ANDAVIC
AVIATION INDUSTRY INVESTMENT CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE TO AVIC ISSUER YES AGAINST AGAINST
CAPITAL INTERNATIONAL HOLDINGS LIMITED, AVIC CAPITAL
INVESTMENT MANAGEMENT (SHENZHEN) CO., LTD.
PROPOSAL #18: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SPECIAL PROJECT COMPANY BY CONTROLLED SUBSIDIARY
PROPOSAL #19: APPROVE PARTICIPATION IN INVESTMENT IN ISSUER YES FOR FOR
SHANGHAI TANDA RAIL VEHICLE SEAT SYSTEM CO., LTD.
PROPOSAL #20: APPROVE WAIVER OF PREEMPTIVE RIGHTS ISSUER YES FOR FOR
ISSUER: AVIC Capital Co., Ltd.
TICKER: 600705 CUSIP: Y07709101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARIES
ISSUER: AVIC Electromechanical Systems Co., Ltd.
TICKER: 002013 CUSIP: Y37456111
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG KUNHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JI RUIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG JIANGANG AS AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CHEN YUANMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU CHUNHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YU FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WU XINGQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT WANG XUEBAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: AVIC Electromechanical Systems Co., Ltd.
TICKER: 2013 CUSIP: Y37456111
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON EQUITY ENTRUSTMENT ISSUER YES FOR FOR
AGREEMENT
ISSUER: AVIC Electromechanical Systems Co., Ltd.
TICKER: 2013 CUSIP: Y37456111
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SHARE REPURCHASE PRICING RANGE ISSUER YES FOR FOR
AND BASIS OF PRICING
PROPOSAL #2.4: APPROVE SHARE REPURCHASE AMOUNT AND ISSUER YES FOR FOR
SOURCE OF FUNDS
PROPOSAL #2.5: APPROVE SHARE REPURCHASE TYPE, SCALE ISSUER YES FOR FOR
AND PROPORTION TO SHARE CAPITAL
PROPOSAL #2.6: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
IMPLEMENTATION PERIOD
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: AVIC Electromechanical Systems Co., Ltd.
TICKER: 002013 CUSIP: Y37456111
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE DRAFT FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Avic Heavy Machinery Co., Ltd.
TICKER: 600765 CUSIP: Y0488B109
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU LIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG SONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Avic Heavy Machinery Co., Ltd.
TICKER: 600765 CUSIP: Y0488B109
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE DISSOLVING OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Avic Heavy Machinery Co., Ltd.
TICKER: 600765 CUSIP: Y0488B109
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING BASIS, ISSUE TYPE AND ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #2.4: APPROVE SCALE AND AMOUNT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.5: APPROVE RAISED FUNDS INVESTMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET PARTIES ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SUBSCRIPTION MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESTRICTION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.10: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SPECIFIC TARGET PARTIES
PROPOSAL #9: APPROVE WHITEWASH WAIVER ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE ADJUSTMENT OF COMPOSITION OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #16: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #17: AMEND IMPLEMENTATION MEASURES FOR ISSUER YES FOR FOR
FINANCIAL MANAGEMENT OF FOREIGN INVESTMENT
PROPOSAL #18: AMEND ECONOMIC GUARANTEE MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK
ISSUER: Avic Heavy Machinery Co., Ltd.
TICKER: 600765 CUSIP: Y0488B109
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE OPERATIONAL PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 AND 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
ISSUER: AVIC Helicopter Co., Ltd.
TICKER: 600038 CUSIP: Y2981F108
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TAO GUOFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: AVIC Helicopter Co., Ltd.
TICKER: 600038 CUSIP: Y2981F108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DUTY PERFORMANCE REPORT OF ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT CHANG HONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: AVIC International Holdings (HK) Ltd.
TICKER: 232 CUSIP: G0719V106
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: AVIC Jonhon Optronic Technology Co., Ltd.
TICKER: 002179 CUSIP: Y14228103
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: AVIC Jonhon Optronic Technology Co., Ltd.
TICKER: 002179 CUSIP: Y14228103
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIA WU AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WU YUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: AVIC Jonhon Optronic Technology Co., Ltd.
TICKER: 2179 CUSIP: Y14228103
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF ISSUER YES FOR FOR
REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.2: APPROVE MANNER OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #2.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.4: APPROVE AMOUNT OF FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS OF REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.5: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF ISSUER YES FOR FOR
REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD OF ISSUER YES FOR FOR
REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: ELECT HE YIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: AVIC Jonhon Optronic Technology Co., Ltd.
TICKER: 002179 CUSIP: Y14228103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: AVIC Shenyang Aircraft Co. Ltd.
TICKER: 600760 CUSIP: Y7683G106
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
LONG-TERM PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.3: APPROVE DURATION AND INCENTIVE METHOD ISSUER YES FOR FOR
OF THIS PLAN
PROPOSAL #1.4: APPROVE INCENTIVE PARTICIPANTS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE, SIZE AND ALLOCATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE PRINCIPLES FOR DETERMINING ISSUER YES FOR FOR
GRANT DATE, LOCK-UP PERIOD AND UNLOCKING PERIOD
PROPOSAL #1.8: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.9: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #1.11: APPROVE HANDLING OF SPECIAL CASES ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE CHANGES AND TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.13: APPROVE PRINCIPLES OF REPURCHASE AND ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #1.14: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PHASE 1 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.1: APPROVE PURPOSE OF THE PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.3: APPROVE INCENTIVE PARTICIPANTS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SOURCE, SIZE AND ALLOCATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.6: APPROVE DURATION, GRANT DATE, LOCK-UP ISSUER YES FOR FOR
PERIOD AND UNLOCKING PERIOD OF PERFORMANCE SHARES
PROPOSAL #2.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.8: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #2.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #2.10: APPROVE ACCOUNTING TREATMENT METHOD ISSUER YES FOR FOR
OF THIS PLAN AND ITS EFFECT ON PERFORMANCE
PROPOSAL #2.11: APPROVE HANDLING OF SPECIAL CASES ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE CHANGES AND TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.13: APPROVE PRINCIPLES OF REPURCHASE AND ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #2.14: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED DRAFT)
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE LONG-TERM PERFORMANCE
SHARE INCENTIVE PLAN
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE PHASE 1 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #6: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED-PARTY TRANSACTION
PROPOSAL #7.1: ELECT LI ZHANGQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT XING YIXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: AVIC Shenyang Aircraft Co. Ltd.
TICKER: 600760 CUSIP: Y7683G106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: AVIC SUNDA Holding Co., Ltd.
TICKER: 000043 CUSIP: Y8345C103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
ISSUER: AVIC SUNDA Holding Co., Ltd.
TICKER: 43 CUSIP: Y8345C103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: AVIC SUNDA Holding Co., Ltd.
TICKER: 43 CUSIP: Y8345C103
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN YINGGE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: AVIC SUNDA Holding Co., Ltd.
TICKER: 000043 CUSIP: Y8345C103
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: AVIC SUNDA Holding Co., Ltd.
TICKER: 000043 CUSIP: Y8345C103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF TERM OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE EXTENSION OF TERM OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: AVIC SUNDA Holding Company Limited
TICKER: 000043 CUSIP: Y8345C103
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF HUIDONG KANGHONG DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF GUIYANG ZHONGHANG REAL ESTATE DEVELOPMENT CO.,
ISSUER: AviChina Industry & Technology Company Limited
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE SHINEWING (HK) CPA LIMITED AND ISSUER YES FOR FOR
SHINEWING CERTIFIED PUBLIC ACCOUNTANT LLP AS
INTERNATIONAL AND DOMESTIC AUDITORS RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT LIAN DAWEI AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO APPROVE HIS SERVICE CONTRACT AND AUTHORIZE
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION
PROPOSAL #7: ELECT YAN LINGXI AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO APPROVE HIS SERVICE CONTRACT AND AUTHORIZE
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION
PROPOSAL #8: ELECT XU GANG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO APPROVE HIS SERVICE CONTRACT AND AUTHORIZE
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION
PROPOSAL #9: OTHER BUSINESS BY WAY OF ORDINARY ISSUER YES AGAINST AGAINST
RESOLUTION
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: OTHER BUSINESS BY WAY OF SPECIAL ISSUER YES AGAINST AGAINST
RESOLUTION
ISSUER: Axiata Group Berhad
TICKER: 6888 CUSIP: Y0488A101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GHAZZALI SHEIKH ABDUL KHALID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT JAMALUDIN IBRAHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MOHD IZZADDIN IDRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LISA LIM POH LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KHOO GAIK BEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES AND BENEFITS BY ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #7: APPROVE DIRECTORS' FEES AND BENEFITS BY ISSUER YES FOR FOR
THE SUBSIDIARIES
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE GHAZZALI SHEIKH ABDUL KHALID TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE DAVID LAU NAI PEK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DIVIDEND REINVESTMENT SCHEME
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Axis Bank Ltd.
TICKER: 532215 CUSIP: Y0487S137
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GIRISH PARANJPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT AMITABH CHAUDHRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
AMITABH CHAUDHRY AS MANAGING DIRECTOR & CEO
PROPOSAL #4: REELECT SAMIR K. BARUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT SOM MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ROHIT BHAGAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EMPLOYEE STOCK ISSUER YES FOR FOR
OPTIONS TO ELIGIBLE EMPLOYEES/WHOLE-TIME DIRECTORS OF
THE BANK UNDER THE EMPLOYEE STOCK OPTION SCHEME
PROPOSAL #8: APPROVE ISSUANCE OF EMPLOYEE STOCK ISSUER YES FOR FOR
OPTIONS TO ELIGIBLE EMPLOYEES/WHOLE-TIME DIRECTORS OF
SUBSIDIARY COMPANIES OF THE BANK
ISSUER: Ayala Corp.
TICKER: AC CUSIP: Y0486V115
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS
PROPOSAL #4: APPROVE AMENDMENT TO THE SECOND ARTICLE ISSUER YES FOR FOR
OF THE ARTICLES OF INCORPORATION TO EXPRESSLY INCLUDE
IN THE PRIMARY PURPOSE THE POWER TO ACT AS GUARANTOR
OR SURETY FOR THE LOANS AND OBLIGATIONS OF ITS
AFFILIATES OR ASSOCIATES
PROPOSAL #5.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT KEIICHI MATSUNAGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT RAMON R. DEL ROSARIO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR AND FIX ITS REMUNERATION
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Ayala Land, Inc.
TICKER: ALI CUSIP: Y0488F100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS
PROPOSAL #4.1: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT BERNARD VINCENT O. DY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ANTONINO T. AQUINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ARTURO G. CORPUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT JAIME C. LAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT RIZALINA G. MANTARING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT CESAR V. PURISIMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND FIXING OF ITS REMUNERATION
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Aygaz AS
TICKER: AYGAZ CUSIP: M1548S101
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Azul SA
TICKER: AZUL4 CUSIP: P0R0AQ105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #3: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: B.Grimm Power Public Co. Ltd.
TICKER: BGRIM CUSIP: Y0882K127
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE COMPANY'S PERFORMANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT HARALD LINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ANCHALEE CHAVANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SURACHAI SAIBUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS CO., ISSUER YES FOR FOR
LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CELSO ALVES FERREIRA LOURO AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JORGE FELIPE LEMANN AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MIGUEL GOMES PEREIRA SARMIENTO GUTIERREZ AS
DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANNA CHRISTINA RAMOS SAICALI AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIZ CARLOS DI SESSA FILIPPETTI AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MAURO MURATORIO NOT AS DIRECTOR
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PAULO ANTUNES VERAS AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: CORPORATE GOVERNANCE ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: B3 SA-Brasil, Bolsa, Balcao
TICKER: B3SA3 CUSIP: ADPV40583
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #2: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 76 ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLE 79 ISSUER NO N/A N/A
PROPOSAL #6: AMEND ARTICLES RE: TERMINOLOGY AND ISSUER NO N/A N/A
RENUMBERING OF ARTICLES
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #8: AMEND RESTRICTED STOCK PLAN ISSUER NO N/A N/A
ISSUER: B3 SA-Brasil, Bolsa, Balcao
TICKER: B3SA3 CUSIP: ADPV40583
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 11 ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANA CARLA ABRAO COSTA AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO CARLOS QUINTELLA AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CASSIANO RICARDO SCARPELLI AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIA FARKOUH PRADO AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDGAR DA SILVA RAMOS AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO MAZZILLI DE VASSIMON AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLORIAN BARTUNEK AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME AFFONSO FERREIRA AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE DE MENEZES BERENGUER NETO AS DIRECTOR
PROPOSAL #8.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE LUCAS FERREIRA DE MELO AS DIRECTOR
PROPOSAL #8.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE ROBERTO MACHADO FILHO AS DIRECTOR
PROPOSAL #9: RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #14: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #15: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: B3 SA-Brasil, Bolsa, Balcao
TICKER: B3SA3 CUSIP: ADPV40583
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 76 ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND ARTICLE 79 ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES RE: TERMINOLOGY AND ISSUER YES FOR FOR
RENUMBERING OF ARTICLES
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: BAIC BluePark New Energy Technology Co., Ltd.
TICKER: 600733 CUSIP: Y1306F108
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO THE ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: BAIC BluePark New Energy Technology Co., Ltd.
TICKER: 600733 CUSIP: Y1306F108
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: APPROVE MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #5: APPROVE MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #7: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING BILLS BY SUBSIDIARY
PROPOSAL #8.1: ELECT XU HEYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT ZHENG GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT YAN XIAOLEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT FENG HAOCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT ZHOU LIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT LENG YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT OUYANG MINGGAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT FANG JIANYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT YANG SHI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: ELECT LIN LEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT XIAO XIAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT YIN WEIJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT WU YUFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT FU JINBAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: BAIC BluePark New Energy Technology Co., Ltd.
TICKER: 600733 CUSIP: Y1306F108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
BANK STRUCTURAL DEPOSITS
ISSUER: BAIC Motor Corp. Ltd.
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: ELECT MENG MENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: BAIC Motor Corporation Limited
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFITS DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDENDS DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: APPROVE PURCHASE OF PRODUCTS BETWEEN ISSUER YES FOR FOR
THE GROUP AND BEIJING AUTOMOTIVE GROUP CO., LTD. AND
ITS ASSOCIATES UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #6.2: APPROVE PURCHASE OF SERVICES ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND BEIJING AUTOMOTIVE
GROUP CO., LTD. AND ITS ASSOCIATES UNDER THE
PRODUCTS AND SERVICES PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #6.3: APPROVE SALE OF PRODUCTS BETWEEN THE ISSUER YES FOR FOR
GROUP AND BEIJING AUTOMOTIVE GROUP CO., LTD. AND ITS
ASSOCIATES UNDER THE PROVISION OF PRODUCTS AND
SERVICES FRAMEWORK AGREEMENT
PROPOSAL #6.4: APPROVE DEPOSIT TRANSACTIONS BETWEEN ISSUER YES FOR FOR
THE GROUP AND BAIC GROUP FINANCE CO., LTD. UNDER THE
FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #7: ELECT JIN WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR BAIC ISSUER YES FOR FOR
AUTOMOBILE SA PROPRIETARY LIMITED
PROPOSAL #9: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
ISSUE DEBT FINANCING INSTRUMENTS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: ELECT HARALD EMIL WILHELM AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: BAIC Motor Corporation Limited
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Baida Group Co., Ltd.
TICKER: 600865 CUSIP: Y3041S106
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Baida Group Co., Ltd.
TICKER: 600865 CUSIP: Y3041S106
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE AUTHORIZATION TO MANAGEMENT TO ISSUER YES FOR FOR
DISPOSE BANK OF HANGZHOU SHARES
ISSUER: Baiyin Nonferrous Metal (Group) Co. Ltd.
TICKER: 601212 CUSIP: Y8077W103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH BAIYIN NONFERROUS INDUSTRY GROUP CO., LTD.
PROPOSAL #10.2: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CITIC GUOAN GROUP CO., LTD. AND CHINA CITIC
GROUP CO., LTD.
PROPOSAL #10.3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH GANSU PROVINCIAL STATE-OWNED INVESTMENT GROUP
CO., LTD. AND GANSU XINYE ASSET MANAGEMENT CO., LTD.
PROPOSAL #10.4: APPROVE OTHER RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE PERPETUAL MEDIUM-TERM NOTES ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16.1: ELECT XU QI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT WANG LEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Bajaj Auto Ltd.
TICKER: BAJAJ-AUTO CUSIP: Y05490100
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NIRAJ BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MANISH KEJRIWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
S R B C & CO LLP, CHARTERED ACCOUNTANTS AS AUDITORS
PROPOSAL #6: ELECT ANAMI ROY AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Bajaj Auto Ltd.
TICKER: 532977 CUSIP: Y05490100
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BAJAJ AUTO EMPLOYEE STOCK OPTION ISSUER YES FOR FOR
SCHEME 2019
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
EMPLOYEES OF HOLDING AND SUBSIDIARY COMPANY(IES)
PROPOSAL #3: APPROVE TRUST ROUTE FOR IMPLEMENTATION ISSUER YES FOR FOR
OF BAJAJ AUTO EMPLOYEE STOCK OPTION SCHEME 2019
ISSUER: Bajaj Corp Ltd.
TICKER: 533229 CUSIP: Y05495117
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT VASAVADATTA BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SIDHARTH N. JAIN & CO., ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BAJAJ CORP EMPLOYEE RESTRICTED ISSUER YES AGAINST AGAINST
STOCK UNIT PLAN 2018
PROPOSAL #6: APPROVE INCREASE IN REMUNERATION OF ISSUER YES AGAINST AGAINST
SUMIT MALHOTRA AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
ISSUER: Bajaj Corp. Ltd.
TICKER: 533229 CUSIP: Y05495117
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION TO REFLECT CHANGE IN
COMPANY NAME
PROPOSAL #2: REELECT ADITYA VIKRAM SOMANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT DILIP CHERIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT GAURAV DALMIA AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y0547D112
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJEEV JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF S R B C & CO LLP, CHARTERED ACCOUNTANTS AS
AUDITORS OF THE COMPANY
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y0547D112
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
ISSUER: Bajaj Finserv Ltd.
TICKER: BAJAJFINSV CUSIP: Y0548X109
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJIV BAJAJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NAUSHAD FORBES AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE BAJAJ FINSERV LTD. EMPLOYEE ISSUER YES FOR FOR
STOCK OPTION SCHEME AND GRANT OF OPTIONS TO THE
EMPLOYEES OF THE COMPANY UNDER THE SCHEME
PROPOSAL #8: APPROVE EXTENSION OF THE BENEFITS OF ISSUER YES FOR FOR
BAJAJ FINSERV LTD. EMPLOYEE STOCK OPTION SCHEME TO
EMPLOYEES OF HOLDING OR SUBSIDIARY COMPANIES
PROPOSAL #9: APPROVE ACQUISITION OF SECONDARY SHARES ISSUER YES FOR FOR
THROUGH A TRUST FOR THE IMPLEMENTATION OF BAJAJ
FINSERV LTD. EMPLOYEE STOCK OPTION SCHEME
ISSUER: Bajaj Hindusthan Sugar Limited
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 8/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF EQUITY SHARES HELD BY ISSUER YES FOR FOR
THE COMPANY IN LALITPUR POWER GENERATION COMPANY
LIMITED TO BAJAJ ENERGY LIMITED PURSUANT TO SECTION
PROPOSAL #2: APPROVE SALE OF EQUITY SHARES HELD BY ISSUER YES FOR FOR
THE COMPANY IN LALITPUR POWER GENERATION COMPANY
LIMITED TO BAJAJ ENERGY LIMITED PURSUANT TO SECTION
ISSUER: Bajaj Hindusthan Sugar Ltd.
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT KUSHAGRA BAJAJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT RAJEEVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Bajaj Hindusthan Sugar Ltd.
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 3/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT M. L. APTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT D.K. SHUKLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT ALOK KRISHNA AGARWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Bajaj Holdings & Investment Ltd.
TICKER: 500490 CUSIP: Y0546X143
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAHUL BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NAUSHAD FORBES AS INDEPENDENT DIRECTOR
ISSUER: Balkrishna Industries Ltd.
TICKER: 502355 CUSIP: Y05506129
MEETING DATE: 7/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT VIPUL SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PANNKAJ GHADIALI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Balkrishna Industries Ltd.
TICKER: 502355 CUSIP: Y05506129
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJIV PODDAR AS JOINT MANAGING DIRECTOR
ISSUER: Balrampur Chini Mills Ltd.
TICKER: 500038 CUSIP: Y0548Y149
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT NARESH DAYAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE LODHA & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATIONAND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Balrampur Chini Mills Ltd.
TICKER: 500038 CUSIP: Y0548Y149
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT RABI NARAYAN DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT DINESH KUMAR MITTAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT KRISHNAVA DUTT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT NOVEL SINGHAL LAVASA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SAKTI PRASAD GHOSH TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Banco Bradesco SA
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #5.1: ELECT JOAO CARLOS DE OLIVEIRA AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND JOAO SABINO AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.2: ELECT IVANYRA MAURA DE MEDEIROS CORREA SHAREHOLDER NO N/A N/A
AS FISCAL COUNCIL MEMBER AND CEZAR MANOEL DE
MEDEIROS AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Banco Bradesco SA
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER NO N/A N/A
BONUS ISSUE AND AMEND ARTICLE 6 ACCORDINGLY
PROPOSAL #2: AMEND ARTICLE 9 ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 21 ISSUER NO N/A N/A
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Banco Bradesco SA
TICKER: BBDC4 CUSIP: P1808G117
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND JOAO BATISTELA BIAZON AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.2: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER NO N/A N/A
AS FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
ISSUER: Banco Bradesco SA
TICKER: BBDC4 CUSIP: P1808G117
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND JOAO BATISTELA BIAZON AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #3.2: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
ISSUER: Banco BTG Pactual SA
TICKER: BPAC5 CUSIP: ADPV39929
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF MEETING SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM ACAL AUDITORES INDEPENDENTES ISSUER YES FOR FOR
S/S. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGREEMENT FOR THE ABSORPTION OF ISSUER YES FOR FOR
BTG PACTUAL ABSOLUTE RETURN LIMITED BY BANCO BTG
PACTUAL S.A. - CAYMAN ISLANDS BRANCH
PROPOSAL #5: APPROVE ABSORPTION PLAN OF BTG PACTUAL ISSUER YES FOR FOR
ABSOLUTE RETURN LIMITED BY BANCO BTG PACTUAL S.A. -
CAYMAN ISLANDS BRANCH
PROPOSAL #6: APPROVE ABSORPTION OF BTG PACTUAL ISSUER YES FOR FOR
ABSOLUTE RETURN LIMITED BY BANCO BTG PACTUAL S.A. -
CAYMAN ISLANDS BRANCH
PROPOSAL #7: APPOINT INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AGREEMENT FOR THE ABSORPTION OF ISSUER YES FOR FOR
BTG PACTUAL OVERSEAS CORPORATION BY BANCO BTG PACTUAL
S.A. - CAYMAN ISLANDS BRANCH
PROPOSAL #10: APPROVE ABSORPTION PLAN OF BTG PACTUAL ISSUER YES FOR FOR
OVERSEAS CORPORATION BY BANCO BTG PACTUAL S.A. -
CAYMAN ISLANDS BRANCH
PROPOSAL #11: APPROVE ABSORPTION OF BTG PACTUAL ISSUER YES FOR FOR
OVERSEAS CORPORATION BY BANCO BTG PACTUAL S.A. -
CAYMAN ISLANDS BRANCH
PROPOSAL #12: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: AMEND ARTICLE 27 RE: REMUNERATION ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #15: CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
ISSUER: Banco BTG Pactual SA
TICKER: BPAC5 CUSIP: ADPV39929
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4.1: ELECT NELSON AZEVEDO JOBIM AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT JOHN HUW GWILI JENKINS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT ROBERTO BALLS SALLOUTI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.4: ELECT CLAUDIO EUGENIO STILLER GALEAZZI ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #4.5: ELECT MARK CLIFFORD MALETZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT GUILLERMO ORTIZ MARTINEZ AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.7: ELECT EDUARDO HENRIQUE DE MELLO MOTTA ISSUER NO N/A N/A
LOYO AS DIRECTOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NELSON AZEVEDO JOBIM AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOHN HUW GWILI JENKINS AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO BALLS SALLOUTI AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO EUGENIO STILLER GALEAZZI AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARK CLIFFORD MALETZ AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILLERMO ORTIZ MARTINEZ AS DIRECTOR
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO HENRIQUE DE MELLO MOTTA LOYO AS
PROPOSAL #7: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
ISSUER: Banco BTG Pactual SA
TICKER: BPAC5 CUSIP: ADPV39929
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING OF COMPANY SHARES IN ISSUER YES FOR FOR
NIVEL 2 LISTING SEGMENT OF THE SAO PAULO STOCK
PROPOSAL #2: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Banco de Chile SA
TICKER: CHILE CUSIP: P0939W108
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 3.53 PER SHARE
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS AND AUDIT COMMITTEE
PROPOSAL #f: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #h: PRESENT DIRECTORS AND AUDIT COMMITTEE'S ISSUER YES FOR FOR
REPORT
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION APPROVED BY EGM ON MARCH 27, 2018 TO
INCREASE CAPITAL
PROPOSAL #2: AUTHORIZE INCREASE IN CAPITAL IN THE ISSUER YES FOR FOR
AMOUNT OF CLP 430 BILLION VIA SHARE ISSUANCE
PROPOSAL #3: AUTHORIZE BOARD TO REGISTER SHARES ISSUER YES FOR FOR
REPRESENTING CAPITAL INCREASE; FIX PRICE AND PLACING
CONDITIONS OF SHARES; ADOPT NECESSARY AGREEMENTS TO
IMPLEMENT APPROVED RESOLUTIONS
PROPOSAL #4: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #5: ADOPT NECESSARY AGREEMENTS TO LEGALIZE ISSUER YES AGAINST AGAINST
AND EXECUTE AMENDMENTS TO ARTICLES APPROVED BY THIS
GENERAL MEETING
ISSUER: Banco de Credito e Inversiones SA
TICKER: BCI CUSIP: P32133111
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1,000 PER SHARE
PROPOSAL #c: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND THEIR ADVISERS
PROPOSAL #f: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #h: RECEIVE 2018 REPORT ON PERFORMANCE, ISSUER YES FOR FOR
MANAGEMENT AND COSTS FROM DIRECTORS' COMMITTEE
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #k: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Banco de Credito e Inversiones SA
TICKER: BCI CUSIP: P32133111
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: RECOGNIZE OBTAINED AMOUNT IN PLACING OF ISSUER YES FOR FOR
9.66 MILLION SHARES IN CONNECTION WITH CAPITAL
INCREASE APPROVED ON JULY 2018 BY CLP 28.73 BILLION
PROPOSAL #b.1: AUTHORIZE CAPITALIZATION OF CLP 259.9 ISSUER YES FOR FOR
BILLION VIA BONUS STOCK ISSUANCE
PROPOSAL #b.2: AUTHORIZE CAPITALIZATION OF CLP 15,959 ISSUER YES FOR FOR
WITHOUT BONUS STOCK ISSUANCE
PROPOSAL #c: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #d: ADOPT NECESSARY AGREEMENTS TO LEGALIZE ISSUER YES AGAINST AGAINST
AND EXECUTE AMENDMENTS TO ARTICLES APPROVED BY THIS
GENERAL MEETING
ISSUER: Banco del Bajio SA
TICKER: BBAJIOO CUSIP: P1R2ZN117
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #1.2: APPROVE BOARD'S OPINION ON CEO'S ISSUER YES FOR FOR
REPORT
PROPOSAL #1.3: APPROVE AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE COMMISSIONER'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING CRITERIA FOLLOWED IN PREPARATION OF
FINANCIAL INFORMATION
PROPOSAL #1.6: APPROVE REPORT ON OPERATIONS AND ISSUER YES FOR FOR
ACTIVITIES UNDERTAKEN BY BOARD
PROPOSAL #2: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
FOR FY 2019; APPROVE BOARD'S REPORT ON SHARE
REPURCHASE FOR FY 2018
PROPOSAL #6.1a: ELECT SALVADOR ONATE ASCENCIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1b: ELECT GERARDO PLASCENCIA REYES AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #6.1c: ELECT HECTOR ARMANDO MARTINEZ ISSUER YES FOR FOR
MARTINEZ AS DIRECTOR
PROPOSAL #6.1d: ELECT ALEJANDRO MARTINEZ MARTINEZ AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #6.1e: ELECT ROLANDO UZIEL CANDIOTTI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1f: ELECT CARLOS MINVIELLE LAGOS AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #6.1g: ELECT SALVADOR ONATE BARRON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1h: ELECT JAVIER MARINA TANDA AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #6.1i: ELECT CARLOS DE LA CERDA SERRANO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: ELECT FABIAN FEDERICO URIBE FERNANDEZ ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
PROPOSAL #6.1k: ELECT BARBARA JEAN MAIR ROWBERRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1l: ELECT JORGE ARTURO MARTINEZ GONZALEZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6.1m: ELECT JOSE OLIVERES VIDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1n: ELECT GABRIEL RAMIREZ FERNANDEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1o: ELECT FERNANDO DE OVANDO PACHECO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1p: ELECT DAN OSTROSKY SHEJET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1q: ELECT ALFREDO EMILIO COLIN BABIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1r: ELECT RAMON SANTOYO VAZQUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1s: ELECT CARLOS RAUL SUAREZ SANCHEZ AS ISSUER YES FOR FOR
HONORARY DIRECTOR
PROPOSAL #6.1t: ELECT GENARO CARLOS LEAL MARTINEZ AS ISSUER YES FOR FOR
HONORARY DIRECTOR
PROPOSAL #6.1u: ELECT BENJAMIN ZERMENO PADILLA AS ISSUER YES FOR FOR
HONORARY DIRECTOR
PROPOSAL #6.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1a: ELECT SALVADOR ONATE ASCENCIO AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #7.1b: ELECT BLANCA VERONICA CASILLAS ISSUER YES FOR FOR
PLACENCIA AS SECRETARY (WITHOUT BEING A MEMBER) OF
BOARD
PROPOSAL #7.1c: ELECT EDUARDO GOMEZ NAVARRO AS ISSUER YES FOR FOR
COMMISSIONER
PROPOSAL #7.1d: ELECT ARTURO RABAGO FONSECA AS ISSUER YES FOR FOR
ALTERNATE COMMISSIONER
PROPOSAL #8: RATIFY GABRIEL RAMIREZ FERNANDEZ AS ISSUER YES FOR FOR
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #9: AUTHORIZE JOAQUIN DAVID DOMINGUEZ CUENCA ISSUER YES FOR FOR
AND/OR BLANCA VERONICA CASILLAS PLACENCIA TO RATIFY
AND EXECUTE APPROVED RESOLUTIONS
ISSUER: Banco do Brasil SA
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
ISSUER: Banco do Brasil SA
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3.1: ELECT LUIZ FERNANDO FIGUEIREDO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT GUILHERME HORN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT WALDERY RODRIGUES JUNIOR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT MARCELO SERFATY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT RUBEM DE FREITAS NOVAES AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.6: ELECT DEBORA CRISTINA FONSECA AS ISSUER NO N/A N/A
DIRECTOR APPOINTED BY THE EMPLOYEES
PROPOSAL #3.7: ELECT PAULO ROBERTO EVANGELISTA DE SHAREHOLDER NO N/A N/A
LIMA AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIZ FERNANDO FIGUEIREDO AS DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME HORN AS DIRECTOR
PROPOSAL #5.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WALDERY RODRIGUES JUNIOR AS DIRECTOR
PROPOSAL #5.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO SERFATY AS DIRECTOR
PROPOSAL #5.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUBEM DE FREITAS NOVAES AS DIRECTOR
PROPOSAL #5.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DEBORA CRISTINA FONSECA AS DIRECTOR APPOINTED
BY THE EMPLOYEES
PROPOSAL #5.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO ROBERTO EVANGELISTA DE LIMA AS DIRECTOR
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8.1: ELECT RAFAEL CAVALCANTI DE ARAUJO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND MARCIA FERNANDA DE OLIVEIRA
TAPAJOS AS ALTERNATE
PROPOSAL #8.2: ELECT PHELIPPE TOLEDO PIRES DE ISSUER NO N/A N/A
OLIVEIRA AS FISCAL COUNCIL MEMBER AND IEDA APARECIDA
DE MOURA ARAUJO AS ALTERNATE
PROPOSAL #8.3: ELECT ALDO CESAR MARTINS BRAIDO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND RESPECTIVE ALTERNATE
PROPOSAL #8.4: ELECT ALOISIO MACARIO FERREIRA DE SHAREHOLDER NO N/A N/A
SOUZA AS FISCAL COUNCIL MEMBER AND ROBERT JUENEMANN
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #9: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBERS
ISSUER: Banco do Estado do Rio Grande do Sul SA
TICKER: BRSR6 CUSIP: P12553247
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ADRIANO CIVES SEABRA AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #3: ELECT MASSAO FABIO OYA AS FISCAL COUNCIL SHAREHOLDER NO N/A N/A
MEMBER AND MARIA ELVIRA LOPES GIMENEZ AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Banco Inter SA
TICKER: BIDI4 CUSIP: P1S6FG106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Banco Santander (Brasil) SA
TICKER: SANB11 CUSIP: 05967A107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #4a: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4b: IN CASE THERE IS ANY CHANGE TO THE ISSUER YES AGAINST N/A
BOARD SLATE COMPOSITION, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #1: AMEND ARTICLES 21 AND 24 ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Banco Santander (Brasil) SA
TICKER: SANB11 CUSIP: P1505Z160
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALVARO ANTONIO CARDOSO DE SOUZA AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SERGIO AGAPITO LIRES RIAL AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CELSO CLEMENTE GIACOMETTI AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CONRADO ENGEL AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DEBORAH PATRICIA WRIGHT AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DEBORAH STERN VIEITAS AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE ANTONIO ALVAREZ ALVAREZ AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE DE PAIVA FERREIRA AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE MARIA NUS BADIA AS DIRECTOR
PROPOSAL #8.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARILIA ARTIMONTE ROCCA AS DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Banco Santander (Brasil) SA
TICKER: SANB11 CUSIP: P1505Z160
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 21 AND 24 ISSUER NO N/A N/A
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Banco Santander (Mexico) SA Institucion de Banca Multiple
TICKER: BSMXB CUSIP: ADPV40212
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF SUBORDINATED ISSUER YES AGAINST AGAINST
DEBENTURES
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Banco Santander (Mexico) SA Institucion de Banca Multiple
TICKER: BSMXB CUSIP: P1507S164
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT RESIGNATION OF ENRIQUE KRAUZE ISSUER YES FOR FOR
KLEINBORT AS ALTERNATE DIRECTOR REPRESENTING SERIES B
SHAREHOLDERS
PROPOSAL #1.2: ELECT ROGELIO ZAMBRANO LOZANO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #1.3: RATIFY OTHER DIRECTORS REPRESENTING ISSUER YES FOR FOR
SERIES B SHAREHOLDERS
PROPOSAL #2: AUTHORIZE MARCOS ALEJANDRO MARTINEZ ISSUER YES FOR FOR
GAVICA, HECTOR BLAS GRISI CHECA, FERNANDO BORJA
MUJICA AND ROCIO ERIKA BULHOSEN ARACIL TO RATIFY AND
EXECUTE APPROVED RESOLUTIONS
ISSUER: Banco Santander (Mexico) SA Institucion de Banca Multiple
TICKER: BSMXB CUSIP: P1507S164
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Banco Santander (Mexico) SA, Institucion de Banca Multiple, Grupo
TICKER: BSMX B CUSIP: ADPV40212
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MARIA DE LOURDES MELGAR PALACIOS ISSUER YES FOR FOR
AS DIRECTOR; ELECT SILVIA ELENA GIORGULI SAUCEDO AS
ALTERNATE DIRECTOR REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #1.2: ELECT ANTONIO PURON MIER Y TERAN AS ISSUER YES FOR FOR
DIRECTOR; ELECT JESUS FEDERICO REYES HEROLES GONZALEZ
GARZA AS ALTERNATE DIRECTOR
PROPOSAL #2: AUTHORIZE MARCOS ALEJANDRO MARTINEZ ISSUER YES FOR FOR
GAVICA, HECTOR BLAS GRISI CHECA, FERNANDO BORJA
MUJICA AND ROCIO ERIKA BULHOSEN ARACIL TO RATIFY AND
EXECUTE APPROVED RESOLUTIONS
ISSUER: Banco Santander Chile SA
TICKER: BSANTANDER CUSIP: 05965X109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.88 PER SHARE
PROPOSAL #3: RATIFY RODRIGO VERGARA AND RODRIGO ISSUER YES FOR FOR
ECHENIQUE GORDILLO AS DIRECTORS; RATIFY OSCAR VON
CHRISMAR CARVAJAL AS ALTERNATE DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
CONSULTORES, AUDITORES Y COMPANIA LIMITADA AS
PROPOSAL #6: DESIGNATE FITCH AND ICR AS RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
ISSUER: Banco Santander Chile SA
TICKER: BSANTANDER CUSIP: P1506A107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.88 PER SHARE
PROPOSAL #3: RATIFY RODRIGO VERGARA AND RODRIGO ISSUER YES FOR FOR
ECHENIQUE GORDILLO AS DIRECTORS; RATIFY OSCAR VON
CHRISMAR CARVAJAL AS ALTERNATE DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
CONSULTORES, AUDITORES Y COMPANIA LIMITADA AS
PROPOSAL #6: DESIGNATE FITCH AND ICR AS RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
ISSUER: Banco Santander Mexico SA Institucion de Banca Multiple
TICKER: BSMXB CUSIP: P1507S164
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE
PROPOSAL #3: RECEIVE EXECUTIVE CHAIRMAN AND CEO'S ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: RECEIVE REPORT ON BOARD'S OPINION ON ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN AND CEO'S REPORTS
PROPOSAL #5: RECEIVE BOARD'S REPORT ON PRINCIPAL ISSUER YES FOR FOR
POLICIES AND ACCOUNTING AND INFORMATION CRITERIA
PROPOSAL #6: RECEIVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #7: RECEIVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #8: RECEIVE REPORT ON ACTIVITIES OF AUDIT, ISSUER YES FOR FOR
CORPORATE PRACTICES, NOMINATIONS AND COMPENSATIONS
COMMITTEES
PROPOSAL #9: ELECT AND RATIFY DIRECTORS AND THEIR ISSUER YES FOR FOR
ALTERNATES REPRESENTATIVES OF SERIES F AND B
SHAREHOLDERS; FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Banco Santander Mexico SA Institucion de Banca Multiple
TICKER: BSMXB CUSIP: P1507S164
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Bancolombia SA
TICKER: BCOLOMBIA CUSIP: P1329P141
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD AND CHAIRMAN REPORTS ISSUER YES FOR FOR
PROPOSAL #5: PRESENT CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #6: PRESENT AUDIT COMMITTEE'S REPORT ISSUER YES FOR FOR
PROPOSAL #7: PRESENT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #8: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: ELECT FINANCIAL CONSUMER REPRESENTATIVE ISSUER YES FOR FOR
FOR 2019-2021
ISSUER: Bandhan Bank Limited
TICKER: 541153 CUSIP: Y0567Q100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HOLGER DIRK MICHAELIS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ALLAMRAJU SUBRAMANYA RAMASASTRI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ANUP KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SANTANU MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ANUP KUMAR SINHA AS NON-EXECUTIVE (PART TIME)
PROPOSAL #9: REELECT THEKEDATHUMADAM SUBRAMANI RAJI ISSUER YES FOR FOR
GAIN AS DIRECTOR
PROPOSAL #10: AMEND BANDHAN BANK EMPLOYEE STOCK ISSUER YES FOR FOR
OPTION PLAN SERIES 1
PROPOSAL #11: INCREASE NUMBER OF STOCK OPTIONS UNDER ISSUER YES FOR FOR
BANDHAN BANK EMPLOYEE STOCK OPTION PLAN SERIES 1
PROPOSAL #12: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VASKAR GHOSH TO HOLD OFFICE OR PLACE OF PROFIT IN
THE COMPANY AS DEPUTY VICE PRESIDENT
ISSUER: Bangchak Corp. Public Co. Ltd.
TICKER: BCP CUSIP: Y0559Y103
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SURIN CHIRAVISIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT VITCH DEVAHASDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT SUCHEEP WHOUNGMAITREE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT PRISANA PRAHARNKHASUK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT PRASERT SINSUKPRASERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE LOAN MOBILIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Airways Public Co. Ltd.
TICKER: BA CUSIP: Y05966117
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE AMENDMENT OF COMPANY'S ISSUER YES FOR FOR
DIVIDEND PAYMENT POLICY
PROPOSAL #3.3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3.4.1: ELECT VISANU PRASATTONGOSOTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4.2: ELECT SAHARATNA BENYAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4.3: ELECT PRADIT THEEKAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4.4: ELECT ARIYA PRASARTTONGOSOTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Bank Public Co. Ltd.
TICKER: BBL CUSIP: Y0606R119
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6.1: ELECT PITI SITHI-AMNUAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT PRACHET SIRIDEJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PHORNTHEP PHORNPRAPHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT GASINEE WITOONCHART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT CHOKECHAI NILJIANSKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT CHARAMPORN JOTIKASTHIRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT BOONSONG BUNYASARANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Chain Hospital Public Co., Ltd.
TICKER: BCH CUSIP: Y060BQ115
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SOMPORN HARNPHANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT KANTAPORN HARNPHANICH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PIPHOB VERAPHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT THAWAT SUNTRAJARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: APPROVE DIRECTORS' PENSION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Dusit Medical Services Public Co. Ltd.
TICKER: BDMS CUSIP: Y06071255
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SANTASIRI SORNMANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHAVALIT SETHAMETEEKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ATT THONGTANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT ARSA SARASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT CHAIRAT PANTHURAAMPHORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Expressway & Metro Public Co. Ltd.
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE DISPUTE SETTLEMENT WITH THE ISSUER YES FOR FOR
EXPRESSWAY AUTHORITY OF THAILAND
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Expressway & Metro Public Co. Ltd.
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SAMPAO CHOOSRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VALLAPA ASSAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PRASOBCHAI KASEMSANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ARISARA DHARAMADHAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT YUTTANA YIMGARUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PRESCRIPTION OF THE PROHIBITION ISSUER YES FOR FOR
OF ACTS CONSTITUTING FOREIGN DOMINANCE
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Land Public Co. Ltd
TICKER: BLAND CUSIP: Y0608Q390
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT BURIN WONGSANGUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUI HUNG KANJANAPAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PANYA BOONYAPIWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KARIN AUDIT CO. LTD AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bangkok Life Assurance Public Co., Ltd.
TICKER: BLA CUSIP: Y0608V100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SIRI GANJARERNDEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PANUS THIRAVANITKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KOMKAI THUSARANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT CHONE SOPHONPANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MINORU KIMURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES AGAINST AGAINST
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bank Albilad
TICKER: 1140 CUSIP: M1637E104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q1, Q2 AND Q3 OF FY 2019
PROPOSAL #5: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE RE: 1:4
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: APPROVE REMUNERATION OF SAR 320,000 EACH ISSUER YES FOR FOR
DIRECTORS FOR FY 2018
PROPOSAL #9.1: ELECT ABDULRAHMAN AL HAMEED AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #9.2: ELECT NASSIR AL SUBAEE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.3: ELECT KHALID AL RAJHI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.4: ELECT KHALID AL MUQAYRIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.5: ELECT AHMED AL HOSSAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.6: ELECT FAHD DAKHEEL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.7: ELECT ABDULAZEEZ AL ONAIZAN AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #9.8: ELECT AHMED MURAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.9: ELECT ADEEB ABANMI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.10: ELECT OUSSAMA BARYAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.11: ELECT BASSIM ABOU AL FARAJ AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #9.12: ELECT BASSIM AL SALOUM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.13: ELECT TURKI AL RAJHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.14: ELECT ZIAD AL SALMAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.15: ELECT SAMEER BAEESSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.16: ELECT TARIQ AL RASHEED AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.17: ELECT ABDULLAH AL SUBAEE AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.18: ELECT HEITHAM AL SAHEEMI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.19: ELECT ABDULLAH AL MULHIM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.20: ELECT LOAY MOUSSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.21: ELECT MOAAZ AL HUSSEINI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.22: ELECT ZIAD AL HAQEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.23: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.24: ELECT ABDULLHAY MUQDAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.25: ELECT ABDULLAH AL HUSSEINI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #10: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #11: ELECT SHARIA SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED)
PROPOSAL #12: AMEND ARTICLE 7 OF BYLAWS RE: INCREASE ISSUER YES FOR FOR
IN CAPITAL
PROPOSAL #13: AMEND ARTICLE 14 OF BYLAWS RE: DECREASE ISSUER YES FOR FOR
IN CAPITAL
PROPOSAL #14: AMEND ARTICLE 18 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
PREROGATIVES
PROPOSAL #15: AMEND ARTICLE 19 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE BOARD
PROPOSAL #16: AMEND ARTICLE 21 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN, VICE CHAIRMAN AND BOARD SECRETARY POWERS
PROPOSAL #17: AMEND ARTICLE 29 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #18: AMEND ARTICLE 32 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY QUORUM
PROPOSAL #19: AMEND ARTICLE 38 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PREROGATIVES
PROPOSAL #20: AMEND ARTICLE 40 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #21: AMEND ARTICLE 41 OF BYLAWS RE: INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #22: AMEND ARTICLE 44 OF BYLAWS RE: COMPANY ISSUER YES FOR FOR
LOSSES
PROPOSAL #23: AMEND ARTICLE 45 OF BYLAWS RE: COMPANY ISSUER YES FOR FOR
LIQUIDATION
PROPOSAL #24: AMEND ARTICLE 46 AND 47 OF BYLAWS RE: ISSUER YES FOR FOR
COMPANY STAMPS AND REGULATIONS
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
MOHAMMED I. ALSUBEAEI & SONS INVESTMENT COMPANY
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
MOHAMMED I. ALSUBEAEI & SONS INVESTMENT COMPANY
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
MOHAMMED I. ALSUBEAEI & SONS INVESTMENT COMPANY
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
AL BILAD INVESTMENT
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
AL BILAD INVESTMENT
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
AL MAKTABA MARKETING COMPANY
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULRAHMAN BIN ABDULAZEEZ AL RAJHI
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
AL JARIR MARKETING
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
AL BILAD INVESTMENT AND AL MAKTABA MARKETING COMPANY
PROPOSAL #34: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULRAHMAN BIN ABDULAZEEZ AL RAJHI
PROPOSAL #35: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULRAHMAN BIN ABDULAZEEZ AL RAJHI
PROPOSAL #36: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULRAHMAN BIN ABDULAZEEZ AL RAJHI
PROPOSAL #37: APPROVE RELATED PARTY TRANSACTIONS RE : ISSUER YES FOR FOR
TWENTY ONE CENTURY REAL ESTATE
ISSUER: Bank Alfalah Ltd.
TICKER: BAFL CUSIP: Y06460102
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Bank Aljazira
TICKER: 1020 CUSIP: M0R43T102
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q1,Q2 AND Q3 FY 2019
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 0.5 FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 20 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: AMEND ARTICLE 24 OF BYLAWS RE: QUORUM ISSUER YES FOR FOR
AND BOARD DECISIONS
PROPOSAL #9: AMEND ARTICLE 31 OF BYLAWS RE: GENERTAL ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #10: AMEND ARTICLE 43 OF BYLAWS RE: ANNUAL ISSUER YES FOR FOR
REPORTS
PROPOSAL #11: AMEND ARTICLE 46 OF BYLAWS RE: DISPUTES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL JAZIRA COOPERATIVE SOIDARITY CO.
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL JAZIRA COMPANY FOR FINANCIAL MARKETS
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AHMED BIN OTHMAN BIN ABDULLAH AL QASABI
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THE BROTHERS UNION COMPANY FOR DEVELOPMENT AND REAL
STATE IN AL RIHAB AREA
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THE BROTHERS UNION COMPANY FOR DEVELOPMENT AND REAL
ESTATE IN AL MAAZAR AREA
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNIFIED REAL ESTATE DEVELOPMENT
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DALLAH HEALTH
ISSUER: Bank of Baroda
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JITENDRA KUMAR SARAWGI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT SRINIVASAN SRIDHAR AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Bank of Baroda
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES FOR FOR
AND WHOLE TIME DIRECTORS OF THE BANK UNDER THE
EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Bank of Baroda
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 6/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Bank of Baroda
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES FOR FOR
AND WHOLE TIME DIRECTORS OF THE BANK UNDER THE BANK
OF BARODA EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Bank of Baroda Ltd.
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Bank of Beijing Co., Ltd.
TICKER: 601169 CUSIP: Y06958113
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG DONGNING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT YANG SHUJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JOHANNES HERMANUS DE WIT AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT FRANS JOHAN MARIA ROBERT DE MAND ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT LIU ZHENDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHU BAOCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT GAN KEXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT HE HONGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT HU JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT LI XIAOHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.11: ELECT ZHANG GUANGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.12: ELECT ZHAO LIFEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.13: ELECT YANG YUNJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHOU YICHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WEN JIANMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LI JIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE LOAN PROVISION TO RELATED PARTY ISSUER YES FOR FOR
ISSUER: Bank of Beijing Co., Ltd.
TICKER: 601169 CUSIP: Y06958113
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF PREFERRED ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE ISSUE TYPE, SIZE AND SCALE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE DETERMINATION PRINCIPLE OF PAR ISSUER YES FOR FOR
INTEREST RATE
PROPOSAL #1.7: APPROVE PROFIT DISTRIBUTION METHOD FOR ISSUER YES FOR FOR
PREFERRED SHAREHOLDER
PROPOSAL #1.8: APPROVE CONDITIONAL REDEMPTION TERMS ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE MANDATORY CONVERSION TERMS ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE VOTING RIGHTS RECOVERY ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE LIQUIDATION ORDER AND ISSUER YES FOR FOR
LIQUIDATION METHOD
PROPOSAL #1.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.15: APPROVE TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.16: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.18: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN
PROPOSAL #3: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #4: APPROVE FORMULATION OF MEDIUM-TERM ISSUER YES FOR FOR
CAPITAL MANAGEMENT PLAN
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Bank of Beijing Co., Ltd.
TICKER: 601169 CUSIP: Y06958113
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY CREDIT LINE TO ISSUER YES FOR FOR
BEIJING STATE-OWNED ASSETS MANAGEMENT CO., LTD
PROPOSAL #8: APPROVE RELATED-PARTY CREDIT LINE TO ISSUER YES FOR FOR
CHINA HI-TECH GROUP CORPORATION
PROPOSAL #9: APPROVE RELATED-PARTY CREDIT LINE TO ISSUER YES FOR FOR
BEIJING ENERGY HOLDING CO., LTD.
PROPOSAL #10: APPROVE RELATED-PARTY CREDIT LINE TO ISSUER YES FOR FOR
CHINA THREE GORGES CORPORATION
PROPOSAL #11: APPROVE RELATED-PARTY CREDIT LINE TO ISSUER YES FOR FOR
BANK OF COMMUNICATIONS CORPORATION
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES AGAINST AGAINST
SPECIAL REPORT
PROPOSAL #13: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
ISSUER: Bank of Changsha Co., Ltd.
TICKER: 601577 CUSIP: Y0R95D101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #10: APPROVE PERFORMANCE EVALUATION REPORT ISSUER YES FOR FOR
OF SENIOR MANAGEMENT MEMBER
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
ISSUER: Bank of Chengdu Co., Ltd.
TICKER: 601838 CUSIP: Y0R95C103
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE PURCHASE OF PROSPECTUS LIABILITY ISSUER YES AGAINST AGAINST
INSURANCE AND LIABILITY INSURANCE FOR DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Bank of Chengdu Co., Ltd.
TICKER: 601838 CUSIP: Y0R95C103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 ANNUAL BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS INVESTMENT
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7: ELECT ZHANG JIANGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARTIN CHEUNG KONG LIAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT WANG CHANGYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ANGELA CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG XIQUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JIA XIANGSEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ZHENG ZHIGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF DIRECTORS
PROPOSAL #15: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF SUPERVISORS
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #19: APPROVE ISSUANCE OF QUALIFIED WRITE- ISSUER YES FOR FOR
DOWN TIER 2 CAPITAL INSTRUMENTS
PROPOSAL #20: ELECT TAN YIWU AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU LIANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JIANG GUOHUA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2.1: APPROVETYPE OF SECURITIES TO BE ISSUED ISSUER YES FOR FOR
AND ISSUE SIZE
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #2.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #2.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE DOMESTIC PREFERENCE SHARES
PROPOSAL #2.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #2.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC
PREFERENCE SHARES
PROPOSAL #2.19: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #2.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3.1: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED AND ISSUE SIZE
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #3.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #3.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE OFFSHORE PREFERENCE SHARES
PROPOSAL #3.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #3.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE
PREFERENCE SHARES
PROPOSAL #3.19: APPROVE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #3.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #4: APPROVE THE IMPACT ON DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AND REMEDIAL MEASURES UPON
THEISSUANCE OF PREFERENCE SHARES OF THE BANK
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS (2018-2020)
PROPOSAL #6: ELECT WU FULIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: ELECT LIN JINGZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y13905107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU LIANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JIANG GUOHUA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y13905107
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED AND ISSUE SIZE
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #2.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #2.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE DOMESTIC PREFERENCE SHARES
PROPOSAL #2.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #2.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC
PREFERENCE SHARES
PROPOSAL #2.19: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #2.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3.1: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED AND ISSUE SIZE
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #3.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #3.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE OFFSHORE PREFERENCE SHARES
PROPOSAL #3.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #3.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE
PREFERENCE SHARES
PROPOSAL #3.19: APPROVE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #3.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #4: APPROVE THE IMPACT ON DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AND REMEDIAL MEASURES UPON
THEISSUANCE OF PREFERENCE SHARES OF THE BANK
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS (2018-2020)
PROPOSAL #6: ELECT WU FULIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: ELECT LIN JINGZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y13905107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 ANNUAL BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS INVESTMENT
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7: ELECT ZHANG JIANGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARTIN CHEUNG KONG LIAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT WANG CHANGYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ANGELA CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG XIQUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JIA XIANGSEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ZHENG ZHIGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF DIRECTORS
PROPOSAL #15: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF SUPERVISORS
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #19: APPROVE ISSUANCE OF QUALIFIED WRITE- ISSUER YES FOR FOR
DOWN TIER 2 CAPITAL INSTRUMENTS
PROPOSAL #20: ELECT TAN YIWU AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF QUALIFIED WRITE-DOWN ISSUER YES FOR FOR
TIER 2 CAPITAL BONDS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION PLAN OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS AND AUTHORIZE THE BOARD TO HANDLE
RELEVANT MATTERS IN RELATION TO ISSUANCE OF WRITE-
DOWN UNDATED CAPITAL BONDS
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE
BOARD TO DETERMINE AND ENTER INTO RESPECTIVE
ENGAGEMENT WITH THEM
PROPOSAL #7: APPROVE UTILIZATION REPORT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #8: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTIONS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND
THE AUTHORIZATION PERIOD
PROPOSAL #9: APPROVE REMUNERATION PLAN FOR ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11.01: ELECT REN DEQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.02: ELECT HOU WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.03: ELECT WU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.04: ELECT WONG PIK KUEN, HELEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.05: ELECT CHAN SIU CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.06: ELECT SONG HONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.07: ELECT CHEN JUNKUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.08: ELECT LIU HAOYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.09: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.10: ELECT LIU LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.11: ELECT YEUNG CHI WAI, JASON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.12: ELECT WOO CHIN WAN, RAYMOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.13: ELECT CAI HAOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.14: ELECT SHI LEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.01: ELECT FENG XIAODONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.02: ELECT WANG XUEQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.03: ELECT TANG XINYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.04: ELECT XIA ZHIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.05: ELECT LI YAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.06: ELECT CHEN HANWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTIONS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND
THE AUTHORIZATION PERIOD
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988110
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF QUALIFIED WRITE-DOWN ISSUER YES FOR FOR
TIER 2 CAPITAL BONDS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION PLAN OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988110
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS AND AUTHORIZE THE BOARD TO HANDLE
RELEVANT MATTERS IN RELATION TO ISSUANCE OF WRITE-
DOWN UNDATED CAPITAL BONDS
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988110
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE
BOARD TO DETERMINE AND ENTER INTO RESPECTIVE
ENGAGEMENT WITH THEM
PROPOSAL #7: APPROVE UTILIZATION REPORT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #8: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTIONS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND
THE AUTHORIZATION PERIOD
PROPOSAL #9: APPROVE REMUNERATION PLAN FOR ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11.01: ELECT REN DEQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.02: ELECT HOU WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.03: ELECT WU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.04: ELECT WONG PIK KUEN, HELEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.05: ELECT CHAN SIU CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.06: ELECT SONG HONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.07: ELECT CHEN JUNKUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.08: ELECT LIU HAOYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.09: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.10: ELECT LIU LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.11: ELECT YEUNG CHI WAI, JASON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.12: ELECT WOO CHIN WAN, RAYMOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.13: ELECT CAI HAOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.14: ELECT SHI LEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.01: ELECT FENG XIAODONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.02: ELECT WANG XUEQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.03: ELECT TANG XINYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.04: ELECT XIA ZHIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.05: ELECT LI YAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.06: ELECT CHEN HANWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988110
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTIONS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND
THE AUTHORIZATION PERIOD
ISSUER: Bank of Guiyang Co., Ltd.
TICKER: 601997 CUSIP: Y0694A101
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO JIALING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE FORMULATION OF EQUITY MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #6: APPROVE LOAN REDUCTION MANAGEMENT ISSUER YES AGAINST AGAINST
REGULATIONS
ISSUER: Bank of Guiyang Co., Ltd.
TICKER: 601997 CUSIP: Y0694A101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION REPORT ON ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE PERFORMANCE EVALUATION REPORT ON ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Bank of Hangzhou Co., Ltd.
TICKER: 600926 CUSIP: Y0R98A104
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU SHUZHE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF TIER 2 CAPITAL BONDS ISSUER YES FOR FOR
AND ITS SPECIAL AUTHORIZATION
PROPOSAL #3: APPROVE ISSUANCE OF SPECIAL FINANCIAL ISSUER YES FOR FOR
BONDS AND ITS SPECIAL AUTHORIZATION
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE EQUITY MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Bank of Hangzhou Co., Ltd.
TICKER: 600926 CUSIP: Y0R98A104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON RELATED-PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #7: ELECT MIAO XIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF CAPITAL BONDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Bank of India
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES AGAINST AGAINST
AND WHOLE TIME DIRECTORS UNDER THE BANK OF INDIA
EMPLOYEES STOCK PURCHASE SCHEME
ISSUER: Bank of India
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE ISSUANCE OF TIER I/ TIER II ISSUER YES AGAINST AGAINST
BONDS OR PREFERENCE SHARES
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES AGAINST AGAINST
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Bank of India
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Bank of India
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: Bank of Jiangsu Co., Ltd.
TICKER: 600919 CUSIP: Y0698M101
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND EQUITY MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF WRITE-DOWN QUALIFIED ISSUER YES FOR FOR
SECONDARY CAPITAL INSTRUMENT
ISSUER: Bank of Jiangsu Co., Ltd.
TICKER: 600919 CUSIP: Y0698M101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PERFORMANCE EVALUATION REPORT ON ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE PERFORMANCE EVALUATION REPORT ON ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU INTERNATIONAL TRUST CO., LTD.
PROPOSAL #9.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
HUATAI SECURITIES CO., LTD.
PROPOSAL #9.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
WUXI CONSTRUCTION DEVELOPMENT INVESTMENT CO., LTD.
PROPOSAL #9.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SUZHOU INTERNATIONAL DEVELOPMENT GROUP CO., LTD.
PROPOSAL #9.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU SHAGANG GROUP CO., LTD.
PROPOSAL #9.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
DONGXING SECURITIES CO., LTD.
PROPOSAL #9.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
WUXI RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SUZHOU BANK CO., LTD.
PROPOSAL #9.9: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SOOCHOW SECURITIES CO., LTD
PROPOSAL #9.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
HUATAI SECURITIES (SHANGHAI) ASSET MANAGEMENT CO.,
PROPOSAL #9.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH DALIAN BANK CO., LTD.
PROPOSAL #9.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI LVZHOU CONSTRUCTION INVESTMENT CO., LTD.
PROPOSAL #9.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU ZIJIN RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SUYIN FINANCIAL LEASING CO., LTD.
PROPOSAL #9.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU FINANCIAL LEASING CO., LTD
PROPOSAL #9.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH CHINA ORIENT ASSET MANAGEMENT CO., LTD.
PROPOSAL #9.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU COMMUNICATION HOLDINGS GROUP FINANCE
PROPOSAL #9.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU COMMUNICATION HOLDINGS CO., LTD.
PROPOSAL #9.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI TAIHU XINCHENG DEVELOPMENT GROUP CO., LTD.
PROPOSAL #9.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUOLIAN SECURITIES CO., LTD.
PROPOSAL #9.21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI TAIHU INTERNATIONAL TECHNOLOGY PARK
INVESTMENT DEVELOPMENT CO., LTD.
PROPOSAL #9.22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI XINDU REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #9.23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU GUOXIN GROUP CO., LTD.
PROPOSAL #9.24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU CULTURAL INVESTMENT MANAGEMENT GROUP
PROPOSAL #9.25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU PHOENIX PUBLISHING MEDIA CO., LTD.
PROPOSAL #9.26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU RUGAO RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU NANTONG RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU HAIMEN RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU YIXING RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU NANJING EXPRESSWAY CO., LTD.
PROPOSAL #9.31: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI CAITONG FINANCIAL LEASING CO., LTD.
PROPOSAL #9.32: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH WUXI CAIXIN COMMERCIAL FACTORING CO., LTD.
PROPOSAL #9.33: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH CHANGZHOU EXPRESSWAY MANAGEMENT CO., LTD.
PROPOSAL #9.34: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH RELATED NATURAL PERSONS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RELATED- ISSUER YES AGAINST AGAINST
PARTY TRANSACTIONS
PROPOSAL #14: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES AGAINST AGAINST
OF DIRECTORS
PROPOSAL #15: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES AGAINST AGAINST
OF SUPERVISORS
ISSUER: Bank of Kaohsiung Ltd.
TICKER: 2836 CUSIP: Y0694H106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
ISSUER: Bank of Nanjing Co., Ltd.
TICKER: 601009 CUSIP: Y0698E109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXTERNAL SUPERVISOR SYSTEM ISSUER YES FOR FOR
PROPOSAL #3: AMEND EQUITY MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #4: ELECT SHEN YONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE ISSUANCE OF GREEN CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #6: APPROVE SPECIAL AUTHORIZATION IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF GREEN CORPORATE BONDS
PROPOSAL #7: APPROVE ISSUANCE OF SMALL SCALE MICRO- ISSUER YES FOR FOR
ENTERPRISE LOAN SPECIAL FINANCIAL BONDS
PROPOSAL #8: APPROVE SPECIAL AUTHORIZATION IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF SMALL SCALE MICRO-
ENTERPRISE LOAN SPECIAL FINANCIAL BONDS
ISSUER: Bank of Nanjing Co., Ltd.
TICKER: 601009 CUSIP: Y0698E109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE CAPITAL MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #10.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUANCE METHOD AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #10.3: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #10.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE TARGET SUBSCRIBERS AND ITS ISSUER YES FOR FOR
SUBSCRIPTION CONDITION
PROPOSAL #10.6: APPROVE AMOUNT AND USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE LOCK-UP PERIOD ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #10.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #10.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #19: APPROVE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISORS N THE PERFORMANCE OF SUPERVISORS
PROPOSAL #20: APPROVE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISORS ON THE PERFORMANCE OF DIRECTORS AND
SENIOR MANAGEMENT MEMBERS
ISSUER: Bank of Ningbo Co., Ltd.
TICKER: 2142 CUSIP: Y0698G104
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF ASSET ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE FORMULATION OF EQUITY MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #3: AMEND MANAGEMENT IMPLEMENTATION METHOD ISSUER YES FOR FOR
FOR RELATED PARTY TRANSACTIONS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Bank of Ningbo Co., Ltd.
TICKER: 2142 CUSIP: Y0698G104
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #3: AMEND IMPLEMENTATION OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION MANAGEMENT METHOD
PROPOSAL #4: AMEND REMUNERATION METHOD OF CHAIRMAN ISSUER YES FOR FOR
AND VICE-CHAIRMAN
PROPOSAL #5: AMEND REMUNERATION METHOD OF SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WANG ZHENHAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MEDIUM AND LONG-TERM CAPITAL ISSUER YES FOR FOR
PLANNING
PROPOSAL #8: APPROVE ISSUANCE OF TIER 2 CAPITAL BOND ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #11: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
SUBSCRIPTION STATUS
PROPOSAL #11.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE AMOUNT AND USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #11.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #11.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
ISSUER: Bank of Ningbo Co., Ltd.
TICKER: 2142 CUSIP: Y0698G104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 IMPLEMENTATION OF RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS AND 2019 ARRANGEMENTS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE AMENDMENT OF EQUITY MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #11: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #11.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #11.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #11.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #11.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #15: APPROVE SIGNING OF PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES RELATED AGREEMENT
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #20: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
DIRECTORS PERFORMANCE EVALUATION REPORT
PROPOSAL #21: APPROVE BOARD OF SUPERVISORS AND ISSUER YES FOR FOR
SUPERVISORS PERFORMANCE EVALUATION REPORT
PROPOSAL #22: APPROVE SENIOR MANAGEMENT AND SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS PERFORMANCE EVALUATION REPORT
PROPOSAL #23: APPROVE CAPITAL MANAGEMENT PERFORMANCE ISSUER YES FOR FOR
ASSESSMENT REPORT
ISSUER: Bank of Shanghai Co., Ltd.
TICKER: 601229 CUSIP: Y0R98R107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF H SHARES AND ITS
LISTING
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF H SHARES
AND ITS LISTING
PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO ISSUANCE OF CAPITAL
PROPOSAL #11: ELECT DU JUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Bank of the Philippine Islands
TICKER: BPI CUSIP: Y0967S169
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT GERARDO C. ABLAZA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT IGNACIO R. BUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT OCTAVIO V. ESPIRITU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT REBECCA G. FERNANDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT JOSE TEODORO K. LIMCAOCO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.10: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT AURELIO R. MONTINOLA III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.12: ELECT MERCEDITA S. NOLLEDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.13: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.14: ELECT ELI M. REMOLONA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.15: ELECT DOLORES B. YUVIENCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ISLA LIPANA & CO. AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Bank of Zhengzhou Co., Ltd.
TICKER: 6196 CUSIP: Y0R99B119
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE 2019 CAPITAL EXPENDITURE BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 SPECIAL REPORT ON RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #10: APPROVE 2019 ESTIMATED QUOTA ON RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HENAN INVESTMENT GROUP CO., LTD. AND ITS
AFFILIATES
PROPOSAL #10.2: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHENGZHOU CONSTRUCTION INVESTMENT GROUP CO.,
LTD. AND ITS AFFILIATES
PROPOSAL #10.3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHENGZHOU MUNICIPAL ENGINEERING CORPORATION AND
ITS AFFILIATES
PROPOSAL #10.4: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HENAN ZHENGYANG CONSTRUCTION ENGINEERING GROUP
CO., LTD. AND ITS AFFILIATES
PROPOSAL #10.5: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HENAN HUIDA JIARUI REAL ESTATE CO., LTD. AND ITS
AFFILIATES
PROPOSAL #10.6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CHINA MINSHENG INVESTMENT CO., LTD. AND ITS
AFFILIATES
PROPOSAL #10.7: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHENGZHOU INVESTMENT HOLDINGS CO., LTD. AND ITS
AFFILIATES
PROPOSAL #10.8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HENAN ASSET MANAGEMENT CO., LTD. AND ITS
AFFILIATES
PROPOSAL #10.9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH BRIDGE TRUST CO., LTD. AND ITS AFFILIATES
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHONGYUAN TRUST CO., LTD. AND ITS AFFILIATES
PROPOSAL #10.11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH SUBSIDIARY
PROPOSAL #10.12: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ASSOCIATE NATURAL PERSON
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PLAN ON AUTHORIZATION TO THE ISSUER YES FOR FOR
BOARD GRANTED BY THE GENERAL MEETING
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE BANK'S ISSUANCE OF ELIGIBLE ISSUER YES FOR FOR
CAPITAL REPLENISHMENT INSTRUMENTS
ISSUER: Banpu Power Public Co. Ltd.
TICKER: BPP CUSIP: Y069AL126
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE COMPANY'S PERFORMANCE AND ISSUER YES FOR FOR
APPROVE DIRECTORS' REPORT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHANIN VONGKUSOLKIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT RAWI CORSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT VORAVUDHI LINANANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: AMEND CLAUSE 31 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND CLAUSE 59 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Banpu Public Co. Ltd.
TICKER: BANPU CUSIP: Y0697Z186
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACKNOWLEDGE COMPANY'S PERFORMANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHANIN VONGKUSOLKIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT TEERANA BHONGMAKAPAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT RAWI CORSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SUDIARSO PRASETIO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: ELECT PICHAI DUSDEEKULCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT TEERAPAT SANGUANKOTCHAKORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND COMPANY'S SEAL AND AMEND ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION TO REFLECT CHANGE IN COMPANY SEAL
PROPOSAL #11: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
DECREASE IN REGISTERED CAPITAL
ISSUER: Baoding Tianwei Baobian Electric Co., Ltd.
TICKER: 600550 CUSIP: Y3121W100
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
CONFIRMATION OF REMUNERATION
PROPOSAL #3.1: ELECT WEN HONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Baoding Tianwei Baobian Electric Co., Ltd.
TICKER: 600550 CUSIP: Y3121W100
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CONFIRMATION OF RESEARCH PROJECT ISSUER YES FOR FOR
EXPENSES
PROPOSAL #3.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TIANWEI BAOBIAN (HEFEI) TRANSFORMER CO., LTD.
PROPOSAL #3.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TIANWEI BAOBIAN (QINHUANGDAO) TRANSFORMER CO., LTD.
PROPOSAL #3.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BAODING TIANWEI ELECTRICAL EQUIPMENT STRUCTURE CO.,
LTD.
PROPOSAL #3.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BAODING TIANWEI WIRE MANUFACTURING CO., LTD.
PROPOSAL #3.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
BAODING BAOLING TRANSFORMER CO., LTD.
PROPOSAL #3.6: APPROVE PROVISION OF GUARANTEE TO AN ISSUER YES FOR FOR
INDIAN COMPANY
PROPOSAL #4.1: ELECT LIU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Baoding Tianwei Baobian Electric Co., Ltd.
TICKER: 600550 CUSIP: Y3121W100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DEPOSITS AND LOANS FROM RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #11: APPROVE BUSINESS CONTRACT FOR THE ISSUER YES FOR FOR
CONVERSION OF QINGHAI-HENAN UHV DC TRANSMISSION
PROPOSAL #12: APPROVE 2019 RESEARCH PLAN ISSUER YES FOR FOR
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND CAPITAL ISSUER YES FOR FOR
AND INTEREST PAYMENT METHOD
PROPOSAL #2.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
TRADING ARRANGEMENTS
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
PRIVATE COMPANY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS BY CONTROLLING SHAREHOLDER
FOR COMPANY'S PRIVATE COMPANY
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIANG JUPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER YES FOR FOR
FOR ENTRUSTED LOAN
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER TO COMPANY'S ENTRUSTED LOAN
FINANCING AS WELL AS RELATED PARTY TRANSACTIONS
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN ACCOUNTING ESTIMATE ISSUER YES FOR FOR
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND DEREGISTRATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND CANCELLATION OF STOCK OPTIONS
PROPOSAL #2: APPROVE TERMINATION OF STOCK OPTIONS ISSUER YES FOR FOR
PLAN AND PERFORMANCE INCENTIVE PLAN AND REPURCHASE
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED STOCK
OPTIONS AND PERFORMANCE SHARES
PROPOSAL #3: APPROVE TERMINATION OF THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE COMPANY'S EQUITY INCENTIVE
PLAN IMPLEMENTATION ASSESSMENT MANAGEMENT (REVISED
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Baofeng Group Co., Ltd.
TICKER: 300431 CUSIP: Y07770103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Baoji Titanium Industry Co., Ltd.
TICKER: 600456 CUSIP: Y0698P104
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Baoji Titanium Industry Co., Ltd.
TICKER: 600456 CUSIP: Y0698P104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES AGAINST AGAINST
FINANCIAL INSTITUTION
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST AGAINST
ASSOCIATION AND OTHER RELEVANT SYSTEMS
PROPOSAL #12: APPROVE SIGNING OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
ISSUER: Baoshan Iron & Steel Co., Ltd.
TICKER: 600019 CUSIP: Y0698U103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT INDEPENDENT AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Baoshan Iron & Steel Co., Ltd.
TICKER: 600019 CUSIP: Y0698U103
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HOU ANGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Baoshan Iron & Steel Co., Ltd.
TICKER: 600019 CUSIP: Y0698U103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE ISSUANCE OF CORPORATE BONDS AND ISSUER YES FOR FOR
CONTINUE TO REGISTER DFI
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 ANNUAL BUDGET ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANT AND INTERNAL CONTROL AUDITOR
ISSUER: Baosheng Science & Technology Innovation Co., Ltd.
TICKER: 600973 CUSIP: Y07049102
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN FROM CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE RENEWAL OF LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #3: APPROVE EXCESS 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION ESTIMATES
ISSUER: Baosheng Science & Technology Innovation Co., Ltd.
TICKER: 600973 CUSIP: Y07049102
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLES
PROPOSAL #2.3: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER NO N/A N/A
PRICE AND PRICING PRINCIPLES
PROPOSAL #2.4: APPROVE AMOUNT AND TOTAL PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE AMOUNT AND TOTAL PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SUBSCRIPTION METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SUBSCRIPTION METHOD ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER NO N/A N/A
EARNINGS
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.1: APPROVE LISTING EXCHANGE ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER NO N/A N/A
PLACEMENT
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER NO N/A N/A
SUBSCRIPTION AGREEMENT
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER NO N/A N/A
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE SHARE RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #7: APPROVE SHARE RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE WHITE WASH WAIVER AND RELATED ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #11: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Baosheng Science & Technology Innovation Co., Ltd.
TICKER: 600973 CUSIP: Y07049102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRODUCTION MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REALIZATION OF EXCESS ESTIMATED ISSUER YES FOR FOR
FUNDS FROM DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AS WELL AS
ITS RELEVANT STANDARDS
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Baosheng Science & Technology Innovation Co., Ltd.
TICKER: 600973 CUSIP: Y07049102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT YANG ZEYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SHAO WENLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LIANG WENXU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT CAI LINNING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT CHEN DAYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YANG ZHIYONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU DEGAO AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT LU GUOPING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LI LI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT WANG XUEMING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT LIANG YONGQING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Baotailong New Materials Co., Ltd.
TICKER: 601011 CUSIP: Y71648102
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ASSET-BACKED ISSUER NO N/A N/A
SECURITIES BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: ELECT SONG SHUQIN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3: APPROVE SIGNING OF MERGER AGREEMENT WITH SHAREHOLDER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
ISSUER: Baotailong New Materials Co., Ltd.
TICKER: 601011 CUSIP: Y71648102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE CONTROLLING SHAREHOLDER BEHAVIOR ISSUER NO N/A N/A
REGULATION
PROPOSAL #3: APPROVE DIRECTORS, SUPERVISORS AND ISSUER NO N/A N/A
SENIOR MANAGEMENT MEMBERS HOLDING COMPANY'S SHARES AS
WELL AS ITS CHANGES IN MANAGEMENT SYSTEM
ISSUER: Baotailong New Materials Co., Ltd.
TICKER: 601011 CUSIP: Y71648102
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE FINANCING PLAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE DAILY BUSINESS OPERATION AND ISSUER NO N/A N/A
MARKETING PLAN
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER NO N/A N/A
ISSUER: Baotou Huazi Industry Co., Ltd.
TICKER: 600191 CUSIP: Y0699X106
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED EXTENSION OF THE ISSUER YES FOR FOR
PURCHASE OF FINANCIAL PRODUCTS
PROPOSAL #2: APPROVE EQUITY TRANSFER OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3.1: ELECT YU YANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Baotou Huazi Industry Co., Ltd.
TICKER: 600191 CUSIP: Y0699X106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITIOR ISSUER YES FOR FOR
ISSUER: Baoxiniao Holding Co., Ltd.
TICKER: 2154 CUSIP: Y988AF104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: APPROVE INCREASE IN USAGE OF OWN IDLE ISSUER YES FOR FOR
FUNDS TO INVEST IN FINANCIAL PRODUCTS
ISSUER: Baoxiniao Holding Co., Ltd.
TICKER: 002154 CUSIP: Y988AF104
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 TERMINATION OF ISSUER YES FOR FOR
IMPLEMENTATION OF PERFORMANCE SHARE INCENTIVE PLAN
AND REPURCHASE AND CANCELLATION OF PERFORMANCE SHARE
THAT HAS BEEN GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Baoxiniao Holding Co., Ltd.
TICKER: 2154 CUSIP: Y988AF104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STABILIZATION AND EXPANDING OF ISSUER YES FOR FOR
MARKETING NETWORK TO CONTINUE THE IMPLEMENTATION OF
EXTERNAL FINANCIAL ASSISTANCE
PROPOSAL #9: APPROVE OPTIMIZE MARKETING NETWORK ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF OWN FUNDS FOR FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #11: ELECT YANG FANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Barloworld Ltd.
TICKER: BAW CUSIP: S08470189
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIFIC ISSUE OF SHARES TO THE ISSUER YES FOR FOR
FOUNDATION
PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF THE ISSUER YES FOR FOR
FOUNDATION SHARES
PROPOSAL #2: APPROVE DISPOSAL OF THE PROPERTIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ENTRY TO THE PROPERTY LEASE ISSUER YES FOR FOR
AGREEMENTS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE ISSUE OF SHARES IN TERMS OF ISSUER YES FOR FOR
SECTION 41(1) OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Barloworld Ltd.
TICKER: BAW CUSIP: S08470189
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 SEPTEMBER
PROPOSAL #2: RE-ELECT NEO DONGWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FUNKE IGHODARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NEO MOKHESI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HUGH MOLOTSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SANGO NTSALUBA AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT NGOZICHUKWUKA EDOZIEN AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT HESTER HICKEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT MICHAEL LYNCH-BELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT NOMAVUSO MNXASANA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #11: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH BONGISIPHO NYEMBE AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #12.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #1.2: APPROVE FEES FOR THE RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.3: APPROVE FEES FOR THE NON-RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.4: APPROVE FEES FOR THE RESIDENT CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.5: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.6: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF THE AUDIT COMMITTEE
PROPOSAL #1.7: APPROVE FEES FOR THE RESIDENT CHAIRMAN ISSUER YES FOR FOR
OF THE REMUNERATION COMMITTEE
PROPOSAL #1.8: APPROVE FEES FOR THE RESIDENT CHAIRMAN ISSUER YES FOR FOR
OF THE SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #1.9: APPROVE FEES FOR THE RESIDENT CHAIRMAN ISSUER YES FOR FOR
OF THE RISK AND SUSTAINABILITY COMMITTEE
PROPOSAL #1.10: APPROVE FEES FOR THE RESIDENT ISSUER YES FOR FOR
CHAIRMAN OF THE GENERAL PURPOSES COMMITTEE
PROPOSAL #1.11: APPROVE FEES FOR THE RESIDENT ISSUER YES FOR FOR
CHAIRMAN OF THE NOMINATION COMMITTEE
PROPOSAL #1.12: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF EACH OF THE BOARD COMMITTEES OTHER THAN AUDIT
COMMITTEE
PROPOSAL #1.13: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF EACH OF THE BOARD COMMITTEES OTHER THAN
AUDIT COMMITTEE
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #3: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT CASIMIRO DIDIER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT URAL LATYPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT OLEG POLSTOVALOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT RUSTEM KHAMITOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: ELECT ANDREI SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 158.95 PER ORDINARY SHARE AND RUB
158.95 PER PREFERRED SHARE
PROPOSAL #5: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT GENNADII BUKAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.2: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.3: ELECT RUNJE ZELJKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.4: ELECT CASIMIRO DIDIER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.5: ELECT URAL LATYPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.6: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.7: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.8: ELECT ANDREI SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.9: ELECT OLEG POLSTOVALOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.10: ELECT RUSTEM KHAMITOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT OLEG BELITSKII AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT ALEKSANDR BORZHEMSKII AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #8.3: ELECT ANDREI LUKIANOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.4: ELECT IURII MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.5: ELECT VALERII TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.6: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Basso Industry Corp. Ltd.
TICKER: 1527 CUSIP: Y0718G100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Bayer CropScience Ltd. (India)
TICKER: 506285 CUSIP: Y0761E135
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MIRIAM COLLING-HENDELKENS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Bayer CropScience Ltd. (India)
TICKER: 506285 CUSIP: Y0761E135
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: BB Seguridade Participacoes SA
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FABIANO MACANHAN FONTES AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #1.2: ELECT LUIS FELIPE VITAL NUNES PEREIRA ISSUER YES FOR FOR
AS FISCAL COUNCIL MEMBER
PROPOSAL #2.1: ELECT ANTONIO MAURICIO MAURANO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT GUEITIRO MATSUO GENSO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES FOR EACH
SUPPORTED NOMINEE?
PROPOSAL #4.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANTONIO MAURICIO MAURANO AS DIRECTOR
PROPOSAL #4.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUEITIRO MATSUO GENSO AS DIRECTOR
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #7: APPROVE GRANT OF SHARES TO EMPLOYEES ISSUER YES FOR FOR
ISSUER: BB Seguridade Participacoes SA
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE INCREASE IN REQUIREMENTS AND ISSUER NO N/A N/A
RESTRICTIONS FOR THE APPOINTMENT OF MANAGEMENT
ISSUER: BB Seguridade Participacoes SA
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5.1: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.3: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.5: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.6: ELECT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: ELECT ISABEL DA SILVA RAMOS AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ISABEL DA SILVA RAMOS AS DIRECTOR APPOINTED BY
MINORITY SHAREHOLDER
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBERS
ISSUER: BBMG Corp.
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #4: APPROVE APPLICATION FOR CENTRALIZED ISSUER YES FOR FOR
REGISTRATION AND ISSUANCE OF VARIOUS DEBT FINANCING
INSTRUMENTS OF NON-FINANCIAL ENTERPRISES
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE APPLICATION FOR CENTRALIZED
REGISTRATION AND ISSUANCE OF VARIOUS DEBT FINANCING
INSTRUMENTS OF NON-FINANCIAL ENTERPRISES
PROPOSAL #6.01: ELECT JIANG DEYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.02: ELECT ZENG JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.03: ELECT WU DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.04: ELECT ZHENG BAOJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.05: ELECT XUE CHUNLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.01: ELECT WANG GUANGJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.02: ELECT TIAN LIHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.03: ELECT TANG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.04: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.01: ELECT PEI YING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.02: ELECT WANG ZHICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.03: ELECT YU KAIJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: BBMG Corp.
TICKER: 2009 CUSIP: Y076A3113
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #4: APPROVE APPLICATION FOR CENTRALIZED ISSUER YES FOR FOR
REGISTRATION AND ISSUANCE OF VARIOUS DEBT FINANCING
INSTRUMENTS OF NON-FINANCIAL ENTERPRISES
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE APPLICATION FOR CENTRALIZED
REGISTRATION AND ISSUANCE OF VARIOUS DEBT FINANCING
INSTRUMENTS OF NON-FINANCIAL ENTERPRISES
PROPOSAL #6.01: ELECT JIANG DEYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.02: ELECT ZENG JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.03: ELECT WU DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.04: ELECT ZHENG BAOJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.05: ELECT XUE CHUNLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.01: ELECT WANG GUANGJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.02: ELECT TIAN LIHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.03: ELECT TANG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.04: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.01: ELECT PEI YING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.02: ELECT WANG ZHICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.03: ELECT YU KAIJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: BBMG Corp.
TICKER: 2009 CUSIP: Y076A3113
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ERNST & YOUNG HUA MING CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
PROPOSAL #9: APPROVE QUALIFYING CONDITIONS FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #10.01: APPROVE TYPE OF SECURITIES UNDER ISSUER YES FOR FOR
THIS PUBLIC ISSUANCE
PROPOSAL #10.02: APPROVE SIZE OF THE ISSUANCE ISSUER YES FOR FOR
PROPOSAL #10.03: APPROVE PAR VALUE AND PRICE OF ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #10.04: APPROVE TERM AND TYPES OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #10.05: APPROVE COUPON RATE OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #10.06: APPROVE METHOD AND TARGET INVESTORS ISSUER YES FOR FOR
OF ISSUANCE
PROPOSAL #10.07: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.08: APPROVE ARRANGEMENTS OF PLACEMENT ISSUER YES FOR FOR
FOR SHAREHOLDERS OF THE COMPANY
PROPOSAL #10.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE ARRANGEMENT OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10.11: APPROVE MEASURES FOR PROTECTION OF ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #10.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #11: AUTHORIZE THE BOARD TO HANDLE RELEVANT ISSUER YES FOR FOR
MATTERS IN CONNECTION WITH THE PUBLIC ISSUANCE OF
CORPORATE BONDS
PROPOSAL #12: APPROVE ACQUISITION OF THE WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY OF THE COMPANY
PROPOSAL #13: APPROVE ESTABLISHMENT OF THE PUBLIC ISSUER YES FOR FOR
WELFARE FOUNDATION
ISSUER: BBMG Corporation
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ERNST & YOUNG HUA MING CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
PROPOSAL #9: APPROVE QUALIFYING CONDITIONS FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #10.01: APPROVE TYPE OF SECURITIES UNDER ISSUER YES FOR FOR
THIS PUBLIC ISSUANCE
PROPOSAL #10.02: APPROVE SIZE OF THE ISSUANCE ISSUER YES FOR FOR
PROPOSAL #10.03: APPROVE PAR VALUE AND PRICE OF ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #10.04: APPROVE TERM AND TYPES OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #10.05: APPROVE COUPON RATE OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #10.06: APPROVE METHOD AND TARGET INVESTORS ISSUER YES FOR FOR
OF ISSUANCE
PROPOSAL #10.07: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.08: APPROVE ARRANGEMENTS OF PLACEMENT ISSUER YES FOR FOR
FOR SHAREHOLDERS OF THE COMPANY
PROPOSAL #10.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE ARRANGEMENT OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10.11: APPROVE MEASURES FOR PROTECTION OF ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #10.12: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #11: AUTHORIZE THE BOARD TO HANDLE RELEVANT ISSUER YES FOR FOR
MATTERS IN CONNECTION WITH THE PUBLIC ISSUANCE OF
CORPORATE BONDS
PROPOSAL #12: APPROVE ABSORPTION AND MERGER OF A ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY OF THE COMPANY
PROPOSAL #13: APPROVE ESTABLISHMENT OF THE PUBLIC ISSUER YES FOR FOR
WELFARE FOUNDATION
ISSUER: BCPG Public Co., Ltd.
TICKER: BCPG CUSIP: Y0760S127
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT PICHAI CHUNHAVAJIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT SITHAWAT WONGSUWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT KANIT SAPITAKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT UTIS SUNTHORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT NARIN KALAYANAMIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT CHAIWAT KOVAVISARACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT CO., LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: BDO Unibank, Inc.
TICKER: BDO CUSIP: Y07775102
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: PROOF OF NOTICE AND DETERMINATION OF ISSUER YES FOR FOR
EXISTENCE OF QUORUM
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ANNUAL ISSUER YES FOR FOR
SHAREHOLDERS' MEETING HELD ON APRIL 20, 2018
PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018
PROPOSAL #5: OPEN FORUM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AND RATIFY ALL ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT
DURING THEIR TERMS OF OFFICE
PROPOSAL #7.1: ELECT TERESITA T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT JESUS A. JACINTO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT NESTOR V. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT CHRISTOPHER A. BELL-KNIGHT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT JOSEFINA N. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT GEORGE T. BARCELON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT JOSE F. BUENAVENTURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT JONES M. CASTRO, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT VICENTE S. PEREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT DIOSCORO I. RAMOS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.11: ELECT GILBERTO C. TEODORO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURNMENT ISSUER YES FOR FOR
ISSUER: Beauty Community PCL
TICKER: BEAUTY CUSIP: Y0760Q147
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS FOR 2018 ISSUER YES FOR FOR
AND OPERATIONAL PLAN FOR 2019
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIA INTERNATIONAL AUDIT COMPANY ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.1: ELECT VIBOON POJANALAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PEERAPONG KITIVESHPOKAWAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT MONSOOTHATIP MALAUKCARANUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE ALLOCATION OF UNITS TO PURCHASE ISSUER YES AGAINST AGAINST
ORDINARY SHARES
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: BEC World Public Co., Ltd.
TICKER: BEC CUSIP: Y0769B133
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ACKNOWLEDGE STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SOMCHAI BOONNAMSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHANSAK FUANGFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT MATTHEW KICHODHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DR. VIRACH AND ASSOCIATES OFFICE ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
ISSUER: Becle SAB de CV
TICKER: CUERVO CUSIP: P0929Y106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND DISCHARGE DIRECTORS, COMMITTEES AND CEO
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE
PROPOSAL #4.2: APPROVE REPORT ON POLICIES AND ISSUER YES FOR FOR
DECISIONS ADOPTED BY BOARD ON SHARE REPURCHASE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES AGAINST AGAINST
OFFICERS
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, AUDIT ISSUER YES FOR FOR
AND CORPORATE PRACTICES COMMITTEE AND SECRETARY
PROPOSAL #8: APPROVE PARTIAL CANCELLATION OF ISSUER YES FOR FOR
REPURCHASED SHARES AND CONSEQUENTLY REDUCTION IN
VARIABLE PORTION OF CAPITAL
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Becle SAB de CV
TICKER: CUERVO CUSIP: P0929Y106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: AMEND PARAGRAPH 20 OF ARTICLE 12 ISSUER YES AGAINST AGAINST
PROPOSAL #1.b: AMEND ARTICLE 22 RE: ADDITION OF ISSUER YES AGAINST AGAINST
PARAGRAPH
PROPOSAL #1.c: AMEND ARTICLE 29 RE: ADDITION OF ISSUER YES AGAINST AGAINST
PARAGRAPH
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Befar Group Co., Ltd.
TICKER: 601678 CUSIP: Y07710109
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHONGHAI LIQING CO., LTD.
PROPOSAL #6.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SEVERAL COMPANIES
PROPOSAL #6.3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH SHANDONG BINHUA NEW MATERIAL CO., LTD.
PROPOSAL #6.4: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HUANGHE SANJIAOZHOU (BINZHOU) THERMAL POWER CO.,
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: BeiGene Ltd.
TICKER: 6160 CUSIP: 07725L102
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT OFFICIAL CHINESE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ISSUE, ALLOT, OR DEAL WITH UNISSUED ORDINARY SHARES
AND/OR AMERICAN DEPOSITARY SHARES
PROPOSAL #4: APPROVE THE CONNECTED PERSON PLACING ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: BeiGene Ltd.
TICKER: 6160 CUSIP: 07725L102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANJEEV KRISHANA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR XIAODONG WANG ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR QINGQING YI ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JING-SHYH (SAM) SU ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS AUDITORS
PROPOSAL #6: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
ISSUE, ALLOT, OR DEAL WITH UNISSUED ORDINARY SHARES
AND/OR AMERICAN DEPOSITARY SHARES
PROPOSAL #7: APPROVE CONNECTED PERSON PLACING ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
ISSUER: BEIH-Property Co., Ltd.
TICKER: 600791 CUSIP: Y444AM103
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
ISSUER: Beijing Aerospace Changfeng Co., Ltd.
TICKER: 600855 CUSIP: Y0769Y109
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Beijing Aerospace Changfeng Co., Ltd.
TICKER: 600855 CUSIP: Y0769Y109
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Beijing Aerospace Changfeng Co., Ltd.
TICKER: 600855 CUSIP: Y0769Y109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE FINANCIAL COOPERATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE THE PERFORMANCE COMPENSATION IN CONNECTION TO
ASSET RESTRUCTURE
ISSUER: Beijing Bashi Media Co., Ltd.
TICKER: 600386 CUSIP: Y07711107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT PANG HONGSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 002151 CUSIP: Y0771F106
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL INITIALLY GRANTED AND GRANT RESERVE
PERFORMANCE SHARES AS WELL AS CANCELLATION OF PARTIAL
INITIALLY GRANTED AND GRANT RESERVE STOCK OPTIONS
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 2151 CUSIP: Y0771F106
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 2151 CUSIP: Y0771F106
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #11: APPROVE REGULATORY MEASURES OR ISSUER YES FOR FOR
PENALTIES BY THE SECURITIES REGULATORY DEPARTMENT AND
LISTING EXCHANGE IN THE PAST 5 YEARS AS WELL AS ITS
RECTIFICATION
PROPOSAL #12: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 2151 CUSIP: Y0771F106
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 2151 CUSIP: Y0771F106
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Beijing BDStar Navigation Co., Ltd.
TICKER: 002151 CUSIP: Y0771F106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE RELEVANT SHAREHOLDERS TO ISSUER NO N/A N/A
IMPLEMENT THE PERFORMANCE COMMITMENT COMPENSATION
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
RELATED SHAREHOLDER PERFORMANCE COMPENSATION SHARES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
ISSUER: Beijing Bewinner Communications Co., Ltd.
TICKER: 002148 CUSIP: Y07718102
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
PROPOSAL #3: APPROVE COMPANY'S PARTNERSHIP PLAN ISSUER YES FOR FOR
ISSUER: Beijing Bewinner Communications Co., Ltd.
TICKER: 002148 CUSIP: Y07718102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAS NOT REACHED THE UNLOCKING
CONDITION OF THE THIRD UNLOCK PERIOD
PROPOSAL #11: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PROVISION OF FINANCIAL AID TO ISSUER YES AGAINST AGAINST
ASSOCIATE COMPANY
PROPOSAL #14: APPROVE ADJUSTMENT IN SHARE REPURCHASE ISSUER YES FOR FOR
ISSUER: Beijing Bohui Innovation Biotechnology Co., Ltd.
TICKER: 300318 CUSIP: Y0R719108
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SETTLEMENT OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS AND COMPENSATION AGREEMENT IN CONNECTION
TO MAJOR ASSET RESTRUCTURE
ISSUER: Beijing Bohui Innovation Biotechnology Co., Ltd.
TICKER: 300318 CUSIP: Y0R719108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Bohui Innovation Technology Co., Ltd.
TICKER: 300318 CUSIP: Y0R719108
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE SUPPLY CHAIN FINANCING ABS ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: APPROVE ISSUANCE OF SUSTAINABLE MEDIUM- ISSUER YES FOR FOR
TERM NOTES
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #5: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #5.4: APPROVE TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #5.6: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.10: APPROVE COMPANY'S CREDITWORTHINESS ISSUER YES FOR FOR
AND SAFEGUARD MEASURES FOR DEBT REPAYMENT
PROPOSAL #5.11: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN COMPREHENSIVE ISSUER YES FOR FOR
GOVERNANCE PPP PROJECT
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE OF COMPANY FROM ISSUER YES FOR FOR
INDUSTRIAL BANK CO., LTD.
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF OWN IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ONSHORE GUARANTEE ISSUER YES FOR FOR
TO OFFSHORE LOAN
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2.1: ELECT MIAO TING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #1: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
ISSUER: Beijing Capital Co., Ltd.
TICKER: 600008 CUSIP: Y07716106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #2: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE DOMESTIC LISTED STOCK ISSUER YES FOR FOR
ABBREVIATION AND CODE, LISTING LOCATION
PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.5: APPROVE PRICING PRINCIPLE AND ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE LISTING AND TRADING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT OF RELEVANT PARTIES ISSUER YES FOR FOR
TO COUNTER-DILUTION MEASURES IN CONNECTION TO THE
RIGHTS ISSUE
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #10: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #11: APPROVE COMMITMENT OF RELEVANT PARTIES ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S REAL ESTATE BUSINESS
ISSUER: Beijing Capital Development Co., Ltd.
TICKER: 600376 CUSIP: Y0772K104
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ISSUANCE OF PHASE 1 ASSET- ISSUER YES FOR FOR
BACKED NOTES
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ISSUANCE OF ASSET-BACKED
NOTES
PROPOSAL #3: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE DEBT FINANCING PLAN
PROPOSAL #5.1: ELECT FU FEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Capital Development Co., Ltd.
TICKER: 600376 CUSIP: Y0772K104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF FUZHOU SHOUKAI RUITAI REAL ESTATE
DEVELOPMENT CO., LTD
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF FUZHOU ZHONGHUAN REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF BEIJING SHOUKAI CUNCAO PENSION SERVICE
CO., LTD.
ISSUER: Beijing Capital Development Co., Ltd.
TICKER: 600376 CUSIP: Y0772K104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018-2020 DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ISSUANCE OF DEBT
FINANCING INSTRUMENTS
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO TIANJIN ISSUER YES FOR FOR
SEAVIEW INDUSTRIAL CO., LTD.
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE APPLICATION OF LOAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE DEBT FINANCING PLAN
PROPOSAL #9: APPROVE GUARANTEE PROVISION TO SUZHOU ISSUER YES FOR FOR
MAOTAI PROPERTY CO., LTD.
ISSUER: Beijing Capital Development Co., Ltd.
TICKER: 600376 CUSIP: Y0772K104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF PERPETUAL NOTES SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF PERPETUAL NOTES
PROPOSAL #5: APPROVE ISSUANCE OF DEBT FINANCING PLAN SHAREHOLDER YES FOR FOR
AMOUNTING TO CNY 1,500,000,000
PROPOSAL #6: APPROVE ISSUANCE OF DEBT FINANCING PLAN SHAREHOLDER YES FOR FOR
AMOUNTING TO CNY 1,200,000,000
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF DEBT FINANCING
ISSUER: Beijing Capital Development Co., Ltd.
TICKER: 600376 CUSIP: Y0772K104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE AUTHORIZATION ON GUARANTEES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PAYMENT OF GUARANTEE FEES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #15: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF CORPORATE
PROPOSAL #17: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF DEBT
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GTC ASSETS TRANSFER AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG YANAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ARRANGEMENTS IN RESPECT ISSUER YES FOR FOR
OF THE NON-PUBLIC ISSUE OF DEBT FINANCING PLAN ON
BEIJING FINANCIAL ASSETS EXCHANGE CO. LTD.
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE DEBT FINANCING PLAN
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND AMENDED NON-COMPETITION ISSUER YES FOR FOR
DEED
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED ARRANGEMENTS IN ISSUER YES FOR FOR
RESPECT OF NON-PUBLIC ISSUANCE OF BONDS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF BONDS
PROPOSAL #3: APPROVE MEASURES TO BE IMPLEMENTED BY ISSUER YES FOR FOR
THE COMPANY IN THE EVENT OF EXPECTED INABILITY TO
REPAY THE PRINCIPAL OR INTERESTS OF THE DOMESTIC
CORPORATE BONDS
PROPOSAL #4: APPROVE RULES OF PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: APPROVE RULES OF PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE RULES OF PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: APPROVE PROPOSED MEASURES FOR ISSUER YES FOR FOR
ADMINISTRATION OF RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE PROPOSED MEASURES FOR ISSUER YES FOR FOR
ADMINISTRATION OF THE PROVISION OF EXTERNAL
PROPOSAL #9: APPROVE PROPOSED MEASURES FOR ISSUER YES FOR FOR
ADMINISTRATION OF EXTERNAL INVESTMENT
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ARRANGEMENTS IN RESPECT ISSUER YES FOR FOR
OF THE NON-PUBLIC ISSUE OF DEBT FINANCING PLAN ON
BEIJING FINANCIAL ASSETS EXCHANGE CO. LTD.
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE DEBT FINANCING PLAN
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION SCHEME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE RIGHTS ISSUE OF DOMESTIC ISSUER YES FOR FOR
SHARES, NON-H FOREIGN SHARES AND H SHARES BY THE
COMPANY
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE LETTER OF UNDERTAKING FROM ISSUER YES FOR FOR
CAPITAL GROUP
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE RIGHTS ISSUE OF DOMESTIC ISSUER YES FOR FOR
SHARES, NON-H FOREIGN SHARES AND H SHARES BY THE
COMPANY
ISSUER: Beijing Capital Retailing Group Co., Ltd.
TICKER: 600723 CUSIP: Y0770Y106
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Beijing Capital Retailing Group Co., Ltd.
TICKER: 600723 CUSIP: Y0770Y106
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INJECTION IN BEIJING CAPITAL
TOURISM GROUP FINANCE CO., LTD.
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Centergate Technologies (holding) Co., Ltd.
TICKER: 000931 CUSIP: Y07725107
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI WANJUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 PERFORMANCE PAY OF CHAIRMAN ISSUER YES AGAINST AGAINST
OF THE BOARD
ISSUER: Beijing Centergate Technologies (Holding) Co., Ltd.
TICKER: 000931 CUSIP: Y07725107
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Beijing Centergate Technologies (Holding) Co., Ltd.
TICKER: 931 CUSIP: Y07725107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ITS ISSUER YES FOR FOR
REMUNERATION
ISSUER: Beijing Centergate Technologies (Holding) Co., Ltd.
TICKER: 000931 CUSIP: Y07725107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO BEIJING ISSUER YES FOR FOR
ZHONGGUANCUN SIHUAN PHARMACEUTICAL DEVELOPMENT CO.,
LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO BEIJING ISSUER YES FOR FOR
HUASU PHARMACEUTICAL CO., LTD.
ISSUER: Beijing Changjiu Logistics Corp
TICKER: 603569 CUSIP: Y0778P107
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG ZHENPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ACQUISITION OF RELATED PARTY ISSUER YES FOR FOR
SPECIAL CAR CENTER AXLE CAR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Changjiu Logistics Corp
TICKER: 603569 CUSIP: Y0778P107
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHI YURONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Beijing Changjiu Logistics Corp
TICKER: 603569 CUSIP: Y0778P107
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Beijing Changjiu Logistics Corp
TICKER: 603569 CUSIP: Y0778P107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE USE OF IDLE FUNDS FOR SHORT-TERM ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #10: APPROVE AUTHORIZATION FOR LOAN MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Changjiu Logistics Corp.
TICKER: 603569 CUSIP: Y0778P107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADJUSTMENT TO SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO SHAREHOLDER YES FOR FOR
SUBSIDIARY
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION IN SHAREHOLDER YES FOR FOR
CONNECTION TO PROVISION OF GUARANTEE TO ASSOCIATE
COMPANY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS TO ISSUER YES FOR FOR
PURCHASE ASSETS
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROFIT DISTRIBUTION FOR FIRST ISSUER YES FOR FOR
THREE QUARTERS OF 2018
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF DIFFERENCE FOR THE ISSUER YES AGAINST AGAINST
DEVELOPMENT OF ASSET SECURITIZATION BUSINESS
PROPOSAL #2: APPROVE PROVISION OF MUTUAL FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE AND RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #3: APPROVE CONTINUED AUTHORIZATION ON ISSUER YES FOR FOR
GUARANTEE PROVISION FOR CUSTOMERS
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF RAW MATERIAL ISSUER YES AGAINST AGAINST
PROCUREMENT PERFORMANCE GUARANTEE TO CONTROLLED
SUBSIDIARY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY FOR ASSOCIATE COMPANY
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION TO THE CHAIRMAN OF ISSUER YES AGAINST AGAINST
THE BOARD
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 2385 CUSIP: Y0772N108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Beijing Dabeinong Technology Group Co., Ltd.
TICKER: 002385 CUSIP: Y0772N108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Dalong Weiye Real Estate Development Co., Ltd.
TICKER: 600159 CUSIP: Y40846100
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN OF CONTROLLED INDIRECT ISSUER YES FOR FOR
SUBSIDIARY FROM ITS SHAREHOLDERS
ISSUER: Beijing Dalong Weiye Real Estate Development Co., Ltd.
TICKER: 600159 CUSIP: Y40846100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Beijing Dalong Weiye Real Estate Development Co., Ltd.
TICKER: 600159 CUSIP: Y40846100
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN OF COMPANY AND CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY FROM CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE DISPOSAL OF ASSETS ISSUER YES FOR FOR
ISSUER: Beijing Dalong Weiye Real Estate Development Co., Ltd.
TICKER: 600159 CUSIP: Y40846100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Beijing Easpring Material Technology Co., Ltd.
TICKER: 300073 CUSIP: Y0772S107
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF LITHIUM NEW ISSUER YES FOR FOR
MATERIAL INDUSTRY BASE
ISSUER: Beijing Easpring Material Technology Co., Ltd.
TICKER: 300073 CUSIP: Y0772S107
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Easpring Material Technology Co., Ltd.
TICKER: 300073 CUSIP: Y0772S107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND ALLOWANCES OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #11: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
BUSINESS
ISSUER: Beijing EGOVA Co Ltd
TICKER: 300075 CUSIP: Y0772V100
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
RAISED FUNDS
ISSUER: Beijing eGOVA Co., Ltd.
TICKER: 300075 CUSIP: Y0772V100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU QIANGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HU HUANYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHU HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG HONGSHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT QIU LUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU XIANLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU LUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT YE JINFU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHAO JIANPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XING BANGYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #5.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #5.2: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #5.3: APPROVE TIME ARRANGEMENTS FOR THIS ISSUER YES FOR FOR
PLAN
PROPOSAL #5.4: APPROVE EXERCISE PRICE AND GRANT PRICE ISSUER YES FOR FOR
AS WELL AS THEIR PRICE-SETTING BASIS
PROPOSAL #5.5: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #5.6: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #5.7: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE IMPLEMENTATION PROCEDURES OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #5.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #5.1: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #5.11: APPROVE TERMINATION AND REPURCHASE ISSUER YES FOR FOR
CANCELLATION PRINCIPLES FOR THIS TRANSACTION
PROPOSAL #6: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing eGOVA Co., Ltd.
TICKER: 300075 CUSIP: Y0772V100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing E-Hualu Info Technology Co., Ltd.
TICKER: 300212 CUSIP: Y07737102
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BUSINESS REGISTRATION CHANGES ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT GAO HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT WANG YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing E-hualu Information Technology Co., Ltd.
TICKER: 300212 CUSIP: Y07737102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE OF BUSINESS REGISTRATION ISSUER YES FOR FOR
ISSUER: Beijing Electronic Zone Investment & Development Grp Co. Ltd.
TICKER: 600658 CUSIP: Y0769Z106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL, ISSUER YES FOR FOR
COMPANY'S ADDRESS AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Electronic Zone Investment & Development Grp Co. Ltd.
TICKER: 600658 CUSIP: Y0769Z106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTRUSTED LOAN APPLICATION FROM ISSUER NO N/A N/A
CONTROLLING SHAREHOLDER AND RELATED PARTY
ISSUER: Beijing Electronic Zone Investment & Development Grp Co. Ltd.
TICKER: 600658 CUSIP: Y0769Z106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER NO N/A N/A
OF THEIR REMUNERATION
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
ISSUER: Beijing Electronic Zone Investment & Development Grp Co. Ltd.
TICKER: 600658 CUSIP: Y0769Z106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG YAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT GONG XIAOQING AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG YUWEI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT NING MIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT LU GUIHUA AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG YICHI AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT FU JUN AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.1: ELECT WANG AIQING AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.2: ELECT ZHANG YI AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Beijing Electronic Zone Investment & Development Grp Co. Ltd.
TICKER: 600658 CUSIP: Y0769Z106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Beijing Enlight Media Co Ltd.
TICKER: 300251 CUSIP: Y0773B103
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT WANG ZHANGTIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT LI XIAOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LI DELAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT FAN LUYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT CHEN SHAOHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT HOU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT MIAO DI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHOU ZHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT CHEN SHAOFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT YUAN RUOWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CAO XIAOBEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING BILLS
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
ISSUER: Beijing Enlight Media Co., Ltd.
TICKER: 300251 CUSIP: Y0773B103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YIN LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Enlight Media Co., Ltd.
TICKER: 300251 CUSIP: Y0773B103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COOPERATION FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTION
ISSUER: Beijing Enlight Media Co., Ltd.
TICKER: 300251 CUSIP: Y0773B103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
ISSUER: Beijing Enlight Media Co., Ltd.
TICKER: 300251 CUSIP: Y0773B103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Beijing Enterprises Clean Energy Group Limited
TICKER: 1250 CUSIP: G1146W105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT SHI XIAOBEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT WEN HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT LI FUJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Beijing Enterprises Holdings Limited
TICKER: 392 CUSIP: Y07702122
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI YONGCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT E MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT JIANG XINHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT YU SUN SAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Beijing Enterprises Water Group Ltd.
TICKER: 371 CUSIP: G0957L109
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION OF SHARE PREMIUM AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Beijing Enterprises Water Group Ltd.
TICKER: 371 CUSIP: G0957L109
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CYPI SUBSCRIPTION AGREEMENT, ISSUER YES FOR FOR
ISSUANCE OF CYPI SUBSCRIPTION SHARES, GRANT OF CYPI
SPECIFIC MANDATE AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE BEECL SUBSCRIPTION AGREEMENT, ISSUER YES FOR FOR
ISSUANCE OF BEECL SUBSCRIPTION SHARES, GRANT OF BEECL
SPECIFIC MANDATE AND RELATED TRANSACTIONS
ISSUER: Beijing Enterprises Water Group Ltd.
TICKER: 371 CUSIP: G0957L109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JIANG XINHAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT ZHOU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KE JIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT LI LI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT SHEA CHUN LOK QUADRANT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Beijing Forever Technology Co., Ltd.
TICKER: 300365 CUSIP: Y0R7V3108
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT NOT
YET UNLOCKED
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Forever Technology Co., Ltd.
TICKER: 300365 CUSIP: Y0R7V3108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG CHUNHUA AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT FANG WEN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT LUO XINWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT CHEN XIANLONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT GUO SULING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT HAN LING AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT HUANG LIBO AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT WANG YU AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT DENG YAJING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Beijing Forever Technology Co., Ltd.
TICKER: 300365 CUSIP: Y0R7V3108
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER NO N/A N/A
IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Forever Technology Co., Ltd.
TICKER: 300365 CUSIP: Y0R7V3108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE LOCATION AND USAGE OF ISSUER NO N/A N/A
RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Forever Technology Co., Ltd.
TICKER: 300365 CUSIP: Y0R7V3108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Gas Blue Sky Holdings Ltd.
TICKER: 6828 CUSIP: G09587109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HUNG TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI WEIQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PANG SIU YIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Beijing Gehua CATV Network Co., Ltd.
TICKER: 600037 CUSIP: Y07715108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ANALYSIS REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Beijing Gehua CATV Network Co., Ltd.
TICKER: 600037 CUSIP: Y07715108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TAO MINGCHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG HENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CUI YEGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CUI XIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Beijing GeoEnviron Engineering & Technology, Inc.
TICKER: 603588 CUSIP: Y0R7YT108
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN AND ITS SUMMARY
PROPOSAL #1.1: APPROVE GOAL AND PRINCIPLES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ISSUER YES FOR FOR
DISTRIBUTION OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE AND LOCK-UP PERIOD
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.13: APPROVE SUPPLEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing GeoEnviron Engineering & Technology, Inc.
TICKER: 603588 CUSIP: Y0R7YT108
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SECONDARY CONTROLLED SUBSIDIARY
ISSUER: Beijing GeoEnviron Engineering & Technology, Inc.
TICKER: 603588 CUSIP: Y0R7YT108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Beijing GeoEnviron Engineering & Technology, Inc.
TICKER: 603588 CUSIP: Y0R7YT108
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LI WEIGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU ZEJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN WANGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LING JINMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT WEI LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT HU YUNZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHENG FENGCHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HUANG CHANGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WANG SHIHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHEN SHENGLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHANG HUAZHEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing GeoEnviron Engineering and Technology, Inc.
TICKER: 603588 CUSIP: Y0R7YT108
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO CONVERTIBLE
BONDS ISSUANCE
ISSUER: Beijing Global Safety Technology Co., Ltd.
TICKER: 300523 CUSIP: Y0R8J3100
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT FAN WEICHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO YANLAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YUAN HONGYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU XIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XUE HAILONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI BAIXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LU YUANZHU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YIN YUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LV YOU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI JINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHANG JIQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND ALLOWANCE ISSUER YES FOR FOR
STANDARDS OF NON-INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE ALLOWANCE STANDARDS OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION AND ALLOWANCE ISSUER YES FOR FOR
STANDARDS OF SUPERVISORS
ISSUER: Beijing Global Safety Technology Co., Ltd.
TICKER: 300523 CUSIP: Y0R8J3100
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 2 EMPLOYEE SHARE
PURCHASE PLAN
PROPOSAL #4: APPROVE VERIFICATION ON LIST OF ISSUER YES FOR FOR
PARTICIPANTS OF PHASE 2 EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Beijing Global Safety Technology Co., Ltd.
TICKER: 300523 CUSIP: Y0R8J3100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Global Safety Technology Co., Ltd.
TICKER: 300523 CUSIP: Y0R8J3100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXEMPTING THE COMPANY FROM ISSUER YES FOR FOR
HOLDING MORE THAN 5% OF THE SHAREHOLDERS' RESTRICTED
SHARES RELATED COMMITMENTS
ISSUER: Beijing Haohua Energy Resource Co., Ltd.
TICKER: 601101 CUSIP: Y0772G103
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESIGNATION OF GUAN JIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #4: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF WARM SEASON HEATING BY THE COMPANY AND
BEIJING KELIYUAN THERMOELECTRICITY CO., LTD. AND
ADJUSTMENT OF RELATED PARTY TRANSACTION ESTIMATED
AMOUNT OF THE COMPANY AND BEIJING ENERGY INVESTMENT
HOLDIN
ISSUER: Beijing Haohua Energy Resource Co., Ltd.
TICKER: 601101 CUSIP: Y0772G103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8.1: APPROVE TRANSACTIONS WITH CONTROLLED ISSUER YES FOR FOR
ENTERPRISE OF JINGNENG GROUP
PROPOSAL #8.2: APPROVE TRANSACTIONS WITH SHOUGANG ISSUER YES FOR FOR
GROUP
PROPOSAL #8.3: APPROVE TRANSACTIONS WITH CHINA COAL ISSUER YES FOR FOR
GROUP
PROPOSAL #8.4: APPROVE TRANSACTIONS WITH SUBSIDIARY ISSUER YES FOR FOR
OF MINMETALS DEVELOPMENT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Homyear Capital Holdings Co., Ltd.
TICKER: 600240 CUSIP: Y4084W103
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.2: APPROVE SHARE REPURCHASE METHOD ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SIZE OR AMOUNT OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR THE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: BEIJING HOMYEAR CAPITAL HOLDINGS CO., LTD.
TICKER: 600240 CUSIP: Y4084W103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENTS ON THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE TO APPOINT XU HONG AS GENERAL ISSUER YES FOR FOR
MANAGER FOR REPLACING YAN FEI
ISSUER: BEIJING HOMYEAR CAPITAL HOLDINGS CO., LTD.
TICKER: 600240 CUSIP: Y4084W103
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHEN LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG DEBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU YIYING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: BEIJING HOMYEAR CAPITAL HOLDINGS CO., LTD.
TICKER: 600240 CUSIP: Y4084W103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REMUNERATION AND ISSUER YES FOR FOR
PERFORMANCE ASSESSMENT OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE 2019 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS (DRAFT)
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF THE COMPANY AND HUAYE PROPERTY COMPANY
PROPOSAL #11: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF THE COMPANY AND HUAYE DEVELOPMENT (SHENZHEN) CO.,
LTD.
PROPOSAL #12: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Hualian Department Store
TICKER: 000882 CUSIP: Y0771K113
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF APPRAISAL AGENCY, ISSUER YES FOR FOR
INDEPENDENCE OF APPRAISER, THE VALIDITY OF
HYPOTHESIS, THE RELEVANCE OF VALUATION PURPOSE AND
APPROACH AS WELL AS THE FAIRNESS OF PRICING
PROPOSAL #3: APPROVE TRANSFER OF 100% EQUITY IN HEFEI ISSUER YES FOR FOR
HUALIAN RUICHENG
PROPOSAL #4: APPROVE APPOINTMENT OF APPRAISAL AGENCY, ISSUER YES FOR FOR
INDEPENDENCE OF APPRAISER, THE VALIDITY OF
HYPOTHESIS, THE RELEVANCE OF VALUATION PURPOSE AND
APPROACH AS WELL AS THE FAIRNESS OF PRICING IN
TRANSFER OF HEFEI HUALIAN RUICHENG
PROPOSAL #5: APPROVE SALE OF ZHENGRONG REAL ESTATE ISSUER YES FOR FOR
STOCK ASSETS
ISSUER: Beijing Hualian Department Store Co., Ltd.
TICKER: 882 CUSIP: Y0771K113
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET DISPOSAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SELECTION OF APPRAISER, ISSUER YES FOR FOR
INDEPENDENCE OF APPRAISER, THE RELEVANCE OF VALUATION
PURPOSE AND THE VALIDITY OF HYPOTHESIS
ISSUER: Beijing Hualian Department Store Co., Ltd.
TICKER: 882 CUSIP: Y0771K113
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF MUTUAL FINANCING ISSUER YES FOR FOR
GUARANTEE AGREEMENT
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: ELECT HUA YULING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED DEPOSITS AND ISSUER YES FOR FOR
LOANS
PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Beijing Hualian Hypermarket Co., Ltd.
TICKER: 600361 CUSIP: Y0771K105
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 100% EQUITY ISSUER YES FOR FOR
ISSUER: Beijing Hualian Hypermarket Co., Ltd.
TICKER: 600361 CUSIP: Y0771K105
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 100% EQUITY ISSUER YES FOR FOR
ISSUER: Beijing Hualian Hypermarket Co., Ltd.
TICKER: 600361 CUSIP: Y0771K105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GUO LIRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI CUIFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT PENG GE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT MA ZUOQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI CHUNSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHENG XIAOWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN SHENGXI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GUO YANPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU RUIXIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU YING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Hualian Hypermarket Co., Ltd.
TICKER: 600361 CUSIP: Y0771K105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MUTUAL FINANCING GUARANTEE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH BEIJING HUALIAN DEPARTMENT STORE
PROPOSAL #11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH BEIJING HUALIAN GROUP
PROPOSAL #12.1: ELECT ZHANG LIZHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Beijing HualuBaina Film & TV Co., Ltd.
TICKER: 300291 CUSIP: Y0774H109
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
FOR FIRST HALF OF 2018
ISSUER: Beijing HualuBaina Film & TV Co., Ltd.
TICKER: 300291 CUSIP: Y0774H109
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE DISPOSAL OF ASSET OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Beijing HualuBaina Film & TV Co., Ltd.
TICKER: 300291 CUSIP: Y0774H109
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing HualuBaina Film & TV Co., Ltd.
TICKER: 300291 CUSIP: Y0774H109
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KUANG GUANGXIONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE CHANGES IN USAGE OF RAISED FUNDS SHAREHOLDER YES FOR FOR
ISSUER: Beijing HualuBaina Film & TV Co., Ltd.
TICKER: 300291 CUSIP: Y0774H109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPANY'S UNRECOVERED LOSSES ISSUER YES FOR FOR
REACHED ONE-THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF ENTRUSTED LOANS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION AND GUARANTEE PROVISION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #13: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Interact Technology Co., Ltd.
TICKER: 300419 CUSIP: Y0R7Z4102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13.1: ELECT GAO KANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT LI JIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT SHEN CHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT CHENG XUEYONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.1: ELECT SHI XINGSONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT BI XIUJING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT ZHOU HAIYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT SU JIEFANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT NIE RENZHI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Jetsen Technology Co., Ltd.
TICKER: 300182 CUSIP: Y07734109
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN TONGGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beijing Jetsen Technology Co., Ltd.
TICKER: 300182 CUSIP: Y07734109
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
RELEVANT VOLUNTARY COMMITMENTS
ISSUER: Beijing Jetsen Technology Co., Ltd.
TICKER: 300182 CUSIP: Y07734109
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Beijing Jetsen Technology Co., Ltd.
TICKER: 300182 CUSIP: Y07734109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CANCELLATION OF PREVIOUS PLAN ISSUER YES FOR FOR
FOR PROFIT DISTRIBUTION
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION SHAREHOLDER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCING MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SIGNING OF HOUSING LEASE ISSUER YES FOR FOR
CONTRACT
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO APPLICATION OF LOAN FROM RELATED PARTY
PROPOSAL #13: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT XU ZIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT CHENG TONGGANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.3: ELECT HAN SHENGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT YOU YOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT ZHANG WENJU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT CHEN SHUCUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT WANG YOUSONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHU WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT CHEN YIXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT ZHANG NING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT WEI MINGYUE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Jetsen Technology Co., Ltd.
TICKER: 300182 CUSIP: Y07734109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE SECOND REPURCHASE CANCELLATION ISSUER YES FOR FOR
OF PERFORMANCE SHARES
ISSUER: Beijing Jingneng Clean Energy Co., Limited
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 AUDITORS' REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE GRANT THORNTON LLP AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 INVESTMENT BUSINESS PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND RULES OF PROCEDURE FOR GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #11: AMEND RULES OF PROCEDURE FOR THE BOARD ISSUER YES AGAINST AGAINST
OF DIRECTORS
PROPOSAL #12: ELECT ZHU JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CAO MANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT REN QIGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT WANG XIANGNENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT HUANG HUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR H SHARES AND RELATED MATTERS
ISSUER: Beijing Jingneng Clean Energy Co., Ltd.
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED SUBSCRIPTION ISSUER YES FOR FOR
PROPOSAL #2: ELECT WANG BANGYI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Beijing Jingneng Power Co., Ltd.
TICKER: 600578 CUSIP: Y0771L103
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Beijing Jingneng Power Co., Ltd.
TICKER: 600578 CUSIP: Y0771L103
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
ISSUER: Beijing Jingneng Power Co., Ltd.
TICKER: 600578 CUSIP: Y0771L103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCEPTANCE OF EQUITY TRANSFERRED ISSUER YES FOR FOR
BY SHAREHOLDER
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ESTABLISHMENT OF ERDOS CITY ISSUER YES FOR FOR
TAISHENG MINING CO., LTD.
PROPOSAL #6: APPROVE COMMITMENT OF ULTIMATE ISSUER YES FOR FOR
CONTROLLER
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #10: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
METHOD
ISSUER: Beijing Jingneng Power Co., Ltd.
TICKER: 600578 CUSIP: Y0771L103
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CUI HONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES AGAINST AGAINST
CONNECTION WITH CAPITAL INJECTION WITH JINGNENG GROUP
FINANCE COMPANY
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH EQUITY ACQUISITION OF BEIJING
JINGNENG POWER FUEL CO., LTD.
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH EQUITY ACQUISITION OF INNER MONGOLIA
JINGNING THERMAL POWER CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF ENTRUSTED LOAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
ISSUER: Beijing Jingneng Power Co., Ltd.
TICKER: 600578 CUSIP: Y0771L103
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK
PROPOSAL #9.1: ELECT REN QIGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT SUN YONGXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT WANG XIANGNENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT SI PINGJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Jingxi Culture & Tourism Co., Ltd.
TICKER: 000802 CUSIP: Y0771M101
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT YET TO BE UNLOCKED PERFORMANCE SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS ON DECREASE IN CAPITAL AND AMEND
ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Jingxi Culture & Tourism Co., Ltd.
TICKER: 802 CUSIP: Y0771M101
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY FROM ISSUER YES FOR FOR
RELATED PARTIES
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PARTICIPATION IN A MOVIE INVESTMENT
ISSUER: Beijing Jingxi Culture & Tourism Co., Ltd.
TICKER: 000802 CUSIP: Y0771M101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE EXISTING PERIOD ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #9.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #9.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #9.10: APPROVE DETERMINATION METHOD FOR ISSUER YES FOR FOR
NUMBER OF SHARE CONVERSION
PROPOSAL #9.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #9.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #9.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #9.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #9.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #9.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #9.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #9.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #9.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE CONVERTIBLE
BONDHOLDERS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Jingxi Culture & Tourism Co., Ltd.
TICKER: 802 CUSIP: Y0771M101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Beijing Jingyuntong Technology Co., Ltd.
TICKER: 601908 CUSIP: Y0773E107
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ASSETS ISSUER YES FOR FOR
ISSUER: Beijing Jingyuntong Technology Co., Ltd.
TICKER: 601908 CUSIP: Y0773E107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND DECREASE IN REGISTERED CAPITAL
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #13: ELECT TIAN HUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Join-Cheer Software Co., Ltd.
TICKER: 002279 CUSIP: Y07720108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONTINUED USE OF TEMPORARY IDLE ISSUER YES FOR FOR
RAISED FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Beijing Join-Cheer Software Co., Ltd.
TICKER: 2279 CUSIP: Y0R71W115
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERM EXPIRATION OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR AND ELECT LI YUEJUN AS
INDEPENDENT DIRECTOR
ISSUER: Beijing Join-Cheer Software Co., Ltd.
TICKER: 2279 CUSIP: Y0R71W115
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Join-Cheer Software Co., Ltd.
TICKER: 002279 CUSIP: Y0R71W115
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERTIBLE BOND CONVERSION PRICE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Join-Cheer Software Co., Ltd.
TICKER: 2279 CUSIP: Y0R71W115
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 2721 CUSIP: Y0776M106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO APPLICATION OF LOAN FROM RELATED PARTY
PROPOSAL #3: APPROVE TERMINATION OF FULFILLMENT OF ISSUER YES FOR FOR
ACQUISITION COMMITMENT
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 2721 CUSIP: Y0776M106
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY SHARE ISSUER YES FOR FOR
REPURCHASE AGREEMENT
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 002721 CUSIP: Y0776M106
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU YANBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHONG CONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SUN CHANGYOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU YAMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHA YING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI SHAOJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JIANG JUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SHEN HONGHUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YANG CONGJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT LI CHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 002721 CUSIP: Y0776M106
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS FOR COMPREHENSIVE CREDIT
LINE OF THE COMPANY AND SUBSIDIARY
PROPOSAL #2: APPROVE CHANGES IN ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BOND
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE AND SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTIONS BY BEIJING HAIDIAN
DISTRICT STATE-OWNED CAPITAL MANAGEMENT CENTER FOR
THE COMPREHENSIVE CREDIT LINE OF THE COMPANY AND
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 002721 CUSIP: Y0776M106
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN APPLICATION OF COMPANY FROM
RELATED PARTIES
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 2721 CUSIP: Y0776M106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND EXTERNAL GUARANTEE SYSTEM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMOUNT ADJUSTMENT OF FINANCE AND SHAREHOLDER YES FOR FOR
GUARANTEE AND AUTHORIZE 2 DIRECTORS IN SIGNING
CREDIT FINANCING GUARANTEE DOCUMENT
PROPOSAL #7: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
AGREEMENT 2 OF EQUITY REPURCHASE CONTRACT
PROPOSAL #8: APPROVE EQUITY TRANSFER AND RELATED SHAREHOLDER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
COMPREHENSIVE CREDIT LINE OF THE COMPANY AND RELATED
PARTY TRANSACTIONS
ISSUER: Beijing Kingee Culture Development Co., Ltd.
TICKER: 2721 CUSIP: Y0776M106
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.3: APPROVE SCHEDULE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE GRANTING PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.11: APPROVE STOCK OPTION AND WRITE-OFF OF ISSUER YES FOR FOR
PERFORMANCE SHARES / REPURCHASE CANCELLATION
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER NO N/A N/A
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.2: APPROVE PRICE RANGE OF SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.2: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER NO N/A N/A
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER NO N/A N/A
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #3: APPROVE PLAN FOR OVERSEAS LISTING OF SHAREHOLDER YES FOR FOR
GRINDR INC. COMPLIES WITH SEVERAL ISSUES CONCERNING
THE STANDARDIZATION ON OVERSEAS LISTING OF
SUBORDINATED ENTERPRISES OF DOMESTICALLY-LISTED
COMPANIES
PROPOSAL #3: APPROVE PLAN FOR OVERSEAS LISTING OF SHAREHOLDER NO N/A N/A
GRINDR INC. COMPLIES WITH SEVERAL ISSUES CONCERNING
THE STANDARDIZATION ON OVERSEAS LISTING OF
SUBORDINATED ENTERPRISES OF DOMESTICALLY-LISTED
COMPANIES
PROPOSAL #4: APPROVE OVERSEAS LISTING OF GRINDR INC. SHAREHOLDER NO N/A N/A
PROPOSAL #4: APPROVE OVERSEAS LISTING OF GRINDR INC. SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE SUBJECT OF ISSUANCE SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE SUBJECT OF ISSUANCE SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: APPROVE LISTING EXCHANGE SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: APPROVE TYPE OF SHARES SHAREHOLDER NO N/A N/A
PROPOSAL #4.3: APPROVE TYPE OF SHARES SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS SHAREHOLDER NO N/A N/A
PROPOSAL #4.5: APPROVE TIME OF LISTING SHAREHOLDER NO N/A N/A
PROPOSAL #4.5: APPROVE TIME OF LISTING SHAREHOLDER YES FOR FOR
PROPOSAL #4.6: APPROVE ISSUANCE METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #4.6: APPROVE ISSUANCE METHOD SHAREHOLDER NO N/A N/A
PROPOSAL #4.7: APPROVE PRICING METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #4.7: APPROVE PRICING METHOD SHAREHOLDER NO N/A N/A
PROPOSAL #4.8: APPROVE UNDERWRITING METHOD SHAREHOLDER NO N/A N/A
PROPOSAL #4.8: APPROVE UNDERWRITING METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #4.9: APPROVE USE OF PROCEEDS SHAREHOLDER NO N/A N/A
PROPOSAL #4.9: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE MAINTENANCE ON COMMITMENTS OF SHAREHOLDER NO N/A N/A
INDEPENDENT LISTING STATUS
PROPOSAL #5: APPROVE MAINTENANCE ON COMMITMENTS OF SHAREHOLDER YES FOR FOR
INDEPENDENT LISTING STATUS
PROPOSAL #6: APPROVE EXPLANATION AND OUTLOOK ON SHAREHOLDER YES FOR FOR
SUSTAINABLE PROFITABILITY
PROPOSAL #6: APPROVE EXPLANATION AND OUTLOOK ON SHAREHOLDER NO N/A N/A
SUSTAINABLE PROFITABILITY
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER NO N/A N/A
ALL RELATED MATTERS TO OVERSEAS LISTING OF GRINDR
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO OVERSEAS LISTING OF GRINDR
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF SHARES OF QUDIAN ISSUER YES FOR FOR
INC.
PROPOSAL #1: APPROVE DISPOSAL OF SHARES OF QUDIAN ISSUER NO N/A N/A
INC.
PROPOSAL #2: APPROVE ADJUSTMENT ON PERFORMANCE SHAREHOLDER YES FOR FOR
COMMITMENTS
PROPOSAL #2: APPROVE ADJUSTMENT ON PERFORMANCE SHAREHOLDER NO N/A N/A
COMMITMENTS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER NO N/A N/A
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER NO N/A N/A
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2019 STOCK ISSUER NO N/A N/A
OPTION INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2019 STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER NO N/A N/A
PARTICIPANTS
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER NO N/A N/A
OF STOCK OPTIONS
PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF STOCK OPTIONS
PROPOSAL #1.3: APPROVE SCHEDULE OF THIS PLAN ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE SCHEDULE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.4: APPROVE EXERCISE PRICE AND PRICE- ISSUER NO N/A N/A
SETTING BASIS
PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND ISSUER NO N/A N/A
EXERCISING
PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING
PROPOSAL #1.6: APPROVE METHOD AND PROCEDURES TO ISSUER NO N/A N/A
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.6: APPROVE METHOD AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT ISSUER NO N/A N/A
PROPOSAL #1.8: APPROVE IMPLEMENTING PROCEDURES ISSUER NO N/A N/A
PROPOSAL #1.8: APPROVE IMPLEMENTING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER NO N/A N/A
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.1: APPROVE HOW TO IMPLEMENT THE INCENTIVE ISSUER NO N/A N/A
PLAN WHEN THERE ARE CHANGES FOR THE COMPANY AND
INCENTIVE OBJECTS
PROPOSAL #1.1: APPROVE HOW TO IMPLEMENT THE INCENTIVE ISSUER YES FOR FOR
PLAN WHEN THERE ARE CHANGES FOR THE COMPANY AND
INCENTIVE OBJECTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #7: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER NO N/A N/A
INVESTMENT
PROPOSAL #7: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #8: APPROVE FORMULATION OF SECURITIES ISSUER NO N/A N/A
INVESTMENT MANAGEMENT SYSTEM
PROPOSAL #8: APPROVE FORMULATION OF SECURITIES ISSUER YES FOR FOR
INVESTMENT MANAGEMENT SYSTEM
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT OF WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND PROVISION OF GUARANTEE BY CONTROLLING
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER NO N/A N/A
AND PROVISION OF GUARANTEE BY CONTROLLING
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCE LEASE BUSINESS OF ISSUER YES FOR FOR
COMPANY AND WHOLLY-OWNED SUBSIDIARY AS WELL AS ITS
RELEVANT GUARANTEE PROVISION BY CONTROLLING
ISSUER: Beijing Kunlun Tech Co., Ltd.
TICKER: 300418 CUSIP: Y0R7Z5109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORTS OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #3: APPROVE REPORTS OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: APPROVE REPORT OF ZHAO BAOQING ISSUER NO N/A N/A
PROPOSAL #3.1: APPROVE REPORT OF ZHAO BAOQING ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE REPORT OF CHEN HAO ISSUER NO N/A N/A
PROPOSAL #3.2: APPROVE REPORT OF CHEN HAO ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE REPORT OF XUE LEI ISSUER NO N/A N/A
PROPOSAL #3.3: APPROVE REPORT OF XUE LEI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE EQUITY TRANSFER AGREEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE EQUITY TRANSFER AGREEMENT SHAREHOLDER NO N/A N/A
ISSUER: Beijing Lanxum Technology Co., Ltd.
TICKER: 300010 CUSIP: Y07724100
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FULFILLMENT OF DEFICIENCY IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF LEASE ITEM REPURCHASE
AGREEMENT BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Lanxum Technology Co., Ltd.
TICKER: 300010 CUSIP: Y07724100
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SEPARATION OF SECURITY BUSINESS ISSUER YES FOR FOR
RELATED ASSETS AND RELATED TRANSACTION
ISSUER: Beijing Lanxum Technology Co., Ltd.
TICKER: 300010 CUSIP: Y07724100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTARY AGREEMENT ON ISSUER YES FOR FOR
SEPARATION OF SECURITY BUSINESS RELATED ASSETS AND
RELATED TRANSACTION
ISSUER: Beijing Lanxum Technology Co., Ltd.
TICKER: 300010 CUSIP: Y07724100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE POSTPONEMENT OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT
ISSUER: Beijing Lanxum Technology Co., Ltd.
TICKER: 300010 CUSIP: Y07724100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
PROPOSAL #2: ELECT DOU XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beijing Lier High Temperature Materials Co., Ltd.
TICKER: 2392 CUSIP: Y0772R109
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Beijing Lier High Temperature Materials Co., Ltd.
TICKER: 002392 CUSIP: Y0772R109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #9: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #9.4: APPROVE PRICING PRINCIPLES AND SHARE ISSUER YES FOR FOR
PRICE
PROPOSAL #9.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #9.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #9.11: APPROVE LISTING CIRCULATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S PLAN FOR RIGHTS ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #12: APPROVE TO NOT PREPARE FOR REPORT ON ISSUER YES FOR FOR
THE USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Miteno Communication Technology Co., Ltd.
TICKER: 300038 CUSIP: Y0772J107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF SHARES AND PURCHASE OF ASSET BY CASH
PAYMENT AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.01: APPROVE ISSUANCE OF SHARES AND ISSUER YES FOR FOR
PURCHASE EQUITY BY CASH PAYMENT
PROPOSAL #2.02: APPROVE ISSUING OF SHARES FOR RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.03: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.04: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.05: APPROVE TRANSACTION PRICE AND PAYMENT ISSUER YES FOR FOR
MANNER
PROPOSAL #2.06: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.07: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.08: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.09: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.10: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
REFERENCE DATE AND ISSUE PRICE
PROPOSAL #2.11: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.15: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION ARRANGEMENTS
PROPOSAL #2.16: APPROVE PERFORMANCE REWARD ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE SPECIAL AGREEMENT OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLE
PROPOSAL #2.18: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #2.19: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.23: APPROVE BASIS OF PRICING, PRICING ISSUER YES FOR FOR
REFERENCE DATE AND ISSUE PRICE
PROPOSAL #2.24: APPROVE AMOUNT OF RAISED SUPPORTING ISSUER YES FOR FOR
FUNDS AND ISSUE AMOUNT
PROPOSAL #2.25: APPROVE USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.26: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.27: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.28: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.29: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION ADJUSTMENT DOES NOT ISSUER YES FOR FOR
CONSTITUTE MAJOR ADJUSTMENT
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES
AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #8: APPROVE SIGNING OF ISSUANCE OF SHARES ISSUER YES FOR FOR
AND PURCHASE OF ASSET BY CASH PAYMENT AGREEMENT
PROPOSAL #9: APPROVE SIGNING OF ISSUANCE OF SHARES ISSUER YES FOR FOR
AND PURCHASE OF ASSET BY CASH PAYMENT EARNINGS
FORECAST COMPENSATION AND REWARD AGREEMENT
PROPOSAL #10: APPROVE AUDIT REPORT AND EVALUATION ISSUER YES FOR FOR
REPORT OF THE TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #13: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Miteno Communication Technology Co., Ltd.
TICKER: 300038 CUSIP: Y0772J107
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
SECURITY ABBREVIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing New Building Materials Public Co., Ltd.
TICKER: 000786 CUSIP: Y07708103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #6: APPROVE BANK FINANCING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE SUBSIDIARY'S PROVISION OF ISSUER YES FOR FOR
GUARANTEES TO ITS OWN CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS FOR COMPANY AND SUBSIDIARY
PROPOSAL #10: ELECT YU MINGQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Beijing North Star Co. Ltd.
TICKER: 588 CUSIP: Y0R729115
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION SCHEME AND ISSUER YES FOR FOR
CAPITAL RESERVE FUND CONVERSION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
INTERNATIONAL AUDITORS RESPECTIVELY AND TO FIX THEIR
REMUNERATION
PROPOSAL #9: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
PROVISION OF GUARANTEE
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE GRANT OF GENERAL MANDATE TO THE ISSUER YES FOR FOR
BOARD TO ISSUE DEBT FINANCING INSTRUMENTS
ISSUER: Beijing North Star Company Limited
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
PROVISION OF GUARANTEE
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE GRANT OF GENERAL MANDATE TO THE ISSUER YES FOR FOR
BOARD TO ISSUE DEBT FINANCING INSTRUMENTS
PROPOSAL #5: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION SCHEME AND ISSUER YES FOR FOR
CAPITAL RESERVE FUND CONVERSION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
INTERNATIONAL AUDITORS RESPECTIVELY AND TO FIX THEIR
REMUNERATION
PROPOSAL #12: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Beijing Orient Landscape & Environment Co., Ltd.
TICKER: 2310 CUSIP: Y0772D100
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF PREFERRED SHARES
PROPOSAL #2: APPROVE ISSUANCE OF PREFERRED SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND NUMBER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.3: APPROVE PAR VALUE, ISSUE PRICE OR ISSUER YES FOR FOR
PRICING PRINCIPLE
PROPOSAL #2.4: APPROVE COUPON DIVIDEND RATE OR ISSUER YES FOR FOR
DETERMINATION PRINCIPLE
PROPOSAL #2.5: APPROVE PREFERRED SHAREHOLDER ISSUER YES FOR FOR
PARTICIPATION IN THE PLAN OF DISTRIBUTION OF PROFITS
PROPOSAL #2.6: APPROVE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LIMITATION AND RECOVERY OF ISSUER YES FOR FOR
VOTING RIGHTS
PROPOSAL #2.8: APPROVE LIQUIDATION ORDER AND ISSUER YES FOR FOR
LIQUIDATION METHOD
PROPOSAL #2.9: APPROVE CREDIT RATING AND TRACKING ISSUER YES FOR FOR
RATING ARRANGEMENTS
PROPOSAL #2.1: APPROVE GUARANTEE METHOD AND GUARANTEE ISSUER YES FOR FOR
SUBJECT
PROPOSAL #2.11: APPROVE POST-ISSUANCE OF LISTING ISSUER YES FOR FOR
TRANSACTION OR TRANSFER ARRANGEMENT
PROPOSAL #2.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S ISSUANCE OF PREFERRED ISSUER YES FOR FOR
STOCK
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #5: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
PREFERRED STOCK
ISSUER: Beijing Orient Landscape & Environment Co., Ltd.
TICKER: 002310 CUSIP: Y0772D100
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE REGISTRATION OF ULTRA SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #3: APPROVE REGISTRATION OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #4: APPROVE REGISTRATION OF MEDIUM-TERM ISSUER YES FOR FOR
NOTES
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #6.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #6.4: APPROVE TRADING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE ESTABLISHMENT OF SPECIAL ISSUER YES FOR FOR
RAISED FUNDS ACCOUNT AND SPECIAL DEBT PROTECTION
PROPOSAL #6.10: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #6.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING CORPORATE BOND
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING ISSUANCE OF DEBT
FINANCING PLAN
PROPOSAL #10: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT XIE XIAOZHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Beijing Orient National Communication Science & Tech Co., Ltd.
TICKER: 300166 CUSIP: Y0918A101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO EXTERNAL INVESTMENT IN THE
ESTABLISHMENT OF LIMITED PARTNERSHIP AND ACQUISITION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
ASSOCIATE COMPANY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
ASSOCIATE SUBSIDIARY
ISSUER: Beijing Orient National Communication Science & Technology Co., Ltd.
TICKER: 300166 CUSIP: Y0918A101
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Oriental Yuhong Waterproof Technology Co., Ltd
TICKER: 002271 CUSIP: Y07729109
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE IMPLEMENTED ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE OR ISSUER YES FOR FOR
PRICE RANGE AND PRICING BASIS
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
TICKER: 2271 CUSIP: Y07729109
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Beijing Oriental Yuhong Waterproof Technology Co., Ltd.
TICKER: 002271 CUSIP: Y07729109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #13: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO FUYANG ISSUER YES FOR FOR
XINYUAN WATER ENGINEERING CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGTAI ORIGINWATER ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SHANGHE SHANGTONG BISHUI ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO INNER ISSUER YES AGAINST AGAINST
MONGOLIA BISHUI HUIYUAN WATER CO., LTD.
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BEIJING LIANGYE ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR YIDU ISSUER YES FOR FOR
BISHUIYUAN WATER TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BEIJING BISHUI YANPING WATER CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
BEIJING JIU'AN CONSTRUCTION INVESTMENT GROUP CO.,
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
SHENZHEN BIHUIYUAN ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
ZHONGXING INSTRUMENT (SHENZHEN) CO., LTD.
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO XICHONG ISSUER YES FOR FOR
BISHUI QINGSHAN TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO XINJIANG ISSUER YES FOR FOR
KUNLUN XINSHUIYUAN TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
QINHUANGDAO SHUIYUAN RENEWABLE WATER CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: ELECT WANG KAIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
ZHANGJIAJIE BISHUIYUAN WATER TECHNOLOGY CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO SHANXI SHAREHOLDER YES FOR FOR
SHUITOU BIYUAN WATER TREATMENT CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO GONGAN SHAREHOLDER YES FOR FOR
BISHUIYUAN ENVIRONMENTAL PROTECTION CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO PUYANG SHAREHOLDER YES FOR FOR
BISHUIYUAN WATER CO., LTD.
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING BIHAI ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
KUANCHENG BISHUIYUAN ENVIRONMENTAL PROTECTION CO.,
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LIUZHOU LIANGYE ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WENZHOU LIANGYE ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #5: APPROVE WHOLLY-OWNED SUBSIDIARY TO SIGN ISSUER YES FOR FOR
A GENERAL CONTRACT AND RELATED PARTY TRANSACTIONS
WITH DEYANG YUHUI INVESTMENT CO., LTD.
PROPOSAL #6: APPROVE WHOLLY-OWNED SUBSIDIARY TO SIGN ISSUER YES FOR FOR
A PROJECT CONSTRUCTION CONTRACT AND RELATED PARTY
TRANSACTIONS WITH JIANGSU HUIMIN WATER CO., LTD.
PROPOSAL #7: APPROVE POSTPONEMENT ON SHARE CAPITAL SHAREHOLDER YES FOR FOR
INCREASE PLAN OF DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
BEIJING LIANGYE ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
BEIJING LIANGYE ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
HENAN BISHUIYUAN ECOLOGICAL TECHNOLOGY CO., LTD.
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO LIUZHI ISSUER YES FOR FOR
DISTRICT XINSHUIYUAN ECOLOGICAL ENVIRONMENT
TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING JIU'AN CONSTRUCTION INVESTMENT GROUP CO.,
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SUZHOU ISSUER YES FOR FOR
BIHUA ENVIRONMENTAL ENGINEERING CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO GULANG ISSUER YES FOR FOR
COUNTY QINGYUAN ENVIRONMENT CO., LTD. (1)
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO GULANG ISSUER YES FOR FOR
COUNTY QINGYUAN ENVIRONMENT CO., LTD. (2)
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU HUIMIN WATER CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO JIXI ISSUER YES FOR FOR
BISHUIYUAN ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LONGCHANG BIYUAN ENVIRONMENTAL PROTECTION TECHNOLOGY
CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TIANMEN OPEN SOURCE ENVIRONMENTAL TECHNOLOGY CO.,
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XIANTAO WATER ENVIRONMENT TECHNOLOGY CO., LTD.
ISSUER: Beijing OriginWater Technology Co. Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
FUJIAN ZHANGFA ORIGINWATER TECHNOLOGY CO. LTD.
PROPOSAL #6.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUANGDONG HAIYUAN ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #6.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUIZHOU ORIGINWATER ENVIRONMENTAL TECHNOLOGY CO.,
PROPOSAL #6.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUIZHOU GUISHUI INVESTMENT DEVELOPMENT CO., LTD.
PROPOSAL #6.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
HUNAN HEYUAN WATER ENVIRONMENT TECHNOLOGY CO., LTD.
PROPOSAL #6.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
JILIN ORIGINWATER WATER TECHNOLOGY CO., LTD.
PROPOSAL #6.7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU HUIMIN WATER CO., LTD.
PROPOSAL #6.8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
KUNMING DIANTOU ORIGINWATER WATER TECHNOLOGY CO.,
PROPOSAL #6.9: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WUHAN SANZHEN INDUSTRY HOLDING CO., LTD
PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
XINJIANG KEFA ENVIRONMENTAL ENGINEERING CO., LTD.
PROPOSAL #6.11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XINJIANG KUNLUN NEW WATER SOURCE TECHNOLOGY CO.,
PROPOSAL #6.12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH DEYANG JINGHUI INVESTMENT CO., LTD.
PROPOSAL #6.13: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH QINGDAO WATER ORIGINWATER TECHNOLOGY DEVELOPMENT
CO., LTD.
PROPOSAL #6.14: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XINSHUIYUAN ECOLOGICAL ENVIRONMENT TECHNOLOGY
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANXIAN ORIGINWATER WATER CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XICHONG BISHUI QINGSHAN TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
YINING ORIGINWATER ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHAOYUAN ORIGINWATER WATER CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HABAHE ORIGINWATER WATER CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANPING ORIGINWATER ENVIRONMENTAL ENGINEERING CO.,
LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANJING ZHANGFA ORIGINWATER ENVIRONMENT CO., LTD.
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
URUMQI KEFA TONGYUAN ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #16: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR RUZHOU ORIGINWATER ENVIRONMENTAL
TECHNOLOGY CO., LTD.
PROPOSAL #17: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR TAIYUAN ORIGINWATER WATER CO., LTD.
PROPOSAL #18: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR YINING ORIGINWATER ENVIRONMENTAL
TECHNOLOGY CO., LTD.
PROPOSAL #19: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR XINJIANG KUNLUN NEW WATER SOURCE
TECHNOLOGY CO., LTD.
PROPOSAL #20: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR BEIJING ORIGINWATER WATER PURIFICATION
ENGINEERING TECHNOLOGY CO., LTD.
PROPOSAL #21: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR CONTROLLED AND WHOLLY-OWNED
PROPOSAL #22: APPROVE DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #23: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARE
PROPOSAL #25: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING LANDSKY ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #26: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUIZHOU ANLONG SHUNYUAN WATER CO., LTD.
PROPOSAL #27: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING BISHUI JINGLIANG WATER CO., LTD.
PROPOSAL #28: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUAZHOU BISHUI MINGZHU WATER CO., LTD.
PROPOSAL #29: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR HUNAN GUOKAI ORIGINWATER ECOLOGICAL
ENVIRONMENT TECHNOLOGY CO., LTD.
PROPOSAL #30: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR BEIJING ORIGINWATER BODA WATER COMPANY
ISSUER: Beijing Originwater Technology Co., Ltd.
TICKER: 300070 CUSIP: Y0772Q101
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO XIXIAN ISSUER YES FOR FOR
NEW AREA FENGXI XINCHENG ORIGINWATER ENVIRONMENTAL
PROTECTION TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING ORIGINWATER PURIFICATION ENGINEERING
TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINXIANG ORIGINWATER WATER TREATMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHONGNING ORIGINWATER WATER BUSINESS CO. LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING LANDSKY ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #6: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR BEIJING ORIGINWATER PURIFICATION
ENGINEERING TECHNOLOGY CO., LTD.
PROPOSAL #7: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR TIANJIN ORIGINWATER ENVIRONMENTAL
TECHNOLOGY CO., LTD.
PROPOSAL #8: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR QINHUANGDAO ORIGINWATER ENVIRONMENTAL
TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE EARLY TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR QINHUANGDAO ORIGINWATER RECYCLED WATER
CO., LTD.
ISSUER: Beijing Philisense Technology Co., Ltd.
TICKER: 300287 CUSIP: Y0774E106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA WANLIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Philisense Technology Co., Ltd.
TICKER: 300287 CUSIP: Y0774E106
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YUE LU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHI QUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Philisense Technology Co., Ltd.
TICKER: 300287 CUSIP: Y0774E106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Qianfeng Electronic Co., Ltd.
TICKER: 600733 CUSIP: Y1306F108
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES AGAINST AGAINST
PENGLAI JUTAO OCEAN ENGINEERING HEAVY INDUSTRY CO.,
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
AIFANGMU (XING'AN MENG) BIOMASS NEW MATERIALS CO.,
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
HEILONGJIANG SANJU BEIDAHUANG BIOMASS NEW MATERIAL
CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SHENZHEN JUTAO MACHINERY EQUIPMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING SANJU GREEN ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #5: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER YES FOR FOR
BUSINESS
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENYANG SANJU KATE CATALYST CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO DAQING ISSUER YES FOR FOR
SANJU ENERGY PURIFICATION CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO INNER ISSUER YES AGAINST AGAINST
MONGOLIA SANJU JIAJING NEW ENERGY CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
PENGLAI JUTAO OCEAN ENGINEERING HEAVY INDUSTRY CO.,
LTD. BY ZHUHAI JUTAO
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RECEIPT OF FINANCIAL AID FROM ISSUER YES FOR FOR
BEIJING HAIDIAN DISTRICT STATE-OWNED ASSETS
INVESTMENT MANAGEMENT CO., LTD. AND RELATED PARTY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Sanju Environmental Protection & New Materials Co Ltd.
TICKER: 300072 CUSIP: Y0773K103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO INNER ISSUER YES FOR FOR
MONGOLIA SANJU JIAJING NEW ENERGY CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WUHAN ISSUER YES FOR FOR
JINZHONG PETROCHEMICAL ENGINEERING CO., LTD.
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #4.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE BOND TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #4.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #4.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.9: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE
PROPOSAL #6: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
INTENTION AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: Beijing Sanlian Hope Shin-Gosen Technical Service Co., Ltd.
TICKER: 300384 CUSIP: Y0776Y100
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Sanlian Hope Shin-Gosen Technical Service Co., Ltd.
TICKER: 300384 CUSIP: Y0776Y100
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
AND CAPITALIZATION OF CAPITAL RESERVES
ISSUER: Beijing Sanlian Hope Shin-Gosen Technical Service Co., Ltd.
TICKER: 300384 CUSIP: Y0776Y100
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
SUBJECT OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Sanlian Hope Shin-Gosen Technical Service Co., Ltd.
TICKER: 300384 CUSIP: Y0776Y100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS AND RAISED ISSUER YES FOR FOR
FUNDS TO INVEST IN PRINCIPAL-GUARANTEED FINANCIAL
PRODUCTS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing SanYuan Foods Co., Ltd.
TICKER: 600429 CUSIP: Y0770Z111
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.01: ELECT XUE GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.02: ELECT CHANG YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.03: ELECT CHEN QIYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT ZHANG XUEQING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT SHANG LIJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT CHEN LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT BAI JINRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT XUE JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHENG XIAODONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHANG ZHIYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT SHI ZHENYI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Science Sun Pharmaceutical Co., Ltd.
TICKER: 300485 CUSIP: Y0R7ZX108
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beijing Science Sun Pharmaceutical Co., Ltd.
TICKER: 300485 CUSIP: Y0R7ZX108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT IMPLEMENTATION MANNER
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE USE OF PARTIAL IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN A SUBSIDIARY
ISSUER: Beijing Science Sun Pharmaceutical Co., Ltd.
TICKER: 300485 CUSIP: Y0R7ZX108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO PURCHASE GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: APPROVE ESTABLISHMENT OF BIOMEDICAL ISSUER YES AGAINST AGAINST
INVESTMENT FUND PHASE 2
ISSUER: Beijing SDL Technology Co., Ltd.
TICKER: 002658 CUSIP: Y0774Y102
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD AND BASIS OF PRICING
PROPOSAL #1.4: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
IMPLEMENTATION PERIOD
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing SDL Technology Co., Ltd.
TICKER: 002658 CUSIP: Y0774Y102
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Shiji Information Technology Co., Ltd.
TICKER: 002153 CUSIP: Y0772L102
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE REMAINING RAISED FUNDS TO
REPLENISH WORKING CAPITAL
ISSUER: Beijing Shiji Information Technology Co., Ltd.
TICKER: 2153 CUSIP: Y0772L102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Shougang Co., Ltd.
TICKER: 959 CUSIP: Y07713103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF MANAGEMENT SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE CAPITAL INJECTION OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PARTIAL CHANGE IN THE COMMITMENT SHAREHOLDER YES FOR FOR
OF CONTROLLING SHAREHOLDER
ISSUER: Beijing Shougang Co., Ltd.
TICKER: 000959 CUSIP: Y07713103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO CONDUCT FINANCIAL SERVICES ISSUER YES FOR FOR
WITH SHOUGANG GROUP FINANCE CO., LTD.
PROPOSAL #10: APPROVE CONTRACT AGREEMENT FOR THE ISSUER YES FOR FOR
FINANCIAL SERVICE WITH SHOUGANG GROUP FINANCE CO.,
PROPOSAL #11: APPROVE RISK ASSESSMENT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RISK DISPOSAL PLAN FOR THE ISSUER YES FOR FOR
DEPOSIT AND LOANS WITH SHOUGANG GROUP FINANCE CO.,
ISSUER: Beijing Shouhang Resources Saving Co., Ltd.
TICKER: 002665 CUSIP: Y0774L100
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Beijing Shouhang Resources Saving Co., Ltd.
TICKER: 002665 CUSIP: Y0774L100
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF MAJOR AGREEMENT
PROPOSAL #3: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
ISSUER: Beijing Shunxin Agriculture Co., Ltd.
TICKER: 860 CUSIP: Y0771P104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Beijing Shunxin Agriculture Co., Ltd.
TICKER: 000860 CUSIP: Y0771P104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITORS AND PAYMENT OF THEIR REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Beijing Shuzhi Technology Co., Ltd.
TICKER: 300038 CUSIP: Y0772J107
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG ZHIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZU YINCHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHU LIANMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JONATHAN JUN YAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FAN GUIFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG SHUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Beijing Sifang Automation Co., Ltd.
TICKER: 601126 CUSIP: Y0773N107
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Sifang Automation Co., Ltd.
TICKER: 601126 CUSIP: Y0773N107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Sifang Automation Co., Ltd.
TICKER: 601126 CUSIP: Y0773N107
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR JOINT ISSUER YES FOR FOR
VENTURE COMPANY
ISSUER: Beijing Sifang Automation Co., Ltd.
TICKER: 601126 CUSIP: Y0773N107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT GAO XIUHUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHANG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHANG WEIFENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.4: ELECT ZHU ZHAOHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT CUI XIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT CHEN JINRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT QIAN HUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT LIU XIAOYA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT LI JIALIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Beijing SL Pharmaceutical Co., Ltd.
TICKER: 2038 CUSIP: Y0773L119
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN SHORT-TERM RISK ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #9: APPROVE INCREASE IN BUSINESS SCOPE AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing SPC Environment Protection Tech Co., Ltd.
TICKER: 2573 CUSIP: Y0773P102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing SPC Environment Protection Tech Co., Ltd.
TICKER: 002573 CUSIP: Y0773P102
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2: ELECT LI LILI AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Beijing Strong Biotechnologies, Inc.
TICKER: 300406 CUSIP: Y0R7Z7105
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Strong Biotechnologies, Inc.
TICKER: 300406 CUSIP: Y0R7Z7105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE COMPANY MANAGEMENT 2018 ANNUAL ISSUER YES FOR FOR
AWARD
ISSUER: Beijing Sumavision Technologies Co., Ltd.
TICKER: 300079 CUSIP: Y81861109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Supermap Software Co., Ltd.
TICKER: 300036 CUSIP: Y0773M109
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF RAISED FUND ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF EXCESS RAISED FUNDS TO
REPLENISH WORKING CAPITAL
PROPOSAL #2: ELECT HUANG WENLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZHANG ZHIQING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Supermap Software Co., Ltd.
TICKER: 300036 CUSIP: Y0773M109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Supermap Software Co., Ltd.
TICKER: 300036 CUSIP: Y0773M109
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BANK CREDIT LINE APPLICATION AND SHAREHOLDER YES FOR FOR
GUARANTEE PROVISION
PROPOSAL #4: APPROVE TRANSFER OF EQUITY SHAREHOLDER YES FOR FOR
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO GUARANTEE PROVISION PLAN
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF FINANCING LEASING ISSUER YES FOR FOR
BUSINESS AND PROVISION OF GUARANTEE
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO SHAREHOLDER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE TO ACQUIRE A SHARE OF PROPERTY SHAREHOLDER YES FOR FOR
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
ASSOCIATE COMPANY
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Teamsun Technology Co., Ltd.
TICKER: 600410 CUSIP: Y0773Q100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
ISSUER: Beijing Tensyn Digital Marketing Technology JSC
TICKER: 300392 CUSIP: Y0R7Z8103
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN APPLICATION FROM RELATED PARTIES
ISSUER: Beijing Tensyn Digital Marketing Technology JSC
TICKER: 300392 CUSIP: Y0R7Z8103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF LOAN FROM RELATED ISSUER YES FOR FOR
PARTY AND ACCEPTANCE OF GUARANTEE
ISSUER: Beijing Tensyn Digital Marketing Technology JSC
TICKER: 300392 CUSIP: Y0R7Z8103
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU XUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU ZHUOHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHU JINLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SUN YULIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU SHUYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LIU YANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Tensyn Digital Marketing Technology JSC
TICKER: 300392 CUSIP: Y0R7Z8103
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION FROM RELATED ISSUER YES FOR FOR
PARTY
ISSUER: Beijing Thunisoft Corp. Ltd.
TICKER: 300271 CUSIP: Y0773R108
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Beijing Thunisoft Corp. Ltd.
TICKER: 300271 CUSIP: Y0R73R114
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6.2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION OF FAN JIAOJIAO ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF WANG ZHEN ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF WANG YUE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Beijing Thunisoft Corp. Ltd.
TICKER: 300271 CUSIP: Y0R73R114
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHAO XUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LV BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO XIAOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GAN YUJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GAN PEIZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU HENGYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XIAO XING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GONG WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Beijing Tiantan Biological Products Corp. Ltd.
TICKER: 600161 CUSIP: Y0770S109
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT LI XIANGRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beijing Tiantan Biological Products Corp. Ltd.
TICKER: 600161 CUSIP: Y0770S109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing TongRenTang Co., Ltd.
TICKER: 600085 CUSIP: Y0771B105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7: ELECT DI SHUBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Beijing Tongtech Co., Ltd.
TICKER: 300379 CUSIP: Y0776N104
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Beijing Tongtech Co., Ltd.
TICKER: 300379 CUSIP: Y0776N104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DING YUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FAN GUIFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT YANG HONGHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT QU TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Beijing Tongtech Co., Ltd.
TICKER: 300379 CUSIP: Y0776N104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Beijing Tongtech Co., Ltd.
TICKER: 300379 CUSIP: Y0776N104
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY ULTIMATE CONTROLLER
ISSUER: Beijing Tongtech Co., Ltd.
TICKER: 300379 CUSIP: Y0776N104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Beijing Ultrapower Software Co., Ltd.
TICKER: 300002 CUSIP: Y0775T102
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Ultrapower Software Co., Ltd.
TICKER: 300002 CUSIP: Y0775T102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
ISSUER: Beijing Ultrapower Software Co., Ltd.
TICKER: 300002 CUSIP: Y0775T102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE=
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3.1: ELECT WANG NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT MAO DAWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHAI YIBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT YI LV AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LUO JIANBEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LIU TIEMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT WANG XUECHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT HAO YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DING YANCHAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 2383 CUSIP: Y07762100
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 2383 CUSIP: Y07762100
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE POSTPONEMENT OF ACQUISITION OF ISSUER YES FOR FOR
COMPANY'S SHARES BY MANAGEMENT
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 2383 CUSIP: Y07762100
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 002383 CUSIP: Y07762100
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI MING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 2383 CUSIP: Y07762100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE AND CANCELLATION OF OPTION
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 002383 CUSIP: Y07762100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF SHAREHOLDING ISSUER YES FOR FOR
PLANS
ISSUER: Beijing UniStrong Science & Technology Co., Ltd.
TICKER: 002383 CUSIP: Y07762100
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Beijing UniStrong Science Technology Co Ltd
TICKER: 002383 CUSIP: Y07762100
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE TERMINATION OF COMPANY'S RIGHTS ISSUER YES FOR FOR
ISSUE
ISSUER: Beijing UniStrong Science Technology Co Ltd
TICKER: 002383 CUSIP: Y07762100
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RAISED FUNDS PROJECT COMPLETION ISSUER YES FOR FOR
ISSUER: Beijing Urban Construction Design & Development Group Co. Ltd.
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI GUOQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHI YUBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TANG SHUCHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WU DONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GUAN JIFA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT REN YUHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT YU XIAOJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT REN CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG DEXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT YIM FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT SUN MAOZHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT LIANG QINGHUAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT QIN GUISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT YUAN GUOYUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT NIE KUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT ZHAO HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT CHEN RUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT ZUO CHUANCHANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Urban Construction Design & Development Grp Co., Limited
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE ISSUANCE PLAN ISSUER YES FOR FOR
OF APPLICATION FOR THE INITIAL PUBLIC OFFERING OF A
SHARES AND LISTING
PROPOSAL #2: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD TO HANDLE THE RELEVANT MATTERS IN
RELATION TO THE APPLICATION FOR INITIAL PUBLIC
OFFERING OF A SHARES AND LISTING
PROPOSAL #3: APPROVE ADJUSTMENT TO THE INVESTMENT ISSUER YES FOR FOR
PROJECT FUNDED BY PROCEEDS FROM THE INITIAL PUBLIC
OFFERING OF A SHARES AND FEASIBILITY STUDY REPORT
PROPOSAL #4: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: APPROVE AUTHORIZATION THE BOARD A ISSUER YES FOR FOR
GENERAL MANDATE TO ISSUE ADDITIONAL DOMESTIC SHARES
AND/OR H SHARES
PROPOSAL #8: APPROVE JOINT VENTURE AGREEMENT ENTERED ISSUER YES FOR FOR
INTO WITH BEIJING INFRASTRUCTURE INVESTMENT CO., LTD.
AND ITS SUBSIDIARIES
PROPOSAL #9: APPROVE 2018 FINANCIAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENT AND ITS SUMMARY
PROPOSAL #11: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND RECOMMENDATION ON DECLARATION OF DIVIDEND
PROPOSAL #12: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF 2018 AUDITING REMUNERATION
PROPOSAL #13: APPROVE 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Beijing Urban Construction Design & Development Grp Co., Limited
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE ISSUANCE PLAN ISSUER YES FOR FOR
OF APPLICATION FOR THE INITIAL PUBLIC OFFERING OF A
SHARES AND LISTING
PROPOSAL #2: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD TO HANDLE THE RELEVANT MATTERS IN
RELATION TO THE APPLICATION FOR INITIAL PUBLIC
OFFERING OF A SHARES AND LISTING
ISSUER: Beijing Urban Construction Design & Development Grp Co., Ltd
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
PROPOSAL #3: APPROVE INTEGRATED SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: Beijing Urban Construction Investment & Development Co., Ltd.
TICKER: 600266 CUSIP: Y0771Y105
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CHEN DAIHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHU ZHAOWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIANG WEIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG CAIGUANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.1: ELECT HU YUYUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SONG JIANBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHOU QINGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT TANG SHUCHANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT YANG YUXI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Beijing Urban Construction Investment & Development Co., Ltd.
TICKER: 600266 CUSIP: Y0771Y105
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN COMMITMENTS OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Beijing Urban Construction Investment & Development Co., Ltd.
TICKER: 600266 CUSIP: Y0771Y105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
SUPER SHORT-TERM COMMERCIAL PAPERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Beijing Urban Construction Investment & Development Co., Ltd.
TICKER: 600266 CUSIP: Y0771Y105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE GUARANTEE PROVISION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE RENEWAL OF ENGINEERING ISSUER YES FOR FOR
COOPERATION AGREEMENT WITH BEIJING URBAN CONSTRUCTION
GROUP CO., LTD.
PROPOSAL #6: APPROVE RENEWAL OF ENGINEERING ISSUER NO N/A N/A
COOPERATION AGREEMENT WITH BEIJING URBAN CONSTRUCTION
GROUP CO., LTD.
PROPOSAL #7: APPROVE RENEWAL OF CUSTODY AGREEMENT ISSUER YES FOR FOR
WITH BEIJING URBAN CONSTRUCTION GROUP CO., LTD.
PROPOSAL #7: APPROVE RENEWAL OF CUSTODY AGREEMENT ISSUER NO N/A N/A
WITH BEIJING URBAN CONSTRUCTION GROUP CO., LTD.
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Beijing Urban-rural Commercial (Group) Co., Ltd.
TICKER: 600861 CUSIP: Y07704102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE BUSINESS WORK REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ACCEPTANCE OF ENTRUSTED LOANS BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES FOR FOR
TO WHOLLY-OWNED SUBSIDIARY
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.1: ELECT JIAO RUIFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT TAO WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SHARE TRANSFER ISSUER YES FOR FOR
AGREEMENT FOR STRATEGIC INVESTMENT
PROPOSAL #2: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE TO AUTHORIZE WANTONG INVESTMENT SHAREHOLDER YES FOR N/A
HOLDINGS CO., LTD. TO SIGN THE RELEVANT DOCUMENT
FILINGS FOR ESTABLISHMENT OF FOREIGN ENTERPRISE
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET DISPOSAL ISSUER YES FOR FOR
ISSUER: Beijing Vantone Real Estate Co., Ltd.
TICKER: 600246 CUSIP: Y0770T107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF 2019 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9.1: ELECT FENG GUANHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beijing VRV Software Co., Ltd.
TICKER: 300352 CUSIP: Y0776H107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND REPLENISH WORKING CAPITAL
ISSUER: Beijing VRV Software Co., Ltd.
TICKER: 300352 CUSIP: Y0776H107
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND EXTERNAL GUARANTEE AS WELL AS BILL
POOL BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing VRV Software Co., Ltd.
TICKER: 300352 CUSIP: Y0776H107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND WRITE-OFF OF BAD DEBTS
ISSUER: Beijing VRV Software Corporation Limited
TICKER: 300352 CUSIP: Y0776H107
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF WHOLLY-OWNED
SUBSIDIARY
ISSUER: Beijing Water Business Doctor Co Ltd
TICKER: 300055 CUSIP: Y07760104
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Water Business Doctor Co., Ltd.
TICKER: 300055 CUSIP: Y07760104
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Beijing Water Business Doctor Co., Ltd.
TICKER: 300055 CUSIP: Y07760104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #8.1: ELECT WANG ZHANGRONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT DU ZHENGXIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT SU GUOJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT LI QUNSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT LIU RONGJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT ZHANG YABING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT XU CHUNLAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT ZHANG HUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Watertek Information Technology Co., Ltd.
TICKER: 300324 CUSIP: Y0774W106
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION PART ISSUER YES FOR FOR
OF PERFORMANCE SHARE ON THE 2017 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONTINUED SUSPENSION OF TRADING SHAREHOLDER YES FOR N/A
COMPANY'S SHARES
ISSUER: Beijing WKW Automotive Parts Co., Ltd.
TICKER: 002662 CUSIP: Y0774Z109
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY OF NINGBO ISSUER NO N/A N/A
FUERDA INTELLIGENT TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE DISPOSAL OF EQUITY OF SHANGHAI ISSUER NO N/A N/A
FUYULONG CAR TECHNOLOGY CO.,LTD.
PROPOSAL #3: APPROVE DISPOSAL OF EQUITY OF SHANGHAI ISSUER NO N/A N/A
FUTAILONG CAR ELECTRON TECHNOLOGY CO.,LTD.
PROPOSAL #4: APPROVE REMOVAL OF HORIZONTAL ISSUER NO N/A N/A
COMPETITION PREVENTIVE AGREEMENT
ISSUER: Beijing WKW Automotive Parts Co., Ltd.
TICKER: 2662 CUSIP: Y0774Z109
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Beijing WKW Automotive Parts Co., Ltd.
TICKER: 2662 CUSIP: Y0774Z109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO PANAMA ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING XINWEI COMMUNICATION TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE CONTINUED GUARANTEE PROVISION TO ISSUER YES FOR FOR
CHONGQING XINWEI COMMUNICATION TECHNOLOGY CO., LTD.
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
RUSSWILL TELECOM LIMITED
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
INNOVACIONES TECHNOLOGICAS (INNOVATECH), S.A.
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
PROPOSAL #2: APPROVE POSTPONEMENT OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHONGQING XINWEI COMMUNICATION TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
RUSSWILL TELECOM LIMITED
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GAO QUANZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO TANZANIA ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO BEIJING ISSUER YES FOR FOR
XINWEI
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO CHONGQING ISSUER YES FOR FOR
XINWEI
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO NICARAGUA ISSUER YES FOR FOR
PROJECT
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
PROPOSAL #2: APPROVE ADJUSTMENT OF GUARANTEE SHAREHOLDER YES FOR FOR
ARRANGEMENT
PROPOSAL #3: APPROVE CONTINUOUS PROVISION OF SHAREHOLDER YES FOR FOR
GUARANTEE FOR PRINCIPAL AND INTEREST OF WORKING
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
PROPOSAL #2: APPROVE GUARANTEE PROVISION SHAREHOLDER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ADJUSTMENT ON GUARANTEE SHAREHOLDER YES FOR FOR
PROVISION
ISSUER: Beijing Xinwei Technology Group Co., Ltd.
TICKER: 600485 CUSIP: Y07723102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Beijing Yanjing Brewery Co., Ltd.
TICKER: 729 CUSIP: Y0771Z102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE APPOINT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION SYSTEM
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: ELECT DENG QIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Beijing Zhongke Sanhuan High-Tech Co., Ltd.
TICKER: 000970 CUSIP: Y07728101
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
BY NINGBO KENINGDA INDUSTRY CO., LTD.
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FUTIAN ZHONGFEI INVESTMENT CO., LTD.
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR HEBEI ISSUER YES FOR FOR
BEIQI FUTIAN AUTO PARTS CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FUTIAN CAIAIFU LIGHT AUTOMATIC TRANSMISSION (JIAXING)
CO., LTD.
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BAIC CAPITAL STRATEGIC ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: ELECT WANG WENJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CAIAIFU FUTIAN AUTOMATIC TRANSMISSION (JIAXING) CO.,
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING ZHONGCHE XINRONG FINANCIAL LEASING CO.,
LTD.AND BEIJING FOTON COMMERCIAL FACTORING CO., LTD.
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN AND ISSUER YES AGAINST AGAINST
RELATED PARTY TRANSACTIONS
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER ISSUER YES FOR FOR
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING CREDIT LIMIT ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY ASSOCIATE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHUCHENG YIHE AXLE CO., LTD.
PROPOSAL #4.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHANGSHA YIHE AXLE CO., LTD.
PROPOSAL #4.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEICHAI POWER CO., LTD.
PROPOSAL #4.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI FAST GEAR CO., LTD.
PROPOSAL #4.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI HANDE AXLE CO., LTD.
PROPOSAL #4.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
QINGTE GROUP CO., LTD.
PROPOSAL #4.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
QINGDAO QINGTE ZHONGLI AXLE CO., LTD.
PROPOSAL #4.8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIFANG QINGTE AXLE CO., LTD.
PROPOSAL #4.9: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
BEIJING SHOUGANG CO., LTD
PROPOSAL #4.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHOUGANG JINGTANG IRON AND STEEL JOINT CO., LTD.
PROPOSAL #4.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANDONG HUAYUAN LAIDONG ENGINE CO., LTD.
PROPOSAL #4.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BEIJING FUTIAN CUMMINS ENGINE CO., LTD.
PROPOSAL #4.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BEIJING FUTIAN DAIMLER AUTOMOBILE CO., LTD.
PROPOSAL #4.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BAOWO FOGIA (TIANJIN) AUTO PARTS SYSTEM CO.,
PROPOSAL #4.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH CAI'AIFU FUTIAN AUTOMATIC TRANSMISSION (JIAXING)
CO., LTD.
PROPOSAL #4.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BEIJING ANDAOTUO AUTO PARTS CO., LTD.
PROPOSAL #4.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH YANFENG HAINACHUAN AUTOMOTIVE TRIM SYSTEMS CO.,
PROPOSAL #4.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIUJIANG BANK CO., LTD.
PROPOSAL #4.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BEIJING AUTOMOBILE GROUP CO., LTD.
PROPOSAL #5: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AUTHORIZATION FOR ISSUER YES FOR FOR
TRANSFER OF EQUITY
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
WORKING SYSTEM FOR INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Beiqi Foton Motor Co., Ltd.
TICKER: 600166 CUSIP: Y0770V102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE EXPENSE BUDGET OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GAO LIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LI XIAOWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT FRAMEWORK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE PROVISIONS FOR INVENTORY ISSUER YES FOR FOR
VALUATION, BAD DEBTS AS WELL AS AVAILABLE-FOR-SALE
FINANCIAL ASSETS AND FIXED ASSET IMPAIRMENT
PROPOSAL #13: APPROVE USE OF SHORT-TERM IDLE FUNDS TO ISSUER YES FOR FOR
CONDUCT ENTRUSTED ASSET MANAGEMENT
PROPOSAL #14.1: ELECT GAO LIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT CAO AIMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT SHEN QIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT HUANG XINGHUA AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.1: ELECT ZHONG TIANLI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHAO XINAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG SUXUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT HAN MEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT LI LIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.3: ELECT LI XIAOWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE OWNERSHIP OF DIVIDENDS DURING ISSUER YES FOR FOR
THE CONVERSION YEAR
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACEMENT ARRANGEMENT TO ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES AND COMMITMENTS TO
BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE BONDS
ISSUER: Bera Holding AS
TICKER: BERA CUSIP: M6379T102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Berger Paints India Ltd
TICKER: 509480 CUSIP: Y0807G169
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KULDIP SINGH DHINGRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT GURBACHAN SINGH DHINGRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT KAMAL RANJAN DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PULAK CHANDAN PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Berjaya Corp. Bhd.
TICKER: 3395 CUSIP: Y08366125
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES FROM OCTOBER 23, ISSUER YES FOR FOR
2018 UNTIL THE NEXT AGM
PROPOSAL #2: APPROVE DIRECTORS' FEES FROM MARCH 30, ISSUER YES FOR FOR
2018 UNTIL THE FORTHCOMING 17TH AGM
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #4: ELECT ROBIN TAN YEONG CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZURAINAH BINTI MUSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT CHAN KIEN SING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT JAYANTHI NAIDU A/P G. DANASAMY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT VINCENT TAN CHEE YIOUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PENELOPE GAN PAIK LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Berjaya Sports Toto Bhd.
TICKER: 1562 CUSIP: Y0849N107
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #3: ELECT ROBERT YONG KUEN LOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NERINE TAN SHEIK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TAN KOK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Berli Jucker Public Co. Ltd.
TICKER: BJC CUSIP: Y0872M174
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHAIYUT PILUN-OWAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SITHICHAI CHAIKRIANGKRAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ASWIN TECHAJAREONVIKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PRASERT MAEKWATANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT WEERAWONG CHITTMITTRAPAP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT KAMJORN TATIYAKAVEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE EMPLOYEE STOCK OPTION PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ALLOCATION OF NEW ORDINARY ISSUER YES AGAINST AGAINST
SHARES FOR THE EXERCISE OF WARRANTS TO EXECUTIVES AND
EMPLOYEES OF THE COMPANY AND/OR ITS SUBSIDIARIES
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bermaz Auto Bhd.
TICKER: 5248 CUSIP: Y0873J105
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #3: ELECT YEOH CHOON SAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ABDUL MANAP BIN ABD WAHAB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT KALSOM BINTI ABD. RAHMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Bermaz Auto Bhd.
TICKER: 5248 CUSIP: Y0873J105
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEES' SHARE SCHEME (ESS) ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ALLOCATION OF AWARDS TO YEOH ISSUER YES AGAINST AGAINST
CHOON SAN UNDER THE ESS
PROPOSAL #3: APPROVE ALLOCATION OF AWARDS TO LEE KOK ISSUER YES AGAINST AGAINST
CHUAN UNDER THE ESS
ISSUER: Berry Genomics Co., Ltd.
TICKER: 710 CUSIP: Y1306V103
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Berry Genomics Co., Ltd.
TICKER: 710 CUSIP: Y1306V103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: BES Engineering Corp.
TICKER: 2515 CUSIP: Y08736103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Besalco SA
TICKER: BESALCO CUSIP: P1663V100
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 7 PER SHARE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION AND BUDGET OF DIRECTORS'
PROPOSAL #6: RECEIVE DIRECTORS' COMMITTEE REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPOINT AUDITORS AND RISK ASSESSMENT ISSUER YES FOR FOR
COMPANIES
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Besiktas Futbol Yatirim Sanayi ve Ticaret AS
TICKER: BJKAS CUSIP: M20116105
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 6 RE: CAPITAL RELATED ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #15: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE CURRENT FISCAL YEAR AND RECEIVE INFORMATION ON
DONATIONS MADE IN PREVIOUS FISCAL YEAR
ISSUER: Bestsun Energy Co., Ltd.
TICKER: 600681 CUSIP: Y9714R101
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #2.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE NUMBER AND AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Bestsun Energy Co., Ltd.
TICKER: 600681 CUSIP: Y9714R101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: APPROVE FORMULATION OF MANAGEMENT ISSUER YES FOR FOR
METHOD OF REMUNERATION OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #18: APPROVE ADDITIONAL SCOPE OF EXTERNAL SHAREHOLDER YES FOR FOR
GUARANTEES
PROPOSAL #19.1: ELECT WANG DONGHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT HAN XIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.3: ELECT BAI HENGFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.4: ELECT ZHU JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.1: ELECT NI JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20.2: ELECT ZOU ZHENDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT LU XINYAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.1: ELECT YANG GUOZHONG AS SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #21.2: ELECT WANG WENDONG AS SUPERVISORS ISSUER YES FOR FOR
ISSUER: Besttone Holding Co., Ltd.
TICKER: 600640 CUSIP: Y7682G107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT AND ISSUER YES FOR FOR
CAPITAL INVESTMENT PLAN
PROPOSAL #5: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION AND PERFORMANCE ISSUER YES FOR FOR
ASSESSMENT OF CHAIRMAN OF THE BOARD
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FANG XIANLI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE OF COMPANY-RELATED ISSUER YES FOR FOR
COMMITMENTS BY LIU NAN AND PERSONS ACTING IN CONCERT
PROPOSAL #3: APPROVE ACCEPTANCE OF PROVISION OF LOAN ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG CUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG SHANGWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THIRD QUARTER REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIAO YONGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Bestway Marine & Energy Technology Co., Ltd.
TICKER: 300008 CUSIP: Y76838104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Betta Pharmaceuticals Co., Ltd.
TICKER: 300558 CUSIP: Y0875K100
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #3: ELECT WU HAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Betta Pharmaceuticals Co., Ltd.
TICKER: 300558 CUSIP: Y0875K100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 PHASE ISSUER YES FOR FOR
2 STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF THE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION OF THE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF SHARES
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE AND LOCK-UP PERIOD
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING AS WELL AS EXERCISE ARRANGEMENTS
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE STOCKS
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY
AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Betta Pharmaceuticals Co., Ltd.
TICKER: 300558 CUSIP: Y0875K100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE COMPREHENSIVE FINANCING ISSUER YES FOR FOR
APPLICATION AND ITS RELEVANT GUARANTEE PROVISION
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 002251 CUSIP: Y08812102
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF ASSETS FROM RELATED ISSUER YES FOR FOR
PARTY
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 002251 CUSIP: Y08812102
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT ISSUER YES FOR FOR
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 2251 CUSIP: Y08812102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN ACCOUNTING POLICIES IN ISSUER YES FOR FOR
CONNECTION TO INVESTMENT PROPERTY
PROPOSAL #2: APPROVE PARTIAL SELF-USE REAL ESTATE TO ISSUER YES FOR FOR
CONVERT INTO INVESTMENT REAL ESTATE AND USING FAIR
VALUE MEASUREMENT
PROPOSAL #3: APPROVE TRANSFERRING OF RELATED ASSETS ISSUER YES FOR FOR
AND CAPITAL INJECTION IN WHOLLY-OWNED SUBSIDIARY
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 002251 CUSIP: Y08812102
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ASSETS FROM A ISSUER YES FOR FOR
RELATED PARTY
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 2251 CUSIP: Y08812102
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Better Life Commercial Chain Share Co., Ltd.
TICKER: 2251 CUSIP: Y08812102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECTS
PROPOSAL #14: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #15: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #16: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Beyondsoft Corp.
TICKER: 002649 CUSIP: Y08814108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DU YUTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS SHAREHOLDER YES FOR FOR
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE RIGHTS ISSUER YES FOR FOR
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #10: APPROVE POSTPONEMENT OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECTS
ISSUER: BGI Genomics Co., Ltd.
TICKER: 300676 CUSIP: Y0883H107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE PAR VALUE, ISSUE PRICE, AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENTS FOR SELLING BONDS TO SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND MATURITY AND BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Bharat Electronics Ltd.
TICKER: 500049 CUSIP: Y0881Q141
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT ANANDI RAMALINGAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MUKKA HARISH BABU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SURENDRA S SIROHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT VIJAY S MADAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT KOSHY ALEXANDER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT AMIT SAHAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT J MANJULA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT MAHESH V AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OBJECT CLAUSE OF MEMORANDUM OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Bharat Financial Inclusion Limited
TICKER: 533228 CUSIP: Y8084Y100
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ASHISH LAKHANPAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BSR & ASSOCIATES LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAMACHANDRA RAO AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND OTHER DEBT SECURITIES ON PRIVATE
PLACEMENT BASIS
ISSUER: Bharat Financial Inclusion Ltd.
TICKER: 533228 CUSIP: Y8084Y100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Bharat Forge Ltd.
TICKER: 500493 CUSIP: Y08825179
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT P. C. BHALERAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT S. E. TANDALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, PUNE AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF B. N. KALYANI AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF G. K. AGARWAL AS DEPUTY MANAGING DIRECTOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
ISSUER: Bharat Heavy Electricals Ltd.
TICKER: 500103 CUSIP: Y0882L133
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SUBHASH CHANDRA PANDEY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: REELECT AKHIL JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DESH DEEPAK GOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RANJIT RAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SUBODH GUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT PRAVIN L. AGRAWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT S. BALAKRISHNAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Bharat Petroleum Corp. Ltd.
TICKER: 500547 CUSIP: Y0882Z116
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT RAMAMOORTHY RAMACHANDRAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF JOINT STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT JANE MARY SHANTI SUNDHARAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT VINAY SHEEL OBEROI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TAMILISAI SOUNDARARAJAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT RAJIV BANSAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PADMAKAR KAPPAGANTULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ELLANGOVAN KAMALA KANNAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/ OR OTHER DEBT SECURITIES ON
PRIVATE PLACEMENT BASIS
PROPOSAL #12: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAKESH BHARTI MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT TAN YONG CHOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: REELECT CRAIG EDWARD EHRLICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE IN NATURE OF DIRECTORSHIP ISSUER YES FOR FOR
OF GOPAL VITTAL AS MANAGING DIRECTOR & CEO (INDIA
AND SOUTH ASIA)
PROPOSAL #9: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF THE COMPANY'S ISSUER YES FOR FOR
INVESTMENT TO NETTLE INFRASTRUCTURE INVESTMENTS
ISSUER: Bharti Infratel Ltd.
TICKER: INFRATEL CUSIP: Y0R86J109
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TAO YIH ARTHUR LANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, GURGAON AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ANITA KAPUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AKHIL GUPTA AS EXECUTIVE CHAIRMAN
PROPOSAL #7: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH BHARTI AIRTEL LIMITED
ISSUER: Bharti Infratel Ltd.
TICKER: 534816 CUSIP: Y0R86J109
MEETING DATE: 2/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION AND ISSUER YES FOR FOR
ARRANGEMENT
ISSUER: Bid Corp. Ltd.
TICKER: BID CUSIP: S11881109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT KPMG AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH MOHAMMED HASSAN AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #2.1: RE-ELECT DOUGLAS BAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BERNARD BERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT PAUL BALOYI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT NIGEL PAYNE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT HELEN WISEMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE IMPLEMENTATION OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRO RATA REDUCTION OF STATED ISSUER YES FOR FOR
CAPITAL IN LIEU OF DIVIDEND
PROPOSAL #8: AUTHORISE CREATION AND ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE FEES OF THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE FEES OF THE LEAD INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3.1: APPROVE FEES OF THE NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS (SA)
PROPOSAL #2.3.2: APPROVE FEES OF THE NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS (INTERNATIONAL)
PROPOSAL #2.4.1: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.4.2: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBER (SA)
PROPOSAL #2.4.3: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBER (INTERNATIONAL)
PROPOSAL #2.5.1: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.5.2: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER (SA)
PROPOSAL #2.5.3: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER (INTERNATIONAL)
PROPOSAL #2.6.1: APPROVE FEES OF THE NOMINATIONS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.6.2: APPROVE FEES OF THE NOMINATIONS ISSUER YES FOR FOR
COMMITTEE MEMBER (SA)
PROPOSAL #2.6.3: APPROVE FEES OF THE NOMINATIONS ISSUER YES FOR FOR
COMMITTEE MEMBER (INTERNATIONAL)
PROPOSAL #2.7.1: APPROVE FEES OF THE ACQUISITIONS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.7.2: APPROVE FEES OF THE ACQUISITIONS ISSUER YES FOR FOR
COMMITTEE MEMBER (SA)
PROPOSAL #2.7.3: APPROVE FEES OF THE ACQUISITIONS ISSUER YES FOR FOR
COMMITTEE MEMBER (INTERNATIONAL)
PROPOSAL #2.8.1: APPROVE FEES OF THE SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #2.8.2: APPROVE FEES OF THE SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER (SA)
PROPOSAL #2.8.3: APPROVE FEES OF THE SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER (INTERNATIONAL)
PROPOSAL #2.9.1: APPROVE FEES OF THE AD HOC MEETINGS ISSUER YES FOR FOR
(SA)
PROPOSAL #2.9.2: APPROVE FEES OF THE AD HOC MEETINGS ISSUER YES FOR FOR
(INTERNATIONAL)
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES AND CORPORATIONS
ISSUER: BIM Birlesik Magazalar AS
TICKER: BIMAS CUSIP: M2014F102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PURPOSE AND RECEIVE INFORMATION IN ACCORDANCE TO
ARTICLE 1.3.6 OF CORPORATE GOVERNANCE PRINCIPLES
PROPOSAL #13: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Biocon Limited
TICKER: BIOCON CUSIP: Y0905C102
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JOHN SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: REELECT JEREMY LEVIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT VIJAY KUCHROO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT BOBBY KANUBHAI PARIKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Biocon Limited
TICKER: 532523 CUSIP: Y0905C102
MEETING DATE: 6/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Biocon Ltd.
TICKER: 532523 CUSIP: Y0905C102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMMISSION TO NON-EXECUTIVE NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE COMMISSION TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE JOHN RUSSELL FOTHERINGHAM WALLS ISSUER YES FOR FOR
TO CONTINUE OFFICE AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
ISSUER: Bioton SA
TICKER: BIO CUSIP: X07308111
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF SPECIAL AUDITOR SHAREHOLDER YES FOR N/A
PROPOSAL #6: APPROVE DECISION ON COVERING COSTS OF SHAREHOLDER YES FOR N/A
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
ISSUER: Bizim Toptan Satis Magazalari AS
TICKER: BIZIM CUSIP: M20170102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: BizLink Holding, Inc.
TICKER: 3665 CUSIP: G11474106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 CPA AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF NEW COMMON SHARES ISSUER YES FOR FOR
FOR CASH AND/OR ISSUE NEW COMMON SHARES FOR CASH TO
SPONSOR GDRS OFFERING
PROPOSAL #8.1: ELECT CHIN-TEH HSU WITH ID NO. ISSUER YES FOR FOR
C120307XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE THE RELEASE OF THE PROHIBITION ISSUER YES FOR FOR
ON DIRECTORS OR THEIR REPRESENTATIVES FROM
PARTICIPATION IN COMPETITIVE BUSINESSES
ISSUER: BK Brasil Operacao e Assessoria a Restaurantes SA
TICKER: BKBR3 CUSIP: P1R1WQ107
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BRUNO AUGUSTO SACCHI ZAREMBA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS ISSUER YES FOR FOR
AND AMEND ARTICLE 2 ACCORDINGLY
PROPOSAL #3: AMEND ARTICLE 15 ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS
PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
ISSUER: BK Brasil Operacao e Assessoria a Restaurantes SA
TICKER: BKBR3 CUSIP: P1R1WQ107
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND FIRST, SECOND AND THIRD STOCK ISSUER NO N/A N/A
OPTION PLANS
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
ISSUER: BK Brasil Operacao e Assessoria a Restaurantes SA
TICKER: BKBR3 CUSIP: P1R1WQ107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO DODSWORTH PENNA AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSHUA ARTHUR KOBZA AS DIRECTOR AND THIAGO
TEMER SANTELMO AS ALTERNATE
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATO FAIRBANKS NASCIMBENI DE SA E SILVA
RIBEIRO AS DIRECTOR AND MATHEUS MORGAN VILLARES AS
ALTERNATE
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME DE ARAUJO LINS AS DIRECTOR AND MARCOS
GRODETZKY AS ALTERNATE
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULA ALEXANDRA DE OLIVEIRA GONCAVES BELLIZIA
AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RODRIGO CALVO GALINDO AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BRUNO AUGUSTO SACCHI ZAREMBA AS DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER NO N/A N/A
ANNOUNCEMENTS
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: BK Brasil Operacao e Assessoria a Restaurantes SA
TICKER: BKBR3 CUSIP: P1R1WQ107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB KING FOOD ISSUER YES FOR FOR
COMERCIO DE ALIMENTOS S.A., GOOD FOOD COMERCIO DE
ALIMENTOS S.A. AND FAST BURGER COMERCIO DE ALIMENTOS
S.A.
PROPOSAL #2: APPOINT INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTIONS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
KING FOOD COMERCIO DE ALIMENTOS S.A.
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
GOOD FOOD COMERCIO DE ALIMENTOS S.A.
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
FAST BURGER COMERCIO DE ALIMENTOS S.A.
PROPOSAL #6: APPROVE ABSORPTION OF KING FOOD COMERCIO ISSUER YES FOR FOR
DE ALIMENTOS S.A., GOOD FOOD COMERCIO DE ALIMENTOS
S.A. AND FAST BURGER COMERCIO DE ALIMENTOS S.A.
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Black Peony (Group) Co. Ltd.
TICKER: 600510 CUSIP: Y0907Y102
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY AND MUTUAL GUARANTEE PROVISION BETWEEN
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE PAR VALUE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TYPE AND TERM OF BONDS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE SPECIAL ACCOUNT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #3.8: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #3.1: APPROVE LISTING AND TRADING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Black Peony (Group) Co. Ltd.
TICKER: 600510 CUSIP: Y0907Y102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD AND PURPOSE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Black Peony (Group) Co. Ltd.
TICKER: 600510 CUSIP: Y0907Y102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILLS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN BETWEEN ISSUER YES FOR FOR
SUBSIDIARIES
ISSUER: Black Peony (Group) Co. Ltd.
TICKER: 600510 CUSIP: Y0907Y102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Bloomberry Resorts Corp.
TICKER: BLOOM CUSIP: Y0927M104
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MINUTES OF THE MEETING OF JUNE ISSUER YES FOR FOR
5, 2018
PROPOSAL #4: APPROVE REPORT OF THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ALL ACTS, CONTRACTS, INVESTMENTS ISSUER YES FOR FOR
AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND
MANAGEMENT SINCE THE LAST ANNUAL STOCKHOLDERS'
PROPOSAL #7.1: ELECT ENRIQUE K. RAZON, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT JOSE EDUARDO J. ALARILLA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.3: ELECT THOMAS ARASI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT CHRISTIAN R. GONZALEZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT DONATO C. ALMEDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT JOSE P. PEREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Blue Dart Express Ltd.
TICKER: 526612 CUSIP: Y0916Q124
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MALCOLM MONTEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHARLES BREWER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TULSI NOWLAKHA MIRCHANDANEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ANIL KHANNA AS MANAGING DIRECTOR
PROPOSAL #7: REELECT SHARAD UPASANI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Blue Dart Express Ltd.
TICKER: 526612 CUSIP: Y0916Q124
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KAVITA NAIR AS NON-EXECUTIVE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Blue Label Telecoms Ltd.
TICKER: BLU CUSIP: S12461109
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT GARY HARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT BRETT LEVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JERRY VILAKAZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY
PROPOSAL #5: RE-ELECT JOE MTHIMUNYE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6: RE-ELECT GARY HARLOW AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7: RE-ELECT JERRY VILAKAZI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #8: RE-ELECT PHUTI MAHANYELE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION AND REWARD POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Blue Sail Medical Co., Ltd.
TICKER: 2382 CUSIP: Y767A7100
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BIOSENSORS INTERNATIONAL GROUP, LTD.
PROPOSAL #3: APPROVE LOAN APPLICATION FROM RELATED ISSUER YES FOR FOR
PARTY
ISSUER: Blue Sail Medical Co., Ltd.
TICKER: 2382 CUSIP: Y767A7100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE MAJOR ASSET RESTRUCTURING PLAN ISSUER YES FOR FOR
AND SPECIAL INSTRUCTION ON CUMULATIVE PROFIT
COMMITMENTS
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #11.1: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11.2: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.3: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
ISSUER: Bluedon Information Security Technologies Co Ltd
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KE ZONGQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT KE ZONGGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HUANG ZEHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT TAN XIAOYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHAO QINGLUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU YAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG DANZHOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHOU TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CAI ZHENSHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN WENHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT FENG MINGQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Bluedon Information Security Technologies Co Ltd
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
CONVERTIBLE BOND ISSUANCE
ISSUER: Bluedon Information Security Technologies Co., Ltd.
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.4: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RIGHTS PROVISION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRADING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Bluedon Information Security Technologies Co., Ltd.
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL AND PURPOSE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Bluedon Information Security Technologies Co., Ltd.
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE IN CONNECTION TO THE CONVERTIBLE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Bluedon Information Security Technologies Co., Ltd.
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG YUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Bluedon Information Security Technologies Co., Ltd.
TICKER: 300297 CUSIP: Y0774K102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: BlueFocus Intelligent Communications Group Co. Ltd.
TICKER: 300058 CUSIP: Y091AZ103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON CONVERSION PRICE ISSUER YES FOR FOR
OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: BlueFocus Intelligent Communications Group Co. Ltd.
TICKER: 300058 CUSIP: Y091AZ103
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF INTERNAL GUARANTEE ISSUER YES FOR FOR
FOR THE EXTERNAL LOAN OF OFFSHORE WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: BlueFocus Intelligent Communications Group Co. Ltd.
TICKER: 300058 CUSIP: Y091AZ103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: ELECT CHEN JIANHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE SECURITIZATION OF COMPANY'S SHAREHOLDER YES FOR FOR
OVERSEAS ACCOUNTS RECEIVABLE
ISSUER: BlueFocus Intelligent Communications Group Co. Ltd.
TICKER: 300058 CUSIP: Y091AZ103
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
FROM CONVERTIBLE BONDS
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE ADJUSTMENT ON CONVERSION PRICE SHAREHOLDER YES FOR FOR
OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ADJUSTMENT ON
CONVERSION PRICE OF CONVERTIBLE BONDS
PROPOSAL #6: APPROVE SETTING-UP THE POSITION OF VICE SHAREHOLDER YES FOR FOR
CHAIRMAN AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: APPROVE ISSUANCE OF FOREIGN BONDS BY SHAREHOLDER YES FOR FOR
FOREIGN SUBSIDIARY
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF FOREIGN
BONDS BY FOREIGN SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
SUBSIDIARY'S FOREIGN BONDS ISSUANCE
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: BlueFocus Intelligent Communications Group Co. Ltd.
TICKER: 300058 CUSIP: Y091AZ103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Bluestar Adisseo Co.
TICKER: 600299 CUSIP: Y9722Y106
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT HAO ZHIGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GERARD DEMAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JEAN MARC DUBLANC AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT MICHAEL KOENIG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT GU DENGJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT GE YOUGEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT JEAN FALGOUX AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SONG LIXIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT DING YUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WANG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LU WEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Bluestar Adisseo Co.
TICKER: 600299 CUSIP: Y9722Y106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONTINUE TO PURCHASE LIABILITY ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGERS
ISSUER: Bode Energy Equipment Co Ltd
TICKER: 300023 CUSIP: Y0920S108
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORRECTION OF ACCOUNTING ERRORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT ON PROFIT FORECAST IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #4: APPROVE REMOVAL OF YANG ZISHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LIU YUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Bode Energy Equipment Co., Ltd.
TICKER: 300023 CUSIP: Y0920S108
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: ELECT YANG WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Bode Energy Equipment Co., Ltd.
TICKER: 300023 CUSIP: Y0920S108
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHORT-TERM CAPITAL BORROWING ISSUER YES AGAINST AGAINST
BETWEEN THE COMPANY AND SUBSIDIARIES
PROPOSAL #10: APPROVE FINANCING LEASING WITHIN A ISSUER YES FOR FOR
CERTAIN AMOUNT
PROPOSAL #11: APPROVE FINANCING WITHIN A CERTAIN ISSUER YES FOR FOR
AMOUNT
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 200725 CUSIP: Y0920M101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
BUSINESS PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE LOAN AND CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEVELOPMENT OF PRINCIPAL- ISSUER YES FOR FOR
GUARANTEED FINANCIAL PRODUCTS OR STRUCTURE DEPOSITS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF BEIJING BOE LIFE TECHNOLOGY INDUSTRIAL BASE
PROJECT (PHASE I)
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 200725 CUSIP: Y0920M101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT CHEN YANSHUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.2: ELECT PAN JINFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.3: ELECT LIU XIAODONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.4: ELECT WANG CHENYANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.5: ELECT SONG JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.6: ELECT SUN YUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.7: ELECT GAO WENBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.8: ELECT LI YANTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: ELECT LV TINGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.2: ELECT WANG HUACHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.3: ELECT HU XIAOLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.4: ELECT LI XUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YANG XIANGDONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT XU TAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT WEI SHUANGLAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT CHEN XIAOBEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.5: ELECT SHI HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND RULES AND PROCEDURES REGARDING
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 200725 CUSIP: Y0920M119
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
BUSINESS PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE LOAN AND CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEVELOPMENT OF PRINCIPAL- ISSUER YES FOR FOR
GUARANTEED FINANCIAL PRODUCTS OR STRUCTURE DEPOSITS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF BEIJING BOE LIFE TECHNOLOGY INDUSTRIAL BASE
PROJECT (PHASE I)
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 200725 CUSIP: Y0920M119
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT CHEN YANSHUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.2: ELECT PAN JINFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.3: ELECT LIU XIAODONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.4: ELECT WANG CHENYANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.5: ELECT SONG JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.6: ELECT SUN YUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.7: ELECT GAO WENBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.8: ELECT LI YANTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: ELECT LV TINGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.2: ELECT WANG HUACHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.3: ELECT HU XIAOLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.4: ELECT LI XUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YANG XIANGDONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT XU TAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT WEI SHUANGLAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT CHEN XIAOBEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.5: ELECT SHI HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND RULES AND PROCEDURES REGARDING
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: Bohai Capital Holding Co., Ltd.
TICKER: 000415 CUSIP: Y9722D102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
BUSINESS MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE DEVELOPMENT OF DERIVATIVES ISSUER YES FOR FOR
TRADING BY COMPANY AND ITS SUBSIDIARY
PROPOSAL #3: ELECT WANG YI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Bohai Capital Holding Co., Ltd.
TICKER: 000415 CUSIP: Y9722D102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY AND SUBSIDIARY TO SIGN ISSUER YES FOR FOR
SHARE PURCHASE AGREEMENT WITH ORIX CORPORATION, ORIX
AVIATION SYSTEMS LIMITED
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Bohai Capital Holding Co., Ltd.
TICKER: 415 CUSIP: Y9722D102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 LOAN ISSUER YES FOR FOR
PROVISION BY CONTROLLING SHAREHOLDER
ISSUER: Bohai Capital Holding Co., Ltd.
TICKER: 000415 CUSIP: Y9722D102
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MA WEIHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI TIEMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG JINGRAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EQUITY TRANSFER AGREEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR EQUITY SHAREHOLDER YES FOR FOR
TRANSFER
ISSUER: Bohai Capital Holding Co., Ltd.
TICKER: 000415 CUSIP: Y9722D102
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Bohai Leasing Co., Ltd.
TICKER: 000415 CUSIP: Y9722D102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: ELECT JIN CHUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE ADJUSTMENT OF 2018 ESTIMATED SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Bohai Leasing Co., Ltd.
TICKER: 415 CUSIP: Y9722D102
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF MUTUAL GUARANTEE AGREEMENT
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ADJUSTMENT OF THE SHARE
REPURCHASE PLAN
PROPOSAL #3: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPOINT APPOINTMENT OF 2018 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #5: APPROVE SIGNING OF AIRCRAFT PROCUREMENT SHAREHOLDER YES FOR FOR
CONTRACT
ISSUER: Bolsa Mexicana de Valores SAB de CV
TICKER: BOLSAA CUSIP: P17330104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT IN ACCORDANCE ISSUER YES FOR FOR
WITH ARTICLE 172 OF GENERAL COMPANY LAW AND ARTICLE
44-XI OF STOCK MARKET LAW, AND BOARD'S OPINION ON
CEO'S REPORT
PROPOSAL #1.b: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING INFORMATION AND CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.c: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.d: APPROVE REPORT OF AUDIT COMMITTEE AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #1.e: APPROVE REPORT OF STATUTORY AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.f: APPROVE REPORT ON ACTIVITIES OF ISSUER YES FOR FOR
COMPANY LISTING AND REGULATORY COMMITTEES
PROPOSAL #1.g: ACCEPT REPORT ON COMPLIANCE WITH ISSUER YES FOR FOR
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDENDS OF MXN 1.78 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4: ELECT OR RATIFY PRINCIPAL AND ALTERNATE ISSUER YES FOR FOR
MEMBERS OF BOARD, STATUTORY AUDITORS, CHAIRMAN OF
AUDIT AND CORPORATE PRACTICES COMMITTEE; VERIFY
INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #5: APPROVE REMUNERATION OF PRINCIPAL AND ISSUER YES FOR FOR
ALTERNATE MEMBERS OF BOARD AND STATUTORY AUDITORS;
APPROVE REMUNERATION OF MEMBERS OF AUDIT AND
CORPORATE PRACTICES COMMITTEES
PROPOSAL #6: APPROVE REPORT OF POLICIES RELATED TO ISSUER YES FOR FOR
REPURCHASE OF SHARES
PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Bolsa Mexicana de Valores SAB de CV
TICKER: BOLSAA CUSIP: P17330104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Bosch Ltd.
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. K. VISWANATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HEMA RAVICHANDAR AS DIRECTOR AND ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5: ELECT SAKALESPUR VISWESWARAIYA RANGANATH ISSUER YES FOR FOR
AS DIRECTOR AND INDEPENDENT DIRECTOR
PROPOSAL #6: ELECT JAN-OLIVER ROHRL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JAN-OLIVER ROHRL AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S. C. SRINIVASAN AS WHOLE-TIME DIRECTOR
PROPOSAL #9: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Bosch Ltd.
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Bosideng International Holdings Ltd.
TICKER: 3998 CUSIP: G12652106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HUANG QIAOLIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT WANG YAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Boubyan Bank KSC
TICKER: BOUBYAN CUSIP: M2035S109
MEETING DATE: 3/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
ON COMPANY OPERATIONS FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #7: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
PROFIT TO STATUTORY RESERVE AND 10 PERCENT TO
OPTIONAL RESERVE FY 2018
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #10: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #11: APPROVE DIVIDENDS OF KWD 0.008 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #12: APPROVE STOCK DIVIDEND PROGRAM RE: ISSUER YES FOR FOR
5:100 FOR FY 2018
PROPOSAL #13: AUTHORIZE BOARD TO DISPOSE OF FRACTION ISSUER YES FOR FOR
SHARES
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
KWD 360,000 FOR FY 2018
PROPOSAL #16: AUTHORIZE ISSUANCE OF SUKUK OR OTHER ISSUER YES AGAINST AGAINST
SHARIAH COMPLIANT INSTRUMENTS AND AUTHORIZE BOARD TO
SET TERMS OF ISSUANCE
PROPOSAL #17: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
ISSUER: Boubyan Bank KSC
TICKER: BOUBYAN CUSIP: M2035S109
MEETING DATE: 3/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE REPRESENTING 5 PERCENT OF SHARE CAPITAL
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER NO N/A N/A
BONUS ISSUE REPRESENTING 5 PERCENT OF SHARE CAPITAL
PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER NO N/A N/A
PREEMPTIVE RIGHTS
PROPOSAL #3: AMEND ARTICLE 6 OF MEMORANDUM OF ISSUER NO N/A N/A
ASSOCIATION AND ARTICLE 6 OF BYLAWS TO REFLECT
CHANGES IN CAPITAL
PROPOSAL #3: AMEND ARTICLE 6 OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION AND ARTICLE 6 OF BYLAWS TO REFLECT
CHANGES IN CAPITAL
ISSUER: Boubyan Petrochemical Co. KSC
TICKER: BPCC CUSIP: M2033T109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2019
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE REPORT FOR FY 2019
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2019
PROPOSAL #4: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2019
PROPOSAL #5: APPROVE SPECIAL REPORT ON VIOLATIONS FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.050 PER SHARE ISSUER YES FOR FOR
FOR FY 2019
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF KWD ISSUER YES FOR FOR
90,000 FOR FY 2019
PROPOSAL #8: APPROVE DISCONTINUING THE STATUTORY ISSUER YES FOR FOR
RESERVE TRANSFER
PROPOSAL #9: APPROVE DISCONTINUING THE OPTIONAL ISSUER YES FOR FOR
RESERVE TRANSFER
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2019 AND FY 2020
PROPOSAL #12: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2019
PROPOSAL #13: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2020
ISSUER: Boya Bio-pharmaceutical Group Co., Ltd.
TICKER: 300294 CUSIP: Y444EJ106
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Boya Bio-pharmaceutical Group Co., Ltd.
TICKER: 300294 CUSIP: Y444EJ106
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE
ISSUER: Boya Bio-pharmaceutical Group Co., Ltd.
TICKER: 300294 CUSIP: Y444EJ106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASING RAW MATERIAL PLASMA
ISSUER: Boya Bio-pharmaceutical Group Co., Ltd.
TICKER: 300294 CUSIP: Y444EJ106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF CHAIRMAN LIAO ISSUER YES FOR FOR
XINXI
PROPOSAL #8.2: APPROVE REMUNERATION OF DIRECTOR FAN ISSUER YES FOR FOR
YIQIN
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR WU XIAOMING
PROPOSAL #9.2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR SONG RUILIN
PROPOSAL #9.3: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR ZHAO HUANQI
PROPOSAL #9.4: APPROVE ALLOWANCE OF SUPERVISOR OUYANG ISSUER YES FOR FOR
PINGKAI
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: BR MALLS Participacoes SA
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: ELECT SILVIO JOSE GENESINI JUNIOR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: ELECT ILTON LUIS SCHWAAB AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND ANTONIO CARLOS BIZZO LIMA AS
ALTERNATE
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: BR MALLS Participacoes SA
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
ISSUER: BR MALLS Participacoes SA
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY IAUD AUDITORES INDEPENDENTES S/S ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ABSORPTION OF FMSA AND CLASSIC ISSUER YES FOR FOR
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB BRPR 39 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
AND BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E
PARTICIPACOES LTDA.
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES AGAINST AGAINST
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ABSORPTION OF BRPR 39 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #5: APPROVE ABSORPTION OF BRPR 40 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #6: APPROVE AGREEMENT TO ABSORB BRPR II ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #7: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ABSORPTION OF BRPR II ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #10: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES AGAINST AGAINST
OF BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #11: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #12: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES AGAINST AGAINST
APPRAISAL
PROPOSAL #13: APPROVE SPIN-OFF OF BRPR 55 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #14: APPROVE AGREEMENT TO ABSORB BRPR 56 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #15: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #16: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES AGAINST AGAINST
APPRAISAL
PROPOSAL #17: APPROVE ABSORPTION OF BRPR 56 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #18: APPROVE AGREEMENT TO ABSORB BRPR 57 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #19: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #20: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #21: APPROVE ABSORPTION OF BRPR 57 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #22: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES AGAINST AGAINST
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #23: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #24: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #25: APPROVE SPIN-OFF OF ESA SPE ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #26: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB BRPR 39 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
AND BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E
PARTICIPACOES LTDA.
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF BRPR 39 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #5: APPROVE ABSORPTION OF BRPR 40 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #6: APPROVE AGREEMENT TO ABSORB BRPR II ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #7: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ABSORPTION OF BRPR II ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #10: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #11: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #12: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES FOR FOR
APPRAISAL
PROPOSAL #13: APPROVE SPIN-OFF OF BRPR 55 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #14: APPROVE AGREEMENT TO ABSORB BRPR 56 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #15: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #16: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES FOR FOR
APPRAISAL
PROPOSAL #17: APPROVE ABSORPTION OF BRPR 56 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #18: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #19: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #20: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #21: APPROVE SPIN-OFF OF ESA SPE ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #22: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER NO N/A N/A
OF BRPR 56 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER NO N/A N/A
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ABSORPTION OF SPUN-OFF ASSETS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE AGREEMENT TO ABSORB BRPR 55 ISSUER NO N/A N/A
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #6: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER NO N/A N/A
PROPOSED TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ABSORPTION OF BRPR 55 ISSUER NO N/A N/A
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #9: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER NO N/A N/A
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #10: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER NO N/A N/A
PROPOSED TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #12: APPROVE PARTIAL SPIN-OFF OF ESA SPE ISSUER NO N/A N/A
EMPREENDIMENTOS IMOBILIARIOS LTDA. AND ABSORPTION OF
SPUN-OFF ASSETS
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DANILO GAMBOA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Bradespar SA
TICKER: BRAP4 CUSIP: P1808W104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT ALOISIO MACARIO FERREIRA DE SOUZA SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND WILFREDO JOAO VICENTE
GOMES AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #3: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
ISSUER: Brait SE
TICKER: BAT CUSIP: L1201E101
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: RE-ELECT PJ MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JC BOTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT AS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT LL PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT CS SEABROOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT HRW TROSKIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: RE-ELECT CH WIESE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5a: AUTHORIZE SHARE CAPITAL INCREASE ISSUER YES FOR FOR
PROPOSAL #5b: ELIMINATE PRE-EMPTIVE RIGHTS ISSUER YES FOR FOR
ISSUER: Braskem SA
TICKER: BRKM5 CUSIP: 105532105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER YES FOR N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT PATRICIA GRACINDO MARQUES DE ASSIS SHAREHOLDER YES FOR N/A
BENTES AS FISCAL COUNCIL MEMBER AND MARCELO
GASPARINO DA SILVA AS ALTERNATE APPOINTED BY
PREFERRED SHAREHOLDER
ISSUER: Braskem SA
TICKER: BRKM5 CUSIP: P18533110
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT PATRICIA GRACINDO MARQUES DE ASSIS SHAREHOLDER NO N/A N/A
BENTES AS FISCAL COUNCIL MEMBER AND MARCELO
GASPARINO DA SILVA AS ALTERNATE APPOINTED BY
PREFERRED SHAREHOLDER
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES FOR FOR
REGULATION
PROPOSAL #1.b: AMEND ARTICLES RE: CORPORATE ISSUER YES FOR FOR
GOVERNANCE
PROPOSAL #1.c: AMEND ARTICLES 23 AND 25 ISSUER YES FOR FOR
PROPOSAL #1.d: AMEND ARTICLES RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #1.e: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB SHB COMERCIO ISSUER YES FOR FOR
E INDUSTRIA DE ALIMENTOS S.A.
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF SHB COMERCIO E ISSUER YES FOR FOR
INDUSTRIA DE ALIMENTOS S.A.
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #3: APPROVE 2019 GLOBAL COMPENSATION CAP IN ISSUER YES AGAINST AGAINST
THE AMOUNT OF BRL 118.3 MILLION
PROPOSAL #4a: ELECT ATTILIO GUASPARI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND SUSANA HANNA STIPHAN JABRA AS
PROPOSAL #4b: ELECT MARIA PAULA SOARES ARANHA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND MONICA HOJAIJ CARVALHO
MOLINA AS ALTERNATE
PROPOSAL #4c: ELECT ANDRE VICENTINI AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND VALDECYR MACIEL GOMES AS ALLTERNATE
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1: AMEND SHARE MATCHING PLAN ISSUER YES FOR FOR
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES FOR FOR
REGULATION
PROPOSAL #1.b: AMEND ARTICLES RE: CORPORATE ISSUER YES FOR FOR
GOVERNANCE
PROPOSAL #1.c: AMEND ARTICLES 23 AND 25 ISSUER YES FOR FOR
PROPOSAL #1.d: AMEND ARTICLES RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #1.e: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB SHB COMERCIO ISSUER YES FOR FOR
E INDUSTRIA DE ALIMENTOS S.A.
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF SHB COMERCIO E ISSUER YES FOR FOR
INDUSTRIA DE ALIMENTOS S.A.
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #3: APPROVE 2019 GLOBAL COMPENSATION CAP IN ISSUER NO N/A N/A
THE AMOUNT OF BRL 118.3 MILLION
PROPOSAL #4.1: ELECT ATTILIO GUASPARI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND SUSANA HANNA STIPHAN JABRA AS
ALTERNATE
PROPOSAL #4.2: ELECT MARIA PAULA SOARES ARANHA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND MONICA HOJAIJ CARVALHO
MOLINA AS ALTERNATE
PROPOSAL #4.3: ELECT ANDRE VICENTINI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND VALDECYR MACIEL GOMES AS
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SHARE MATCHING PLAN ISSUER NO N/A N/A
ISSUER: Bright Dairy & Food Co., Ltd.
TICKER: 600597 CUSIP: Y7680R105
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION OF BRIGHT DAIRY ISSUER YES FOR FOR
& FOOD INTERNATIONAL INVESTMENT CO., LTD. FROM DBS
BANK LTD.
PROPOSAL #2: APPROVE LOAN APPLICATION OF BRIGHT DAIRY ISSUER YES FOR FOR
& FOOD INTERNATIONAL INVESTMENT CO., LTD. FROM OCBC
AND GUARANTEE PROVISION PLAN
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Bright Dairy & Food Co., Ltd.
TICKER: 600597 CUSIP: Y7680R105
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PU SHAOHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Bright Dairy & Food Co., Ltd.
TICKER: 600597 CUSIP: Y7680R105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
ISSUER: Bright Dairy & Food Co., Ltd.
TICKER: 600597 CUSIP: Y7680R105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENT AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: APPROVE COMPENSATION AGREEMENT FOR THE ISSUER YES FOR FOR
NEGOTIATION AND RELOCATION OF NON-RESIDENTIAL HOUSES
ON STATE-OWNED LAND IN THE 25D-02 AND 25D-04 PLOTS OF
HONGQIAO TOWN
ISSUER: Bright Real Estate Group Co., Ltd.
TICKER: 600708 CUSIP: Y7680T101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REAL ESTATE PROJECT EQUITY ISSUER YES AGAINST AGAINST
LAND RESERVE INVESTMENT
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE LOAN PROVISION BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ITS RELATED PARTY
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADJUSTMENT ON THE SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Bright Real Estate Group Co., Ltd.
TICKER: 600708 CUSIP: Y7680T101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO PARTIAL GUARANTEE ISSUER YES FOR FOR
AMOUNT BETWEEN GUARANTOR AND GUARANTEE BENEFICIARY
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Bright Real Estate Group Co., Ltd.
TICKER: 600708 CUSIP: Y7680T101
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Bright Real Estate Group Co., Ltd.
TICKER: 600708 CUSIP: Y7680T101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Brilliance China Automotive Holdings Limited
TICKER: 1114 CUSIP: G1368B102
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT YAN BINGZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT QIAN ZUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO DEAL WITH ALL MATTERS IN RELATION
TO THE NEW SHARE OPTION SCHEME
ISSUER: Brilliance China Automotive Holdings Ltd.
TICKER: 1114 CUSIP: G1368B102
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE THE DISPOSAL AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DISPOSAL
ISSUER: Brisa Bridgestone Sabanci Lastik Sanayi ve Ticaret AS
TICKER: BRISA CUSIP: M2040V105
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #10: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Britannia Industries Ltd.
TICKER: BRITANNIA CUSIP: Y0969R136
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JEHANGIR N. WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEKI ELAVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VARUN BERRY AS MANAGING DIRECTOR
PROPOSAL #6: REELECT NUSLI NEVILLE WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT A. K. HIRJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND BRITANNIA INDUSTRIES LIMITED ISSUER YES FOR FOR
EMPLOYEE STOCK OPTION SCHEME
ISSUER: Britannia Industries Ltd.
TICKER: 500825 CUSIP: Y0969R136
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUB-DIVISION OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: AMEND CAPITAL CLAUSE OF THE MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION RE: SUB-DIVISION OF EQUITY SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION RE: SUB- ISSUER YES FOR FOR
DIVISION OF EQUITY SHARES
PROPOSAL #4: AMEND BRITANNIA INDUSTRIES LIMITED ISSUER YES FOR FOR
EMPLOYEE STOCK OPTION SCHEME
ISSUER: Britannia Industries Ltd.
TICKER: 500825 CUSIP: Y0969R151
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: British American Tobacco Malaysia Bhd.
TICKER: 4162 CUSIP: Y0971P110
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HENDRIK STOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT RICARDO MARTIN GUARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ERIC OOI LIP AUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZAINUN AISHAH BINTI AHMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE ISSUER YES FOR FOR
FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Brogent Technologies, Inc.
TICKER: 5263 CUSIP: Y0R82N104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK DIVIDENDS DISTRIBUTED FROM ISSUER YES FOR FOR
CAPITAL SURPLUS TRANSFERRED TO COMMON STOCK
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
SURPLUS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND OPERATIONAL PROCEDURES FOR LOANING ISSUER YES FOR FOR
OF COMPANY FUNDS AND OPERATIONAL PROCEDURES FOR
ENDORSEMENTS AND GUARANTEES
ISSUER: Bros Eastern Co., Ltd.
TICKER: 601339 CUSIP: Y09788103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: B-Soft Co., Ltd.
TICKER: 300451 CUSIP: Y09850101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #10: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: BTG Hotels (Group) Co., Ltd.
TICKER: 600258 CUSIP: Y0771D101
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT LIU YI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT ZHOU HONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT ZHANG RUNGANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT LIANG JIANZHANG AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT SHEN NANPENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.6: ELECT SUN JIAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.7: ELECT LU CHANGCAI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT HAN QING AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT MEI SHENSHI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT YAO ZHIBIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.4: ELECT ZHU JIANMIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.1: ELECT DONG HAIQUAN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT SHI LEI AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: BTG Hotels (Group) Co., Ltd.
TICKER: 600258 CUSIP: Y0771D101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT TO EQUITY INCREASE IN ISSUER YES FOR FOR
REGISTERED CAPITAL OF WHOLLY-OWNED SUBSIDIARY
ISSUER: BTG Hotels (Group) Co., Ltd.
TICKER: 600258 CUSIP: Y0771D101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE TO CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO FINANCIAL ASSISTANCE PROVISION
PROPOSAL #12: APPROVE 2018 & 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH CONTROLLING SHAREHOLDER AND ITS
RELATED PARTIES
PROPOSAL #13: APPROVE 2018 & 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SECOND LARGEST SHAREHOLDER AND ITS
RELATED PARTIES
PROPOSAL #14: APPROVE DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #15: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARE
ISSUER: BTS Group Holdings PCL
TICKER: BTS CUSIP: ADPV41580
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT PAUL TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PHISAL THEPSITHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT CHEONG YING CHEW, HENRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT CHULCHIT BUNYAKETU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT KAROON CHANDRANGSU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF WARRANTS TO ISSUER YES FOR FOR
PURCHASE NEWLY ISSUED ORDINARY SHARES TO EXISTING
PROPOSAL #11: APPROVE ISSUANCE OF SHARES FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT UNDER A GENERAL MANDATE
PROPOSAL #12: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #13: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT DECREASE IN REGISTERED CAPITAL
PROPOSAL #14: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #15: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #16: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES TO ACCOMMODATE THE EXERCISE OF THE
WARRANT AND FOR PRIVATE PLACEMENT
PROPOSAL #17: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bumi Armada Berhad
TICKER: 5210 CUSIP: Y10028119
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALEXANDRA SCHAAPVELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MAUREEN TOH SIEW GUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE GRANT OF SHARES TO GARY NEAL ISSUER YES FOR FOR
CHRISTENSON UNDER THE MANAGEMENT INCENTIVE PLAN (MIP)
ISSUER: Bumrungrad Hospital Public Co., Ltd.
TICKER: BH CUSIP: Y1002E256
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHAI SOPHONPANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHANVIT TANPHIPHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ARUNI KETTRATAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLE 40 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Bupa Arabia for Cooperative Insurance Co.
TICKER: 8210 CUSIP: M20515116
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3, Q4 FOR FY 2019 AND Q1 FOR FY
2020
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 1.5 FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
2,856,000 FOR FY 2018
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT LOAY NAZIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT DAVID FLETCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT TAL NAZIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.4: ELECT MARTIN HOUSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.5: ELECT SIMEON PRESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.6: ELECT HUDA AL GHOSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.7: ELECT WALID SHUKRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.8: ELECT ABDULLAH ELYAS AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #11.9: ELECT ZAID AL GWAIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.10: ELECT SALMAN AL FARIS AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #12: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA GLOBAL
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA INVESTMENTS OVERSEAS LIMITED
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA INSURANCE LTD
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA MIDDLE EAST HOLDING
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER MEDICAL SERVICES
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO.
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER HOLDING
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER CLINICS
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER MEDICAL SERVICE
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAWAH HEALTHCARE
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER CLINICS
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DR. ADNAN SOUFI
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULHADI SHAYEF
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
HEALTHY WATER PACKAGING LTD
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ZEID AL QOUWAYZ
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RAJHI STEEL
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER CLINICS
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER CLINICS
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAZER CLINICS
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND SAUDI
GROUND SERVICES
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND XENEL
PROPOSAL #34: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND AL AHLI
CAPITAL
PROPOSAL #35: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND
NATIONAL COMMERCIAL BANK
PROPOSAL #36: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND AL-
ITTIHAD CLUB
PROPOSAL #37: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND AL-
HILAL FC
PROPOSAL #38: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND SAUDI
STEEL PIPE COMPANY
PROPOSAL #39: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSURANCE CO. AND
DIAVERUM CO.
PROPOSAL #40: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
FITAIHI HOLDING GROUP CO.
ISSUER: Bursa Malaysia Bhd.
TICKER: 1818 CUSIP: Y1028U102
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAY WAI LEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHONG CHYE NEO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MUHAMAD UMAR SWIFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Business-Intelligence of Oriental Nations Corp. Ltd.
TICKER: 300166 CUSIP: Y0918A101
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
METHOD OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Business-Intelligence of Oriental Nations Corp. Ltd.
TICKER: 300166 CUSIP: Y0918A101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBER AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.3: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.4: APPROVE TYPE AND TERM ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.7: APPROVE SPECIAL TERMS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PRINCIPAL REPAYMENT AND ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #2.1: APPROVE LISTING AND TRADING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Business-Intelligence of Oriental Nations Corp. Ltd.
TICKER: 300166 CUSIP: Y0918A101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #9: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: BYD Co. Ltd.
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO BYD ISSUER YES FOR FOR
AUTO FINANCE COMPANY LIMITED
ISSUER: BYD Co. Ltd.
TICKER: 1211 CUSIP: Y1045E107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO BYD ISSUER YES FOR FOR
AUTO FINANCE COMPANY LIMITED
ISSUER: BYD Co., Ltd.
TICKER: 1211 CUSIP: Y1045E107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORTS AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION
AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
GROUP
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES
PROPOSAL #9: APPROVE ESTIMATED CAP OF ORDINARY ISSUER YES FOR FOR
CONNECTED TRANSACTIONS FOR THE YEAR 2019
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC ISSUER YES FOR FOR
(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE USE OF SHORT-TERM INTERMITTENT ISSUER YES FOR FOR
FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED
TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
FOR MORTGAGE-BACKED CAR BUYERS TO BYD AUTO FINANCE
COMPANY LIMITED
PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #15: APPROVE THE USE OF INTERNAL FUNDS OF ISSUER YES FOR FOR
THE COMPANY AND ITS SUBSIDIARIES FOR RISK-RELATED
INVESTMENTS AND RELATED TRANSACTIONS
ISSUER: BYD Company Limited
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORTS AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION
AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
GROUP
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES
PROPOSAL #9: APPROVE ESTIMATED CAP OF ORDINARY ISSUER YES FOR FOR
CONNECTED TRANSACTIONS FOR THE YEAR 2019
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC ISSUER YES FOR FOR
(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE USE OF SHORT-TERM INTERMITTENT ISSUER YES FOR FOR
FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED
TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
FOR MORTGAGE-BACKED CAR BUYERS TO BYD AUTO FINANCE
COMPANY LIMITED
PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #15: APPROVE THE USE OF INTERNAL FUNDS OF ISSUER YES FOR FOR
THE COMPANY AND ITS SUBSIDIARIES FOR RISK-RELATED
INVESTMENTS AND RELATED TRANSACTIONS
ISSUER: BYD Electronic (International) Co., Ltd.
TICKER: 285 CUSIP: Y1045N107
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE NEW SUPPLY AGREEMENT, THE ISSUER YES FOR FOR
NEW CAPS AND RELATED TRANSACTIONS
ISSUER: BYD Electronic (International) Co., Ltd.
TICKER: 285 CUSIP: Y1045N107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT WANG NIAN-QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT QIAN JING-JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: By-health Co., Ltd.
TICKER: 300146 CUSIP: Y2924V103
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADDITIONAL FORWARD FOREIGN ISSUER YES FOR FOR
EXCHANGE TRANSACTIONS BY CONTROLLED SUBSIDIARY
ISSUER: By-health Co., Ltd.
TICKER: 300146 CUSIP: Y2924V103
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET ACQUISITION
PROPOSAL #2: APPROVE MAJOR ASSET ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRANSACTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.5: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DELIVERY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE EVALUATION REPORT FOR THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE AUDIT REPORT FOR THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #10: APPROVE PRO FORMA CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENT REVIEW REPORT FOR THIS
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #13: APPROVE DRAFT AND SUMMARY ON MAJOR ISSUER YES FOR FOR
ASSET ACQUISITION
PROPOSAL #14: APPROVE EQUITY DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: By-Health Co., Ltd.
TICKER: 300146 CUSIP: Y2924V103
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION OF ASSETS AND ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ACQUISITION OF ASSETS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE OVERVIEW OF TRANSACTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.5: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PRICING REFERENCE DATE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TRANSITIONAL PROFIT AND LOSS ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION OF ASSET AND ISSUANCE OF SHARES
PROPOSAL #4: APPROVE SIGNING OF ASSET ACQUISITION AND ISSUER YES FOR FOR
ISSUANCE OF SHARES AGREEMENT
PROPOSAL #5: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF ASSET ACQUISITION AND ISSUANCE OF SHARES
AGREEMENT
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #7: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
WITH ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE AUDIT REPORT ON THE COMPANY'S ISSUER YES FOR FOR
ACQUISITION OF ASSETS AND ISSUANCE OF SHARES
PROPOSAL #11: APPROVE PRO FORMA FINANCIAL STATEMENT ISSUER YES FOR FOR
REVIEW REPORT
PROPOSAL #12: APPROVE EVALUATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: By-Health Co., Ltd.
TICKER: 300146 CUSIP: Y2924V103
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND REPURCHASE PRICE ADJUSTMENT
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE APPOINTMENT OF 2019 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #10.1: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10.2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE 2019 STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN DRAFT AND ITS SUMMARY
PROPOSAL #13: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: C&S Paper Co., Ltd.
TICKER: 002511 CUSIP: Y1822U100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: APPROVE ADDITIONAL OF BUSINESS PLACE, ISSUER YES FOR FOR
CHANGES IN BUSINESS SCOPE AND AMEND ARTICLES OF
ASSOCIATION
ISSUER: C&S Paper Co., Ltd.
TICKER: 2511 CUSIP: Y1822U100
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF STOCK INCENTIVE PLAN ISSUER YES FOR FOR
AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS
PROPOSAL #4: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #5: APPROVE USE OF IDLE FUNDS TO REVERSE ISSUER YES FOR FOR
INVEST IN GOVERNMENT BONDS
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: C&S Paper Co., Ltd.
TICKER: 2511 CUSIP: Y1822U100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Cachet Pharmaceutical Co., Ltd.
TICKER: 2462 CUSIP: Y1072N103
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE REFERENCE DATE, ISSUE PRICE ISSUER YES FOR FOR
AND PRICING PRINCIPLES
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SCALE AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE CONDITIONAL SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Cachet Pharmaceutical Co., Ltd.
TICKER: 002462 CUSIP: Y1072N103
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER NO N/A N/A
AMENDMENTS TO ARTICLES OF ASSOCIATION TO EXPAND
BUSINESS SCOPE
ISSUER: Cachet Pharmaceutical Co., Ltd.
TICKER: 2462 CUSIP: Y1072N103
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN CHANGHONG AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT SUN JIANXIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT CAI WEIDONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT XU WENLI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT XU SHUAI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT WANG XINXIA AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT XU YONGGUANG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG XIAOSONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT WU JIAN AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT JIA HONG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT ZHANG LIJUN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT HAN WEIDONG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.4: ELECT ZHANG LIANG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT BAI HONGYAN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT LIU YONG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #12: APPROVE EXTENSION OF PREVIOUS FUND ISSUER NO N/A N/A
RAISING PROJECT
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
ISSUER: Cachet Pharmaceutical Co., Ltd.
TICKER: 2462 CUSIP: Y1072N103
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Cadila Healthcare Limited
TICKER: CADILAHC CUSIP: Y1R73U123
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PANKAJ R. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: Cadila Healthcare Ltd.
TICKER: 532321 CUSIP: Y1R73U123
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HUMAYUN DHANRAJGIR TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #2: REELECT NITIN RAOJIBHAI DESAI AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Cahya Mata Sarawak Bhd.
TICKER: 2852 CUSIP: Y1662L103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT AHMAD ALWEE ALSREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUBERT THIAN CHONG HUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT CHIN MUI KHIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ABDUL RASHID BIN ABDUL MANAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Caitong Securities Co., Ltd.
TICKER: 601108 CUSIP: ADPV41382
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: APPROVE FORMULATION OF MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF INVESTOR RELATIONSHIP
ISSUER: Caitong Securities Co., Ltd.
TICKER: 601108 CUSIP: Y1072S102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE SECURITIES INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GENERAL AUTHORIZATION ON DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #9.1: APPROVE MAIN SUBJECT AND METHOD OF ISSUER YES FOR FOR
THIS LIABILITY
PROPOSAL #9.2: APPROVE TYPE AND ISSUE SCALE LIMIT ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE PERIOD ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE ISSUANCE PRICE AND INTEREST ISSUER YES FOR FOR
RATE
PROPOSAL #9.5: APPROVE GUARANTEE AND OTHER ISSUER YES FOR FOR
CREDITWORTHINESS ENHANCEMENT ARRANGEMENTS
PROPOSAL #9.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #9.8: APPROVE APPOINTMENT OF ISSUANCE- ISSUER YES FOR FOR
RELATED AGENCY AND OTHER RELEVANT MATTERS
PROPOSAL #9.9: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #9.1: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.11: APPROVE AUTHORIZATION ON RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD
PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION ISSUER YES AGAINST AGAINST
VALIDITY PERIOD IN CONNECTION TO ISSUANCE OF
PROPOSAL #11: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #12: APPROVE FORMULATION OF MANAGEMENT ISSUER YES FOR FOR
SYSTEM OF RELATED-PARTY TRANSACTIONS
PROPOSAL #13: ELECT YE YUANZU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE RESIGNATION OF GONG FANGLE AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Cal-Comp Electronics (Thailand) Public Co. Ltd.
TICKER: CCET CUSIP: Y1062G159
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ANNUAL ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SHENG-CHIEH HSU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT WILLIAM HANG MAN CHAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT SHIH-TUNG YU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT TAI-CHANG CHIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Camel Group Co Ltd.
TICKER: 601311 CUSIP: Y1083C104
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Camel Group Co. Ltd.
TICKER: 601311 CUSIP: Y1083C104
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Camel Group Co. Ltd.
TICKER: 601311 CUSIP: Y1083C104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND CHANGE OF REGISTERED ADDRESS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13.1: ELECT LIU GUOBEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT LIU CHANGLAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LU MINGZHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT XIA SHIZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT SUN QUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT LIU ZHILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT HUANG DEHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT HU XIAOKE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LI XIAOHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT QI MINGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT SHENG YUANYUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Camil Alimentos SA
TICKER: CAML3 CUSIP: P1R1FL107
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF MEETING SUMMARY WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB SLC ISSUER NO N/A N/A
ALIMENTOS LTDA.
PROPOSAL #3: RATIFY ERNST & YOUNG AUDITORES ISSUER NO N/A N/A
INDEPENDENTES S.S. AS THE INDEPENDENT FIRM TO
APPRAISE PROPOSED TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ABSORPTION OF SLC ALIMENTOS ISSUER NO N/A N/A
LTDA.
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: Camil Alimentos SA
TICKER: CAML3 CUSIP: P1R1FL107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED FEB. 28, 2019
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Camil Alimentos SA
TICKER: CAML3 CUSIP: P1R1FL107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Canadian Solar Inc.
TICKER: CSIQ CUSIP: 136635109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHAWN (XIAOHUA) QU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY E. RUDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW (LUEN CHEUNG) ISSUER YES FOR FOR
WONG
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR (LAP TAT) WONG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Canara Bank Ltd
TICKER: 532483 CUSIP: Y1081F109
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE SHARE PLAN GRANTS TO EMPLOYEES ISSUER YES AGAINST AGAINST
AND WHOLE-TIME DIRECTOR OF COMPANIES UNDER THE
CANBANK - ESPS
ISSUER: Cangzhou Mingzhu Plastic Co. Ltd.
TICKER: 2108 CUSIP: Y1099L106
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL DERIVATIVE TRADING ISSUER YES FOR FOR
BUSINESS
ISSUER: Cangzhou Mingzhu Plastic Co. Ltd.
TICKER: 002108 CUSIP: Y1099L106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE HANDLING OF CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED AND CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENT OF IMPORTANT POSITION ISSUER YES FOR FOR
SALARY INCENTIVES
ISSUER: Cangzhou Mingzhu Plastic Co., Ltd.
TICKER: 002108 CUSIP: Y1099L106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Canny Elevator Co., Ltd.
TICKER: 002367 CUSIP: Y1099M104
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
ISSUER: Canny Elevator Co., Ltd.
TICKER: 2367 CUSIP: Y1099M104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Canny Elevator Co., Ltd.
TICKER: 2367 CUSIP: Y1099M104
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2016 RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE DISPOSAL OF PARTIAL FIXED ASSETS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #4.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #4.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #4.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Canny Elevator Co., Ltd.
TICKER: 002367 CUSIP: Y1099M104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND FINANCIAL PRODUCTS MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: Canny Elevator Co., Ltd.
TICKER: 2367 CUSIP: Y1099M104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: CAP SA
TICKER: CAP CUSIP: P25625107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, COMPANY STATUS REPORT AND AUDITOR'S
PROPOSAL #2: APPROVE DIVIDEND POLICY AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION OF USD 0.26 PER SHARE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT, REMUNERATION AND ISSUER YES FOR FOR
BUDGET OF DIRECTORS' COMMITTEE
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Capital Environment Holdings Limited
TICKER: 3989 CUSIP: G1941T109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT CHENG JIALIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HAO CHUNMEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT PAO PING WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT CHAN YEE WAH, EVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Capital First Ltd.
TICKER: 532938 CUSIP: Y2687H101
MEETING DATE: 7/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NARENDRA OSTAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R AND CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
V. VAIDYANATHAN AS CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF APUL NAYYAR AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NIHAL DESAI AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Capital First Ltd.
TICKER: 532938 CUSIP: Y2687H101
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Capital Securities Corp.
TICKER: 6005 CUSIP: Y11003103
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES AGAINST AGAINST
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7.1: ELECT WANG JIUNN CHIH, REPRESENTATIVE ISSUER YES FOR FOR
OF YIN FENG ENTERPRISE CO., LTD., WITH SHAREHOLDER
NO. 137517 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT LIU CHING TSUN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YIN FENG ENTERPRISE CO., LTD., WITH SHAREHOLDER
NO. 137517 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHANG CHIH MING, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YIN FENG ENTERPRISE CO., LTD., WITH SHAREHOLDER
NO. 137517 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHIA CHUNG TAO, REPRESENTATIVE ISSUER YES FOR FOR
OF HUNG LUNG ENTERPRISE CO., LTD., WITH SHAREHOLDER
NO. 161978 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT KUO YUHCHYI, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HUNG LUNG ENTERPRISE CO., LTD., WITH SHAREHOLDER NO.
161978 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT TSAI I CHING, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HUNG LUNG ENTERPRISE CO., LTD., WITH SHAREHOLDER NO.
161978 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT TING HSUEH WEN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF KWANG HSING INDUSTRIAL CO., LTD., WITH SHAREHOLDER
NO. 42088 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT A REPRESENTATIVE OF TAI HE REAL ISSUER YES AGAINST AGAINST
ESTATE MANAGEMENT CO., LTD. WITH SHAREHOLDER NO.
207921 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT SHEA JIA DONG WITH ID NO. ISSUER YES FOR FOR
R100119XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT LEE SHEN YI WITH ID NO. ISSUER YES FOR FOR
R100955XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT SU PING CHANG WITH ID NO. ISSUER YES FOR FOR
R103176XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Capitec Bank Holdings Ltd.
TICKER: CPI CUSIP: S15445109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT LINDIWE DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JOHN MCKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PETRUS MOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DANIEL MEINTJES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #6: AUTHORISE SPECIFIC ISSUE OF LOSS ISSUER YES FOR FOR
ABSORBENT CONVERTIBLE CAPITAL SECURITIES FOR CASH
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #10: AMEND CAPITEC BANK GROUP EMPLOYEE ISSUER YES FOR FOR
EMPOWERMENT TRUST DEED
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN RESPECT ISSUER YES FOR FOR
OF THE RESTRICTED SHARE PLAN
ISSUER: CAR Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE THE NEW FRAMEWORK AGREEMENT ISSUER YES FOR FOR
PROPOSAL #b: APPROVE ANNUAL CAPS UNDER THE NEW ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #c: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NEW FRAMEWORK AGREEMENT
ISSUER: CAR, Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWED FRAMEWORK AGREEMENT, THE ISSUER YES FOR FOR
NEW ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: CAR, Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHARLES ZHENGYAO LU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINAN ZHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT WEI DING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Carabao Group Public Co. Ltd.
TICKER: CBG CUSIP: Y1820N116
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SATHIEN SETTHASIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT YUENYONG OPAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT NUTCHAMAI THANOMBOONCHAROEN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: CARE Ratings Ltd.
TICKER: 534804 CUSIP: Y1R7BV106
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SADHANA DHAMANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KHIMJI KUNVERJI & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT V. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ADESH KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Career Technology (MFG.) Co., Ltd.
TICKER: 6153 CUSIP: Y11058107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Carlsberg Brewery Malaysia Bhd.
TICKER: 2836 CUSIP: Y11220103
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT LARS LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHEW HOY PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHOW LEE PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE NEW SHAREHOLDERS' MANDATE FOR ISSUER YES FOR FOR
RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #12: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Carnival Group International Holdings Limited
TICKER: 996 CUSIP: G1991V103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT BAI XUEFEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LI WANLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT CHAU WAI HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT MA HANG KON LOUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT TSO HON SAI BOSCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Carnival Group International Holdings Ltd.
TICKER: 996 CUSIP: G1991V103
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLACING AGREEMENT AND GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE TO ISSUE CONVERSION SHARES
PROPOSAL #2: APPROVE CAPITAL REORGANIZATION ISSUER YES FOR FOR
ISSUER: Casetek Holdings Ltd.
TICKER: 5264 CUSIP: G19303109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JASON CHENG, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
ASUSPOWER CORPORATION WITH SHAREHOLDER NO. 00000001,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT T.H. TUNG, WITH ID NO. ISSUER YES AGAINST AGAINST
U120682XXX, AS AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT GARY CHUANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000003, AS AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT JONATHAN CHANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF DAI-HE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
00030814, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT TAN-HSU TAN, WITH ID NO. ISSUER YES AGAINST AGAINST
U120267XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT MICHAEL WANG, WITH ID NO. ISSUER YES AGAINST AGAINST
L101796XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT MING-YU LEE, WITH ID NO. ISSUER YES FOR FOR
F120639XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Cashbuild Ltd.
TICKER: CSB CUSIP: S16060113
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #3: ELECT GLORIA TAPON NJAMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NOMAHLUBI SIMAMANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT HESTER HICKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT ANDRIES ROSSOUW
AS THE AUDIT PARTNER
PROPOSAL #7.1: RE-ELECT HESTER HICKEY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7.2: RE-ELECT DR SIMO LUSHABA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7.3: RE-ELECT NOMAHLUBI SIMAMANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #7.4: ELECT GLORIA TAPON NJAMO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #10: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
ISSUER: Casin Guoxing Property Development Co., Ltd.
TICKER: 000838 CUSIP: Y81166103
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO CONTROLLED SUBSIDIARY (INCLUDING WHOLLY-OWNED
SUBSIDIARY)
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION SHAREHOLDER YES FOR N/A
TO CHONGQING GUOXING TANGCHENG PROPERTY CO., LTD.
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 000838 CUSIP: Y81166103
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CONTROLLED SUBSIDIARY TO ITS
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 838 CUSIP: Y81166103
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE RENUNCIATION OF ACQUIRING ISSUER YES FOR FOR
CHONGQING ZHONGZHI PROPERTY DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE RENUNCIATION OF ACQUIRING ISSUER YES FOR FOR
CHONGQING HONGXIN INVESTMENT CO., LTD.
PROPOSAL #4: APPROVE RENUNCIATION OF ACQUIRING ISSUER YES FOR FOR
CHONGQING CAIXIN HENGLI REAL ESTATE CO., LTD.
PROPOSAL #5: APPROVE CHANGE IN HORIZONTAL COMPETITION ISSUER YES FOR FOR
PREVENTIVE AGREEMENT
PROPOSAL #6: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE BY HUALU ENVIRONMENTAL PROTECTION
PROPOSAL #7: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #8: APPROVE TRANSFER OF INCOME RIGHTS BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #9: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
TO SHAANXI CREDIT REGUARANTEE CO.
PROPOSAL #11: APPROVE INCREASE IN AMOUNT OF GUARANTEE ISSUER YES FOR FOR
FOR BANK ACCEPTANCE BILL OF WHOLLY-OWNED SUBSIDIARY
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 838 CUSIP: Y81166103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACQUISITION OF EQUITY AND CLAIMS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GUARANTEE AND AUTHORIZATIONS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #7: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE OF REGISTERED ADDRESS AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9.1: ELECT PENG LINGJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT LUO YUXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT ZHOU YONGCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT XIAN XIANNIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT XUE MANGMANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT YANG WEILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT DAI QIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LI JIELI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT TIAN GUANJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT TANG CHANGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT TANG ZONGFU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 000838 CUSIP: Y81166103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY WEIHAI GUOXING REAL ESTATE CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CHONGQING XINGJIE REAL ESTATE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CHONGQING HAOFANG REAL ESTATE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE REMUNERATION OF PRESIDENT ISSUER YES FOR FOR
PROPOSAL #6: ELECT TANG CHANGMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 000838 CUSIP: Y81166103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING THE SALE OF ISSUER YES FOR FOR
SHAREHOLDINGS AND CREDITOR RIGHTS OF SUBSIDIARY
ISSUER: CASIN Guoxing Property Development Co., Ltd.
TICKER: 838 CUSIP: Y81166103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEVELOPMENT LAND USE ISSUER YES AGAINST AGAINST
AUTHORIZATION
ISSUER: CASIN Real Estate Development Group Co., Ltd.
TICKER: 000838 CUSIP: Y81166103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
ISSUER: Castrol India Limited
TICKER: 500870 CUSIP: Y1143S149
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT OMER DORMEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RASHMI JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Castrol India Ltd.
TICKER: 500870 CUSIP: Y1143S149
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF OMER DORMEN AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RASHMI JOSHI AS WHOLETIME DIRECTOR
PROPOSAL #3: ELECT S. M. DATTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SANGEETA TALWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
CASTROL LIMITED, UK
ISSUER: Catcher Technology Co. Ltd.
TICKER: 2474 CUSIP: Y1148A101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: APPROVE RAISING FUNDS BY ISSUANCE OF ISSUER YES FOR FOR
ORDINARY SHARES OR ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT
PROPOSAL #9.1: ELECT SHUI-SHU HUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT TIEN-SZU HUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT SHUI SUNG HUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT MENG HUAN LEI, WITH ID NO. ISSUER YES FOR FOR
E121040XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT WEN-CHE TSENG, WITH ID NO. ISSUER YES FOR FOR
S100450XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT TSORNG JUU LIANG, WITH ID NO. ISSUER YES FOR FOR
S120639XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT MENG-YANG CHENG (CHENG MING- ISSUER YES FOR FOR
YANG), WITH ID NO. R120715XXX, AS INDEPENDENT
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Cathay Financial Holdings Co. Ltd.
TICKER: 2882 CUSIP: Y11654103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7: APPROVE TO RAISE LONG-TERM CAPITAL ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT CHENG-TA TSAI, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHIA YI CAPITAL CO., LTD. WITH SHAREHOLDER NO.
572870, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT HONG-TU TSAI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1372, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHENG-CHIU TSAI, A ISSUER YES FOR FOR
REPRESENTATIVE OF CHEN-SHENG INDUSTRIAL CO., LTD.
WITH SHAREHOLDER NO. 552922, AS NON-INDEPENDENT
PROPOSAL #8.4: ELECT TSU-PEI CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CULTURE AND CHARITY FOUNDATION OF THE CUB WITH
SHAREHOLDER NO. 579581, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHI-WEI JOONG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHIA YI CAPITAL CO., LTD. WITH SHAREHOLDER NO.
572870, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT ANDREW MING-JIAN KUO, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CULTURE AND CHARITY FOUNDATION OF
THE CUB WITH SHAREHOLDER NO. 579581, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT TIAO-KUEI HUANG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CATHAY LIFE INSURANCE CO., LTD.
EMPLOYEES' WELFARE COMMITTEE WITH SHAREHOLDER NO.
1237, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT MING- HO HSIUNG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CATHAY LIFE INSURANCE CO., LTD.
EMPLOYEES' WELFARE COMMITTEE WITH SHAREHOLDER NO.
1237, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHANG-KEN LEE, A REPRESENTATIVE ISSUER YES FOR FOR
OF CATHAY LIFE INSURANCE CO., LTD. EMPLOYEES' WELFARE
COMMITTEE WITH SHAREHOLDER NO. 1237, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT FENG-CHIANG MIAU WITH ID NO. ISSUER YES AGAINST AGAINST
A131723XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT EDWARD YUNG DO WAY WITH ID NO. ISSUER YES AGAINST AGAINST
A102143XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT LI-LING WANG WITH ID NO. ISSUER YES FOR FOR
M220268XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT TANG-CHIEH WU WITH ID NO. ISSUER YES FOR FOR
R120204XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE DISCUSSION ON THE RELIEF OF ISSUER YES FOR FOR
CERTAIN DIRECTORS FROM THEIR NON-COMPETITION
OBLIGATIONS
ISSUER: Cathay Real Estate Development Co., Ltd.
TICKER: 2501 CUSIP: Y11579102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: CCOOP Group Co., Ltd.
TICKER: 000564 CUSIP: Y97225109
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILLS, SHORT-TERM FINANCIAL BILLS AND
MEDIUM-TERM NOTES
PROPOSAL #2: APPROVE SPECIAL ASSET-BACKED ISSUANCE ISSUER YES FOR FOR
PLAN
ISSUER: CCR SA
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT 12 ISSUER NO N/A N/A
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6.1: ELECT ANA MARIA MARCONDES PENIDO ISSUER NO N/A N/A
SANT'ANNA AS BOARD CHAIRMAN AND EDUARDA PENIDO DALLA
VECCHIA AS ALTERNATE
PROPOSAL #6.2: ELECT LUIZ CARLOS CAVALCANTI DUTRA ISSUER NO N/A N/A
JUNIOR AS DIRECTOR AND NELSON TAMBELINI JUNIOR AS
ALTERNATE
PROPOSAL #6.3: ELECT RICARDO COUTINHO DE SENA AS ISSUER NO N/A N/A
VICE-CHAIRMAN AND JOSE HENRIQUE BRAGA POLIDO LOPES AS
ALTERNATE
PROPOSAL #6.4: ELECT FERNANDO LUIZ AGUIAR FILHO AS ISSUER NO N/A N/A
DIRECTOR AND LEONARDO DE ALMEIDA MASSA AS ALTERNATE
PROPOSAL #6.5: ELECT PAULO ROBERTO RECKZIEGEL GUEDES ISSUER NO N/A N/A
AS DIRECTOR AND TARCISIO AUGUSTO CARNEIRO AS
PROPOSAL #6.6: ELECT HENRIQUE SUTTON DE SOUSA NEVES ISSUER NO N/A N/A
AS DIRECTOR AND ROSA EVANGELINA PENIDO DALLA VECCHIA
AS ALTERNATE
PROPOSAL #6.7: ELECT RENATO TORRES DE FARIA AS ISSUER NO N/A N/A
DIRECTOR AND PAULO MARCIO DE OLIVEIRA MONTEIRO AS
ALTERNATE
PROPOSAL #6.8: ELECT LUIS CLAUDIO RAPPARINI SOARES AS ISSUER NO N/A N/A
DIRECTOR AND EDUARDO PENIDO SANT'ANNA AS ALTERNATE
PROPOSAL #6.9: ELECT FLAVIO MENDES AIDAR AS DIRECTOR ISSUER NO N/A N/A
AND LIVIO HAGIME KUZE AS ALTERNATE
PROPOSAL #6.10: ELECT EDUARDO BUNKER GENTIL AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT LUIZ ALBERTO COLONNA ROSMAN AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT LEONARDO PORCIUNCULA GOMES ISSUER NO N/A N/A
PEREIRA AS INDEPENDENT DIRECTOR
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: ELECT ANA MARIA MARCONDES PENIDO ISSUER NO N/A N/A
SANT'ANNA AS BOARD CHAIRMAN AND EDUARDA PENIDO DALLA
VECCHIA AS ALTERNATE
PROPOSAL #8.2: ELECT LUIZ CARLOS CAVALCANTI DUTRA ISSUER NO N/A N/A
JUNIOR AS DIRECTOR AND NELSON TAMBELINI JUNIOR AS
ALTERNATE
PROPOSAL #8.3: ELECT RICARDO COUTINHO DE SENA AS ISSUER NO N/A N/A
VICE-CHAIRMAN AND JOSE HENRIQUE BRAGA POLIDO LOPES AS
ALTERNATE
PROPOSAL #8.4: ELECT FERNANDO LUIZ AGUIAR FILHO AS ISSUER NO N/A N/A
DIRECTOR AND LEONARDO DE ALMEIDA MASSA AS ALTERNATE
PROPOSAL #8.5: ELECT PAULO ROBERTO RECKZIEGEL GUEDES ISSUER NO N/A N/A
AS DIRECTOR AND TARCISIO AUGUSTO CARNEIRO AS
PROPOSAL #8.6: ELECT HENRIQUE SUTTON DE SOUSA NEVES ISSUER NO N/A N/A
AS DIRECTOR AND ROSA EVANGELINA PENIDO DALLA VECCHIA
AS ALTERNATE
PROPOSAL #8.7: ELECT RENATO TORRES DE FARIA AS ISSUER NO N/A N/A
DIRECTOR AND PAULO MARCIO DE OLIVEIRA MONTEIRO AS
ALTERNATE
PROPOSAL #8.8: ELECT LUIS CLAUDIO RAPPARINI SOARES AS ISSUER NO N/A N/A
DIRECTOR AND EDUARDO PENIDO SANT'ANNA AS ALTERNATE
PROPOSAL #8.9: ELECT FLAVIO MENDES AIDAR AS DIRECTOR ISSUER NO N/A N/A
AND LIVIO HAGIME KUZE AS ALTERNATE
PROPOSAL #8.10: ELECT EDUARDO BUNKER GENTIL AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT LUIZ ALBERTO COLONNA ROSMAN AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT LEONARDO PORCIUNCULA GOMES ISSUER NO N/A N/A
PEREIRA AS INDEPENDENT DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: APPOINT ANA MARIA MARCONDES PENIDO ISSUER NO N/A N/A
SANT'ANNA AS BOARD CHAIRMAN AND RICARDO COUTINHO DE
SENA AS VICE-CHAIRMAN
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12.1: ELECT PIEDADE MOTA DA FONSECA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND ERALDO SOARES PECANHA AS
ALTERNATE
PROPOSAL #12.2: ELECT ADALGISO FRAGOSO DE FARIA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND MARCELO DE ANDRADE AS
ALTERNATE
PROPOSAL #12.3: ELECT FERNANDO SANTOS SALLES AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND MARINA ROSENTHAL ROCHA AS
PROPOSAL #13: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #14: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: CCR SA
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CONTRACTS BETWEEN COMPANY AND ISSUER NO N/A N/A
FORMER ADMINISTRATORS RE: COLLABORATION PROGRAM AND
WAIVE LAWSUIT AGAINST FORMER DIRECTORS INVOLVED IN
THE COLLABORATION PROGRAM
ISSUER: CCS Supply Chain Management Co., Ltd.
TICKER: 600180 CUSIP: Y7677E109
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN AND GUARANTEE PARTIES
PROPOSAL #2: AMEND RUIMAO TONGTOU FINANCING ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3: APPROVE RE-ADDITION OF 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN AND GUARANTEE PARTIES
ISSUER: CCS Supply Chain Management Co., Ltd.
TICKER: 600180 CUSIP: Y7677E109
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #2.1: ELECT YAN GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI QUNLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT QIN JINGFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT BAO HONGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHAO JIANGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHOU YU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT HE QUANHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LIU XUANZHI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CCS Supply Chain Management Co., Ltd.
TICKER: 600180 CUSIP: Y7677E109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE DERIVATIVE INVESTMENT BUSINESS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: CEAT Limited
TICKER: 500878 CUSIP: Y1229V149
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HARI L. MUNDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANT AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT PIERRE E. COHADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ARNAB BANERJEE AS WHOLE-TIME DIRECTOR TO BE
DESIGNATED AS EXECUTIVE DIRECTOR-OPERATIONS
PROPOSAL #9: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Cebu Air, Inc.
TICKER: CEB CUSIP: Y1234G103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 25, 2018
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT FREDERICK D. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT ROBINA Y. GOKONGWEI-PE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT JOSE F. BUENAVENTURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ANTONIO L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT WEE KHOON OH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.9: ELECT CORNELIO T. PERALTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND ITS COMMITTEES, OFFICERS, AND MANAGEMENT
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: CECEP Solar Energy Co., Ltd.
TICKER: 000591 CUSIP: Y1584P109
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIES
ISSUER: CECEP Solar Energy Co., Ltd.
TICKER: 591 CUSIP: Y1584P109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE FINANCE LEASE OF SUBSIDIARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER NO N/A N/A
AGREEMENT
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
CONTROLLING SHAREHOLDER FOR COMPANY'S ISSUANCE OF
GREEN CORPORATE BONDS
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR GREEN ISSUER NO N/A N/A
CORPORATE BOND ISSUANCE
PROPOSAL #7: APPROVE GREEN CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #7.1: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #7.2: APPROVE TARGET SUBSCRIBERS ISSUER NO N/A N/A
PROPOSAL #7.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #7.4: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #7.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER NO N/A N/A
OF DETERMINATION
PROPOSAL #7.6: APPROVE MANNER OF REPAYMENT OF CAPITAL ISSUER NO N/A N/A
AND INTEREST
PROPOSAL #7.7: APPROVE ISSUE MANNER ISSUER NO N/A N/A
PROPOSAL #7.8: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #7.9: APPROVE USAGE OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #7.1: APPROVE UNDERWRITING MANNER AND ISSUER NO N/A N/A
LISTING MANNER
PROPOSAL #7.11: APPROVE GUARANTEE MATTERS ISSUER NO N/A N/A
PROPOSAL #7.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER NO N/A N/A
REPAYMENT
PROPOSAL #7.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: CECEP Solar Energy Co., Ltd.
TICKER: 000591 CUSIP: Y1584P109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTION AND 2018 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #10: APPROVE INTERNAL CONTROL SELF- ISSUER NO N/A N/A
EVALUATION REPORT
PROPOSAL #11: APPROVE ADDITIONAL GUARANTEE LIMIT ISSUER NO N/A N/A
PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL ISSUER NO N/A N/A
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: CECEP Wind-Power Corp.
TICKER: 601016 CUSIP: Y12351105
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ZHONGYANG ENERGY SAVING ISSUER YES FOR FOR
YANGJIANG NANPENG ISLAND 300MW OFFSHORE WIND POWER
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
CHINA ENERGY CONSERVATION QINNAN WIND FARM PHASE II
80MW PROJECT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
CHINA ENERGY CONSERVATION QINGLONG 70MW WIND FARM
PROJECT
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
CHINA ENERGY CONSERVATION YUCHENG SU DENG 50MW WIND
FARM PROJECT
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
ENERGY SAVING DAMAOQI BAILING TEMPLE 50MW WIND POWER
HEATING PROJECT
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
ENERGY SAVING WENXIAN PHASE I 100MW WIND FARM PROJECT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
CHINA ENERGY SAVING PHASE II 40MW WIND FARM PROJECT
ISSUER: CECEP Wind-Power Corp.
TICKER: 601016 CUSIP: Y12351105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
ISSUER: CECEP Wind-Power Corp.
TICKER: 601016 CUSIP: Y12351105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: CECEP Wind-Power Corp.
TICKER: 601016 CUSIP: Y12351105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO CECEP ISSUER YES FOR FOR
(YUANPING) WIND-POWER CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
QINGHAI DONGFANGHUA ROAD NEW ENERGY INVESTMENT CO.,
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO SIGNING OF FINANCIAL SERVICES AGREEMENT
ISSUER: CECEP Wind-Power Corp.
TICKER: 601016 CUSIP: Y12351105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASING OF WIND TURBINE ISSUER YES FOR FOR
EQUIPMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #2.1: ELECT LIU BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PEI HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG LIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT HU ZHENGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU JIANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU HONGLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT QIN HAIYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JIANG JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SHEN JIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT WANG YAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Cemex Holdings Philippines, Inc.
TICKER: CHP CUSIP: Y1244L100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON JUNE 6, 2018
PROPOSAL #5: APPROVE THE 2018 ANNUAL REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2018
PROPOSAL #6: RATIFY AND APPROVE THE ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS AND MANAGEMENT
PROPOSAL #7.1: ELECT JOAQUIN MIGUEL ESTRADA SUAREZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT ALEJANDRO GARCIA COGOLLOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT ELEANOR M. HILADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT IGNACIO ALEJANDRO MIJARES ISSUER YES FOR FOR
ELIZONDO AS DIRECTOR
PROPOSAL #7.5: ELECT ALFREDO S. PANLILIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT PEDRO ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT ANTONIO IVAN SANCHEZ UGARTE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.8: ELECT LARRY JOSE ZEA BETANCOURT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENT OF SEVENTH ARTICLE OF ISSUER YES AGAINST AGAINST
THE AMENDED ARTICLES OF INCORPORATION
PROPOSAL #10: APPROVE AMENDMENT OF SECTION 1 OF ISSUER YES AGAINST AGAINST
ARTICLE III OF THE AMENDED BY-LAWS
PROPOSAL #11: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: CEMEX Latam Holdings SA
TICKER: CLH CUSIP: E28096100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES AGAINST AGAINST
AUDITOR
PROPOSAL #5.1: REELECT JAIME MUGUIRO DOMINGUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: REELECT JAIME GERARDO ELIZONDO CHAPA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.3: REELECT JUAN PABLO SAN AGUSTIN RUBIO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.4: REELECT JUAN PELEGRI Y GIRON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: REELECT CARMEN BURGOS CASAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT JOSE LUIS ORTI GARCIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.7: REELECT COLOMA ARMERO MONTES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.8: REELECT RAFAEL SANTOS CALDERON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: CEMEX SAB de CV
TICKER: CEMEXCPO CUSIP: 151290889
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; PRESENT SHARE REPURCHASE REPORT
PROPOSAL #4: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF TREASURY SHARES; APPROVE REDUCTION IN
VARIABLE PORTION OF CAPITAL VIA CANCELLATION OF
REPURCHASED SHARES; AUTHORIZE INCREASE IN VARIABLE
PORTION OF CAPITAL VIA ISSUANCE OF TREASURY SHARES
PROPOSAL #5: ELECT DIRECTORS, CHAIRMAN AND SECRETARY ISSUER YES FOR FOR
OF BOARD, MEMBERS AND CHAIRMEN OF AUDIT, CORPORATE
PRACTICES AND FINANCE COMMITTEES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF AUDIT, CORPORATE PRACTICES AND FINANCE
COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: APPROVE COMPANY'S REORGANIZATION RE: ISSUER YES FOR FOR
ABSORPTION OF SUBSIDIARIES
PROPOSAL #2: AMEND ARTICLE 2 RE: CORPORATE PURPOSE; ISSUER YES AGAINST AGAINST
AMEND ARTICLE 28; APPROVE CERTIFICATION OF COMPANY'S
BYLAWS
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: CEMEX SAB de CV
TICKER: CEMEXCPO CUSIP: P2253T133
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; PRESENT SHARE REPURCHASE REPORT
PROPOSAL #4.a: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF TREASURY SHARES
PROPOSAL #4.b: APPROVE REDUCTION IN VARIABLE PORTION ISSUER YES FOR FOR
OF CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #4.c: AUTHORIZE INCREASE IN VARIABLE PORTION ISSUER YES FOR FOR
OF CAPITAL VIA ISSUANCE OF TREASURY SHARES
PROPOSAL #5: ELECT DIRECTORS, CHAIRMAN AND SECRETARY ISSUER YES FOR FOR
OF BOARD, MEMBERS AND CHAIRMEN OF AUDIT, CORPORATE
PRACTICES AND FINANCE COMMITTEES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF AUDIT, CORPORATE PRACTICES AND FINANCE
COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: CEMEX SAB de CV
TICKER: CEMEXCPO CUSIP: P2253T133
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S REORGANIZATION RE: ISSUER YES FOR FOR
ABSORPTION OF SUBSIDIARIES
PROPOSAL #2: AMEND ARTICLE 2 RE: CORPORATE PURPOSE; ISSUER YES FOR FOR
AMEND ARTICLE 28; APPROVE CERTIFICATION OF COMPANY'S
BYLAWS
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOSE AFONSO BICALHO BELTRAO DA ISSUER YES AGAINST AGAINST
SILVA AS FISCAL COUNCIL MEMBER AND HELVECIO MIRANDA
MAGALHAES JUNIOR AS ALTERNATE
PROPOSAL #1.2: ELECT MARCO ANTONIO DE REZENDE ISSUER YES AGAINST AGAINST
TEIXEIRA AS FISCAL COUNCIL MEMBER AND FLAVIA CRISTINA
MENDONCA FARIA DA PIEVE AS ALTERNATE
PROPOSAL #1.3: ELECT CAMILA NUNES DA CUNHA PEREIRA ISSUER YES AGAINST AGAINST
PAULINO AS FISCAL COUNCIL MEMBER AND WIELAND
SIBERSCHNEIDER AS ALTERNATE
ISSUER: Cencosud SA
TICKER: CENCOSUD CUSIP: P2205J100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 10 PER SHARE
PROPOSAL #c: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #f: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #g: RECEIVE REPORT ON EXPENSES OF DIRECTORS ISSUER YES FOR FOR
AND DIRECTORS' COMMITTEE
PROPOSAL #h: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #i: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #j: RECEIVE REPORT OF DIRECTORS' COMMITTEE; ISSUER YES FOR FOR
RECEIVE REPORT REGARDING RELATED-PARTY TRANSACTIONS
PROPOSAL #k: RECEIVE REPORT ON OPPOSITIONS RECORDED ISSUER YES FOR FOR
ON MINUTES OF BOARD MEETINGS
PROPOSAL #l: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #m: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Cencosud SA
TICKER: CENCOSUD CUSIP: P2205J100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AUTHORIZE SHARE REPURCHASE FOR ISSUER YES AGAINST AGAINST
EXECUTIVES COMPENSATION PLAN
ISSUER: Center Laboratories, Inc.
TICKER: 4123 CUSIP: Y1244W106
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT LIN RONG-JIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JIA XUAN TECHNOLOGY INC, WITH SHAREHOLDER NO.20199
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT JHENG WAN-LAI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.3196 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT A REPRESENTATIVE OF LI RONG ISSUER YES AGAINST AGAINST
TECHNOLOGY INC WITH SHAREHOLDER NO.40 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT JHANG BO-JHIH, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.14 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT A REPRESENTATIVE OF WITTY MATE ISSUER YES AGAINST AGAINST
CORPORATION WITH SHAREHOLDER NO.33242 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT A REPRESENTATIVE OF WEI CHEN ISSUER YES AGAINST AGAINST
INVESTMENT CO LTD WITH SHAREHOLDER NO.57683 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHEN YONG-CHANG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.R101726XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT HE SHIH-JYUN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.D120303XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT YANG YONG-CHENG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.H120682XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN SANTA VITORIA DO PALMAR HOLDING S.A.
PROPOSAL #2: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO I S.A.
PROPOSAL #3: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO II S.A.
PROPOSAL #4: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO III S.A.
PROPOSAL #5: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA CHUI IX S.A.
PROPOSAL #6: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN UIRAPURU TRANSMISSORA DE ENERGIA S.A.
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL),
APPROVED AT THE JULY 30, 2018, EGM
PROPOSAL #2: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE JULY 30, 2018,
PROPOSAL #3: APPROVE LIQUIDATION OF COMPANHIA ISSUER YES FOR FOR
ENERGETICA DE ALAGOAS (CEAL) AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
PROPOSAL #4: APPROVE WAIVE OF ADDITIONAL GUARANTEES ISSUER YES FOR FOR
TO COMPANHIA ENERGETICA DE ALAGOAS (CEAL) AND
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE DECEMBER 28,
2018, EGM
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #7: ELECT JOSE ROBERTO BUENO JUNIOR AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND LORENA MELO SILVA PERIM AS
PROPOSAL #8: ELECT THAIS MARCIA FERNANDES MATANO ISSUER YES ABSTAIN AGAINST
LACERDA AS FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN
SILVEIRA AS ALTERNATE
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #14: ELECT FELIPE VILLELA DIAS AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #15: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #18: ELECT MARIO DAUD FILHO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND GIULIANO BARBATO WOLF AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN SANTA VITORIA DO PALMAR HOLDING S.A.
PROPOSAL #2: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO I S.A.
PROPOSAL #3: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO II S.A.
PROPOSAL #4: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO III S.A.
PROPOSAL #5: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA CHUI IX S.A.
PROPOSAL #6: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN UIRAPURU TRANSMISSORA DE ENERGIA S.A.
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL),
APPROVED AT THE JULY 30, 2018, EGM
PROPOSAL #2: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE JULY 30, 2018,
PROPOSAL #3: APPROVE LIQUIDATION OF COMPANHIA ISSUER YES FOR FOR
ENERGETICA DE ALAGOAS (CEAL) AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
PROPOSAL #4: APPROVE WAIVE OF ADDITIONAL GUARANTEES ISSUER YES FOR FOR
TO COMPANHIA ENERGETICA DE ALAGOAS (CEAL) AND
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE DECEMBER 28,
2018, EGM
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #7: ELECT JOSE ROBERTO BUENO JUNIOR AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND LORENA MELO SILVA PERIM AS
PROPOSAL #8: ELECT THAIS MARCIA FERNANDES MATANO ISSUER YES ABSTAIN AGAINST
LACERDA AS FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN
SILVEIRA AS ALTERNATE
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #12: ELECT DANIEL ALVES FERREIRA AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #13: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #16: ELECT PATRICIA VALENTE STIERLI AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND GASPAR CARREIRA JUNIOR AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN SANTA VITORIA DO PALMAR HOLDING S.A.
PROPOSAL #2: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO I S.A.
PROPOSAL #3: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO II S.A.
PROPOSAL #4: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO III S.A.
PROPOSAL #5: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA CHUI IX S.A.
PROPOSAL #6: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN UIRAPURU TRANSMISSORA DE ENERGIA S.A.
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL),
APPROVED AT THE JULY 30, 2018, EGM
PROPOSAL #2: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE JULY 30, 2018,
PROPOSAL #3: APPROVE LIQUIDATION OF COMPANHIA ISSUER YES FOR FOR
ENERGETICA DE ALAGOAS (CEAL) AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
PROPOSAL #4: APPROVE WAIVE OF ADDITIONAL GUARANTEES ISSUER YES FOR FOR
TO COMPANHIA ENERGETICA DE ALAGOAS (CEAL) AND
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER NO N/A N/A
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE DECEMBER 28,
2018, EGM
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT WILSON FERREIRA JUNIOR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.2: ELECT JOSE GUIMARAES MONFORTE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT MAURO GENTILE RODRIGUES CUNHA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.4: ELECT VICENTE FALCONI CAMPOS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.5: ELECT RUY FLAKS SCHNEIDER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT BRUNO EUSTAQUIO FERREIRA CASTRO ISSUER NO N/A N/A
DE CARVALHO AS DIRECTOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WILSON FERREIRA JUNIOR AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GUIMARAES MONFORTE AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURO GENTILE RODRIGUES CUNHA AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT VICENTE FALCONI CAMPOS AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUY FLAKS SCHNEIDER AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BRUNO EUSTAQUIO FERREIRA CASTRO DE CARVALHO AS
DIRECTOR
PROPOSAL #7: ELECT JOSE ROBERTO BUENO JUNIOR AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND LORENA MELO SILVA PERIM AS
PROPOSAL #8: ELECT THAIS MARCIA FERNANDES MATANO ISSUER NO N/A N/A
LACERDA AS FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN
SILVEIRA AS ALTERNATE
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #10: ELECT FELIPE VILLELA DIAS AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #11: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #12: ELECT MARIO DAUD FILHO AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND GIULIANO BARBATO WOLF AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN SANTA VITORIA DO PALMAR HOLDING S.A.
PROPOSAL #2: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO I S.A.
PROPOSAL #3: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO II S.A.
PROPOSAL #4: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA HERMENEGILDO III S.A.
PROPOSAL #5: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN EOLICA CHUI IX S.A.
PROPOSAL #6: APPROVE SALE OF ALL SHARES HELD BY THE ISSUER YES FOR FOR
COMPANY IN UIRAPURU TRANSMISSORA DE ENERGIA S.A.
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL),
APPROVED AT THE JULY 30, 2018, EGM
PROPOSAL #2: AMEND THE DEADLINE TO TRANSFER THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE JULY 30, 2018,
PROPOSAL #3: APPROVE LIQUIDATION OF COMPANHIA ISSUER YES FOR FOR
ENERGETICA DE ALAGOAS (CEAL) AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
PROPOSAL #4: APPROVE WAIVE OF ADDITIONAL GUARANTEES ISSUER YES FOR FOR
TO COMPANHIA ENERGETICA DE ALAGOAS (CEAL) AND
DISTRIBUIDORA DE ENERGIA S.A. (AMAZONAS ENERGIA)
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE DEADLINE TO TRANSFER THE ISSUER NO N/A N/A
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA), APPROVED AT THE DECEMBER 28,
2018, EGM
ISSUER: Centrais Eletricas Brasileiras SA
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT WILSON FERREIRA JUNIOR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.2: ELECT JOSE GUIMARAES MONFORTE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT MAURO GENTILE RODRIGUES CUNHA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.4: ELECT VICENTE FALCONI CAMPOS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.5: ELECT RUY FLAKS SCHNEIDER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT BRUNO EUSTAQUIO FERREIRA CASTRO ISSUER NO N/A N/A
DE CARVALHO AS DIRECTOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WILSON FERREIRA JUNIOR AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GUIMARAES MONFORTE AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURO GENTILE RODRIGUES CUNHA AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT VICENTE FALCONI CAMPOS AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUY FLAKS SCHNEIDER AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BRUNO EUSTAQUIO FERREIRA CASTRO DE CARVALHO AS
DIRECTOR
PROPOSAL #7: ELECT JOSE ROBERTO BUENO JUNIOR AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND LORENA MELO SILVA PERIM AS
PROPOSAL #8: ELECT THAIS MARCIA FERNANDES MATANO ISSUER NO N/A N/A
LACERDA AS FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN
SILVEIRA AS ALTERNATE
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #10: ELECT DANIEL ALVES FERREIRA AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #11: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #12: ELECT PATRICIA VALENTE STIERLI AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND GASPAR CARREIRA JUNIOR AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
PRESIDENT OF INDIA (GOVERNMENT OF INDIA) ON
PREFERENTIAL BASIS
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
PRESIDENT OF INDIA (GOVERNMENT OF INDIA) ON
PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES AGAINST AGAINST
AND WHOLE TIME DIRECTORS UNDER THE EMPLOYEE STOCK
PURCHASE SCHEME (CENTRAL BANK OF INDIA - ESPS 2019)
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
PRESIDENT OF INDIA (GOVERNMENT OF INDIA) ON
PREFERENTIAL BASIS
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Central China Land Media Co., Ltd.
TICKER: 000719 CUSIP: Y4445A105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF ZHONGYUAN DIGITAL PRINTING INDUSTRIAL PARK PROJECT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF THE LEGAL ISSUER YES FOR FOR
REPRESENTATIVE FOR THE YEAR 2015
PROPOSAL #3: APPROVE REMUNERATION OF THE PRESIDENT ISSUER YES FOR FOR
FOR THE YEAR 2015
PROPOSAL #4: APPROVE REMUNERATION OF THE CHAIRMAN OF ISSUER YES FOR FOR
SUPERVISORY COMMITTEE FOR THE YEAR 2015
PROPOSAL #5: APPROVE REMUNERATION OF ZHOU JIANZHONG ISSUER YES FOR FOR
FOR THE YEAR 2015
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT JIAN MINGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHANG JUNSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LI XINGJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT WANG LIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT TIAN SHENGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ZHANG XIAOQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT LU BENSON CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YUEN CHI WAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT NING JINCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YU XUGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ZHANG DONGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LU ZHILI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CAO ZONGYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ZHANG XIANSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT XIE JUNSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT XIANG SIYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT XIA XIAONING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6.01: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITING FIRM AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6.2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDITING FIRM AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
CENTRAL CHINA INTERNATIONAL FINANCIAL HOLDINGS
COMPANY LIMITED
PROPOSAL #10: APPROVE PROVISION OF CREDIT IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE THE BUSINESS SCALE AND ISSUER YES FOR FOR
AFFORDABLE RISK LIMITS OF SECURITIES PROPRIETARY
TRADING OF THE COMPANY
PROPOSAL #12: APPROVE RESOLUTIONS ON FULFILLMENT OF ISSUER YES FOR FOR
THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A SHARES BY
THE COMPANY
PROPOSAL #13.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #13.02: APPROVE METHOD AND TIME OF ISSUE ISSUER YES FOR FOR
PROPOSAL #13.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #13.04: APPROVE NUMBER OF SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #13.05: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #13.06: APPROVE ARRANGEMENTS FOR LOCK-UP ISSUER YES FOR FOR
PERIOD
PROPOSAL #13.07: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.08: APPROVE ARRANGEMENTS WITH REGARD TO ISSUER YES FOR FOR
THE RETAINED PROFITS OF THE COMPANY BEFORE THE NON-
PUBLIC ISSUANCE
PROPOSAL #13.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #13.10: APPROVE PERIOD OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION ON THE NON-PUBLIC ISSUANCE
PROPOSAL #14: APPROVE FEASIBILITY REPORT ON THE USE ISSUER YES FOR FOR
OF PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #15: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #16: APPROVE RESOLUTION THE DILUTION OF ISSUER YES FOR FOR
IMMEDIATE RETURN RESULTING FROM THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY AND THE REMEDIAL
MEASURES
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS FROM (2019 TO 2021)
PROPOSAL #18: AUTHORIZE THE BOARD TO DEAL WITH THE ISSUER YES FOR FOR
RELEVANT MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.02: APPROVE METHOD AND TIME OF ISSUE ISSUER YES FOR FOR
PROPOSAL #1.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #1.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.05: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #1.06: APPROVE ARRANGEMENTS FOR LOCK-UP ISSUER YES FOR FOR
PERIOD
PROPOSAL #1.07: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.08: APPROVE ARRANGEMENTS WITH REGARD TO ISSUER YES FOR FOR
THE RETAINED PROFITS OF THE COMPANY BEFORE THE NON-
PUBLIC ISSUANCE
PROPOSAL #1.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PERIOD OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION ON THE NON-PUBLIC ISSUANCE
PROPOSAL #2: AUTHORIZE THE BOARD TO DEAL WITH THE ISSUER YES FOR FOR
RELEVANT MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N115
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF THE LEGAL ISSUER YES FOR FOR
REPRESENTATIVE FOR THE YEAR 2015
PROPOSAL #3: APPROVE REMUNERATION OF THE PRESIDENT ISSUER YES FOR FOR
FOR THE YEAR 2015
PROPOSAL #4: APPROVE REMUNERATION OF THE CHAIRMAN OF ISSUER YES FOR FOR
SUPERVISORY COMMITTEE FOR THE YEAR 2015
PROPOSAL #5: APPROVE REMUNERATION OF ZHOU JIANZHONG ISSUER YES FOR FOR
FOR THE YEAR 2015
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N115
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT JIAN MINGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHANG JUNSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LI XINGJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT WANG LIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT TIAN SHENGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ZHANG XIAOQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT LU BENSON CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YUEN CHI WAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT NING JINCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YU XUGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ZHANG DONGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LU ZHILI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CAO ZONGYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ZHANG XIANSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT XIE JUNSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT XIANG SIYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT XIA XIAONING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N115
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6.01: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITING FIRM AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6.2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDITING FIRM AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
CENTRAL CHINA INTERNATIONAL FINANCIAL HOLDINGS
COMPANY LIMITED
PROPOSAL #10: APPROVE PROVISION OF CREDIT IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE THE BUSINESS SCALE AND ISSUER YES FOR FOR
AFFORDABLE RISK LIMITS OF SECURITIES PROPRIETARY
TRADING OF THE COMPANY
PROPOSAL #12: APPROVE RESOLUTIONS ON FULFILLMENT OF ISSUER YES FOR FOR
THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A SHARES BY
THE COMPANY
PROPOSAL #13.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #13.02: APPROVE METHOD AND TIME OF ISSUE ISSUER YES FOR FOR
PROPOSAL #13.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #13.04: APPROVE NUMBER OF SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #13.05: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #13.06: APPROVE ARRANGEMENTS FOR LOCK-UP ISSUER YES FOR FOR
PERIOD
PROPOSAL #13.07: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.08: APPROVE ARRANGEMENTS WITH REGARD TO ISSUER YES FOR FOR
THE RETAINED PROFITS OF THE COMPANY BEFORE THE NON-
PUBLIC ISSUANCE
PROPOSAL #13.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #13.10: APPROVE PERIOD OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION ON THE NON-PUBLIC ISSUANCE
PROPOSAL #14: APPROVE FEASIBILITY REPORT ON THE USE ISSUER YES FOR FOR
OF PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #15: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #16: APPROVE RESOLUTION THE DILUTION OF ISSUER YES FOR FOR
IMMEDIATE RETURN RESULTING FROM THE NON-PUBLIC
ISSUANCE OF A SHARES BY THE COMPANY AND THE REMEDIAL
MEASURES
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS FROM (2019 TO 2021)
PROPOSAL #18: AUTHORIZE THE BOARD TO DEAL WITH THE ISSUER YES FOR FOR
RELEVANT MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N115
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.02: APPROVE METHOD AND TIME OF ISSUE ISSUER YES FOR FOR
PROPOSAL #1.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #1.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.05: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #1.06: APPROVE ARRANGEMENTS FOR LOCK-UP ISSUER YES FOR FOR
PERIOD
PROPOSAL #1.07: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.08: APPROVE ARRANGEMENTS WITH REGARD TO ISSUER YES FOR FOR
THE RETAINED PROFITS OF THE COMPANY BEFORE THE NON-
PUBLIC ISSUANCE
PROPOSAL #1.09: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PERIOD OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION ON THE NON-PUBLIC ISSUANCE
PROPOSAL #2: AUTHORIZE THE BOARD TO DEAL WITH THE ISSUER YES FOR FOR
RELEVANT MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
ISSUER: Central Pattana Public Co. Ltd.
TICKER: CPN CUSIP: Y1242U276
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT VERAVAT CHUTICHETPONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KOBCHAI CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT PRIN CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Central Plains Environment Protection Co., Ltd.
TICKER: 544 CUSIP: Y9889D101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHANG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LI WEIZHEN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN COMMITMENT IN RELATION SHAREHOLDER YES FOR FOR
TO HORIZONTAL COMPETITION
ISSUER: Central Plains Environment Protection Co., Ltd.
TICKER: 544 CUSIP: Y9889D101
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Central Plaza Hotel Public Co. Ltd.
TICKER: CENTEL CUSIP: Y12431220
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUTHIKIATI CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUDHITHAM CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT GERD KURT STEEB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE COMPANY LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Centre Testing International Group Co., Ltd.
TICKER: 300012 CUSIP: Y1252N105
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: ELECT SHENTU XIANZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Centre Testing International Group Co., Ltd.
TICKER: 300012 CUSIP: Y1252N105
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Centre Testing International Group Co., Ltd.
TICKER: 300012 CUSIP: Y1252N105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #9: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING STOCK OPTION
INCENTIVE PLAN
PROPOSAL #11: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Centro de Imagem Diagnosticos SA
TICKER: AALR3 CUSIP: P2380S107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 11 ISSUER NO N/A N/A
PROPOSAL #4: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL RIZARDI SORRENTINO AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SERGIO TUFIK AS DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS THIAGO DE SOUZA ARAUJO AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO KALIL ISSA AS DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLAVIA KORTAS KALIL ISSA CEVASCO AS DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICARDO LEONEL SCAVAZZA AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SERGIO BRASIL TUFIK AS DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FERNANDO HENRIQUE DE ALDEMUNDO PEREIRA AS
DIRECTOR
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO OTAVIO PRATA RAMOS AS DIRECTOR
PROPOSAL #7.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HELIO LOPES AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICARDO RITTES DE OLIVEIRA SILVA AS INDEPENDENT
DIRECTOR
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
ISSUER: Centro de Imagem Diagnosticos SA
TICKER: AALR3 CUSIP: P2380S107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CANCEL LONG-TERM INCENTIVE PLAN ISSUER NO N/A N/A
PROPOSAL #2: APPROVE LONG-TERM INCENTIVE PLAN ISSUER NO N/A N/A
ISSUER: Century Pacific Food, Inc.
TICKER: CNPF CUSIP: Y1249R102
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: SECRETARY'S PROOF OF DUE NOTICE OF THE ISSUER YES FOR FOR
MEETING AND DETERMINATION OF QUORUM
PROPOSAL #3: APPROVE MINUTES OF STOCKHOLDERS' MEETING ISSUER YES FOR FOR
HELD ON JUNE 30, 2017
PROPOSAL #4: APPROVE PRESIDENT'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND MANAGEMENT DURING THE PREVIOUS YEAR
PROPOSAL #6.1: ELECT RICARDO S. PO, SR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT RICARDO GABRIEL T. PO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT CHRISTOPHER T. PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT TEODORO ALEXANDER T. PO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT LEONARDO ARTHUR T. PO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT ENRIQUE A. GOMEZ, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: ELECT JOHNIP G. CUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT FERNAN VICTOR P. LUKBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT MARIA LEAH PEACHY T. PACQUING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #9: ADJOURNMENT ISSUER YES FOR FOR
ISSUER: Century Textiles & Industries Ltd.
TICKER: 500040 CUSIP: Y12504125
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT B.K. BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S R B C & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE MODIFICATION OF RESOLUTION NO. 4 ISSUER YES AGAINST AGAINST
PASSED AT THE 119TH AGM
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF D.K. AGRAWAL AS WHOLE-TIME DIRECTOR
ISSUER: Century Textiles & Industries Ltd.
TICKER: 500040 CUSIP: Y12504125
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Century Textiles & Industries Ltd.
TICKER: 500040 CUSIP: Y12504125
MEETING DATE: 3/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE B. K. BIRLA TO CONTINUE OFFICE ISSUER YES AGAINST AGAINST
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE PRADIP KUMAR DAGA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE, INDEPENDENT DIRECTOR
ISSUER: CESC Ltd.
TICKER: 500084 CUSIP: Y12652189
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJIV GOENKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT CHANDRA KUMAR DHANUKA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT REKHA SETHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT K. JAIRAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRADIP KUMAR KHAITAN TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #8: ELECT RABI CHOWDHURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DEBASISH BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
RABI CHOWDHURY AS MANAGING DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
DEBASISH BANERJEE AS MANAGING DIRECTOR
PROPOSAL #12: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: CEZ as
TICKER: CEZ CUSIP: X2337V121
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLES OF ASSOCIATION RE: SHAREHOLDER YES AGAINST FOR
BOARD OF DIRECTORS
PROPOSAL #1.2: AMEND ARTICLES OF ASSOCIATION RE: SHAREHOLDER YES AGAINST FOR
BOARD OF DIRECTORS
PROPOSAL #2.1: AMEND ARTICLES OF ASSOCIATION RE: SHAREHOLDER YES AGAINST FOR
BOARD OF DIRECTORS
PROPOSAL #2.2: AMEND ARTICLES OF ASSOCIATION RE: SHAREHOLDER YES AGAINST FOR
GENERAL MEETING
PROPOSAL #3: APPROVE CHANGES IN COMPOSITION OF SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD
ISSUER: CEZ as
TICKER: CEZ CUSIP: X2337V121
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 24 PER SHARE
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE VOLUME OF CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BUSINESS STRATEGY FOR NEXT YEAR ISSUER YES FOR FOR
PROPOSAL #9: RECALL AND ELECT SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBERS
PROPOSAL #10: RECALL AND ELECT MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
ISSUER: CG Power & Industrial Solutions Ltd.
TICKER: 500093 CUSIP: Y1788L144
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT B HARIHARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT K N NEELKANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO LLP, CHARTERED ISSUER YES AGAINST AGAINST
ACCOUNTANTS AND K.K. MANKESHWAR AND CO., CHARTERED
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT ASHISH KUMAR GUHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF K N NEELKANT AS ISSUER YES AGAINST AGAINST
CEO AND MANAGING DIRECTOR
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 000881 CUSIP: Y1401E105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN SUI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 000881 CUSIP: Y1401E105
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER NO N/A N/A
LOAN OF WHOLLY-OWNED SUBSIDIARY
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 000881 CUSIP: Y1401E105
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF REMAINING ISSUER NO N/A N/A
COMPENSATION SHARES FROM MAJOR ASSET RESTRUCTURE
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT LIN JIAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT CHENG CHAO AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT WU MINGRI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 881 CUSIP: Y1401E105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
AND INTERNAL CONTROL AUDITOR AND PAYMENT OF
REMUNERATION
PROPOSAL #2: APPROVE CHANGE IN RAISED FUNDS ISSUER NO N/A N/A
INVESTMENT IMPLEMENTING PARTY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARIES BY SINGAPORE DAXIN HOLDINGS CO., LTD.
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 881 CUSIP: Y1401E105
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMMITMENT OF MAJOR ISSUER NO N/A N/A
ASSET RESTRUCTURE IN RESOLVING THE BUILDING OWNERSHIP
CERTIFICATE
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 881 CUSIP: Y1401E105
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 881 CUSIP: Y1401E105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE OF COMPENSATION ISSUER YES FOR FOR
SHARES FROM MAJOR ASSET RESTRUCTURE
PROPOSAL #7: APPROVE ADJUSTMENT ON IMPLEMENTATION ISSUER YES FOR FOR
METHOD OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #8: APPROVE 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CREDIT AND FINANCING PLAN ISSUER YES AGAINST AGAINST
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 881 CUSIP: Y1401E105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG TAO AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: CGN Nuclear Technology Development Co., Ltd.
TICKER: 000881 CUSIP: Y1401E105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER NO N/A N/A
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
BOARD TO DEAL WITH ALL MATTERS IN RELATION TO A SHARE
OFFERING
PROPOSAL #3: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
BOARD TO DEAL WITH ALL MATTERS IN RELATION TO A SHARE
OFFERING
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2019 INVESTMENT PLAN AND CAPITAL ISSUER YES FOR FOR
EXPENDITURE BUDGET
PROPOSAL #6: APPROVE TO APPOINT DELOITTE TOUCHE ISSUER YES FOR FOR
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS
AND TO FIX THEIR REMUNERATION
PROPOSAL #7.1: APPROVE REMUNERATION OF GAO LIGANG ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF NA XIZHI ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF HU YIGUANG ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE REMUNERATION OF FRANCIS SIU ISSUER YES FOR FOR
WAI KEUNG
PROPOSAL #7.5: APPROVE REMUNERATION OF YANG LANHE ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE REMUNERATION OF CHEN RONGZHEN ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE REMUNERATION OF ZHU HUI ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE REMUNERATION OF WANG HONGXIN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2020 ENGINEERING SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ENGINEERING SERVICES, AND THE
PROPOSED ANNUAL CAPS
PROPOSAL #9: APPROVE DOMESTIC REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF RMB DENOMINATED BONDS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #11: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS AS OF DECEMBER 31, 2018
PROPOSAL #12: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS AS OF MARCH 31, 2019
ISSUER: CH. Karnchang Public Co. Ltd.
TICKER: CK CUSIP: Y15663142
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT VITOON TEJATUSSANASOONTORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PAVICH TONGROACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT NARONG SANGSURIYA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE IN THE AMOUNT LIMIT FOR ISSUER YES FOR FOR
ISSUANCE OF DEBENTURES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Chacha Food Co., Ltd.
TICKER: 002557 CUSIP: Y2000X106
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON PHASE 3 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN (FIRST BATCH)
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN (FIRST BATCH)
ISSUER: Chacha Food Co., Ltd.
TICKER: 002557 CUSIP: Y2000X106
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
ACQUIRE MINORITY SHARES OF SUBSIDIARY
PROPOSAL #3: APPROVE DISPOSAL OF EQUITY OF SUBSIDIARY ISSUER YES FOR FOR
ISSUER: Chacha Food Co., Ltd.
TICKER: 2557 CUSIP: Y2000X106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF A PORTION OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL MANAGEMENT
PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #14.1: APPROVE THE OBJECTIVE AND THE USAGE ISSUER YES FOR FOR
OF THE SHARE REPURCHASE ACTIVITY
PROPOSAL #14.2: APPROVE COMPLIANCE OF REPURCHASE ISSUER YES FOR FOR
ACTIVITY TO ARTICLE 10 OF THE REPURCHASE RULES
PROPOSAL #14.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE PURCHASE PRICE OR PRICE RANGE ISSUER YES FOR FOR
AND PRICING PRINCIPLE OF THE REPURCHASED SHARES
PROPOSAL #14.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #14.6: APPROVE TYPE, NUMBER AND PROPORTION ISSUER YES FOR FOR
OF THE SHARE REPURCHASE
PROPOSAL #14.7: APPROVE PERIOD OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #14.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO REPURCHASING OF SHARES
PROPOSAL #16: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Chacha Food Co., Ltd.
TICKER: 2557 CUSIP: Y2000X106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF EXTERNAL FINANCIAL ISSUER YES FOR FOR
AID
ISSUER: Chailease Holding Co., Ltd.
TICKER: 5871 CUSIP: G20288109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HSIU TZE CHENG
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR KING WAI ALFRED
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHIH YANG CHEN
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR STEVEN JEREMY
GOODMAN
ISSUER: Chambal Fertilisers & Chemicals Ltd.
TICKER: 500085 CUSIP: Y12916139
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAROJ KUMAR PODDAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT VIVEK MEHRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
ISSUER: Chang Chun Eurasia Group Co., Ltd.
TICKER: 600697 CUSIP: Y1294G100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE LEASED ASSETS OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #12.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGCHUN EURASIA LIUYING ROAD SUPERMARKET CO., LTD.
PROPOSAL #12.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGCHUN EURASIA WEIXING ROAD SUPERMARKET CO., LTD.
PROPOSAL #12.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHANGCHUN EURASIA GROUP TONGHUA OUYA SHOPPING CENTER
CO., LTD.
PROPOSAL #12.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHANGCHUN EURASIA SUPERMARKET CHAIN MANAGEMENT CO.,
LTD.
PROPOSAL #12.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
BAISHAN HEXING INDUSTRIAL CO., LTD.
PROPOSAL #12.6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGCHUN EURASIA GROUP COMMERCIAL CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #12.7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHANGCHUN EURASIA STORES CO., LTD.
PROPOSAL #12.8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JILIN OUYA REAL ESTATE CO., LTD.
ISSUER: Chang Hwa Commercial Bank Ltd.
TICKER: 2801 CUSIP: Y1293J105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Chang Jiang Runfa Machinery Co., Ltd.
TICKER: 002435 CUSIP: Y1295P109
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Chang Jiang Shipping Group Phoenix Co., Ltd.
TICKER: 000520 CUSIP: Y97169109
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XIAO XIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN XU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHAO CHUANJIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT QIAN MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DU LONGQUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GUO CHANGBING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HU ZHENGLIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHAO ZHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU ZHIRONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT GUAN YUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT MAO WENYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Chang Jiang Shipping Group Phoenix Co., Ltd.
TICKER: 000520 CUSIP: Y97169109
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF A 50,000-TON ISSUER YES FOR FOR
COASTAL BULK CARRIER BY SUBSIDIARY
ISSUER: Chang Jiang Shipping Group Phoenix Co., Ltd.
TICKER: 520 CUSIP: Y97169109
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF COASTAL BULK ISSUER YES FOR FOR
CARRIERS
PROPOSAL #2: ELECT QIU YIZHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Chang Jiang Shipping Group Phoenix Co., Ltd.
TICKER: 520 CUSIP: Y97169109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Changchai Co., Ltd.
TICKER: 200570 CUSIP: Y1293B102
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIN TIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE SIGNING OF INVESTMENT AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISPOSAL OF PARTIAL AVAILABLE- ISSUER YES FOR FOR
FOR-SALE FINANCIAL ASSETS
ISSUER: Changchai Co., Ltd.
TICKER: 200570 CUSIP: Y1293B102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Changchai Co., Ltd.
TICKER: 200570 CUSIP: Y1293B110
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIN TIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE SIGNING OF INVESTMENT AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISPOSAL OF PARTIAL AVAILABLE- ISSUER YES FOR FOR
FOR-SALE FINANCIAL ASSETS
ISSUER: Changchai Co., Ltd.
TICKER: 200570 CUSIP: Y1293B110
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Changchun FAWAY Automobile Components Co., Ltd.
TICKER: 600742 CUSIP: Y1294B101
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: ELECT ZHANG ZHIXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ZHANG XUJIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changchun FAWAY Automobile Components Co., Ltd.
TICKER: 600742 CUSIP: Y1294B101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPLETION OF 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #8: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION PLAN
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE AUDIT COMMITTEE PERFORMANCE ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE CHANGE OF REMUNERATION OF ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE DRAFT OF STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN AND ITS SUMMARY
PROPOSAL #14: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Changchun Gas Co., Ltd.
TICKER: 600333 CUSIP: Y1294W105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Changchun Gas Co., Ltd.
TICKER: 600333 CUSIP: Y1294W105
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING OF DEBT FINANCING PLAN ISSUER YES FOR FOR
BUSINESS
PROPOSAL #2.1: ELECT WANG ZHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SUN SHUHUAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HE HANMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG ZHICHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHAO YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LIANG YONGXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.1: ELECT WANG ZHE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT REN JIANCHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DU JIE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.4: ELECT YANG YONGHUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHAO FENGQI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT HUANG HONGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Changchun Gas Co., Ltd.
TICKER: 600333 CUSIP: Y1294W105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Changchun High & New Technology Industries (Group), Inc.
TICKER: 661 CUSIP: Y1293Q109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Changchun High & New Technology Industries (Group), Inc.
TICKER: 661 CUSIP: Y1293Q109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE USAGE AND ISSUER YES FOR FOR
DEPOSIT OF RAISED FUNDS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: ELECT JEFF XIANCHAO ZHU AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13: APPROVE CORPORATE BOND ISSUANCE AND ISSUER YES FOR FOR
AUTHORIZE THE BOARD FOR IMPLEMENTATION
ISSUER: Changchun High & New Technology Industries (Group), Inc.
TICKER: 000661 CUSIP: Y1293Q109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CONVERTIBLE BONDS AND ISSUANCE OF SHARES AS WELL
AS RAISING SUPPORTING FUNDS AND RELATED PARTY
TRANSACTION COMPLIES WITH RELEVANT LAWS AND
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING METHOD AND PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2.11: APPROVE ISSUE MANNER IN CONNECTION TO ISSUER YES FOR FOR
CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2.12: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD IN CONNECTION TO CONVERTIBLE
BONDS ISSUANCE
PROPOSAL #2.13: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2.14: APPROVE CONVERSION PRICE ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE ADJUSTMENT OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.16: APPROVE SOURCE OF CONVERSION SHARES ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE MANDATORY CONVERSION TERMS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE CONVERSION RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO CONVERTIBLE BONDS
PROPOSAL #2.23: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #2.24: APPROVE OTHER MATTERS ISSUER YES FOR FOR
PROPOSAL #2.25: APPROVE PERFORMANCE COMPENSATION ISSUER YES FOR FOR
PROPOSAL #2.26: APPROVE IMPAIRMENT TEST COMPENSATION ISSUER YES FOR FOR
PROPOSAL #2.27: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.28: APPROVE ISSUE MANNER IN CONNECTION TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #2.29: APPROVE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #2.30: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD IN CONNECTION TO RAISING
SUPPORTING FUNDS
PROPOSAL #2.31: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #2.32: APPROVE AMOUNT OF PROCEEDS AND ISSUE ISSUER YES FOR FOR
SIZE IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #2.33: APPROVE USE OF PROCEEDS IN CONNECTION ISSUER YES FOR FOR
TO RAISING SUPPORTING FUNDS
PROPOSAL #2.34: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #2.35: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING
SUPPORTING FUNDS
PROPOSAL #2.36: APPROVE LISTING ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #2.37: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CONVERTIBLE BONDS AND
ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING
FUNDS AND RELATED PARTY TRANSACTIONS
PROPOSAL #4: APPROVE SIGNING OF ACQUISITION BY ISSUER YES FOR FOR
CONVERTIBLE BONDS AND ISSUANCE OF SHARES AGREEMENT,
ACQUISITION BY CONVERTIBLE BONDS AND ISSUANCE OF
SHARES SUPPLEMENTAL AGREEMENT AND PERFORMANCE
FORECAST COMPENSATION AGREEMENT
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #6: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #10: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE AUDIT REPORT, PRO FORMA REVIEW ISSUER YES FOR FOR
REPORT, ASSESSMENT REPORT, ETC.
PROPOSAL #13: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE THE NOTION THAT THE ADJUSTMENT ISSUER YES FOR FOR
ON COMPANY'S MAJOR ASSET RESTRUCTURING PLAN DOES NOT
CONSTITUTE AS MAJOR ADJUSTMENT
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Changchun High & New Technology Industries Group Inc.
TICKER: 000661 CUSIP: Y1293Q109
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Changchun jingkai Group Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES AGAINST AGAINST
MANAGEMENT SYSTEM
PROPOSAL #5: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #6: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN ENTRUSTED FINANCIAL PRODUCTS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Changchun jingkai Group Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN AILIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WU JINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG XIKANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIANG SAINAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT NI WEIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT JIANG YUHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT YU TONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT ZHANG SHENGJIU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT SUN JINYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XU SHAOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT XING ZHANPENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
ISSUER: Changchun Sinoenergy Corp.
TICKER: 600856 CUSIP: Y1293G101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON ISSUANCE OF ISSUER YES FOR FOR
SHORT-TERM FINANCING BILLS
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Changchunjingkai (Group) Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF ASSETS
ISSUER: Changchunjingkai (Group) Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Changchunjingkai (Group) Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Changchunjingkai (Group) Co., Ltd.
TICKER: 600215 CUSIP: Y1294M107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Changhong Huayi Compressor Co., Ltd.
TICKER: 000404 CUSIP: Y3746C109
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CHANGHONG GELANBO TECHNOLOGY CO., LTD.
PROPOSAL #2.2: APPROVE GUARANTEE PROVISION TO HUNAN ISSUER YES FOR FOR
GELANBO INTELLIGENT TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3.1: APPROVE SALE OF SWEEPING MACHINES TO ISSUER YES FOR FOR
CHANGHONG MEILING CO., LTD.
PROPOSAL #3.2: APPROVE SALE OF SWEEPING MACHINES TO ISSUER YES FOR FOR
GUANGDONG CHANGHONG RIDIAN TECHNOLOGY CO., LTD.
PROPOSAL #3.3: APPROVE PURCHASE OF MACHINES FROM ISSUER YES FOR FOR
SICHUAN AICHUANG TECHNOLOGY CO., LTD.
PROPOSAL #3.4: APPROVE SALE OF ENERGY STORAGE ISSUER YES FOR FOR
PRODUCTS AND RELATED MATERIALS FROM SICHUAN AICHUANG
TECHNOLOGY CO., LTD.
PROPOSAL #3.5: APPROVE SALE OF SWEEPING MACHINES TO ISSUER YES FOR FOR
LEJIAYI CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3.6: APPROVE SALE OF SWEEPING MACHINES TO ISSUER YES FOR FOR
SICHUAN ZHIYIJIA NETWORK TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL ISSUER YES FOR FOR
BILL
ISSUER: Changhong Huayi Compressor Co., Ltd.
TICKER: 404 CUSIP: Y3746C109
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HUAYI COMPRESSOR (JINGZHOU) CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HUAYI COMPRESSOR BARCELONA CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGHONG GRANDBO TECHNOLOGY CO., LTD.
PROPOSAL #1.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HUNAN GRANBO INTELLIGENT TECHNOLOGY CO., LTD.
PROPOSAL #1.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHEJIANG JIAXI BELLA TECHNOLOGY SERVICES CO., LTD.
PROPOSAL #1.6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI WEILE AUTOMOTIVE AIR CONDITIONER CO., LTD.
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHANGHONG MEILING AND ITS SUBSIDIARIES
PROPOSAL #2.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN AICHUANG TECHNOLOGY CO., LTD.
PROPOSAL #2.3: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
SALE OF ENERGY STORAGE PRODUCTS AND SWEEPING ROBOTS
PROPOSAL #2.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN CHANGHONG GERUN ENVIRONMENTAL PROTECTION
TECHNOLOGY CO., LTD.
PROPOSAL #2.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN CHANGHONG INTELLIGENT MANUFACTURING
TECHNOLOGY CO., LTD.
PROPOSAL #2.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN AICHUANG TECHNOLOGY CO., LTD.
PROPOSAL #2.7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN CHANGHONG ELECTRONIC HOLDINGS GROUP CO.,
PROPOSAL #2.8: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PURCHASE OF PRODUCTS AND SOFTWARE SERVICES
PROPOSAL #2.9: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
LOGISTICS SERVICES
PROPOSAL #2.1: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
COMPRESSED AIR AND PROVISION OF LOGISTICS SERVICES
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN CHANGHONG GROUP FINANCE CO., LTD.
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Changhong Huayi Compressor Co., Ltd.
TICKER: 000404 CUSIP: Y3746C109
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3119R105
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BILL POOL CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE PROVISION OF CREDIT GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE USE PART OF RAISED FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3119R105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 CONTINUED RELATED PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SICHUAN CHANGHONG ELECTRONIC
HOLDINGS GROUP CO., LTD. AND ITS CONTROLLED
SUBSIDIARY (EXCLUDING SICHUAN CHANGHONG ELECTRIC CO.,
PROPOSAL #2.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SICHUAN CHANGHONG ELECTRONIC
HOLDINGS GROUP CO., LTD. AND ITS CONTROLLED
SUBSIDIARY (EXCLUDING CHANGHONG HUAYI COMPRESSOR CO.,
PROPOSAL #2.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH CHANGHONG HUAYI COMPRESSOR CO., LTD.
AND ITS CONTROLLED SUBSIDIARY
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3119R105
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3119R105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2019 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR AS WELL AS
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE CHANGE IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR BAD DEBTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE WITHDRAWAL OF INVENTORY ISSUER YES FOR FOR
DEPRECIATION RESERVE
PROPOSAL #10: APPROVE DISPOSAL OF NON-CURRENT ASSETS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DEVELOPMENT OF FORWARD FOREIGN ISSUER YES FOR FOR
EXCHANGE TRADING BUSINESS
PROPOSAL #12: APPROVE POSTPONEMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: ELECT ZHONG MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3121Q103
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BILL POOL CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE PROVISION OF CREDIT GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE USE PART OF RAISED FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3121Q103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 CONTINUED RELATED PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SICHUAN CHANGHONG ELECTRONIC
HOLDINGS GROUP CO., LTD. AND ITS CONTROLLED
SUBSIDIARY (EXCLUDING SICHUAN CHANGHONG ELECTRIC CO.,
PROPOSAL #2.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SICHUAN CHANGHONG ELECTRONIC
HOLDINGS GROUP CO., LTD. AND ITS CONTROLLED
SUBSIDIARY (EXCLUDING CHANGHONG HUAYI COMPRESSOR CO.,
PROPOSAL #2.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH CHANGHONG HUAYI COMPRESSOR CO., LTD.
AND ITS CONTROLLED SUBSIDIARY
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3121Q103
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
ISSUER: Changhong Meiling Co., Ltd.
TICKER: 200521 CUSIP: Y3121Q103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2019 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR AS WELL AS
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE CHANGE IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR BAD DEBTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE WITHDRAWAL OF INVENTORY ISSUER YES FOR FOR
DEPRECIATION RESERVE
PROPOSAL #10: APPROVE DISPOSAL OF NON-CURRENT ASSETS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DEVELOPMENT OF FORWARD FOREIGN ISSUER YES FOR FOR
EXCHANGE TRADING BUSINESS
PROPOSAL #12: APPROVE POSTPONEMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: ELECT ZHONG MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Changjiang & Jinggong Steel Building (Group) Co., Ltd.
TICKER: 600496 CUSIP: Y0137U102
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE BILL POOL BUSINESS OF SUBSIDIARY SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: ELECT FANG ZHAOYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SUN GUANFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT QIU JIANHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CHEN GUODONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT SUN GUOJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT SONG CHANG'AN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT SHAO CHUNYANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT ZHANG WUJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT FANG ER AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT GENG LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT LIU ZHONGHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changjiang & Jinggong Steel Building (Group) Co., Ltd.
TICKER: 600496 CUSIP: Y0137U102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHEN ENHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Changjiang & Jinggong Steel Building (Group) Co., Ltd.
TICKER: 600496 CUSIP: Y0137U102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED ENTERPRISE
PROPOSAL #2: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Changjiang & Jinggong Steel Building (Group) Co., Ltd.
TICKER: 600496 CUSIP: Y0137U102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE BANK CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
OTHER SENIOR MANAGEMENT MEMBERS AND 2019 PERFORMANCE
MANAGEMENT IMPLEMENTATION PLAN
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE JOINT BIDDING WORK ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES AGAINST AGAINST
SUBSIDIARY
ISSUER: Changjiang Publishing & Media Co., Ltd.
TICKER: 600757 CUSIP: Y7683J100
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Changjiang Publishing & Media Co., Ltd.
TICKER: 600757 CUSIP: Y7683J100
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG HUIDE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Changjiang Publishing & Media Co., Ltd.
TICKER: 600757 CUSIP: Y7683J100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4.1: ELECT CHEN YIGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZHAO YAPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT QIU JUSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LENG XUE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT YUAN GUOXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT XU DEHUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT CHEN HUIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG HUIDE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LIU HONG AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT DUAN RUOPENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT YANG DELIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LIAO SHENGBIAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT QIU CONGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT JIANG SANMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changjiang Publishing & Media Co., Ltd.
TICKER: 600757 CUSIP: Y7683J100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF INDEPENDENT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINE AND ISSUER YES FOR FOR
GUARANTEE PROVISION
ISSUER: Changjiang Runfa Medicine Co., Ltd.
TICKER: 2435 CUSIP: Y1295P109
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Changjiang Runfa Medicine Co., Ltd.
TICKER: 2435 CUSIP: Y1295P109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Changjiang Runfa Medicine Co., Ltd.
TICKER: 2435 CUSIP: Y1295P109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Changjiang Securities Co., Ltd.
TICKER: 783 CUSIP: Y1314J100
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI XINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LIU YUANRUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT WANG YIHUAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD IN CONNECTION TO THE RESOLUTION
VALIDITY PERIOD OF THE CONVERTIBLE BOND ISSUANCE
PROPOSAL #5: APPROVE 2018 SEMI-ANNUAL RISK CONTROL ISSUER YES FOR FOR
INDICATOR REPORT
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Changjiang Securities Co., Ltd.
TICKER: 783 CUSIP: Y1314J100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUOHUA LIFE INSURANCE CO., LTD. AND RELATED
PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
THREE GORGES CAPITAL HOLDINGS CO., LTD. AND RELATED
ENTERPRISES
PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHANGXIN FUND MANAGEMENT CO., LTD.
PROPOSAL #7.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
OTHER RELATED PARTY
PROPOSAL #8: APPROVE ISSUANCE OF DOMESTIC DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #8.1: APPROVE ISSUE SUBJECT, ISSUE SCALE AND ISSUER YES FOR FOR
ISSUE MANNER
PROPOSAL #8.2: APPROVE VARIETY OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8.3: APPROVE TERM OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8.4: APPROVE INTEREST RATE OF DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #8.5: APPROVE GUARANTEE AND OTHER CREDIT ISSUER YES FOR FOR
ENHANCEMENT ARRANGEMENTS
PROPOSAL #8.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #8.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #8.1: APPROVE DEBT FINANCING INSTRUMENTS ISSUER YES FOR FOR
LISTED
PROPOSAL #8.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8.12: APPROVE AUTHORIZATION MATTER ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RISK CONTROL INDICATORS REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 RISK APPETITE ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #11: ELECT DENG YUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AMEND REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR DIRECTORS
PROPOSAL #13: AMEND REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR SUPERVISORS
PROPOSAL #14: APPROVE REMUNERATION AND ASSESSMENT OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: APPROVE REMUNERATION AND ASSESSMENT OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #16: APPROVE COMPANY'S MANAGEMENT ISSUER YES FOR FOR
PERFORMANCE EVALUATION AND REMUNERATION
ISSUER: Changsha Jingjia Microelectronics Co., Ltd.
TICKER: 300474 CUSIP: Y1299Z103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO YE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Changsha Jingjia Microelectronics Co., Ltd.
TICKER: 300474 CUSIP: Y1299Z103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE CAPITAL ISSUER YES FOR FOR
OCCUPANCY OF CONTROLLING SHAREHOLDERS AND OTHER
RELATED PARTIES
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Changshu Fengfan Power Equipment Co. Ltd.
TICKER: 601700 CUSIP: Y1297H105
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #4.1: ELECT FAN JIANGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHEN WEIJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT YANG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ZHAO JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LU JIANZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHENG MUGEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT YANG JIANPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZHAO JINYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT ZHU QUNFEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changshu Fengfan Power Equipment Co. Ltd.
TICKER: 601700 CUSIP: Y1297H105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Changshu Tianyin Electromechanical Co., Ltd.
TICKER: 300342 CUSIP: Y12988104
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Changshu Tianyin Electromechanical Co., Ltd.
TICKER: 300342 CUSIP: Y12988104
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Changshu Tianyin Electromechanical Co., Ltd.
TICKER: 300342 CUSIP: Y12988104
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ULTIMATE ISSUER YES FOR FOR
CONTROLLER'S CAPITAL INJECTION PLAN
ISSUER: Changshu Tianyin Electromechanical Co., Ltd.
TICKER: 300342 CUSIP: Y12988104
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMMITMENT OF ISSUER YES FOR FOR
DIRECTORS
ISSUER: Changshu Tianyin Electromechanical Co., Ltd.
TICKER: 300342 CUSIP: Y12988104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT LUO LING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHAO XIAODONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT ZHAO YUNWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHOU WEIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT WU YUXIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT CHANG LANPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.1: ELECT FU GUANQIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHANG MENGYOU AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT WU SHANGJIE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHANG JIANHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT CHEN YANMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changyou.com Ltd.
TICKER: CYOU CUSIP: 15911M107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHARLES ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DEWEN CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DAVE DE YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT XIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT CHARLES (SHEUNG WAI) CHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGING REPURCHASE BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF ADDITIONAL BANK ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT WU QIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LU ERBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT YANG CHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT WANG FU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT QIN MINCONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LAI ZEQIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT SONG PINGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT CHEN XI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT ZHU YUMEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF EXCHANGEABLE BONDS
PROPOSAL #2: APPROVE EXCHANGEABLE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND MANNER ISSUER YES FOR FOR
OF PAYMENT OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE INITIAL CONVERSION PRICE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE MEASURES ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RAISED FUNDS ACCOUNT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE LISTING FOR TRADING MANNER ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE OTHER MATTERS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE ADJUSTMENT TO REPURCHASE PRICE ISSUER YES FOR FOR
AND REPURCHASE SIZE OF THE INITIAL GRANT, RESERVED
GRANT, PHASE 2 AND PHASE 3 PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #5: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BANK CREDIT LINE AND ISSUER YES FOR FOR
PLEDGE OF EQUITY
PROPOSAL #2: APPROVE ASSET MORTGAGE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI WEIQUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEASURE IN THE CREDIT ISSUER YES FOR FOR
ENHANCEMENT FOR BANK CREDIT
PROPOSAL #2: ELECT PENG DINGDAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE ASSET MORTGAGE OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SUPPLEMENTARY TRANSFER AGREEMENT ISSUER YES FOR FOR
ISSUER: Changyuan Group Ltd.
TICKER: 600525 CUSIP: Y8345T106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF EQUITY TRANSFER AGREEMENT
ISSUER: Changzheng Engineering Co Ltd
TICKER: 603698 CUSIP: Y1R999104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT TANG GUOHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HE GUOSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT JIANG CONGBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT YANG TIECHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT GUO XIANPENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT ZHANG YANJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FU LEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XIE LUJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT MEI SHENSHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT WANG XIAOMEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT MO XIAOFENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Changzheng Engineering Co. Ltd.
TICKER: 603698 CUSIP: Y1R999104
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Changzheng Engineering Co. Ltd.
TICKER: 603698 CUSIP: Y1R999104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Changzhou Qianhong Biopharma Co., Ltd.
TICKER: 002550 CUSIP: Y1297N102
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE PART OF COMPANY'S ISSUER YES FOR FOR
PUBLIC SHARES
PROPOSAL #2: AMEND REMUNERATION AND PERFORMANCE OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENTASSESSMENT MANAGEMENT SYSTEM
ISSUER: Changzhou Qianhong Biopharma Co., Ltd.
TICKER: 2550 CUSIP: Y1297N102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND COMPANY'S DEVELOPMENT PLAN
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CONTINUED USE OF OWN IDLE FUNDS ISSUER YES FOR FOR
TO INVEST IN SHORT-TERM AND LOW-RISK FINANCIAL
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Changzhou Tronly New Electronic Materials Co., Ltd.
TICKER: 300429 CUSIP: Y12995109
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Changzhou Tronly New Electronic Materials Co., Ltd.
TICKER: 300429 CUSIP: Y12995109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES BETWEEN ISSUER YES AGAINST AGAINST
THE COMPANY AND CONTROLLED SUBSIDIARY
ISSUER: Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
TICKER: 601799 CUSIP: Y1297L106
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
TICKER: 601799 CUSIP: Y1297L106
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Changzhou Xingyu Automotive Lighting Systems Co. Ltd.
TICKER: 601799 CUSIP: Y1297L106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #11: APPROVE USE OF INITIAL PUBLIC OFFERING ISSUER YES FOR FOR
OF RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #12: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #13.1: ELECT ZHOU XIAOPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.2: ELECT GAO GUOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT YU ZHIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT LIU SHUTING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT YUE GUOJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT CHEN LIANGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT WANG BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT WANG SHIHAI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chaowei Power Holdings Limited
TICKER: 951 CUSIP: G20479104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHOU MINGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YANG YUNFEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT OUYANG MINGGAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Chaozhou Three-Circle (Group) Co., Ltd.
TICKER: 300408 CUSIP: Y1R99A101
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO REPURCHASE PRICE ISSUER YES FOR FOR
IN CONNECTION TO INITIAL GRANT AND RESERVED
PERFORMANCE SHARES
PROPOSAL #2: APPROVE UNLOCK OF THIRD UNLOCK PERIOD OF ISSUER YES FOR FOR
INITIAL GRANT PERFORMANCE SHARES AND SECOND UNLOCK
PERIOD OF RESERVED PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chaozhou Three-Circle (Group) Co., Ltd.
TICKER: 300408 CUSIP: Y1R99A101
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PRICE IN REGARDS TO SECOND PHASE PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAS BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Chaozhou Three-Circle (Group) Co., Ltd.
TICKER: 300408 CUSIP: Y1R99A101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Charoen Pokphand Enterprise (Taiwan) Co., Ltd.
TICKER: 1215 CUSIP: Y1294A103
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Charoen Pokphand Foods Public Co. Ltd.
TICKER: CPF CUSIP: Y1296K166
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHINGCHAI LOHAWATANAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT ADIREK SRIPRATAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PONG VISEDPAITOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT VINAI VITTAVASGARNVEJ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT SOOPAKIJ CHEARAVANONT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Chaun-Choung Technology Corp.
TICKER: 6230 CUSIP: Y12968106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU,SHI-LING, A REPRESENTATIVE OF ISSUER YES FOR FOR
YOUCHANG INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0048777, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT GUO,DA-QI, A REPRESENTATIVE OF ISSUER YES FOR FOR
YOUCHANG INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0048777, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT JUNICHI NAGAI, A REPRESENTATIVE ISSUER YES FOR FOR
OF NIDEC CORPORATION WITH SHAREHOLDER NO. 0059344, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT MASASHI TAKAO, A REPRESENTATIVE ISSUER YES FOR FOR
OF NIDEC CORPORATION WITH SHAREHOLDER NO. 0059344, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT KAZUHITO KAISE, A REPRESENTATIVE ISSUER YES FOR FOR
OF NIDEC CORPORATION WITH SHAREHOLDER NO. 0059344,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT MITSURU TSUYOSHI, A ISSUER YES FOR FOR
REPRESENTATIVE OF NIDEC CORPORATION WITH SHAREHOLDER
NO. 0059344, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT HIDETOSHI MATSUHASHI, A ISSUER YES FOR FOR
REPRESENTATIVE OF NIDEC CORPORATION WITH SHAREHOLDER
NO. 0059344, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT KE-WEI WILLIAM HSU WITH ID NO. ISSUER YES FOR FOR
A123905XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT JIANG,YA-PING WITH ID NO. ISSUER YES FOR FOR
A220365XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.1: ELECT YAN,QUN-YU, A REPRESENTATIVE OF ISSUER YES FOR FOR
YI CEN INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0042586, AS SUPERVISOR
PROPOSAL #1.11: ELECT ISAO TAKAHASHI WITH ID NO. ISSUER YES FOR FOR
1977030XXX AS SUPERVISOR
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
(INDEPENDENT DIRECTORS) AND REPRESENTATIVES
ISSUER: Chaun-Choung Technology Corp.
TICKER: 6230 CUSIP: Y12968106
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: CHC Healthcare Group
TICKER: 4164 CUSIP: Y1322A109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
PROPOSAL #8: APPROVE TO TRANSFER SHARES TO EMPLOYEES ISSUER YES FOR FOR
AT LESS THAN THE AVERAGE ACTUAL SHARE REPURCHASE
PROPOSAL #9: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Cheng Loong Corp.
TICKER: 1904 CUSIP: Y1306D103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7.1: ELECT ZHENG, SHU-YUN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 252602, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT ZHENG, REN-MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 252629, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN, YAN-HAO WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 006779, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CAI, DONG-HE, A REPRESENTATIVE ISSUER YES FOR FOR
OF SHAN FA CO LTD WITH SHAREHOLDER NO. 007300, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT YOU, QING-HUI, A REPRESENTATIVE ISSUER YES FOR FOR
OF MIN FENG PLASTIC CO LTD WITH SHAREHOLDER NO.
038999, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT ZHANG, QING-BIAO, A ISSUER YES FOR FOR
REPRESENTATIVE OF SHAN FU TRADING CO LTD WITH
SHAREHOLDER NO. 206548, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT WANG, YONG-JI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 000269 AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT YANG, YAO-MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 000072 AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT ZHANG, FU-XING WITH ID NO. ISSUER YES FOR FOR
G120100XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Cheng Mei Materials Technology Corp.
TICKER: 4960 CUSIP: Y1405C105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JAU-YUNG HO, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 4174 AND ID NO. R10011XXXX, AS NON-INDEPENDENT
PROPOSAL #1.2: ELECT WEN-HSIUNG CHAN WITH ID NO. ISSUER YES FOR FOR
S12115XXXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT LAI-HUANG LO, REPRESENTATIVE OF ISSUER YES FOR FOR
BEYONDPV CO., LTD, WITH SHAREHOLDER NO. 128928 AND ID
NO. 2856XXXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT HSIAO-KEN CHUANG, REPRESENTATIVE ISSUER YES FOR FOR
OF BEYONDPV CO., LTD, WITH SHAREHOLDER NO. 128928
AND ID NO. 2856XXXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT JEFFREY YANG, REPRESENTATIVE OF SHAREHOLDER NO N/A N/A
INNOLUX CORPORATION, WITH ID NO. 1280XXXX AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT CHAO-HSIEN LIU, REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF INNOLUX CORPORATION, WITH ID NO. 1280XXXX AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT WEI-TING LIU WITH ID NO. ISSUER YES FOR FOR
D12122XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT YEN-SUNG CHEN WITH ID NO. ISSUER YES FOR FOR
F12219XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT KUO-SHIH HUANG WITH ID NO. ISSUER YES FOR FOR
E12169XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.10: ELECT SHIUAN-DA LIOU WITH ID NO. SHAREHOLDER YES AGAINST N/A
P12171XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.11: ELECT LI-YEN, HSU WITH ID NO. SHAREHOLDER YES AGAINST N/A
H12195XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Cheng Mei Materials Technology Corp.
TICKER: 4960 CUSIP: Y1405C105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE ISSUANCE OF COMMON SHARES, GDR ISSUER YES AGAINST AGAINST
AND CONVERTIBLE BONDS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Cheng Shin Rubber Ind Co., Ltd.
TICKER: 2105 CUSIP: Y1306X109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Cheng Uei Precision Industry Co. Ltd.
TICKER: 2392 CUSIP: Y13077105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Chengdu B-Ray Media Co., Ltd.
TICKER: 600880 CUSIP: Y1307P113
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE TRANSACTION PARTIES AND TARGET ISSUER YES FOR FOR
ASSETS
PROPOSAL #1.2: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.3: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ISSUANCE METHOD
PROPOSAL #1.6: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #1.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #1.12: APPROVE TRANSFER OF OWNERSHIP OF THE ISSUER YES FOR FOR
UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF
CONTRACTUAL OBLIGATIONS
PROPOSAL #1.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY ISSUANCE OF SHARES AND
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTES AS MAJOR RESTRUCTURE LISTING
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY AGREEMENT FOR ACQUISITION BY ISSUANCE
OF SHARES
PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY AGREEMENT ON PERFORMANCE COMPENSATION
AGREEMENT
PROPOSAL #9: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT RELATED TO THIS
TRANSACTION
PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS ON EARNINGS PER SHARE
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ACQUISITION BY
ISSUANCE OF SHARES AND RELATED PARTY TRANSACTIONS
PROPOSAL #12: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Chengdu B-Ray Media Co., Ltd.
TICKER: 600880 CUSIP: Y1307P113
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
ISSUER: Chengdu B-Ray Media Co., Ltd.
TICKER: 600880 CUSIP: Y1307P113
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MU TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Chengdu Kanghong Pharmaceutical Group Co., Ltd.
TICKER: 2773 CUSIP: Y130A3100
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Chengdu Kanghong Pharmaceutical Group Co., Ltd.
TICKER: 002773 CUSIP: Y130A3100
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Chengdu Kanghong Pharmaceutical Group Co., Ltd.
TICKER: 2773 CUSIP: Y130A3100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #11: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #11.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE BOND COUPON RATE ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE PERIOD AND MANNER OF ISSUER YES FOR FOR
REPAYMENT OF CAPITAL AND INTEREST
PROPOSAL #11.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #11.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #11.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #11.13: APPROVE ATTRIBUTABLE DIVIDENDS ISSUER YES FOR FOR
ANNUAL CONVERSION
PROPOSAL #11.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #11.16: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #11.17: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #11.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.19: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #18: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Chengdu Leejun Industrial Co., Ltd.
TICKER: 002651 CUSIP: Y1309S107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chengdu Leejun Industrial Co., Ltd.
TICKER: 002651 CUSIP: Y1309S107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF FUNDRAISING ISSUER YES FOR FOR
PROJECT ROLLER GRINDING TECHNOLOGY CENTER
ISSUER: Chengdu Leejun Industrial Co., Ltd.
TICKER: 2651 CUSIP: Y1309S115
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chengdu Leejun Industrial Co., Ltd.
TICKER: 2651 CUSIP: Y1309S115
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER NO N/A N/A
REPORT
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER NO N/A N/A
OF RAISED FUNDS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE USE OF IDLE FUNDS FOR VENTURE ISSUER NO N/A N/A
CAPITAL
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO ISSUER NO N/A N/A
PURCHASE BROKERAGE INCOME CERTIFICATE OR BANK
FINANCIAL PRODUCTS
ISSUER: Chengdu Santai Holding Group Co., Ltd.
TICKER: 002312 CUSIP: Y1309L102
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF THE ISSUER YES FOR FOR
IMPLEMENTATION OF PERFORMANCE SHARE INCENTIVE PLAN
AND REPURCHASE AND CANCELLATION OF RELATED
PROPOSAL #2: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ADJUSTMENT ON ALLOWANCE FOR SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ADJUSTMENT ON ALLOWANCE FOR SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
RELATED PARTY
PROPOSAL #7: ELECT ZHU GUANGHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT ZHU JIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT YANG DONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT ZHANG QIAOYUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT HU ZHIHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT HE XIAOJING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT CHEN HONGMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT WU YUE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT LUO HONG AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Chengdu Santai Holding Group Co., Ltd.
TICKER: 002312 CUSIP: Y1309L102
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TAI DACHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZENG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #4: APPROVE ADJUSTMENT OF REMUNERATION OF SHAREHOLDER YES FOR FOR
CHAIRMAN
ISSUER: Chengdu Santai Holding Group Co., Ltd.
TICKER: 2312 CUSIP: Y1309L102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENTS ON USAGE OF IDLE OWN ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
AGREEMENET OF EQUITY TRANSFER AGREEMENT
ISSUER: Chengdu Taihe Health Technology Group Inc., Ltd.
TICKER: 000790 CUSIP: Y1306C105
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
ISSUER: Chengdu Taihe Health Technology Group Inc., Ltd.
TICKER: 790 CUSIP: Y1306C105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG XIAOYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Chengdu Techcent Environment Co., Ltd.
TICKER: 300362 CUSIP: Y13073104
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ASSET TRANSFER ISSUER YES FOR FOR
AGREEMENT
ISSUER: Chengdu Techcent Environment Co., Ltd.
TICKER: 300362 CUSIP: Y13073104
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Chengdu Techcent Environment Co., Ltd.
TICKER: 300362 CUSIP: Y13073104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DUAN HONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Chengdu Techcent Environment Co., Ltd.
TICKER: 300362 CUSIP: Y13073104
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCING AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION ON GRANT OF FIRST ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN AND LIFT OF
RESTRICTED PERIOD
PROPOSAL #3: APPROVE EXTENSION ON RESERVATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND LIFT OF RESTRICTED PERIOD
PROPOSAL #4: APPROVE EXTENSION OF GRANT OF 2016 STOCK ISSUER YES FOR FOR
OPTIONS AND PERFORMANCE SHARES AND LIFT OF
RESTRICTED PERIOD
PROPOSAL #5: ELECT ZHOU YINGFENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chengdu Westone Information Industry, Inc.
TICKER: 2268 CUSIP: Y95366103
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER NO N/A N/A
ISSUER: Chengdu Westone Information Industry, Inc.
TICKER: 002268 CUSIP: Y95366103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QING YU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT WANG WENSHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT DUAN QIGUANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT LEI LIMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT WANG ZHONGHAI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT WANG HU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT CAO DEJUN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT ZHOU WEI AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT FENG YUAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT XU XIAOPING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT CHENG HONG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Chengdu Westone Information Industry, Inc.
TICKER: 2268 CUSIP: Y95366103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
ISSUER: Chengdu Wintrue Holding Co Ltd
TICKER: 002539 CUSIP: Y77476102
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Chengdu Wintrue Holding Co Ltd
TICKER: 002539 CUSIP: Y77476102
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Chengdu Wintrue Holding Co., Ltd.
TICKER: 2539 CUSIP: Y77476102
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION FOR FINANCING CNY ISSUER YES FOR FOR
6.5 BILLION
PROPOSAL #7.1: APPROVE APPLICATION FOR CNY 5.5 ISSUER YES FOR FOR
BILLION WORTH OF BANK CREDIT LINE
PROPOSAL #7.2: APPROVE APPLICATION FOR CNY CNY 1 ISSUER YES FOR FOR
BILLION WORTH OF FINANCIAL LEASING
PROPOSAL #8: APPROVE APPLICATION OF FINANCIAL ISSUER YES AGAINST AGAINST
GUARANTEE OF CNY 4.8 BILLION
PROPOSAL #8.1: APPROVE GUARANTEE PROVISION WORTH CNY ISSUER YES AGAINST AGAINST
4.5 BILLION BETWEEN COMPANY AND SUBSIDIARY
PROPOSAL #8.2: APPROVE GUARANTEE PROVISION WORTH CNY ISSUER YES FOR FOR
300 MILLION FOR A DEALER COMPANY
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM-TERM NOTES, ISSUER YES FOR FOR
COMMERCIAL PAPERS, AND SUPER SHORT-TERM COMMERCIAL
PAPERS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12: AMENDMENTS TO ARTICLES OF ASSOCIATION, ISSUER YES FOR FOR
RULES AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS AND OF BOARD OF DIRECTORS, WORKING
SYSTEM FOR INDEPENDENT DIRECTORS, RULES ON
IMPLEMENTING CUMULATIVE VOTING SYSTEM
PROPOSAL #13: AMEND MANAGEMENT SYSTEM FOR ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Chengdu Wintrue Holding Co., Ltd.
TICKER: 002539 CUSIP: Y77476102
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MOU JIAYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SONG RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG GUANGXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YIN HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG SHENGBING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT ZHOU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HUANG HUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU HONGBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG XINLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DENG LUNMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZENG GUIJU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chengdu Xingrong Environment Co., Ltd.
TICKER: 000598 CUSIP: Y1R189102
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASE OF FACTORY ASSETS BY
CONTROLLED SUBSIDIARY
ISSUER: Chengdu Xingrong Environment Co., Ltd.
TICKER: 598 CUSIP: Y1R189102
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Chengdu Xingrong Environment Co., Ltd.
TICKER: 000598 CUSIP: Y1R189102
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF ENTRUSTED OPERATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Chengdu Xingrong Environment Co., Ltd.
TICKER: 598 CUSIP: Y1R189102
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Chengdu Xingrong Environment Co., Ltd.
TICKER: 598 CUSIP: Y1R189102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE AND MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND PAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS
PROPOSAL #4: ELECT YU JIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 002480 CUSIP: Y1317Z101
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIAO GUANGHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIA XIUYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HE QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIN SHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SU LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
CHINA GUANGFA BANK
PROPOSAL #3.2: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
CHINA EVERBRIGHT BANK
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
TIANFU BANK
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 002480 CUSIP: Y1317Z101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 2480 CUSIP: Y1317Z101
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE RIGHT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT ZHANG YANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 002480 CUSIP: Y1317Z101
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 2480 CUSIP: Y1317Z101
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPAYMENT PLAN AND SIGNING OF ISSUER YES FOR FOR
SUPPLEMENTARY AGREEMENT
ISSUER: Chengdu Xinzhu Road & Bridge Machinery Co., Ltd.
TICKER: 2480 CUSIP: Y1317Z101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY
ISSUER: Chengtun Mining Group Co Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILLS
PROPOSAL #1.1: APPROVE ISSUE SUBJECT ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SCALE OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE ISSUE DATE ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RELATED AUTHORIZATION ISSUER YES FOR FOR
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT APPLICATION AND FINANCIAL LEASE OF SUBSIDIARY
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2.1: ELECT HUANG NAMIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF COMPANY'S ISSUANCE ISSUER YES FOR FOR
OF SHARES AND PURCHASE OF ASSET BY CASH PAYMENT AS
WELL AS RAISING SUPPORTING FUNDS AND RELATED PARTY
TRANSACTIONS
PROPOSAL #2: APPROVE ADJUSTMENT CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ADJUSTMENT IN CONNECTION TO ISSUANCE OF SHARES AND
PURCHASE OF ASSET BY CASH PAYMENT AS WELL AS RAISING
SUPPORTING FUNDS AND RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
SHARES AND PURCHASE OF ASSET BY CASH PAYMENT AS WELL
AS RAISING SUPPORTING FUNDS COMPLIES WITH RELEVANT
LAWS AND REGULATIONS
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #5: APPROVE OVERALL PLAN OF THE TRANSACTION ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE TRANSACTION MANNER ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE TRANSACTION TARGET AND ISSUER YES FOR FOR
TRANSACTION PARTIES
PROPOSAL #5.3: APPROVE PRICE OF THE TRANSACTION ISSUER YES FOR FOR
TARGET
PROPOSAL #6: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #6.1: APPROVE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.2: APPROVE PRICE REFERENCE DATE IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.3: APPROVE PRICING BASIS IN CONNECTION TO ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.4: APPROVE ISSUE PRICE IN CONNECTION TO ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.5: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.6: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.7: APPROVE LISTING EXCHANGE IN CONNECTION ISSUER YES FOR FOR
TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.8: APPROVE LOCK-UP PERIOD IN CONNECTION ISSUER YES FOR FOR
TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.9: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #6.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS IN CONNECTION TO ACQUISITION
BY ISSUANCE OF SHARES
PROPOSAL #6.11: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #6.12: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #7: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PLAN OVERVIEW ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #7.3: APPROVE LISTING EXCHANGE IN CONNECTION ISSUER YES FOR FOR
TO RAISING SUPPORTING FUNDS
PROPOSAL #7.4: APPROVE TARGET SUBSCRIBER AND ISSUE ISSUER YES FOR FOR
MANNER IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #7.5: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE
PROPOSAL #7.6: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #7.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #7.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING
SUPPORTING FUNDS
PROPOSAL #7.10: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #8: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
ISSUANCE OF SHARES AND PURCHASE OF ASSET BY CASH
PAYMENT AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
AGREEMENTS ON ISSUANCE OF SHARES AND PURCHASE OF
ASSET BY CASH PAYMENT AND PERFORMANCE COMMITMENT
COMPENSATION AGREEMENT
PROPOSAL #10: APPROVE AUDIT REPORT, PRO FORMA REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE THE COMPLETENESS AND COMPLIANCE ISSUER YES FOR FOR
OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE THAT THE RESTRUCTURING DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS MAJOR RESTRUCTURING OR RESTRUCTURING
FOR LISTING
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #18: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #19: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #20: APPROVE THAT THE TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE ARTICLE 13 OF THE INTERIM PROVISIONS ON
STRENGTHENING THE SUPERVISION OVER ABNORMAL STOCK
TRADING RELATED TO THE MATERIAL ASSET REORGANIZATIONS
OF LISTED COMPANIES
PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #22: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #23: APPROVE ACQUISITION AND DISPOSAL OF ISSUER YES FOR FOR
ASSETS 12 MONTHS PRIOR TO THE RESTRUCTURING
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF ENTRUSTMENT ISSUER YES FOR FOR
MANAGEMENT AGREEMENT AND CANCELLATION AGREEMENT
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Chengtun Mining Group Co., Ltd.
TICKER: 600711 CUSIP: Y9722H103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITORS AND TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2018 SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE DUTY PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES FOR FOR
MANAGEMENT TO INVEST IN FINANCIAL INSTITUTIONS
GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE DEVELOPMENT OF FOREIGN EXCHANGE ISSUER YES FOR FOR
HEDGING BUSINESS
ISSUER: Chengzhi Co., Ltd.
TICKER: 000990 CUSIP: Y1307C104
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SECOND SUPPLEMENTARY ISSUER YES FOR FOR
M&A AGREEMENT
PROPOSAL #2: APPROVE SIGNING OF THIRDS SUPPLEMENTARY ISSUER YES FOR FOR
M&A AGREEMENT
ISSUER: Chengzhi Co., Ltd.
TICKER: 000990 CUSIP: Y1307C104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE ACQUISITION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Chengzhi Co., Ltd.
TICKER: 000990 CUSIP: Y1307C104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AS WELL AS WRITE-OFF OF ASSETS
PROPOSAL #7.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF ANHUI
BAOLONG ENVIRONMENTAL PROTECTION TECHNOLOGY CO., LTD.
FROM BANK OF CHINA
PROPOSAL #7.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF ANHUI
BAOLONG ENVIRONMENTAL PROTECTION TECHNOLOGY CO., LTD.
FROM CHINA CONSTRUCTION BANK CORPORATION
PROPOSAL #7.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF ANHUI
JINSHANG DISPLAY GLASS CO., LTD. FROM CHINA
CONSTRUCTION BANK CORPORATION
PROPOSAL #7.4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF ANHUI
JINSHANG DISPLAY GLASS CO., LTD. FROM INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
PROPOSAL #7.5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF ANHUI
JINSHANG DISPLAY GLASS CO., LTD. FROM BENGBU RURAL
COMMERCIAL BANK CO., LTD.
PROPOSAL #8.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION AMOUNTING TO CNY 200,000,000
PROPOSAL #8.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION AMOUNTING TO CNY 230,000,000
PROPOSAL #8.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION FROM CHINA CONSTRUCTION BANK
CORPORATION
PROPOSAL #8.4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION FROM BANK OF COMMUNICATIONS
CORPORATION
PROPOSAL #8.5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION FROM SHANGHAI PUDONG
DEVELOPMENT BANK CO., LTD.
PROPOSAL #8.6: APPROVE PROVISION OF GUARANTEE FOR 5- ISSUER YES FOR FOR
YEAR MTO PROJECT LOAN AMOUNTING TO CNY 1,000,000,000
PROPOSAL #8.7: APPROVE PROVISION OF GUARANTEE FOR 5- ISSUER YES FOR FOR
YEAR MTO PROJECT LOAN AMOUNTING TO CNY 300,000,000
PROPOSAL #8.8: APPROVE PROVISION OF GUARANTEE FOR 5- ISSUER YES FOR FOR
YEAR MTO PROJECT LOAN AMOUNTING TO CNY 200,000,000
PROPOSAL #8.9: APPROVE PROVISION OF GUARANTEE FOR 6- ISSUER YES FOR FOR
YEAR MTO PROJECT LOAN
PROPOSAL #9: APPROVE CONTINUED FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #11: APPROVE WORK REPORT OF AUDITOR AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #12: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE TARGET ANNUAL SALARY LEVEL OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
ISSUER: Chenzhou City Jingui Silver Industry Co Ltd
TICKER: 002716 CUSIP: Y1307D102
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
ISSUER: Chenzhou City Jingui Silver Industry Co Ltd
TICKER: 002716 CUSIP: Y1307D102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Chenzhou City Jingui Silver Industry Co., Ltd.
TICKER: 002716 CUSIP: Y1307D102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Chicony Electronics Co., Ltd.
TICKER: 2385 CUSIP: Y1364B106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND CONSOLIDATED ISSUER YES FOR FOR
AND INDIVIDUAL FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND PROCEDURES FOR LOANING OF FUNDS ISSUER YES FOR FOR
PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #10.1: ELECT HSU, KUN-TAI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT LU, CHIN-CHUNG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 112, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT TSAI, MING-HSIEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 702, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT LIU, CHIA-SHENG, A ISSUER YES FOR FOR
REPRESENTATIVE OF TONG LING INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 8456, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT LEE, TSE-CHING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 232, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT LEE, YEN-SUNG WITH ID NO. ISSUER YES FOR FOR
H102119XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT LIN, MING-JI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 84531 AS INDEPENDENT DIRECTOR
PROPOSAL #10.8: ELECT CHU, CHIA-HSIANG WITH ID NO. ISSUER YES FOR FOR
H123394XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Chifeng Jilong Gold Mining Co., Ltd.
TICKER: 600988 CUSIP: Y2931K108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE COMPANY'S BUSINESS ISSUER YES FOR FOR
REGISTRATION AUTHORITY
PROPOSAL #2: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5.1: ELECT LV XIAOZHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT GAO BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WANG JIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT FU XUESHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT WANG JINDING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT ZHAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LI YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT RUAN RENMAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT GUO QINGUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT DU BAOFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT LI JINQIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chifeng Jilong Gold Mining Co., Ltd.
TICKER: 600988 CUSIP: Y2931K108
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS ACQUISITION
PROPOSAL #2: APPROVE MAJOR ASSETS ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION TARGET ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING FOR THIS TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PREREQUISITES FOR THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.5: APPROVE PAYMENT OF PRICE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON MAJOR ASSET ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Chifeng Jilong Gold Mining Co., Ltd.
TICKER: 600988 CUSIP: Y2931K108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 FINANCING LIMIT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 EXTERNAL GUARANTEE LIMIT ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Chifeng Jilong Gold Mining Co., Ltd.
TICKER: 600988 CUSIP: Y2931K108
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS AND RELATED-PARTY TRANSACTION
PROPOSAL #2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED-PARTY TRANSACTION
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.3: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.4: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.6: APPROVE ISSUE SIZE, CASH PAYMENT AND ISSUER YES FOR FOR
PROPORTION OF SHARE FOR PURCHASE
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.9: APPROVE ATTRIBUTABLE TRANSITIONAL ISSUER YES FOR FOR
PROFIT OR LOSS
PROPOSAL #2.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PERFORMANCE COMMITMENTS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE PERFORMANCE INCENTIVES ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.17: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE DRAFT AND SUMMARY ON ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARE AND RELATED-PARTY TRANSACTION
PROPOSAL #7: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL PROFIT ISSUER YES FOR FOR
FORECAST COMPENSATION AGREEMENT
PROPOSAL #11: APPROVE RELEVANT REPORTS ISSUED BY ISSUER YES FOR FOR
AUDIT AND EVALUATION INSTITUTIONS
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #14: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL PROFIT SHAREHOLDER YES FOR FOR
FORECAST COMPENSATION SUPPLEMENTARY AGREEMENT 1
ISSUER: Chiho Environmental Group Ltd.
TICKER: 976 CUSIP: G4465A100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT QIN YONGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LOKE YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Chilisin Electronics Corp.
TICKER: 2456 CUSIP: Y1369N105
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION VIA SHARES SWAP BY ISSUER YES FOR FOR
NEW SHARE ISSUANCE
ISSUER: Chilisin Electronics Corp.
TICKER: 2456 CUSIP: Y1369N105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: China Aerospace Times Electronics Co., Ltd.
TICKER: 600879 CUSIP: Y0018W102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #5: APPROVE PAYMENT OF AUDIT FEE FOR AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF AUDIT FEE FOR ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12.1: ELECT LI YANHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT WAN YANHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT ZHAO XUEYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #18: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #19: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: China Agri-Industries Holdings Limited
TICKER: 606 CUSIP: Y1375F104
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3A: ELECT WANG ZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT XU GUANGHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT HUA JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LUAN RICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT MENG QINGGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: ELECT LAM WAI HON, AMBROSE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3G: ELECT ONG TECK CHYE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Agri-Industries Holdings Ltd.
TICKER: 606 CUSIP: Y1375F104
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COFCO INTERNATIONAL MASTER ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE CAPITAL INCREASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE SUPPLEMENTAL DEED AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: China Airlines Ltd.
TICKER: 2610 CUSIP: Y1374F105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE THE RELEASE OF TIGERAIR TAIWAN ISSUER YES FOR FOR
STOCK
PROPOSAL #10: APPROVE RELEASE NON-COMPETE ISSUER YES FOR FOR
RESTRICTIONS ON CHAIRMAN SU-CHIEN HSIEH
ISSUER: China All Access (Holdings) Ltd.
TICKER: 633 CUSIP: G21134104
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: China Animal Husbandry Industry Co., Ltd.
TICKER: 600195 CUSIP: Y13765105
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
HANDLE MATTERS RELATED TO THE ACQUISITION OF EQUITY
OF OTHER LISTED COMPANIES
ISSUER: China Animal Husbandry Industry Co., Ltd.
TICKER: 600195 CUSIP: Y13765105
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU ZIYU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: China Animal Husbandry Industry Co., Ltd.
TICKER: 600195 CUSIP: Y13765105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: China Animal Husbandry Industry Co., Ltd.
TICKER: 600195 CUSIP: Y13765105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AS WELL AS ISSUER YES FOR FOR
PROVISION FOR ASSET IMPAIRMENT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
ISSUER: China Aoyuan Group Limited
TICKER: 3883 CUSIP: G2112H106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GUO ZI NING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT TSUI KING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HU JIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHAN KA YEUNG JACKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE AHL SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: China Aoyuan Property Group Ltd.
TICKER: 3883 CUSIP: G2112H106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF ENGLISH NAME AND ISSUER YES FOR FOR
CHINESE NAME OF THE COMPANY AND RELATED TRANSACTIONS
ISSUER: China Automotive Engineering Research Institute Co., Ltd.
TICKER: 601965 CUSIP: Y1R20D109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU ZHOU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: China Automotive Engineering Research Institute Co., Ltd.
TICKER: 601965 CUSIP: Y1R20D109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #7: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: China Avionics Systems Co., Ltd.
TICKER: 600372 CUSIP: Y44456104
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JI RUIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG JIANGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU CHUNHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI BING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WU XINGQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG XUEBAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Avionics Systems Co., Ltd.
TICKER: 600372 CUSIP: Y44456104
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF EQUITY ENTRUSTMENT ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: China Avionics Systems Co., Ltd.
TICKER: 600372 CUSIP: Y44456104
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SIZE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Avionics Systems Co., Ltd.
TICKER: 600372 CUSIP: Y44456104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
INSTRUCTIONS
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #10: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: China Baoan Group Co., Ltd.
TICKER: 000009 CUSIP: Y1394W104
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2.1: APPROVE ISSUE SCALE AND METHOD ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: China Baoan Group Co., Ltd.
TICKER: 000009 CUSIP: Y1394W104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EQUITY DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT CHEN ZHENGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CHEN TAIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT HE DEHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT YANG LU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT LIANG FAXIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.6: ELECT LI YAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT XU ZHIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT LUO WENMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LU PING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: China Beidahuang Industry Group Holdings Limited
TICKER: 39 CUSIP: G2117W108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JIANG JIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HO MAN FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI JIEHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GU CHUNYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHONG CHA HWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YANG YUNGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Bills Finance Corp.
TICKER: 2820 CUSIP: Y1391N107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE REMOVAL AND APPROVAL OF THE NON- ISSUER YES FOR FOR
COMPETE CLAUSES FOR THE DIRECTORS AND THE
INSTITUTIONAL INVESTORS THEY REPRESENT
ISSUER: China Biologic Products Holdings, Inc.
TICKER: CBPO CUSIP: G21515104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSEPH CHOW ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR YUE'E ZHANG ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG HUAZHEN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: China BlueChemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DECLARATION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE 2019 BUDGET PROPOSALS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO CHINA SHU LUN PAN CPAS AND ISSUER YES FOR FOR
BDO LIMITED AS DOMESTIC AND OVERSEAS AUDITORS AND
AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China BlueChemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China Calxon Group Co., Ltd.
TICKER: 000918 CUSIP: Y3768A106
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF REAL ESTATE PROJECT ISSUER YES FOR FOR
ASSET PACKAGE
PROPOSAL #2: APPROVE CONTINUING PROVISION OF EXTERNAL ISSUER YES FOR FOR
GUARANTEE FOR HANGZHOU JIAKAI CITY BINHONG REAL
ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
RELATED TO THE REAL ESTATE PROJECT ASSET PACKAGE
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China Calxon Group Co., Ltd.
TICKER: 000918 CUSIP: Y3768A106
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: China Calxon Group Co., Ltd.
TICKER: 000918 CUSIP: Y3768A106
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH CONTROLLING SHAREHOLDER AND ITS RELATED PARTIES
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: China Calxon Group Co., Ltd.
TICKER: 918 CUSIP: Y3768A106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QIAN YONGHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Chemical & Pharmaceutical Co., Ltd.
TICKER: 1701 CUSIP: Y13965101
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT WANG HSUN SHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF CHUNGHWA CHEMICAL SYNTHESIS AND BIOTECH CO., LTD.,
WITH SHAREHOLDER NO. 9102 AS NON-INDEPENDENT
PROPOSAL #2.2: ELECT WANG HSUN HUI, REPRESENTATIVE OF ISSUER YES FOR FOR
WANG MING-NING MEMORIAL FOUNDATION, WITH SHAREHOLDER
NO. 74315 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.3: ELECT CHEN HUNG SHOU WITH ID NO. ISSUER YES FOR FOR
F120677XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT WU SU HUAN WITH ID NO. ISSUER YES FOR FOR
A220287XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2.5: ELECT JOU YEN PONG WITH ID NO. ISSUER YES FOR FOR
W100013XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: China Chemical & Pharmaceutical Co., Ltd.
TICKER: 1701 CUSIP: Y13965101
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: China Chengtong Development Group Limited
TICKER: 217 CUSIP: Y6704M100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT ZHANG BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT LEE MAN CHUN, TONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China CIFCO Investment Co., Ltd.
TICKER: 996 CUSIP: Y3068B101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: China CIFCO Investment Co., Ltd.
TICKER: 996 CUSIP: Y3068B101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE SIGNING OF EQUITY TRANSFER SHAREHOLDER YES AGAINST AGAINST
AGREEMENT
ISSUER: China CIFCO Investment Co., Ltd.
TICKER: 996 CUSIP: Y3068B101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: ELECT CHEN YIXIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: China CIFCO Investment Co., Ltd.
TICKER: 996 CUSIP: Y3068B101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED-PARTY TRANSACTION
PROPOSAL #3.1: APPROVE TRANSACTION PARTIES AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.2: APPROVE UNDERLYING ASSET ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE OF THE UNDERLYING ASSET
PROPOSAL #3.4: APPROVE TRANSITIONAL ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TRANSFER OF THE UNDERLYING ISSUER YES FOR FOR
ASSETS AND LIABILITY FOR BREACH OF CONTRACT
PROPOSAL #3.6: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE ISSUE PRICE ADJUSTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSACTION ADJUSTMENT DOES NOT ISSUER YES FOR FOR
CONSTITUTE MAJOR ADJUSTMENT
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #7: APPROVE RELEVANT FINANCIAL REPORT AND ISSUER YES FOR FOR
VALUATION ASSET ASSESSMENT REPORT
PROPOSAL #8: APPROVE COMPANY'S ACQUISITION BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AND RAISING SUPPORTING FUNDS AS
WELL AS RELATED PARTY TRANSACTION PLAN AND ITS
PROPOSAL #9: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY ISSUANCE OF SHARES AS WELL
AS RAISING SUPPORTING FUNDS AND RELATED PARTY
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES FRAMEWORK AGREEMENT
PROPOSAL #12: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #13: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #18: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #19: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
PROPOSAL #20: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR THE DIRECTORS FOR THE YEAR OF 2017
PROPOSAL #2: APPROVE THE REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR THE SUPERVISORS FOR THE YEAR OF 2017
PROPOSAL #3: APPROVE TRANSFER OF PART OF THE EQUITY ISSUER YES FOR FOR
INTEREST IN JINGU INTERNATIONAL TRUST CO., LTD. AND
RELATED TRANSACTIONS
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNT ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CAPITAL EXPENDITURE BUDGET FOR ISSUER YES FOR FOR
THE YEAR 2019
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS THE ONSHORE AND OFFSHORE ACCOUNTING
FIRMS FOR 2018 AND TO FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT ZHANG ZI'AI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT CHEN XIAOZHOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT HE JIEPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT XU LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT YUAN HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT ZHANG GUOQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT LIU CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT ZHU WUXIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.9: ELECT SUN BAOWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT LU ZHENGFEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT LIN ZHIQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT GONG JIANDE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LIU YANFEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT ZHANG ZHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT LI CHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #10: APPROVE THE TRANSFER OF EQUITY IN HAPPY ISSUER YES FOR FOR
LIFE INSURANCE CO., LTD. AND RELEVANT AUTHORIZATION
ISSUER: China CITIC Bank Corp. Ltd.
TICKER: 998 CUSIP: Y1434M108
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO PUBLIC ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
AUTHORIZATION PERIOD IN RELATION TO ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3: APPROVE CONFORMITY TO CONDITIONS ON NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF PREFERENCE SHARES
PROPOSAL #4.01: APPROVE TYPE AND QUANTITY OF ISSUER YES FOR FOR
SECURITIES TO BE ISSUED
PROPOSAL #4.02: APPROVE PAR VALUE AND OFFERING PRICE ISSUER YES FOR FOR
PROPOSAL #4.03: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #4.04: APPROVE USE OF PROCEED ISSUER YES FOR FOR
PROPOSAL #4.05: APPROVE OFFERING METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS
PROPOSAL #4.06: APPROVE PROFIT DISTRIBUTION MODE FOR ISSUER YES FOR FOR
PREFERENCE SHAREHOLDERS
PROPOSAL #4.07: APPROVE MANDATORY CONVERSION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.08: APPROVE CONDITIONAL REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.09: APPROVE VOTING RIGHT RESTRICTION AND ISSUER YES FOR FOR
RESTORATION CLAUSE
PROPOSAL #4.1: APPROVE LIQUIDATION PREFERENCE AND ISSUER YES FOR FOR
METHOD
PROPOSAL #4.11: APPROVE RATING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.13: APPROVE TRANSFER AND TRADING ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #4.14: APPROVE VALIDITY OF THE RESOLUTION ON ISSUER YES FOR FOR
THIS OFFERING
PROPOSAL #5: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
NON-PUBLIC OFFERING OF PREFERENCE SHARES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURN BY ISSUER YES FOR FOR
PREFERENCE SHARE ISSUANCE
PROPOSAL #8: APPROVE GENERAL AUTHORIZATION TO ISSUE ISSUER YES FOR FOR
FINANCIAL BONDS AND TIER-TWO CAPITAL BONDS
PROPOSAL #9: APPROVE ADMINISTRATIVE MEASURES ON ISSUER YES FOR FOR
EQUITY OF THE BANK
ISSUER: China CITIC Bank Corp. Ltd.
TICKER: 998 CUSIP: Y1434M108
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO PUBLIC ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
AUTHORIZATION PERIOD IN RELATION TO ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #4.01: APPROVE TYPE AND QUANTITY OF ISSUER YES FOR FOR
SECURITIES TO BE ISSUED
PROPOSAL #4.02: APPROVE PAR VALUE AND OFFERING PRICE ISSUER YES FOR FOR
PROPOSAL #4.03: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #4.04: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.05: APPROVE OFFERING METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS
PROPOSAL #4.06: APPROVE PROFIT DISTRIBUTION MODE FOR ISSUER YES FOR FOR
PREFERENCE SHAREHOLDERS
PROPOSAL #4.07: APPROVE MANDATORY CONVERSION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.08: APPROVE CONDITIONAL REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.09: APPROVE VOTING RIGHT RESTRICTION AND ISSUER YES FOR FOR
RESTORATION CLAUSE
PROPOSAL #4.1: APPROVE LIQUIDATION PREFERENCE AND ISSUER YES FOR FOR
METHOD
PROPOSAL #4.11: APPROVE RATING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.13: APPROVE TRANSFER AND TRADING ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #4.14: APPROVE VALIDITY OF THE RESOLUTION ON ISSUER YES FOR FOR
THIS OFFERING
PROPOSAL #5: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
NON-PUBLIC OFFERING OF PREFERENCE SHARES
ISSUER: China CITIC Bank Corp. Ltd.
TICKER: 998 CUSIP: Y1434M108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS ISSUER YES AGAINST AGAINST
AND THEIR FEES
PROPOSAL #6: APPROVE 2018 SPECIAL REPORT ON RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE ISSUANCE OF UNDATED CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #10: ELECT GUO DANGHUAI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China CITIC Bank Corp. Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO PUBLIC ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
AUTHORIZATION PERIOD IN RELATION TO ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3: APPROVE CONFORMITY TO CONDITIONS ON NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF PREFERENCE SHARES
PROPOSAL #4.01: APPROVE TYPE AND QUANTITY OF ISSUER YES FOR FOR
SECURITIES TO BE ISSUED
PROPOSAL #4.02: APPROVE PAR VALUE AND OFFERING PRICE ISSUER YES FOR FOR
PROPOSAL #4.03: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #4.04: APPROVE USE OF PROCEED ISSUER YES FOR FOR
PROPOSAL #4.05: APPROVE OFFERING METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS
PROPOSAL #4.06: APPROVE PROFIT DISTRIBUTION MODE FOR ISSUER YES FOR FOR
PREFERENCE SHAREHOLDERS
PROPOSAL #4.07: APPROVE MANDATORY CONVERSION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.08: APPROVE CONDITIONAL REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #4.09: APPROVE VOTING RIGHT RESTRICTION AND ISSUER YES FOR FOR
RESTORATION CLAUSE
PROPOSAL #4.1: APPROVE LIQUIDATION PREFERENCE AND ISSUER YES FOR FOR
METHOD
PROPOSAL #4.11: APPROVE RATING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.13: APPROVE TRANSFER AND TRADING ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #4.14: APPROVE VALIDITY OF THE RESOLUTION ON ISSUER YES FOR FOR
THIS OFFERING
PROPOSAL #5: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
NON-PUBLIC OFFERING OF PREFERENCE SHARES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURN BY ISSUER YES FOR FOR
PREFERENCE SHARE ISSUANCE
PROPOSAL #8: APPROVE GENERAL AUTHORIZATION TO ISSUE ISSUER YES FOR FOR
FINANCIAL BONDS AND TIER-TWO CAPITAL BONDS
PROPOSAL #9: APPROVE ADMINISTRATIVE MEASURES ON ISSUER YES FOR FOR
EQUITY OF THE BANK
ISSUER: China CITIC Bank Corp. Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD IN RELATION TO PUBLIC ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
AUTHORIZATION PERIOD IN RELATION TO ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.01: APPROVE TYPE AND QUANTITY OF ISSUER YES FOR FOR
SECURITIES TO BE ISSUED
PROPOSAL #3.02: APPROVE PAR VALUE AND OFFERING PRICE ISSUER YES FOR FOR
PROPOSAL #3.03: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #3.04: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.05: APPROVE OFFERING METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS
PROPOSAL #3.06: APPROVE PROFIT DISTRIBUTION MODE FOR ISSUER YES FOR FOR
PREFERENCE SHAREHOLDERS
PROPOSAL #3.07: APPROVE MANDATORY CONVERSION CLAUSE ISSUER YES FOR FOR
PROPOSAL #3.08: APPROVE CONDITIONAL REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #3.09: APPROVE VOTING RIGHT RESTRICTION AND ISSUER YES FOR FOR
RESTORATION CLAUSE
PROPOSAL #3.1: APPROVE LIQUIDATION PREFERENCE AND ISSUER YES FOR FOR
METHOD
PROPOSAL #3.11: APPROVE RATING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE TRANSFER AND TRADING ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #3.14: APPROVE VALIDITY OF THE RESOLUTION ON ISSUER YES FOR FOR
THIS OFFERING
PROPOSAL #4: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
NON-PUBLIC OFFERING OF PREFERENCE SHARES
ISSUER: China CITIC Bank Corporation Limited
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS ISSUER YES AGAINST AGAINST
AND THEIR FEES
PROPOSAL #6: APPROVE 2018 SPECIAL REPORT ON RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE ISSUANCE OF UNDATED CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #10: ELECT GUO DANGHUAI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M108
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: ELECT FANG HEYING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: ELECT FANG HEYING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Coal Energy Co., Ltd.
TICKER: 1898 CUSIP: Y1434L100
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT LI YANJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT PENG YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT NIU JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT DU JI'AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT ZHAO RONGZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT XU QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT ZHANG KE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT ZHANG CHENGJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT ZHOU LITAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT WANG WENZHANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Coal Energy Co., Ltd.
TICKER: 1898 CUSIP: Y1434L118
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT LI YANJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT PENG YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT NIU JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT DU JI'AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT ZHAO RONGZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT XU QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT ZHANG KE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT ZHANG CHENGJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT ZHOU LITAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT WANG WENZHANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Coal Energy Company Limited
TICKER: 1898 CUSIP: Y1434L100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE CAPITAL EXPENDITURE BUDGET FOR ISSUER YES FOR FOR
THE YEAR 2019
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE EMOLUMENTS OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.01: APPROVE REVISION OF ANNUAL CAPS FOR ISSUER YES FOR FOR
PROVISION OF THE MATERIALS AND ANCILLARY SERVICES AND
OF THE SOCIAL AND SUPPORT SERVICES UNDER THE 2018
INTEGRATED MATERIALS AND SERVICES MUTUAL PROVISION
FRAMEWORK AGREEMENT
PROPOSAL #8.02: APPROVE REVISION OF ANNUAL CAPS FOR ISSUER YES FOR FOR
THE TRANSACTIONS CONTEMPLATED UNDER THE 2018 PROJECT
DESIGN, CONSTRUCTION AND GENERAL CONTRACTING SERVICES
FRAMEWORK AGREEMENT
PROPOSAL #8.03: APPROVE THE REVISION OF MAXIMUM DAILY ISSUER YES FOR FOR
BALANCE OF LOANS AND FINANCIAL LEASING UNDER THE
2018 FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #9: AUTHORIZE BOARD TO ISSUE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: China Coal Energy Company Limited
TICKER: 1898 CUSIP: Y1434L118
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE CAPITAL EXPENDITURE BUDGET FOR ISSUER YES FOR FOR
THE YEAR 2019
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE EMOLUMENTS OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.01: APPROVE REVISION OF ANNUAL CAPS FOR ISSUER YES FOR FOR
PROVISION OF THE MATERIALS AND ANCILLARY SERVICES AND
OF THE SOCIAL AND SUPPORT SERVICES UNDER THE 2018
INTEGRATED MATERIALS AND SERVICES MUTUAL PROVISION
FRAMEWORK AGREEMENT
PROPOSAL #8.02: APPROVE REVISION OF ANNUAL CAPS FOR ISSUER YES FOR FOR
THE TRANSACTIONS CONTEMPLATED UNDER THE 2018 PROJECT
DESIGN, CONSTRUCTION AND GENERAL CONTRACTING SERVICES
FRAMEWORK AGREEMENT
PROPOSAL #8.03: APPROVE THE REVISION OF MAXIMUM DAILY ISSUER YES FOR FOR
BALANCE OF LOANS AND FINANCIAL LEASING UNDER THE
2018 FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #9: AUTHORIZE BOARD TO ISSUE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: China Communications Construction Co. Ltd.
TICKER: 1800 CUSIP: Y1R36A107
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXISTING FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT BETWEEN CCCC FINANCE AND CCCG AND THE
REVISED CAP
PROPOSAL #2: APPROVE EXISTING FINANCE LEASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT BETWEEN CCCC FINANCIAL LEASING AND CCCG
AND THE REVISED CAP
PROPOSAL #3: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
BETWEEN CCCC FINANCE AND CCCG AND THE PROPOSED ANNUAL
CAPS
PROPOSAL #4: APPROVE FINANCE LEASE AND COMMERCIAL ISSUER YES FOR FOR
FACTORING AGREEMENT BETWEEN CCCC FINANCIAL LEASING
AND CCCG AND THE PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE MUTUAL PRODUCT SALES AND ISSUER YES FOR FOR
PURCHASE AGREEMENT BETWEEN THE COMPANY AND CCCG AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #6: APPROVE MUTUAL PROJECT CONTRACTING ISSUER YES FOR FOR
FRAMEWORK AGREEMENT BETWEEN THE COMPANY AND CCCG AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #7: APPROVE FINANCE LEASE AND COMMERCIAL ISSUER YES FOR FOR
FACTORING FRAMEWORK AGREEMENT BETWEEN THE COMPANY AND
CCCC FINANCIAL LEASING AND THE PROPOSED ANNUAL CAPS
PROPOSAL #8: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE CONNECTED TRANSACTION IN SHAREHOLDER YES FOR FOR
RELATION TO THE POSSIBLE SUBSCRIPTION FOR A SHARE
CONVERTIBLE BONDS BY CHINA COMMUNICATIONS
CONSTRUCTION GROUP (LIMITED)
PROPOSAL #11: APPROVE AUTHORIZATION TO THE BOARD OR SHAREHOLDER YES FOR FOR
ITS AUTHORIZED PERSONS TO MANAGE THE MATTERS RELATING
TO THE PROPOSED ISSUANCE OF A SHARE CONVERTIBLE
PROPOSAL #12: ELECT SONG HAILIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Communications Construction Co. Ltd.
TICKER: 1800 CUSIP: Y1R36J108
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXISTING FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT BETWEEN CCCC FINANCE AND CCCG AND THE
REVISED CAP
PROPOSAL #2: APPROVE EXISTING FINANCE LEASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT BETWEEN CCCC FINANCIAL LEASING AND CCCG
AND THE REVISED CAP
PROPOSAL #3: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
BETWEEN CCCC FINANCE AND CCCG AND THE PROPOSED ANNUAL
CAPS
PROPOSAL #4: APPROVE FINANCE LEASE AND COMMERCIAL ISSUER YES FOR FOR
FACTORING AGREEMENT BETWEEN CCCC FINANCIAL LEASING
AND CCCG AND THE PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE MUTUAL PRODUCT SALES AND ISSUER YES FOR FOR
PURCHASE AGREEMENT BETWEEN THE COMPANY AND CCCG AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #6: APPROVE MUTUAL PROJECT CONTRACTING ISSUER YES FOR FOR
FRAMEWORK AGREEMENT BETWEEN THE COMPANY AND CCCG AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #7: APPROVE FINANCE LEASE AND COMMERCIAL ISSUER YES FOR FOR
FACTORING FRAMEWORK AGREEMENT BETWEEN THE COMPANY AND
CCCC FINANCIAL LEASING AND THE PROPOSED ANNUAL CAPS
PROPOSAL #8: APPROVE MANAGEMENT MEASURES FOR ISSUER YES FOR FOR
CONNECTED TRANSACTIONS OF THE COMPANY
PROPOSAL #9: APPROVE REPORT ON THE USE OF THE ISSUER YES FOR FOR
PREVIOUSLY RAISED PROCEEDS
PROPOSAL #10: APPROVE CONNECTED TRANSACTION IN SHAREHOLDER YES FOR FOR
RELATION TO THE POSSIBLE SUBSCRIPTION FOR A SHARE
CONVERTIBLE BONDS BY CHINA COMMUNICATIONS
CONSTRUCTION GROUP (LIMITED)
PROPOSAL #11: APPROVE AUTHORIZATION TO THE BOARD OR SHAREHOLDER YES FOR FOR
ITS AUTHORIZED PERSONS TO MANAGE THE MATTERS RELATING
TO THE PROPOSED ISSUANCE OF A SHARE CONVERTIBLE
PROPOSAL #12: ELECT SONG HAILIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Communications Construction Company Limited
TICKER: 1800 CUSIP: Y1R36A107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES AND/OR PREFERENCE SHARES
PROPOSAL #7: APPROVE PROPOSED ISSUANCE OF MEDIUM AND ISSUER YES FOR FOR
LONG-TERM BONDS OF THE COMPANY AND AUTHORIZE LIU
QITAO, SONG HAILIANG, PENG BIHONG TO DEAL WITH ALL
RELEVANT MATTERS IN RELATION TO THE ISSUANCE OF
MEDIUM AND LONG-TERM BONDS
PROPOSAL #8: APPROVE REPORT ON THE USE OF THE ISSUER YES FOR FOR
PREVIOUSLY RAISED PROCEEDS
PROPOSAL #9: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE CONTROLLING SHAREHOLDER TO ISSUER YES FOR FOR
PARTICIPATE AND SUBSCRIBE IN THE CONVERTIBLE BONDS
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE ASSET SECURITIZATION BUSINESS ISSUER YES FOR FOR
ISSUANCE PLAN AND BUSINESS AUTHORIZATION
ISSUER: China Communications Construction Company Limited
TICKER: 1800 CUSIP: Y1R36J108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REPORT ON THE USE OF THE ISSUER YES FOR FOR
PREVIOUSLY RAISED PROCEEDS
PROPOSAL #7: APPROVE PROPOSED ISSUANCE OF MEDIUM AND ISSUER YES FOR FOR
LONG-TERM BONDS OF THE COMPANY AND AUTHORIZE LIU
QITAO, SONG HAILIANG, PENG BIHONG TO DEAL WITH ALL
RELEVANT MATTERS IN RELATION TO THE ISSUANCE OF
MEDIUM AND LONG-TERM BONDS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES AND/OR PREFERENCE SHARES
PROPOSAL #9: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE GENERAL MEETING RESOLUTION IN RELATION TO THE
A SHARE CONVERTIBLE BONDS AND EXTENSION OF THE
VALIDITY PERIOD OF THE CORRESPONDING BOARD
PROPOSAL #10: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE POSSIBLE SUBSCRIPTION FOR A
SHARECONVERTIBLE BONDS BY CHINA COMMUNICATIONS
CONSTRUCTION GROUP (LIMITED)
PROPOSAL #11: APPROVE 2019 ESTIMATED CAP FOR THE ISSUER YES AGAINST AGAINST
INTERNAL GUARANTEES OF THE GROUP AND AUTHORIZE
MANAGEMENT TO DEAL WITH ALL MATTERS IN RELATION TO
PROVIDING INTERNAL GUARANTEES WITHIN THE APPROVED
AMOUNT
PROPOSAL #12: APPROVE LAUNCH OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIZATION BY THE GROUP AND AUTHORIZE CHAIRMAN
AND/OR VICE-CHAIRMAN AND/OR PRESIDENT AND/OR CHIEF
FINANCIAL OFFICER TO DEAL WITH MATTERS IN RELATION TO
THE ASSET-BACKED SECURITIZATION
ISSUER: China Communications Services Corp. Ltd.
TICKER: 552 CUSIP: Y1436A102
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE ENGINEERING FRAMEWORK AGREEMENT WITH CHINATELECOM
, THE PROPOSED NEW ANNUAL CAPS AND RELATED
PROPOSAL #2: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE ANCILLARY TELECOMMUNICATIONS SERVICES FRAMEWORK
AGREEMENT WITH CHINA TELECOM , THE PROPOSED NEW
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE OPERATION SUPPORT SERVICES FRAMEWORK AGREEMENT
WITH CHINA TELECOM , THE PROPOSED NEW ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #4: APPROVE THE SUPPLEMENTAL AGREEMENT THE ISSUER YES FOR FOR
IT APPLICATION SERVICES FRAMEWORK AGREEMENT WITH
CHINA TELECOM , THE PROPOSED NEW ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #5: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE SUPPLIES PROCUREMENT SERVICES FRAMEWORK AGREEMENT
WITH CHINA TELECOM, THE PROPOSED NEW ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #6.1: ELECT ZHANG ZHIYONG AS DIRECTOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
PROPOSAL #6.2: ELECT SI FURONG AS DIRECTOR, AUTHORIZE SHAREHOLDER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND EXECUTE A SERVICE
CONTRACT WITH HIM
PROPOSAL #6.3: ELECT ZHANG XU AS DIRECTOR, AUTHORIZE SHAREHOLDER YES FOR FOR
BOARD TO FIX HER REMUNERATION AND EXECUTE A SERVICE
CONTRACT WITH HER
PROPOSAL #6.4: ELECT LI ZHENGMAO AS DIRECTOR, SHAREHOLDER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
PROPOSAL #6.5: ELECT SHAO GUANGLU AS DIRECTOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
PROPOSAL #6.6: ELECT SIU WAI KEUNG, FRANCIS AS SHAREHOLDER YES FOR FOR
DIRECTOR, AUTHORIZE BOARD TO FIX HIS REMUNERATION AND
EXECUTE A SERVICE CONTRACT WITH HIM
PROPOSAL #6.7: ELECT LV TINGJIE AS DIRECTOR, SHAREHOLDER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
PROPOSAL #6.8: ELECT WU TAISHI AS DIRECTOR, AUTHORIZE SHAREHOLDER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND EXECUTE A SERVICE
CONTRACT WITH HIM
PROPOSAL #6.9: ELECT LIU LINFEI AS DIRECTOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
PROPOSAL #7.1: ELECT HAN FANG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HER
PROPOSAL #7.2: ELECT HAI LIANCHENG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND EXECUTE A
SERVICE CONTRACT WITH HIM
ISSUER: China Communications Services Corp. Ltd.
TICKER: 552 CUSIP: Y1436A102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: China Communications Services Corporation Limited
TICKER: 552 CUSIP: Y1436A102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND PAYMENT OF FINAL DIVIDEND
PROPOSAL #3: APPOINT DELOITTE TOUCHE TOHMATSU AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS INTERNATIONAL AUDITORS AND DOMESTIC AUDITORS,
RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE BOARD TO INCREASE REGISTERED ISSUER YES FOR FOR
CAPITAL OF THE COMPANY AND AMEND ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE
ISSUER: China Conch Venture Holdings Limited
TICKER: 586 CUSIP: G2116J108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GUO JINGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LI DAMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHAN KAI WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHANG ZHANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Construction Bank Corp.
TICKER: 939 CUSIP: Y1397N119
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET FOR 2019 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS IN 2017
PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR SUPERVISORS IN 2017
PROPOSAL #8: ELECT LIU GUIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MURRAY HORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GRAEME WHEELER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ZHAO XIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #14: APPROVE ISSUANCE OF WRITE-DOWN ELIGIBLE ISSUER YES FOR FOR
TIER-TWO CAPITAL INSTRUMENTS
PROPOSAL #15: ELECT TIAN BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16: ELECT XIA YANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Construction Bank Corporation
TICKER: 939 CUSIP: Y1397N101
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET FOR 2019 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS IN 2017
PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR SUPERVISORS IN 2017
PROPOSAL #8: ELECT LIU GUIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MURRAY HORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GRAEME WHEELER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ZHAO XIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #14: APPROVE ISSUANCE OF WRITE-DOWN ELIGIBLE ISSUER YES FOR FOR
TIER-TWO CAPITAL INSTRUMENTS
PROPOSAL #15: ELECT TIAN BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16: ELECT XIA YANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Cyts Tours Holding Co., Ltd.
TICKER: 600138 CUSIP: Y1400N106
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ACQUISITION ISSUER YES FOR FOR
OF EQUITY
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ACQUISITION OF EQUITY
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES AGAINST AGAINST
TO A CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO APPLICATION OF LOAN BY COMPANY
ISSUER: China CYTS Tours Holding Co., Ltd.
TICKER: 600138 CUSIP: Y1400N106
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN A PROJECT BY ISSUER YES FOR FOR
WUZHEN TOURISM
ISSUER: China CYTS Tours Holding Co., Ltd.
TICKER: 600138 CUSIP: Y1400N106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KANG GUOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT QIU WENHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU XI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN CHANGHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT ZHENG YINGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT NI YANGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHOU QIFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI DONGHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HUANG JIANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHAI JINBU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHA DERONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT PAN WENJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: China CYTS Tours Holding Co., Ltd.
TICKER: 600138 CUSIP: Y1400N106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE TRANSACTION WITH BEIJING GUBEI ISSUER NO N/A N/A
WATER TOWN TOURISM CO., LTD.
PROPOSAL #8.1: APPROVE TRANSACTION WITH BEIJING GUBEI ISSUER YES FOR FOR
WATER TOWN TOURISM CO., LTD.
PROPOSAL #8.2: APPROVE TRANSACTION WITH ZHONGQING ISSUER YES FOR FOR
TRAVEL HONGQI (GUANGQIN) FUND MANAGEMENT CO., LTD.
PROPOSAL #8.2: APPROVE TRANSACTION WITH ZHONGQING ISSUER NO N/A N/A
TRAVEL HONGQI (GUANGQIN) FUND MANAGEMENT CO., LTD.
PROPOSAL #8.3: APPROVE TRANSACTION WITH CYTS YAOYUE ISSUER NO N/A N/A
(BEIJING) TOURISM CO., LTD.
PROPOSAL #8.3: APPROVE TRANSACTION WITH CYTS YAOYUE ISSUER YES FOR FOR
(BEIJING) TOURISM CO., LTD.
PROPOSAL #8.4: APPROVE TRANSACTION WITH CHINA ISSUER YES FOR FOR
EVERBRIGHT GROUP CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #8.4: APPROVE TRANSACTION WITH CHINA ISSUER NO N/A N/A
EVERBRIGHT GROUP CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Development Financial Holding Corp.
TICKER: 2883 CUSIP: Y1460P108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT CHIA-JUCH CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF CHI JIE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
01115973, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT ALAN WANG, REPRESENTATIVE OF CHI ISSUER YES FOR FOR
JIE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
01115973, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT DAW-YI HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
JING HUI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
01608077, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT MARK WEI, REPRESENTATIVE OF JING ISSUER YES FOR FOR
HUI INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
01608077, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT YU-LING KUO, REPRESENTATIVE OF ISSUER YES FOR FOR
GPPC CHEMICAL CORP., WITH SHAREHOLDER NO. 01116025,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT PAUL YANG, WITH ID NO. ISSUER YES FOR FOR
A123777XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT SHU-CHEN WANG, REPRESENTATIVE OF SHAREHOLDER NO N/A N/A
BANK OF TAIWAN CO., LTD., WITH SHAREHOLDER NO. 163,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT HSIOU-WEI, LIN, WITH ID NO. ISSUER YES FOR FOR
A121298XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT TYZZ-JIUN DUH, WITH ID NO. ISSUER YES FOR FOR
T120363XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT HSING-CHENG TAI, WITH ID NO. ISSUER YES FOR FOR
H101424XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: China Dongxiang (Group) Co. Ltd.
TICKER: 3818 CUSIP: G2112Y109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWED FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: China Dynamics (Holdings) Ltd.
TICKER: 476 CUSIP: G2117G103
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT CHEUNG NGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT CHAN HOI YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT TAN YEE BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Eastern Airlines Corp. Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FULFILLMENT OF CONDITIONS OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.00: APPROVE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.01: APPROVE TYPE AND NOMINAL VALUE OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #2.02: APPROVE METHOD OF ISSUANCE OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.03: APPROVE METHOD OF SUBSCRIPTION OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.04: APPROVE PRICE BENCHMARK DATE, PRICING ISSUER YES FOR FOR
PRINCIPLES AND ISSUE PRICE OF A SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.05: APPROVE SUBSCRIBERS OF A SHARES AND ISSUER YES FOR FOR
NUMBER OF A SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #2.06: APPROVE USE OF PROCEEDS OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.07: APPROVE LOCK-UP PERIOD OF A SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.08: APPROVE PLACE OF LISTING OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.09: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF A
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF A SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.11: APPROVE TYPE AND NOMINAL VALUE OF H ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #2.12: APPROVE METHOD OF ISSUANCE OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.13: APPROVE METHOD OF SUBSCRIPTION OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.14: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
PRICING PRINCIPLES AND ISSUE PRICE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.15: APPROVE SUBSCRIBERS OF H SHARES AND ISSUER YES FOR FOR
NUMBER OF H SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #2.16: APPROVE USE OF PROCEEDS FROM H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.17: APPROVE LOCK-UP PERIOD OF H SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.18: APPROVE PLACE OF LISTING OF H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.19: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF H
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.20: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.21: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES AND THE NON-
PUBLICISSUANCE OF H SHARES IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
PROPOSAL #3: APPROVE THE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE EXPLANATION ON THE PREVIOUS USE ISSUER YES FOR FOR
OF PROCEEDS
PROPOSAL #5: APPROVE THE FEASIBILITY REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A
PROPOSAL #6: APPROVE THE CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF THE NON-PUBLIC ISSUANCE
SIGNED WITH SPECIFIC SUBSCRIBERS
PROPOSAL #7: APPROVE THE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
INVOLVED IN THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #8: APPROVE THE DILUTION OF CURRENT RETURNS ISSUER YES FOR FOR
BY THE NON-PUBLIC ISSUANCE, REMEDIAL MEASURES
ANDUNDERTAKINGS BY CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR ADMINISTRATIVE OFFICERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #10: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO AMEND RELEVANT PROVISIONS OF THE ARTICLES
OF ASSOCIATION UPON COMPLETION OF THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #11: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO PROCEED WITH RELEVANT MATTERS IN RESPECT
OF THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
IN THEIR SOLE DISCRETION
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND CERTAIN PROVISIONS OF THE RULES ISSUER YES FOR FOR
FOR THE MEETING OF THE BOARD OF DIRECTORS
PROPOSAL #14: AMEND CERTAIN PROVISIONS OF THE RULES ISSUER YES FOR FOR
FOR THE MEETING OF THE SUPERVISORY COMMITTEE
PROPOSAL #15: ELECT LIN WANLI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16: ELECT LI JINDE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Eastern Airlines Corp. Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.00: APPROVE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.01: APPROVE TYPE AND NOMINAL VALUE OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.03: APPROVE METHOD OF SUBSCRIPTION OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.04: APPROVE PRICE BENCHMARK DATE, PRICING ISSUER YES FOR FOR
PRINCIPLES AND ISSUE PRICE OF A SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.05: APPROVE SUBSCRIBERS OF A SHARES AND ISSUER YES FOR FOR
NUMBER OF A SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #1.06: APPROVE USE OF PROCEEDS OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.07: APPROVE LOCK-UP PERIOD OF A SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.08: APPROVE PLACE OF LISTING OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.09: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF A
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERSOF A
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF A SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.11: APPROVE TYPE AND NOMINAL VALUE OF H ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #1.12: APPROVE METHOD OF ISSUANCE OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.13: APPROVE METHOD OF SUBSCRIPTION OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.14: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
PRICING PRINCIPLES AND ISSUE PRICE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.15: APPROVE SUBSCRIBERS OF H SHARES AND ISSUER YES FOR FOR
NUMBER OF H SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #1.16: APPROVE USE OF PROCEEDS FROM H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.17: APPROVE LOCK-UP PERIOD OF H SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.18: APPROVE PLACE OF LISTING OF H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.19: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF H
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.20: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.21: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES AND THE NON-
PUBLICISSUANCE OF H SHARES IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
PROPOSAL #2: APPROVE THE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE THE FEASIBILITY REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A
PROPOSAL #4: APPROVE THE CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF THE NON-PUBLIC ISSUANCE
SIGNED WITH SPECIFIC SUBSCRIBERS
PROPOSAL #5: APPROVE THE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
INVOLVED IN THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #6: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO PROCEED WITH RELEVANT MATTERS IN RESPECT
OF THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
IN THEIR SOLE DISCRETION
ISSUER: China Eastern Airlines Corp. Ltd.
TICKER: 670 CUSIP: Y1407D101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FULFILLMENT OF CONDITIONS OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.00: APPROVE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.01: APPROVE TYPE AND NOMINAL VALUE OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #2.02: APPROVE METHOD OF ISSUANCE OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.03: APPROVE METHOD OF SUBSCRIPTION OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.04: APPROVE PRICE BENCHMARK DATE, PRICING ISSUER YES FOR FOR
PRINCIPLES AND ISSUE PRICE OF A SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.05: APPROVE SUBSCRIBERS OF A SHARES AND ISSUER YES FOR FOR
NUMBER OF A SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #2.06: APPROVE USE OF PROCEEDS OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.07: APPROVE LOCK-UP PERIOD OF A SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.08: APPROVE PLACE OF LISTING OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.09: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF A
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF A SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.11: APPROVE TYPE AND NOMINAL VALUE OF H ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #2.12: APPROVE METHOD OF ISSUANCE OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.13: APPROVE METHOD OF SUBSCRIPTION OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.14: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
PRICING PRINCIPLES AND ISSUE PRICE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.15: APPROVE SUBSCRIBERS OF H SHARES AND ISSUER YES FOR FOR
NUMBER OF H SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #2.16: APPROVE USE OF PROCEEDS FROM H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.17: APPROVE LOCK-UP PERIOD OF H SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.18: APPROVE PLACE OF LISTING OF H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.19: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF H
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.20: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #2.21: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES AND THE NON-
PUBLICISSUANCE OF H SHARES IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
PROPOSAL #3: APPROVE THE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE EXPLANATION ON THE PREVIOUS USE ISSUER YES FOR FOR
OF PROCEEDS
PROPOSAL #5: APPROVE THE FEASIBILITY REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A
PROPOSAL #6: APPROVE THE CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF THE NON-PUBLIC ISSUANCE
SIGNED WITH SPECIFIC SUBSCRIBERS
PROPOSAL #7: APPROVE THE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
INVOLVED IN THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #8: APPROVE THE DILUTION OF CURRENT RETURNS ISSUER YES FOR FOR
BY THE NON-PUBLIC ISSUANCE, REMEDIAL MEASURES
ANDUNDERTAKINGS BY CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR ADMINISTRATIVE OFFICERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #10: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO AMEND RELEVANT PROVISIONS OF THE ARTICLES
OF ASSOCIATION UPON COMPLETION OF THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES
PROPOSAL #11: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO PROCEED WITH RELEVANT MATTERS IN RESPECT
OF THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
IN THEIR SOLE DISCRETION
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND CERTAIN PROVISIONS OF THE RULES ISSUER YES FOR FOR
FOR THE MEETING OF THE BOARD OF DIRECTORS
PROPOSAL #14: AMEND CERTAIN PROVISIONS OF THE RULES ISSUER YES FOR FOR
FOR THE MEETING OF THE SUPERVISORY COMMITTEE
PROPOSAL #15: ELECT LIN WANLI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16: ELECT LI JINDE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Eastern Airlines Corp. Ltd.
TICKER: 670 CUSIP: Y1407D101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.00: APPROVE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.01: APPROVE TYPE AND NOMINAL VALUE OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.03: APPROVE METHOD OF SUBSCRIPTION OF A ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.04: APPROVE PRICE BENCHMARK DATE, PRICING ISSUER YES FOR FOR
PRINCIPLES AND ISSUE PRICE OF A SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.05: APPROVE SUBSCRIBERS OF A SHARES AND ISSUER YES FOR FOR
NUMBER OF A SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #1.06: APPROVE USE OF PROCEEDS OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.07: APPROVE LOCK-UP PERIOD OF A SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.08: APPROVE PLACE OF LISTING OF A SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.09: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF A
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERSOF A
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF A SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.11: APPROVE TYPE AND NOMINAL VALUE OF H ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
SUBSCRIBERS
PROPOSAL #1.12: APPROVE METHOD OF ISSUANCE OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.13: APPROVE METHOD OF SUBSCRIPTION OF H ISSUER YES FOR FOR
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.14: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
PRICING PRINCIPLES AND ISSUE PRICE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.15: APPROVE SUBSCRIBERS OF H SHARES AND ISSUER YES FOR FOR
NUMBER OF H SHARES TO BE ISSUED IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES TO
SPECIFIC SUBSCRIBERS
PROPOSAL #1.16: APPROVE USE OF PROCEEDS FROM H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.17: APPROVE LOCK-UP PERIOD OF H SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND
H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.18: APPROVE PLACE OF LISTING OF H SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.19: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
UNDISTRIBUTED PROFITS BEFORE NON-PUBLIC ISSUANCEOF H
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES AND H SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.20: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF NON-PUBLIC ISSUANCE OF H SHARES IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES TO SPECIFIC SUBSCRIBERS
PROPOSAL #1.21: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A SHARES AND THE NON-
PUBLICISSUANCE OF H SHARES IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES AND H SHARES TO SPECIFIC
PROPOSAL #2: APPROVE THE NON-PUBLIC ISSUANCE OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE THE FEASIBILITY REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A
PROPOSAL #4: APPROVE THE CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF THE NON-PUBLIC ISSUANCE
SIGNED WITH SPECIFIC SUBSCRIBERS
PROPOSAL #5: APPROVE THE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
INVOLVED IN THE NON-PUBLIC ISSUANCE OF A SHARES AND H
SHARES
PROPOSAL #6: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO PROCEED WITH RELEVANT MATTERS IN RESPECT
OF THE NON-PUBLIC ISSUANCE OF A SHARES AND H SHARES
IN THEIR SOLE DISCRETION
ISSUER: China Eastern Airlines Corp. Ltd.
TICKER: 670 CUSIP: Y1407D101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS, ISSUER YES FOR FOR
INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND
AUDITORS FOR INTERNAL CONTROL AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
ISSUE DEBT INSTRUMENTS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
PROPOSAL #8.1: ELECT LI YANGMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT TANG BING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Eastern Airlines Corporation Limited
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS, ISSUER YES FOR FOR
INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND
AUDITORS FOR INTERNAL CONTROL AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
ISSUE DEBT INSTRUMENTS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
PROPOSAL #8.1: ELECT LI YANGMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT TANG BING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Education Group Holdings Ltd.
TICKER: 839 CUSIP: G2163M103
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XIE SHAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT GERARD A. POSTIGLIONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT RUI MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
ISSUE SHARES UNDER THE SHARE AWARD SCHEME
ISSUER: China Electric Manufacturing Corp.
TICKER: 1611 CUSIP: Y1419C109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES AGAINST AGAINST
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE CAPITAL DECREASE VIA CASH ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT XIE XIAN JIE WITH ID NO. ISSUER YES FOR FOR
F124147XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT XIAO HONG YI WITH ID NO. ISSUER YES FOR FOR
N122848XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LI MENG XIU WITH ID NO. ISSUER YES FOR FOR
E120232XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.10: ELECT NON-INDEPENDENT DIRECTOR NO. 7 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.11: ELECT NON-INDEPENDENT DIRECTOR NO. 8 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: China Enterprise Co., Ltd.
TICKER: 600675 CUSIP: Y1420S101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.1: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENTS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
PROPOSAL #4: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE REGISTRATION AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
MEDIUM TERM NOTES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Enterprise Co., Ltd.
TICKER: 600675 CUSIP: Y1420S101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE 2019 EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE FINANCIAL PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE 2019 PROJECT RESERVE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U116
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER YES FOR FOR
VICE CHAIRMAN OF THE BOARD OF SUPERVISORS
PROPOSAL #3: ELECT GE HAIJIAO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U116
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ENGAGEMENT OF ACCOUNTING ISSUER YES FOR FOR
FIRMS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
PLAN OF DOMESTIC NON-PUBLIC PREFERENCE SHARES
PROPOSAL #3: APPROVE GRANT THE SPECIFIC MANDATE TO ISSUER YES FOR FOR
THE DIRECTORS TO HANDLE MATTERS RELATING TO THE
DOMESTIC NON-PUBLIC PREFERENCE SHARES ISSUANCE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U116
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
PLAN OF DOMESTIC NON-PUBLIC PREFERENCE SHARES
PROPOSAL #2: APPROVE GRANT THE SPECIFIC MANDATE TO ISSUER YES FOR FOR
THE DIRECTORS TO HANDLE MATTERS RELATING TO THE
DOMESTIC NON-PUBLIC PREFERENCE SHARES ISSUANCE
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U124
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER YES FOR FOR
VICE CHAIRMAN OF THE BOARD OF SUPERVISORS
PROPOSAL #2: ELECT GE HAIJIAO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U124
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ENGAGEMENT OF ACCOUNTING ISSUER YES FOR FOR
FIRMS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS FOR THE DOMESTIC NON-PUBLIC
PREFERENCE SHARES ISSUANCE
PROPOSAL #2: APPROVE GRANT OF SPECIFIC MANDATE TO THE ISSUER YES FOR FOR
DIRECTORS TO HANDLE MATTERS RELATING TO THE DOMESTIC
NON-PUBLIC PREFERENCE SHARES ISSUANCE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Everbright Bank Co. Ltd.
TICKER: 6818 CUSIP: Y1477U124
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS FOR THE DOMESTIC NON-PUBLIC
PREFERENCE SHARES ISSUANCE
PROPOSAL #2: APPROVE GRANT OF SPECIFIC MANDATE TO THE ISSUER YES FOR FOR
DIRECTORS TO HANDLE MATTERS RELATING TO THE DOMESTIC
NON-PUBLIC PREFERENCE SHARES ISSUANCE
ISSUER: China Everbright Bank Company Limited
TICKER: 6818 CUSIP: Y1477U116
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2019 BUDGET PLAN OF FIXED ASSET ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #4: APPROVE 2018 AUDITED ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT HONG YONGMIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHAO RUIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF NON-FIXED TERM ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #11: APPROVE THE REPORT OF USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS OFFERING OF THE COMPANY
PROPOSAL #12: APPROVE AMENDMENTS TO THE PLAN OF ISSUER YES FOR FOR
AUTHORIZATION BY SHAREHOLDERS' GENERAL MEETING TO TO
THE BOARD OF DIRECTORS
ISSUER: China Everbright Bank Company Limited
TICKER: 6818 CUSIP: Y1477U124
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2019 BUDGET PLAN OF FIXED ASSET ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #4: APPROVE 2018 AUDITED ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT HONG YONGMIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHAO RUIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE THE REPORT OF USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS OFFERING OF THE COMPANY
PROPOSAL #11: APPROVE AMENDMENTS TO THE PLAN OF ISSUER YES FOR FOR
AUTHORIZATION BY SHAREHOLDERS' GENERAL MEETING TO TO
THE BOARD OF DIRECTORS
PROPOSAL #1: APPROVE ISSUANCE OF NON-FIXED TERM ISSUER YES FOR FOR
CAPITAL BONDS
ISSUER: China Everbright Greentech Ltd.
TICKER: 1257 CUSIP: G2R55E103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT QIAN XIAODONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT YANG ZHIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG YUNGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Everbright International Limited
TICKER: 257 CUSIP: Y14226107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG TIANYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHAI HAITAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT SUO XUQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF THE DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Everbright Limited
TICKER: 165 CUSIP: Y1421G106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LAW CHEUK KIN, STEPHEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3f: ELECT ZHAO WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT TANG CHI CHUN, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Evergrande Group
TICKER: 3333 CUSIP: G2119W106
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF DIVIDEND ISSUER YES FOR FOR
ISSUER: China Evergrande Group
TICKER: 3333 CUSIP: G2119W106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HUI KA YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT XIA HAIJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT HE MIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #10: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TERMINATION OF 2009 SHARE ISSUER YES FOR FOR
OPTION SCHEME
PROPOSAL #12: ADOPT SHARE OPTION SCHEME OF EVERGRANDE ISSUER YES FOR FOR
INTELLIGENT TECHNOLOGY CO., LTD.
PROPOSAL #13: ADOPT SHARE OPTION SCHEME OF EVERGRANDE ISSUER YES FOR FOR
INTELLIGENT CHARGING TECHNOLOGY CO., LTD.
ISSUER: China Fangda Group Co., Ltd.
TICKER: 200055 CUSIP: Y7742N100
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE B SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE REPURCHASE METHOD ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: China Fangda Group Co., Ltd.
TICKER: 200055 CUSIP: Y7742N100
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER NO N/A N/A
PROPOSAL #6: APPROVE BANK CREDIT LINE AND GUARANTEE ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
DECIDE ON USE OF PROPERTIES OF THE SHENZHEN
FANGDACHENG PROJECT
PROPOSAL #8: APPROVE CANCELLATION OF FOUR BRANCH ISSUER NO N/A N/A
COMPANIES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: China Film Co., Ltd.
TICKER: 600977 CUSIP: Y1R8AC107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: China First Capital Group Limited
TICKER: 1269 CUSIP: G2114R110
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WILSON SEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHAO ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ZHU HUANQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WANG SONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China First Heavy Industries
TICKER: 601106 CUSIP: Y148AA106
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #13: AMEND INFORMATION DISCLOSURE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #14: APPROVE TO FORMULATE INTERIM MEASURES ISSUER YES FOR FOR
FOR THE ADMINISTRATION OF PERFORMANCE AND BUSINESS
EXPENSES OF INDEPENDENT DIRECTORS
PROPOSAL #15.1: ELECT SUI BINGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHU QINGSHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT HU JIANMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT ZHU YUANCHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT DU BING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.4: ELECT ZHANG JIANPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT YU ZHAOQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT CHANG YINGHAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.3: ELECT ZHOU YONGLU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Foods Limited
TICKER: 506 CUSIP: G2154F109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHEN LANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Fortune Land Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
REPAYMENT MANNER OF CAPITAL AND INTEREST
PROPOSAL #2.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERMS OF REDEMPTION AND TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.10: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING CORPORATE BOND
ISSUANCE
PROPOSAL #4: APPROVE SET-UP OF SPECIAL ACCOUNT FOR ISSUER YES FOR FOR
RAISED FUNDS IN CONNECTION TO THE CORPORATE BOND
ISSUANCE
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PPP PROJECT COOPERATION ISSUER YES FOR FOR
AGREEMENT FOR HUIDONG COUNTY INDUSTRIAL NEW CITY,
HUIZHOU CITY, GUANGDONG PROVINCE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES AGAINST AGAINST
GUARANTEE MATTERS
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT MENG SEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY AND THIRD PARTY
PROPOSAL #2: APPROVE ASSET-BACKED SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN OF WHOLLY-OWNED SUBSIDIARY ISSUER YES FOR FOR
FROM RELATED PARTY
PROPOSAL #2: APPROVE PRIVATE ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BOND OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ACQUISITION OF COMMERCIAL LAND SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #5: APPROVE 2019 CAPITAL INJECTION FOR THE SHAREHOLDER YES AGAINST AGAINST
ESTABLISHMENT OF SUBSIDIARIES
PROPOSAL #6: APPROVE GUARANTEE AMOUNT SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PURCHASE OF FINANCIAL PRODUCT SHAREHOLDER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN SHAREHOLDER YES FOR FOR
CONNECTION WITH LANGFANG BANK HANDLING DEPOSITS AND
SETTLEMENTS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE AND SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTIONS FOR ASSOCIATE COMPANY
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF STOCK OPTION AND ISSUER YES FOR FOR
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU XIANGDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF OVERSEAS BOND AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR SUBSIDIARY
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT ON GUARANTEE SHAREHOLDER YES FOR FOR
PROVISION PLAN
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SUBSIDIARY
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #7: APPROVE PURCHASE OF LIABILITY INSURANCE SHAREHOLDER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
FOREIGN BOND ISSUANCE OF SUBSIDIARY
PROPOSAL #11: APPROVE LOAN PROVISION TO ASSOCIATE SHAREHOLDER YES AGAINST AGAINST
COMPANY AND RELATED-PARTY TRANSACTION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SUBSIDIARY
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE AND SHAREHOLDER YES FOR FOR
COUNTER GUARANTEE
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE BETWEEN SHAREHOLDER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #15: APPROVE ADDITIONAL 2019 GUARANTEE PLAN SHAREHOLDER YES FOR FOR
ISSUER: China Fortune Land Development Co., Ltd.
TICKER: 600340 CUSIP: Y98912101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF STOCK OPTIONS ISSUER YES FOR FOR
AND REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE GUARANTEE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE PURCHASE OF COMMERCIAL LAND SHAREHOLDER YES FOR FOR
ISSUER: China Galaxy Securities Co., Ltd.
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIAO LIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ZHANG TIANLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU CHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FANG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION PLAN OF CHEN ISSUER YES FOR FOR
GONGYAN FOR 2017
PROPOSAL #5: APPROVE REMUNERATION PLAN OF CHEN JING ISSUER YES FOR FOR
FOR 2017
PROPOSAL #6: APPROVE REMUNERATION PLAN OF ZHONG CHENG ISSUER YES FOR FOR
FOR THE YEARS FROM 2015 TO 2017
ISSUER: China Galaxy Securities Co., Ltd.
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CAPITAL EXPENDITURE BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS EXTERNAL AUDITORS
PROPOSAL #8: APPROVE REMOVAL OF GU WEIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Galaxy Securities Co., Ltd.
TICKER: 6881 CUSIP: Y1R92J117
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU CHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT FANG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION PLAN OF CHEN ISSUER YES FOR FOR
GONGYAN FOR 2017
PROPOSAL #4: APPROVE REMUNERATION PLAN OF CHEN JING ISSUER YES FOR FOR
FOR 2017
PROPOSAL #5: APPROVE REMUNERATION PLAN OF ZHONG CHENG ISSUER YES FOR FOR
FOR THE YEARS FROM 2015 TO 2017
PROPOSAL #6.1: ELECT XIAO LIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT ZHANG TIANLI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Galaxy Securities Co., Ltd.
TICKER: 6881 CUSIP: Y1R92J117
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CAPITAL EXPENDITURE BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS EXTERNAL AUDITORS
PROPOSAL #8: APPROVE REMOVAL OF GU WEIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Gas Holdings Ltd.
TICKER: 384 CUSIP: G2109G103
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT HUANG YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LIU MINGXING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a3: ELECT RAJEEV KUMAR MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ZHAO YUHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT WONG SIN YUE CYNTHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT CHEN YANYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a7: ELECT ZHANG LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JO JINHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8a: APPROVE EMPLOYMENT CONTRACT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND LIU MING HUI AND RELATED TRANSACTIONS
PROPOSAL #8b: APPROVE EMPLOYMENT CONTRACT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND HUANG YONG AND RELATED TRANSACTIONS
ISSUER: China General Plastics Corp.
TICKER: 1305 CUSIP: Y1430L104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8.1: ELECT WU YI-GUI, A REPRESENTATIVE OF ISSUER YES FOR FOR
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.2: ELECT LIN HAN-FU, A REPRESENTATIVE OF ISSUER YES FOR FOR
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.3: ELECT WANG KE-SHUN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.4: ELECT LIU HAN-TAI, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.5: ELECT LIU ZHEN-TU, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.6: ELECT WU HUNG-TO, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UNION POLYMER INTERNATIONAL INVESTMENT CORPORATION
WITH SHAREHOLDER NO.95625, AS NON-INDEPENDENT
PROPOSAL #8.7: ELECT LI ZU-DE, WITH ID NO.A102418XXX, ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT ZHENG YING-BIN, WITH ID ISSUER YES AGAINST AGAINST
NO.A121231XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT LI LIANG-XIAN, WITH ID ISSUER YES FOR FOR
NO.F103767XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF HOUSING LEASE ISSUER YES FOR FOR
SPECIAL CORPORATE BONDS
PROPOSAL #1.1: APPROVE ISSUE MANNER AND SCALE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #1.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #1.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.9: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE AUTHORIZATIONS ISSUER YES FOR FOR
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN XIAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AS WELL AS TO DETERMINE
THEIR REMUNERATION
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT CHEN XIAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DUAN QIURONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FU JUNXIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT GUO CHENGZHOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIAN YONGJIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG ZHIXIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT YUAN DAKANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WENG YINGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT SU XIANGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SONG LING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZOU ZONGXIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT FENG BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT ZHANG DAXUE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #1.1: APPROVE ISSUE SCALE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRINCIPAL REPAYMENT AND ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #1.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #1.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.9: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE AUTHORIZATIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF RENEWABLE ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #2.1: APPROVE ISSUE SCALE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND TYPE AND BOND MATURITY AS ISSUER YES FOR FOR
WELL AS REPAYMENT OF PRINCIPAL AND INTEREST AND
OTHER SPECIFIC ARRANGEMENTS
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.4: APPROVE INTEREST DEFERRED PAYMENT ISSUER YES FOR FOR
TERMS
PROPOSAL #2.5: APPROVE COMPULSORY INTEREST PAYMENT ISSUER YES FOR FOR
AND DEFERRED INTEREST PAYMENT LIMIT
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.1: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE AUTHORIZATIONS ISSUER YES FOR FOR
ISSUER: China Gezhouba Group Co., Ltd.
TICKER: 600068 CUSIP: Y1495L114
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #9: APPROVE SIGNING OF DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
ISSUER: China Grand Automotive Services Co., Ltd.
TICKER: 600297 CUSIP: Y1495U106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION ON GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
PROPOSAL #8: APPROVE AUTHORIZATION ON INTERNAL ISSUER YES FOR FOR
FINANCING PLAN
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #14: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #14.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #14.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #14.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #14.1: APPROVE DETERMINATION OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #14.11: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #14.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #14.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #14.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #14.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #14.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #14.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #14.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #15: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #17: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #18: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #19: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: China Grand Automotive Services Co., Ltd.
TICKER: 600297 CUSIP: Y1964K100
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PRICE RANGE ISSUER YES FOR FOR
AND PRICING PRINCIPLE
PROPOSAL #1.7: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: China Grand Automotive Services Co., Ltd.
TICKER: 600297 CUSIP: Y1964K100
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
REGISTERED ADDRESS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4.1: ELECT LI JIANPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT WANG XINMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT TANG YONGQI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ZHANG JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT WANG REN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT SHEN JINJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHEN XIAOMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT LIANG YONGMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT YAO YUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT ZHANG JIAWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Grand Pharmaceutical & Healthcare Holdings Ltd.
TICKER: 512 CUSIP: G210A7101
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SHAO YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT NIU ZHANQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT SO TOSI WAN, WINNIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT HU YEBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Grand Pharmaceutical and Healthcare Holdings Ltd.
TICKER: 00512 CUSIP: G210A7119
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
DIRECTORS TO ISSUE CONSIDERATION SHARES AND AUTHORIZE
ANY ONE OF THE DIRECTORS TO DEAL WITH ALL MATTERS IN
RELATION TO THE ISSUANCE OF CONSIDERATION SHARES
PROPOSAL #2a: APPROVE SUBSCRIPTION OF SUBSCRIPTION ISSUER YES FOR FOR
SHARES UNDER THE SUBSCRIPTION AGREEMENT
PROPOSAL #2b: APPROVE THE EXECUTION AND DELIVERY OF ISSUER YES FOR FOR
THE SUBSCRIPTION AGREEMENT
PROPOSAL #2c: APPROVE ISSUANCE OF SUBSCRIPTION SHARES ISSUER YES FOR FOR
UNDER THE TERMS OF THE SUBSCRIPTION AGREEMENT
PROPOSAL #2d: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
DIRECTORS TO ISSUE SUBSCRIPTION SHARES
PROPOSAL #2e: AUTHORIZE ANY ONE OF THE DIRECTORS TO ISSUER YES FOR FOR
DEAL WITH ALL MATTERS IN RELATION TO THE SUBSCRIPTION
AGREEMENT
ISSUER: China Grand Pharmaceutical and Healthcare Holdings Ltd.
TICKER: 00512 CUSIP: G210A7119
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME IMPLEMENTATION DEED AND ISSUER YES FOR FOR
PARTICIPATION IN THE ACQUISITION AND AUTHORIZE BOARD
TO DEAL WITH ALL MATTERS IN RELATION TO THE
ISSUER: China Greatwall Technology Group Co Ltd
TICKER: 000066 CUSIP: Y14392107
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Greatwall Technology Group Co., Ltd.
TICKER: 000066 CUSIP: Y14392107
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE THE CONTENT OF THE RULE ISSUER YES FOR FOR
OF LAW IN CONNECTION TO AMEND ARTICLES OF
PROPOSAL #3: APPROVE CHANGE OF LEGAL REPRESENTATIVE ISSUER YES FOR FOR
IN CONNECTION TO AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: China Greatwall Technology Group Co., Ltd.
TICKER: 66 CUSIP: Y14392107
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF MINORITY ISSUER YES FOR FOR
INTERESTS
PROPOSAL #2: APPROVE ENTRUSTED LOAN APPLICATION AND ISSUER YES FOR FOR
ITS RELEVANT PLEDGE GUARANTEE
ISSUER: China Greatwall Technology Group Co., Ltd.
TICKER: 66 CUSIP: Y14392107
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: China Greatwall Technology Group Co., Ltd.
TICKER: 66 CUSIP: Y14392107
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SONG LIDING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Greatwall Technology Group Co., Ltd.
TICKER: 66 CUSIP: Y14392107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND ITS GUARANTEE PROVISION
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CUSTOMERS
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH CHINA ELECTRONIC INFORMATION
INDUSTRY GROUP CO., LTD.
PROPOSAL #12.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH HUNAN GREAT WALL GALAXY TECHNOLOGY
CO., LTD.
PROPOSAL #12.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH GREAT WALL CHAOYUN (BEIJING)
TECHNOLOGY CO., LTD.
PROPOSAL #12.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH GUANGZHOU DINGJIA COMPUTER
TECHNOLOGY CO., LTD.
PROPOSAL #13: APPROVE REALIZATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS AND PERFORMANCE COMPENSATION IN
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #14: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: China Hainan Rubber Industry Group Co., Ltd.
TICKER: 601118 CUSIP: Y1497E100
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: China Hainan Rubber Industry Group Co., Ltd.
TICKER: 601118 CUSIP: Y1497E100
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET DISPOSAL DUE TO ISSUER YES FOR FOR
TERMINATION OF RELATED-PARTY TRANSACTION
ISSUER: China Hainan Rubber Industry Group Co., Ltd.
TICKER: 601118 CUSIP: Y1497E100
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2.1: ELECT GUO YUNZHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Harzone Industry Corp., Ltd.
TICKER: 300527 CUSIP: Y1R9AD103
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL ORDINARY SHARES
ISSUER: China Harzone Industry Corp., Ltd.
TICKER: 300527 CUSIP: Y1R9AD103
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES AGAINST AGAINST
HANDLING OF BUSINESS REGISTRATION CHANGES
ISSUER: China Harzone Industry Corp., Ltd.
TICKER: 300527 CUSIP: Y1R9AD103
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON INTERNAL STRUCTURE ISSUER YES FOR FOR
OF FUND-RAISING INVESTMENT PROJECT
ISSUER: China Harzone Industry Corp., Ltd.
TICKER: 300527 CUSIP: Y1R9AD103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
ISSUER: China Harzone Industry Corp., Ltd.
TICKER: 300527 CUSIP: Y1R9AD103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE
ISSUER: China High Speed Transmission Equipment Group Co., Ltd.
TICKER: 658 CUSIP: G2112D105
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR OF THE COMPANY
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: China High Speed Transmission Equipment Group Co., Ltd.
TICKER: 658 CUSIP: G2112D105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YONGDAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG ZHENGBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HU YUEMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT YUEN CHI PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 8 CUSIP: Y1R9C1107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN (1) ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND DECREASE IN REGISTERED CAPITAL
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN (2) ISSUER YES FOR FOR
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 8 CUSIP: Y4444K104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION PART ISSUER YES FOR FOR
OF PERFORMANCE SHARE OF PERFORMANCE SHARE INCENTIVE
PLAN
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES (1)
PROPOSAL #2: APPROVE ADJUSTMENTS ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO SUBSIDIARY
PROPOSAL #3: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES (2)
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COOPERATION WITH CHINA ISSUER YES FOR FOR
GOVERNMENT AND ENTERPRISE COOPERATION INVESTMENT FUND
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
PROPOSAL #2: APPROVE TERMINATION OF EXECUTION OF ISSUER YES FOR FOR
METHODS TO ASSESS THE PERFORMANCE OF PLAN
PROPOSAL #3: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE INVESTMENT ISSUER YES FOR FOR
OF HIGH-SPEED RAILWAY PROJECT
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 000008 CUSIP: Y4444K104
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG ZHIQUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIANG ZHAONAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG XIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JIANG ZHENJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHONG YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XU HANMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG WEIHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHENG XIAOKE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GAO YONGJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU YANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT SA SHULI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China High-Speed Railway Technology Co., Ltd.
TICKER: 8 CUSIP: Y4444K104
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SHARE REPURCHASE PRICE AND ISSUER YES FOR FOR
BASIS OF PRICING
PROPOSAL #2.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.6: APPROVE TYPE AND SIZE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #4.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUANCE PERIOD ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #4.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF ULTRA SHORT-TERM
FINANCING BILLS
ISSUER: China Hi-tech Group Co., Ltd.
TICKER: 600730 CUSIP: Y1455A108
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #2: AUTHORIZE DISPOSAL OF AVAILABLE-FOR-SALE ISSUER YES FOR FOR
FINANCIAL ASSETS
ISSUER: China Hi-tech Group Co., Ltd.
TICKER: 600730 CUSIP: Y1455A108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE FOR SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11.1: ELECT MA JIANBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHU YIRAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT KONG RAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT HU BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT CONG JIANHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT QI ZIXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT QIN QIULI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT TONG PAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHOU HUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LIAO HANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT CUI YUNTAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.3: ELECT ZHAO LU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Hongqiao Group Limited
TICKER: 1378 CUSIP: G21150100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT ZHENG SHULIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT ZHANG RUILIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT YANG CONGSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT ZHANG JINGLEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: ELECT CHEN YISONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.6: ELECT XING JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT HAN BENWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DONG XINYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHINEWING (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Hongqiao Group Ltd.
TICKER: 1378 CUSIP: G21150100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALUMINUM PRODUCTS SALES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
ISSUER: China Hongqiao Group Ltd.
TICKER: 1378 CUSIP: G21150100
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT AND WEALTH MANAGEMENT ISSUER YES FOR FOR
COOPERATION FRAMEWORK AGREEMENT, ANNUAL CAPS AND
RELATED TRANSACTIONS
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: Y149A8109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD TO DEAL WITH MATTERS RELATING TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: Y149A8109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
TO THE BOARD TO DEAL WITH MATTERS RELATING TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: Y149A8109
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHU NING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: Y149A8109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 POVERTY ALLEVIATION FUND ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE CAPITAL INCREASE IN HUARONG ISSUER YES FOR FOR
INTERNATIONAL
PROPOSAL #3: APPROVE THE EXTENSION OF THE VALIDITY ISSUER YES FOR FOR
PERIOD OF TIER II CAPITAL BONDS RESOLUTIONS
PROPOSAL #1: APPROVE 2018 FINAL FINANCIAL ACCOUNT ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU AS ITS DOMESTIC AND OVERSEAS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: Y1R99Y109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC
ACCOUNTING FIRM AND DELOITTE TOUCHE TOHMATSU AS
INTERNATIONAL ACCOUNTING FIRM AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF ONSHORE AND OFFSHORE ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OVERSEAS LISTING OF CIMC VEHICLE ISSUER YES FOR FOR
(GROUP) CO., LTD.
PROPOSAL #2: APPROVE COMPLIANCE OF THE OVERSEAS ISSUER YES FOR FOR
LISTING OF CIMC VEHICLE (GROUP) CO., LTD.
PROPOSAL #3: APPROVE UNDERTAKING OF MAINTAINING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #4: APPROVE EXPLANATIONS ON THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY STATEMENT AND PROSPECTS OF THE COMPANY
PROPOSAL #5: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH MATTERS IN RELATION TO THE SPIN-
OFF AND LISTING OF CIMC VEHICLE (GROUP) CO., LTD.
PROPOSAL #6: APPROVE CREDIT GUARANTEE PROVIDED BY SHAREHOLDER YES FOR FOR
CIMC ENRIC HOLDINGS LIMITED AND ITS HOLDING
SUBSIDIARIES TO THEIR CUSTOMERS
PROPOSAL #7: APPROVE CREDIT GUARANTEE PROVIDED BY SHAREHOLDER YES FOR FOR
CIMC MODERN LOGISTICS DEVELOPMENT CO., LTD. AND ITS
HOLDING SUBSIDIARIES TO THEIR CUSTOMERS
PROPOSAL #8: APPROVE SATISFACTION OF THE CONDITIONS SHAREHOLDER YES FOR FOR
FOR PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
INVESTORS
PROPOSAL #9.01: APPROVE ISSUANCE SIZE IN RELATION TO SHAREHOLDER YES FOR FOR
THE PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
INVESTORS
PROPOSAL #9.02: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
METHODS OF ISSUANCE IN RELATION TO THE PUBLIC
ISSUANCE OF CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.03: APPROVE TERM OF THE CORPORATE BONDS SHAREHOLDER YES FOR FOR
IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS
TO QUALIFIED INVESTORS
PROPOSAL #9.04: APPROVE COUPON RATE OF THE CORPORATE SHAREHOLDER YES FOR FOR
BONDS IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE
BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.05: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.06: APPROVE LISTING ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.07: APPROVE GUARANTEE ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.08: APPROVE REDEMPTION OR REPURCHASE SHAREHOLDER YES FOR FOR
CLAUSES IN RELATION TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.09: APPROVE VALIDITY OF THE RESOLUTION IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS
TO QUALIFIED INVESTORS
PROPOSAL #9.1: APPROVE PROTECTION MEASURES ON SHAREHOLDER YES FOR FOR
REPAYMENT IN RELATION TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #10: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
AUTHORIZATION TO THE PERSONS BY THE BOARD TO HANDLE
ALL MATTERS RELATING TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS IN THEIR
DISCRETION
PROPOSAL #11: APPROVE RENEWAL GUARANTEES FOR CREDIT SHAREHOLDER YES AGAINST AGAINST
FACILITIES GRANTED BY FINANCIAL INSTITUTIONS TO THE
SUBSIDIARIES OF THE COMPANY AND THEIR PROJECTS IN
PROPOSAL #12: APPROVE PROVISION OF ASSURED ISSUER YES AGAINST AGAINST
ENTITLEMENTS TO THE H SHAREHOLDERS OF THE COMPANY
ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING OF CIMC
VEHICLE (GROUP) CO., LTD.
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ISSUER YES AGAINST AGAINST
ENTITLEMENTS TO THE H SHAREHOLDERS OF THE COMPANY
ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING OF CIMC
VEHICLE (GROUP) CO., LTD.
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CAPITAL INJECTION OF PRINCE ISSUER YES FOR FOR
BAY PROJECTS THROUGH PUBLIC TENDER BY SHENZHEN CIMC
SKYSPACE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #2: ELECT LIN FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES FOR THE ISSUER YES FOR FOR
GENERAL MEETING
PROPOSAL #3: APPROVE AMENDMENTS TO RULES OF ISSUER YES FOR FOR
PROCEDURES OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE AMENDMENTS TO RULES OF ISSUER YES FOR FOR
PROCEDURES OF THE BOARD OF SUPERVISORS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND DISTRIBUTION PROPOSAL
PROPOSAL #5: APPROVE PROVISION OF MORTGAGE LOAN ISSUER YES FOR FOR
CREDIT GUARANTEES BY SHENZHEN CIMC SKYSPACE REAL
ESTATE DEVELOPMENT CO., LTD. AND ITS HOLDING
SUBSIDIARIES TO BUYERS OF COMMERCIAL HOUSINGS
PROPOSAL #6: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY CIMC VEHICLES (GROUP) CO., LTD. AND ITS HOLDING
SUBSIDIARIES FOR ITS DISTRIBUTORS AND CLIENTS
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
BUSINESS BY CIMC FINANCE COMPANY FOR THE GROUP'S
MEMBERS
PROPOSAL #8: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY C&C TRUCKS CO. LTD. AND ITS HOLDING SUBSIDIARIES
FOR ITS DISTRIBUTORS AND CLIENTS
PROPOSAL #9: APPROVE PROVISION OF BUYER CREDIT BY ISSUER YES FOR FOR
CIMC ENRIC HOLDINGS LIMITED AND ITS HOLDING
SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #10: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY CIMC MODERN LOGISTICS DEVELOPMENT CO., LTD. AND
ITS HOLDING SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #11: APPROVE PROVISION OF BUYER CREDIT BY ISSUER YES FOR FOR
CIMC CONTAINER HOLDING CO., LTD. AND ITS HOLDING
SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #12: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
BY SHAANXI CIMC VEHICLES INDUSTRIAL PARK INVESTMENT
AND DEVELOPMENT CO., LTD. FOR ITS CLIENTS
PROPOSAL #13: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
BY SHENYANG CIMC INDUSTRIAL PARK INVESTMENT AND
DEVELOPMENT CO., LTD. FOR ITS CLIENTS
PROPOSAL #14: APPROVE APPOINTMENT OF ACCOUNTING FIRM ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT WANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT LIU CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT HU XIANFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.4: ELECT MING DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.5: ELECT MAI BOLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT LUI FUNG MEI YEE, MABEL AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT HE JIALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT PAN ZHENGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17.1: ELECT LIN FENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT LOU DONGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS FROM (2019 TO 2021)
PROPOSAL #19: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM TERM NOTES (INCLUDING PERPETUAL MEDIUM TERM
NOTES)
PROPOSAL #20: APPROVE FINANCIAL INSTITUTIONS FACILITY ISSUER YES FOR FOR
AND PROJECT GUARANTEE PROVIDED TO THE SUBSIDIARIES
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J115
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND DISTRIBUTION PROPOSAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OVERSEAS LISTING OF CIMC VEHICLE ISSUER YES FOR FOR
(GROUP) CO., LTD.
PROPOSAL #2: APPROVE COMPLIANCE OF THE OVERSEAS ISSUER YES FOR FOR
LISTING OF CIMC VEHICLE (GROUP) CO., LTD.
PROPOSAL #3: APPROVE UNDERTAKING OF MAINTAINING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #4: APPROVE EXPLANATIONS ON THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY STATEMENT AND PROSPECTS OF THE COMPANY
PROPOSAL #5: AUTHORIZE BOARD AND ITS AUTHORIZED ISSUER YES FOR FOR
PERSONS TO DEAL WITH MATTERS IN RELATION TO THE SPIN-
OFF AND LISTING OF CIMC VEHICLE (GROUP) CO., LTD.
PROPOSAL #6: APPROVE CREDIT GUARANTEE PROVIDED BY SHAREHOLDER YES FOR FOR
CIMC ENRIC HOLDINGS LIMITED AND ITS HOLDING
SUBSIDIARIES TO THEIR CUSTOMERS
PROPOSAL #7: APPROVE CREDIT GUARANTEE PROVIDED BY SHAREHOLDER YES FOR FOR
CIMC MODERN LOGISTICS DEVELOPMENT CO., LTD. AND ITS
HOLDING SUBSIDIARIES TO THEIR CUSTOMERS
PROPOSAL #8: APPROVE SATISFACTION OF THE CONDITIONS SHAREHOLDER YES FOR FOR
FOR PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
INVESTORS
PROPOSAL #9.01: APPROVE ISSUANCE SIZE IN RELATION TO SHAREHOLDER YES FOR FOR
THE PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
INVESTORS
PROPOSAL #9.02: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
METHODS OF ISSUANCE IN RELATION TO THE PUBLIC
ISSUANCE OF CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.03: APPROVE TERM OF THE CORPORATE BONDS SHAREHOLDER YES FOR FOR
IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS
TO QUALIFIED INVESTORS
PROPOSAL #9.04: APPROVE COUPON RATE OF THE CORPORATE SHAREHOLDER YES FOR FOR
BONDS IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE
BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.05: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.06: APPROVE LISTING ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.07: APPROVE GUARANTEE ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS TO
QUALIFIED INVESTORS
PROPOSAL #9.08: APPROVE REDEMPTION OR REPURCHASE SHAREHOLDER YES FOR FOR
CLAUSES IN RELATION TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #9.09: APPROVE VALIDITY OF THE RESOLUTION IN SHAREHOLDER YES FOR FOR
RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS
TO QUALIFIED INVESTORS
PROPOSAL #9.1: APPROVE PROTECTION MEASURES ON SHAREHOLDER YES FOR FOR
REPAYMENT IN RELATION TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #10: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
AUTHORIZATION TO THE PERSONS BY THE BOARD TO HANDLE
ALL MATTERS RELATING TO THE PUBLIC ISSUANCE OF
CORPORATE BONDS TO QUALIFIED INVESTORS IN THEIR
DISCRETION
PROPOSAL #11: APPROVE RENEWAL GUARANTEES FOR CREDIT SHAREHOLDER YES AGAINST AGAINST
FACILITIES GRANTED BY FINANCIAL INSTITUTIONS TO THE
SUBSIDIARIES OF THE COMPANY AND THEIR PROJECTS IN
PROPOSAL #12: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO THE H SHAREHOLDERS OF THE COMPANY
ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING OF CIMC
VEHICLE (GROUP) CO., LTD.
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO THE H SHAREHOLDERS OF THE COMPANY
ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING OF CIMC
VEHICLE (GROUP) CO., LTD.
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CAPITAL INJECTION OF PRINCE ISSUER YES FOR FOR
BAY PROJECTS THROUGH PUBLIC TENDER BY SHENZHEN CIMC
SKYSPACE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #2: ELECT LIN FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE AMENDMENTS TO RULES OF ISSUER YES FOR FOR
PROCEDURES FOR THE GENERAL MEETING
PROPOSAL #3: APPROVE AMENDMENTS TO RULES OF ISSUER YES FOR FOR
PROCEDURES OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE AMENDMENTS TO RULES OF ISSUER YES FOR FOR
PROCEDURES OF THE BOARD OF SUPERVISORS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co. Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND DISTRIBUTION PROPOSAL
PROPOSAL #5: APPROVE PROVISION OF MORTGAGE LOAN ISSUER YES FOR FOR
CREDIT GUARANTEES BY SHENZHEN CIMC SKYSPACE REAL
ESTATE DEVELOPMENT CO., LTD. AND ITS HOLDING
SUBSIDIARIES TO BUYERS OF COMMERCIAL HOUSINGS
PROPOSAL #6: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY CIMC VEHICLES (GROUP) CO., LTD. AND ITS HOLDING
SUBSIDIARIES FOR ITS DISTRIBUTORS AND CLIENTS
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
BUSINESS BY CIMC FINANCE COMPANY FOR THE GROUP'S
MEMBERS
PROPOSAL #8: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY C&C TRUCKS CO. LTD. AND ITS HOLDING SUBSIDIARIES
FOR ITS DISTRIBUTORS AND CLIENTS
PROPOSAL #9: APPROVE PROVISION OF BUYER CREDIT BY ISSUER YES FOR FOR
CIMC ENRIC HOLDINGS LIMITED AND ITS HOLDING
SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #10: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY CIMC MODERN LOGISTICS DEVELOPMENT CO., LTD. AND
ITS HOLDING SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #11: APPROVE PROVISION OF BUYER CREDIT BY ISSUER YES FOR FOR
CIMC CONTAINER HOLDING CO., LTD. AND ITS HOLDING
SUBSIDIARIES FOR ITS CLIENTS
PROPOSAL #12: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
BY SHAANXI CIMC VEHICLES INDUSTRIAL PARK INVESTMENT
AND DEVELOPMENT CO., LTD. FOR ITS CLIENTS
PROPOSAL #13: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
BY SHENYANG CIMC INDUSTRIAL PARK INVESTMENT AND
DEVELOPMENT CO., LTD. FOR ITS CLIENTS
PROPOSAL #14: APPROVE APPOINTMENT OF ACCOUNTING FIRM ISSUER YES FOR FOR
PROPOSAL #15: APPROVE THE RESOLUTIONS IN RELATION TO ISSUER YES FOR FOR
THE NOMINATION OF DIRECTOR CANDIDATES
PROPOSAL #15.1: ELECT WANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT LIU CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT HU XIANFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.4: ELECT MING DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.5: ELECT MAI BOLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE THE RESOLUTIONS IN RELATION TO ISSUER YES FOR FOR
THE NOMINATION OF INDEPENDENT DIRECTOR CANDIDATES
PROPOSAL #16.1: ELECT LUI FUNG MEI YEE, MABEL AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT HE JIALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT PAN ZHENGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE THE RESOLUTIONS IN RELATION TO ISSUER YES FOR FOR
THE NOMINATION OF SUPERVISORS
PROPOSAL #17.1: ELECT LIN FENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT LOU DONGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS FROM (2019 TO 2021)
PROPOSAL #19: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM TERM NOTES (INCLUDING PERPETUAL MEDIUM TERM
NOTES)
PROPOSAL #20: APPROVE FINANCIAL INSTITUTIONS FACILITY ISSUER YES FOR FOR
AND PROJECT GUARANTEE PROVIDED TO THE SUBSIDIARIES
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 2039 CUSIP: Y1457J123
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND DISTRIBUTION PROPOSAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China International Travel Service Corp. Ltd.
TICKER: 601888 CUSIP: Y149A3100
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AND TRANSFER OF ISSUER NO N/A N/A
RAISED FUNDS PROJECTS
PROPOSAL #1: APPROVE EQUITY TRANSFER AND TRANSFER OF ISSUER YES FOR FOR
RAISED FUNDS PROJECTS
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #3: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR
ISSUER: China International Travel Service Corp. Ltd.
TICKER: 601888 CUSIP: Y149A3100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE 2019 INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE 2019 INVESTMENT PLAN ISSUER NO N/A N/A
PROPOSAL #8: APPROVE 2019 BUDGET (DRAFT) ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE 2019 BUDGET (DRAFT) ISSUER NO N/A N/A
PROPOSAL #9: APPROVE SINGING OF SUPPLY AGREEMENT ISSUER YES FOR FOR
BETWEEN ZHONGFU INTERNATIONAL CO., LTD. AND HAINAN
PROVINCE DUTY FREE PRODUCTS CO., LTD.
PROPOSAL #9: APPROVE SINGING OF SUPPLY AGREEMENT ISSUER NO N/A N/A
BETWEEN ZHONGFU INTERNATIONAL CO., LTD. AND HAINAN
PROVINCE DUTY FREE PRODUCTS CO., LTD.
ISSUER: China Jinmao Holdings Group Limited
TICKER: 817 CUSIP: Y1500V107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT NING GAONING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT JIANG NAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT GAO SHIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT AN HONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Jinmao Holdings Group Ltd.
TICKER: 817 CUSIP: Y1500V107
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: China Jushi Co. Ltd.
TICKER: 600176 CUSIP: Y5642X103
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL PRODUCTION OF 250,000 ISSUER YES FOR FOR
TONS OF FIBERGLASS KILN DRAWING PRODUCTION LINE
CONSTRUCTION PROJECT
ISSUER: China Jushi Co. Ltd.
TICKER: 600176 CUSIP: Y5642X103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA BUILDING MATERIALS INTERNATIONAL TRADING CO.,
LTD.
PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
LIANYUNGANG ZHONGFU LIANZHONG COMPOSITE MATERIALS
GROUP CO., LTD.
PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA BUILDING MATERIALS INFORMATION TECHNOLOGY CO.,
LTD.
PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHENSHI HOLDING GROUP CO., LTD.
PROPOSAL #8.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHEJIANG HENGSHI FIBER FOUNDATION CO., LTD.
PROPOSAL #9: APPROVE AUTHORIZATION FOR FINANCING ISSUER YES AGAINST AGAINST
CREDIT
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE ISSUE OF CORPORATE BONDS AND ISSUER YES FOR FOR
NON-FINANCIAL CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #12: APPROVE FORWARD SETTLEMENT, FOREIGN ISSUER YES AGAINST AGAINST
EXCHANGE, CURRENCY INTEREST RATE SWAP AND PRECIOUS
METALS FUTURES TRADING BUSINESS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #14: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #15: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #16: APPROVE AUDIT COMMITTEE PERFORMANCE ISSUER YES FOR FOR
REPORT
ISSUER: China Jushi Co. Ltd.
TICKER: 600176 CUSIP: Y5642X103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #1: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION ISSUER NO N/A N/A
PROJECT
PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION ISSUER YES FOR FOR
PROJECT
PROPOSAL #3.1: ELECT CAO JIANGLIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT CAO JIANGLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YUQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YUQIANG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT CAI GUOBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CAI GUOBIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT CHANG ZHANGLI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT CHANG ZHANGLI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT PEI HONGYAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PEI HONGYAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.6: ELECT ZHANG JIANKAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT ZHANG JIANKAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT TANG YUNWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT TANG YUNWEI AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #4.2: ELECT LU JIAN AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: ELECT LU JIAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT WANG LING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT WANG LING AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #5.1: ELECT CHEN XUE'AN AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #5.1: ELECT CHEN XUE'AN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT LI HUAIQI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT LI HUAIQI AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #5.3: ELECT HU JINYU AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #5.3: ELECT HU JINYU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Lesso Group Holdings Ltd.
TICKER: 2128 CUSIP: G2157Q102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WONG LUEN HEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT KONG ZHAOCONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LIN SHAOQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WONG KWOK HO JONATHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT CHENG DICKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Life Insurance Co. Ltd.
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG BIN AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #2: ELECT TANG YONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE THE DOMESTIC AND OVERSEAS ISSUER YES FOR FOR
MULTIPLE ISSUANCE OF DEBT INSTRUMENTS
ISSUER: China Life Insurance Co. Ltd.
TICKER: 2628 CUSIP: Y1477R220
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG BIN AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #2: ELECT TANG YONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE THE DOMESTIC AND OVERSEAS ISSUER YES FOR FOR
MULTIPLE ISSUANCE OF DEBT INSTRUMENTS
ISSUER: China Life Insurance Co. Ltd.
TICKER: 2628 CUSIP: Y1477R220
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: ELECT HAN BING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #10: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITOR AND THE AUDITOR FOR US FORM 20-F AND
ERNST & YOUNG AS THE HONG KONG AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #13: APPROVE OVERSEAS ISSUANCE OF SENIOR ISSUER YES FOR FOR
BONDS
PROPOSAL #14: ELECT LI MINGGUANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15: ELECT WANG JUNHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Life Insurance Co. Ltd. (Taiwan)
TICKER: 2823 CUSIP: Y1478C107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: ELECT JOHNSON F.H. HUANG, WITH ID NO. ISSUER YES FOR FOR
A121695XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
ISSUER: China Life Insurance Company Limited
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: ELECT HAN BING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #10: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITOR AND THE AUDITOR FOR US FORM 20-F AND
ERNST & YOUNG AS THE HONG KONG AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #13: APPROVE OVERSEAS ISSUANCE OF SENIOR ISSUER YES FOR FOR
BONDS
PROPOSAL #14: ELECT LI MINGGUANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15: ELECT WANG JUNHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Lilang Ltd.
TICKER: 1234 CUSIP: G21141109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: China Lilang Ltd.
TICKER: 1234 CUSIP: G21141109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG CONG XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HU CHENG CHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAI SHIXIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPOINT KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Literature Limited
TICKER: 772 CUSIP: G2121R103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LIU JUNMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT CAO HUAYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT CHEN FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE 2019 ONLINE PLATFORM COOPERATION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, 2019 IP COOPERATION FRAMEWORK
AGREEMENT, ADVERTISEMENT COOPERATION FRAMEWORK
AGREEMENTS, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: China Literature Ltd.
TICKER: 772 CUSIP: G2121R103
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE DISTRIBUTION FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
ISSUER: China Logistics Property Holdings Co., Ltd
TICKER: 1589 CUSIP: G21209104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, ISSUANCE ISSUER YES FOR FOR
OF BONDS, GRANT OF SPECIFIC MANDATE TO ISSUE
CONVERSION SHARES AND RELATED TRANSACTIONS
ISSUER: China Logistics Property Holdings Co., Ltd.
TICKER: 1589 CUSIP: G21209104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LI HUIFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHEN RUNFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT XIE XIANGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WANG TIANYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LEUNG CHI CHING FREDERICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Longyuan Power Group Corp. Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND AUTHORIZE
AUDIT COMMITTEE OF THE BOARD TO FIX THEIR
ISSUER: China Longyuan Power Group Corp. Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIA YANBING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Longyuan Power Group Corporation Limited
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: APPROVE 2018 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #9: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE GRANT OF GENERAL MANDATE FOR ISSUER YES FOR FOR
REGISTRATION AND ISSUANCE OF DEBT FINANCING
INSTRUMENTS IN THE PRC
PROPOSAL #12: APPROVE APPLICATION FOR ISSUANCE OF ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS OF NON-FINANCIAL
ENTERPRISES IN THE PRC
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QIAO BAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LIU JINHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LUAN BAOXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT YANG XIANGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT LI ENYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT HUANG QUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT ZHANG SONGYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT MENG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT HAN DECHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CHEN BIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YU YONGPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG ISSUER YES FOR FOR
HUA MING LLP (SPECIAL GENERAL PARTNERSHIP) AS
INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR
RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: ELECT GUO WEIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF H SHARES CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE PROPOSALS PUT FORWARD BY ANY ISSUER YES AGAINST AGAINST
SHAREHOLDER(S) HOLDING THREE PERCENT OR MORE OF THE
SHARES ENTITLED TO VOTE
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China Man-Made Fiber Corp.
TICKER: 1718 CUSIP: Y1488M103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #6.1: ELECT LI,CIN-CAI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.H101536XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT LI,DE-WEI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A122122XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT SYU,LI-YE, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A126270XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT NON-INDEPENDENT DIRECTORS NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.5: ELECT NON-INDEPENDENT DIRECTORS NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.6: ELECT NON-INDEPENDENT DIRECTORS NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.7: ELECT NON-INDEPENDENT DIRECTORS NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.8: ELECT NON-INDEPENDENT DIRECTORS NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.9: ELECT NON-INDEPENDENT DIRECTORS NO. 6 SHAREHOLDER YES AGAINST N/A
ISSUER: China Maple Leaf Educational Systems Ltd
TICKER: 1317 CUSIP: G21151108
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE SUBDIVISION OF ISSUED AND ISSUER YES FOR FOR
UNISSUED ORDINARY SHARES
ISSUER: China Maple Leaf Educational Systems Ltd.
TICKER: 1317 CUSIP: G21151116
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JINGXIA ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JAMES WILLIAM BEEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LAP TAT ARTHUR WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Medical System Holdings Ltd.
TICKER: 867 CUSIP: G21108124
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YANLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHEUNG KAM SHING, TERRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Meheco Group Co., Ltd.
TICKER: 600056 CUSIP: Y16635107
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
ISSUER: China Meheco Group Co., Ltd.
TICKER: 600056 CUSIP: Y16635107
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PROPORTION OF BAD DEBT ISSUER YES FOR FOR
PROVISION FOR ACCOUNTS RECEIVABLE
ISSUER: China Meheco Group Co., Ltd.
TICKER: 600056 CUSIP: Y16635107
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES FROM BANK
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
ISSUER: China Merchants Bank Co., Ltd.
TICKER: 3968 CUSIP: Y14896107
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO SHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: China Merchants Bank Co., Ltd.
TICKER: 3968 CUSIP: Y14896107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION REPORT ISSUER YES FOR FOR
PROPOSAL #8.01: ELECT LI JIANHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.02: ELECT FU GANGFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.03: ELECT ZHOU SONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.04: ELECT HONG XIAOYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.05: ELECT ZHANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.06: ELECT SU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.07: ELECT LUO SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.08: ELECT TIAN HUIYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.09: ELECT LIU JIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.10: ELECT WANG LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.11: ELECT LEUNG KAM CHUNG, ANTONY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.12: ELECT ZHAO JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.13: ELECT WONG SEE HONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.14: ELECT LI MENGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.15: ELECT LIU QIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.01: ELECT PENG BIHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT WU HENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT WEN JIANGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT DING HUIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.05: ELECT HAN ZIRONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE THE MID-TERM CAPITAL MANAGEMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #13.01: ELECT SUN YUFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.02: ELECT WANG DAXIONG AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #13.03: ELECT TIAN HONGQI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.04: ELECT XU ZHENGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE GENERAL MANDATE TO ISSUE WRITE- SHAREHOLDER YES FOR FOR
DOWN UNDATED CAPITAL BONDS
ISSUER: China Merchants Bank Co., Ltd.
TICKER: 3968 CUSIP: Y14896115
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO SHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: China Merchants Bank Co., Ltd.
TICKER: 3968 CUSIP: Y14896115
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION REPORT ISSUER YES FOR FOR
PROPOSAL #8.01: ELECT LI JIANHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.02: ELECT FU GANGFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.03: ELECT ZHOU SONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.04: ELECT HONG XIAOYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.05: ELECT ZHANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.06: ELECT SU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.07: ELECT LUO SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.08: ELECT TIAN HUIYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.09: ELECT LIU JIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.10: ELECT WANG LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.11: ELECT LEUNG KAM CHUNG, ANTONY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.12: ELECT ZHAO JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.13: ELECT WONG SEE HONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.14: ELECT LI MENGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.15: ELECT LIU QIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.01: ELECT PENG BIHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT WU HENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT WEN JIANGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT DING HUIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.05: ELECT HAN ZIRONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE THE MID-TERM CAPITAL MANAGEMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #13.01: ELECT SUN YUFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.02: ELECT WANG DAXIONG AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #13.03: ELECT TIAN HONGQI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.04: ELECT XU ZHENGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE GENERAL MANDATE TO ISSUE WRITE- SHAREHOLDER YES FOR FOR
DOWN UNDATED CAPITAL BONDS
ISSUER: China Merchants Energy Shipping Co., Ltd.
TICKER: 601872 CUSIP: Y15039129
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO REPLACE SOME OF RAISED FUNDS ISSUER YES FOR FOR
AS OWN FUNDS
ISSUER: China Merchants Energy Shipping Co., Ltd.
TICKER: 601872 CUSIP: Y15039129
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED PROVISION OF ENTRUSTED ISSUER YES FOR FOR
LOANS BY CONTROLLING SHAREHOLDER
ISSUER: China Merchants Energy Shipping Co., Ltd.
TICKER: 601872 CUSIP: Y15039129
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY' PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF SHARES
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12: ELECT JIANG HONGMEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.1: ELECT WANG YONGXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT ZHAO YAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT DENG WEIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Merchants Energy Shipping Co., Ltd.
TICKER: 601872 CUSIP: Y15039129
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE APPOINTMENTS OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENTS OF REMUNERATION
PROPOSAL #8.1: APPROVE TRANSACTIONS WITH YIU LIAN ISSUER YES FOR FOR
DOCKYARDS (SHEKOU) LIMITED
PROPOSAL #8.2: APPROVE TRANSACTIONS WITH CHINA ISSUER YES FOR FOR
PETROCHEMICAL GROUP CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #8.3: APPROVE TRANSACTIONS WITH CHINA ISSUER YES FOR FOR
MERCHANTS ENERGY TRADING CO., LTD.
PROPOSAL #8.4: APPROVE TRANSACTIONS WITH CHINA ISSUER YES FOR FOR
MERCHANTS HOI TUNG TRADING CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #8.5: APPROVE TRANSACTIONS WITH SHENZHEN ISSUER YES FOR FOR
HAISHUN MARINE SERVICES CO., LTD.
PROPOSAL #8.6: APPROVE TRANSACTIONS WITH SINOTRANS ISSUER YES FOR FOR
CHANGHANG GROUP AND ITS SUBSIDIARIES
PROPOSAL #8.7: APPROVE TRANSACTIONS WITH SINOTRANS ISSUER YES FOR FOR
LIMITED AND ITS SUBSIDIARIES
PROPOSAL #9: APPROVE CONTINUED INVESTMENT IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE GUARANTEE PROVISION TO EXTERNAL ISSUER YES FOR FOR
NON-AFFILIATES
PROPOSAL #11: APPROVE GUARANTEE PROVISION TO EXTERNAL ISSUER YES FOR FOR
AFFILIATES
PROPOSAL #12: APPROVE STOCK OPTION PLAN (SECOND DRAFT ISSUER YES FOR FOR
REVISION) AND ITS SUMMARY
PROPOSAL #13: APPROVE FORMULATION OF COMPANY'S STOCK ISSUER YES FOR FOR
OPTION PLAN IMPLEMENTATION ASSESSMENT METHOD
PROPOSAL #14: APPROVE FORMULATION OF COMPANY'S STOCK ISSUER YES FOR FOR
OPTION PLAN MANAGEMENT METHOD
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: China Merchants Land Ltd.
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE THE NON-COMPETITION DEED AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-COMPETITION DEED AND
RELATED TRANSACTIONS
ISSUER: China Merchants Land Ltd.
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT XU YONGJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT SO SHU FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WONG KING YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT SHI XINPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7a: APPROVE FINAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE PAYMENT OF FINAL DIVIDEND
ISSUER: China Merchants Land Ltd.
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE TRANSFER AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1b: AUTHORIZE ANY DIRECTOR TO EXECUTE ALL ISSUER YES FOR FOR
NECESSARY ACTIONS IN RELATION TO THE TRANSFER
AGREEMENT AND RELATED TRANSACTIONS
ISSUER: China Merchants Port Holdings Co., Ltd.
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LAND RESTRUCTURING AGREEMENT, ISSUER YES FOR FOR
DEBT CONFIRMATION LETTER, DEBT CONFIRMATION
AGREEMENT, DEBT ASSIGNMENT AGREEMENT, CAPITAL
INCREASE AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT XIONG XIANLIANG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Merchants Port Holdings Co., Ltd.
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3Aa: ELECT WANG ZHIXIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3Ab: ELECT ZHENG SHAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ac: ELECT LEE YIP WAH PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ad: ELECT BONG SHU YING FRANCIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5D: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.2: APPROVE CATEGORY OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE METHODS OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.4: APPROVE PERIOD OF REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE USES, RANGE OF TOTAL AMOUNT OF ISSUER YES FOR FOR
FUNDS, NUMBER OF SHARES TO BE REPURCHASED AND ITS
PERCENTAGE TO THE TOTAL SHARE CAPITAL OF THE COMPANY
PROPOSAL #1.6: APPROVE PRICING RANGE OF THE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RANGE OF TOTAL AMOUNT OF FUNDS ISSUER YES FOR FOR
OF THE REPURCHASE
PROPOSAL #1.8: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE REPURCHASE OF A SHARES
PROPOSAL #3: APPROVE COMPANY'S FULFILLMENT OF ISSUE ISSUER YES FOR FOR
CONDITIONS OF THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #4.2: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
THE RIGHTS SHARES
PROPOSAL #4.4: APPROVE PRICING PRINCIPAL AND ISSUER YES FOR FOR
SUBSCRIPTION PRICE FOR THE RIGHTS ISSUE
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS FOR THE ISSUER YES FOR FOR
RIGHTS ISSUE
PROPOSAL #4.6: APPROVE DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO THE RIGHTS
ISSUE
PROPOSAL #4.7: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE METHODS OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #4.11: APPROVE LISTING OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #5: APPROVE COMPANY'S PLAN OF PUBLIC ISSUER YES FOR FOR
ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE IN 2019
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE RIGHTS ISSUE OF THE
COMPANY IN 2019
PROPOSAL #7: APPROVE THE RESOLUTION ON RISK REMINDER ISSUER YES FOR FOR
OF AND REMEDIAL MEASURES FOR THE DILUTION OF CURRENT
RETURNS BY RIGHTS ISSUE TO ORIGINAL SHAREHOLDERS AND
COMMITMENTS BY RELEVANT ENTITIES
PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF PREVIOUS PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE IN USE OF PART OF THE ISSUER YES FOR FOR
PROCEEDS RAISED FROM H SHARES
PROPOSAL #12: APPROVE AMENDMENTS TO THE DECISION- ISSUER YES FOR FOR
MAKING SYSTEM FOR CONNECTED TRANSACTIONS OF THE
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.2: APPROVE CATEGORY OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE METHODS OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.4: APPROVE PERIOD OF REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE USES, RANGE OF TOTAL AMOUNT OF ISSUER YES FOR FOR
FUNDS, NUMBER OF SHARES TO BE REPURCHASED AND ITS
PERCENTAGE TO THE TOTAL SHARE CAPITAL OF THE COMPANY
PROPOSAL #1.6: APPROVE PRICING RANGE OF THE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RANGE OF TOTAL AMOUNT OF FUNDS ISSUER YES FOR FOR
OF THE REPURCHASE
PROPOSAL #1.8: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE REPURCHASE OF A SHARES
PROPOSAL #3: APPROVE COMPANY'S FULFILLMENT OF ISSUE ISSUER YES FOR FOR
CONDITIONS OF THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #4.2: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
THE RIGHTS SHARES
PROPOSAL #4.4: APPROVE PRICING PRINCIPAL AND ISSUER YES FOR FOR
SUBSCRIPTION PRICE FOR THE RIGHTS ISSUE
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS FOR THE ISSUER YES FOR FOR
RIGHTS ISSUE
PROPOSAL #4.6: APPROVE DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO THE RIGHTS
ISSUE
PROPOSAL #4.7: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE METHODS OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #4.11: APPROVE LISTING OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #5: APPROVE COMPANY'S PLAN OF PUBLIC ISSUER YES FOR FOR
ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE IN 2019
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE RIGHTS ISSUE OF THE
COMPANY IN 2019
PROPOSAL #7: APPROVE THE RESOLUTION ON RISK REMINDER ISSUER YES FOR FOR
OF AND REMEDIAL MEASURES FOR THE DILUTION OF CURRENT
RETURNS BY RIGHTS ISSUE TO ORIGINAL SHAREHOLDERS AND
COMMITMENTS BY
PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE RIGHTS ISSUE
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL DUTY REPORT OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 BUDGET FOR PROPRIETARY ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AND
INTERNAL CONTROL AUDITOR AND TO FIX THEIR
PROPOSAL #9.01: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS BANK CO.,
PROPOSAL #9.02: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS GROUP
LIMITED AND ITS SUBSIDIARIES
PROPOSAL #9.03: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS FUND
MANAGEMENT CO., LTD.
PROPOSAL #9.04: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH BOSERA ASSET MANAGEMENT CO.,
LTD.
PROPOSAL #9.05: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH GREAT WALL SECURITIES CO.,
PROPOSAL #9.06: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA COSCO SHIPPING
CORPORATION LIMITED AND OTHER RELATED PARTIES
CONTROLLED BY IT
PROPOSAL #9.07: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH PICC LIFE INSURANCE COMPANY
LIMITED, PICC HEALTH INSURANCE COMPANY LIMITED, PICC
PENSION COMPANY LIMITED AND PICC HEALTH PENSION
MANAGEMENT CO., LTD.
PROPOSAL #9.08: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CONNECTED PERSON
PROPOSAL #9.09: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH OTHER RELATED PARTIES
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: ELECT WANG WEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904117
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.2: APPROVE CATEGORY OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE METHODS OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.4: APPROVE PERIOD OF REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE USES, RANGE OF TOTAL AMOUNT OF ISSUER YES FOR FOR
FUNDS, NUMBER OF SHARES TO BE REPURCHASED AND ITS
PERCENTAGE TO THE TOTAL SHARE CAPITAL OF THE COMPANY
PROPOSAL #1.6: APPROVE PRICING RANGE OF THE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RANGE OF TOTAL AMOUNT OF FUNDS ISSUER YES FOR FOR
OF THE REPURCHASE
PROPOSAL #1.8: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE REPURCHASE OF A SHARES
PROPOSAL #3: APPROVE COMPANY'S FULFILLMENT OF ISSUE ISSUER YES FOR FOR
CONDITIONS OF THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #4.2: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
THE RIGHTS SHARES
PROPOSAL #4.4: APPROVE PRICING PRINCIPAL AND ISSUER YES FOR FOR
SUBSCRIPTION PRICE FOR THE RIGHTS ISSUE
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS FOR THE ISSUER YES FOR FOR
RIGHTS ISSUE
PROPOSAL #4.6: APPROVE DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO THE RIGHTS
ISSUE
PROPOSAL #4.7: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE METHODS OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #4.11: APPROVE LISTING OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #5: APPROVE COMPANY'S PLAN OF PUBLIC ISSUER YES FOR FOR
ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE IN 2019
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE RIGHTS ISSUE OF THE
COMPANY IN 2019
PROPOSAL #7: APPROVE THE RESOLUTION ON RISK REMINDER ISSUER YES FOR FOR
OF AND REMEDIAL MEASURES FOR THE DILUTION OF CURRENT
RETURNS BY RIGHTS ISSUE TO ORIGINAL SHAREHOLDERS AND
COMMITMENTS BY RELEVANT ENTITIES
PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF PREVIOUS PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE IN USE OF PART OF THE ISSUER YES FOR FOR
PROCEEDS RAISED FROM H SHARES
PROPOSAL #12: APPROVE AMENDMENTS TO THE DECISION- ISSUER YES FOR FOR
MAKING SYSTEM FOR CONNECTED TRANSACTIONS OF THE
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904117
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.2: APPROVE CATEGORY OF SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE METHODS OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #1.4: APPROVE PERIOD OF REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE USES, RANGE OF TOTAL AMOUNT OF ISSUER YES FOR FOR
FUNDS, NUMBER OF SHARES TO BE REPURCHASED AND ITS
PERCENTAGE TO THE TOTAL SHARE CAPITAL OF THE COMPANY
PROPOSAL #1.6: APPROVE PRICING RANGE OF THE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RANGE OF TOTAL AMOUNT OF FUNDS ISSUER YES FOR FOR
OF THE REPURCHASE
PROPOSAL #1.8: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE REPURCHASE OF A SHARES
PROPOSAL #3: APPROVE COMPANY'S FULFILLMENT OF ISSUE ISSUER YES FOR FOR
CONDITIONS OF THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #4.2: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
THE RIGHTS SHARES
PROPOSAL #4.4: APPROVE PRICING PRINCIPAL AND ISSUER YES FOR FOR
SUBSCRIPTION PRICE FOR THE RIGHTS ISSUE
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS FOR THE ISSUER YES FOR FOR
RIGHTS ISSUE
PROPOSAL #4.6: APPROVE DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
ACCUMULATED UNDISTRIBUTED PROFITS PRIOR TO THE RIGHTS
ISSUE
PROPOSAL #4.7: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE METHODS OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #4.1: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE RIGHTS ISSUE
PROPOSAL #4.11: APPROVE LISTING OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #5: APPROVE COMPANY'S PLAN OF PUBLIC ISSUER YES FOR FOR
ISSUANCE OF SHARES BY WAY OF RIGHTS ISSUE IN 2019
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE RIGHTS ISSUE OF THE
COMPANY IN 2019
PROPOSAL #7: APPROVE THE RESOLUTION ON RISK REMINDER ISSUER YES FOR FOR
OF AND REMEDIAL MEASURES FOR THE DILUTION OF CURRENT
RETURNS BY RIGHTS ISSUE TO ORIGINAL SHAREHOLDERS AND
COMMITMENTS BY
PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE RIGHTS ISSUE
ISSUER: China Merchants Securities Co., Ltd.
TICKER: 6099 CUSIP: Y14904117
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL DUTY REPORT OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 BUDGET FOR PROPRIETARY ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AND
INTERNAL CONTROL AUDITOR AND TO FIX THEIR
PROPOSAL #9.01: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS BANK CO.,
PROPOSAL #9.02: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS GROUP
LIMITED AND ITS SUBSIDIARIES
PROPOSAL #9.03: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA MERCHANTS FUND
MANAGEMENT CO., LTD.
PROPOSAL #9.04: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH BOSERA ASSET MANAGEMENT CO.,
LTD.
PROPOSAL #9.05: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH GREAT WALL SECURITIES CO.,
PROPOSAL #9.06: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CHINA COSCO SHIPPING
CORPORATION LIMITED AND OTHER RELATED PARTIES
CONTROLLED BY IT
PROPOSAL #9.07: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH PICC LIFE INSURANCE COMPANY
LIMITED, PICC HEALTH INSURANCE COMPANY LIMITED, PICC
PENSION COMPANY LIMITED AND PICC HEALTH PENSION
MANAGEMENT CO., LTD.
PROPOSAL #9.08: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CONNECTED PERSON
PROPOSAL #9.09: APPROVE CONTEMPLATED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH OTHER RELATED PARTIES
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: ELECT WANG WEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Merchants Shekou Industrial Zone Holdings Co., Ltd.
TICKER: 1979 CUSIP: Y14907102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SUZHOU ISSUER YES FOR FOR
YIYI REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING ZHAOHE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #5.1: ELECT SUN CHENGMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHU ZONGSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT XU YONGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT LUO HUILAI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.5: ELECT LIU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LI YANXI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT QU WENZHOU AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.3: ELECT CAI YUANQING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT ZHOU SONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT LIU QINGLIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT HU QINWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Merchants Shekou Industrial Zone Holdings Co., Ltd.
TICKER: 001979 CUSIP: Y14907102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT INVESTMENT IN ESTABLISHING ISSUER YES FOR FOR
A JOINT VENTURE
PROPOSAL #2: APPROVE ADJUSTMENTS TO COMPANY'S INITIAL ISSUER YES FOR FOR
STOCK OPTIONS AWARD PLAN TO TARGETS
ISSUER: China Merchants Shekou Industrial Zone Holdings Co., Ltd.
TICKER: 001979 CUSIP: Y14907102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QIANHAI LAND PREPARATION AND ISSUER YES FOR FOR
JOINT VENTURE COOPERATION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #3.2: APPROVE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
COMPLIANCE WITH RELEVANT CONDITIONS
PROPOSAL #3.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #3.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #3.6: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #3.7: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #3.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #5: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: China Merchants Shekou Industrial Zone Holdings Co., Ltd.
TICKER: 001979 CUSIP: Y14907102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GENERAL AUTHORIZATION ON ISSUER YES FOR FOR
ISSUANCE OF BOND PRODUCTS
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
DEPOSIT AND LOANS
PROPOSAL #10: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE GUARANTEE PROVISION TO JOINT ISSUER YES FOR FOR
VENTURE COMPANY
PROPOSAL #12: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE FOR ASSOCIATE COMPANY
PROPOSAL #13: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE FOR PROJECT COMPANY
PROPOSAL #14: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #16: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ESTABLISHMENT OF JOINT VENTURE ISSUER YES FOR FOR
COMPANY WITH RELATED PARTY
PROPOSAL #18: APPROVE EXTERNAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
PROVISION
ISSUER: China Metal Products Co., Ltd.
TICKER: 1532 CUSIP: Y14954104
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
ISSUER: China Metal Resources Utilization Limited
TICKER: 1636 CUSIP: G31622106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT YU JIANQIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUANG WEIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHU YUFEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M104
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND SCALE OF SECURITIES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.02: APPROVE MATURITY IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PROPOSAL #1.04: APPROVE PLACES IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.06: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.07: APPROVE CONDITIONAL REDEMPTION IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.08: APPROVE MANDATORY CONVERSION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.09: APPROVE RESTRICTION ON AND ISSUER YES FOR FOR
RESTORATION OF VOTING RIGHTS IN RELATION TO NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND BASIS FOR LIQUIDATION IN RELATION TO
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RATING IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.15: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.16: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF THE
OFFSHORE PREFERENCE SHARES
PROPOSAL #3: APPROVE CAPITAL MANAGEMENT PLAN FOR 2018 ISSUER YES FOR FOR
TO 2020
PROPOSAL #4: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF DOMESTIC SHARES AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN ISSUER YES FOR FOR
NON-FIXED TERM CAPITAL BONDS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M104
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND SCALE OF SECURITIES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.02: APPROVE MATURITY IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PROPOSAL #1.04: APPROVE PLACEES IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.06: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.07: APPROVE CONDITIONAL REDEMPTION IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.08: APPROVE MANDATORY CONVERSION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.09: APPROVE RESTRICTION ON AND ISSUER YES FOR FOR
RESTORATION OF VOTING RIGHTS IN RELATION TO NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND BASIS FOR LIQUIDATION IN RELATION TO
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RATING IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.15: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.16: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION FOR THE NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF THE
OFFSHORE PREFERENCE SHARES
PROPOSAL #3: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF DOMESTIC SHARES AND RELATED TRANSACTIONS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 ANNUAL BUDGETS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS EXTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: ELECT ZHAO FUGAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTENSION OF THE RESOLUTIONS ISSUER YES FOR FOR
VALIDITY PERIOD ON THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO
EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO
PROPOSAL #10: APPROVE IMPACTS ON DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS AND REMEDIAL MEASURES
PROPOSAL #11: APPROVE REPORT ON UTILIZATION OF ISSUER YES FOR FOR
PROCEEDS FROM THE PREVIOUS ISSUANCE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTIONS ISSUER YES FOR FOR
VALIDITY PERIOD ON THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO
EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M112
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND SCALE OF SECURITIES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.02: APPROVE MATURITY IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PROPOSAL #1.04: APPROVE PLACEES IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.06: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.07: APPROVE CONDITIONAL REDEMPTION IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.08: APPROVE MANDATORY CONVERSION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.09: APPROVE RESTRICTION ON AND ISSUER YES FOR FOR
RESTORATION OF VOTING RIGHTS IN RELATION TO NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND BASIS FOR LIQUIDATION IN RELATION TO
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RATING IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.15: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.16: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF THE NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF THE
OFFSHORE PREFERENCE SHARES
PROPOSAL #3: APPROVE CAPITAL MANAGEMENT PLAN FOR 2018 ISSUER YES FOR FOR
TO 2020
PROPOSAL #4: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF DOMESTIC SHARES AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN ISSUER YES FOR FOR
NON-FIXED TERM CAPITAL BONDS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M112
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND SCALE OF SECURITIES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.02: APPROVE MATURITY IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PROPOSAL #1.04: APPROVE PLACEES IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.06: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.07: APPROVE CONDITIONAL REDEMPTION IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.08: APPROVE MANDATORY CONVERSION ISSUER YES FOR FOR
PROVISIONS IN RELATION TO NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.09: APPROVE RESTRICTION ON AND ISSUER YES FOR FOR
RESTORATION OF VOTING RIGHTS IN RELATION TO NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND BASIS FOR LIQUIDATION IN RELATION TO
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RATING IN RELATION TO NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.15: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.16: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION FOR THE NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF THE
OFFSHORE PREFERENCE SHARES
PROPOSAL #3: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF DOMESTIC SHARES AND RELATED TRANSACTIONS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M112
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 ANNUAL BUDGETS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS EXTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: ELECT ZHAO FUGAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTENSION OF THE RESOLUTIONS ISSUER YES FOR FOR
VALIDITY PERIOD ON THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO
EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO
PROPOSAL #10: APPROVE IMPACTS ON DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS AND REMEDIAL MEASURES
PROPOSAL #11: APPROVE REPORT ON UTILIZATION OF ISSUER YES FOR FOR
PROCEEDS FROM THE PREVIOUS ISSUANCE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 1988 CUSIP: Y1495M112
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTIONS ISSUER YES FOR FOR
VALIDITY PERIOD ON THE PUBLIC ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO
EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO
ISSUER: China Minsheng DIT Group Ltd.
TICKER: 726 CUSIP: G2126P102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT YIN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YANG HONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT PENG XIONGWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT MA LISHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Minsheng Financial Holding Corporation Limited
TICKER: 245 CUSIP: Y14001104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WATANABE TOMOHIKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT NI XINGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ZHENG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT WANG DONGZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT LING YU ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT LYU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: ELECT WANG YONGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2i: ELECT ZHOU HUI DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2j: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Mobile Limited
TICKER: 941 CUSIP: Y14965100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YANG JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DONG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MOSES CHENG MO CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT YANG QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Modern Dairy Holdings Ltd.
TICKER: 1117 CUSIP: G21579100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT ZHAO JIEJUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2B: ELECT HAN CHUNLIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2C: ELECT LI SHENGLI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2D: ELECT LEE KONG WAI, CONWAY AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI CHAOCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI FABEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YUAN HONGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MA HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHENG YUNLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI SHUHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YAN YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG YOUGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHANG ZHENHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT KOU YOUMIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTOR AND SUPERVISOR
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUO YIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO AN SHAREHOLDER YES FOR FOR
INDIRECT WHOLLY-OWNED SUBSIDIARY
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF 2019 EXTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE PURCHASE OF STRUCTURED DEPOSIT ISSUER YES FOR FOR
WITH INTERNAL IDLE FUND
PROPOSAL #9: APPROVE PURCHASE OF WEALTH MANAGEMENT OR ISSUER YES FOR FOR
ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUNDS
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
GUARANTEE TO DIRECT OR INDIRECT WHOLLY-OWNED
PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DISTRIBUTION OF 2019
INTERIM AND QUARTERLY DIVIDEND
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY SATISFYING CONDITIONS OF MATERIAL ASSET
REORGANIZATION OF LISTED COMPANIES
PROPOSAL #15: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION OF THE COMPANY
PROPOSAL #16: APPROVE MATERIAL APPROVE ASSET ISSUER YES FOR FOR
ACQUISITION OF THE COMPANY NOT CONSTITUTING A RELATED
PARTY TRANSACTION
PROPOSAL #17: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #18: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY SATISFYING THE REQUIREMENTSUNDER ARTICLE
4 OF THE REGULATIONS CONCERNING THE STANDARDIZATION
OF CERTAIN ISSUES OF MATERIAL ASSET REORGANIZATION OF
LISTED COMPANIES
PROPOSAL #19: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION REACHED THE RELEVANT
STANDARDS UNDER ARTICLE 5 OF THE NOTICE
PROPOSAL #20: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
REPORT (DRAFT) OF CHINA MOLYBDENUM CO., LTD. AND ITS
SUMMARY
PROPOSAL #21: APPROVE EFFECT ON MAJOR FINANCIAL ISSUER YES FOR FOR
INDICATORS FROM THE DILUTION OF CURRENT RETURNS AS A
RESULT OF THE MATERIAL ASSET ACQUISITION AND ITS
REMEDIAL MEASURES
PROPOSAL #22: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE MATERIAL ASSET ACQUISITION
PROPOSAL #23: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS (2019 TO 2021)
PROPOSAL #24: APPROVE PROPOSED PROVISION OF FINANCING SHAREHOLDER YES FOR FOR
GUARANTEE TO A JOINT VENTURE OF THE COMPANY
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z113
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI CHAOCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LI FABEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT YUAN HONGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT MA HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT CHENG YUNLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT LI SHUHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT YAN YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT WANG YOUGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHANG ZHENHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KOU YOUMIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTOR AND SUPERVISOR
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z113
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUO YIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR SHAREHOLDER YES FOR FOR
SUBSIDIARY
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z113
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z113
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF 2019 EXTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE PURCHASE OF STRUCTURED DEPOSIT ISSUER YES FOR FOR
WITH INTERNAL IDLE FUND
PROPOSAL #9: APPROVE PURCHASE OF WEALTH MANAGEMENT OR ISSUER YES FOR FOR
ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUNDS
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
GUARANTEE TO DIRECT OR INDIRECT WHOLLY-OWNED
PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DISTRIBUTION OF 2019
INTERIM AND QUARTERLY DIVIDEND
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY SATISFYING CONDITIONS OF MATERIAL ASSET
REORGANIZATION OF LISTED COMPANIES
PROPOSAL #15: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION OF THE COMPANY
PROPOSAL #16: APPROVE MATERIAL APPROVE ASSET ISSUER YES FOR FOR
ACQUISITION OF THE COMPANY NOT CONSTITUTING A RELATED
PARTY TRANSACTION
PROPOSAL #17: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #18: APPROVE MATERIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
THE COMPANY SATISFYING THE REQUIREMENTSUNDER ARTICLE
4 OF THE REGULATIONS CONCERNING THE STANDARDIZATION
OF CERTAIN ISSUES OF MATERIAL ASSET REORGANIZATION OF
LISTED COMPANIES
PROPOSAL #19: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION REACHED THE RELEVANT
STANDARDS UNDER ARTICLE 5 OF THE NOTICE
PROPOSAL #20: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
REPORT (DRAFT) OF CHINA MOLYBDENUM CO., LTD. AND ITS
SUMMARY
PROPOSAL #21: APPROVE EFFECT ON MAJOR FINANCIAL ISSUER YES FOR FOR
INDICATORS FROM THE DILUTION OF CURRENT RETURNS AS A
RESULT OF THE MATERIAL ASSET ACQUISITION AND ITS
REMEDIAL MEASURES
PROPOSAL #22: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE MATERIAL ASSET ACQUISITION
PROPOSAL #23: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS (2019 TO 2021)
PROPOSAL #24: APPROVE PROPOSED PROVISION OF FINANCING SHAREHOLDER YES FOR FOR
GUARANTEE TO A JOINT VENTURE OF THE COMPANY
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z113
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: China Motor Corp.
TICKER: 2204 CUSIP: Y1499J107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL REDUCTION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT LI LIEN CHEN YEN, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF YULON MOTOR CO LTD WITH SHAREHOLDER
NO. 000000007, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT TAI MING CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YULON MOTOR CO LTD WITH SHAREHOLDER NO. 000000007,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT HSIN I LIN, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO.
000000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KUO RONG CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO.
000000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHAO WEN CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAI YUEN TEXTILE CO LTD WITH SHAREHOLDER NO.
000000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT EIICHI TAKASAWA, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF MITSUBISHI MOTORS CORPORATION WITH
SHAREHOLDER NO. 000000008, AS NON-INDEPENDENT
PROPOSAL #8.7: ELECT TAKAYASU YONEKURA, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF MITSUBISHI CORPORATION WITH
SHAREHOLDER NO. 000000009, AS NON-INDEPENDENT
PROPOSAL #8.8: ELECT HSIN CHENG TSENG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF LER VIAN ENTERPRISE CO LTD WITH
SHAREHOLDER NO. 000000012, AS NON-INDEPENDENT
PROPOSAL #8.9: ELECT WEI CHING LUE WITH ID NO. ISSUER YES FOR FOR
H201227XXX (H20122XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT CHI CHING CHEN WITH ID NO. ISSUER YES FOR FOR
F120410XXX (F12041XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT YUN HUA YANG WITH ID NO. ISSUER YES FOR FOR
F121845XXX (F12184XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES ON THE 19TH AND 20TH TERM OF
DIRECTORS
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422106
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADJUSTMENT TO BANK CREDIT ISSUER YES FOR FOR
LINE AND GUARANTEE ARRANGEMENT
PROPOSAL #2: APPROVE CARRY OUT ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
FACTORING BUSINESS WITH RELATED PARTIES
PROPOSAL #3: APPROVE FINANCIAL LEASING WITH SINOPHARM ISSUER YES FOR FOR
HOLDING (CHINA) FINANCIAL LEASING CO., LTD.
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422106
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422106
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA ZHANJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SU WEIWEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER YES FOR FOR
BUSINESS AND RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ENTRUSTED LOAN FOR FUND ISSUER YES AGAINST AGAINST
TRANSFER
PROPOSAL #12: ELECT WEN DEYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422114
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADJUSTMENT TO BANK CREDIT ISSUER YES FOR FOR
LINE AND GUARANTEE ARRANGEMENT
PROPOSAL #2: APPROVE CARRY OUT ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
FACTORING BUSINESS WITH RELATED PARTIES
PROPOSAL #3: APPROVE FINANCIAL LEASING WITH SINOPHARM ISSUER YES FOR FOR
HOLDING (CHINA) FINANCIAL LEASING CO., LTD.
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422114
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422114
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA ZHANJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SU WEIWEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: China National Accord Medicines Corp. Ltd.
TICKER: 200028 CUSIP: Y77422114
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER YES FOR FOR
BUSINESS AND RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ENTRUSTED LOAN FOR FUND ISSUER YES AGAINST AGAINST
TRANSFER
PROPOSAL #12: ELECT WEN DEYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China National Building Material Company Limited
TICKER: 3323 CUSIP: Y15045100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITORS' REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND DISTRIBUTION PLAN
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND
PROPOSAL #6: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR AND BAKER
TILLY HONG KONG LIMITED AS INTERNATIONAL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
UNLISTED SHARES AND H SHARES
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS AND RELATED TRANSACTIONS
ISSUER: China National Chemical Engineering Co., Ltd.
TICKER: 601117 CUSIP: Y1504G106
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU JIAQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1: ELECT LIU JIAQIANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
ISSUER: China National Chemical Engineering Co., Ltd.
TICKER: 601117 CUSIP: Y1504G106
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
WITH LONG-TERM RIGHTS
PROPOSAL #2: APPROVE SECURITIZATION OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLE
ISSUER: China National Chemical Engineering Co., Ltd.
TICKER: 601117 CUSIP: Y1504G106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #8: AMEND INVESTMENT MANAGEMENT MEASURES ISSUER YES FOR FOR
PROPOSAL #8: AMEND INVESTMENT MANAGEMENT MEASURES ISSUER NO N/A N/A
PROPOSAL #9: APPROVE CAPITAL INCREASE TO SECONDARY ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: APPROVE CAPITAL INCREASE TO SECONDARY ISSUER NO N/A N/A
SUBSIDIARIES
PROPOSAL #10: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT PLAN ISSUER NO N/A N/A
PROPOSAL #11: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FINANCIAL BUDGET ISSUER NO N/A N/A
PROPOSAL #12: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #12: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER NO N/A N/A
THEIR REMUNERATION
ISSUER: China National Complete Plant Import & Export Corp. Ltd.
TICKER: 151 CUSIP: Y1499T105
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China National Complete Plant Import & Export Corp. Ltd.
TICKER: 000151 CUSIP: Y1499T105
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: ELECT HAN HONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China National Complete Plant Import & Export Corp. Ltd.
TICKER: 000151 CUSIP: Y1499T105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE CONSIGNMENT AGREEMENT WITH ISSUER YES FOR FOR
CHINA NATIONAL COMPLETE EQUIPMENT IMPORT AND EXPORT
GROUP CO., LTD.
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #12: APPROVE EXTENSION OF COMPLIANCE ISSUER YES FOR FOR
DEADLINE OF THE PERFORMANCE SHARES OF CONTROLLING
SHAREHOLDER COMPANY
PROPOSAL #13.1: ELECT ZHAO YAOWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT HUANG HUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT HAN HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China National Medicines Co., Ltd.
TICKER: 600511 CUSIP: Y1499V100
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WU LING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China National Medicines Co., Ltd.
TICKER: 600511 CUSIP: Y1499V100
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE EXTENSION OF PERIOD OF RAISED ISSUER YES FOR FOR
FUNDS PROJECT
PROPOSAL #3: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
HANDLE DEPOSIT CERTIFICATE BUSINESS
PROPOSAL #4: APPROVE IMPLEMENTATION OF REPURCHASE AND ISSUER YES FOR FOR
CANCELLATION OF COMPANY'S ISSUED SHARES TO PURCHASE
PART OF ASSETS AND ADJUST REGISTERED CAPITAL
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE ISSUANCE OF INTERNAL LOANS OF ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
ISSUER: China National Medicines Co., Ltd.
TICKER: 600511 CUSIP: Y1499V100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2018 DAILY RELATED-PARTY
PROPOSAL #7: APPROVE ENTRUSTED LOAN APPLICATION AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATIONS
PROPOSAL #9: APPROVE PROVISION OF INTERNAL LOANS FOR ISSUER YES AGAINST AGAINST
WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES
PROPOSAL #10: APPROVE PROVISION OF INTERNAL LOAN TO ISSUER YES AGAINST AGAINST
BEIJING TIANXINGPUXIN BIO-MED SINOPHARM HOLDING CO.,
LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR CNCM ISSUER YES FOR FOR
(BEIJING) INTERNATIONAL TRADING CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUARANTEE FOR SINOPHARM GROUP BEIJING HUAHONG CO.,
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SINOPHARM HOLDING BEIJING KONRUNS BIOLOGY MEDICAL
CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SINOPHARM GROUP GUORUI PHARMACEUTICAL INDUSTRY CO.,
LTD.
PROPOSAL #15: APPROVE PROFIT FORECAST IN CONNECTION ISSUER YES FOR FOR
TO MAJOR ASSET RESTRUCTURE
PROPOSAL #16: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
SHARES IN CONNECTION TO ACQUISITION BY ISSUANCE OF
SHARES
PROPOSAL #17: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #18: APPROVE INTERNAL AUDIT REPORT AND ISSUER YES FOR FOR
INTERNAL CONTROL SELF-EVALUATION REPORT
PROPOSAL #19: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: China National Medicines Co., Ltd.
TICKER: 600511 CUSIP: Y1499V100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WEN DEYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.1: ELECT WEN DEYONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: China National Nuclear Power Co., Ltd.
TICKER: 601985 CUSIP: Y1507R109
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION OF THE BOARD ON CONVERTIBLE
BOND ISSUANCE
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: China National Nuclear Power Co., Ltd.
TICKER: 601985 CUSIP: Y1507R109
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT CHEN HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YU JINHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT JIANG DEKUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT CHE DASHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LEI MINGZE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT HE XIAOJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT CAO LU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.9: ELECT CHEN GUOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT MA HENGRU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG LING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT BAI PING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ZHOU SHIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT HUANG XIANPEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HE YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LI TAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT CHEN BAOJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT LUO XIAOCHUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China National Nuclear Power Co., Ltd.
TICKER: 601985 CUSIP: Y1507R109
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
ISSUER: China National Nuclear Power Co., Ltd.
TICKER: 601985 CUSIP: Y1507R109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #13: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15.1: ELECT YU GUOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China National Software & Service Co., Ltd.
TICKER: 600536 CUSIP: Y1503P107
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
FOR CONTROLLING SHAREHOLDER
ISSUER: China National Software & Service Co., Ltd.
TICKER: 600536 CUSIP: Y1503P107
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ADDITIONAL EQUITY OF ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China National Software & Service Co., Ltd.
TICKER: 600536 CUSIP: Y1503P107
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: China National Software & Service Co., Ltd.
TICKER: 600536 CUSIP: Y1503P107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.1: ELECT CHEN XIAOJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT XU HAIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Nonferrous Metal Industry's Foreign Eng. & Constr.
TICKER: 000758 CUSIP: Y1499Z101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
COMPANY'S BANK CREDIT LINE APPLICATION
PROPOSAL #4: APPROVE LOAN APPLICATION ISSUER YES FOR FOR
ISSUER: China Nonferrous Metal Industry's Foreign Eng. & Constr.
TICKER: 000758 CUSIP: Y1499Z101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QIN JUNMAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: China Nonferrous Metal Industry's Foreign Eng. & Constr.
TICKER: 758 CUSIP: Y1499Z101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU KEPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Nonferrous Metal Industry's Foreign Eng. & Constr.
TICKER: 758 CUSIP: Y1499Z101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #2: ELECT ZHANG SHILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LEASED-OUT PROPERTIES AND OTHER ISSUER YES FOR FOR
DAILY RELATED-PARTY TRANSACTIONS
ISSUER: China Nonferrous Metal Industry's Foreign Eng. & Constr.
TICKER: 758 CUSIP: Y1499Z101
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Northern Rare Earth (Group) High-Tech Co., Ltd.
TICKER: 600111 CUSIP: Y40840103
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: China Northern Rare Earth (Group) High-Tech Co., Ltd.
TICKER: 600111 CUSIP: Y40840103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ASSETS ISSUER YES FOR FOR
ISSUER: China Northern Rare Earth (Group) High-Tech Co., Ltd.
TICKER: 600111 CUSIP: Y40840103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
RARE EARTH CONCENTRATE SUPPLY CONTRACT
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #14: AMEND LOAN GUARANTEE MANAGEMENT METHOD ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: China Nuclear Engineering Corp. Ltd.
TICKER: 601611 CUSIP: Y1518T102
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE ACCOUNT FOR RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #10: APPROVE COMMITMENT OF RELEVANT PARTIES ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: China Nuclear Engineering Corp. Ltd.
TICKER: 601611 CUSIP: Y1518T102
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Nuclear Engineering Corp. Ltd.
TICKER: 601611 CUSIP: Y1518T102
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5.1: ELECT LI XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT XU XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WANG JIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT WANG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT CHEN HONGBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT MA CHAOSONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT YAO HUI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT LU ZHENGFEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT XIA BAOSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT ZHONG WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT WENG JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Nuclear Engineering Corp. Ltd.
TICKER: 601611 CUSIP: Y1518T102
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
RENEWABLE CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE RENEWABLE CORPORATE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #2.9: APPROVE METHOD OF PAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #2.1: APPROVE DEFERRED INTEREST PAYMENT ISSUER YES FOR FOR
PROVISION
PROPOSAL #2.11: APPROVE COMPULSORY INTEREST PAYMENT ISSUER YES FOR FOR
AND DEFERRED INTEREST PAYMENT RESTRICTIONS
PROPOSAL #2.12: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
ISSUER: China Nuclear Engineering Corp. Ltd.
TICKER: 601611 CUSIP: Y1518T102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND RELATED-PARTY TRANSACTION AGREEMENTS
PROPOSAL #11: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #13: APPROVE INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE OPERATIONAL PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #16: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES AGAINST AGAINST
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: China Oil & Gas Group Limited
TICKER: 603 CUSIP: G2155W101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LIU CHUNSUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LI YUNLONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG GUANGTIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Oil HBP Science & Technology Co., Ltd.
TICKER: 002554 CUSIP: Y1505V102
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: China Oil HBP Science & Technology Co., Ltd.
TICKER: 2554 CUSIP: Y1505V102
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE INVESTMENT IN BEIJING SILU ISSUER YES FOR FOR
SCIENCE AND TECHNOLOGY INVESTMENT CENTER (LIMITED
PARTNERSHIP)
ISSUER: China Oil HBP Science & Technology Co., Ltd.
TICKER: 2554 CUSIP: Y1505V102
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ISSUANCE METHOD
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE METHOD OF PRINCIPAL REPAYMENT ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #2.8: APPROVE GUARANTEE OR METHOD TO ISSUER YES FOR FOR
INCREASE CREDITWORTHINESS
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.1: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING TRANSFER ARRANGEMENTS
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE SHARE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RISK INVESTMENT
ISSUER: China Oil HBP Science & Technology Co., Ltd.
TICKER: 2554 CUSIP: Y1505V102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: China Oilfield Services Limited
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND ANNUAL DIVIDEND PLAN
PROPOSAL #3: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #7: ELECT QI MEISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WONG KWAI HUEN, ALBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #11: AMEND ARTICLES RE: EXPANSION OF ISSUER YES FOR FOR
BUSINESS SCOPE
ISSUER: China Oilfield Services Limited
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002119
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND ANNUAL DIVIDEND PLAN
PROPOSAL #3: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT QI MEISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT WONG KWAI HUEN, ALBERT AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002119
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
ISSUER: China Oriental Group Company Limited
TICKER: 581 CUSIP: G2108V101
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT ZHU JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HAN LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG TIANYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Overseas Grand Oceans Group Ltd.
TICKER: 81 CUSIP: Y1505S117
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YUNG KWOK KEE, BILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT YANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LO YIU CHING, DANTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Overseas Land & Investment Ltd.
TICKER: 688 CUSIP: Y15004107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LUO LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT GUO GUANGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHANG YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE 2019 MASTER ENGAGEMENT ISSUER YES FOR FOR
AGREEMENT, CONTINUING CONNECTED TRANSACTIONS AND THE
ISSUER: China Overseas Property Holdings Limited
TICKER: 2669 CUSIP: G2118M109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT YAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT YUNG WING KI, SAMUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LIM WAN FUNG, BERNARD VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Overseas Property Holdings Ltd.
TICKER: 2669 CUSIP: G2118M109
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SH AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE GUANGZHOU YD AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE GUANGZHOU YP AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #4: APPROVE CQ AGREEMENTS AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5A: ELECT PANG JINYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5B: ELECT SO, GREGORY KAM LEUNG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Pacific Insurance (Group) Co. Ltd.
TICKER: 2601 CUSIP: Y1505Z103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT OF A SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR
AND PRICEWATERHOUSECOOPERS AS HONG KONG AUDITOR
PROPOSAL #8: APPROVE 2018 DUE DILIGENCE REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 REPORT ON PERFORMANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10.1: ELECT LI QIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT LAM TYNG YIH, ELIZABETH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT CHEN JIZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT JIANG XUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Pacific Insurance (Group) Co. Ltd.
TICKER: 2601 CUSIP: Y1505Z111
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT OF A SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR
AND PRICEWATERHOUSECOOPERS AS HONG KONG AUDITOR
PROPOSAL #8: APPROVE 2018 DUE DILIGENCE REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 REPORT ON PERFORMANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #15: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #16: ELECT LI QIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LAM TYNG YIH, ELIZABETH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: ELECT CHEN JIZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT JIANG XUPING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Petrochemical Development Corp.
TICKER: 1314 CUSIP: Y1500N105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU BAOCAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RENEWAL OF CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS FOR THE THREE YEARS ENDING 31 DECEMBER
2021, THE CONTINUING CONNECTED TRANSACTIONS FIFTH
SUPPLEMENTAL AGREEMENT AND RELATED TRANSACTIONS
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
AUTHORIZE SECRETARY TO THE BOARD TO REPRESENT SINOPEC
CORP. IN HANDLING RELEVANT FORMALITIES FOR
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010112
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU BAOCAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RENEWAL OF CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND DISCLOSABLE TRANSACTIONS AND RELATED
TRANSACTIONS
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010112
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
AUTHORIZE SECRETARY TO THE BOARD TO REPRESENT SINOPEC
CORP. IN HANDLING RELEVANT FORMALITIES FOR
ISSUER: China Power Clean Energy Development Company Limited
TICKER: 735 CUSIP: Y15006102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT HE LIANHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUN GUIGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QI TENGYUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT TIAN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZHOU JIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHU KAR WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT WONG KWOK TAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #11: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Power International Development Limited
TICKER: 2380 CUSIP: Y1508G102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAPS, AND RELATED TRANSACTIONS
ISSUER: China Power International Development Ltd.
TICKER: 2380 CUSIP: Y1508G102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT GUAN QIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI FANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Quanjude (Group) Co. Ltd.
TICKER: 2186 CUSIP: Y1508N107
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BAO MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LU ZHANGCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HUO YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YE FEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT HAN XUESONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DENG XIAOFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU HENGYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PU JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT LI JIANWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YANG XUYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG JING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT XU RUNCHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: China Quanjude (Group) Co. Ltd.
TICKER: 002186 CUSIP: Y1508N107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INJECTION IN BEIJING TOURISM
GROUP FINANCE CORPORATION
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT STRUCTURAL DEPOSITS
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: China Railway Construction Corp. Ltd.
TICKER: 1186 CUSIP: Y1508P102
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN FENJIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE OVERSEAS INITIAL PUBLIC OFFERING ISSUER YES FOR FOR
OF SHARES AND LISTING OF THE CHINA RAILWAY
CONSTRUCTION HEAVY INDUSTRY CO., LTD.
PROPOSAL #3: APPROVE OVERSEAS LISTING OF THE TO-BE- ISSUER YES FOR FOR
LISTED ENTITY IN COMPLIANCE WITH ISSUES RELEVANT TO
REGULATING OVERSEAS LISTING OF SUBSIDIARIES OF
DOMESTIC LISTED COMPANIES
PROPOSAL #4: APPROVE COMMITMENT OF UPHOLDING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #5: APPROVE EXPLANATIONS ON THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY STATEMENT AND PROSPECTS OF THE COMPANY
PROPOSAL #6: AUTHORIZE THE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS RELATED TO THE OVERSEAS LISTING OF THE TO-BE-
LISTED ENTITY
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Railway Construction Corp. Ltd.
TICKER: 1186 CUSIP: Y1508P110
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN FENJIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE OVERSEAS INITIAL PUBLIC OFFERING ISSUER YES FOR FOR
OF SHARES AND LISTING OF THE CHINA RAILWAY
CONSTRUCTION HEAVY INDUSTRY CO., LTD.
PROPOSAL #3: APPROVE OVERSEAS LISTING OF THE TO-BE- ISSUER YES FOR FOR
LISTED ENTITY IN COMPLIANCE WITH ISSUES RELEVANT TO
REGULATING OVERSEAS LISTING OF SUBSIDIARIES OF
DOMESTIC LISTED COMPANIES
PROPOSAL #4: APPROVE COMMITMENT OF UPHOLDING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #5: APPROVE EXPLANATIONS ON THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY STATEMENT AND PROSPECTS OF THE COMPANY
PROPOSAL #6: AUTHORIZE THE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS RELATED TO THE OVERSEAS LISTING OF THE TO-BE-
LISTED ENTITY
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Railway Construction Corporation Limited
TICKER: 1186 CUSIP: Y1508P102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE DETERMINATION OF THE CAPS FOR ISSUER YES FOR FOR
GUARANTEES FOR SUBSIDIARIES OF THE COMPANY FOR 2019
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA LLP ISSUER YES FOR FOR
AS EXTERNAL AUDITORS AND PAYMENT OF 2018 AUDITING
SERVICE FEE
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE MEASURES FOR THE MANAGEMENT OF ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS AND SUPERVISORS
PROPOSAL #10: ELECT CHEN DAYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE BY CHINA SHAREHOLDER YES FOR FOR
RAILWAY CONSTRUCTION REAL ESTATE FOR LOANS OF
INVESTED COMPANIES
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #13: APPROVE INCREASE IN ISSUANCE SIZE OF ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS BONDS
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Railway Construction Corporation Limited
TICKER: 1186 CUSIP: Y1508P110
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE DETERMINATION OF THE CAPS FOR ISSUER YES FOR FOR
GUARANTEES FOR SUBSIDIARIES OF THE COMPANY FOR 2019
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA LLP ISSUER YES FOR FOR
AS EXTERNAL AUDITORS AND PAYMENT OF 2018 AUDITING
SERVICE FEE
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE MEASURES FOR THE MANAGEMENT OF ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS AND SUPERVISORS
PROPOSAL #10: ELECT CHEN DAYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE BY CHINA SHAREHOLDER YES FOR FOR
RAILWAY CONSTRUCTION REAL ESTATE FOR LOANS OF
INVESTED COMPANIES
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #13: APPROVE INCREASE IN ISSUANCE SIZE OF ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS BONDS
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: China Railway Group Limited
TICKER: 390 CUSIP: Y1509D116
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 A SHARE ANNUAL REPORT AND ISSUER YES FOR FOR
THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS
ANNOUNCEMENT
PROPOSAL #5: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITORS AND TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITORS AND TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
BY THE COMPANY
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE PURCHASE OF LIABILITIES ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
ISSUER: China Railway Group Ltd.
TICKER: 390 CUSIP: Y1509D108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FULFILMENT OF THE CONDITIONS ISSUER YES FOR FOR
FOR THE ACQUISITION OF ASSETS BY ISSUANCE OF SHARES
OF THE COMPANY
PROPOSAL #2: APPROVE THE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES OF THE COMPANY NOT CONSTITUTING A
RELATED TRANSACTION
PROPOSAL #3.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES
PROPOSAL #3.2: APPROVE WAY OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TARGETS OF ISSUANCE AND WAY OF ISSUER YES FOR FOR
SUBSCRIPTION
PROPOSAL #3.4: APPROVE TARGET ASSETS TO BE ACQUIRED ISSUER YES FOR FOR
IN THE TRANSACTION
PROPOSAL #3.5: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE OF THE TARGET ASSETS
PROPOSAL #3.6: APPROVE PRICING BENCHMARK DATE AND ISSUER YES FOR FOR
ISSUE PRICE OF THE ISSUANCE
PROPOSAL #3.7: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE ARRANGEMENT REGARDING GAIN OR ISSUER YES FOR FOR
LOSS RELATING TO TARGET ASSETS INCURRED DURING THE
PERIOD FROM THE VALUATION BENCHMARK DATE TO THE
CLOSING DATE OF TARGET ASSETS
PROPOSAL #3.1: APPROVE ARRANGEMENT REGARDING THE ISSUER YES FOR FOR
UNDISTRIBUTED PROFIT CARRIED FORWARD FROM THE PERIODS
BEFORE THE ISSUANCE
PROPOSAL #3.11: APPROVE TRANSFER OF TARGET ASSETS AND ISSUER YES FOR FOR
LIABILITY FOR DEFAULT
PROPOSAL #3.12: APPROVE SHARE LISTING PLACE ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE VALIDITY OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES NOT CONSTITUTING MAJOR ASSET
RESTRUCTURING AND RESTRUCTURING LISTING
PROPOSAL #5: APPROVE THE REPORT (DRAFT) ON THE ISSUER YES FOR FOR
ACQUISITION OF ASSETS BY ISSUANCE OF SHARES OF CHINA
RAILWAY GROUP LIMITED AND ITS SUMMARY
PROPOSAL #6: APPROVE THE CONDITIONAL EQUITY ISSUER YES FOR FOR
ACQUISITION AGREEMENTS
PROPOSAL #7: APPROVE THE CONDITIONAL SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENTS TO THE EQUITY ACQUISITION AGREEMENTS
PROPOSAL #8: APPROVE FINANCIAL REPORTS AND ASSET ISSUER YES FOR FOR
VALUATION REPORTS OF THE ACQUISITION OF ASSETS BY
ISSUANCE OF SHARES
PROPOSAL #9: APPROVE IMPACT ANALYSIS ON DILUTION OF ISSUER YES FOR FOR
IMMEDIATE RETURNS AND REMEDIAL MEASURES OF THE ASSET
RESTRUCTURING OF THE COMPANY
PROPOSAL #10: APPROVE THE GRANT OF AUTHORISATION TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS AT THE SHAREHOLDERS GENERAL
MEETING TO DEAL WITH RELEVANT MATTERS OF THE
RESTRUCTURING
PROPOSAL #11: APPROVE THE ISSUANCE OF DOMESTIC AND SHAREHOLDER YES FOR FOR
OVERSEAS DEBT FINANCING INSTRUMENTS
ISSUER: China Railway Group Ltd.
TICKER: 390 CUSIP: Y1509D108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 A SHARE ANNUAL REPORT AND ISSUER YES FOR FOR
THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS
ANNOUNCEMENT
PROPOSAL #5: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITORS AND TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITORS AND TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
BY THE COMPANY
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE PURCHASE OF LIABILITIES ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
ISSUER: China Railway Group Ltd.
TICKER: 390 CUSIP: Y1509D116
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FULFILMENT OF THE CONDITIONS ISSUER YES FOR FOR
FOR THE ACQUISITION OF ASSETS BY ISSUANCE OF SHARES
OF THE COMPANY
PROPOSAL #2: APPROVE THE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES OF THE COMPANY NOT CONSTITUTING A
RELATED TRANSACTION
PROPOSAL #3.1: APPROVE TYPE AND NOMINAL VALUE OF THE ISSUER YES FOR FOR
SHARES
PROPOSAL #3.2: APPROVE WAY OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TARGETS OF ISSUANCE AND WAY OF ISSUER YES FOR FOR
SUBSCRIPTION
PROPOSAL #3.4: APPROVE TARGET ASSETS TO BE ACQUIRED ISSUER YES FOR FOR
IN THE TRANSACTION
PROPOSAL #3.5: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE OF THE TARGET ASSETS
PROPOSAL #3.6: APPROVE PRICING BENCHMARK DATE AND ISSUER YES FOR FOR
ISSUE PRICE OF THE ISSUANCE
PROPOSAL #3.7: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE ARRANGEMENT REGARDING GAIN OR ISSUER YES FOR FOR
LOSS RELATING TO TARGET ASSETS INCURRED DURING THE
PERIOD FROM THE VALUATION BENCHMARK DATE TO THE
CLOSING DATE OF TARGET ASSETS
PROPOSAL #3.1: APPROVE ARRANGEMENT REGARDING THE ISSUER YES FOR FOR
UNDISTRIBUTED PROFIT CARRIED FORWARD FROM THE PERIODS
BEFORE THE ISSUANCE
PROPOSAL #3.11: APPROVE TRANSFER OF TARGET ASSETS AND ISSUER YES FOR FOR
LIABILITY FOR DEFAULT
PROPOSAL #3.12: APPROVE SHARE LISTING PLACE ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE VALIDITY OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES NOT CONSTITUTING MAJOR ASSET
RESTRUCTURING AND RESTRUCTURING LISTING
PROPOSAL #5: APPROVE THE REPORT (DRAFT) ON THE ISSUER YES FOR FOR
ACQUISITION OF ASSETS BY ISSUANCE OF SHARES OF CHINA
RAILWAY GROUP LIMITED AND ITS SUMMARY
PROPOSAL #6: APPROVE ENTERING INTO THE CONDITIONAL ISSUER YES FOR FOR
EQUITY ACQUISITION AGREEMENTS
PROPOSAL #7: APPROVE ENTERING INTO THE CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENTS TO THE EQUITY ACQUISITION
AGREEMENTS
PROPOSAL #8: APPROVE RELEVANT FINANCIAL REPORTS AND ISSUER YES FOR FOR
ASSET VALUATION REPORTS OF THE ACQUISITION OF ASSETS
BY ISSUANCE OF SHARES
PROPOSAL #9: APPROVE IMPACT ANALYSIS ON DILUTION OF ISSUER YES FOR FOR
IMMEDIATE RETURNS AND REMEDIAL MEASURES OF THE ASSET
RESTRUCTURING OF THE COMPANY
PROPOSAL #10: APPROVE THE GRANT OF AUTHORIZATION TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO DEAL WITH RELEVANT MATTERS
OF THE RESTRUCTURING
PROPOSAL #11: APPROVE THE ISSUANCE OF DOMESTIC AND SHAREHOLDER YES FOR FOR
OVERSEAS DEBT FINANCING INSTRUMENTS
ISSUER: China Railway Hi-tech Industry Corp. Ltd.
TICKER: 600528 CUSIP: Y1502C107
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: APPROVE CHANGES IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #3: APPROVE EXTENSION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS OF CONTROLLING SHAREHOLDER
PROPOSAL #4: APPROVE CHANGE OF REGISTERED ADDRESS AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: China Railway Hi-tech Industry Corp. Ltd.
TICKER: 600528 CUSIP: Y1502C107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: China Railway Signal & Communication Corp. Ltd.
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU ZHILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT YIN GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT YANG YONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT WANG JIAJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT CHEN JIN'EN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT CHAN KA KEUNG PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT YAO GUIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TIAN LIYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WU ZUOWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 REMUNERATION PLAN OF ISSUER YES FOR FOR
DIRECTORS
ISSUER: China Railway Signal & Communication Corp. Ltd.
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE
PROPOSAL #1.2: APPROVE NUMBERS OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE METHOD OF PRICING ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE DISTRIBUTION PLAN OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE ISSUANCE
PROPOSAL #1.8: APPROVE PLACE OF LISTING OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE UNDERWRITING FEES ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE VALID PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #3: APPROVE USE OF PROCEEDS FROM THE INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES AND THE
FEASIBILITY ANALYSIS REPORT
PROPOSAL #4: APPROVE DISTRIBUTION PLAN OF ACCUMULATED ISSUER YES FOR FOR
PROFITS BEFORE THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #5: APPROVE DILUTION OF IMMEDIATE RETURNS ISSUER YES FOR FOR
AND REMEDIAL MEASURES ON THE INITIAL PUBLIC OFFERING
AND LISTING OF A SHARES
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
WITHIN THE THREE YEARS AFTER THE INITIAL PUBLIC
OFFERING AND LISTING OF A SHARES
PROPOSAL #7: APPROVE PROPOSAL ON STABILIZING THE ISSUER YES FOR FOR
PRICE OF A SHARES OF THE COMPANY WITHIN THE THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #8: APPROVE UNDERTAKINGS REGARDING ISSUER YES FOR FOR
INFORMATION DISCLOSURE IN THE PROSPECTUS PUBLISHED IN
CONNECTION WITH THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: AMEND WORKING RULES OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #14: APPROVE FORMULATION OF THE RULES ON THE ISSUER YES FOR FOR
MANAGEMENT OF TRANSACTIONS WITH RELATED PARTIES
UNDER THE A SHARES
PROPOSAL #15: APPROVE FORMULATION OF THE RULES ON THE ISSUER YES FOR FOR
MANAGEMENT OF THE EXTERNAL GUARANTEE
PROPOSAL #16: APPROVE FORMULATION OF THE RULES ON THE ISSUER YES FOR FOR
MANAGEMENT OF PROCEEDS FROM A SHARE OFFERING
PROPOSAL #17: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
RAISED IN THE PREVIOUS ISSUANCE
PROPOSAL #18: APPOINT ERNST & YOUNG HUA MING LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS AUDITOR FOR THE
COMPANY'S INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES
PROPOSAL #19: APPROVE SPECIAL PROFITS DISTRIBUTION ISSUER YES FOR FOR
PLAN
ISSUER: China Railway Signal & Communication Corp. Ltd.
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE
PROPOSAL #1.2: APPROVE NUMBERS OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE METHOD OF PRICING ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE DISTRIBUTION PLAN OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE ISSUANCE
PROPOSAL #1.8: APPROVE PLACE OF LISTING OF SHARES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE UNDERWRITING FEES ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE VALID PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #3: APPROVE USE OF PROCEEDS FROM THE INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES AND THE
FEASIBILITY ANALYSIS REPORT
PROPOSAL #4: APPROVE DISTRIBUTION PLAN OF ACCUMULATED ISSUER YES FOR FOR
PROFITS BEFORE THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
PROPOSAL #5: APPROVE DILUTION OF IMMEDIATE RETURNS ISSUER YES FOR FOR
AND REMEDIAL MEASURES ON THE INITIAL PUBLIC OFFERING
AND LISTING OF A SHARES
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
WITHIN THE THREE YEARS AFTER THE INITIAL PUBLIC
OFFERING AND LISTING OF A SHARES
PROPOSAL #7: APPROVE PROPOSAL ON STABILIZING THE ISSUER YES FOR FOR
PRICE OF A SHARES OF THE COMPANY WITHIN THE THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #8: APPROVE UNDERTAKINGS REGARDING ISSUER YES FOR FOR
INFORMATION DISCLOSURE IN THE PROSPECTUS PUBLISHED IN
CONNECTION WITH THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
ISSUER: China Railway Signal & Communication Corporation Limited
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFITS DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 REMUNERATION PLAN FOR ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AS SHAREHOLDER YES FOR FOR
THE EXTERNAL AUDITOR AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE GENERAL AUTHORIZATION FOR THE ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: China Railway Tielong Container Logistics Co., Ltd.
TICKER: 600125 CUSIP: Y2364B104
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT SHI YUMING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Railway Tielong Container Logistics Co., Ltd.
TICKER: 600125 CUSIP: Y2364B104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
SHORT-TERM LOW-RISK FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: ELECT ZHONG CHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT ZHAO SUFEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Reform Health Management & Services Group Co., Ltd.
TICKER: 000503 CUSIP: Y29815100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND FIX ISSUER YES FOR FOR
THE REMUNERATION
PROPOSAL #7: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: China Reinsurance (Group) Corp.
TICKER: 1508 CUSIP: Y1R0AJ109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: China Reinsurance (Group) Corp.
TICKER: 1508 CUSIP: Y1R0AJ109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS FOR THE YEAR 2017
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT WEN NING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RETIREMENT OF SHEN SHUHAI AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Reinsurance (Group) Corp.
TICKER: 1508 CUSIP: Y1R0AJ109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 INVESTMENT BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS AUDITORS, RESPECTIVELY AND FIX THEIR
REMUNERATIONS
PROPOSAL #7: ELECT WANG XIAOYA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Resources Beer (Holdings) Company Limited
TICKER: 291 CUSIP: Y15037107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JIAN YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN RONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LAI NI HIUM, FRANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT HOUANG TAI NINH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT SIU KWING CHUE, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT RUDOLF GIJSBERT SERVAAS VAN DEN ISSUER YES FOR FOR
BRINK AS DIRECTOR
PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Cement Holdings Ltd.
TICKER: 1313 CUSIP: G2113L106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LAU CHUNG KWOK ROBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT WAN SUET FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JING SHIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT SHEK LAI HIM ABRAHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT ZENG XUEMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPOINT ERNST AND YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Double-Crane Pharmaceutical Co., Ltd.
TICKER: 600062 CUSIP: Y07701108
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT FENG YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT CHEN HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Resources Double-Crane Pharmaceutical Co., Ltd.
TICKER: 600062 CUSIP: Y07701108
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT FAN YANXI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Resources Double-Crane Pharmaceutical Co., Ltd.
TICKER: 600062 CUSIP: Y07701108
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: China Resources Double-Crane Pharmaceutical Co., Ltd.
TICKER: 600062 CUSIP: Y07701108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND LOANS
PROPOSAL #10: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: ELECT TAO RAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Resources Gas Group Limited
TICKER: 1193 CUSIP: G2113B108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHI BAOFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GE BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG CHUANDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT WAN SUET FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT JING SHIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT WONG TAK SHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT YU HON TO, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT YANG YUCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT HU XIAOYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Land Limited
TICKER: 1109 CUSIP: G2108Y105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHEN TONGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WU BINGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CHEN RONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT ZHONG WEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.7: ELECT SUN ZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Medical Holdings Co., Ltd.
TICKER: 1515 CUSIP: G2133W108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT REN YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KWONG KWOK KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LEE KAR CHUNG FELIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Pharmaceutical Group Limited
TICKER: 3320 CUSIP: Y1511B108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG CHUNCHENG DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI GUOHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG SHOUYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LYU RUIZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT FU TINGMEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Phoenix Healthcare Holdings Co., Ltd.
TICKER: 1515 CUSIP: G2133W108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND DUAL FOREIGN ISSUER YES FOR FOR
NAME IN CHINESE
PROPOSAL #2: AMEND MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO REFLECT THE CHANGE OF COMPANY NAME
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE CHANGE OF THE COMPANY'S NAME AND
THE AMENDMENTS OF THE MEMORANDUM AND ARTICLES OF
ASSOCIATION
PROPOSAL #4: ELECT WU TING YUK, ANTHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SONG QING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: China Resources Power Holdings Co. Ltd.
TICKER: 836 CUSIP: Y1503A100
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: China Resources Power Holdings Company Limited
TICKER: 836 CUSIP: Y1503A100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LEUNG OI-SIE ELSIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CH'IEN K.F. RAYMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
TICKER: 999 CUSIP: Y7503B105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG CHUNCHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
TICKER: 000999 CUSIP: Y7503B105
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: APPROVE PURCHASE OF BANK FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #3.1: ELECT TAO RAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
TICKER: 999 CUSIP: Y7503B105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY VIA LISTING ISSUER YES FOR FOR
ISSUER: China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
TICKER: 000999 CUSIP: Y7503B105
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE HORIZONTAL COMPETITION ISSUER YES FOR FOR
PREVENTIVE COMMITMENTS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT TANG NA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China SCE Group Holdings Limited
TICKER: 1966 CUSIP: G21189108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YUANLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHENG HIU LOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LU HONG TE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China SCE Property Holdings Ltd
TICKER: 1966 CUSIP: G21189108
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND DUAL FOREIGN ISSUER YES FOR FOR
NAME OF THE COMPANY
PROPOSAL #2: AMEND AND RESTATE THE MEMORANDUM AND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION TO REFLECT THE CHANGE OF
COMPANY NAME
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 1088 CUSIP: Y1504C121
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #6: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE KPMG AS INTERNATIONAL AUDITORS ISSUER YES FOR FOR
AND KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS PRC
AUDITORS AND AUTHORIZE DIRECTORS' COMMITTEE TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE MUTUAL COAL SUPPLY AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #9: APPROVE MUTUAL SUPPLIES AND SERVICES ISSUER YES FOR FOR
AGREEMENT WITH CHINA ENERGY AND THE TERMS, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: ELECT WANG XIANGXI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Shenhua Energy Company Limited
TICKER: 1088 CUSIP: Y1504C113
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #6: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE KPMG AS INTERNATIONAL AUDITORS ISSUER YES FOR FOR
AND KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS PRC
AUDITORS AND AUTHORIZE DIRECTORS' COMMITTEE TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE MUTUAL COAL SUPPLY AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #9: APPROVE MUTUAL SUPPLIES AND SERVICES ISSUER YES FOR FOR
AGREEMENT WITH CHINA ENERGY AND THE TERMS, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: ELECT WANG XIANGXI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Shineway Pharmaceutical Group Limited
TICKER: 2877 CUSIP: G2110P100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT LI HUIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT CHEN ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT CHENG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT XU SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: ELECT CHEUNG CHUN YUE ANTHONY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2F: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
ISSUER: China Shipbuilding Industry Co., Ltd.
TICKER: 601989 CUSIP: Y1504X109
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSET DISPOSAL AND RELATED PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
ISSUER: China Shipbuilding Industry Co., Ltd.
TICKER: 601989 CUSIP: Y1504X109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PRODUCT PURCHASE AND SALE AGREEMENT
PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
SERVICE PROVISION AGREEMENT
PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES AGAINST AGAINST
DEPOSIT AND LOANS TRANSACTIONS
PROPOSAL #7.4: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
ENTRUSTED LOAN
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
RELATED PARTIES
PROPOSAL #10.1: APPROVE PURPOSE AND USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #10.2: APPROVE TYPE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #10.5: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #10.6: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #10.7: APPROVE SIZE AND PROPORTION TO TOTAL SHAREHOLDER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #10.8: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China Shipbuilding Industry Group Marine Defense and Information Confront
TICKER: 600764 CUSIP: Y2684F108
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: China Shipbuilding Industry Group Power Co., Ltd.
TICKER: 600482 CUSIP: Y2481T103
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #1.1: APPROVE CHANGE IN THE IMPLEMENTING ISSUER YES FOR FOR
ENTITY AND IMPLEMENTATION SITE FOR AUTOMOTIVE POWER
R&D CENTER CONSTRUCTION PROJECT
PROPOSAL #1.2: APPROVE CHANGE IN THE IMPLEMENTING ISSUER YES FOR FOR
ENTITY AND IMPLEMENTATION SITE FOR INDUSTRIAL
(STORAGE) BATTERY PRODUCTION LINE CONSTRUCTION
PROPOSAL #1.3: APPROVE ADJUSTMENT OF CONSTRUCTION ISSUER YES FOR FOR
CONTENT AND CHANGE IN THE IMPLEMENTATION SITE FOR
MARINE INTEGRATED ELECTRIC PROPULSION TRIAL
PRODUCTION CAPACITY IMPROVEMENT PROJECT
PROPOSAL #1.4: APPROVE INVESTMENT ADJUSTMENT IN THE ISSUER YES FOR FOR
MARINE AND SHIPS INTEGRATED POWER DISTRIBUTION
SYSTEM, STEAM TURBINE AUXILIARY ASSEMBLY GENERAL
ADJUSTMENT AND CORE PARTS PROCESSING AND CONSTRUCTION
PROPOSAL #1.5: APPROVE INVESTMENT ADJUSTMENT IN THE ISSUER YES FOR FOR
INDUSTRIAL HIGH-END AND SHIP SPECIAL HIGH-POWER
TRANSMISSION MANUFACTURING CONDITIONS CONSTRUCTION
PROJECT
PROPOSAL #1.6: APPROVE TERMINATION OF THE USE OF ISSUER YES FOR FOR
RAISED FUNDS FOR INVESTMENT IN SHIPS AND INDUSTRIAL
40MW GAS TURBINE R&D PROJECT
PROPOSAL #1.7: APPROVE TERMINATION OF THE USE OF ISSUER YES FOR FOR
RAISED FUNDS FOR INVESTMENT IN SHIPS AND INDUSTRIAL
STEAM POWER PLANT INDUSTRIALIZATION CONSTRUCTION
PROJECT
PROPOSAL #1.8: APPROVE TERMINATION OF THE USE OF ISSUER YES FOR FOR
RAISED FUNDS FOR INVESTMENT IN HIGH-END STEAM POWER
PLANT VERIFICATION CAPABILITIES ENHANCEMENT
CONSTRUCTION PROJECTS
PROPOSAL #1.9: APPROVE INVESTMENT ADJUSTMENT FOR THE ISSUER YES FOR FOR
GAS TURBINE KEY COMPONENTS TRIAL PRODUCTION AND
PRODUCTION CAPACITY BUILDING PROJECT
PROPOSAL #1.10: APPROVE INVESTMENT ADJUSTMENT FOR THE ISSUER YES FOR FOR
SHIPBUILDING POWER COMPONENT PRODUCTION AND CIVIL-
MILITARY INTEGRATION INDUSTRIALIZATION CAPABILITY
PROJECT
PROPOSAL #1.11: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT OF FENGFAN CO., LTD. QINGYUAN BRANCH HIGH
PERFORMANCE LEAD BATTERY TECHNOLOGY UPGRADE AND
CONSTRUCTION PROJECT
PROPOSAL #1.12: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT OF FENGFAN CO., LTD. QINGYUAN BRANCH
DISTRIBUTION CENTER CONSTRUCTION PROJECT
PROPOSAL #1.13: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT OF FENGFAN (YANGZHOU) CO., LTD. NEW LARGE-
CAPACITY SEALED LEAD-ACID BATTERY CONSTRUCTION
PROPOSAL #1.14: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT OF CHINA SHIPBUILDING INDUSTRY GROUP
DIESEL ENGINE CO., LTD. PRODUCTION LAYOUT ADJUSTMENT
AND SUPPLEMENTARY FACILITIES CONSTRUCTION PROJECT
PROPOSAL #1.15: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT IN THE CAPITAL INJECTION AND RELATED PARTY
TRANSACTIONS FOR CSIC HEAVY INDUSTRY (BEIJING)
SCIENTIFIC RESEARCH MANAGEMENT CO., LTD.
PROPOSAL #1.16: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT IN THE ESTABLISHMENT OF CSIC HEAVY
INDUSTRY (CHONGQING) SOUTHWEST RESEARCH INSTITUTE
CO., LTD. AND RELATED PARTY TRANSACTIONS
PROPOSAL #1.17: APPROVE USE OF RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE ALL EQUITY OF SHAANXI DIESEL ENGINE HEAVY
INDUSTRY CO., LTD. AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE INVESTMENT IN CHINA SHIPBUILDING ISSUER YES FOR FOR
HEAVY INDUSTRY GROUP DIESEL ENGINE CO., LTD. AND
RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE CAPITAL INJECTION FOR CSIC HEAVY ISSUER YES FOR FOR
INDUSTRY (BEIJING) SCIENTIFIC RESEARCH MANAGEMENT
CO., LTD. AND RELATED PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ESTABLISHMENT OF CSIC HEAVY ISSUER YES FOR FOR
INDUSTRY (CHONGQING) SOUTHWEST RESEARCH INSTITUTE
CO., LTD. AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ACQUISITION OF EQUITY OF SHAANXI ISSUER YES FOR FOR
DIESEL ENGINE HEAVY INDUSTRY CO., LTD. AND RELATED
PARTY TRANSACTIONS
PROPOSAL #6: APPROVE ESTABLISHMENT OF INVESTMENT ISSUER YES FOR FOR
INDUSTRY AND RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE ACQUISITION OF EQUITY OF ISSUER YES FOR FOR
CHONGQING GEARBOX CO., LTD. AND RELATED PARTY
TRANSACTIONS
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION IN SHAREHOLDER YES FOR FOR
CONNECTION TO APPLICATION OF COMPREHENSIVE CREDIT
ISSUER: China Shipbuilding Industry Group Power Co., Ltd.
TICKER: 600482 CUSIP: Y2481T103
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT YAO ZUHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GAO XIAOMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GUI WENBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Shipbuilding Industry Group Power Co., Ltd.
TICKER: 600482 CUSIP: Y2481T111
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE POSTPONEMENT ON SHAREHOLDERS' ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS
ISSUER: China Shipbuilding Industry Group Power Co., Ltd.
TICKER: 600482 CUSIP: Y2481T111
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
REGISTERED ADDRESS AS WELL AS HANDLING OF BUSINESS
REGISTRATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RELATED RULES OF PROCEDURE
PROPOSAL #3: APPROVE POSTPONED PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS OF SHAREHOLDERS
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO PROVISION OF COUNTER GUARANTEE
PROPOSAL #5: APPROVE REPURCHASE OF THE COMPANY'S SHAREHOLDER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #5.1: APPROVE PURPOSE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: APPROVE MANNER AND USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #5.3: APPROVE PRICE RANGE AND PRICING BASIS SHAREHOLDER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #5.4: APPROVE AMOUNT AND SOURCE OF FUNDS OF SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #5.5: APPROVE TYPE, SCALE AND PROPORTION TO SHAREHOLDER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #5.6: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #5.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: China Shipbuilding Industry Group Power Co., Ltd.
TICKER: 600482 CUSIP: Y2481T111
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.1: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7.2: APPROVE COMMODITY SUPPLY FRAMEWORK ISSUER YES FOR FOR
AGREEMENT (WITH CHINA SHIPBUILDING INDUSTRY
CORPORATION CO., LTD. AND OTHER RELATED TRANSACTIONS
PROPOSAL #7.3: APPROVE COMMODITY SUPPLY FRAMEWORK ISSUER YES FOR FOR
AGREEMENT (2019) WITH CSIC GROUP CO., LTD. AND OTHER
RELATED TRANSACTIONS
PROPOSAL #7.4: APPROVE INTEGRATED FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT (2019) WITH CHINA SHIPBUILDING
INDUSTRY CORPORATION CO., LTD. AND OTHER RELATED
TRANSACTIONS
PROPOSAL #7.5: APPROVE OTHER 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8.1: APPROVE GUARANTEES WORTH CNY 1.9 ISSUER YES FOR FOR
BILLION TO WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #8.2: APPROVE GUARANTEES WORTH CNY 800 ISSUER YES AGAINST AGAINST
MILLION TO HARBIN GUANGSHENG POWER TECHNOLOGY
DEVELOPMENT CO., LTD., WUHAN CHANGHAI ELECTRIC POWER
PROMOTION AND CHEMICAL POWER CO., LTD., SHAANXI
DIESEL HEAVY INDUSTRY CO., LTD., AND CHONGQING
PROPOSAL #8.3: APPROVE GUARANTEES WORTH CNY 1.4 ISSUER YES AGAINST AGAINST
BILLION TO CHINA SHIPBUILDING HEAVY INDUSTRY GROUP
DIESEL ENGINE CO., LTD., HENAN DIESEL HEAVY INDUSTRY
CO., LTD., AND WUHAN MARINE MACHINERY CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF COUNTER GUARANTEES ISSUER YES FOR FOR
TO CONTROLLING SHAREHOLDERS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: China South City Holdings Ltd.
TICKER: 1668 CUSIP: Y1515Q101
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FUNG SING HONG STEPHEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT MA KAI CHEUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT LEUNG KWAN YUEN ANDREW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT YUNG WING KI SAMUEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China South Publishing & Media Group Co., Ltd.
TICKER: 601098 CUSIP: Y15174108
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN MALANSHAN VIDEO ISSUER YES FOR FOR
CULTURAL INNOVATION INDUSTRIAL PARK PROJECT
PROPOSAL #2: AMEND ENTERPRISE ANNUITY PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YANG LIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #4.2: ELECT HU JIAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
ISSUER: China South Publishing & Media Group Co., Ltd.
TICKER: 601098 CUSIP: Y15174108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE BUSINESS OPERATION AGREEMENT ISSUER YES FOR FOR
WITH HUNAN XIAOXIANG MORNING NEWS MEDIA MANAGEMENT
CO., LTD.
PROPOSAL #12: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #13.1: ELECT ZHANG ZIYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Southern Airlines Co. Ltd.
TICKER: 1055 CUSIP: Y1503W102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT MA XU LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT HAN WEN SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT LIN XIAO CHUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Southern Airlines Co. Ltd.
TICKER: 1055 CUSIP: Y1R16E111
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT MA XU LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT HAN WEN SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT LIN XIAO CHUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Southern Airlines Co. Ltd.
TICKER: 1055 CUSIP: Y1R16E111
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND
INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS
AUDITORS FOR HONG KONG FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUTHORIZATION TO XIAMEN AIRLINES ISSUER YES AGAINST AGAINST
COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI
AIRLINES COMPANY LIMITED, JIANGXI AIRLINES COMPANY
LIMITED AND XIAMEN AIRLINES FINANCE COMPANY LIMITED
PROPOSAL #7: APPROVE AUTHORIZATION TO THE COMPANY AND ISSUER YES FOR FOR
XIAMEN AIRLINES COMPANY LIMITED TO RESPECTIVELY
PROVIDE GUARANTEES TO THEIR SPV
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: China Southern Airlines Company Limited
TICKER: 1055 CUSIP: Y1503W102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND
INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS
AUDITORS FOR HONG KONG FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUTHORIZATION TO XIAMEN AIRLINES ISSUER YES AGAINST AGAINST
COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI
AIRLINES COMPANY LIMITED, JIANGXI AIRLINES COMPANY
LIMITED AND XIAMEN AIRLINES FINANCE COMPANY LIMITED
PROPOSAL #7: APPROVE AUTHORIZATION TO THE COMPANY AND ISSUER YES FOR FOR
XIAMEN AIRLINES COMPANY LIMITED TO RESPECTIVELY
PROVIDE GUARANTEES TO THEIR SPV
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
ISSUER: China Spacesat Co., Ltd.
TICKER: 600118 CUSIP: Y1500D107
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT AND ISSUER YES FOR FOR
DEPOSITS IN FINANCE COMPANIES AND OTHER FINANCIAL
SERVICES
PROPOSAL #8: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
SERVICES
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: ELECT LU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT HU WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT SHAO WENFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT JIANG NING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Sports Industry Group Co., Ltd.
TICKER: 600158 CUSIP: Y1503X100
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: China Sports Industry Group Co., Ltd.
TICKER: 600158 CUSIP: Y1503X100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUO JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Sports Industry Group Co., Ltd.
TICKER: 600158 CUSIP: Y1503X100
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION MANAGEMENT ISSUER YES FOR FOR
IMPLEMENTATION PLAN DURING THE TERM OF OFFICE OF THE
PARTY BRANCH MANAGEMENT OF THE GENERAL ADMINISTRATION
OF SPORTS
ISSUER: China Sports Industry Group Co., Ltd.
TICKER: 600158 CUSIP: Y1503X100
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS AND RELATED-PARTY TRANSACTION COMPLY
WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED-PARTY TRANSACTION
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TRANSACTION AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.7: APPROVE SPECIFIC DETAILS ON ISSUE SIZE ISSUER YES FOR FOR
AND CASH PAYMENT
PROPOSAL #2.8: APPROVE CASH CONSIDERATION PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ADJUSTMENTS ON THIS PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.18: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.19: APPROVE AMOUNT OF PROCEEDS AND ISSUE ISSUER YES FOR FOR
SIZE
PROPOSAL #2.2: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.23: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.24: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS AND RELATED-PARTY
PROPOSAL #4: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURE AND RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT,
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
AND CASH ACQUISITION AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY ASSET ACQUISITION AGREEMENT
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL PROFIT ISSUER YES FOR FOR
FORECAST COMPENSATION AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT, EVALUATION REPORT
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE CHANGES OF MAJOR SHAREHOLDERS' ISSUER YES FOR FOR
COMMITMENTS
PROPOSAL #19: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #20: APPROVE FORMULATION OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS MANAGEMENT SYSTEM
ISSUER: China State Construction Engineering Corp. Ltd.
TICKER: 601668 CUSIP: Y1R16Z106
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: China State Construction Engineering Corp. Ltd.
TICKER: 601668 CUSIP: Y1R16Z106
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PHASE 3 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE INCENTIVE TOOLS AND SOURCE OF ISSUER YES FOR FOR
UNDERLYING STOCKS AS WELL AS QUANTITY
PROPOSAL #1.4: APPROVE GRANT STATUS OF PERFORMANCE ISSUER YES FOR FOR
SHARE
PROPOSAL #1.5: APPROVE DURATION, LOCK-UP PERIOD AND ISSUER YES FOR FOR
UNLOCKING PERIOD
PROPOSAL #1.6: APPROVE GRANT DATE AND GRANT PRICE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE GRANTING AND UNLOCKING ISSUER YES FOR FOR
CONDITIONS
PROPOSAL #1.8: APPROVE NON-TRANSFER AND LOCK-UP ISSUER YES FOR FOR
PROVISIONS
PROPOSAL #1.9: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE GRANTING AND UNLOCKING ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #1.11: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.13: APPROVE TREATMENT UNDER SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #1.14: APPROVE MANAGEMENT, REVISION AND ISSUER YES FOR FOR
TERMINATION OF THE PLAN
PROPOSAL #1.15: APPROVE RELEVANT DISPUTE OR CONFLICT ISSUER YES FOR FOR
SETTLEMENT MECHANISM
PROPOSAL #1.16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE LIST OF PARTICIPANTS FOR THE ISSUER YES FOR FOR
PHASE 3 PERFORMANCE SHARES INCENTIVE PLAN AND STATUS
OF GRANTS
PROPOSAL #3: APPROVE REPURCHASE OF PERFORMANCE SHARES ISSUER YES FOR FOR
FROM THE PHASE 2 PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
ISSUER: China State Construction Engineering Corp. Ltd.
TICKER: 601668 CUSIP: Y1R16Z106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 INVESTMENT BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #14: APPROVE PREFERRED STOCK DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #15: APPROVE DOMESTIC BOND ISSUANCE ISSUER YES AGAINST AGAINST
PROPOSAL #16: APPROVE OVERSEAS BOND ISSUANCE ISSUER YES AGAINST AGAINST
PROPOSAL #17: APPROVE REPURCHASE OF PERFORMANCE ISSUER YES FOR FOR
SHARES
PROPOSAL #18.1: ELECT ZHENG XUEXUAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: China State Construction International Holdings Limited
TICKER: 3311 CUSIP: G21677136
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT YAN JIANGUO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT TIAN SHUCHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT ZHOU HANCHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Steel Chemical Corp.
TICKER: 1723 CUSIP: Y15044103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7.1: ELECT WONG CHAO TUNG, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHINA STEEL CORPORATION WITH SHAREHOLDER NO.
1000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WANG SHYI CHIN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHINA STEEL CORPORATION WITH SHAREHOLDER NO.
1000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT HO TSAN YING, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHINA STEEL CORPORATION WITH SHAREHOLDER NO.
1000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT FANG MING DAR, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHINA STEEL CORPORATION WITH SHAREHOLDER NO.
1000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT KOO KUNG YI, A REPRESENTATIVE OF ISSUER YES FOR FOR
INTERNATIONAL CSRC INVESTMENT HOLDINGS CO. LTD WITH
SHAREHOLDER NO. 1000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT CHAO TIEN FU, A REPRESENTATIVE ISSUER YES FOR FOR
OF INTERNATIONAL CSRC INVESTMENT HOLDINGS CO. LTD
WITH SHAREHOLDER NO. 1000003, AS NON-INDEPENDENT
PROPOSAL #7.7: ELECT HSIEH HSING SHU, WITH ID NO. ISSUER YES FOR FOR
P101135XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT WANG YUAN HONG, WITH ID NO. ISSUER YES FOR FOR
B121240XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT HSU TSUN TZU, WITH ID NO. ISSUER YES FOR FOR
A223593XXX, AS INDEPENDENT DIRECTOR
ISSUER: China Steel Corp.
TICKER: 2002 CUSIP: Y15041109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #8.1: ELECT CHAO-TUNG WONG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MINISTRY OF ECONOMIC AFFAIRS, WITH SHAREHOLDER
NO.Y00001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WEN-SHENG TSENG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF MINISTRY OF ECONOMIC AFFAIRS, WITH
SHAREHOLDER NO.Y00001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT FONG-SHENG WU, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF MINISTRY OF ECONOMIC AFFAIRS, WITH SHAREHOLDER
NO.Y00001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT HORNG-NAN LIN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHIUN YU INVESTMENT CORPORATION, WITH SHAREHOLDER
NO.V01357, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT SHYI-CHIN WANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF EVER WEALTHY INTERNATIONAL CORPORATION, WITH
SHAREHOLDER NO.V02376, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CHENG-I WENG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HUNG KAO INVESTMENT CORPORATION, WITH SHAREHOLDER
NO.V05147, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT YUEH-KUN YANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF GAU RUEI INVESTMENT CORPORATION, WITH SHAREHOLDER
NO.V01360, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELEC CHUN-SHENG CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF LABOR UNION OF CHINA STEEL CORPORATION, KAOHSIUNG
CITY, WITH SHAREHOLDER NO.X00012, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #8.9: ELECT SHYUE-BIN CHANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.S101041XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT MIN-HSIUNG HON, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.R102716XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT LAN-FENG KAO, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.T23199 AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAO-TUNG WONG
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF FONG-SHENG WU
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF HORNG-NAN LIN
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF SHYI-CHIN WANG
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF YUEH-KUN YANG
ISSUER: China Suntien Green Energy Corp.
TICKER: 956 CUSIP: Y15207106
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE AMENDMENTS TO THE PLAN FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF A SHARES OF
PROPOSAL #1.2: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE AMENDMENTS TO THE PLAN FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF A SHARES OF
THE COMPANY
PROPOSAL #1.3: APPROVE NOMINAL VALUE OF THE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE AMENDMENTS TO THE PLAN
FOR THE INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES OF THE COMPANY
PROPOSAL #1.4: APPROVE TARGET SUBSCRIBERS OF THE ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE AMENDMENTS TO
THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES OF THE COMPANY
PROPOSAL #1.5: APPROVE PRICE OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE AMENDMENTS TO THE PLAN FOR
THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES
OF THE COMPANY
PROPOSAL #1.6: APPROVE PROPOSED PLACE OF LISTING IN ISSUER YES FOR FOR
RELATION TO THE AMENDMENTS TO THE PLAN FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF A SHARES OF
PROPOSAL #1.7: APPROVE METHOD OF ISSUE OF SHARES IN ISSUER YES FOR FOR
RELATION TO THE AMENDMENTS TO THE PLAN FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF A SHARES OF
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC
OFFERING AND LISTING OF A SHARES OF THE COMPANY
PROPOSAL #1.9: APPROVE CONVERSION INTO A JOINT STOCK ISSUER YES FOR FOR
LIMITED LIABILITY COMPANY WITH SHARES TRADED AND
LISTED DOMESTICALLY AND OVERSEAS IN RELATION TO THE
AMENDMENTS TO THE PLAN FOR THE INITIAL PUBLIC
OFFERING AND LISTING OF A SHARES OF THE COMPANY
PROPOSAL #1.1: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION ON THE A SHARE OFFERING PLAN
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE A SHARE OFFERING
PROPOSAL #3: APPROVE AMENDMENTS TO THE PLAN FOR ISSUER YES FOR FOR
DISTRIBUTION OF ACCUMULATED PROFIT OF THE COMPANY
PRIOR TO THE A SHARE OFFERING
PROPOSAL #4: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED BY THE COMPANY
ISSUER: China Suntien Green Energy Corp.
TICKER: 956 CUSIP: Y15207106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWED FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED CAPS AND RELATED
TRANSACTIONS
ISSUER: China Suntien Green Energy Corporation Limited
TICKER: 956 CUSIP: Y15207106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND INDEPENDENT AUDITORS' REPORT
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REANDA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITORS AND ERNST & YOUNG AS
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE RESOLUTIONS IN RELATION TO THE ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #8a: ELECT CAO XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: ELECT LI LIAN PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT QIN GANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8d: ELECT WU HUI JIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT MEI CHUN XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8f: ELECT WANG HONG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8g: ELECT XIE WEI XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8h: ELECT WAN YIM KEUNG, DANIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8i: ELECT LIN TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RESOLUTIONS IN RELATION TO THE ISSUER YES FOR FOR
ELECTION OF SUPERVISORS
PROPOSAL #9a: ELECT WANG CHUN DONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9b: ELECT SHAO JING CHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
ISSUER: China Taiping Insurance Holdings Company Limited
TICKER: 966 CUSIP: Y1456Z151
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT LUO XI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT HUANG WEIJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT ZHU XIANGWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ZHU DAJIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Telecom Corp. Ltd.
TICKER: 728 CUSIP: Y1505D102
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENGINEERING FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
RENEWED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ANCILLARY TELECOMMUNICATIONS ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENT, RENEWED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #3: ELECT ZHU MIN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HER REMUNERATION
PROPOSAL #4: ELECT YEUNG CHI WAI, JASON AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT XU SHIGUANG AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE SUPERVISORY COMMITTEE TO FIX HIS
PROPOSAL #6: APPROVE ADOPTION OF SHARE APPRECIATION SHAREHOLDER YES FOR FOR
RIGHTS SCHEME
ISSUER: China Telecom Corp. Ltd.
TICKER: 728 CUSIP: Y1505D102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHINA TELECOM FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: China Telecom Corporation Limited
TICKER: 728 CUSIP: Y1505D102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND PAYMENT
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS THE INTERNATIONAL AUDITOR AND DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE AUTHORIZATION OF DIRECTORS TO ISSUER YES FOR FOR
COMPLETE REGISTRATION OR FILING OF THE AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
PROPOSAL #5.1: APPROVE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #5.2: AUTHORIZE BOARD TO ISSUE DEBENTURES ISSUER YES FOR FOR
AND DETERMINE SPECIFIC TERMS, CONDITIONS AND OTHER
MATTERS OF THE DEBENTURES
PROPOSAL #5.3: APPROVE CENTRALIZED REGISTRATION OF ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #6.1: APPROVE ISSUANCE OF COMPANY BONDS IN ISSUER YES FOR FOR
THE PEOPLE'S REPUBLIC OF CHINA
PROPOSAL #6.2: AUTHORIZE BOARD TO ISSUE COMPANY BONDS ISSUER YES FOR FOR
AND DETERMINE SPECIFIC TERMS, CONDITIONS AND OTHER
MATTERS OF THE COMPANY BONDS IN THE PEOPLE'S REPUBLIC
OF CHINA
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO REFLECT CHANGES IN THE REGISTERED
CAPITAL OF THE COMPANY
ISSUER: China Television Media Ltd.
TICKER: 600088 CUSIP: Y97178100
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2.1: ELECT ZHANG XIAOMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Television Media Ltd.
TICKER: 600088 CUSIP: Y97178100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE 2019 PAYMENT OF AUDIT FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 AND 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: China Tian Lun Gas Holdings Limited
TICKER: 1600 CUSIP: G84396103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4a: ELECT ZHANG YINGCEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT XIAN ZHENYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT WANG JIANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT LI LIUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Tower Corp. Ltd.
TICKER: 788 CUSIP: Y15076105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PROPOSAL AND ISSUER YES FOR FOR
DECLARATION OF FINAL DIVIDEND
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (SPECIAL
GENERAL PARTNERSHIP) AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: ADOPT RESTRICTED SHARE INCENTIVE SCHEME ISSUER YES FOR FOR
AND THE ADMINISTRATIVE MEASURES ON THE FIRST PHASE
RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #5: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
ISSUE DOMESTIC OR OVERSEAS DEBT FINANCING INSTRUMENTS
PROPOSAL #6: APPROVE DIVIDEND POLICIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES AND AUTHORIZE BOARD TO
AMEND ARTICLES OF ASSOCIATION TO REFLECT NEW CAPITAL
STRUCTURE
ISSUER: China Traditional Chinese Medicine Holdings Co. Ltd.
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WU XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG XIAOCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT YANG WENMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT YANG SHANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT LI RU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT YANG BINGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a7: ELECT WANG KAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a8: ELECT KUI KAIPIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a9: ELECT XIE RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a10: ELECT QIN LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a11: ELECT LI WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 2373 CUSIP: Y8310S109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF INDUSTRIAL ISSUER YES FOR FOR
MERGER FUNDS AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE CHANGE IN USE OF PROCEEDS FOR ISSUER YES FOR FOR
ACQUISITION OF EQUITY
PROPOSAL #3: APPROVE USE OF RAISED FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: ELECT ZHANG PENGGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE ALLOWANCE FOR EXTERNAL DIRECTOR ISSUER YES FOR FOR
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 2373 CUSIP: Y8310S109
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: AMEND RELATED PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
STANDARDIZATION AND RELATED PARTY FUNDS
PROPOSAL #11: AMEND IMPLEMENTING RULES FOR CUMULATIVE ISSUER YES FOR FOR
VOTING SYSTEM
PROPOSAL #12: AMEND DETAILED RULES FOR ONLINE VOTING ISSUER YES FOR FOR
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 002373 CUSIP: Y8310S109
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 2373 CUSIP: Y8310S109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISE FUNDS ISSUER NO N/A N/A
AND REPLENISH OF COMPANY'S WORKING CAPITAL
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 2373 CUSIP: Y8310S109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #6: APPROVE EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #12: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #13: APPROVE POSTPONEMENT OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #14: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES AGAINST AGAINST
IN FINANCIAL PRODUCTS
PROPOSAL #15: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: China TransInfo Technology Co., Ltd.
TICKER: 002373 CUSIP: Y8310S109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: China Tungsten & Hightech Materials Co., Ltd.
TICKER: 000657 CUSIP: Y2982R101
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
ISSUER: China Tungsten & Hightech Materials Co., Ltd.
TICKER: 657 CUSIP: Y2982R101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUANCE ISSUER YES FOR FOR
TIME
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT OF SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11.1: ELECT LI ZHONGZE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT DENG CHUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT DU WEIWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT XIE KANGDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT XU CHANGLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT YI DANQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT YANG RUDAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT WEN JIANYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT YAN JIAYOU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.3: ELECT LIU YI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Tungsten & Hightech Materials Co., Ltd.
TICKER: 000657 CUSIP: Y2982R101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: China Tungsten & Hightech Materials Co., Ltd.
TICKER: 657 CUSIP: Y2982R101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: China Unicom (Hong Kong) Limited
TICKER: 762 CUSIP: Y1519S111
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT WANG XIAOCHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT LI GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT ZHU KEBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1d: ELECT CHEUNG WING LAM LINUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1e: ELECT WONG WAI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AND KPMG HUAZHEN LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Union Holdings Ltd.
TICKER: 000036 CUSIP: Y7740X100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO CONTROLLED SUBSIDIARIES
PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT DING YUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT LI YUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT NI SUQIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT SU QIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LIU XUELIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT HUANG MENGLU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT HUANG XIAOMEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZHANG MEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT ZHANG WENBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE HORIZONTAL COMPETITION SHAREHOLDER YES FOR FOR
PREVENTIVE COMMITMENTS
ISSUER: China United Network Communications Ltd.
TICKER: 600050 CUSIP: Y15075107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #1.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #1.3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #1.4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE ADJUSTMENT OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND THE FIRST PHASE GRANT OF
EX-DIVIDEND AND SPECIAL CIRCUMSTANCES
PROPOSAL #11.1: APPROVE PROFIT DISTRIBUTION OF CHINA ISSUER YES FOR FOR
UNITED NETWORK COMMUNICATIONS (HONG KONG) CO., LTD.
PROPOSAL #11.2: APPROVE ELECTION OF DIRECTORS AND ISSUER YES FOR FOR
AUTHORIZE THE BOARD TO DETERMINE THE DIRECTOR'S
REMUNERATION
PROPOSAL #11.3: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PURCHASE OF
COMPANY SHARES IN ACCORDANCE TO HONG KONG STOCK
EXCHANGE, AND/OR OTHER STOCK EXCHANGE RECOGNIZED BY
HONG KONG SECURITIES AND FUTURES COMMISSION AND ALL
APPL
PROPOSAL #11.4: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING THE PERIOD,
ALLOTMENT, ISSUANCE AND HANDLING OF THE FOREIGN
ISSUER: China United Network Communications Ltd.
TICKER: 600050 CUSIP: Y15117107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI GUOHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT WANG LU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE ADJUSTMENT ON THE USAGE OF ISSUER YES AGAINST AGAINST
RAISED FUNDS AND INTEREST
ISSUER: China Vanke Co., Ltd.
TICKER: 2202 CUSIP: Y77421116
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE AUTHORIZATION ON THE COMPANY AND ISSUER YES FOR FOR
ITS MAJORITY-OWNED SUBSIDIARIES TO PROVIDE FINANCIAL
ASSISTANCE TO THIRD PARTIES
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
ISSUER: China Vanke Co., Ltd.
TICKER: 2202 CUSIP: Y77421132
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE AUTHORIZATION ON THE COMPANY AND ISSUER YES FOR FOR
ITS MAJORITY-OWNED SUBSIDIARIES TO PROVIDE FINANCIAL
ASSISTANCE TO THIRD PARTIES
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
ISSUER: China Wafer Level CSP Co., Ltd.
TICKER: 603005 CUSIP: Y7748D106
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF A FUND
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
PROPOSAL #3.1: ELECT LIU YANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YANG MING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Wafer Level CSP Co., Ltd.
TICKER: 603005 CUSIP: Y7748D106
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES AGAINST AGAINST
IN FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #14: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Wafer Level CSP Co., Ltd.
TICKER: 603005 CUSIP: Y7748D106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT VAGE OGANESIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT SHENG GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIU WENHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ARIEL POPPEL AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIU YANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LUO ZHENGYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT QIAN YUEHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT JU WEIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FANG LIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: China Water Affairs Group Ltd.
TICKER: 855 CUSIP: G21090124
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU YU JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHOU WEN ZHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT WANG XIAOQIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
ISSUER: China Water Industry Group Limited
TICKER: 1129 CUSIP: G2114E135
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DENG XIAO TING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHU YIN YIN GEORGIANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT ZHONG WEI GUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HO CHI HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT QIU NA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE CROWE (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Western Power Industrial Co Ltd
TICKER: 002630 CUSIP: Y1531C102
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ZHEJIANG HUAXI PLATINUM HEAVY INDUSTRY CO., LTD.
PROPOSAL #3: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
FOR CHINA WESTERN POWER ENGINEERING CO., LTD.
ISSUER: China Western Power Industrial Co., Ltd.
TICKER: 002630 CUSIP: Y1531C102
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF M&A FUND PARTNERSHIP
ISSUER: China Western Power Industrial Co., Ltd.
TICKER: 2630 CUSIP: Y1531C102
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: China Western Power Industrial Co., Ltd.
TICKER: 2630 CUSIP: Y1531C102
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE JOINT VENTURE IN PPP PROJECT ISSUER YES FOR FOR
ISSUER: China World Trade Center Co., Ltd.
TICKER: 600007 CUSIP: Y1516H100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD AND VICE CHAIRMAN OF THE BOARD
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REMOVAL OF ZHUO HEFU AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: ELECT XING YIZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE REMOVAL OF LEI MENGCHENG AS SHAREHOLDER YES FOR FOR
SUPERVISOR
PROPOSAL #13: ELECT ZHAI ZHONGLIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China World Trade Center Co., Ltd.
TICKER: 600007 CUSIP: Y1516H100
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.4: APPROVE BOND TYPE AND TERM ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE GUARANTEE METHODS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING CORPORATE BOND
ISSUANCE
ISSUER: China Wuyi Co., Ltd.
TICKER: 797 CUSIP: Y1516L101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF CORPORATE BONDS
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE LISTING AND TRADING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CREDIT ENHANCEMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.1: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE TRADING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPURHCASE OF PERFORMANCE SHARES ISSUER YES FOR FOR
ISSUER: China Wuyi Co., Ltd.
TICKER: 797 CUSIP: Y1516L101
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF LIN QUN AS VICE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.1: ELECT WANG GUOQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: China Wuyi Co., Ltd.
TICKER: 797 CUSIP: Y1516L101
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRUST FINANCING SCHEME BY ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: China Wuyi Co., Ltd.
TICKER: 000797 CUSIP: Y1516L101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
LOAN OF MAJOR SHAREHOLDER FUJIAN CONSTRUCTION
ENGINEERING GROUP CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
LOAN OF SUBSIDIARY FUAN WUYI JINYU REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE TRUST FINANCING OF SUBSIDIARY ISSUER YES FOR FOR
FUJIAN WUYISHAN WUYI REAL ESTATE DEVELOPMENT CO.,
ISSUER: China Wuyi Co., Ltd.
TICKER: 000797 CUSIP: Y1516L101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TRANSACTIONS WITH FUJIAN ISSUER YES FOR FOR
CONSTRUCTION ENGINEERING GROUP CO., LTD. AND ITS
RELATED PARTIES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY FUJIAN ISSUER YES FOR FOR
CONSTRUCTION ENGINEERING GROUP CO., LTD. AND
GUARANTEE FEE PAYMENT
PROPOSAL #8: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #10: APPROVE REPURCHASE OF RETIRED ISSUER YES FOR FOR
PERSONNEL'S GRANTED PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE FORMULATE THE PERFORMANCE ISSUER YES FOR FOR
EVALUATION AND COMPENSATION MANAGEMENT SYSTEM OF
DIRECTORS
PROPOSAL #14: APPROVE FORMULATE THE PERFORMANCE ISSUER YES FOR FOR
EVALUATION AND COMPENSATION MANAGEMENT SYSTEM OF
SUPERVISORS
PROPOSAL #15: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: China XD Electric Co., Ltd.
TICKER: 601179 CUSIP: Y1565A105
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BAI ZHONGQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China XD Electric Co., Ltd.
TICKER: 601179 CUSIP: Y1565A105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FOREIGN EXCHANGE FINANCIAL ISSUER YES FOR FOR
DERIVATIVES BUSINESS PLAN
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #12: APPROVE SECURITIES INVESTMENT BUSINESS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGE IN USAGE OF NON-PUBLICLY ISSUER YES FOR FOR
OFFERED RAISED FUNDS
PROPOSAL #14: ELECT WANG DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTORS
ISSUER: China Yangtze Power Co., Ltd.
TICKER: 600900 CUSIP: Y1516Q142
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MA ZHENBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN GUOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: China Yangtze Power Co., Ltd.
TICKER: 600900 CUSIP: Y1516Q142
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LEI MINGSHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT MA ZHENBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN GUOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HE HONGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HONG WENHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZONG RENHUAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT HUANG NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT ZHOU CHUANGEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHAO YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1: ELECT ZHAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG CHONGJIU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LV ZHENYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG BIYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WEN BINGYOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YAN HUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YANG SHENGSHI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT MO JINHE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT XIA YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.4: ELECT HUANG PING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.5: ELECT SHENG XIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Yangtze Power Co., Ltd.
TICKER: 600900 CUSIP: Y1516Q142
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHORT-TERM FIXED INCOME ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #8: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: China Yongda Automobiles Services Holdings Limited
TICKER: 3669 CUSIP: G2162W102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHEUNG TAK ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG ZHIGAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZHU ANNA DEZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MU BINRUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China YuHua Education Corp. Ltd.
TICKER: 6169 CUSIP: G2120K109
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT QIU HONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CHEN LEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Yurun Food Group Ltd.
TICKER: 1068 CUSIP: G21159101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: ELECT ZHU YUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHEN JIANGUO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MIAO YELIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Zhengtong Auto Services Holdings Limited
TICKER: 1728 CUSIP: G215A8108
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG MUQING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT WAN TO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WONG TAN TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 000733 CUSIP: Y1516T104
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING THE EXTENSION OF
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF
SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING THE EXTENSION OF
AUTHORIZATION PERIOD OF PRIVATE PLACEMENT OF SHARES
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 000733 CUSIP: Y1516T104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CONTROLLED SUBSIDIARY'S TRANSFER OF
ACCOUNTS RECEIVABLE FOR FINANCING
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 733 CUSIP: Y1516T104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG LIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT FU XIANMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIAO LISHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HU BEIZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG RUIBIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG BO AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT ZHAO MIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT XIE QIJING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT NI MIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 733 CUSIP: Y1516T104
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OWN FUNDS TO SUPPLEMENT
THE FUND-RAISING INVESTMENT PROJECT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 000733 CUSIP: Y1516T104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF MUTUAL GUARANTEE ISSUER YES FOR FOR
ISSUER: China Zhenhua (Group) Science & Technology Co., Ltd.
TICKER: 733 CUSIP: Y1516T104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: China Zhongwang Holdings Limited
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT LU CHANGQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2b: ELECT WONG CHUN WA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3c: ELECT SHI KETONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: China Zhongwang Holdings Ltd.
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
COMPENSATION AGREEMENTS AND RELATED TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
TO IMPLEMENT THE TRANSACTIONS UNDER THE ASSETS
RESTRUCTURING, THE COMPENSATION AGREEMENTS AND THE
SUPPLEMENTAL AGREEMENT
ISSUER: Chinasoft International Limited
TICKER: 354 CUSIP: G2110A111
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT TANG ZHENMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHANG YAQIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT GAVRIELLA SCHUSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT MO LAI LAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #9: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
ISSUER: Chinese Universe Publishing & Media Co., Ltd.
TICKER: 600373 CUSIP: Y4445Q100
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL SENIOR MANAGEMENT ISSUER NO N/A N/A
POST AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME AND AMEND ISSUER NO N/A N/A
ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #4: APPROVE APPOINTMENT OF 2018 INTERNAL ISSUER NO N/A N/A
CONTROL AUDITOR
PROPOSAL #5: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES BY AUCTION TRADING
PROPOSAL #5.1: APPROVE GOAL OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #5.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #5.3: APPROVE MANNER AND USAGE OF SHARE ISSUER NO N/A N/A
REPURCHASED
PROPOSAL #5.4: APPROVE PRICE RANGE OF THE SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #5.5: APPROVE SIZE, NUMBER AND PROPORTION OF ISSUER NO N/A N/A
THE SHARE REPURCHASE
PROPOSAL #5.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER NO N/A N/A
SHARE REPURCHASE
PROPOSAL #5.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #5.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Chinese Universe Publishing & Media Group Co., Ltd.
TICKER: 600373 CUSIP: Y4445Q100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES AS WELL AS LOAN GUARANTEE
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12.1: ELECT ZHAO DONGLIANG AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT ZHU MIN'AN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #12.3: ELECT ZHANG QIHONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #12.4: ELECT XIE SHANMING AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #12.5: ELECT XIA YUFENG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #12.6: ELECT WU DI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #12.7: ELECT JIANG DINGPING AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #12.8: ELECT WEN XIANLAI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #13.1: ELECT LI HANGUO AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #13.2: ELECT HUANG ZHUOZHEN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #13.3: ELECT TU SHUTIAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #13.4: ELECT LIAO XIANSHENG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #13.5: ELECT LI YUE AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.1: ELECT WU WEIDONG AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #14.2: ELECT ZHOU TIANMING AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #14.3: ELECT WANG HUIMING AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Chin-Poon Industrial Co., Ltd.
TICKER: 2355 CUSIP: Y15427100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Chipbond Technology Corp.
TICKER: 6147 CUSIP: Y15657102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT CHENG, WEN-FENG, WITH ID NO. ISSUER YES FOR FOR
X100131XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: ChipMOS Technologies, Inc.
TICKER: 8150 CUSIP: Y6S18H102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND INDEPENDENT DIRECTORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT CHIN-SHYH OU WITH ID NO. ISSUER YES FOR FOR
M120853XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT YUH-FONG TANG WITH ID NO. ISSUER YES FOR FOR
F102099XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT TAI-HAUR KUO WITH ID NO. ISSUER YES FOR FOR
R121521XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KUEI-ANN WEN WITH ID NO. ISSUER YES FOR FOR
J220092XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT JING-SHAN AUR WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00009855 AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES FOR N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES FOR N/A
PROPOSAL #8.8: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES FOR N/A
PROPOSAL #8.9: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES FOR N/A
PROPOSAL #9: APPROVE RELEASE OF THE 9TH BOARD OF ISSUER YES FOR FOR
DIRECTORS FROM NON-COMPETITION RESTRICTIONS UNDER
ARTICLE 209 OF THE COMPANY ACT
ISSUER: Chlitina Holding Ltd.
TICKER: 4137 CUSIP: G21164101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Cholamandalam Investment and Finance Company Limited
TICKER: 511243 CUSIP: Y1581A113
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUB-DIVISION OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Cholamandalam Investment and Finance Company Ltd
TICKER: 511243 CUSIP: Y1581A113
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT N. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ASHOK KUMAR BARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT M. M. MURUGAPPAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Chong Hong Construction Co., Ltd.
TICKER: 5534 CUSIP: Y1582T103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #8.1: ELECT LI WEN-ZAO, A REPRESENTATIVE OF ISSUER YES FOR FOR
LIAN HONG INVESTMENT CO LTD WITH SHAREHOLDER NO. 193,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LI YAO-ZHONG, A REPRESENTATIVE ISSUER YES FOR FOR
OF LIAN HONG INVESTMENT CO LTD WITH SHAREHOLDER NO.
193, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LI YAO-MIN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
20, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LIU YONG-ZHONG WITH ID NO. ISSUER YES FOR FOR
A121341XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT GUO ZUAN-QIANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 62, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT LU TIAN-WEI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
168 AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CAI SHI-LU WITH ID NO. ISSUER YES FOR FOR
A123387XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT YOU QING-MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 51413 AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
ISSUER: Chongqing Brewery Co., Ltd.
TICKER: 600132 CUSIP: Y15846101
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE CHEE KONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Chongqing Brewery Co., Ltd.
TICKER: 600132 CUSIP: Y15846101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE HANDLING OF BANK SHORT-TERM ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE TO ADJUST THE REMUNERATION OF SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #12.1: ELECT ROLAND ARTHUR LAWRENCE AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT LEE CHEE KONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.3: ELECT CHIN WEE HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LIAN DEJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT LV YANDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT CHEN SONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT GONG YONGDE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT DAI ZHIWEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LI XIANJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT FU XUSHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT HUANG MINLIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Changan Automobile Co. Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAN MING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Chongqing Changan Automobile Co. Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHINA SOUTH INDUSTRIES GROUP FINANCE CO., LTD.
PROPOSAL #12: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHANGAN AUTOMOBILE FINANCE CO., LTD.
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Chongqing Changan Automobile Co. Ltd.
TICKER: 200625 CUSIP: Y1R84W100
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAN MING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Chongqing Changan Automobile Co. Ltd.
TICKER: 200625 CUSIP: Y1R84W100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHINA SOUTH INDUSTRIES GROUP FINANCE CO., LTD.
PROPOSAL #12: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHANGAN AUTOMOBILE FINANCE CO., LTD.
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Chongqing Department Store Co., Ltd.
TICKER: 600729 CUSIP: Y1583U109
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT FINANCIAL AUDITORS ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITORS AS WELL AS TO FIX THEIR
REMUNERATION
ISSUER: Chongqing Department Store Co., Ltd.
TICKER: 600729 CUSIP: Y1583U109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Dima Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF REAL ESTATE ISSUER YES FOR FOR
PROJECT AND INVESTMENT
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE THAT HAS BEEN GRANTED BUT UNLOCKED
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE 2018 ADDITIONAL DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #5.1: ELECT HUANG LIJIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DISSOLUTION AND LIQUIDATION OF ISSUER YES FOR FOR
SUBSIDIARIES
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: APPROVE TERMINATION OF STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN AND CANCELLATION OF GRANTED BUT NOT
YET EXERCISED OPTIONS
PROPOSAL #3: APPROVE DECREASE IN CAPITAL OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF COMMON GROWTH ISSUER YES FOR FOR
PLAN
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CO-INVESTMENT AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.9: APPROVE LISTING ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
PROPOSAL #3: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #4: APPROVE COMMITMENT OF RELEVANT PARTIES ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S REAL ESTATE BUSINESS
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
OF CONTROLLED SUBSIDIARY
ISSUER: Chongqing DIMA Industry Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF MANAGEMENT ON ISSUER YES AGAINST AGAINST
INCREASE IN LAND RESERVE LIMIT
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF FINANCING OF ISSUER YES AGAINST AGAINST
COMPANY AND CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE AUTHORIZATION OF COMPANY AND ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY ASSETS FOR THE FINANCING AND
PLEDGE OF ITS OWN FINANCING
PROPOSAL #10: APPROVE PROVISION OF FINANCING ISSUER YES AGAINST AGAINST
GUARANTEE
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO JOINT ISSUER YES FOR FOR
VENTURE ENTERPRISE
PROPOSAL #12: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE COMPANY'S BORROWING OF FUNDS ISSUER YES AGAINST AGAINST
PROPOSAL #14.1: ELECT LUO SHAOYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT HUANG LIJIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT ZHANG ZHONGJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT WU SHINONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT LI LIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT YI ZONGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT PAN CHUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Fuling Zhacai Group Co., Ltd.
TICKER: 002507 CUSIP: Y1588V102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF 16000 TONS CRISP MUSTARD PRODUCTION LINE AND
SUPPORTING WAREHOUSE CONSTRUCTION PROJECT
PROPOSAL #2: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF 53000 TONS MUSTARD PRODUCTION LINE CONSTRUCTION
PROJECT
ISSUER: Chongqing Fuling Zhacai Group Co., Ltd.
TICKER: 002507 CUSIP: Y1588V102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Chongqing Fuling Zhacai Group Co., Ltd.
TICKER: 2507 CUSIP: Y1588V102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATE IN BIDDING FOR ISSUER YES FOR FOR
STATE-OWNED LAND USE RIGHTS
ISSUER: Chongqing Gangjiu Co., Ltd.
TICKER: 600279 CUSIP: Y2101M108
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT YANG CHANGXUE AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT XIONG WEIMING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT HUANG JI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG QIANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.5: ELECT CAO LANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.6: ELECT LUO YI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT LIAO YUANHE AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG SHUSEN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT LI MING AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT XU LI AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT LI XIN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.3: ELECT WU ZHONGQUAN AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Chongqing Gangjiu Co., Ltd.
TICKER: 600279 CUSIP: Y2101M108
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE BY A BRANCH ISSUER YES FOR FOR
COMPANY USING ASSETS AND PARTIAL CASH
ISSUER: Chongqing Gangjiu Co., Ltd.
TICKER: 600279 CUSIP: Y2101M108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE 2019 INVESTMENT BUDGET ISSUER NO N/A N/A
ISSUER: Chongqing Iron & Steel Co., Ltd.
TICKER: 1053 CUSIP: Y15842100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES OF UNDERTAKINGS BY ISSUER YES FOR FOR
INDIRECT CONTROLLING SHAREHOLDER AND DE FACTO
CONTROLLER OF CHONGQING IRON & STEEL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Iron & Steel Co., Ltd.
TICKER: 1053 CUSIP: Y1R91N119
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES OF UNDERTAKINGS BY ISSUER YES FOR FOR
INDIRECT CONTROLLING SHAREHOLDER AND DE FACTO
CONTROLLER OF CHONGQING IRON & STEEL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Iron & Steel Company Limited
TICKER: 1053 CUSIP: Y15842100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: AUTHORIZE REPURCHASE OF ISSUED A ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #1.02: AUTHORIZE REPURCHASE OF ISSUED H ISSUER YES FOR FOR
SHARE CAPITAL
ISSUER: Chongqing Iron & Steel Company Limited
TICKER: 1053 CUSIP: Y15842100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
FINANCIAL AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.01: AUTHORIZE REPURCHASE OF ISSUED A ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #9.02: AUTHORIZE REPURCHASE OF ISSUED H ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #10.01: ELECT SONG DE AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT WANG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.01: ELECT ZHANG WENXUE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Iron & Steel Company Limited
TICKER: 1053 CUSIP: Y1R91N119
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
FINANCIAL AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.1: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO REPURCHASE A SHARES OF THE
COMPANY
PROPOSAL #9.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO REPURCHASE H SHARES OF THE
COMPANY
PROPOSAL #10.1: ELECT SONG DE AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT WANG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT ZHANG WENXUE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Iron & Steel Company Limited
TICKER: 1053 CUSIP: Y1R91N119
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #9.1: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO REPURCHASE A SHARES OF THE
COMPANY
PROPOSAL #9.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS TO REPURCHASE H SHARES OF THE
COMPANY
ISSUER: Chongqing Machinery & Electric Co. Ltd.
TICKER: 2722 CUSIP: Y1593M105
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN WENGUANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Chongqing Pharscin Pharmaceutical Co., Ltd.
TICKER: 002907 CUSIP: Y1594B108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9.1: ELECT YOU HONGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT LIU XIAOYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT WANG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT HANG YONGLU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT YUANYI YOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT LIANG YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT GAO XUEMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT WANG GUIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT YANG QINGYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT XU KAIYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT DENG ZHICHUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Pharscin Pharmaceutical Co., Ltd.
TICKER: 2907 CUSIP: Y1594B108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Chongqing Road & Bridge Co., Ltd.
TICKER: 600106 CUSIP: Y15843108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEPOSIT AND LOANS AS WELL AS ISSUER YES FOR FOR
FINANCIAL SERVICES WITH RELATED-PARTY BANK
ISSUER: Chongqing Road & Bridge Co.,Ltd
TICKER: 600106 CUSIP: Y15843108
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ALLOWANCE SYSTEM FOR DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS AND ADJUST THE ALLOWANCE OF INDEPENDENT
DIRECTORS
PROPOSAL #2.1: ELECT JIANG JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU QINQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GU ANDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LV WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT ZHANG MAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GONG ZHIZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHAN YINGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT KE SHAOLIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LI JING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HU TAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT JIANG WENLIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Chongqing Rural Commercial Bank Co. Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU JIANZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT XIE WENHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ZHANG PEIZONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT HE ZHIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT CHEN XIAOYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DUAN XIAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT LUO YUXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT WEN HONGHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT YUAN ZENGTING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT CAO GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT SONG QINGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT LI MINGHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT ZHANG QIAOYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZENG JIANWU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZUO RUILAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT WANG HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT PAN LIKE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT HU SHUCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES FOR THE ISSUER YES FOR FOR
GENERAL MEETING
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
OF SUPERVISORS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
ISSUER: Chongqing Rural Commercial Bank Co. Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL FINANCIAL FINAL ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #4: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ELECT QIAO CHANGZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHANG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REVISION OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS BY INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE EXTENSION OF THE TERM OF ISSUER YES FOR FOR
INITIAL PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #13: APPROVE EXTENSION OF THE TERM OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
ISSUER: Chongqing Sokon Industry Group Co., Ltd.
TICKER: 601127 CUSIP: Y1586E102
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERTIBLE BOND CONVERSION PRICE
PROPOSAL #2: APPROVE 2018 ADDITIONAL GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Chongqing Sokon Industry Group Co., Ltd.
TICKER: 601127 CUSIP: Y1586E102
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OFFSET OF DEBT DUE TO TRANSFER ISSUER YES FOR FOR
OF BANK LOANS
ISSUER: Chongqing Sokon Industry Group Co., Ltd.
TICKER: 601127 CUSIP: Y1586E102
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #11: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AND RELATED PARTY TRANSACTIONS
PROPOSAL #11.1: APPROVE TRANSACTION PARTY ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE TARGET ASSET ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE TRANSACTION PRICE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.6: APPROVE PRICING PRINCIPLE AND ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #11.7: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #11.9: APPROVE LOCK-UP ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #11.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #11.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #11.12: APPROVE TRANSFER OF OWNERSHIP OF THE ISSUER YES FOR FOR
UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF
CONTRACTUAL OBLIGATIONS
PROPOSAL #11.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AND RELATED PARTY TRANSACTIONS DRAFT AND
PROPOSAL #13: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #14: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS REORGANIZATION AS STIPULATED IN ARTICLE 13 OF THE
MEASURES FOR THE ADMINISTRATION OF MAJOR ASSET
RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #15: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 AND 43 OF PROVISIONS ON SEVERAL ISSUES
REGULATING THE MAJOR ASSET RESTRUCTURING OF LISTED
COMPANIES
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #18: APPROVE SIGNING OF SUPPLEMENTAL ISSUER YES FOR FOR
CONDITIONAL SUBSCRIPTION AGREEMENT
PROPOSAL #19: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #20: APPROVE FLUCTUATION OF THE COMPANY'S ISSUER YES FOR FOR
STOCK PRICE DOES NOT MEET THE RELEVANT STANDARDS OF
ARTICLE 5 OF THE CIRCULAR ON REGULATING INFORMATION
DISCLOSURE OF LISTED COMPANIES AND THE RELEVANT
PARTIES' BEHAVIORS
PROPOSAL #21: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #22: APPROVE AUDIT REPORT, PROFIT FORECAST ISSUER YES FOR FOR
REPORT AND APPRAISAL REPORT OF THE TRANSACTION
PROPOSAL #23: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #24: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT ON THE EQUITY TRANSFER
PROPOSAL #25: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Chongqing Taiji Industry (Group) Co., Ltd.
TICKER: 600129 CUSIP: Y1584J103
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ESTABLISHMENT OF MIANYANG TAIJI ISSUER YES FOR FOR
REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Chongqing Taiji Industry (Group) Co., Ltd.
TICKER: 600129 CUSIP: Y1584J103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF EQUIPMENTS OF ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT
ISSUER: Chongqing Taiji Industry (Group) Co., Ltd.
TICKER: 600129 CUSIP: Y1584J103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO TAIJI ISSUER YES FOR FOR
GROUP CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHONGQING FULING TAIJI PRINTING CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Chongqing Taiji Industry Co., Ltd.
TICKER: 600129 CUSIP: Y1584J103
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE SIGNING OF DEMOLITION ISSUER YES FOR FOR
COMPENSATION AGREEMENT BY CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE SIGNING OF DEMOLITION ISSUER YES FOR FOR
COMPENSATION AGREEMENT BY MIANYANG DISTRICT
CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE SIGNING OF DEMOLITION SHAREHOLDER YES FOR FOR
COMPENSATION AGREEMENT BY CONTROLLED SUBSIDIARY
SOUTHWEST PHARMACEUTICAL CO., LTD.
ISSUER: Chongqing Three Gorges Water Conservancy & Elect Pwr Co. Ltd.
TICKER: 600116 CUSIP: Y1584L108
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YE JIANQIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1: ELECT YE JIANQIAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2: ELECT LI XIANMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LI XIANMING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3: ELECT CHEN TAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3: ELECT CHEN TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT XIE FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT XIE FENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5: ELECT YAN KUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5: ELECT YAN KUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT CHEN LIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT CHEN LIJUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7: ELECT WANG XI AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7: ELECT WANG XI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHANG XINGAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8: ELECT ZHANG XINGAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT YAO YI AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9: ELECT YAO YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SUN JIA AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #10: ELECT SUN JIA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ZHANG HUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ZHANG HUI AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #12: ELECT SHEN JIANPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT SHEN JIANPING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #13.1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
PROPOSAL #13.1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER NO N/A N/A
PROPOSAL #13.2: ELECT LIU SHIMING AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #13.2: ELECT LIU SHIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
ISSUER: Chongqing Three Gorges Water Conservancy & Elect Pwr Co. Ltd.
TICKER: 600116 CUSIP: Y1584L108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUSINESS PLAN ISSUER NO N/A N/A
PROPOSAL #5: APPROVE BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING APPLICATION FROM ISSUER NO N/A N/A
FINANCIAL INSTITUTION
PROPOSAL #6: APPROVE FINANCING APPLICATION FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTION
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE TO APPOINT INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Chongqing Water Group Co., Ltd.
TICKER: 601158 CUSIP: Y15967105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL BUDGET PERFORMANCE ISSUER YES FOR FOR
AND 2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Chongqing Yukaifa Co., Ltd.
TICKER: 000514 CUSIP: Y15844106
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE TYPE AND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PLACEMENT ARRANGEMENT TO ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.4: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.8: APPROVE BOND LISTING ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.10: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Chongqing Yukaifa Co., Ltd.
TICKER: 000514 CUSIP: Y15844106
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDARD OF SUBSIDY FOR ISSUER YES FOR FOR
TRANSPORTATION OF EXECUTIVES AND OTHER PERSONNEL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Yukaifa Co., Ltd.
TICKER: 000514 CUSIP: Y15844106
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Chongqing Zaisheng Technology Co., Ltd.
TICKER: 603601 CUSIP: Y1R020109
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GAO GUIXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF DEBT TRANSFER AGREEMENT
ISSUER: Chongqing Zaisheng Technology Co., Ltd.
TICKER: 603601 CUSIP: Y1R020109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER NO N/A N/A
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #11: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER NO N/A N/A
TO REPLENISH WORKING CAPITAL
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #16: APPROVE ADJUSTMENT ON PERFORMANCE SHAREHOLDER NO N/A N/A
COMMITMENT COMPENSATION
ISSUER: Chongqing Zaisheng Technology Co., Ltd.
TICKER: 603601 CUSIP: Y1R020109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO STOCK OPTION INCENTIVE
PLAN
PROPOSAL #4: APPROVE ADDITIONAL 2019 DAILY RELATED SHAREHOLDER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Chongqing Zhifei Biological Products Co Ltd
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG RENSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT JIANG LINGFENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT DU LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG SHILONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI ZHENJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT QIN FEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU BAOKUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG XINRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YUAN LIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Chongqing Zhifei Biological Products Co., Ltd.
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Chongqing Zhifei Biological Products Co., Ltd.
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAPITAL INJECTION OF ASSOCIATE ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Zhifei Biological Products Co., Ltd.
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT
ISSUER: Chongqing Zhifei Biological Products Co., Ltd.
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #9: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Chongqing Zhifei Biological Products Co., Ltd.
TICKER: 300122 CUSIP: Y1601T100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN PHASE 2
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS
ISSUER: Chongqing Zongshen Power Machinery Co., Ltd.
TICKER: 001696 CUSIP: Y1307H103
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN IMPLEMENTATION SUBJECT ISSUER YES FOR FOR
OF DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE SIGNING OF NETWORK TRANSACTION ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Chongqing Zongshen Power Machinery Co., Ltd.
TICKER: 001696 CUSIP: Y1307H103
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Chongqing Zongshen Power Machinery Co., Ltd.
TICKER: 001696 CUSIP: Y1307H103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND DETAILED RULES FOR IMPLEMENTATION ISSUER YES FOR FOR
OF STRATEGIC COMMITTEE
PROPOSAL #5: AMEND AUDIT COMMITTEE REGULATIONS ISSUER YES FOR FOR
PROPOSAL #6: AMEND REMUNERATION AND APPRAISAL ISSUER YES FOR FOR
COMMITTEE REGULATIONS
PROPOSAL #7: AMEND NOMINATION COMMITTEE REGULATIONS ISSUER YES FOR FOR
ISSUER: Chongqing Zongshen Power Machinery Co., Ltd.
TICKER: 1696 CUSIP: Y1307H103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE SPECIAL AUDIT REPORT ON THE ISSUER YES FOR FOR
USAGE OF COMPANY'S NON-OPERATING CAPITAL AND OTHER
RELATED FUNDS
PROPOSAL #12: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN WEALTH MANAGEMENT PRODUCTS
PROPOSAL #14: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES
PROPOSAL #15: APPROVE ENGAGEMENT OF WEALTH MANAGEMENT ISSUER YES FOR FOR
BUSINESS
PROPOSAL #16: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES AND FINANCIAL PLAN
PROPOSAL #17: APPROVE WRITE-OFF OF ASSETS ISSUER YES FOR FOR
ISSUER: Chongqing Zongshen Power Machinery Co., Ltd.
TICKER: 001696 CUSIP: Y1307H103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZUO ZONGSHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HU XIANYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI YAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HUANG PEIGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT QIN ZHONGRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG DAYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG RENPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT REN XIAOCHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHAI ZHENHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIANG ZONGGUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEI TING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LU QING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CHEN GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
TO ZONGSHEN SMALL LOAN COMPANY
PROPOSAL #5.2: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES AGAINST AGAINST
TO ZONGSHEN FACTORING COMPANY AND ZONGSHEN FINANCIAL
LEASING COMPANY
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Chongyi Zhangyuan Tungsten Co., Ltd.
TICKER: 2378 CUSIP: Y1601S102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Chongyi Zhangyuan Tungsten Co., Ltd.
TICKER: 2378 CUSIP: Y1601S102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADJUSTMENTS ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
HUANG ZELAN
PROPOSAL #9.2: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
HUANG SHICHUN
PROPOSAL #9.3: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
FAN DIYAO
PROPOSAL #9.4: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
LIU JIE
PROPOSAL #9.5: APPROVE ADJUSTMENT ON ALLOWANCE OF ISSUER YES FOR FOR
WANG PING
PROPOSAL #9.6: APPROVE ADJUSTMENT ON ALLOWANCE OF PAN ISSUER YES FOR FOR
FENG
PROPOSAL #9.7: APPROVE ADJUSTMENT ON ALLOWANCE OF ISSUER YES FOR FOR
WANG ANJIAN
PROPOSAL #9.8: APPROVE ADJUSTMENT ON ALLOWANCE OF ISSUER YES FOR FOR
ZHANG HONGFA
PROPOSAL #9.9: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13.1: ELECT CHEN BANGMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Chroma Ate, Inc.
TICKER: 2360 CUSIP: Y1604M102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: Chularat Hospital PCL
TICKER: CHG CUSIP: Y1613L145
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT KUMPOL PLUSSIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT YANYONG AMORNPITAKKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT SOMYOS YAN-UBOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT PINIT KULLAVANIJAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Chun Yuan Steel Industry Co., Ltd.
TICKER: 2010 CUSIP: Y1626N104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #9.1: ELECT LI WEN LONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.000006 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CAI XI QI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.000015 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT ZHENG YI MING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.000019 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT CAI XI YI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.000014 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT A REPRESENTATIVE OF AN TING ISSUER YES AGAINST AGAINST
INVESTMENT CO LTD, WITH SHAREHOLDER NO.001872 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT A REPRESENTATIVE OF FU JU CHUN ISSUER YES AGAINST AGAINST
CO LTD, WITH SHAREHOLDER NO.092704 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #9.7: ELECT A REPRESENTATIVE OF LIAN DE ISSUER YES AGAINST AGAINST
INVESTMENT INDUSTRIAL CO LTD, WITH SHAREHOLDER
NO.000768 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT CAI ZHENG TING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.093364 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT ZENG YONG FU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.N100340XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.10: ELECT LIN WEI LIANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.P102627XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.11: ELECT XU LI MING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A124497XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Chung Hwa Pulp Corp.
TICKER: 1905 CUSIP: Y1612Y106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES FOR ISSUER YES FOR FOR
TRANSACTIONS WITH RELATED PARTIES
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT KIRK HWANG, REPRESENTATIVE OF ISSUER YES FOR FOR
YFY INC., WITH SHAREHOLDER NO. 6 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #9.2: ELECT S. C. HO, REPRESENTATIVE OF YFY ISSUER YES FOR FOR
INC., WITH SHAREHOLDER NO. 6 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #9.3: ELECT FELIX HO, REPRESENTATIVE OF YFY ISSUER YES FOR FOR
INC., WITH SHAREHOLDER NO. 6 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #9.4: ELECT CHIH-CHENG HUANG, REPRESENTATIVE ISSUER YES FOR FOR
OF LOTUS ECOSCINGS & ENGINEERING CO., LTD., WITH
SHAREHOLDER NO. 219188 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT GUU-FONG LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
LOTUS ECOSCINGS & ENGINEERING CO., LTD., WITH
SHAREHOLDER NO. 219188 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT RAY CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
LOTUS ECOSCINGS & ENGINEERING CO., LTD., WITH
SHAREHOLDER NO. 219188 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT DONALD CHANG WITH ID NO. ISSUER YES FOR FOR
T100397XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT SHIH-LAI LU WITH ID NO. ISSUER YES FOR FOR
A100681XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT YI LEE WITH ID NO. A100577XXX AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Chung-Hsin Electric & Machinery Manufacturing Corp.
TICKER: 1513 CUSIP: Y1612A108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES AGAINST AGAINST
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE SPIN-OFF OF RENEWABLE ENERGY ISSUER YES FOR FOR
GROUP AS CHUNG-HSIN ENERGY TECH INC.
ISSUER: Chunghsin Technology Group Co., Ltd.
TICKER: 603996 CUSIP: Y1601Z106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE FINANCING CREDIT LINE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Chunghwa Precision Test Tech Co., Ltd.
TICKER: 6510 CUSIP: Y1612W100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Chunghwa Telecom Co. Ltd.
TICKER: 2412 CUSIP: 17133Q502
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHI-MAU SHEIH, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.2: ELECT SHUI-YI KUO, A REPRESENTATIVE OF ISSUER YES FOR FOR
MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.3: ELECT YU-LIN HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.4: ELECT SHIN-YI CHANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.5: ELECT HO-TING HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.6: ELECT SIN-HORNG CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.7: ELECT HUNG-YI HSIAO, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.8: ELECT CHIN TSAI PAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.9: ELECT LO-YU YEN WITH ID NO. R103059XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT JENRAN CHEN WITH ID NO. ISSUER YES FOR FOR
Q120125XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT YU-FEN LIN WITH ID NO. ISSUER YES FOR FOR
U220415XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT CHUNG-CHIN LU WITH ID NO. ISSUER YES FOR FOR
S123271XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.13: ELECT YI-CHIN TU WITH ID NO. ISSUER YES FOR FOR
D120908XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON THE 9TH TERM OF DIRECTORS
ISSUER: Chunghwa Telecom Co. Ltd.
TICKER: 2412 CUSIP: Y1613J108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHI-MAU SHEIH, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.2: ELECT SHUI-YI KUO, A REPRESENTATIVE OF ISSUER YES FOR FOR
MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.3: ELECT YU-LIN HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.4: ELECT SHIN-YI CHANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.5: ELECT HO-TING HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.6: ELECT SIN-HORNG CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.7: ELECT HUNG-YI HSIAO, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.8: ELECT CHIN TSAI PAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF MOTC WITH SHAREHOLDER NO. 1, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.9: ELECT LO-YU YEN WITH ID NO. R103059XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT JENRAN CHEN WITH ID NO. ISSUER YES FOR FOR
Q120125XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT YU-FEN LIN WITH ID NO. ISSUER YES FOR FOR
U220415XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT CHUNG-CHIN LU WITH ID NO. ISSUER YES FOR FOR
S123271XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.13: ELECT YI-CHIN TU WITH ID NO. ISSUER YES FOR FOR
D120908XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON THE 9TH TERM OF DIRECTORS
ISSUER: Chuying Agro-Pastoral Group Co., Ltd.
TICKER: 002477 CUSIP: Y3122Q102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT OF IMPLEMENTATION ISSUER YES FOR FOR
OF EQUITY ACQUISITION PLAN BY CONTROLLING
SHAREHOLDERS, PARTIAL DIRECTORS, SUPERVISORS, SENIOR
MANAGEMENT, SECURITIES AFFAIRS REPRESENTATIVE AND
OTHER CORE MANAGEMENT
ISSUER: Chuying Agro-Pastoral Group Co., Ltd.
TICKER: 002477 CUSIP: Y3122Q102
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Chuying Agro-Pastoral Group Co., Ltd.
TICKER: 002477 CUSIP: Y3122Q102
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU JIANGTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LI XUEZHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Cia Cervecerias Unidas SA
TICKER: CCU CUSIP: P24905104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE CHAIRMAN'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 358.33 PER SHARE AND CLP 716.66 PER
ADR TO BE DISTRIBUTED ON APRIL 29, 2019
PROPOSAL #4: PRESENT DIVIDEND POLICY AND DISTRIBUTION ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9.1: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #9.2: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES
PROPOSAL #11: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3058Y103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAULO ROBERTO FRANCESCHI AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND RICARDO BERTUCCI AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3R668101
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISS GEORGE HERMANN RODOLFO TORMIN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2: ELECT JOSE ROBERTO RUIZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES FOR EACH
SUPPORTED NOMINEE?
PROPOSAL #4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE ROBERTO RUIZ AS DIRECTOR
PROPOSAL #5: DISMISS IVENS MORETTI PACHECO AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #6: ELECT CAIO MARCIO NOGUEIRA SOARES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #7: DISMISS MAURO RICARDO MACHADO COSTA AS ISSUER YES FOR FOR
EVALUATION AND NOMINATING COMMITTEE MEMBER
PROPOSAL #8: ELECT ALEXANDRE TEIXEIRA AS EVALUATION ISSUER YES FOR FOR
AND NOMINATING COMMITTEE MEMBER
PROPOSAL #9: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #10: AMEND REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3R668101
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: RATIFY ELECTION OF DIRECTORS ISSUER NO N/A N/A
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3R668101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: DISMISS EVALUATION AND NOMINATING ISSUER NO N/A N/A
COMMITTEE MEMBERS
PROPOSAL #3: ELECT ROBERVAL VIEIRA AS EVALUATION AND ISSUER NO N/A N/A
NOMINATING COMMITTEE MEMBER
PROPOSAL #4: ELECT ARIOVALDO VANDREI ZAMPIERI AS ISSUER NO N/A N/A
EVALUATION AND NOMINATING COMMITTEE MEMBER
PROPOSAL #5: ELECT ANTONIO DILSON PICOLO FILHO AS ISSUER NO N/A N/A
EVALUATION AND NOMINATING COMMITTEE MEMBER
PROPOSAL #6: ELECT FABIO LEANDRO TOKARS AS EVALUATION ISSUER NO N/A N/A
AND NOMINATING COMMITTEE MEMBER
PROPOSAL #7: ELECT ROBSON AUGUSTO PASCOALINI AS ISSUER NO N/A N/A
EVALUATION AND NOMINATING COMMITTEE MEMBER
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3R668101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #4: DISMISS FRANCISCO FEIO RIBEIRO FILHO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5: DISMISS JOSE ROBERTO RUIZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7.1: ELECT JACQUES GEOVANI SHINEMANN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.2: ELECT RODRIGO SANCHEZ RIOS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JACQUES GEOVANI SHINEMANN AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RODRIGO SANCHEZ RIOS AS DIRECTOR
PROPOSAL #10.1: ELECT RICARDO CANSIAN NETTO AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER
PROPOSAL #10.2: ELECT LUIS OTAVIO DIAS DA FONSECA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER
PROPOSAL #10.3: ELECT LAERZIO CHIESORIN JUNIOR FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER
PROPOSAL #11: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND WALTER LUIS BERNARDES
ALBERTONI AS ALTERNATE APPOINTED BY MINORITY
SHAREHOLDER
PROPOSAL #12: ELECT PAULO ROBERTO FRANCESCHI AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND RICARDO BERTUCCI AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #13: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER NO N/A N/A
ANNOUNCEMENTS
ISSUER: Cia de Saneamento do Parana
TICKER: SAPR4 CUSIP: P3R668101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FABIO MALINA LOSSO AS EVALUATION ISSUER YES AGAINST AGAINST
AND NOMINATING COMMITTEE MEMBER
ISSUER: Cia de Transmissao de Energia Eletrica Paulista
TICKER: TRPL4 CUSIP: P30576113
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FELIPE BAPTISTA DA SILVA AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND LUIZ ALBERTO MEIRELLES BELEIRO
BARREIRO JUNIOR AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
PROPOSAL #2: ELECT MARCOS SIMAS PARENTONI AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #3: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
ISSUER: Cia Energetica de Sao Paulo
TICKER: CESP6 CUSIP: P25784193
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FELIPE DUTRA CANCADO AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #3: ELECT PAULO ROBERTO FRANCESCHI AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND BRUNO SHIGUEYOSHI OSHIRO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Cia Hering SA
TICKER: HGTX3 CUSIP: P25849160
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER NO N/A N/A
AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #2: INSTALL STATUTORY AUDIT COMMITTEE AND ISSUER NO N/A N/A
AMEND ARTICLES ACCORDINGLY
PROPOSAL #3: AMEND ARTICLE 18 ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 20 ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLE 22 ISSUER NO N/A N/A
PROPOSAL #6: REMOVE ARTICLES 22 AND 23 ISSUER NO N/A N/A
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE MINUTES OF MEETING SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #10: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Cia Hering SA
TICKER: HGTX3 CUSIP: P25849160
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANDREA OLIVEIRA MOTA BARIL AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CELSO LUIS LODUCCA AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIA WORMS SCIAMA AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FABIO COLLETTI BARBOSA AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FABIO HERING AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT IVO HERING AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PATRICK CHARLES MORIN JUNIOR AS DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: APPROVE MINUTES OF MEETING SUMMARY ISSUER NO N/A N/A
PROPOSAL #12: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: INSTALL FISCAL COUNCIL AND FIX NUMBER OF ISSUER NO N/A N/A
MEMBERS
PROPOSAL #4.1: ELECT ADRIANO MEIRA RICCI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND ADELAR VALENTIM DIAS AS ALTERNATE
PROPOSAL #4.2: ELECT SIMAO LUIZ KOVALSKI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND SIGMAR MILTON MAYER FILHO AS
ALTERNATE
PROPOSAL #4.3: ELECT HERCULANO ANIBAL ALVES AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND KLEBER DO ESPIRITO SANTO AS
ALTERNATE
PROPOSAL #4.4: ELECT MARCELO SANTOS DALL'OCCO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND CARLOS ROBERTO MENDONCA DA
SILVA AS ALTERNATE
PROPOSAL #4.5: ELECT HAROLDO REGINALDO LEVY NETO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND MILTON LUIZ MILONI AS
ALTERNATE
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ARTUR PADULA OMURO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2: ELECT CARLOS HAMILTON VASCONCELOS ARAUJO ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #3: ELECT CARLOS MOTTA DOS SANTOS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: CIFI Holdings (Group) Co. Ltd.
TICKER: 884 CUSIP: G2140A107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LIN ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIN FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT TAN WEE SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: CIMB Group Holdings Bhd.
TICKER: 1023 CUSIP: Y1636J101
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NASIR AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROBERT NEIL COOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT AFZAL ABDUL RAHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: CIMC Enric Holdings Ltd
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
ISSUE RESTRICTED SHARES TO THE TRUSTEE TO HOLD ON
TRUST FOR SELECTED PARTICIPANTS AND RELATED
TRANSACTIONS
PROPOSAL #2: ELECT ZENG HAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: CIMC Enric Holdings Ltd.
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG CAIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YIEN YU YU, CATHERINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YU YUQUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT WANG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT ZHANG XUEQIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Cimsa Cimento Sanayi ve Ticaret AS
TICKER: CIMSA CUSIP: M2422Q104
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Cinda Real Estate Co. Ltd.
TICKER: 600657 CUSIP: Y07703104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF ISSUANCE OF CORPORATE BOND VIA PRIVATE
PLACEMENT
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Cinda Real Estate Co. Ltd.
TICKER: 600657 CUSIP: Y07703104
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: ELECT CHEN YONGZHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LU TAIPING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: ELECT HUANG XINBAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN 2018 COMPANY'S AUDIT ISSUER YES FOR FOR
FEE
ISSUER: Cinda Real Estate Co. Ltd.
TICKER: 600657 CUSIP: Y07703104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE AUTHORIZATION TO PROVIDE ISSUER YES AGAINST AGAINST
EXTERNAL GUARANTEE
PROPOSAL #8: APPROVE AUTHORIZATION OF RELATED LEGAL ISSUER YES FOR FOR
ENTITY AND THE COMPANY TO CARRY OUT DEBT
RESTRUCTURING, ENTRUSTED LOANS, TRUST LOANS,
FINANCIAL LEASING, CREDIT GUARANTEES, ASSET
ACQUISITION AND SALE, AND OTHER RELATED MATTERS
PROPOSAL #9: APPROVE SPECIAL AUTHORIZATION FOR ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS WITH NANYANG COMMERCIAL
ISSUER: Cinda Real Estate Co., Ltd.
TICKER: 600657 CUSIP: Y07703104
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Cipla Ltd.
TICKER: 500087 CUSIP: Y1633P142
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT SAMINA VAZIRALLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
PROPOSAL #9: APPROVE CONTINUATION OF Y. K. HAMIED AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE CONTINUATION OF M. K. HAMIED AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: CITIC Guoan Information Industry Co., Ltd.
TICKER: 000839 CUSIP: Y1636B108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF INCREASE IN ISSUER YES FOR FOR
HOLDINGS IN THE COMPANY BY CONTROLLING SHAREHOLDER
ISSUER: CITIC Guoan Information Industry Co., Ltd.
TICKER: 000839 CUSIP: Y1636B108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8.1: APPROVE TRANSACTIONS WITH CHINA CITIC ISSUER YES FOR FOR
BANK CORPORATION
PROPOSAL #8.2: APPROVE TRANSACTIONS WITH CITIC ISSUER YES FOR FOR
PRUDENTIAL LIFE INSURANCE CO., LTD.
PROPOSAL #8.3: APPROVE TRANSACTIONS ON ANGOLA IGEO ISSUER YES FOR FOR
COMPUTER ROOM ENGINEERING SERVICES WITH CITIC
CONSTRUCTION CO., LTD.
PROPOSAL #8.4: APPROVE TRANSACTIONS ON ANGOLA KK ISSUER YES FOR FOR
PROJECT SERVICES WITH CITIC CONSTRUCTION CO., LTD.
PROPOSAL #8.5: APPROVE TRANSACTIONS WITH CITIC GUOAN ISSUER YES FOR FOR
FIRST CITY INTERNATIONAL CONFERENCE & EXHIBITION CO.,
LTD.
PROPOSAL #8.6: APPROVE TRANSACTIONS WITH CITIC GUOAN ISSUER YES FOR FOR
CITY DEVELOPMENT HOLDINGS CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #8.7: APPROVE TRANSACTIONS WITH CHANGSHA ISSUER YES FOR FOR
GUOAN BROADCASTING & TV BROADBAND NETWORK CO., LTD.
PROPOSAL #8.8: APPROVE TRANSACTIONS WITH LIUYANG ISSUER YES FOR FOR
GUOAN BROADCASTING & TV BROADBAND NETWORK CO., LTD.
PROPOSAL #8.9: APPROVE PROVISION OF TECHNICAL ISSUER YES FOR FOR
SERVICES, OTT VALUE-ADDED BUSINESS SERVICES AND
ADVERTISING BUSINESS SERVICES TO HUBEI RADIO AND
TELEVISION INFORMATION NETWORK CO., LTD.
PROPOSAL #8.10: APPROVE PROVISION OF MARKETING ISSUER YES FOR FOR
SERVICES AND ADVERTISING BUSINESS SERVICES TO BEIJING
SHENGSHIHUI TECHNOLOGY CO., LTD.
PROPOSAL #8.11: APPROVE ACCEPTANCE OF MARKETING ISSUER YES FOR FOR
SERVICES FROM HUBEI RADIO AND TV INFORMATION NETWORK
CO., LTD.
PROPOSAL #8.12: APPROVE ACCEPTANCE OF SERVICES FROM ISSUER YES FOR FOR
CHINA ENTERPRISE NETWORK COMMUNICATION TECHNOLOGY
CO., LTD.
PROPOSAL #8.13: APPROVE ACCEPTANCE OF SERVICES R&D ISSUER YES FOR FOR
SERVICES FROM BEIJING SHENGSHIHUI TECHNOLOGY CO.,
PROPOSAL #8.14: APPROVE TRANSACTIONS ON SALES OF ISSUER YES FOR FOR
ANGOLA GEOLOGICAL SURVEY POSITIONING SYSTEM TO CITIC
CONSTRUCTION CO., LTD.
PROPOSAL #8.15: APPROVE TRANSACTIONS ON SALES OF E- ISSUER YES FOR FOR
COMMERCE BUSINESS TO BEIJING SHENGSHIHUI TECHNOLOGY
CO., LTD.
PROPOSAL #8.16: APPROVE TRANSACTIONS WITH CITIC GROUP ISSUER YES FOR FOR
CO., LTD. AS WELL AS CITIC GUOAN GROUP CO., LTD. AND
THEIR SUBSIDIARIES
PROPOSAL #9.1: APPROVE GUARANTEE PROVISION FOR CITIC ISSUER YES FOR FOR
GUOAN INFORMATION TECHNOLOGY CO., LTD.
PROPOSAL #9.2: APPROVE GUARANTEE PROVISION FOR CITIC ISSUER YES FOR FOR
GUOAN GUANGSHI NETWORK CO., LTD.
PROPOSAL #9.3: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
BEIJING HONGLIAN JIUWU INFORMATION INDUSTRY CO., LTD.
PROPOSAL #9.4: APPROVE GUARANTEE PROVISION FOR CITIC ISSUER YES FOR FOR
GUOAN REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #10: APPROVE TERMINATION OF CAPITAL INCREASE ISSUER YES FOR FOR
PLAN
ISSUER: CITIC Heavy Industries Co., Ltd.
TICKER: 601608 CUSIP: Y163AK103
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON PARTIAL ISSUER YES FOR FOR
IMPLEMENTATION CONTENT OF THE RAISED FUNDS INVESTMENT
PROJECT
ISSUER: CITIC Heavy Industries Co., Ltd.
TICKER: 601608 CUSIP: Y163AK103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT OF ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: CITIC Heavy Industries Co., Ltd.
TICKER: 601608 CUSIP: Y163AK103
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: ELECT ZHANG ZHIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: CITIC Limited
TICKER: 267 CUSIP: Y1639J116
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI QINGPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAN SHUQIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIU ZHONGYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XU JINWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT GREGORY LYNN CURL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NOT TO FILL UP THE VACATED ISSUER YES FOR FOR
OFFICE OF PAUL CHOW MAN YIU UPON HIS RETIREMENT AS A
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: CITIC Offshore Helicopter Co., Ltd.
TICKER: 000099 CUSIP: Y1637P106
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE SIGNING OF APPROVE FINANCIAL ISSUER YES FOR FOR
SERVICES AGREEMENT
PROPOSAL #3: APPROVE FINANCING BUSINESS PLAN ISSUER YES FOR FOR
ISSUER: CITIC Offshore Helicopter Co., Ltd.
TICKER: 99 CUSIP: Y1637P106
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: CITIC Offshore Helicopter Co., Ltd.
TICKER: 000099 CUSIP: Y1637P106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: CITIC Resources Holdings Limited
TICKER: 1205 CUSIP: G2155Y107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SUN YUFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SUO ZHENGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHAN KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LOOK ANDREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: CITIC Securities Co., Ltd.
TICKER: 6030 CUSIP: Y1639N109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPDATED PLAN IN RELATION TO THE ISSUER YES FOR FOR
ACQUISITION OF ASSETS BY ISSUANCE OF SHARES AND
RELATED PARTY TRANSACTION
PROPOSAL #1.01: APPROVE OVERALL PLAN OF THE ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #1.02: APPROVE TARGET ASSETS AND ISSUER YES FOR FOR
COUNTERPARTIES OF THE TRANSACTION
PROPOSAL #1.03: APPROVE PRICING BASIS OF THE TARGET ISSUER YES FOR FOR
ASSET AND CONSIDERATION OF THE TRANSACTION
PROPOSAL #1.04: APPROVE PAYMENT METHODS OF THE ISSUER YES FOR FOR
CONSIDERATION
PROPOSAL #1.05: APPROVE TERM OF PAYMENT ISSUER YES FOR FOR
PROPOSAL #1.06: APPROVE CONTRACTUAL OBLIGATIONS ISSUER YES FOR FOR
REGARDING THE TRANSFER OF THE TARGET ASSETS AND
LIABILITY FOR BREACH OF THE RELEVANT OBLIGATIONS
PROPOSAL #1.07: APPROVE PROFIT AND LOSS DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #1.08: APPROVE TRANSFER OF THE EXCLUDED ISSUER YES FOR FOR
ASSETS BY GUANGZHOU SECURITIES
PROPOSAL #1.09: APPROVE DEBT AND PERSONNEL ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #1.1: APPROVE PRELIMINARY INTEGRATION ISSUER YES FOR FOR
ARRANGEMENTS UPON COMPLETION OF THE TRANSACTION
PROPOSAL #1.11: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #1.12: APPROVE WAY OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE TYPE AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.14: APPROVE TARGETS OF ISSUANCE AND WAY ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #1.15: APPROVE PRICING BENCHMARK DATE AND ISSUER YES FOR FOR
ISSUE PRICE
PROPOSAL #1.16: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.18: APPROVE ARRANGEMENT IN RELATION TO ISSUER YES FOR FOR
THE ACCUMULATED UNDISTRIBUTED PROFITS OF THE COMPANY
PRIOR TO THE ISSUANCE
PROPOSAL #1.19: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTING A ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #3: APPROVE REPORT ON THE ACQUISITION OF ISSUER YES FOR FOR
ASSETS BY ISSUANCE OF SHARES AND RELATED PARTY
TRANSACTION OF CITIC SECURITIES COMPANY LIMITED
(DRAFT) AND ITS SUMMARY
PROPOSAL #4: APPROVE AGREEMENT ON ASSET ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND ITS APPENDIX AMONG THE
COMPANY, ITS WHOLLY-OWNED SUBSIDIARY AND SPECIFIC
PROPOSAL #5: APPROVE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES NOT CONSTITUTING A BACKDOOR
LISTING AS STIPULATED IN ARTICLE 13 OF THE
ADMINISTRATIVE MEASURES FOR THE SIGNIFICANT ASSET
RESTRUCTURINGS OF LISTED COMPANIES
PROPOSAL #6: APPROVE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AND RELATED PARTY TRANSACTION OF
THE COMPANY COMPLYING WITH RELEVANT LAWS AND
PROPOSAL #7: APPROVE TRANSACTION COMPLYING WITH ISSUER YES FOR FOR
ARTICLE 4 OF THE PROVISIONS ON SEVERAL ISSUES
CONCERNING REGULATING THE SIGNIFICANT ASSET
RESTRUCTURINGS OF LISTED COMPANIES
PROPOSAL #8: APPROVE AUDIT REPORT, THE PRO FORMA ISSUER YES FOR FOR
REVIEW REPORT AND THE ASSET VALUATION REPORT IN
RELATION TO THE TRANSACTION
PROPOSAL #9: APPROVE INDEPENDENCE OF THE APPRAISAL ISSUER YES FOR FOR
INSTITUTION, REASONABLENESS OF THE APPRAISAL
ASSUMPTIONS, RELEVANCE OF APPRAISAL METHOD SELECTED
TO APPRAISAL OBJECTIVES AND STATUS OF ASSETS UNDER
APPRAISAL AND FAIRNESS OF THE APPRAISAL PRICE
PROPOSAL #10: APPROVE RESOLUTION ON THE RISK WARNING ISSUER YES FOR FOR
ON DILUTION OF IMMEDIATE RETURN AND REMEDIAL MEASURES
IN RELATION TO THE TRANSACTION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUANGZHOU SECURITIES BY THE COMPANY
PROPOSAL #12: AUTHORIZED BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE TRANSACTION
PROPOSAL #13: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: CITIC Securities Co., Ltd.
TICKER: 6030 CUSIP: Y1639N109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS PRC AND
INTERNATIONAL AUDITORS RESPECTIVELY,
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INTERNAL
CONTROL AUDITOR AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2019 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9.01: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
ITS SUBSIDIARIES AND THE CITIC GROUP AND ITS
SUBSIDIARIES AND ASSOCIATES
PROPOSAL #9.02: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
ITS SUBSIDIARIES AND OTHER RELATED/CONNECTED PARTIES
PROPOSAL #9.03: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
COMPANIES HOLDING MORE THAN 10% EQUITY INTEREST
PROPOSAL #9.04: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
COMPANIES HOLDING MORE THAN 5% EQUITY INTEREST
ISSUER: CITIC Securities Co., Ltd.
TICKER: 6030 CUSIP: Y1639N117
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPDATED PLAN IN RELATION TO THE ISSUER YES FOR FOR
ACQUISITION OF ASSETS BY ISSUANCE OF SHARES AND
RELATED PARTY TRANSACTION
PROPOSAL #1.01: APPROVE OVERALL PLAN OF THE ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #1.02: APPROVE TARGET ASSETS AND ISSUER YES FOR FOR
COUNTERPARTIES OF THE TRANSACTION
PROPOSAL #1.03: APPROVE PRICING BASIS OF THE TARGET ISSUER YES FOR FOR
ASSET AND CONSIDERATION OF THE TRANSACTION
PROPOSAL #1.04: APPROVE PAYMENT METHODS OF THE ISSUER YES FOR FOR
CONSIDERATION
PROPOSAL #1.05: APPROVE TERM OF PAYMENT ISSUER YES FOR FOR
PROPOSAL #1.06: APPROVE CONTRACTUAL OBLIGATIONS ISSUER YES FOR FOR
REGARDING THE TRANSFER OF THE TARGET ASSETS AND
LIABILITY FOR BREACH OF THE RELEVANT OBLIGATIONS
PROPOSAL #1.07: APPROVE PROFIT AND LOSS DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #1.08: APPROVE TRANSFER OF THE EXCLUDED ISSUER YES FOR FOR
ASSETS BY GUANGZHOU SECURITIES
PROPOSAL #1.09: APPROVE DEBT AND PERSONNEL ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #1.1: APPROVE PRELIMINARY INTEGRATION ISSUER YES FOR FOR
ARRANGEMENTS UPON COMPLETION OF THE TRANSACTION
PROPOSAL #1.11: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #1.12: APPROVE WAY OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE TYPE AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.14: APPROVE TARGETS OF ISSUANCE AND WAY ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #1.15: APPROVE PRICING BENCHMARK DATE AND ISSUER YES FOR FOR
ISSUE PRICE
PROPOSAL #1.16: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.18: APPROVE ARRANGEMENT IN RELATION TO ISSUER YES FOR FOR
THE ACCUMULATED UNDISTRIBUTED PROFITS OF THE COMPANY
PRIOR TO THE ISSUANCE
PROPOSAL #1.19: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTING A ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #3: APPROVE REPORT ON THE ACQUISITION OF ISSUER YES FOR FOR
ASSETS BY ISSUANCE OF SHARES AND RELATED PARTY
TRANSACTION OF CITIC SECURITIES COMPANY LIMITED
(DRAFT) AND ITS SUMMARY
PROPOSAL #4: APPROVE AGREEMENT ON ASSET ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AND ITS APPENDIX AMONG THE
COMPANY, ITS WHOLLY-OWNED SUBSIDIARY AND SPECIFIC
PROPOSAL #5: APPROVE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES NOT CONSTITUTING A BACKDOOR
LISTING AS STIPULATED IN ARTICLE 13 OF THE
ADMINISTRATIVE MEASURES FOR THE SIGNIFICANT ASSET
RESTRUCTURINGS OF LISTED COMPANIES
PROPOSAL #6: APPROVE ACQUISITION OF ASSETS BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AND RELATED PARTY TRANSACTION OF
THE COMPANY COMPLYING WITH RELEVANT LAWS AND
PROPOSAL #7: APPROVE TRANSACTION COMPLYING WITH ISSUER YES FOR FOR
ARTICLE 4 OF THE PROVISIONS ON SEVERAL ISSUES
CONCERNING REGULATING THE SIGNIFICANT ASSET
RESTRUCTURINGS OF LISTED COMPANIES
PROPOSAL #8: APPROVE AUDIT REPORT, THE PRO FORMA ISSUER YES FOR FOR
REVIEW REPORT AND THE ASSET VALUATION REPORT IN
RELATION TO THE TRANSACTION
PROPOSAL #9: APPROVE INDEPENDENCE OF THE APPRAISAL ISSUER YES FOR FOR
INSTITUTION, REASONABLENESS OF THE APPRAISAL
ASSUMPTIONS, RELEVANCE OF APPRAISAL METHOD SELECTED
TO APPRAISAL OBJECTIVES AND STATUS OF ASSETS UNDER
APPRAISAL AND FAIRNESS OF THE APPRAISAL PRICE
PROPOSAL #10: APPROVE RESOLUTION ON THE RISK WARNING ISSUER YES FOR FOR
ON DILUTION OF IMMEDIATE RETURN AND REMEDIAL MEASURES
IN RELATION TO THE TRANSACTION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUANGZHOU SECURITIES BY THE COMPANY
PROPOSAL #12: AUTHORIZED BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE TRANSACTION
PROPOSAL #13: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: CITIC Securities Co., Ltd.
TICKER: 6030 CUSIP: Y1639N117
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS PRC AND
INTERNATIONAL AUDITORS RESPECTIVELY,
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INTERNAL
CONTROL AUDITOR AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2019 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9.01: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
ITS SUBSIDIARIES AND THE CITIC GROUP AND ITS
SUBSIDIARIES AND ASSOCIATES
PROPOSAL #9.02: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
ITS SUBSIDIARIES AND OTHER RELATED/CONNECTED PARTIES
PROPOSAL #9.03: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
COMPANIES HOLDING MORE THAN 10% EQUITY INTEREST
PROPOSAL #9.04: APPROVE CONTEMPLATED RELATED ISSUER YES FOR FOR
PARTY/CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND
COMPANIES HOLDING MORE THAN 5% EQUITY INTEREST
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
ISSUER: City Cement Co.
TICKER: 3003 CUSIP: M2057M105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS OR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019 AND Q1 OF FY 2020
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #7: APPROVE DIVIDENDS OF SAR 0.40 PER SHARE ISSUER YES FOR FOR
OF FY 2018
PROPOSAL #8: APPROVE REMUNERATION OF SAR 200,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
ISSUER: City Cement Co.
TICKER: 3003 CUSIP: M2057M105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ABDULAZEEZ AL SAOUD AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.2: ELECT BADR AL LATEEF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.3: ELECT MASHAAL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4: ELECT KHALID AL HOSHAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.5: ELECT ISSA AL ISSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.6: ELECT FAISAL AL QASSIM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.7: ELECT RAEED AL ASKAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.8: ELECT YAZEED AL HAYAF AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.9: ELECT SALIH AL RAJHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.10: ELECT MAREEA HABASH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.11: ELECT WAEL AL BASSAM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.12: ELECT MOHAMMED AL ZAEEM AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.13: ELECT KHALID AL SULEIMAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.14: ELECT RASHEED AL RASHEED AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.15: ELECT MOHAMMED DRAGHMAH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.16: ELECT MAJID KHAIRALLAH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.17: ELECT MOHAMMED AL MUAJIL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.18: ELECT MAJID AL ASEELAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.19: ELECT OMAR AL MASHAAL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.20: ELECT SALIH AL SHABNAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.21: ELECT ABDULRAHMAN AL QARANI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.22: ELECT IBRAHIM AL HUSSEINAN AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #1.23: ELECT GHASSAN KASHMIRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.24: ELECT HAZIM AL FAWAZ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.25: ELECT THAMIR AL HARTHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #2: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
ISSUER: City Lodge Hotels Ltd.
TICKER: CLH CUSIP: S1714M114
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2.1: ELECT ALASTAIR DOOLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LINDIWE SANGWENI-SIDDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: RE-ELECT NDUMI MEDUPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT STUART MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT BULELANI NGCUKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY AND APPOINT DWIGHT THOMPSON AS THE DESIGNATED
PARTNER AND AUTHORISE THEIR REMUNERATION
PROPOSAL #4.1: RE-ELECT STUART MORRIS AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT DEON HUYSAMER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT FRANK KILBOURN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT NDUMI MEDUPE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7.1: APPROVE FEES OF CHAIRMAN OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE FEES OF LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: APPROVE FEES FOR SERVICES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE FEES OF CHAIRMAN OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.5: APPROVE FEES OF OTHER AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7.6: APPROVE FEES OF CHAIRMAN OF ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #7.7: APPROVE FEES OF OTHER REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #7.8: APPROVE FEES OF CHAIRMAN OF RISK ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.9: APPROVE FEES OF OTHER RISK COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7.10: APPROVE FEES OF CHAIRMAN OF SOCIAL ISSUER YES FOR FOR
AND ETHICS COMMITTEE
PROPOSAL #7.11: APPROVE FEES OF AD HOC/TEMPORARY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: City Union Bank Ltd
TICKER: 532210 CUSIP: Y1659F135
MEETING DATE: 7/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: City Union Bank Ltd.
TICKER: 532210 CUSIP: Y1659F135
MEETING DATE: 9/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SUNDARAM & SRINIVASAN, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, CHENNAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT V.N. SHIVASHANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT T.S. SRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Citychamp Dartong Co. Ltd.
TICKER: 600067 CUSIP: Y2677T107
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Citychamp Dartong Co. Ltd.
TICKER: 600067 CUSIP: Y2677T107
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF AUDIT FEES TO ISSUER YES FOR FOR
FINANCIAL AUDITORS AND INTERNAL CONTROL AUDITORS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE AUTHORIZATION OF COMPANY'S ISSUER YES AGAINST AGAINST
CHAIRMAN AND PRESIDENT TO HANDLE ALL RELATED MATTERS
ISSUER: Ciwen Media Co., Ltd.
TICKER: 002343 CUSIP: Y988AZ100
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACEMENT ARRANGEMENT TO ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS ON BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON CONVERTIBLE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #4: APPROVE REPORT ON USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE FORMULATION OF PRINCIPLES OF ISSUER YES FOR FOR
BONDHOLDERS MEETING
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Ciwen Media Co., Ltd.
TICKER: 2343 CUSIP: Y988AZ100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
GUARANTEE PROVISION
PROPOSAL #9.1: ELECT WU WEIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT MA ZHONGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT HUA YUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT LI HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT YAN MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT FU JIAMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LIN JINGWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT CHEN DAPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT DU YUNBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZHU MINGHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT CUI SHANSHAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CK Power Public Co. Ltd.
TICKER: CKP CUSIP: Y166AG147
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT NARONG SANGSURIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PATARUT DARDARANANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT THANAWAT TRIVISVAVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Cleanaway Co., Ltd.
TICKER: 8422 CUSIP: Y16688106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT CHING HSIANG YANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT CHUNG MING LI, REPRESENTATIVE OF ISSUER YES FOR FOR
JOCRIS LTD BVI, WITH SHAREHOLDER NO. 10, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT CHENG LUN TAO, REPRESENTATIVE OF ISSUER YES FOR FOR
KANG LIEN BUSINESS COMPANY LIMITED, WITH SHAREHOLDER
NO. 9, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT KUN YU CHANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 215, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT WEN TSAI YANG, AS ID NO. ISSUER YES FOR FOR
E101574XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT TSU EN CHANG, AS ID NO. ISSUER YES FOR FOR
N103009XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT KUO SHU FAN, AS SHAREHOLDER NO. ISSUER YES FOR FOR
4542, AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT JUNG HSIEN HOU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 252, AS SUPERVISOR
PROPOSAL #6.9: ELECT CHENG HAN HSU, WITH ID NO. ISSUER YES FOR FOR
H122374XXX, AS SUPERVISOR
PROPOSAL #6.10: ELECT CHIN HUI LING, REPRESENTATIVE ISSUER YES FOR FOR
OF KANG HSIN INVESTMENT LTD, WITH SHAREHOLDER NO.
242, AS SUPERVISOR
ISSUER: Clevo Co.
TICKER: 2362 CUSIP: Y1661L104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT LU,CHIN-CHUNG, WITH ID ISSUER YES FOR FOR
NO.F122978XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
ISSUER: Clicks Group Ltd.
TICKER: CLS CUSIP: S17249111
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2018
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ANTHONY CADMAN AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT FATIMA DANIELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAVID NUREK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VIKESH RAMSUNDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT JOHN BESTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT FATIMA DANIELS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: RE-ELECT NONKULULEKO GOBODO AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
ISSUER: Clover Industries Ltd.
TICKER: CLR CUSIP: S1786F104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: RE-ELECT DR STEFANES BOOYSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT NEO MOKHESI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DR JAMES BASSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FLEMMING MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT ERNST & YOUNG INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT ZININGI KHOZA AS
THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #7: RE-ELECT DR STEFANES BOOYSEN AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT NEO MOKHESI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Clover Industries Ltd.
TICKER: CLR CUSIP: S1786F104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT IN TERMS ISSUER YES FOR FOR
OF SECTION 114(1)(C) AND 115 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE REVOCATION OF SPECIAL RESOLUTION ISSUER YES FOR FOR
1 IF THE SCHEME IS TERMINATED
PROPOSAL #1: APPROVE REINVESTMENT IN TERMS OF ISSUER YES FOR FOR
REGULATION 113(1)(B) OF THE COMPANIES ACT
PROPOSAL #2: AMEND SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: CMBC Capital Holdings Ltd.
TICKER: 1141 CUSIP: G2233G102
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE KPMG, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS, HONG KONG AS AUDITOR AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
ISSUER: CMBC Capital Holdings Ltd.
TICKER: 1141 CUSIP: G2233G102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEPOSIT SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: CMBC Capital Holdings Ltd.
TICKER: 1141 CUSIP: G2233G102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE AND RELATED TRANSACTIONS
ISSUER: CMBC Capital Holdings Ltd.
TICKER: 1141 CUSIP: G2233G102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LI JINZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG LIHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: CMC Magnetics Corp.
TICKER: 2323 CUSIP: Y1661J109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE DEFICIT COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND OPERATIONAL PROCEDURES FOR ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND OPERATIONAL PROCEDURES FOR LOAN ISSUER YES FOR FOR
LENDING AND FOR ENDORSEMENT AND GUARANTEES
PROPOSAL #5: APPROVE CAPITAL REDUCTION PLAN TO OFFSET ISSUER YES FOR FOR
COMPANY LOSSES
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT HAN TIELIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MO ZHIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHAO XIAOHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT XIE JINGFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU QIZHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT WU SIQIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT WANG WEIYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GAO GUANJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIU WENHU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DONG ZHONGLANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT MA YIDE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT WANG XUEMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PENG XIDE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL AUDITOR SHAREHOLDER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE, ISSUER YES FOR FOR
PRICING PERIOD AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE SHARE REPURCHASE TOTAL FUNDS ISSUER YES FOR FOR
AND SOURCE OF FUNDS
PROPOSAL #1.5: APPROVE SHARE REPURCHASE TYPE, SCALE ISSUER YES FOR FOR
AND PROPORTION TO SHARE CAPITAL
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF CMST NANJING
LOGISTICS CO., LTD.
PROPOSAL #5: APPROVE ADDITIONAL 2018 ESTIMATED DAILY SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTION
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN RAISED FUNDS ISSUER YES FOR FOR
PROJECT AND USE RAISED FUNDS TO REPLENISH WORKING
CAPITAL
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY'S COMPREHENSIVE CREDIT LINE APPLICATION
FROM ZHESHANG BANK
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY'S COMPREHENSIVE CREDIT LINE APPLICATION
FROM BANK OF CHINA
PROPOSAL #3: APPROVE MANAGEMENT SYSTEM FOR RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #4.1: ELECT ZHOU AILIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE ISSUANCE OF SUPER-SHORT-TERM SHAREHOLDER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO LOANS ISSUER YES FOR FOR
APPLIED FROM CITIC BANK
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO LOANS ISSUER YES FOR FOR
APPLIED FROM EVERBRIGHT BANK
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANJING POWER CONSTRUCTION CHINA STORAGE REAL ESTATE
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: CMST Development Co. Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COLLECTION OF COMPENSATION FROM ISSUER YES FOR FOR
PROPERTY BOUGHT-OUT BY GOVERNMENT
ISSUER: CMST Development Co.,Ltd.
TICKER: 600787 CUSIP: Y9908M108
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG WEIYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: CNHTC Jinan Truck Co., Ltd.
TICKER: 951 CUSIP: Y7680V106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9.1: ELECT LIU PEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT JIN WENSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT GUI LIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT WANG DIFEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT ZHANG YONGTENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: CNHTC Jinan Truck Co., Ltd.
TICKER: 000951 CUSIP: Y7680V106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 002145 CUSIP: Y16669106
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 002145 CUSIP: Y16669106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HU YUEHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI HUIYUE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YUAN QIULI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GU JINGFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT PENG GUOFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI JIANXUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHUO SHUHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI XU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT TIAN AIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 2145 CUSIP: Y16669106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND SELECTION SYSTEM OF AUDITOR ISSUER YES FOR FOR
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 2145 CUSIP: Y16669106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE AMOUNT AND SOURCE OF FUNDS OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
BASIS OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 2145 CUSIP: Y16669106
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: AMEND REMUNERATION MANAGEMENT METHOD OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #10.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE PERIOD AND MANNER OF ISSUER YES FOR FOR
REPAYMENT OF INTEREST
PROPOSAL #10.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #10.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #10.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #10.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #10.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #10.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #10.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10.16: APPROVE BONDHOLDER AND MEETINGS OF ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #10.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.18: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #10.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #15: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #16: APPROVE SPECIAL AUDIT REPORT ON NON- ISSUER YES FOR FOR
RECURRING PROFIT AND LOSS AS WELL AS RETURN ON EQUITY
AND EARNINGS PER SHARE
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 2145 CUSIP: Y16669106
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
(DRAFT) AND SUMMARY
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #3: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
ISSUER: CNNC Hua Yuan Titanium Dioxide Co., Ltd.
TICKER: 002145 CUSIP: Y16669106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #2: APPROVE ADJUSTMENT ON AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD AND ITS AUTHORIZED PERSON TO HANDLE ALL
RELATED MATTERS IN CONNECTION TO THE CONVERTIBLE BOND
ISSUANCE
ISSUER: CNOOC Limited
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #A2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #A3: ELECT WANG DONGJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A4: ELECT XU KEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A5: ELECT CHIU SUNG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A6: ELECT QIU ZHI ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A7: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #A8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #B1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #B2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #B3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Coal India Ltd.
TICKER: 533278 CUSIP: Y1668L107
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT RAJESH KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT B.L. GAJIPARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT B. DAYAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT R P SRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT A.K.JHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Coca-Cola FEMSA SAB de CV
TICKER: KOFL CUSIP: P2861Y136
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ELECT DIRECTORS AND SECRETARIES; VERIFY ISSUER YES AGAINST AGAINST
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW; APPROVE THEIR REMUNERATION
ISSUER: Coca-Cola Icecek AS
TICKER: CCOLA CUSIP: M2R39A121
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: COFCO Biochemical (Anhui) Co., Ltd.
TICKER: 000930 CUSIP: Y0137R109
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE ACQUISITION MANNER, TARGET ISSUER YES FOR FOR
ASSET AND TRANSACTION PARTIES
PROPOSAL #2.2: APPROVE BASIS OF PRICING AND ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #2.3: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBER AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.6: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.7: APPROVE ADJUSTMENT OF ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS BACKDOOR LISTING ACCORDING TO ARTICLE 13 OF THE
MANAGEMENT APPROACH REGARDING MAJOR ASSET
RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE CONDITIONAL SIGNING AGREEMENT ON ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #10: APPROVE SUPPLEMENTAL CONDITIONAL ISSUER YES FOR FOR
SIGNING AGREEMENT ON ACQUISITION BY ISSUANCE OF
PROPOSAL #11: APPROVE AUDIT REPORT, PROFIT FORECAST ISSUER YES FOR FOR
REPORT AND APPRAISAL REPORT OF THE TRANSACTION
PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE WHITE WASH WAIVER ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: COFCO Biochemical (Anhui) Co., Ltd.
TICKER: 000930 CUSIP: Y0137R109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018-2019 COMPREHENSIVE CREDIT ISSUER YES FOR FOR
LINE APPLICATION
ISSUER: COFCO Biochemical (Anhui) Co., Ltd.
TICKER: 000930 CUSIP: Y0137R109
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTRUSTED LOAN APPLICATION ISSUER YES FOR FOR
ISSUER: COFCO Tunhe Sugar Co., Ltd.
TICKER: 600737 CUSIP: Y9722G105
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: COFCO Tunhe Sugar Co., Ltd.
TICKER: 600737 CUSIP: Y9722G105
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #3: ELECT ZHAO JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: COFCO Tunhe Sugar Co., Ltd.
TICKER: 600737 CUSIP: Y9722G105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE APPLICATION FOR FINANCING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS AND 2019 DAILY RELATED-PARTY
TRANSACTIONS
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Cogobuy Group
TICKER: 400 CUSIP: G22537107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT KANG JINGWEI, JEFFREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WU LUN CHEUNG ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE SHINEWING (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
ISSUE NEW SHARES UNDER THE RESTRICTED SHARE UNIT
ISSUER: Colbun SA
TICKER: COLBUN CUSIP: P2867K130
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT CURRENT COMPANY STANDING REPORT ISSUER YES FOR FOR
AND REPORTS OF EXTERNAL AUDITORS AND SUPERVISORY
ACCOUNT INSPECTORS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.009 PER SHARE
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND POLICY AND DISTRIBUTION ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUPERVISORY ACCOUNT INSPECTORS; ISSUER YES FOR FOR
APPROVE THEIR REMUNERATIONS
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: PRESENT REPORT ON ACTIVITIES CARRIED ISSUER YES FOR FOR
OUT BY DIRECTORS' COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #12: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Colgate-Palmolive (India) Ltd.
TICKER: 500830 CUSIP: Y1673X104
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT JACOB SEBASTIAN MADUKKAKUZY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE SRBC & CO LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: ELECT SUKANYA KRIPALU AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Colour Life Services Group Co., Limited
TICKER: 1778 CUSIP: G22915105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TANG XUEBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HUANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF THE DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Comba Telecom Systems Holdings Limited
TICKER: 2342 CUSIP: G22972114
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT FOK TUNG LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHANG YUE JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT XU HUIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT HUO XINRU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT LAU SIU KI, KEVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT NG YI KUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Commercial International Bank (Egypt) SAE
TICKER: COMI CUSIP: M25561107
MEETING DATE: 3/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018REPORT
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER NO N/A N/A
EMPLOYEE STOCK PURCHASE PLAN AND AMEND ARTICLES 6 AND
7 OF BYLAWS ACCORDINGLY
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018 AND FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
PROPOSAL #9: APPROVE REMUNERATION OF COMMITTEE ISSUER NO N/A N/A
MEMBERS FOR FY 2019
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: Commercial International Bank (Egypt) SAE
TICKER: COMI CUSIP: M25561107
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED CAPITAL UP TO EGP 50 ISSUER NO N/A N/A
BILLION AND AMEND ARTICLE 6 OF BYLAWS
PROPOSAL #2: AMEND ARTICLES 4, 8, 25, 39, 44, 47 BIS ISSUER NO N/A N/A
AND 55 BIS OF BYLAWS
ISSUER: Commercial International Bank (Egypt) SAE
TICKER: COMI CUSIP: M25561107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED CAPITAL UP TO EGP 50 ISSUER NO N/A N/A
BILLION AND AMEND ARTICLE 6 OF BYLAWS
PROPOSAL #2: AMEND ARTICLE 4 OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 8 OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 25 OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLE 39 OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #6: AMEND ARTICLE 44 OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLE 47 BIS OF BYLAWS ISSUER NO N/A N/A
PROPOSAL #8: AMEND ARTICLE 55 BIS OF BYLAWS ISSUER NO N/A N/A
ISSUER: Compal Electronics, Inc.
TICKER: 2324 CUSIP: Y16907100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Companhia Brasileira de Distribuicao
TICKER: PCAR4 CUSIP: P3055E464
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Companhia de Gas de Sao Paulo-Comgas
TICKER: CGAS5 CUSIP: P3055H194
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF THE BRAZILIAN CORPORATE LAW?
ISSUER: Companhia de Locacao das Americas
TICKER: LCAM3 CUSIP: P2R93B103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVED SHARE BASED INCENTIVE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLES 1, 31, 19 AND 43 ISSUER YES AGAINST AGAINST
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Companhia de Locacao das Americas
TICKER: LCAM3 CUSIP: P2R93B103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 6, 19 AND 31 ISSUER YES AGAINST AGAINST
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND TWO STOCK OPTION PLANS ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Companhia de Locacao das Americas
TICKER: LCAM3 CUSIP: P2R93B103
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY APSIS CONSULTORIA EMPRESARIAL ISSUER NO N/A N/A
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISALS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER NO N/A N/A
THE COMPANY AND NTC
PROPOSAL #4: APPROVE ACQUISITION OF SHARES OF NTC AND ISSUER NO N/A N/A
ABSORPTION OF REMAINING SHARES, APPROVE CAPITAL
INCREASE AND AMEND ARTICLE 5 TO REFLECT CHANGES IN
CAPITAL
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
PROPOSAL #6: AMEND ARTICLE 31 ISSUER NO N/A N/A
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #8: ELECT DIRLEY PINGNATTI RICCI AS DIRECTOR ISSUER NO N/A N/A
ISSUER: Companhia de Locacao das Americas
TICKER: LCAM3 CUSIP: P2R93B103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Companhia de Locacao das Americas
TICKER: LCAM3 CUSIP: P2R93B103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANDRE CARILLO, ELIZABETH MELEK ISSUER YES FOR FOR
TAVARES E NILTON JOAO DOS SANTOS AS EVALUATION AND
NOMINATING COMMITTEE MEMBERS
PROPOSAL #2: ELECT MARCIO CURY ABUMUSSI AS ALTERNATE ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #3: ELECT SERGIO RICARDO CIAVOLIH MOTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY ELECTION OF KARLA BERTOCCO ISSUER YES FOR FOR
TRINDADE AS DIRECTOR
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MONICA FERREIRA DO AMARAL PORTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: RATIFY ELECTION OF BENEDITO PINTO ISSUER YES FOR FOR
FERREIRA BRAGA JUNIOR AS DIRECTOR
PROPOSAL #3: DISMISS ROGERIO CERON DE OLIVEIRA AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #1: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT EVALUATION AND NOMINATING ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #2: AMEND ARTICLE 8 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT APPROVED AT THE APRIL 29, 2019, AGM
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANDRE CARILLO, ELIZABETH MELEK ISSUER YES FOR FOR
TAVARES E NILTON JOAO DOS SANTOS AS EVALUATION AND
NOMINATING COMMITTEE MEMBERS
PROPOSAL #2: ELECT MARCIO CURY ABUMUSSI AS ALTERNATE ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #3: ELECT SERGIO RICARDO CIAVOLIH MOTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO VOTE YOUR FULL SHARE POSITION TO THE
SUPPORTED NOMINEE
PROPOSAL #5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SERGIO RICARDO CIAVOLIH MOTA AS DIRECTOR
PROPOSAL #6: RATIFY ELECTION OF KARLA BERTOCCO ISSUER YES FOR FOR
TRINDADE AS DIRECTOR
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MONICA FERREIRA DO AMARAL PORTO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO VOTE YOUR FULL SHARE POSITION TO THE
SUPPORTED NOMINEE?
PROPOSAL #3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MONICA FERREIRA DO AMARAL PORTO AS DIRECTOR
PROPOSAL #4: RATIFY ELECTION OF BENEDITO PINTO ISSUER NO N/A N/A
FERREIRA BRAGA JUNIOR AS DIRECTOR
PROPOSAL #5: DISMISS ROGERIO CERON DE OLIVEIRA AS ISSUER NO N/A N/A
DIRECTOR
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT EVALUATION AND NOMINATING ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #2: AMEND ARTICLE 8 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT APPROVED AT THE APRIL 29, 2019, AGM
ISSUER: Companhia de Saneamento de Minas Gerais
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM LOAN AGREEMENT WITH ISSUER YES FOR FOR
BANCO KFW
ISSUER: Companhia de Saneamento de Minas Gerais
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER NO N/A N/A
DEBENTURES RE: LONG-TERM LOAN OPERATION
ISSUER: Companhia de Saneamento de Minas Gerais
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Companhia de Saneamento de Minas Gerais
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
ISSUER: Companhia Energetica de Minas Gerais SA
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ABSORPTION OF RME-RIO MINAS ISSUER NO N/A N/A
ENERGIA PARTICIPACOES S.A AND LUCE EMPREENDIMENTOS E
PARTICIPACOES S.A.-LEPSA
PROPOSAL #3.1: ELECT ANTONIO RODRIGUES DOS SANTOS E ISSUER NO N/A N/A
JUNQUEIRA AS DIRECTOR
PROPOSAL #3.2: ELECT JOSE REINALDO MAGALHAES AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT MARCIO LUIZ SIMOES UTSCH AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT ROMEU DONIZETE RUFINO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT CLEDORVINO BELINI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO RODRIGUES DOS SANTOS E JUNQUEIRA AS
DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE REINALDO MAGALHAES AS DIRECTOR
PROPOSAL #5.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCIO LUIZ SIMOES UTSCH AS DIRECTOR
PROPOSAL #5.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROMEU DONIZETE RUFINO AS DIRECTOR
PROPOSAL #5.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLEDORVINO BELINI AS DIRECTOR
PROPOSAL #5.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO GASPARINO DA SILVA AS DIRECTOR
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: ELECT JOS?? JOAO ABDALLA FILHO AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #9: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
ISSUER: Companhia Energetica de Minas Gerais SA
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Companhia Energetica de Minas Gerais SA
TICKER: CMIG4 CUSIP: P2577R110
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOSE PAIS RANGEL AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
ISSUER: Companhia Paranaense de Energia
TICKER: CPLE6 CUSIP: 20441B407
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4a: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY PREFERRED SHAREHOLDER
ISSUER: Companhia Paranaense de Energia
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: ELECT MARCEL MARTINS MALCZEWSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DANIEL PIMENTEL SLAVEIRO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CARLOS BIEDERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT GUSTAVO BONINI GUEDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT MARCO ANTONIO BARBOSA CANDIDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT LUZ CLAUDIO MAIA VIEIRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT ADRIANA ANGELA ANTONIOLLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCEL MARTINS MALCZEWSKI AS DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT DANIEL PIMENTEL SLAVEIRO AS DIRECTOR
PROPOSAL #5.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CARLOS BIEDERMANN AS DIRECTOR
PROPOSAL #5.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUSTAVO BONINI GUEDES AS DIRECTOR
PROPOSAL #5.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCO ANTONIO BARBOSA CANDIDO AS DIRECTOR
PROPOSAL #5.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUZ CLAUDIO MAIA VIEIRA AS DIRECTOR
PROPOSAL #5.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ADRIANA ANGELA ANTONIOLLO AS DIRECTOR
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7.1: ELECT NILSO ROMEU SGUAREZI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND OTAMIR CESAR MARTINS AS ALTERNATE
PROPOSAL #7.2: ELECT HARRY FRANCOIA JUNIOR AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND JOAO LUIZ GIONA JUNIOR AS
PROPOSAL #7.3: ELECT DEMETRIUS NICHELE MACEI AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ADRIAN LIMA DA HORA AS
PROPOSAL #8: ELECT EVALUATION AND NOMINATING ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Companhia Paranaense de Energia
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER YES FOR FOR
AMEND ARTICLE 5 ACCORDINGLY
ISSUER: Companhia Siderurgica Nacional
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BENJAMIN STEINBRUCH AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO BERNARDO VIEIRA MAIA AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT YOSHIAKI NAKANO AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MIGUEL ETHEL SOBRINHO AS DIRECTOR
PROPOSAL #10: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: ELECT VALMIR PEDRO ROSSI AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #13: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #14: ELECT PATRICIA VALENTE STIERLI AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND SUSANA HANNA STIPHAN JABRA
AS APPOINTED BY MINORITY SHAREHOLDER
ISSUER: Compania de Minas Buenaventura SAA
TICKER: BUENAVC1 CUSIP: 204448104
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPOINT AUDITORS ISSUER YES FOR FOR
ISSUER: Compania de Minas Buenaventura SAA
TICKER: BUENAVC1 CUSIP: P66805147
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: AUTHORIZE BOARD TO APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DISTRIBUTION OF DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPOINT AUDITORS ISSUER NO N/A N/A
ISSUER: Compania Sud Americana de Vapores SA
TICKER: VAPORES CUSIP: P3064M101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2019 AND PRESENT THEIR REPORT ON EXPENSES
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR FY 2019 AND PRESENT THEIR
REPORT ON ACTIVITIES AND EXPENSES FOR FY 2018
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Compeq Manufacturing Co., Ltd.
TICKER: 2313 CUSIP: Y1690B101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Concentradora Fibra Danhos SA de CV
TICKER: DANHOS13 CUSIP: P2825H138
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TRUST ISSUER YES FOR FOR
TECHNICAL COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION OF MEMBERS OF TRUST ISSUER YES FOR FOR
TECHNICAL COMMITTEE
PROPOSAL #5: AMEND PROPERTY MANAGEMENT AGREEMENT RE: ISSUER YES FOR FOR
INCREASE OF MANAGEMENT FEE TO ADMINISTRADORA FIBRA
DANHOS SC
PROPOSAL #6: APPROVE REAL ESTATE TRUST CERTIFICATES ISSUER YES FOR FOR
REPURCHASE PROGRAM; SET MAXIMUM AMOUNT OF SHARE
REPURCHASE
PROPOSAL #7.i: AUTHORIZE ISSUANCE OF REAL ESTATE ISSUER YES FOR FOR
TRUST CERTIFICATES TO BE USED AS PAYMENT TO ADVISOR
PROPOSAL #7.ii: AUTHORIZE ANY NECESSARY ACTIONS AND ISSUER YES FOR FOR
DOCUMENTS IN CONNECTION WITH ISSUANCE OF REAL ESTATE
TRUST CERTIFICATES
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Concentradora Fibra Hotelera Mexicana SA de CV
TICKER: FIHO12 CUSIP: P3515D148
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM FOR FY 2019
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Concentradora Fibra Hotelera Mexicana SA de CV
TICKER: FIHO12 CUSIP: P3515D148
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2.1: RATIFY FELIPE DE YTURBE BERNAL AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.2: RATIFY JAIME ZABLUDOWSKY KUPER AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.3: RATIFY MANUEL ZEPEDA PAYERAS AS MEMBER ISSUER YES FOR FOR
OF TECHNICAL COMMITTEE
PROPOSAL #2.4: RATIFY PABLO DE LA PEZA BERRIOS AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.5: RATIFY ALBERT GALANTE SAADIA AS MEMBER ISSUER YES FOR FOR
OF TECHNICAL COMMITTEE
PROPOSAL #2.6: RATIFY ALBERTO GALANTE ZAGA AS MEMBER ISSUER YES FOR FOR
OF TECHNICAL COMMITTEE
PROPOSAL #2.7: RATIFY BENJAMIN FASTLICHT KURIAN AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.8: RATIFY JORGE SANDOR VALNER WATSTEIN AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.9: RATIFY MAYER ZAGA BUCAY AS MEMBER OF ISSUER YES FOR FOR
TECHNICAL COMMITTEE
PROPOSAL #2.10: RATIFY ROBERTO GALANTE TOTAH AS ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #2.11: RATIFY SIMON GALANTE ZAGA AS MEMBER ISSUER YES FOR FOR
OF TECHNICAL COMMITTEE
PROPOSAL #2.12: RATIFY EDUARDO ZAGA COJAB AND EDUARDO ISSUER YES FOR FOR
LOPEZ GARCIA AS ALTERNATE MEMBERS OF TECHNICAL
COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: SET MAXIMUM AMOUNT FOR REAL ESTATE TRUST ISSUER YES FOR FOR
CERTIFICATE REPURCHASE
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FINANCE LEASE ARRANGEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERTIBLE LOAN AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT GUI KAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT YAP FAT SUAN, HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT HUANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT ZHANG ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: ELECT WANG FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2F: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE GRANT OF SPECIFIC MANDATE TO ISSUER YES FOR FOR
THE DIRECTORS TO ISSUE THE NEW AWARDED SHARES AND
RELATED TRANSACTIONS
PROPOSAL #1b: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
YU WEIZHOU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1c: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
NIU WENHUI UNDER THE SHARE AWARD SCHEME
PROPOSAL #1d: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
GUI KAI UNDER THE SHARE AWARD SCHEME
PROPOSAL #1e: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
SHANG LI UNDER THE SHARE AWARD SCHEME
PROPOSAL #1f: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
YAP FAT SUAN, HENRY UNDER THE SHARE AWARD SCHEME
PROPOSAL #1g: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
JESSE ZHIXI FANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1h: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
HUANG JIAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1i: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
ZHANG ZHONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1j: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
JIANG YINGJIU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1k: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
WANG XIGANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1l: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
YANG XIAOHONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1m: APPROVE GRANT OF NEW AWARDED SHARES TO ISSUER YES FOR FOR
REN GUANGJIN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1n: APPROVE GRANT OF AWARD SHARES PURSUANT ISSUER YES FOR FOR
TO 20 INDEPENDENT SELECTED PERSONS
PROPOSAL #1o: AUTHORIZE ANY ONE OF DIRECTORS TO ISSUER YES FOR FOR
EXECUTE SUCH NECESSARY DOCUMENTS IN RELATION TO THE
ALLOTMENT AND ISSUANCE OF NEW AWARDED SHARES
ISSUER: Concord Securities Co., Ltd.
TICKER: 6016 CUSIP: Y16925102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
ISSUER: Concraft Holding Co., Ltd.
TICKER: 4943 CUSIP: G2346M103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: Consolidated Infrastructure Group Ltd.
TICKER: CIL CUSIP: S1840P106
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE ISSUE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE RIGHTS OFFER
PROPOSAL #4: AUTHORISE ISSUE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE SPECIFIC ISSUE
PROPOSAL #1: AUTHORISE ISSUE OF SPECIFIC ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RIGHTS OFFER WAIVER OF MANDATORY ISSUER YES FOR FOR
OFFER
PROPOSAL #3: APPROVE CONVERSION RIGHTS WAIVER OF ISSUER YES FOR FOR
MANDATORY OFFER
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Consorcio ARA SAB de CV
TICKER: ARA CUSIP: P3084R106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES FOR FOR
DEPUTY SECRETARY; APPROVE THEIR DISCHARGE AND
REMUNERATION
PROPOSAL #4: ELECT OR RATIFY CHAIRMAN OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #6: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND ACCEPT REPORT ON BOARD POLICIES AND
DECISION ON REPURCHASE OF SHARES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Construtora Tenda S.A.
TICKER: TEND3 CUSIP: P31432100
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Construtora Tenda SA
TICKER: TEND3 CUSIP: P31432100
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Construtora Tenda SA
TICKER: TEND3 CUSIP: P31432100
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 1:2 STOCK SPLIT ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
ISSUER: Construtora Tenda SA
TICKER: TEND3 CUSIP: P31432100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIO MELLO FREIRE NETO AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO FERREIRA PRADAL AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO JOSE CARVALHO DE ANDRADE AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RODOLPHO AMBOSS AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURICIO LUIS LUCHETTI AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLAVIO UCHOA TELES DE MENEZES AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE URBANO DUARTE AS DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Consun Pharmaceutical Group Limited
TICKER: 1681 CUSIP: G2524A103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CHEN YUJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT AN YUBAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LI QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT ZHU QUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT TANG NING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Consun Pharmaceutical Group Limited
TICKER: 1681 CUSIP: G2524A103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF SHARE OPTIONS TO AN ISSUER YES FOR FOR
YUBAO UNDER THE SHARE OPTION SCHEME
PROPOSAL #2: APPROVE GRANT OF SHARE OPTIONS TO LI ISSUER YES FOR FOR
QIAN UNDER THE SHARE OPTION SCHEME
PROPOSAL #3: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
ISSUER: Container Corp. of India Ltd.
TICKER: 531344 CUSIP: Y1740A152
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PRADIP K. AGRAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SANJAY SWARUP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ARUN K AGARWAL & ASSOCIATES, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, NEW DELHI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR AND THE BRANCH AUDITORS'
REMUNERATION
PROPOSAL #6: ELECT VANITA SETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LOV VERMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ANJANEYA PRASAD MOCHERLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT RAHUL MITHAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT MANOJ KUMAR SRIVASTAVA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT DEEPAK SHETTY AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Container Corp. of India Ltd.
TICKER: 531344 CUSIP: Y1740A152
MEETING DATE: 1/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Contemporary Amperex Technology Co., Ltd.
TICKER: 300750 CUSIP: ADPV41849
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #3.1: ELECT XUE ZUYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HONG BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CAI XIULING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZENG YUQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HUANG SHILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT PAN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ZHOU JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT WANG HONGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WU YINGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT WANG SIYE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Contemporary Amperex Technology Co., Ltd.
TICKER: 300750 CUSIP: Y1R48E105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE ENTRUSTED FINANCIAL PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #13: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #14: AMEND COMPANY SYSTEM ISSUER YES FOR FOR
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Contemporary Eastern Investment Co., Ltd.
TICKER: 673 CUSIP: Y7701Q102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED GUARANTEE PROVISION TO ISSUER YES FOR FOR
WHOLLY-OWNED INDIRECT SUBSIDIARY
ISSUER: Contemporary Eastern Investment Co., Ltd.
TICKER: 673 CUSIP: Y7701Q102
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHI LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CAI LINGFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG FEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CUI YUJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LU BANGYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT TIAN WANGLIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SU PEIKE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT YI XIANRONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU XIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT SONG LINA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
RELATED PARTY
ISSUER: Coolpad Group Limited
TICKER: 2369 CUSIP: G2418K100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A1: ELECT CHEN JIAJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A2: ELECT LAM TING FUNG FREEMAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2A3: ELECT NG WAI HUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2A4: ELECT CHAN KING CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Coolpad Group Ltd.
TICKER: 2369 CUSIP: G2418K100
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2A1: ELECT JIANG CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A2: ELECT LEUNG SIU KEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A3: ELECT LIANG RUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Coretronic Corp.
TICKER: 5371 CUSIP: Y1756P150
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7.1: ELECT WADE CHANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT A REPRESENTATIVE OF HSUN CHIEH ISSUER YES FOR FOR
INVESTMENT LTD. WITH SHAREHOLDER NO. 29798 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT TED TU WITH ID NO. A110391XXX AS ISSUER YES FOR FOR
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHUAL-HSIN TENG WITH ID NO. ISSUER YES FOR FOR
K120370XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT HOUN-GEE CHEN WITH ID NO. ISSUER YES FOR FOR
E102316XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT EDWARD H. CHOW WITH ID NO. ISSUER YES FOR FOR
A120159XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT YAO CHIEN WITH ID NO. D120152XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Coromandel International Ltd.
TICKER: COROMANDEL CUSIP: Y1754W140
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT M M VENKATACHALAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT M M MURUGAPPAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Coronation Fund Managers Ltd.
TICKER: CML CUSIP: S19537109
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: RE-ELECT JOHN SNALAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: RE-ELECT LULAMA BOYCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: RE-ELECT JOCK MCKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH LEIGH-ANN KILLIN AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #3a: RE-ELECT ALEXANDRA WATSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3b: RE-ELECT LULAMA BOYCE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3c: RE-ELECT JOCK MCKENZIE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3d: RE-ELECT DR HUGO NELSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Corporacion Financiera Colombiana SA
TICKER: CORFICOLCF CUSIP: P3138W200
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES AGAINST AGAINST
ACQUISITION OF LIABILITIES OF LEASING CORFICOLOMBIANA
SA
ISSUER: Corporacion Financiera Colombiana SA
TICKER: CORFICOLCF CUSIP: P3138W200
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: PRESENT REPORT ON INTERNAL CONTROL ISSUER YES FOR FOR
SYSTEM AND ON ACTIVITIES OF AUDIT COMMITTEE
PROPOSAL #10: PRESENT CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #11: PRESENT FINANCIAL CONSUMER ISSUER YES FOR FOR
REPRESENTATIVE'S REPORT
PROPOSAL #12: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #13: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #14: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #16: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Corporacion Inmobiliaria Vesta SAB de CV
TICKER: VESTA CUSIP: P9781N108
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CEO'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE CASH DIVIDENDS, CONSIDERING ISSUER YES FOR FOR
CURRENT DIVIDEND POLICY AND BOARD'S RECOMMENDATION
PROPOSAL #5: RECEIVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #6: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE RESERVE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF AUDIT, CORPORATE ISSUER YES FOR FOR
PRACTICES, INVESTMENT, ETHICS, DEBT AND CAPITAL, AND
SOCIAL AND ENVIRONMENTAL RESPONSIBILITY COMMITTEES
PROPOSAL #9: ELECT OR RATIFY DIRECTORS; ELECT ISSUER YES FOR FOR
CHAIRMEN OF AUDIT AND CORPORATE PRACTICES COMMITTEES,
AND APPROVE THEIR REMUNERATION
PROPOSAL #10: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Corporation Bank
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT TO GOVERNMENT OF INDIA
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES UNDER ISSUER YES AGAINST AGAINST
EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Corporation Bank
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Corporation Bank
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Cosan Logistica SA
TICKER: RLOG3 CUSIP: P3R67S106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 26 AND 29 ISSUER NO N/A N/A
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Cosan Logistica SA
TICKER: RLOG3 CUSIP: P3R67S106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SIX ISSUER NO N/A N/A
PROPOSAL #4: APPROVE CHARACTERIZATION OF MAILSON ISSUER NO N/A N/A
FERREIRA DA NOBREGA AND LUIZ ALVES PAES AS
INDEPENDENT DIRECTORS
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6.1: ELECT RUBENS OMETTO SILVEIRA MELLO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.2: ELECT MARCOS MARINHO LUTZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.3: ELECT MARCELO DE SOUZA SCARCELA ISSUER NO N/A N/A
PORTELA AS DIRECTOR
PROPOSAL #6.4: ELECT BURKHARD OTTO CORDES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.5: ELECT LUIZ ALVES PAES DE BARROS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.6: ELECT MAILSON FERREIRA DA NOBREGA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUBENS OMETTO SILVEIRA MELLO AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS MARINHO LUTZ AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO DE SOUZA SCARCELA PORTELA AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BURKHARD OTTO CORDES AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIZ ALVES PAES DE BARROS AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAILSON FERREIRA DA NOBREGA AS DIRECTOR
PROPOSAL #9: INSTALL FISCAL COUNCIL ISSUER NO N/A N/A
PROPOSAL #10: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #11.1: ELECT MARCELO CURTI AS FISCAL COUNCIL ISSUER NO N/A N/A
MEMBER AND HENRIQUE ACHE PILLAR AS ALTERNATE
PROPOSAL #11.2: ELECT LUIZ CARLOS NANNINI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND CARLA ALESSANDRA TREMATORE AS
ALTERNATE
PROPOSAL #11.3: ELECT THIAGO COSTA JACINTO AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND VANESSA CLARO LOPES AS ALTERNATE
PROPOSAL #12: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #13: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER NO N/A N/A
ANNOUNCEMENTS
ISSUER: Cosan Logistica SA
TICKER: RLOG3 CUSIP: P3R67S106
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Cosan SA
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY SOPARC - AUDITORES INDEPENDENTES ISSUER YES FOR FOR
S.S. LTDA. AS THE FIRM TO APPRAISE PROPOSED
PROPOSAL #2: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF COSAN LUBRIFICANTES E ESPECIALIDADES S.A. (CLE)
AND ABSORPTION OF SPUN-OFF ASSETS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PARTIAL SPIN-OFF OF COSAN ISSUER YES FOR FOR
LUBRIFICANTES E ESPECIALIDADES S.A. (CLE) AND
ABSORPTION OF SPUN-OFF ASSETS
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Cosan SA
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY VALORUP AUDITORES INDEPENDENTES ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
PROPOSAL #2: APPROVE AGREEMENT FOR SPIN-OFF OF USINA ISSUER YES FOR FOR
SANTA LUIZA S.A. (USL) AND ABSORPTION OF SPUN-OFF
ASSETS BY COMPANY AND SAO MARTINHO SA
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF SPUN-OFF ASSETS ISSUER YES FOR FOR
WITHOUT CAPITAL INCREASE
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Cosan SA
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SIX ISSUER NO N/A N/A
PROPOSAL #4: APPROVE CHARACTERIZATION OF DAN IOSCHPE ISSUER NO N/A N/A
AND MAILSON FERREIRA DA NOBREGA AS INDEPENDENT
DIRECTORS
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6.1: ELECT RUBENS OMETTO SILVEIRA MELLO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.2: ELECT MARCOS MARINHO LUTZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.3: ELECT MARCELO DE SOUZA SCARCELA ISSUER NO N/A N/A
PORTELA AS DIRECTOR
PROPOSAL #6.4: ELECT BURKHARD OTTO CORDES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.5: ELECT DAN IOSCHPE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.6: ELECT MAILSON FERREIRA DA NOBREGA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUBENS OMETTO SILVEIRA MELLO AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS MARINHO LUTZ AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO DE SOUZA SCARCELA PORTELA AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BURKHARD OTTO CORDES AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DAN IOSCHPE AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAILSON FERREIRA DA NOBREGA AS DIRECTOR
PROPOSAL #9: INSTALL FISCAL COUNCIL ISSUER NO N/A N/A
PROPOSAL #10: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
FIVE
PROPOSAL #11.1: ELECT LUIZ CARLOS NANNINI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND NADIR DANCINI BARSNULFO AS
PROPOSAL #11.2: ELECT MARCELO CURTI AS FISCAL COUNCIL ISSUER NO N/A N/A
MEMBER AND HENRIQUE ACHE PILLAR AS ALTERNATE
PROPOSAL #11.3: ELECT EDISON CARLOS FERNANDES AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND FRANCISCO SILVERIO MORALES
CESPEDE AS ALTERNATE
PROPOSAL #11.4: ELECT VANESSA CLARO LOPES AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND CARLA ALESSANDRA TREMATORE AS
ALTERNATE
PROPOSAL #11.5: ELECT ALBERTO ASATO AS FISCAL COUNCIL ISSUER NO N/A N/A
MEMBER AND EDISON ANDRADE DE SOUZA AS ALTERNATE
PROPOSAL #12: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Cosan SA
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CANCELLATION OF TREASURY SHARES ISSUER NO N/A N/A
AND AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER NO N/A N/A
AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #3: APPROVE DECREASE IN BOARD SIZE AND AMEND ISSUER NO N/A N/A
ARTICLE 15 ACCORDINGLY
PROPOSAL #4: AMEND ARTICLES 26 AND 29 ISSUER NO N/A N/A
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.3: APPROVE TARGET INVESTORS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR THE SHAREHOLDERS IN RELATION TO THE
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.4: APPROVE MATURITY OF THE RENEWABLE ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #1.5: APPROVE INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD IN RELATION TO THE ISSUANCE OF
RENEWABLE CORPORATE BONDS
PROPOSAL #1.6: APPROVE FACE VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.7: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.8: APPROVE METHOD OF UNDERWRITING IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.9: APPROVE TERMS FOR REDEMPTION OR SALE ISSUER YES FOR FOR
BACK IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #1.1: APPROVE METHOD OF REPAYMENT OF ISSUER YES FOR FOR
PRINCIPAL AND INTEREST IN RELATION TO THE ISSUANCE OF
RENEWABLE CORPORATE BONDS
PROPOSAL #1.11: APPROVE TERMS FOR DEFERRING INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #1.12: APPROVE MANDATORY INTEREST PAYMENT ISSUER YES FOR FOR
AND RESTRICTIONS ON DEFERRING INTEREST PAYMENT IN
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.13: APPROVE LISTING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #1.15: APPROVE SAFEGUARDS FOR REPAYMENT OF ISSUER YES FOR FOR
THE RENEWABLE CORPORATE BONDS
PROPOSAL #1.16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #2: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
FOR PUBLIC ISSUANCE OF RENEWABLE CORPORATE BONDS BY
THE COMPANY
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE
BONDS
PROPOSAL #4: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITOR AND AUTHORIZE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REVISED ANNUAL CAPS UNDER THE SHAREHOLDER YES FOR FOR
MASTER CONTAINERS SERVICES AGREEMENT AND RELATED
TRANSACTIONS
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2a: APPROVE PURPOSE OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2b: APPROVE CLASSES OF SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #2c: APPROVE METHOD OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2d: APPROVE TERM OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2e: APPROVE INTENDED USES OF THE SHARES TO SHAREHOLDER YES FOR FOR
BE REPURCHASED AND TOTAL AMOUNT OF FUNDS INVOLVED
PROPOSAL #2f: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE FOR THE PROPOSED SHARE REPURCHASE
PROPOSAL #2g: APPROVE SOURCE OF FUNDS FOR THE SHAREHOLDER YES FOR FOR
PROPOSED SHARE REPURCHASE
PROPOSAL #2h: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PROPOSED SHARE
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS IN RELATION TO THE
PROPOSED SHARE REPURCHASE
PROPOSAL #4: APPROVE GRANT OF THE H SHARE REPURCHASE SHAREHOLDER YES FOR FOR
MANDATE
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2a: APPROVE PURPOSE OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2b: APPROVE CLASSES OF SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #2c: APPROVE METHOD OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2d: APPROVE TERM OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2e: APPROVE INTENDED USES OF THE SHARES TO SHAREHOLDER YES FOR FOR
BE REPURCHASED AND TOTAL AMOUNT OF FUNDS INVOLVED
PROPOSAL #2f: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE FOR THE PROPOSED SHARE REPURCHASE
PROPOSAL #2g: APPROVE SOURCE OF FUNDS FOR THE SHAREHOLDER YES FOR FOR
PROPOSED SHARE REPURCHASE
PROPOSAL #2h: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PROPOSED SHARE
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS IN RELATION TO THE
PROPOSED SHARE REPURCHASE
PROPOSAL #4: APPROVE GRANT OF THE H SHARE REPURCHASE SHAREHOLDER YES FOR FOR
MANDATE
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE WORK REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8a: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITOR AND TO FIX THEIR
REMUNERATION
PROPOSAL #8b: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8c: APPROVE ERNST & YOUNG, HONG KONG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE SHAREHOLDERS' RESOLUTIONS
PROPOSAL #10: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE AUTHORIZATION
PROPOSAL #11: APPROVE THE PROVISIONS OF GUARANTEES SHAREHOLDER YES FOR FOR
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE SHAREHOLDERS' RESOLUTIONS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE AUTHORIZATION
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C112
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
FOR PUBLIC ISSUANCE OF RENEWABLE CORPORATE BONDS BY
THE COMPANY
PROPOSAL #2.1: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.3: APPROVE TARGET INVESTORS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR THE SHAREHOLDERS IN RELATION TO THE
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.4: APPROVE MATURITY OF THE RENEWABLE ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #2.5: APPROVE INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD IN RELATION TO THE ISSUANCE OF
RENEWABLE CORPORATE BONDS
PROPOSAL #2.6: APPROVE FACE VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.7: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.8: APPROVE METHOD OF UNDERWRITING IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.9: APPROVE TERMS FOR REDEMPTION OR SALE ISSUER YES FOR FOR
BACK IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #2.1: APPROVE METHOD OF REPAYMENT OF ISSUER YES FOR FOR
PRINCIPAL AND INTEREST IN RELATION TO THE ISSUANCE OF
RENEWABLE CORPORATE BONDS
PROPOSAL #2.11: APPROVE TERMS FOR DEFERRING INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #2.12: APPROVE MANDATORY INTEREST PAYMENT ISSUER YES FOR FOR
AND RESTRICTIONS ON DEFERRING INTEREST PAYMENT IN
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.13: APPROVE LISTING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2.15: APPROVE SAFEGUARDS FOR REPAYMENT OF ISSUER YES FOR FOR
THE RENEWABLE CORPORATE BONDS
PROPOSAL #2.16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF RENEWABLE CORPORATE
BONDS
PROPOSAL #4: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITOR AND AUTHORIZE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REVISED ANNUAL CAPS UNDER THE SHAREHOLDER YES FOR FOR
MASTER CONTAINERS SERVICES AGREEMENT AND RELATED
TRANSACTIONS
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C112
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE CLASSES OF SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #2.3: APPROVE METHOD OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.4: APPROVE TERM OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE INTENDED USES OF THE SHARES TO SHAREHOLDER YES FOR FOR
BE REPURCHASED AND TOTAL AMOUNT OF FUNDS INVOLVED
PROPOSAL #2.6: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE FOR THE PROPOSED SHARE REPURCHASE
PROPOSAL #2.7: APPROVE SOURCE OF FUNDS FOR THE SHAREHOLDER YES FOR FOR
PROPOSED SHARE REPURCHASE
PROPOSAL #2.8: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PROPOSED SHARE
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS IN RELATION TO THE
PROPOSED SHARE REPURCHASE
PROPOSAL #4: APPROVE GRANT OF THE H SHARE REPURCHASE SHAREHOLDER YES FOR FOR
MANDATE
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C112
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE CLASSES OF SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #2.3: APPROVE METHOD OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.4: APPROVE TERM OF THE PROPOSED SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE INTENDED USES OF THE SHARES TO SHAREHOLDER YES FOR FOR
BE REPURCHASED AND TOTAL AMOUNT OF FUNDS INVOLVED
PROPOSAL #2.6: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE FOR THE PROPOSED SHARE REPURCHASE
PROPOSAL #2.7: APPROVE SOURCE OF FUNDS FOR THE SHAREHOLDER YES FOR FOR
PROPOSED SHARE REPURCHASE
PROPOSAL #2.8: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PROPOSED SHARE
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS IN RELATION TO THE
PROPOSED SHARE REPURCHASE
PROPOSAL #4: APPROVE GRANT OF THE H SHARE REPURCHASE SHAREHOLDER YES FOR FOR
MANDATE
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C112
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE WORK REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.1: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITOR AND TO FIX THEIR
REMUNERATION
PROPOSAL #8.2: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8.3: APPROVE ERNST & YOUNG, HONG KONG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE SHAREHOLDERS' RESOLUTIONS
PROPOSAL #10: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE AUTHORIZATION
PROPOSAL #11: APPROVE THE PROVISIONS OF GUARANTEES SHAREHOLDER YES FOR FOR
ISSUER: COSCO SHIPPING Development Co., Ltd.
TICKER: 2866 CUSIP: Y1513C112
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE SHAREHOLDERS' RESOLUTIONS
PROPOSAL #2: APPROVE FURTHER EXTENSION OF THE ISSUER YES FOR FOR
VALIDITY PERIOD OF THE AUTHORIZATION
ISSUER: COSCO SHIPPING Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y124
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE SCHEME ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BASIS AND SCOPE FOR CONFIRMING ISSUER YES FOR FOR
AND VERIFICATION OF THE PARTICIPANTS OF THE SCHEME
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF SHARE OPTIONS AND SUBJECT SHARES OF THE SCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD AND ISSUER YES FOR FOR
ARRANGEMENT FOR THE GRANT AND EXERCISE OF SHARE
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND THE GAINS BY THE PARTICIPANTS UNDER THE
SCHEME
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE OF THE SHARE OPTIONS
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF ISSUER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES UNDER THE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF SHARE ISSUER YES FOR FOR
OPTIONS UNDER THE SCHEME AND THE IMPACT TO THE
BUSINESS PERFORMANCE OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND ISSUER YES FOR FOR
APPROVAL OF THE SCHEME AND GRANT AND EXERCISE OF
SHARE OPTIONS UNDER THE SCHEME
PROPOSAL #1.12: APPROVE MANAGEMENT AND AMENDMENT OF ISSUER YES FOR FOR
THE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE ISSUER YES FOR FOR
IMPLEMENTATION STATUS OF THE SCHEME
PROPOSAL #2: APPROVE REVISED SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME ADMINISTRATION REGULATIONS OF COSCO SHIPPING
ENERGY TRANSPORTATION CO., LTD. (REVISED PROPOSAL)
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE REVISED SHARE OPTION INCENTIVE
SCHEME
PROPOSAL #4: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE SHAREHOLDERS' RESOLUTIONS RELATING TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #6: APPROVE COMPANY'S POLICY ON THE ISSUER YES FOR FOR
MANAGEMENT OF CONNECTED TRANSACTIONS
PROPOSAL #7: APPROVE SHIPPING MATERIALS AND SERVICES SHAREHOLDER YES FOR FOR
FRAMEWORK AGREEMENT, THE PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #8: APPROVE SEA CREW FRAMEWORK AGREEMENT, SHAREHOLDER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE LEASE FRAMEWORK AGREEMENT, THE SHAREHOLDER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE SERVICES FRAMEWORK AGREEMENT, SHAREHOLDER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #11: APPROVE FINANCIAL SERVICES FRAMEWORK SHAREHOLDER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: COSCO SHIPPING Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1765K101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE SCHEME ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BASIS AND SCOPE FOR CONFIRMING ISSUER YES FOR FOR
AND VERIFICATION OF THE PARTICIPANTS OF THE SCHEME
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF SHARE OPTIONS AND SUBJECT SHARES OF THE SCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD AND ISSUER YES FOR FOR
ARRANGEMENT FOR THE GRANT AND EXERCISE OF SHARE
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND THE GAINS BY THE PARTICIPANTS UNDER THE
SCHEME
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE OF THE SHARE OPTIONS
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF ISSUER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES UNDER THE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF SHARE ISSUER YES FOR FOR
OPTIONS UNDER THE SCHEME AND THE IMPACT TO THE
BUSINESS PERFORMANCE OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND ISSUER YES FOR FOR
APPROVAL OF THE SCHEME AND GRANT AND EXERCISE OF
SHARE OPTIONS UNDER THE SCHEME
PROPOSAL #1.12: APPROVE MANAGEMENT AND AMENDMENT OF ISSUER YES FOR FOR
THE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE ISSUER YES FOR FOR
IMPLEMENTATION STATUS OF THE SCHEME
PROPOSAL #2: APPROVE REVISED SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME ADMINISTRATION REGULATIONS OF COSCO SHIPPING
ENERGY TRANSPORTATION CO., LTD. (REVISED PROPOSAL)
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE REVISED SHARE OPTION INCENTIVE
SCHEME
PROPOSAL #4: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE SHAREHOLDERS' RESOLUTIONS RELATING TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #6: APPROVE COMPANY'S POLICY ON THE ISSUER YES FOR FOR
MANAGEMENT OF CONNECTED TRANSACTIONS
PROPOSAL #7: APPROVE FINANCIAL SERVICES FRAMEWORK SHAREHOLDER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #8: APPROVE SHIPPING MATERIALS AND SERVICES SHAREHOLDER YES FOR FOR
FRAMEWORK AGREEMENT, THE PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #9: APPROVE SEA CREW FRAMEWORK AGREEMENT, SHAREHOLDER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE SERVICES FRAMEWORK AGREEMENT, SHAREHOLDER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #11: APPROVE LEASE FRAMEWORK AGREEMENT, THE SHAREHOLDER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: COSCO SHIPPING Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1765K101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE SCHEME ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BASIS AND SCOPE FOR CONFIRMING ISSUER YES FOR FOR
AND VERIFICATION OF THE PARTICIPANTS OF THE SCHEME
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF SHARE OPTIONS AND SUBJECT SHARES OF THE SCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD AND ISSUER YES FOR FOR
ARRANGEMENT FOR THE GRANT AND EXERCISE OF SHARE
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND THE GAINS BY THE PARTICIPANTS UNDER THE
SCHEME
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE OF THE SHARE OPTIONS
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF ISSUER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES UNDER THE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF SHARE ISSUER YES FOR FOR
OPTIONS UNDER THE SCHEME AND THE IMPACT TO THE
BUSINESS PERFORMANCE OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND ISSUER YES FOR FOR
APPROVAL OF THE SCHEME AND GRANT AND EXERCISE OF
SHARE OPTIONS UNDER THE SCHEME
PROPOSAL #1.12: APPROVE MANAGEMENT AND AMENDMENT OF ISSUER YES FOR FOR
THE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE ISSUER YES FOR FOR
IMPLEMENTATION STATUS OF THE SCHEME
PROPOSAL #2: APPROVE REVISED SHARE OPTION INCENTIVE ISSUER YES FOR FOR
SCHEME ADMINISTRATION REGULATIONS OF COSCO SHIPPING
ENERGY TRANSPORTATION CO., LTD. (REVISED PROPOSAL)
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE REVISED SHARE OPTION INCENTIVE
SCHEME
PROPOSAL #4: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE SHAREHOLDERS' RESOLUTIONS RELATING TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
ISSUER: COSCO SHIPPING Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1765K101
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE 2018 FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: ELECT ZHU MAIJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
CHINA SHIPPING DEVELOPMENT (HONG KONG) MARINE CO.,
LIMITED, COSCO SHIPPING TANKER (SINGAPORE) PTE LTD.
AND PAN COSMOS SHIPPING & ENTERPRISES CO., LIMITED
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR FOR
INTERNATIONAL AUDITORS AND SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
ISSUER: COSCO SHIPPING Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1765K119
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE 2018 FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: ELECT ZHU MAIJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
CHINA SHIPPING DEVELOPMENT (HONG KONG) MARINE CO.,
LIMITED, COSCO SHIPPING TANKER (SINGAPORE) PTE LTD.
AND PAN COSMOS SHIPPING & ENTERPRISES CO., LIMITED
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR FOR
INTERNATIONAL AUDITORS AND SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES, SUPER AND SHORT-TERM COMMERCIAL
PAPER AND AUTHORIZE BOARD TO DEAL ALL MATTERS IN
RELATION TO THE BOND ISSUANCE
PROPOSAL #2: ELECT XU LIRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE MASTER CONTAINER SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE TWO
FINANCIAL YEARS ENDING 31 DECEMBER 2019
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1455B114
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES, SUPER AND SHORT-TERM COMMERCIAL
PAPER AND AUTHORIZE BOARD TO DEAL ALL MATTERS IN
RELATION TO THE BOND ISSUANCE
PROPOSAL #2: ELECT XU LIRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE MASTER CONTAINER SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE TWO
FINANCIAL YEARS ENDING 31 DECEMBER 2019
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1455B114
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN THE MAXIMUM AMOUNT ISSUER YES FOR FOR
OF EXTERNAL GUARANTEES OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR 2018
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN THE MAXIMUM AMOUNT ISSUER YES FOR FOR
OF EXTERNAL GUARANTEES OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR 2018
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO SHARE ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO HANDLE ALL MATTERS RELATING TO THE SHARE
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO SHARE ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO HANDLE ALL MATTERS RELATING TO THE SHARE
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M117
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO SHARE ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO HANDLE ALL MATTERS RELATING TO THE SHARE
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M117
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO SHARE ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO HANDLE ALL MATTERS RELATING TO THE SHARE
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M117
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE OPTION SHAREHOLDER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #1.2: APPROVE BASIS OF THE DETERMINATION OF SHAREHOLDER YES FOR FOR
THE PARTICIPANTS, SCOPE OF THE PARTICIPANTS AND
VERIFICATION OF THE LIST OF THE PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARES UNDER THE SHARE OPTION INCENTIVESCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD, GRANT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS AND ARRANGEMENT FOR THE EXERCISE OF THE
SHARE OPTIONS
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND GAINS OF THE SHARE OPTIONS
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF SHAREHOLDER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RIGHTS AND OBLIGATIONS OF THE SHAREHOLDER YES FOR FOR
COMPANY AND THE PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL SHAREHOLDER YES FOR FOR
CIRCUMSTANCES UNDER THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME AND IMPACT ON
THEOPERATING RESULTS OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND SHAREHOLDER YES FOR FOR
APPROVAL OF THE SHARE OPTION INCENTIVE SCHEMEAND THE
GRANT AND EXERCISE THEREUNDER
PROPOSAL #1.12: APPROVE MANAGEMENT OF AND AMENDMENT SHAREHOLDER YES FOR FOR
TO THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE SHAREHOLDER YES FOR FOR
IMPLEMENTATION OF THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #3: APPROVE APPRAISAL MEASURES ON THE SHARE SHAREHOLDER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS SHAREHOLDER YES FOR FOR
IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M117
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #1.2: APPROVE BASIS OF THE DETERMINATION OF ISSUER YES FOR FOR
THE PARTICIPANTS, SCOPE OF THE PARTICIPANTS AND
VERIFICATION OF THE LIST OF THE PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF THE SHARES UNDER THE SHARE OPTION INCENTIVESCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD, GRANT OF THE ISSUER YES FOR FOR
SHARE OPTIONS AND ARRANGEMENT FOR THE EXERCISE OF THE
SHARE OPTIONS
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND GAINS OF THE SHARE OPTIONS
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF ISSUER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
COMPANY AND THE PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES UNDER THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF THE ISSUER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME AND IMPACT ON
THEOPERATING RESULTS OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND ISSUER YES FOR FOR
APPROVAL OF THE SHARE OPTION INCENTIVE SCHEMEAND THE
GRANT AND EXERCISE THEREUNDER
PROPOSAL #1.12: APPROVE MANAGEMENT OF AND AMENDMENT ISSUER YES FOR FOR
TO THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #3: APPROVE APPRAISAL MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME
ISSUER: COSCO SHIPPING Holdings Co. Ltd.
TICKER: 1919 CUSIP: Y1839M117
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GUARANTEES MANDATE TO THE ISSUER YES AGAINST AGAINST
COMPANY AND ITS SUBSIDIARIES FOR THE 2018 PROVISION
OF EXTERNAL GUARANTEES
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR FOR
INTERNATIONAL AUDITORS AND SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE SALE OF THE LONG BEACH TERMINAL SHAREHOLDER YES FOR FOR
BUSINESS BY NON-WHOLLY OWNED SUBSIDIARIES
ISSUER: COSCO SHIPPING Holdings Co., Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE OPTION SHAREHOLDER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #1.2: APPROVE BASIS OF THE DETERMINATION OF SHAREHOLDER YES FOR FOR
THE PARTICIPANTS, SCOPE OF THE PARTICIPANTS AND
VERIFICATION OF THE LIST OF THE PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARES UNDER THE SHARE OPTION INCENTIVESCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD, GRANT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS AND ARRANGEMENT FOR THE EXERCISE OF THE
SHARE OPTIONS
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND GAINS OF THE SHARE OPTIONS
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF SHAREHOLDER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RIGHTS AND OBLIGATIONS OF THE SHAREHOLDER YES FOR FOR
COMPANY AND THE PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL SHAREHOLDER YES FOR FOR
CIRCUMSTANCES UNDER THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME AND IMPACT ON
THEOPERATING RESULTS OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND SHAREHOLDER YES FOR FOR
APPROVAL OF THE SHARE OPTION INCENTIVE SCHEMEAND THE
GRANT AND EXERCISE THEREUNDER
PROPOSAL #1.12: APPROVE MANAGEMENT OF AND AMENDMENT SHAREHOLDER YES FOR FOR
TO THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE SHAREHOLDER YES FOR FOR
IMPLEMENTATION OF THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #3: APPROVE APPRAISAL MEASURES ON THE SHARE SHAREHOLDER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS SHAREHOLDER YES FOR FOR
IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME
ISSUER: COSCO SHIPPING Holdings Co., Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #1.2: APPROVE BASIS OF THE DETERMINATION OF ISSUER YES FOR FOR
THE PARTICIPANTS, SCOPE OF THE PARTICIPANTS AND
VERIFICATION OF THE LIST OF THE PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF THE SHARES UNDER THE SHARE OPTION INCENTIVESCHEME
PROPOSAL #1.4: APPROVE VALIDITY PERIOD, GRANT OF THE ISSUER YES FOR FOR
SHARE OPTIONS AND ARRANGEMENT FOR THE EXERCISE OF THE
SHARE OPTIONS
PROPOSAL #1.5: APPROVE EXERCISE PRICE OF THE SHARE ISSUER YES FOR FOR
OPTIONS AND GAINS OF THE SHARE OPTIONS
PROPOSAL #1.6: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.7: APPROVE METHOD AND PROCEDURES OF ISSUER YES FOR FOR
ADJUSTMENT TO THE SHARE OPTIONS
PROPOSAL #1.8: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
COMPANY AND THE PARTICIPANTS
PROPOSAL #1.9: APPROVE HANDLING OF SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES UNDER THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT OF THE ISSUER YES FOR FOR
SHARE OPTION INCENTIVE SCHEME AND IMPACT ON
THEOPERATING RESULTS OF THE COMPANY
PROPOSAL #1.11: APPROVE PROCEDURES OF FORMULATION AND ISSUER YES FOR FOR
APPROVAL OF THE SHARE OPTION INCENTIVE SCHEMEAND THE
GRANT AND EXERCISE THEREUNDER
PROPOSAL #1.12: APPROVE MANAGEMENT OF AND AMENDMENT ISSUER YES FOR FOR
TO THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #1.13: APPROVE DISCLOSURE OF THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE SHARE OPTION INCENTIVE SCHEME
PROPOSAL #2: APPROVE MANAGEMENT MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #3: APPROVE APPRAISAL MEASURES ON THE SHARE ISSUER YES FOR FOR
OPTION INCENTIVE SCHEME (DRAFT)
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME
ISSUER: COSCO SHIPPING Holdings Co., Ltd.
TICKER: 1919 CUSIP: Y1839M109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GUARANTEES MANDATE TO THE ISSUER YES AGAINST AGAINST
COMPANY AND ITS SUBSIDIARIES FOR THE 2018 PROVISION
OF EXTERNAL GUARANTEES
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR FOR
INTERNATIONAL AUDITORS AND SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE SALE OF THE LONG BEACH TERMINAL SHAREHOLDER YES FOR FOR
BUSINESS BY NON-WHOLLY OWNED SUBSIDIARIES
ISSUER: COSCO Shipping International (Singapore) Co., Ltd.
TICKER: F83 CUSIP: Y1764Z208
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG KAI YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANG SWEE TIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE RENEWAL OF MANDATE FOR ISSUER YES FOR FOR
INTERESTED PERSON TRANSACTIONS
ISSUER: COSCO SHIPPING Ports Ltd.
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COSCO SHIPPING SHIPPING SERVICES ISSUER YES FOR FOR
AND TERMINAL SERVICES MASTER AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: COSCO SHIPPING Ports Ltd.
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT FENG BOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1d: ELECT CHAN KA LOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: COSCO Shipping Specialized Carriers Co. Ltd.
TICKER: 600428 CUSIP: Y17651103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DING NONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT CHEN DONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHENG WEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT TAN JINSONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XU LIHUA AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: ELECT ZHANG SHANMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT HAO WENYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT LI HONGXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: COSCO Shipping Specialized Carriers Co., Ltd.
TICKER: 600428 CUSIP: Y17651103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO STOCK OPTION INCENTIVE
PLAN
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FRAMEWORK AGREEMENT FOR DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT LIN ZUNGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Cosmo Lady (China) Holdings Company Limited
TICKER: 2298 CUSIP: G24442108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU XIAOLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHENG ZUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HU SHENGLI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT DAI YIYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT CHEN ZHIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Cosmos Group Co., Ltd.
TICKER: 002133 CUSIP: Y1769Q104
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO SUBSIDIARY
PROPOSAL #2: APPROVE AUTHORIZATION IN CONNECTION TO SHAREHOLDER YES FOR FOR
THE FINANCIAL ASSISTANCE
ISSUER: Cosmos Group Co., Ltd.
TICKER: 2133 CUSIP: Y1769Q104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
APPROVE NEW GUARANTEE TARGETS AND AMOUNT
PROPOSAL #2: AMEND INVESTMENT MANAGEMENT METHOD ISSUER YES FOR FOR
ISSUER: Cosmos Group Co., Ltd.
TICKER: 002133 CUSIP: Y1769Q104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #1.2: APPROVE COUNTER GUARANTEE OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Cosmos Group Co., Ltd.
TICKER: 002133 CUSIP: Y1769Q104
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Cosmos Group Co., Ltd.
TICKER: 002133 CUSIP: Y1769Q104
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Cosmos Group Co., Ltd.
TICKER: 2133 CUSIP: Y1769Q104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZE THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
TO APPROVE NEW LAND INVESTMENT AND PROJECT COMPANY
INVESTMENT QUOTA
PROPOSAL #9: APPROVE PROVISION OF MORTGAGE GUARANTEE ISSUER YES FOR FOR
FOR MORTGAGE LOAN TO CLIENTS
PROPOSAL #10: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
HOLDING SUBSIDIARIES ENGAGED IN REAL ESTATE BUSINESS
PROPOSAL #10.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
HOLDING SUBSIDIARIES NOT ENGAGED IN REAL ESTATE
BUSINESS
PROPOSAL #11: APPROVE AUTHORIZATION ON FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #11.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #11.2: APPROVE FINANCING MATTERS OF ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #11.3: APPROVE FINANCIAL SUPPORT FOR ISSUER YES FOR FOR
SHANGHAI HAOJIE ENTERPRISE MANAGEMENT CO., LTD. AND
ITS SUBSIDIARIES
PROPOSAL #11.4: APPROVE FINANCIAL SUPPORT FOR ISSUER YES FOR FOR
HANGZHOU KANG YIDE REAL ESTATE DEVELOPMENT CO., LTD.
AND ITS SUBSIDIARIES
PROPOSAL #11.5: APPROVE FINANCIAL SUPPORT FOR ISSUER YES FOR FOR
HANGZHOU WANGUANG REAL ESTATE CO., LTD. AND ITS
PROPOSAL #11.6: APPROVE FINANCIAL SUPPORT FOR ISSUER YES FOR FOR
SUBSIDIARIES THAT JOINTLY INVESTED IN RELATED PARTIES
PROPOSAL #12: APPROVE AUTHORIZATION ON INVESTMENT ISSUER YES AGAINST AGAINST
MATTERS
PROPOSAL #13: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
PRODUCTS
ISSUER: Cosmos Group Co., Ltd.
TICKER: 002133 CUSIP: Y1769Q104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONFIRMATION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE PROVISION TO HANGZHOU GUIYU INVESTMENT
MANAGEMENT CO., LTD.
PROPOSAL #1.2: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
TO HANGZHOU GUIYU INVESTMENT MANAGEMENT CO., LTD.
ISSUER: Country Garden Holdings Co. Ltd.
TICKER: 2007 CUSIP: G24524103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT YANG HUIYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT MO BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT SONG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LIANG GUOKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT SHEK LAI HIM, ABRAHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Country Garden Holdings Co. Ltd.
TICKER: 2007 CUSIP: G24524103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUE OF WRITTEN CALL OPTIONS ISSUER YES FOR FOR
ISSUER: Country Garden Services Holdings Co. Ltd.
TICKER: 6098 CUSIP: G2453A108
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SALES AND LEASING AGENCY ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENT, THE ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE CONSULTANCY AND OTHER ISSUER YES FOR FOR
SERVICES SUPPLEMENTAL AGREEMENT, THE REVISED ANNUAL
CAPS AND RELATED TRANSACTIONS
ISSUER: Country Garden Services Holdings Company Limited
TICKER: 6098 CUSIP: G2453A108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT LI CHANGJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT XIAO HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT GUO ZHANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT YANG HUIYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT YANG ZHICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT WU BIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a7: ELECT MEI WENJUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a8: ELECT RUI MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a9: ELECT CHEN WEIRU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Cox & Kings (India) Ltd.
TICKER: 533144 CUSIP: Y17730113
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANTHONY BRUTON MEYRICK GOOD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT MAHALINGA NARAYANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT SUBHASH CHANDRA BHARGAVA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT PESI PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Cox & Kings (India) Ltd.
TICKER: 533144 CUSIP: Y17730113
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANTHONY BRUTON MEYRICK GOOD TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON- EXECUTIVE DIRECTOR
ISSUER: CP All Public Co. Ltd.
TICKER: CPALL CUSIP: Y1772K169
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PADOONG TECHASARINTR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT PRIDI BOONYOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PHATCHARAVAT WONGSUWAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT PRASOBSOOK BOONDECH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT NAMPUNG WONGSMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: CPMC Holdings Ltd.
TICKER: 906 CUSIP: Y17739106
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHANG YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEN QIANZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE BAKER TILLY HONG KONG LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: CPT Technology (Group) Co Ltd
TICKER: 000536 CUSIP: Y1772P101
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENT FOR SALES AGREEMENT BETWEEN THE CONTROLLED
SUBSIDIARY AND CHUNGHWA PICTURE TUBES CO., LTD.
ISSUER: CPT Technology (Group) Co., Ltd.
TICKER: 000536 CUSIP: Y1772P101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROVISION FOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
ISSUER: CPT Technology (Group) Co., Ltd.
TICKER: 000536 CUSIP: Y1772P101
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: CPT Technology (Group) Co., Ltd.
TICKER: 000536 CUSIP: Y1772P101
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN LIQUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: CPT Technology (Group) Co., Ltd.
TICKER: 536 CUSIP: Y1772P101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: CPT Technology (Group) Co., Ltd.
TICKER: 000536 CUSIP: Y1772P101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROPORTION OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AFTER THE COMPLETION OF ACQUISITION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
(REVISED)
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT LIN JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT WU JUNQIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT HU JIANRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT LU HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT ZHENG XINZHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT CHEN ZHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT XU PING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.4: ELECT WANG ZHIQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.5: ELECT LIN JINTANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT WANG ZUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT LIN LIQUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Create Technology & Science Co., Ltd.
TICKER: 000551 CUSIP: Y83175102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU CHUNQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHU ZHIHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU ZENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU CHENGMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT YU XUEZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT QIAN GUOYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT BAO HUMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT MAO WEIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU TIECHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PENG ZHONGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LIANG LIQIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HAN ZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG ANPU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Create Technology & Science Co., Ltd.
TICKER: 000551 CUSIP: Y83175102
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL ALLOWANCE FOR NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE SPECIAL ALLOWANCE FOR ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Create Technology & Science Co., Ltd.
TICKER: 000551 CUSIP: Y83175102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE REPORT ON PROVISIONS FOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #8: APPROVE MANAGEMENT AUTHORIZATION ON ISSUER YES FOR FOR
DISPOSAL OF AVAILABLE-FOR-SALE FINANCIAL ASSETS
ISSUER: Credicorp Ltd.
TICKER: BAP CUSIP: G2519Y108
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY
2018, INCLUDING EXTERNAL AUDITORS' REPORT
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Credito Real SA de CV
TICKER: CREAL CUSIP: P32486105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES WITHOUT REDUCTION IN SHARE CAPITAL
PROPOSAL #2: APPROVE OR RATIFY INVESTMENT OPERATIONS ISSUER YES AGAINST AGAINST
FOR FY 2019
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #4: CLOSE MEETING ISSUER YES FOR FOR
ISSUER: Credito Real SA de CV
TICKER: CREAL CUSIP: P32486105
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF DIRECTORS,
BOARD COMMITTEES AND CEO
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE; RECEIVE REPORT ON BOARD'S DECISION ON SHARE
REPURCHASE
PROPOSAL #4: ELECT OR RATIFY MEMBERS OF BOARD, ISSUER YES FOR FOR
SECRETARY AND DEPUTY SECRETARY; QUALIFY INDEPENDENT
DIRECTORS; ELECT MEMBERS OF BOARD COMMITTEES
INCLUDING CHAIRMEN OF AUDIT AND CORPORATE PRACTICES
COMMITTEES; FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Crompton Greaves Consumer Electricals Limited
TICKER: CROMPTON CUSIP: Y1786D102
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHWETA JALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: CRRC Corp. Ltd.
TICKER: 1766 CUSIP: Y1R16T100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 ARRANGEMENT OF GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AS
WELL AS DELOITTE TOUCHE TOHMATSU CPA LLP AS INTERNAL
CONTROL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: ELECT CHEN ZHENHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
ISSUER: CRRC Corporation Limited
TICKER: 1766 CUSIP: Y1818X100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 ARRANGEMENT OF GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AS
WELL AS DELOITTE TOUCHE TOHMATSU CPA LLP AS INTERNAL
CONTROL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: ELECT CHEN ZHENHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND H SHARES
ISSUER: CSBC Corp. Taiwan
TICKER: 2208 CUSIP: Y1R21K110
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT CHENG WEN-LON, A REPRESENTATIVE ISSUER YES FOR FOR
OF THE MINISTRY OF ECONOMIC AFFAIRS WITH SHAREHOLDER
NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT TSENG KUO-CHENG, A ISSUER YES FOR FOR
REPRESENTATIVE OF THE MINISTRY OF ECONOMIC AFFAIRS
WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT HUANG JIH-CHIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MINISTRY OF ECONOMIC AFFAIRS WITH SHAREHOLDER
NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT LAN SYU-CING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MINISTRY OF ECONOMIC AFFAIRS WITH SHAREHOLDER
NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT CHEN YUNG-TSUNG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF THE MINISTRY OF YAO-HWA CO.,LTD
MANAGEMENT COMMISSION WITH SHAREHOLDER NO.174963, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT WU WEN-KUEI, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
THE MINISTRY OF NATIONAL DEVELOPMENT FUND, EXECUTIVE
YUAN WITH SHAREHOLDER NO.174964, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #5.7: ELECT LIU,CHIN-PIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MINISTRY OF NATIONAL DEFENSE INDUSTRIAL
DEVELOPMENT FOUNDATION WITH SHAREHOLDER NO.188464, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT A REPRESENTATIVE OF CPC WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT HWANG CHIEN-CHIH, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CHINA STEEL WITH SHAREHOLDER
NO.47200, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT HOU DE-LONG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF KAOHSIUNG CITY REPRESENTATIVE OF INDUSTRIAL LABOR
UNION OF CSBC WITH SHAREHOLDER NO.47213, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT HSIEH KUO-JUNG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF KAOHSIUNG CITY REPRESENTATIVE OF
INDUSTRIAL LABOR UNION OF CSBC WITH SHAREHOLDER
NO.47213, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT A REPRESENTATIVE OF YUE-LI ISSUER YES AGAINST AGAINST
INVESTMENT CORPORATION WITH SHAREHOLDER NO.47215 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.13: ELECT LIN,HUI-JENG, WITH ID ISSUER YES FOR FOR
NO.X100310XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.14: ELECT LIEU DER-MING, WITH ID ISSUER YES FOR FOR
NO.R102721XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.15: ELECT CHEN CHIH-YANG, WITH ID ISSUER YES FOR FOR
NO.C120652XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: ADPV42194
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE IMPLEMENTATION OF PROFIT ISSUER YES FOR FOR
DISTRIBUTION IN THE MID-TERM OF 2018
PROPOSAL #3: APPROVE THE CAP ON INVESTMENT AMOUNT FOR ISSUER YES FOR FOR
PROPRIETARY BUSINESS OF THE COMPANY FOR 2018
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1818Y108
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE IMPLEMENTATION OF PROFIT ISSUER YES FOR FOR
DISTRIBUTION IN THE MID-TERM OF 2018
PROPOSAL #3: APPROVE THE CAP ON INVESTMENT AMOUNT FOR ISSUER YES FOR FOR
PROPRIETARY BUSINESS OF THE COMPANY FOR 2018
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1818Y108
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION FOR CONTINUING ISSUER YES FOR FOR
ISSUANCE OF PERPETUAL SUBORDINATED BONDS
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1818Y108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESOLUTION ON THE FULFILLMENT OF ISSUER YES FOR FOR
CONDITIONS FOR THE NON-PUBLIC ISSUANCE OF A SHARES
BY THE COMPANY
PROPOSAL #2a: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #2b: APPROVE ISSUE METHOD AND TIME ISSUER YES FOR FOR
PROPOSAL #2c: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2d: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2e: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2f: APPROVE AMOUNT AND THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2g: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2h: APPROVE LISTING VENUE ISSUER YES FOR FOR
PROPOSAL #2i: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE COMPLETION OF THE
ISSUANCE
PROPOSAL #2j: APPROVE VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESOLUTION ON FORMULATING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #4: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED BY THE COMPANY
PROPOSAL #7: APPROVE DILUTION OF CURRENT RETURNS BY ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES AND REMEDIAL
MEASURES
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1818Y108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1b: APPROVE ISSUE METHOD AND TIME ISSUER YES FOR FOR
PROPOSAL #1c: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #1d: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #1e: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1f: APPROVE AMOUNT AND THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1g: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1h: APPROVE LISTING VENUE ISSUER YES FOR FOR
PROPOSAL #1i: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE COMPLETION OF THE
ISSUANCE
PROPOSAL #1j: APPROVE VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESOLUTION ON FORMULATING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1818Y108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CAP INVESTMENT AMOUNT FOR ISSUER YES FOR FOR
PROPRIETARY BUSINESS
PROPOSAL #7: APPROVE 2019 EXPECTED RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF THE COMPANY
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1R11K104
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION FOR CONTINUING ISSUER YES FOR FOR
ISSUANCE OF PERPETUAL SUBORDINATED BONDS
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1R11K104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESOLUTION ON THE FULFILLMENT OF ISSUER YES FOR FOR
CONDITIONS FOR THE NON-PUBLIC ISSUANCE OF A SHARES
BY THE COMPANY
PROPOSAL #2.1: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #2.2: APPROVE ISSUE METHOD AND TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE AMOUNT AND THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING VENUE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ARRANGEMENT OF ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE COMPLETION OF THE
ISSUANCE
PROPOSAL #2.1: APPROVE VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESOLUTION ON FORMULATING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #4: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED BY THE COMPANY
PROPOSAL #5: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #6: APPROVE DILUTION OF CURRENT RETURNS BY ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES AND REMEDIAL
MEASURES
PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH RELEVANT ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
ISSUER: CSC Financial Co., Ltd.
TICKER: 6066 CUSIP: Y1R11K104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CAP INVESTMENT AMOUNT FOR ISSUER YES FOR FOR
PROPRIETARY BUSINESS
PROPOSAL #7: APPROVE 2019 EXPECTED RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF THE COMPANY
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CORPORATE BOND ISSUANCE
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHU QIANYU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1R16V105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAS NOT REACHED THE UNLOCKING
CONDITION
ISSUER: CSG Smart Science & Tech Co., Ltd.
TICKER: 300222 CUSIP: Y76857104
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO PURCHASE FINANCIAL PRODUCTS
ISSUER: CSG Smart Science & Technology Co., Ltd.
TICKER: 300222 CUSIP: Y76857104
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG MINGSONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT CHEN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG RUIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG ZHENHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LU YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YING YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN XIAOMAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JIANG MIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT MAO SHIFA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU CONGWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG BIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND EXTERNAL SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: CSG Smart Science & Technology Co., Ltd.
TICKER: 300222 CUSIP: Y76857104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #10: APPROVE REPURCHASE OF ANNUAL ISSUER YES FOR FOR
COMPENSATION SHARES
PROPOSAL #11: APPROVE CHANGE OF REGISTERED ADDRESS SHAREHOLDER YES FOR N/A
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: CSPC Pharmaceutical Group Limited
TICKER: 1093 CUSIP: Y1837N109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CAI DONGCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT PAN WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT CHAK KIN MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT CHAN SIU KEUNG, LEONARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a5: ELECT WANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT ZHANG CUILONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a7: ELECT WANG QINGXI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF OPTIONS UNDER THE SHARE ISSUER YES FOR FOR
OPTION SCHEME
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION OF 100 PERCENT ISSUER YES FOR FOR
EQUITY INTEREST AND THE CONNECTED TRANSACTIONS OF
GUANGZHOU WENCHONG DOCKYARD CO., LTD.
PROPOSAL #2: ELECT SHENG JIGANG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
COMPANY FOR SUBSIDIARY AND THE MAXIMUM AMOUNT OF
GUARANTEE FOR 2019
PROPOSAL #6: APPROVE PHASE 1 RELOCATION AGREEMENT OF SHAREHOLDER YES FOR FOR
WENCHONG SHIPBUILDING BY THE COMPANY'S HOLDING
SUBSIDIARY
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.01: ELECT CHEN SHU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H115
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION OF 100 PERCENT ISSUER YES FOR FOR
EQUITY INTEREST AND THE CONNECTED TRANSACTIONS OF
GUANGZHOU WENCHONG DOCKYARD CO., LTD.
PROPOSAL #2.1: ELECT SHENG JIGANG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H115
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
COMPANY FOR SUBSIDIARY AND THE MAXIMUM AMOUNT OF
GUARANTEE FOR 2019
PROPOSAL #6: APPROVE PHASE 1 RELOCATION AGREEMENT OF SHAREHOLDER YES FOR FOR
WENCHONG SHIPBUILDING BY THE COMPANY'S HOLDING
SUBSIDIARY
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT CHEN SHU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: CSSC Science & Technology Co., Ltd.
TICKER: 600072 CUSIP: Y4445C101
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOANS ISSUER YES AGAINST AGAINST
ISSUER: CSSC Science & Technology Co., Ltd.
TICKER: 600072 CUSIP: Y4445C101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY THROUGH ISSUER YES FOR FOR
LISTING
ISSUER: CSSC Science & Technology Co., Ltd.
TICKER: 600072 CUSIP: Y4445C101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: CTBC Financial Holding Co. Ltd.
TICKER: 2891 CUSIP: Y15093100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5.1: ELECT SHIH-CHIEH CHANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.814409, AS INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CHEUNG-CHUN LAU, WITH ID ISSUER YES FOR FOR
NO.507605XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT SHENG-YUNG YANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.1018764, AS INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHIH-CHENG, WANG WITH ID ISSUER YES FOR FOR
NO.R121764XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT WEN-LONG, YEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF WEI FU INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.4122, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT CHAO-CHIN, TUNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF CHUNG YUAN INVESTMENT CO., LTD.
WITH SHAREHOLDER NO.883288, AS NON-INDEPENDENT
PROPOSAL #5.7: ELECT THOMAS K. S. CHEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF YI CHUAN INVESTMENT CO., LTD. WITH
SHAREHOLDER NO.883341, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT YUAN-YUAN WANG, A REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF BANK OF TAIWAN CO., LTD. WITH SHAREHOLDER
NO.771829, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: CTCI Corp.
TICKER: 9933 CUSIP: Y18229107
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: CTS International Logistics Corp. Ltd.
TICKER: 603128 CUSIP: Y18234107
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE, PRICING PERIOD AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: CTS International Logistics Corp. Ltd.
TICKER: 603128 CUSIP: Y18234107
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED DRAFT)
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: CTS International Logistics Corp. Ltd.
TICKER: 603128 CUSIP: Y18234107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OPERATION AND FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: CTS International Logistics Corporation Limited
TICKER: 603128 CUSIP: Y18234107
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: CUB Elecparts, Inc.
TICKER: 2231 CUSIP: Y1R23F101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACQUISITION VIA SHARES SWAP BY ISSUER YES FOR FOR
NEW SHARE ISSUANCE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES OF COMPANY ETHICS CODE ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING AND ELECTION OF
DIRECTORS AND SUPERVISORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11.1: ELECT HSIEH,HSIU-CHI, WITH ID NO. ISSUER YES AGAINST AGAINST
N203291XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT CHANG,TZU-HSIUNG, WITH ID NO. ISSUER YES AGAINST AGAINST
F103876XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT YU,SHAN-CHUAN, REPRESENTATIVE ISSUER YES FOR FOR
OF CHUN CHANG INVESTMENT CO.,LTD, WITH SHAREHOLDER
NO. 0000000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT A REPRESENTATIVE OF CHUN JUI ISSUER YES AGAINST AGAINST
INVESTMENT CO.,LTD, WITH SHAREHOLDER NO. 0000000004,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT CHEN,KUANG-LUNG, WITH ID NO. ISSUER YES AGAINST AGAINST
H120396XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT CHANG,CHUAN-LI, WITH ID NO. ISSUER YES FOR FOR
N100502XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT CHANG,KUNG-PI, WITH ID NO. ISSUER YES FOR FOR
H120703XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY DIRECTORS
ISSUER: Cultural Investment Holdings Co., Ltd.
TICKER: 600715 CUSIP: Y8070U104
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT MA SHUCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Cultural Investment Holdings Co., Ltd.
TICKER: 600715 CUSIP: Y8070U104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF COOPERATION ISSUER YES FOR FOR
DEVELOPMENT AGREEMENT
PROPOSAL #2: APPROVE PARTICIPATION IN BIDDING OF ISSUER YES FOR FOR
STATE-OWNED LAND USE RIGHTS
PROPOSAL #3: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Cultural Investment Holdings Co., Ltd.
TICKER: 600715 CUSIP: Y8070U104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #10: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #12: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #14: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #15: APPROVE REPORT OF THE BOARD OF SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #16.1: ELECT WANG DONGSHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Cummins India Ltd.
TICKER: 500480 CUSIP: Y4807D150
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL DIVIDEND AND CONFIRM ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #4: REELECT ANTONIO LEITAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT SANDEEP SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MARK LEVETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SANDEEP SINHA AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH CUMMINS LIMITED, UK
PROPOSAL #10: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH TATA CUMMINS PRIVATE LIMITED
ISSUER: Curro Holdings Ltd.
TICKER: COH CUSIP: S20461109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZANDILE MANKAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TSHOLOFELO MOLEFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SANTIE BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR SIBONGILE MUTHWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR CHRIS VAN DER MERWE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT NAN MANKAI AS CHAIRPERSON OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT DR SIBONGILE MUTHWA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT KK COMBI AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
AND RISK COMMITTEE
PROPOSAL #9: ELECT TSHOLO MOLEFE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT D DE JAGER AS
THE DESIGNATED REGISTERED AUDITOR
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #14: AMEND THE SHARE INCENTIVE TRUST ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
CHAIRPERSON OF THE BOARD
PROPOSAL #1.2: APPROVE REMUNERATION OF THE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1.3: APPROVE REMUNERATION OF THE AUDIT AND ISSUER YES FOR FOR
RISK COMMITTEE CHAIRPERSON
PROPOSAL #1.4: APPROVE REMUNERATION OF THE AUDIT AND ISSUER YES FOR FOR
RISK COMMITTEE MEMBERS
PROPOSAL #1.5: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE CHAIRPERSON
PROPOSAL #1.6: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE MEMBERS
PROPOSAL #1.7: APPROVE REMUNERATION OF THE SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE CHAIRPERSON
PROPOSAL #1.8: APPROVE REMUNERATION OF THE SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE MEMBERS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB READ ISSUER YES FOR FOR
SERVICOS TURISTICOS S.A. (READ)
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB RESERVA ISSUER YES FOR FOR
FACIL TECNOLOGIA S.A. (RESERVA)
PROPOSAL #3: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
READ SERVICOS TURISTICOS S.A. (READ)
PROPOSAL #5: APPROVE INDEPENDENT FIRM'S APPRAISAL ON ISSUER YES FOR FOR
RESERVA FACIL TECNOLOGIA S.A. (RESERVA)
PROPOSAL #6: APPROVE ABSORPTION OF READ SERVICOS ISSUER YES FOR FOR
TURISTICOS S.A. (READ)
PROPOSAL #7: APPROVE ABSORPTION OF RESERVA FACIL ISSUER YES FOR FOR
TECNOLOGIA S.A. (RESERVA)
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB VIATRIX ISSUER YES FOR FOR
VIAGENS E TURISMO LTDA.
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF VIATRIX VIAGENS E ISSUER YES FOR FOR
TURISMO LTDA.
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLE 14 RE: DECREASE IN BOARD ISSUER YES FOR FOR
SIZE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIZ EDUARDO FALCO PIRES CORREA AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SILVIO JOSE GENESINI JUNIOR AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT HENRIQUE TEIXEIRA ALVARES AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT EDUARDO CUNHA MONNERAT SOLON DE PONTES AS
DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT DELI KOKI MATSUO AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CRISTINA HELENA ZINGARETTI JUNQUEIRA AS
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIS OTAVIO SALIBA FURTADO AS DIRECTOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHARACTERIZATION OF LUIZ EDUARDO ISSUER YES AGAINST AGAINST
FALCO PIRES CORREA AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE CHARACTERIZATION OF SILVIO JOSE ISSUER YES FOR FOR
GENESINI JUNIOR AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE CHARACTERIZATION OF HENRIQUE ISSUER YES FOR FOR
TEIXEIRA ALVARES AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE CHARACTERIZATION OF EDUARDO ISSUER YES FOR FOR
CUNHA MONNERAT SOLON DE PONTES AS INDEPENDENT
PROPOSAL #12: APPROVE CHARACTERIZATION OF DELI KOKI ISSUER YES FOR FOR
MATSUO AS INDEPENDENT DIRECTOR
PROPOSAL #13: APPROVE CHARACTERIZATION OF CRISTINA ISSUER YES FOR FOR
HELENA ZINGARETTI JUNQUEIRA AS INDEPENDENT DIRECTOR
PROPOSAL #14: APPROVE CHARACTERIZATION OF LUIS OTAVIO ISSUER YES FOR FOR
SALIBA FURTADO AS INDEPENDENT DIRECTOR
PROPOSAL #15: ELECT SILVIO JOSE GENESINI JUNIOR AS ISSUER YES FOR FOR
BOARD CHAIRMAN AND LUIZ EDUARDO FALCO PIRES CORREA AS
VICE-CHAIRMAN
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ESFERATUR ISSUER NO N/A N/A
PASSAGENS E TURISMO S.A.
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB SHARES OF ISSUER NO N/A N/A
ESFERATUR PASSAGENS E TURISMO S.A.
PROPOSAL #2: RATIFY CABRERA ASSESSORIA, CONSULTORIA E ISSUER NO N/A N/A
PLANEJAMENTO EMPRESARIAL LTDA. AS THE INDEPENDENT
FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ABSORPTION OF SHARES OF ISSUER NO N/A N/A
ESFERATUR PASSAGENS E TURISMO S.A. AND APPROVE
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
PROPOSAL #6: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL AND CONSOLIDATE BYLAWS
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER YES FOR FOR
YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SHARE BASED INCENTIVE AND ISSUER YES FOR FOR
RETENTION PLAN
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Cyberlink Corp.
TICKER: 5203 CUSIP: Y1853F105
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELEASING OF DIRECTOR FROM NON- ISSUER YES FOR FOR
COMPETITION RESTRICTION
ISSUER: Cyberlink Corp.
TICKER: 5203 CUSIP: Y1853F105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: CyberTAN Technology, Inc.
TICKER: 3062 CUSIP: Y1702V103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Cyrela Brazil Realty SA Empreendimentos e Participacoes
TICKER: CYRE3 CUSIP: P34085103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER NO N/A N/A
YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Cyrela Brazil Realty SA Empreendimentos e Participacoes
TICKER: CYRE3 CUSIP: P34085103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CORPORATE PURPOSE AND AMEND ISSUER NO N/A N/A
ARTICLE 4 ACCORDINGLY
PROPOSAL #2: AMEND ARTICLES 23, 24, 25 AND 30 ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 31 RE: NUMBER OF ISSUER NO N/A N/A
EXECUTIVES
PROPOSAL #4: AMEND ARTICLE 31 ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLE 31 PARAGRAPH 1 ISSUER NO N/A N/A
PROPOSAL #6: AMEND ARTICLES RE: NOVO MERCADO ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #8: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: D&L Industries, Inc.
TICKER: DNL CUSIP: Y1973T100
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPOINT ISLA LIPANA & CO. AS EXTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9.1: ELECT MERCEDITA S. NOLLEDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT FILEMON T. BERBA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT CORAZON S. DE LA PAZ-BERNARDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT LYDIA R. BALATBAT-ECHAUZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT YIN YONG L. LAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.6: ELECT JOHN L. LAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.7: ELECT ALVIN D. LAO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: D.G. Khan Cement Co. Ltd.
TICKER: DGKC CUSIP: Y2057X116
MEETING DATE: 10/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #4.1: APPROVE LOAN TO NISHAT HOTELS AND ISSUER YES FOR FOR
PROPERTIES LIMITED, ASSOCIATED COMPANY
PROPOSAL #4.2: APPROVE ACQUISITION OF SHARES IN ISSUER YES AGAINST AGAINST
ADAMJEE INSURANCE COMPANY LIMITED, ASSOCIATED COMPANY
ISSUER: D.G. Khan Cement Co. Ltd.
TICKER: DGKC CUSIP: Y2057X116
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES IN NISHAT ISSUER YES FOR FOR
HOTELS AND PROPERTIES LTD, ASSOCIATED COMPANY
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 2030 CUSIP: Y1856D107
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT SU WENRONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 002030 CUSIP: Y1856D107
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONDUCT OF FOREIGN INVESTMENT ISSUER YES FOR FOR
AND FINANCING AS WELL AS INVESTMENT WITH RETURN BY
PARTIAL SHAREHOLDERS OF COMPANY'S SUBSIDIARY USING
THE SUBSIDIARY'S EQUITY
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 002030 CUSIP: Y1856D107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY CONTROLLED INDIRECT SUBSIDIARY TO CONTROLLED
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 002030 CUSIP: Y1856D107
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
SUBSIDIARY FOR BANK CREDIT LINE APPLICATION OF
INDIRECT SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
SUBSIDIARY AND INDIRECT SUBSIDIARY FOR FINANCIAL
LEASING BUSINESS OF INDIRECT SUBSIDIARY
PROPOSAL #3: APPROVE EQUITY ACQUISITION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 2030 CUSIP: Y1856D107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE EXTERNAL INVESTMENT OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE ESTABLISHMENT OF COMPANY BY ISSUER YES FOR FOR
ASSOCIATE INDIRECT SUBSIDIARY AS WELL AS AUTHORIZE
THE COMPANY'S MANAGEMENT TO SIGN THE RELEVANT
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 2030 CUSIP: Y1856D107
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF COOPERATION AGREEMENT ISSUER YES FOR FOR
ON THIRD-GRADE GENERAL HOSPITAL PROJECT
ISSUER: Da An Gene Co. Ltd. of Sun Yet-Sen University
TICKER: 002030 CUSIP: Y1856D107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
BANK FINANCIAL PRODUCTS
PROPOSAL #10.1: ELECT HE YUNSHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHOU XINYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT ZHANG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT WU CUILING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT LU KAIXUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT SUN XIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT LU DEYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT CHEN LING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT SU WENRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHAO JINGHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT HUANG LIQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.3: ELECT HUANG LIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Dabur India Ltd.
TICKER: DABUR CUSIP: Y1855D140
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #4: REELECT SAKET BURMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
PROPOSAL #7: ELECT R C BHARGAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT S NARAYAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Dah Chong Hong Holdings Ltd.
TICKER: 1828 CUSIP: Y19197105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WYLER CENTRE TENANCY ISSUER YES FOR FOR
AGREEMENT, PROPOSED CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT YIN KE AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Dah Chong Hong Holdings Ltd.
TICKER: 1828 CUSIP: Y19197105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG JIJING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LEE TAK WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT FUNG KIT YI, KITTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WOO CHIN WAN, RAYMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Daheng New Epoch Technology, Inc.
TICKER: 600288 CUSIP: Y1988H109
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN BY ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
ISSUER: Daheng New Epoch Technology, Inc.
TICKER: 600288 CUSIP: Y1988H109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Dali Foods Group Company Limited
TICKER: 3799 CUSIP: G2743Y106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XU SHIHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHUANG WEIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT XU YANGYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT XU BIYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT HU XIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT CHENG HANCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT LIU XIAOBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Dalian Huarui Heavy Industry Group Co., Ltd.
TICKER: 002204 CUSIP: Y1965Z106
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF DAZHONG ISSUER YES FOR FOR
HOTEL ASSETS
ISSUER: Dalian Huarui Heavy Industry Group Co., Ltd.
TICKER: 2204 CUSIP: Y1965Z106
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: ELECT SU JIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Dalian Huarui Heavy Industry Group Co., Ltd.
TICKER: 2204 CUSIP: Y1965Z106
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES AND PROVISION OF GUARANTEE
ISSUER: Dalian Huarui Heavy Industry Group Co., Ltd.
TICKER: 002204 CUSIP: Y1965Z106
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE IN ACCOUNTING ESTIMATES ISSUER YES FOR FOR
ISSUER: Dalian Morningstar Network Technology Co., Ltd.
TICKER: 2447 CUSIP: Y1967H104
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT CAI CHANGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT TAN MINJUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT OF LIU DEQUN
PROPOSAL #5: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT OF LIU XIAOQING
PROPOSAL #6: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT OF ZHAO ZHANGSONG
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1966Y108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE THE TERMINAL FACILITIES DESIGN ISSUER YES FOR FOR
AND CONSTRUCTION SERVICES AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.2: APPROVE THE PROVISION OF DEPOSIT ISSUER YES FOR FOR
SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.3: APPROVE THE PROVISION OF FINANCE ISSUER YES FOR FOR
LEASING SERVICES UNDER THE FINANCIAL SERVICES
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #1.4: APPROVE THE SUPPLY OF GOODS AND ISSUER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #1.5: APPROVE THE PURCHASE OF GOODS AND ISSUER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #1.6: APPROVE THE CONSTRUCTION MANAGEMENT ISSUER YES FOR FOR
AND SUPERVISION AGREEMENT, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #1.7: APPROVE THE PROVISION OF PROPERTIES ISSUER YES FOR FOR
AND EQUIPMENT LEASE (LEASING FROM) UNDER THE
PROPERTIES AND EQUIPMENT LEASE AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.8: APPROVE THE PROVISION OF PROPERTIES ISSUER YES FOR FOR
AND EQUIPMENT LEASE (LEASING TO) UNDER THE
PROPERTIESAND EQUIPMENT LEASE AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.9: APPROVE THE PROVISION OF LOAN SERVICES ISSUER YES FOR FOR
UNDER THE FINANCIAL SERVICES AGREEMENT PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.1: APPROVE THE PROVISION OF FACTORING ISSUER YES FOR FOR
SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #1.11: APPROVE THE PROVISION OF SETTLEMENT ISSUER YES FOR FOR
SERVICES AND OTHER FINANCIAL SERVICES UNDER THE
FINANCIAL SERVICES AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1966Y108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE EXECUTIVE DIRECTORS TO DEAL WITH
RELATED MATTERS
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE CHANGE IN USE OF PROCEEDS FROM ISSUER YES FOR FOR
PLACING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO DEAL WITH ALL MATTERS IN RELATION
TO SUCH AMENDMENTS
PROPOSAL #9.1: ELECT YIM KONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT LI JIANHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT CAO DONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.4: ELECT YUAN YI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE TERMINAL FACILITIES DESIGN ISSUER YES FOR FOR
AND CONSTRUCTION SERVICES AGREEMENT, PROPOSED ANNUAL
CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE PROVISION OF DEPOSIT ISSUER YES FOR FOR
SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE THE PROVISION OF FINANCE LEASING ISSUER YES FOR FOR
SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE THE SUPPLY OF GOODS AND SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #5: APPROVE THE PURCHASE OF GOODS AND ISSUER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #6: APPROVE THE CONSTRUCTION MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISION AGREEMENT, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #7: APPROVE THE PROVISION OF PROPERTIES AND ISSUER YES FOR FOR
EQUIPMENT LEASE (LEASING FROM) UNDER THE PROPERTIES
AND EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE THE PROVISION OF PROPERTIES AND ISSUER YES FOR FOR
EQUIPMENT LEASE (LEASING TO) UNDER THE PROPERTIESAND
EQUIPMENT LEASE AGREEMENT, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #9: APPROVE THE PROVISION OF LOAN SERVICES ISSUER YES FOR FOR
UNDER THE FINANCIAL SERVICES AGREEMENT PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE THE PROVISION OF FACTORING ISSUER YES FOR FOR
SERVICES UNDER THE FINANCIAL SERVICES AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #11: APPROVE THE PROVISION OF SETTLEMENT ISSUER YES FOR FOR
SERVICES AND OTHER FINANCIAL SERVICES UNDER THE
FINANCIAL SERVICES AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
ISSUER: Dalian Port (PDA) Company Limited
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE EXECUTIVE DIRECTORS TO DEAL WITH
RELATED MATTERS
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE CHANGE IN USE OF PROCEEDS FROM ISSUER YES FOR FOR
PLACING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO DEAL WITH ALL MATTERS IN RELATION
TO SUCH AMENDMENTS
PROPOSAL #9.1: ELECT YIM KONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT LI JIANHUI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT CAO DONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.4: ELECT YUAN YI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JI ZHIJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DING JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU JUNRAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT FAN YUEKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GAOMU JUNXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT DUBU SHENYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT DAI DASHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT LIU JIWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT WANG YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHAO HUIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DAI YULING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD AND MANAGEMENT FOR CREDIT LINE BANK
APPLICATION AND LOAN
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YOKOO SADAAKI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT NISHIMOTO SHIGEYUKI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y19651101
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JI ZHIJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DING JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU JUNRAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT FAN YUEKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GAOMU JUNXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT DUBU SHENYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT DAI DASHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT LIU JIWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT WANG YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHAO HUIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DAI YULING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y19651101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD AND MANAGEMENT FOR CREDIT LINE BANK
APPLICATION AND LOAN
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dalian Refrigeration Co., Ltd.
TICKER: 200530 CUSIP: Y19651101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YOKOO SADAAKI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT NISHIMOTO SHIGEYUKI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: DALIAN TIANBAO GREEN FOODS CO LTD
TICKER: 002220 CUSIP: Y1967D103
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING THE AMENDMENT OF
ARTICLES OF ASSOCIATION
ISSUER: Dalian Tianbao Green Foods Co., Ltd.
TICKER: 002220 CUSIP: Y1967D103
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Dalian Tianbao Green Foods Co., Ltd.
TICKER: 2220 CUSIP: Y1967D103
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WANG XIAOMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Dalian Tianbao Green Foods Co., Ltd.
TICKER: 2220 CUSIP: Y1967D103
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN ANMIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Dalian Tianbao Green Foods Co., Ltd.
TICKER: 002220 CUSIP: Y1967D103
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dalian Tianbao Green Foods Co., Ltd.
TICKER: 2220 CUSIP: Y1967D103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 2354 CUSIP: Y19666109
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES FOR FOR
AGREEMENT BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGES IN BUSINESS SCOPE SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 002354 CUSIP: Y19666109
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LIN HUIJIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 002354 CUSIP: Y19666109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION ON DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE FOR SALE FINANCIAL ASSETS
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 002354 CUSIP: Y19666109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND CONFIRMED ESTIMATED LIABILITIES
PROPOSAL #2.1: ELECT YU YANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHOU SHIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 002354 CUSIP: Y19666109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHEN XUELIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Dalian Zeus Entertainment Co., Ltd.
TICKER: 002354 CUSIP: Y19666109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND LOSSES
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #8: APPROVE MAJOR TRADING DECISION SYSTEM ISSUER YES FOR FOR
ISSUER: Dallah Healthcare Co.
TICKER: 4004 CUSIP: M2057N103
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1.8 MILLION FOR FY 2018
PROPOSAL #7: ALLOW FAHD AL QASSEM TO BE INVOLVED WITH ISSUER YES FOR FOR
OTHER COMPANIES
PROPOSAL #8: ALLOW MOHAMMAD AL FAQIH TO BE INVOLVED ISSUER YES FOR FOR
WITH OTHER COMPANIES
PROPOSAL #9: ALLOW MOHAMMAD AL FAQIH TO BE INVOLVED ISSUER YES FOR FOR
WITH OTHER COMPANIES
PROPOSAL #10: ALLOW FARIS AL HAMEED TO BE INVOLVED ISSUER YES FOR FOR
WITH OTHER COMPANIES
PROPOSAL #11: ALLOW FARIS AL HAMEED TO BE INVOLVED ISSUER YES FOR FOR
WITH OTHER COMPANIES
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DAREEN AGENCY FOR TRAVEL AND TOURISM LTD.
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ATS
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DALLAH TRADING
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MASHFA MEDICAL
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TAREK AL QASABI
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KHALED AL FAGIH ENGINEERING CONSULTANCY
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL JAZIRA CAPITAL
PROPOSAL #19: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
ISSUER: DAMAC Properties Dubai Co. PJSC
TICKER: DAMAC CUSIP: M0858Z101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS EXCEPT SELLING OFF PLAN
ISSUER: Dana Gas PJSC
TICKER: DANA CUSIP: M27014105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE CASH DIVIDENDS OF AED 0.055 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: ELECT JASSIM AL SEDDIQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #10: AMEND ARTICLE 50 OF BYLAWS RE: ISSUER YES FOR FOR
ELECTRONIC VOTING
PROPOSAL #11: AUTHORIZE CAPITAL ISSUANCES OF AED ISSUER YES AGAINST AGAINST
18,749,951 FOR USE IN EMPLOYEE STOCK PURCHASE PLAN
AND AMEND ARTICLES 8 OF BYLAWS AND ARTICLE 7 OF
ARTICLES OF ASSOCIATION ACCORDINGLY
ISSUER: Daqin Railway Co., Ltd.
TICKER: 601006 CUSIP: Y1997H108
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHENG XIANDONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Daqin Railway Co., Ltd.
TICKER: 601006 CUSIP: Y1997H108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Dar Al Arkan Real Estate Development Co.
TICKER: 4300 CUSIP: M2723D109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3, Q4 FOR FY 2019 AND Q1 FOR FY
2020
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI HOME LOANS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KHOZAM REAL ESTATE DEVELOPMENT COMPANY
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BANK ALKHAIR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL-KHAIR CAPITAL COMPANY
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #10.1: ELECT ABDULAZIZ AL MANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT AHMED AL DAHSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT THAMR AL HARTHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT YOUSSEF AL SHALASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.5: ELECT GHALI AL SAADON AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.6: ELECT MOHAMMED AL MANAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.7: ELECT IBRAHIM AL SULTAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.8: ELECT HAZLOL AL HAZLOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.9: ELECT WAEL AL BASSAM AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.10: ELECT SALIH BATISH AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.11: ELECT TARIQ ALLAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.12: ELECT ABDULLAH AL GARISH AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.13: ELECT MASHAAL AL SHAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.14: ELECT MAJID AL QASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.15: ELECT ATIF AL SHAHRI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.16: ELECT KHALID AL AGLAN AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10.17: ELECT MOHAMMED AL SALAMAH AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #10.18: ELECT SULIMAN AL HADIF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.19: ELECT RIYADH AL KHARASHI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #11: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ABSENCE OF DIVIDENDS ISSUER YES FOR FOR
ISSUER: Dare Power Dekor Home Co., Ltd.
TICKER: 000910 CUSIP: Y44434101
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU WENXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Dare Power Dekor Home Co., Ltd.
TICKER: 000910 CUSIP: Y44434101
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL 2016 PERFORMANCE SHARES
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL 2017 PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: ELECT XU YONGSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Dare Power Dekor Home Co., Ltd.
TICKER: 910 CUSIP: Y44434101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2016 PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2017 PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #3: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Dare Power Dekor Home Co., Ltd.
TICKER: 910 CUSIP: Y44434101
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD FOR ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTENDING THE RESOLUTION
VALIDITY PERIOD OF CONVERTIBLE BONDS ISSUANCE
ISSUER: Dare Power Dekor Home Co., Ltd.
TICKER: 000910 CUSIP: Y44434101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SUMMARY OF 2018 AUDIT WORK ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES FOR FOR
GUARANTEE FOR LOAN OF POWER DEKOR GROUP CO., LTD.
PROPOSAL #9.2: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES FOR FOR
GUARANTEE FOR LOAN OF DARE WOOD BASED PANEL GROUP
CO., LTD.
ISSUER: Darfon Electronics Corp.
TICKER: 8163 CUSIP: Y1997G100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Darwin Precisions Corp.
TICKER: 6120 CUSIP: Y25909105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Dashang Co., Ltd.
TICKER: 600694 CUSIP: Y19973117
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3.1: ELECT DUAN XINGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Dashang Co., Ltd.
TICKER: 600694 CUSIP: Y19973117
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
ISSUER: Dashang Co., Ltd.
TICKER: 600694 CUSIP: Y19973117
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #3: APPROVE MUTUAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Dashang Co., Ltd.
TICKER: 600694 CUSIP: Y19973117
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11.1: ELECT NIU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT MENG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT WANG HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT YAN LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT WANG XIAOPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT ZHANG XUEYONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT JU JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.8: ELECT XU QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.9: ELECT ZHANG YING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT YANG JIAJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.11: ELECT ZHANG LEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.12: ELECT SUN GUANGGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.13: ELECT LIU YAXIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT SUN SHUBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LIU JING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Dasheng Times Cultural Investment Co., Ltd.
TICKER: 600892 CUSIP: Y7746Z109
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Dasheng Times Cultural Investment Co., Ltd.
TICKER: 600892 CUSIP: Y7746Z109
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Dasheng Times Cultural Investment Co., Ltd.
TICKER: 600892 CUSIP: Y7746Z109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: APPROVE TERMINATION OF RAISED FUND ISSUER YES FOR FOR
PROJECTS AND USE OF EXCESS RAISED FUNDS TO REPLENISH
WORKING CAPITAL
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
OF 2018 AND OF 2019
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME, CHANGE ISSUER YES FOR FOR
OF REGISTERED ADDRESS, AND AMENDMENTS TO ARTICLES OF
ASSOCIATION
PROPOSAL #12: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SIGNING OF PERFORMANCE ISSUER YES FOR FOR
COMPENSATION AGREEMENT
ISSUER: Dasheng Times Cultural Investment Co., Ltd.
TICKER: 600892 CUSIP: Y7746Z109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
ISSUER: Datang Huayin Electric Power Co., Ltd.
TICKER: 600744 CUSIP: Y37686105
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN 2018 MATERIAL ISSUER YES FOR FOR
PROCUREMENT DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #3.1: ELECT ZOU JIAHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIU GUANGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LIU QUANCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT XU YONGSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT ZHOU HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT LI YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT FENG LIXIA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT FU TAIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT YI LUOZHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LIU DONGLAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WANG YUANCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DUAN MAOSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT JIAO FENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT MIAO SHIHAI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Datang Huayin Electric Power Co., Ltd.
TICKER: 600744 CUSIP: Y37686105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: ELECT LIANG CUIXIA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
ISSUER: Datang Huayin Electric Power Co., Ltd.
TICKER: 600744 CUSIP: Y37686105
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR AND ELECT REN WEI AS NON-INDEPENDENT
ISSUER: Datang Huayin Electric Power Co., Ltd.
TICKER: 600744 CUSIP: Y37686105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE INTERNAL CONTROL AUDITOR REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CONTROLLED SUBSIDIARY TO SELL ISSUER YES FOR FOR
COMPUTER SOFTWARE AND PROVIDE RELATED LABOR SERVICES
TO RELATED PARTY
PROPOSAL #11: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #13: APPROVE ADJUSTMENT IN RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF PRIVATE PLACEMENT
PROPOSAL #14: APPROVE CONTINUED AUTHORIZATION OF THE ISSUER YES FOR FOR
BOARD ON PRIVATE PLACEMENT
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: ELECT XU LIPING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LEASING AND FACTORING BUSINESS ISSUER YES FOR FOR
COOPERATION AGREEMENT
PROPOSAL #2: APPROVE INCREASE IN FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
BUDGET FOR THE YEAR 2018
PROPOSAL #3.1: APPROVE THE RENEWABLE RESOURCE COMPANY SHAREHOLDER YES FOR FOR
RELATING TO THE DISPOSAL AND GOVERNANCE OF ZOMBIE
ENTERPRISES AND ENTERPRISES WITH DIFFICULTIES
PROPOSAL #3.2: APPROVE THE DEBT RESTRUCTURING SHAREHOLDER YES FOR FOR
PROPOSAL OF THE RENEWABLE RESOURCE COMPANY WITH INNER
MONGOLIA DATANG FUEL COMPANY, DATANG FINANCIAL LEASE
COMPANY, SHANGHAI DATANG FINANCIAL LEASE COMPANY AND
HOHHOT THERMAL POWER COMPANY
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE PRODUCT AND ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT WITH CDC FOR THE YEARS
FROM 2019 TO 2021
PROPOSAL #2.1: ELECT CHEN FEIHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG SEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: APPROVE RESIGNATION OF CHEN JINHANG AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: APPROVE RESIGNATION OF LIU CHUANDONG SHAREHOLDER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: APPROVE FINANCING BUDGET OF DATANG SHAREHOLDER YES FOR FOR
INTERNATIONAL AS THE PARENT COMPANY
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITING FIRMS ISSUER YES FOR FOR
FOR 2019
PROPOSAL #7.1: ELECT CHEN FEIHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT WANG SEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT WAN XIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.4: ELECT LIANG YONGPAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.5: ELECT YING XUEJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.6: ELECT ZHU SHAOWEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.7: ELECT CAO XIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.8: ELECT ZHAO XIANGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.9: ELECT ZHANG PING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.10: ELECT JIN SHENGXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.11: ELECT LIU JIZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.12: ELECT FENG GENFU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.13: ELECT LUO ZHONGWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.14: ELECT LIU HUANGSONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.15: ELECT JIANG FUXIU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT LIU QUANCHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT ZHANG XIAOXU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020122
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE LEASING AND FACTORING ISSUER YES FOR FOR
BUSINESS COOPERATION AGREEMENT WITH SHANGHAI DATANG
FINANCIAL LEASE
PROPOSAL #2: APPROVE THE INCREASE IN FINANCING ISSUER YES AGAINST AGAINST
GUARANTEE BUDGET FOR THE YEAR 2018
PROPOSAL #3.1: APPROVE THE RENEWABLE RESOURCE COMPANY SHAREHOLDER YES FOR FOR
RELATING TO THE DISPOSAL AND GOVERNANCE OF ZOMBIE
ENTERPRISES AND ENTERPRISES WITH DIFFICULTIES
PROPOSAL #3.2: APPROVE THE DEBT RESTRUCTURING SHAREHOLDER YES FOR FOR
PROPOSAL OF THE RENEWABLE RESOURCE COMPANY WITH INNER
MONGOLIA DATANG FUEL COMPANY, DATANG FINANCIAL LEASE
COMPANY, SHANGHAI DATANG FINANCIAL LEASE COMPANY AND
HOHHOT THERMAL POWER COMPANY
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020122
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE PRODUCT AND ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT WITH CDC FOR THE YEARS
FROM 2019 TO 2021
PROPOSAL #2.1: ELECT CHEN FEIHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG SEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: APPROVE RESIGNATION OF CHEN JINHANG AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: APPROVE RESIGNATION OF LIU CHUANDONG SHAREHOLDER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: APPROVE FINANCING BUDGET OF DATANG SHAREHOLDER YES FOR FOR
INTERNATIONAL AS THE PARENT COMPANY
ISSUER: Datang International Power Generation Co., Ltd.
TICKER: 991 CUSIP: Y20020122
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITING FIRMS ISSUER YES FOR FOR
FOR 2019
PROPOSAL #7.1: ELECT CHEN FEIHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT WANG SEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT WAN XIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.4: ELECT LIANG YONGPAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.5: ELECT YING XUEJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.6: ELECT ZHU SHAOWEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.7: ELECT CAO XIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.8: ELECT ZHAO XIANGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.9: ELECT ZHANG PING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.10: ELECT JIN SHENGXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.11: ELECT LIU JIZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.12: ELECT FENG GENFU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.13: ELECT LUO ZHONGWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.14: ELECT LIU HUANGSONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.15: ELECT JIANG FUXIU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT LIU QUANCHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT ZHANG XIAOXU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Datasonic Group Berhad
TICKER: DSONIC CUSIP: Y2020Y100
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT AZIZ JAMALUDIN BIN HJ. MHD TAHIR ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4: ELECT IBRAHIM BIN WAN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZAIFUL AYU IBRAHIM BIN IBRAHIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT HANDRIANOV PUTRA BIN ABU HANIFAH ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: ELECT SAFIA ZULEIRA BINTI ABU HANIFAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE CROWE MALAYSIA (FKA CROWE ISSUER YES AGAINST AGAINST
HORWATH) AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Datatec Ltd
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Datatec Ltd.
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: RE-ELECT FUNKE IGHODARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NICK TEMPLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT EKTA SINGH-BUSHELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MARK RAYFIELD AS THE DESIGNATED
AUDITOR
PROPOSAL #7.1: RE-ELECT MFUNDISO NJEKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7.2: RE-ELECT FUNKE IGHODARO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7.3: ELECT EKTA SINGH-BUSHELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #8A: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8B: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #9: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Datatec Ltd.
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Datatec Ltd.
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF SPECIAL ISSUER YES FOR FOR
RESOLUTION 1
ISSUER: Datong Coal Industry Co., Ltd.
TICKER: 601001 CUSIP: Y20220102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #10: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS AND AUDIT COMMITTEE
WORK RULES
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #16: APPROVE TASHAN COAL MINE BAIDONGJING ISSUER YES FOR FOR
OPERATION AND MAINTENANCE CONTRACT OF CONTROLLED
SUBSIDIARY
PROPOSAL #17: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #18: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #19.1: ELECT ZHU HAIYUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT YE NINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.3: ELECT RONG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.4: ELECT MA ZHANYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Dawning Information Industry Co., Ltd.
TICKER: 603019 CUSIP: Y2022K108
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Dawning Information Industry Co., Ltd.
TICKER: 603019 CUSIP: Y2022K108
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #4: APPROVE SUPPLEMENTARY FORECAST FOR 2019 ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #11: AMEND RELATED PARTY TRANSACTION RULES ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT XU WENCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Dawnrays Pharmaceutical (Holdings) Limited
TICKER: 2348 CUSIP: G2687M100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI KEI LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT EDE, RONALD HAO XI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LAM MING YEE JOAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Dawnrays Pharmaceutical (Holdings) Ltd.
TICKER: 2348 CUSIP: G2687M100
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHARE SUB-DIVISION ISSUER YES FOR FOR
ISSUER: Daye Special Steel Co., Ltd.
TICKER: 000708 CUSIP: Y2022S101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Daye Special Steel Co., Ltd.
TICKER: 000708 CUSIP: Y2022S101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PAYMENT OF REMUNERATION OF ISSUER YES FOR FOR
FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ASSET ISSUER YES FOR FOR
ACQUISITION AND ISSUANCE OF SHARES
PROPOSAL #9: APPROVE ASSET ACQUISITION AND ISSUANCE ISSUER YES FOR FOR
OF SHARES PLAN
PROPOSAL #9.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE UNDERLYING ASSET AND ISSUER YES FOR FOR
TRANSACTION PARTIES
PROPOSAL #9.3: APPROVE TARGET ASSET PRICING BASIS AND ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #9.4: APPROVE TRANSACTION MANNER AND ISSUER YES FOR FOR
CONSIDERATION PAYMENT
PROPOSAL #9.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #9.8: APPROVE ISSUE REFERENCE DATE AND ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #9.9: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #9.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #9.11: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #9.12: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #9.13: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #9.14: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #9.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #11: APPROVE COMPANY'S ASSETS PURCHASE AND ISSUER YES FOR FOR
ISSUANCE OF NEW SHARES AND RELATED PARTY TRANSACTION
REPORT AND SUMMARY
PROPOSAL #12: APPROVE TRANSACTION DOES NOT COMPLY ISSUER YES FOR FOR
WITH ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #15: APPROVE SIGNING OF ASSET ACQUISITION ISSUER YES FOR FOR
AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #16: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF ASSET ACQUISITION AND ISSUANCE OF SHARES
AGREEMENT
PROPOSAL #17: APPROVE SIGNING OF PROFIT COMPENSATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #18: APPROVE COMPANY'S TRANSACTION AUDIT ISSUER YES FOR FOR
REPORT, ASSET VALUATION REPORT, AND PRO FORMA REVIEW
REPORT
PROPOSAL #19: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #20: APPROVE PRICING BASIS OF THE ISSUER YES FOR FOR
TRANSACTION AND ITS FAIRNESS
PROPOSAL #21: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #22: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT REGARDING THE COMPANY'S EFFORTS TO
FILL THE REWARDS ARE FULFILLED
PROPOSAL #23: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #24: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Dazhong Transportation (Group) Co., Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #1.1: APPROVE ISSUE SIZE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #1.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE TERMS OF REDEMPTION AND TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #1.7: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE USE OF RAISED AND RAISED FUNDS ISSUER YES FOR FOR
SPECIAL ACCOUNT
PROPOSAL #1.9: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #1.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.11: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Dazhong Transportation (Group) Co., Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN AND ISSUER YES FOR FOR
RELEVANT AUTHORIZATION MATTERS
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dazhong Transportation (Group) Co., Ltd.
TICKER: 600611 CUSIP: Y2023E119
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: DCB Bank Limited
TICKER: 532772 CUSIP: Y2051L134
MEETING DATE: 6/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AMIN MANEKIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE, HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: REELECT ALTAF JIWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT IMRAN CONTRACTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT C. NARASIMHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT S. SRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/SECURITIES ON PRIVATE PLACEMENT
PROPOSAL #11: AMEND OBJECT CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: DEHUA TB NEW DECORATION MATERIAL CO LTD
TICKER: 002043 CUSIP: Y2027G102
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE DISPOSAL OF THE SHARE TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TERMINAL TIME OF THE ISSUER YES FOR FOR
SHAREHOLDER RIGHT OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE OF
COMPANY'S SHARES
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE THAT HAVE BEEN GRANTED
BUT NOT YET UNLOCKED
PROPOSAL #4: APPROVE ADJUSTMENT IN BUSINESS SCOPE, ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION AND HANDLING BUSINESS
REGISTRATION CHANGES
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Dehua TB New Decoration Material Co., Ltd.
TICKER: 002043 CUSIP: Y2027G110
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
ITS PERFORMANCE SHARES
ISSUER: Dehua TB New Decoration Material Co., Ltd.
TICKER: 002043 CUSIP: Y2027G110
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dehua TB New Decoration Material Co., Ltd.
TICKER: 002043 CUSIP: Y2027G110
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Delta Electronics (Thailand) Public Co. Ltd.
TICKER: DELTA CUSIP: Y20266154
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT HSIEH SHEN-YEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ANUSORN MUTTARAID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT BOONSAK CHIEMPRICHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND COMPANY'S OBJECTIVES AND AMEND ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Delta Electronics, Inc.
TICKER: 2308 CUSIP: Y20263102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Delta Property Fund Limited
TICKER: DLT CUSIP: S2169A134
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF BRONWYN CORBETT ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2: RE-ELECT IAN MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DUMO MOTAU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REAPPOINT BDO SOUTH AFRICA INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH STEPHEN SHAW AS THE
DESIGNATED AUDIT PARTNER AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #5: RE-ELECT JJ NJEKE AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6: RE-ELECT IAN MACLEOD AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7: RE-ELECT NOMBUSO AFOLAYAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE ISSUE OF SHARES TO ENABLE ISSUER YES FOR FOR
SHAREHOLDERS TO REINVEST CASH DISTRIBUTIONS
PROPOSAL #12: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #5: AUTHORISE ISSUE OF SHARES TO DIRECTORS ISSUER YES FOR FOR
WHO ELECT TO REINVEST THEIR DISTRIBUTIONS UNDER THE
RE-INVESTMENT OPTION
ISSUER: Deluxe Family Co., Ltd.
TICKER: 600503 CUSIP: Y9584H100
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2.1: ELECT LI RONGQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG ZHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Deluxe Family Co., Ltd.
TICKER: 600503 CUSIP: Y9584H100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #9: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
PROPOSAL #10: APPROVE 2019 GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCING SCHEMES OF THE ISSUER YES FOR FOR
COMPANY AND SUBSIDIARY AS WELL AS RELEVANT
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #16: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17.1: ELECT XIN MAOXUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: DEN Networks Ltd.
TICKER: 533137 CUSIP: Y2032S109
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT ANKUR AMBIKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE B S R & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ARCHANA NIRANJAN HINGORANI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: DEN Networks Ltd.
TICKER: 533137 CUSIP: Y2032S109
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SAMEER MANCHANDA AS CHAIRMAN MANAGING DIRECTOR
ISSUER: DEN Networks Ltd.
TICKER: 533137 CUSIP: Y2032S109
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY SHARES TO JIO ISSUER YES FOR FOR
FUTURISTIC DIGITAL HOLDINGS PRIVATE LIMITED, JIO
DIGITAL DISTRIBUTION HOLDINGS PRIVATE LIMITED AND JIO
TELEVISION DISTRIBUTION HOLDINGS PRIVATE LIMITED ON
PREFERENTIAL BASIS
ISSUER: Depo Auto Parts Industrial Co., Ltd.
TICKER: 6605 CUSIP: Y2032B106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT HSIEH,HSIU-CHI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000003 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT HSU,HSU-MING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00000001 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT LAI,RUEI-HUA, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHANG CHING CO., LTD, WITH SHAREHOLDER NO.00000441
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT CHIU,TE-CHENG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHANG CHING CO., LTD, WITH SHAREHOLDER
NO.00000441, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT LIU,KANG-CHIEH, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHANG CHING CO., LTD, WITH SHAREHOLDER
NO.00000441, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT WU,CHEN-HUA, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000288 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT CHUANG,MING-KUO, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.N100473XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT CHUNG,LIEN-TSAI, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.N100109XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT LU,HUI-MIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.S100876XXX AS SUPERVISOR
PROPOSAL #4.10: ELECT CHI,CHIA-YU, A REPRESENTATIVE ISSUER YES FOR FOR
OF MING CHENG ENTERPRISE CO LTD, WITH SHAREHOLDER
NO.00000031, AS SUPERVISOR
PROPOSAL #4.11: ELECT LO,HUI-CHEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.G220022XXX AS SUPERVISOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Deppon Logistics Co., Ltd.
TICKER: 603056 CUSIP: Y2034J107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
AND GUARANTEES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT TIAN MINYA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LUIS CENIGA IMAZ AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Der Future Science & Technology Holding Group Co., Ltd.
TICKER: 2631 CUSIP: Y20332105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES WHICH HAVE BEEN GRANTED
BUT NOT YET UNLOCKED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Der Future Science & Technology Holding Group Co., Ltd.
TICKER: 2631 CUSIP: Y20332105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE REMUNERATION AND ASSESSMENT PLAN ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
LOW-RISK SHORT-TERM INVESTMENT AND FINANCIAL
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN SHORT-TERM PRINCIPAL-GUARANTEED FINANCIAL
PRODUCTS
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #14: APPROVE EXTENDED PERFORMANCE COMMITMENT ISSUER YES FOR FOR
PERIOD AND CHANGE PERFORMANCE COMMITMENT
ISSUER: Detsky Mir PJSC
TICKER: DSKY CUSIP: X1810L113
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT PAVEL BOIARINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT ALEKSEY KATKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT STANISLAV KOTOMKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT EVGENII MADORSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT TONY MAHER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT JAMES MCARTHUR AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT OLGA RYZHKOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT VIACHESLAV KHVAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VLADIMIR CHIRAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.1: ELECT ANNA SHAKIROVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ALEKSANDR SHEVCHUK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.12: ELECT ALEKSANDR SHULGIN AS DIRECTOR ISSUER YES AGAINST N/A
ISSUER: Detsky Mir PJSC
TICKER: DSKY CUSIP: X1810L113
MEETING DATE: 12/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Detsky Mir PJSC
TICKER: DSKY CUSIP: X1810L113
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 4.45 PER SHARE
PROPOSAL #4.1: ELECT PAVEL BOIARINOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT ALEKSEY KATKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT STANISLAV KOTOMKIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.4: ELECT EVGENII MADORSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT TONY MAHER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT OLGA RYZHKOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT VIACHESLAV KHVAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT VLADIMIR CHIRAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT ALEKSANDR SHEVCHUK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: ELECT ALEKSANDR SHULGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: ELECT YURIY VIKULIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.2: ELECT ANATOLY PANARIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT MARINA ZHURAVLYOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
ISSUER: Dewan Housing Finance Corp. Ltd.
TICKER: 511072 CUSIP: Y2055V112
MEETING DATE: 9/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Dewan Housing Finance Corp. Ltd.
TICKER: 511072 CUSIP: Y2055V112
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT VIJAY KUMAR CHOPRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT MANNIL VENUGOPALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT GURU PRASAD KOHLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MAINTENANCE OF REGISTER OF ISSUER YES FOR FOR
MEMBERS AND RELATED BOOKS AT A PLACE OTHER THAN THE
REGISTERED OFFICE OF THE COMPANY
ISSUER: Deyaar Development PJSC
TICKER: DEYAAR CUSIP: M28055115
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
ISSUER: Dezhan Healthcare Co., Ltd.
TICKER: 000813 CUSIP: Y97245107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Dezhan Healthcare Co., Ltd.
TICKER: 813 CUSIP: Y97245107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG YANCHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Dezhan Healthcare Co., Ltd.
TICKER: 813 CUSIP: Y97245107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dezhan Healthcare Co., Ltd.
TICKER: 000813 CUSIP: Y97245107
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMENDMENT OF INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT ON IDLE RAISED FUNDS ISSUER YES FOR FOR
AND OWN FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Dezhan Healthcare Co., Ltd.
TICKER: 813 CUSIP: Y97245107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #10: APPROVE SPECIAL AUDIT REPORT ON MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING TARGET ASSET IMPAIRMENT TEST
ISSUER: DHC Software Co., Ltd.
TICKER: 002065 CUSIP: Y2080B107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: DHC Software Co., Ltd.
TICKER: 2065 CUSIP: Y2080B107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dialog Group Bhd.
TICKER: 7277 CUSIP: Y20641109
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT NGAU BOON KEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZAINAB BINTI MOHD SALLEH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ISMAIL BIN KARIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALIZAKRI BIN RAJA MUHAMMAD ALIAS ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE OH CHONG PENG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EMPLOYEES' SHARE OPTION SCHEME ISSUER YES AGAINST AGAINST
(ESOS)
PROPOSAL #12: APPROVE GRANT OF ESOS OPTIONS TO NGAU ISSUER YES AGAINST AGAINST
BOON KEAT
PROPOSAL #13: APPROVE GRANT OF ESOS OPTIONS TO CHAN ISSUER YES AGAINST AGAINST
YEW KAI
PROPOSAL #14: APPROVE GRANT OF ESOS OPTIONS TO CHEW ISSUER YES AGAINST AGAINST
ENG KAR
PROPOSAL #15: APPROVE GRANT OF ESOS OPTIONS TO ZAINAB ISSUER YES AGAINST AGAINST
BINTI MOHD SALLEH
PROPOSAL #16: APPROVE GRANT OF ESOS OPTIONS TO NGAU ISSUER YES AGAINST AGAINST
WU WEI
PROPOSAL #17: APPROVE GRANT OF ESOS OPTIONS TO NGAU ISSUER YES AGAINST AGAINST
SUE CHING
ISSUER: Dian Diagnostics Group Co. Ltd.
TICKER: 300244 CUSIP: Y988BG101
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #4: APPROVE FORMULATION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE MANAGEMENT SYSTEM
PROPOSAL #5: APPROVE EXTENSION OF RESOLUTION VALIDITY SHAREHOLDER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #6: APPROVE EXTENSION IN AUTHORIZATION FOR SHAREHOLDER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: Dian Diagnostics Group Co. Ltd.
TICKER: 300244 CUSIP: Y988BG101
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Dian Diagnostics Group Co. Ltd.
TICKER: 300244 CUSIP: Y988BG101
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHEN LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Dian Diagnostics Group Co. Ltd.
TICKER: 300244 CUSIP: Y988BG101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
AND PROVISION OF LOAN GUARANTEES
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE MANAGEMENT SYSTEM OF CORE SHAREHOLDER YES FOR FOR
EMPLOYEES SHAREHOLDING IN INNOVATE BUSINESS COMPANY
PROPOSAL #13: ELECT HUANG BOXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION
PROPOSAL #15: APPROVE ADDITIONAL RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTION
ISSUER: DiGi.com Bhd.
TICKER: 6947 CUSIP: Y2070F100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YASMIN BINTI ALADAD KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SAW CHOO BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANNE KARIN KVAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE SAW CHOO BOON TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Digital China Group Co., Ltd.
TICKER: 34 CUSIP: Y77411109
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXTERNAL GUARANTEE MANAGEMENT ISSUER NO N/A N/A
SYSTEM
PROPOSAL #2: AMEND EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #5: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #5: APPROVE ADJUSTMENT ON GUARANTEE ISSUER NO N/A N/A
PROVISION PLAN
PROPOSAL #6.1: APPROVE THE USAGE OF THE SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #6.1: APPROVE THE USAGE OF THE SHARES TO BE SHAREHOLDER NO N/A N/A
REPURCHASED
PROPOSAL #6.2: APPROVE MANNER OF SHARE REPURCHASE SHAREHOLDER NO N/A N/A
PROPOSAL #6.2: APPROVE MANNER OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: APPROVE TYPE, NUMBER AND TOTAL CAPITAL SHAREHOLDER YES FOR FOR
OF THE SHARE REPURCHASE
PROPOSAL #6.3: APPROVE TYPE, NUMBER AND TOTAL CAPITAL SHAREHOLDER NO N/A N/A
OF THE SHARE REPURCHASE
PROPOSAL #6.4: APPROVE CAPITAL SOURCE USED FOR THE SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #6.4: APPROVE CAPITAL SOURCE USED FOR THE SHAREHOLDER NO N/A N/A
SHARE REPURCHASE
PROPOSAL #6.5: APPROVE PRICE OR PRICE RANGE AND SHAREHOLDER NO N/A N/A
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #6.5: APPROVE PRICE OR PRICE RANGE AND SHAREHOLDER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #6.6: APPROVE IMPLEMENTATION PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6.6: APPROVE IMPLEMENTATION PERIOD SHAREHOLDER NO N/A N/A
PROPOSAL #6.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER NO N/A N/A
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Digital China Group Co., Ltd.
TICKER: 34 CUSIP: Y77411109
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Digital China Information Service Co., Ltd.
TICKER: 555 CUSIP: Y2943B104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #2: APPROVE ADDITIONAL 2018 GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: ELECT SUN YANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Digital China Information Service Co., Ltd.
TICKER: 555 CUSIP: Y2943B104
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GUO WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI HONGCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT FEI JIANJIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG XIAOYING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG YUNFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LUO ZHENBANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG NENGGUANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LU BENFU AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT WANG YONGLI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HAN YUHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG MIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Digital China Information Service Co., Ltd.
TICKER: 000555 CUSIP: Y2943B104
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH DIGITAL CHINA HOLDINGS LIMITED
PROPOSAL #1.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH DIGITAL CHINA GROUP CO., LTD.
PROPOSAL #1.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH DIGITAL CHINA RONGXIN CLOUD
TECHNOLOGY SERVICE CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Digital China Information Service Co., Ltd.
TICKER: 000555 CUSIP: Y2943B104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND INTERNAL CONTROL MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #8.1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8.3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8.4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Digital Telecommunications Infrastructure Fund
TICKER: DIF CUSIP: Y2068B111
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Digital Telecommunications Infrastructure Fund
TICKER: DIF CUSIP: Y2068B111
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE FUND SCHEME TO ISSUER YES FOR FOR
REFLECT CHANGE IN RENTAL STRUCTURE OF
TELECOMMUNICATIONS TOWERS OF AWC
PROPOSAL #2.1: APPROVE INVESTMENT IN THE ADDITIONAL ISSUER YES FOR FOR
TELECOM INFRASTRUCTURE ASSETS NO. 4
PROPOSAL #2.2: APPROVE ENTRY INTO THE AGREEMENTS RE: ISSUER YES FOR FOR
BENEFITS FROM ADDITIONAL TELECOM INFRASTRUCTURE
PROPOSAL #2.3: APPROVE AMENDMENTS TO THE FUND SCHEME ISSUER YES FOR FOR
IN RELATION TO THE ADDITIONAL TELECOM INFRASTRUCTURE
ASSETS
PROPOSAL #2.4.1: APPROVE INCREASE OF REGISTERED ISSUER YES FOR FOR
CAPITAL OF THE FUND
PROPOSAL #2.4.2: APPROVE ISSUANCE AND OFFERING OF NEW ISSUER YES FOR FOR
INVESTMENT UNITS
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Dilip Buildcon Ltd.
TICKER: 540047 CUSIP: Y2073Z103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT DEVENDRA JAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF JOINT STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT MALAY MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REELECT ADITYA VIJAY SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT ASHWINI VERMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT AMOGH KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SATISH CHANDRA PANDEY TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF DILIP SURYAVANSHI AS MANAGING DIRECTOR DESIGNATED
AS CHAIRMAN OF THE COMPANY
PROPOSAL #12: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF SEEMA SURYAVANSHI AS WHOLE-TIME DIRECTOR
PROPOSAL #13: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF DEVENDRA JAIN AS WHOLE-TIME DIRECTOR
PROPOSAL #14: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #16: APPROVE OFFER OR INVITATION TO ISSUER YES FOR FOR
SUBSCRIBE TO SECURED/UNSECURED REDEEMABLE NON-
CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #17: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
ON PRIVATE PLACEMENT BASIS
PROPOSAL #18: APPROVE CONVERSION OF LOAN TO EQUITY ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #19: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Dilip Buildcon Ltd.
TICKER: 540047 CUSIP: Y2073Z103
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Dima Holdings Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF A TRUST ISSUER YES FOR FOR
BENEFICIARY ASSET-BACKED SPECIAL PLAN
ISSUER: Dima Holdings Co., Ltd.
TICKER: 600565 CUSIP: Y18427107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED PLAN ISSUER YES FOR FOR
ISSUER: Dimed SA Distribuidora de Medicamentos
TICKER: PNVL4 CUSIP: P7535A109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY ISSUER NO N/A N/A
INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Dimed SA Distribuidora de Medicamentos
TICKER: PNVL4 CUSIP: P7535A109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
WITHOUT ISSUANCE OF SHARES
PROPOSAL #2: APPROVE CANCELLATION OF TREASURY SHARES ISSUER NO N/A N/A
PROPOSAL #3: AMEND CORPORATE PURPOSE RE: POWER ISSUER NO N/A N/A
GENERATION
PROPOSAL #4: AMEND CORPORATE PURPOSE RE: RENTAL OF ISSUER NO N/A N/A
SCIENTIFIC, MEDICAL AND HOSPITAL EQUIPMENT
ISSUER: Direcional Engenharia SA
TICKER: DIRR3 CUSIP: P3561Q100
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES OF ISSUER YES FOR FOR
SUBSIDIARIES BY LAGO DA PEDRA EMPREENDIMENTOS
IMOBILIARIOS LTDA
ISSUER: Direcional Engenharia SA
TICKER: DIRR3 CUSIP: P3561Q100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT BRUNO LAGE DE ARAUJO PAULINO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND RITA REBELO HORTA DE ASSIS
FONSECA AS ALTERNATE
PROPOSAL #4.2: ELECT PAULO SAVIO BICALHO AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND UOCIMAR SILVA AS ALTERNATE
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Direcional Engenharia SA
TICKER: DIRR3 CUSIP: P3561Q100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: CORPORATE PURPOSE ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLES: EXECUTIVE DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLES ISSUER NO N/A N/A
ISSUER: Dis-Chem Pharmacies Limited
TICKER: DCP CUSIP: S2266H107
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 28 FEBRUARY 2018
PROPOSAL #2: REAPPOINT ERNST AND YOUNG INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH DEREK ENGELBRECHT AS THE
DESIGNATED AUDITOR
PROPOSAL #3: RE-ELECT MARK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR ANUSCHKA COOVADIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT DR ANUSCHKA COOVADIA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT MARK BOWMAN AS MEMBER OF THE ISSUER YES AGAINST AGAINST
AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT MAHOMED GANI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT JOE MTHIMUNYE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #9.1: APPROVE REMUNERATION POLICY AND REPORT ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Discovery Ltd.
TICKER: DSY CUSIP: S2192Y109
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JORGE GONCALVES AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT LES OWEN AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT SONJA DE BRUYN SEBOTSA AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #4.1: RE-ELECT DR BRIAN BRINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT DR VINCENT MAPHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT SONJA DE BRUYN SEBOTSA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7.1: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
A PREFERENCE SHARES
PROPOSAL #7.2: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
B PREFERENCE SHARES
PROPOSAL #7.3: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
C PREFERENCE SHARES
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE ISSUE OF COMPANY'S ORDINARY ISSUER YES FOR FOR
SHARES TO A PERSON FALLING WITHIN THE AMBIT OF
SECTION 41(1) OF THE COMPANIES ACT
ISSUER: Dish TV India Ltd.
TICKER: 532839 CUSIP: Y2076S114
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ASHOK MATHAI KURIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REELECT RASHMI AGGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF JAWAHAR LAL GOEL AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE DISH TV INDIA LIMITED EMPLOYEES ISSUER YES FOR FOR
STOCK OPTION SCHEME 2018
ISSUER: Dish TV India Ltd.
TICKER: 532839 CUSIP: Y2076S114
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF BENEFITS OF DISH TV ISSUER YES FOR FOR
INDIA LIMITED EMPLOYEE STOCK OPTION SCHEME 2018 TO
EMPLOYEES OF THE SUBSIDIARIES
PROPOSAL #2: APPROVE EXTENSION OF BENEFITS OF DISH TV ISSUER YES FOR FOR
INDIA LIMITED EMPLOYEE STOCK OPTION SCHEME 2018 TO
EMPLOYEES OF ANY FUTURE HOLDING COMPANY
ISSUER: Divi's Laboratories Ltd.
TICKER: 532488 CUSIP: Y2076F112
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT N.V. RAMANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MADHUSUDANA RAO DIVI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Divi's Laboratories Ltd.
TICKER: 532488 CUSIP: Y2076F112
MEETING DATE: 3/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT G. SURESH KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT R. RANGA RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE K. V. K. SESHAVATARAM TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #4: REELECT K. V. K. SESHAVATARAM AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: DLF Ltd.
TICKER: 532868 CUSIP: Y2089H105
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT MOHIT GUJRAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJEEV TALWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT VIVEK MEHRA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: DLF Ltd.
TICKER: 532868 CUSIP: Y2089H105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: DLF Ltd.
TICKER: 532868 CUSIP: Y2089H105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT KASHI NATH MEMANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT DHARAM VIR KAPUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRAMOD BHASIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT RAJIV KRISHAN LUTHRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT VED KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMARJIT SINGH MINOCHA TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
ISSUER: D-Link Corp.
TICKER: 2332 CUSIP: Y2013S102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVE AND CAPITAL RESERVES
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: DMCI Holdings, Inc.
TICKER: DMC CUSIP: Y2088F100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 15, 2018
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS
PROPOSAL #4: APPOINT SGV & CO. AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.4: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.6: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT MARIA CRISTINA C. GOTIANUN AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT HONORIO O. REYES-LAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENT OF THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO INCREASE THE PAR VALUE OF PREFERRED
SHARES FROM PHP 1.00 TO PHP 1,000
PROPOSAL #7: APPROVE DELISTING OF THE PREFERRED ISSUER YES AGAINST AGAINST
SHARES FROM THE PHILIPPINE STOCK EXCHANGE
ISSUER: Do-Fluoride Chemicals Co., Ltd.
TICKER: 002407 CUSIP: Y2090T106
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF THE BOARD TO
HANDLE RELATED MATTERS IN CONNECTION TO ISSUANCE OF
CORPORATE BONDS
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Do-Fluoride Chemicals Co., Ltd.
TICKER: 002407 CUSIP: Y2090T106
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE PROVISION BY ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Do-Fluoride Chemicals Co., Ltd.
TICKER: 2407 CUSIP: Y2090T106
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Do-Fluoride Chemicals Co., Ltd.
TICKER: 002407 CUSIP: Y2090T106
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
ISSUER: Do-Fluoride Chemicals Co., Ltd.
TICKER: 2407 CUSIP: Y2090T106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Dogan Sirketler Grubu Holding AS
TICKER: DOHOL CUSIP: M2810S100
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE DONATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019
PROPOSAL #17: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE ISSUANCE OF BONDS ISSUER YES AGAINST AGAINST
PROPOSAL #19: AUTHORIZE BOARD TO DISTRIBUTE ADVANCE ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #20: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Dogus Otomotiv Servis ve Ticaret AS
TICKER: DOAS CUSIP: M28191100
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Dommo Energia SA
TICKER: DMMO3 CUSIP: P3601L103
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF OLEO E GAS ISSUER YES FOR FOR
PARTICIPACOES S.A. (OGPAR)
PROPOSAL #2: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY AND OLEO E GAS PARTICIPACOES S.A. (OGPAR)
PROPOSAL #3: RATIFY APSIS CONSULTORIA EMPRESARIAL ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: APPROVE ISSUANCE OF SUBSCRIPTION BONUS ISSUER YES FOR FOR
IN CONNECTION WITH THE TRANSACTION
ISSUER: Dommo Energia SA
TICKER: DMMO3 CUSIP: P3601L103
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REALLOCATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF SHARE CAPITAL TO ISSUER YES FOR FOR
ABSORB ACCUMULATED LOSSES
ISSUER: Dommo Energia SA
TICKER: DMMO3 CUSIP: P3601L103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Dommo Energia SA
TICKER: DMMO3 CUSIP: P3601L103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 10:1 REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Dong Feng Electronic & Technology Co., Ltd.
TICKER: 600081 CUSIP: Y2096X101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF FIXED ASSETS AND ISSUER YES FOR FOR
WRITE-OFF BAD DEBTS
PROPOSAL #2: APPROVE ACQUISITION OF DONGFENG MOTOR ISSUER YES FOR FOR
ELECTRIC CO., LTD. AND SIGNING OF EQUITY TRANSFER
AGREEMENT AS WELL AS RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE DISPOSAL OF FIXED ASSETS BY ISSUER YES FOR FOR
SUBSIDIARIES
ISSUER: Dong Feng Electronic & Technology Co., Ltd.
TICKER: 600081 CUSIP: Y2096X101
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS ACQUISITION BY ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE RENOVATION EXPENSES ISSUER YES FOR FOR
ISSUER: Dong Feng Electronic & Technology Co., Ltd.
TICKER: 600081 CUSIP: Y2096X101
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE FACTORY AND HOUSING LEASE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED-PARTY LOANS OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #10: APPROVE EMPLOYEES' RETIREMENT BENEFITS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DISPOSAL OF FIXED ASSETS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #12.1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
STANDARDS FOR AUDITOR
PROPOSAL #13: APPROVE TO APPOINT INTERNAL AUDITOR AND ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #13.1: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13.2: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
STANDARDS FOR INTERNAL CONTROL AUDITOR
PROPOSAL #14: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
ISSUER: Dong Feng Electronic & Technology Co., Ltd.
TICKER: 600081 CUSIP: Y2096X101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE METHOD OF THIS TRANSACTION ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TRANSACTION TARGET ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE ADJUSTMENT MECHANISM OF ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #1.6: APPROVE PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #1.9: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE EMPLOYEE PLACEMENT ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE DISSENTING SHAREHOLDER ISSUER YES FOR FOR
PROTECTION MECHANISM
PROPOSAL #1.13: APPROVE CLAIMS AND DEBTS TREATMENT AS ISSUER YES FOR FOR
WELL AS CREDITOR PROTECTION
PROPOSAL #1.14: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #1.15: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #1.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE SHARE TYPE AND PAR VALUE PER ISSUER YES FOR FOR
SHARE IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #1.18: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #1.19: APPROVE ISSUE PRICE IN CONNECTION TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #1.20: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #1.21: APPROVE LOCK-UP PERIOD IN CONNECTION ISSUER YES FOR FOR
TO RAISING SUPPORTING FUNDS
PROPOSAL #1.22: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT ON MERGER BY ABSORPTION ISSUER YES FOR FOR
AND RAISING SUPPORTING FUNDS AS WELL AS RELATED PARTY
TRANSACTIONS (DRAFT) AND ITS SUMMARY
PROPOSAL #3: APPROVE THAT THE TRANSACTION COMPLIES ISSUER YES FOR FOR
WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #6: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL MERGER ISSUER YES FOR FOR
BY ABSORPTION AGREEMENT
PROPOSAL #12: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
PERFORMANCE COMMITMENT COMPENSATION AGREEMENT
PROPOSAL #13: APPROVE SIGNING OF CONDITIONAL MERGER ISSUER YES FOR FOR
BY ABSORPTION AGREEMENT AND ITS SUPPLEMENT
PROPOSAL #14: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
PERFORMANCE COMMITMENT COMPENSATION AGREEMENT AND ITS
SUPPLEMENT
PROPOSAL #15: APPROVE PURCHASE AND DISPOSAL OF ASSETS ISSUER YES FOR FOR
WITHIN 12 MONTHS PRIOR TO THE TRANSACTION
PROPOSAL #16: APPROVE THE NOTION THAT THE STOCK PRICE ISSUER YES FOR FOR
VOLATILITY DID NOT REACH THE RELEVANT STANDARDS IN
THE ARTICLES 5 OF NOTICE REGULATING THE INFORMATION
DISCLOSURE OF LISTED COMPANIES AND THE ACTS OF ALL
THE RELATED PARTIES
PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #18: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #19: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES AGAINST AGAINST
ISSUER: Dong-E-E-Jiao Co., Ltd.
TICKER: 000423 CUSIP: Y7689C109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE SHARE REPURCHASE VIA BIDDING ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14.1: ELECT TAO RAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT TANG NA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.3: ELECT YUE XIAOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Dongfang Electric Corp. Ltd.
TICKER: 1072 CUSIP: Y20958107
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JILIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT BAI YONG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongfang Electric Corp. Ltd.
TICKER: 1072 CUSIP: Y20958107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 PROPOSAL FOR DISTRIBUTION ISSUER YES FOR FOR
OF PROFITS AFTER TAX
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT YU PEIGEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: APPROVE ACCEPTANCE OF STATE INVESTMENT SHAREHOLDER YES AGAINST AGAINST
PROJECT FUNDS AND CONVERSION INTO INCREASED STATE-
OWNED CAPITAL
ISSUER: Dongfang Electric Corp. Ltd.
TICKER: 1072 CUSIP: Y20958115
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JILIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: ELECT BAI YONG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongfang Electric Corp. Ltd.
TICKER: 1072 CUSIP: Y20958115
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 PROPOSAL FOR DISTRIBUTION ISSUER YES FOR FOR
OF PROFITS AFTER TAX
PROPOSAL #4: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ACCEPTANCE OF STATE INVESTMENT SHAREHOLDER YES FOR FOR
PROJECT FUNDS AND CONVERSION INTO INCREASED STATE-
OWNED CAPITAL
PROPOSAL #6.1: ELECT YU PEIGEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongfeng Automobile Co., Ltd.
TICKER: 600006 CUSIP: Y2096J102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Dongfeng Automobile Co., Ltd.
TICKER: 600006 CUSIP: Y2096J102
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI JUN AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongfeng Automobile Co., Ltd.
TICKER: 600006 CUSIP: Y2096J102
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FROM DONGFENG ISSUER YES FOR FOR
MOTOR FINANCE CO., LTD.
PROPOSAL #2: APPROVE SUBSIDY FOR NEW ENERGY VEHICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ENTRUSTED DEVELOPMENT OF M9T ISSUER YES FOR FOR
SERIES DIESEL ENGINE
PROPOSAL #4: APPROVE TECHNOLOGY TRANSFER ISSUER YES FOR FOR
ISSUER: Dongfeng Automobile Co., Ltd.
TICKER: 600006 CUSIP: Y2096J102
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.1: ELECT FAN QICAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT FRANCOIS BAILLY AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Dongfeng Motor Group Company Limited
TICKER: 489 CUSIP: Y21042109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 INTERNATIONAL AUDITORS' ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO DEAL WITH ISSUES IN RELATION
TO THE DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL ISSUES ISSUER YES FOR FOR
IN RELATION TO THE DISTRIBUTION OF INTERIM DIVIDEND
FOR 2019
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE APPLICATION FOR DEBT FINANCING ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
ISSUER: Dongguan Development (Holdings) Co., Ltd.
TICKER: 828 CUSIP: Y2924E101
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION TO HONGTONG ISSUER YES FOR FOR
FACTORING COMPANY
PROPOSAL #2: APPROVE DEVELOPMENT OF SALE AND ISSUER YES FOR FOR
LEASEBACK BUSINESS
PROPOSAL #3: APPROVE TERMINATION OF COMPANY NAME ISSUER YES AGAINST AGAINST
CHANGE AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: APPROVE DERIVATIVES TRADING MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #8: APPROVE CAPITAL INJECTION OF SUBSIDIARY SHAREHOLDER YES FOR FOR
ISSUER: Dongguan Development (Holdings) Co., Ltd.
TICKER: 000828 CUSIP: Y2924E101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN DONGGUAN CITY RAIL ISSUER YES FOR FOR
TRANSIT LINE 1 PPP RENOVATION PROJECT
ISSUER: Dongguan Development (Holdings) Co., Ltd.
TICKER: 828 CUSIP: Y2924E101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Dongguan Kingsun Optoelectronic Co., Ltd.
TICKER: 2638 CUSIP: Y209D9106
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
ISSUER: Dongguan Kingsun Optoelectronic Co., Ltd.
TICKER: 2638 CUSIP: Y209D9106
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUND INVESTMENT PROJECT AND USE OF RELATED RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE CHANGE OF PARTIAL RAISED FUND ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Dongguan Kingsun Optoelectronic Co., Ltd.
TICKER: 2638 CUSIP: Y209D9106
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING EXCESS RAISED ISSUER YES FOR FOR
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Dongguan Kingsun Optoelectronic Co., Ltd.
TICKER: 2638 CUSIP: Y209D9106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
ITS GUARANTEE PROVISION
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS AND ISSUER YES FOR FOR
IDLE OWN FUNDS FOR CASH MANAGEMENT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: DongGuan Winnerway Industrial Zone Ltd.
TICKER: 000573 CUSIP: Y2095K100
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: DongGuan Winnerway Industrial Zone Ltd.
TICKER: 573 CUSIP: Y2095K100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT AND PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #5: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO XUE CHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TAN KAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: ELECT LU BEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: ELECT JIN YONGFU AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHAIRMAN'S COMPENSATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: ELECT YAO SHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED IN THE
RESTRICTIVE STOCK INCENTIVE PLAN IN 2016
PROPOSAL #6: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED IN THE
RESTRICTIVE STOCK INCENTIVE PLAN IN 2016
PROPOSAL #2: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
OF THE COMPANY
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG HAI PING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES IN THE RESTRICTIVE STOCK INCENTIVE
PLAN UNDER 2016
PROPOSAL #2: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y1973Q106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 ANNUAL FINAL FINANCIAL ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE MANAGEMENT
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES IN THE RESTRICTIVE STOCK INCENTIVE
PLAN UNDER 2016
PROPOSAL #10: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO XUE CHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TAN KAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT LU BEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT JIN YONGFU AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHAIRMAN'S COMPENSATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: ELECT YAO SHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED IN THE
RESTRICTIVE STOCK INCENTIVE PLAN IN 2016
PROPOSAL #6: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED IN THE
RESTRICTIVE STOCK INCENTIVE PLAN IN 2016
PROPOSAL #2: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
OF THE COMPANY
ISSUER: Dongjiang Environmental Co. Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG HAI PING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Dongjiang Environmental Company Limited
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 ANNUAL FINAL FINANCIAL ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE MANAGEMENT
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES IN THE RESTRICTIVE STOCK INCENTIVE
PLAN UNDER 2016
PROPOSAL #10: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dongjiang Environmental Company Limited
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES IN THE RESTRICTIVE STOCK INCENTIVE
PLAN UNDER 2016
PROPOSAL #2: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Dongxing Securities Co., Ltd.
TICKER: 601198 CUSIP: Y209G1100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #4: ELECT ZHANG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Dongxing Securities Co., Ltd.
TICKER: 601198 CUSIP: Y209G1100
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZENG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DONG YUPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT QIN BIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Dongxing Securities Co., Ltd.
TICKER: 601198 CUSIP: Y209G1100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #7: APPROVE ISSUANCE OF FOREIGN USD BONDS BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
LOAN APPLICATION OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GUO XUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU YONGJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE CHANGES IN COMMITMENTS OF SHAREHOLDER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE BANK CREDIT LINE BY
WHOLLY-OWNED SUBSIDIARY SUZHOU TENGDA OPTICAL
TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE BANK CREDIT LINE BY
WHOLLY-OWNED SUBSIDIARY CHONGQING JINGHUATENG
PHOTOELECTRIC TECHNOLOGY CO., LTD.
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION METHOD FOR ISSUER YES FOR FOR
NUMBER OF SHARES TO BE CONVERTED
PROPOSAL #2.1: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.11: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #2.15: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MEETINGS OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Dongxu Optoelectronic Technology Co., Ltd.
TICKER: 200413 CUSIP: Y7789C116
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Dongyue Group Limited
TICKER: 189 CUSIP: G2816P107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT ZHANG ZHEFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT ZHANG BISHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT YUE RUNDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ELITE PARTNERS CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Dongyue Group Ltd.
TICKER: 189 CUSIP: G2816P107
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED SPIN-OFF AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: DoubleDragon Properties Corp
TICKER: DD CUSIP: Y2105Y108
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE THE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
MEETING
PROPOSAL #b: APPROVE THE 2017 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND THE 2017 ANNUAL REPORT
PROPOSAL #c: RATIFY ACTIONS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS
PROPOSAL #d1: ELECT EDGAR J. SIA II AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d2: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #d3: ELECT FERDINAND J. SIA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #d4: ELECT RIZZA MARIE JOY J. SIA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #d5: ELECT WILLIAM TAN UNTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #d6: ELECT JOSEPH TANBUNTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #d7: ELECT GARY P. CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d8: ELECT VICENTE S. PEREZ, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #e: APPOINT KPMG R.G. MANABAT & CO. AS ISSUER YES FOR FOR
INDEPENDENT EXTERNAL AUDITORS
ISSUER: DP World Plc
TICKER: DPW CUSIP: M2851K107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE FINAL DIVIDEND OF USD 0.43 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #3: REELECT SULTAN AHMED BIN SULAYEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT YUVRAJ NARAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DEEPAK PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ROBERT WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARK RUSSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT ABDULLA GHOBASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT NADYA KAMALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MOHAMED AL SUWAIDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORIZE SHARE ISSUANCE WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO ISSUER YES FOR FOR
ITEM 13 ABOVE
PROPOSAL #16: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #17: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Dr. Lal PathLabs Limited
TICKER: 539524 CUSIP: Y2R0AQ143
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VANDANA LAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ARUN DUGGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT ANOOP MAHENDRA SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT HARNEET SINGH CHANDHOKE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT SUNIL VARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT SAURABH SRIVASTAVA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Dr. Lal PathLabs Ltd.
TICKER: 539524 CUSIP: Y2R0AQ143
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND OBJECT AND LIABILITY CLAUSE OF ISSUER YES AGAINST AGAINST
MEMORANDUM OF ASSOCIATION
ISSUER: Dr. Peng Telecom & Media Group Co., Ltd.
TICKER: 600804 CUSIP: Y13067106
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE REPURCHASE PRICE, PRICE RANGE ISSUER YES FOR FOR
AND PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Dr. Peng Telecom & Media Group Co., Ltd.
TICKER: 600804 CUSIP: Y13067106
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF ALLOWANCE FOR ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE ADJUSTMENT OF ALLOWANCE FOR ISSUER YES FOR FOR
NON-INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR LOAN OF COMPREHENSIVE
CREDIT LINE
PROPOSAL #4.1: ELECT YANG XUEPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LU LIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT DU JINGLEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CUI HANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ZHOU XINYU AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.6: ELECT WANG GUOJUN AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #5.1: ELECT LIU WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LIU SHENGLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHANG QIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT GUO FEI AS INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.1: ELECT YANG YUJING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT SONG GUANGJU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Dr. Peng Telecom & Media Group Co., Ltd.
TICKER: 600804 CUSIP: Y13067106
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Dr. Peng Telecom & Media Group Co., Ltd.
TICKER: 600804 CUSIP: Y13067106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF FINANCING AND ISSUER YES FOR FOR
RECEIPT OF GUARANTEE FROM RELATED PARTIES
PROPOSAL #7: APPROVE GUARANTEE AND RELATED ISSUER YES FOR FOR
AUTHORIZATION
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: 256135203
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT K SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ANUPAM PURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT PRASAD R MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 'DR. REDDY'S' EMPLOYEES STOCK ISSUER YES FOR FOR
OPTION SCHEME, 2018
PROPOSAL #7: APPROVE GRANT OF OPTIONS TO EMPLOYEES OF ISSUER YES FOR FOR
SUBSIDIARY COMPANIES UNDER THE 'DR. REDDY'S'
EMPLOYEES STOCK OPTION SCHEME, 2018
PROPOSAL #8: APPROVE IMPLEMENTATION OF 'DR. REDDY'S' ISSUER YES FOR FOR
EMPLOYEES STOCK OPTION SCHEME THROUGH 'DR. REDDY'S'
EMPLOYEE ESOS TRUST
PROPOSAL #9: APPROVE SECONDARY ACQUISITION OF EQUITY ISSUER YES FOR FOR
SHARES FOR PURPOSE OF STOCK OPTIONS UNDER DR. REDDY'S
EMPLOYEES ESOS TRUST
PROPOSAL #10: APPROVE REMUNERATION OF SAGAR & ISSUER YES FOR FOR
ASSOCIATES AS COST AUDITORS
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: Y21089159
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT K SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ANUPAM PURI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT PRASAD R MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 'DR. REDDY'S' EMPLOYEES STOCK ISSUER YES FOR FOR
OPTION SCHEME, 2018
PROPOSAL #7: APPROVE GRANT OF OPTIONS TO EMPLOYEES OF ISSUER YES FOR FOR
SUBSIDIARY COMPANIES UNDER THE 'DR. REDDY'S'
EMPLOYEES STOCK OPTION SCHEME, 2018
PROPOSAL #8: APPROVE IMPLEMENTATION OF 'DR. REDDY'S' ISSUER YES FOR FOR
EMPLOYEES STOCK OPTION SCHEME THROUGH 'DR. REDDY'S'
EMPLOYEE ESOS TRUST
PROPOSAL #9: APPROVE SECONDARY ACQUISITION OF EQUITY ISSUER YES FOR FOR
SHARES FOR PURPOSE OF STOCK OPTIONS UNDER DR. REDDY'S
EMPLOYEES ESOS TRUST
PROPOSAL #10: APPROVE REMUNERATION OF SAGAR & ISSUER YES FOR FOR
ASSOCIATES AS COST AUDITORS
ISSUER: Dr. Reddy's Laboratories Ltd.
TICKER: 500124 CUSIP: 256135203
MEETING DATE: 3/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BRUCE L A CARTER TO CONTINUE ISSUER YES FOR FOR
OFFICE AND HIS REAPPOINTMENT FOR A SECOND TERM AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Dr. Reddy's Laboratories Ltd.
TICKER: 500124 CUSIP: Y21089159
MEETING DATE: 3/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BRUCE L A CARTER TO CONTINUE ISSUER YES FOR FOR
OFFICE AND HIS REAPPOINTMENT FOR A SECOND TERM AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Drake & Scull International LLC
TICKER: DSI CUSIP: M2852F107
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUATION OR DISSOLUTION OF ISSUER YES FOR FOR
THE COMPANY PRIOR TO EXPIRY OF TERM DUE TO THE
ACCUMULATED LOSSES EXCEEDING 50 PERCENT OF ISSUED
CAPTIAL
PROPOSAL #2: INFORM SHAREHOLDERS ON CURRENT SITUATION ISSUER YES FOR FOR
OF THE COMPANY AS WELL AS FUTURE PLANS AND
DEVELOPMENTS; INVESTIGATE ACTIVITIES OF PREVIOUS
EXECUTIVE MANAGEMENT
ISSUER: Drake & Scull International LLC
TICKER: DSI CUSIP: M2852F107
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUATION OR DISSOLUTION OF ISSUER YES FOR FOR
THE COMPANY PRIOR TO EXPIRY OF TERM DUE TO THE
ACCUMULATED LOSSES EXCEEDING 50 PERCENT OF ISSUED
CAPTIAL
PROPOSAL #2: INFORM SHAREHOLDERS ON CURRENT SITUATION ISSUER YES FOR FOR
OF THE COMPANY AS WELL AS FUTURE PLANS AND
DEVELOPMENTS; INVESTIGATE ACTIVITIES OF PREVIOUS
EXECUTIVE MANAGEMENT
ISSUER: Drake & Scull International LLC
TICKER: DSI CUSIP: M2852F107
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CHANGES TO BOARD COMPOSITION ISSUER YES AGAINST AGAINST
AS PER CHAIRMAN'S DECISION
PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #1.3: APPROVE SALE OR DISPOSE OF CERTAIN ISSUER YES AGAINST AGAINST
COMPANY BRANCHES OR SUBSIDIARIES COMPANIES
PROPOSAL #1.4: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: APPROVE CONTINUATION OF COMPANY ISSUER YES FOR FOR
REGARDLESS OF OVER 50 PERCENT LOSS PER ISSUED CAPITAL
ISSUER: Drake & Scull International LLC
TICKER: DSI CUSIP: M2852F107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION FOR FY 2019
ISSUER: DRB-Hicom Bhd.
TICKER: 1619 CUSIP: Y21077113
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT FAISAL ALBAR BIN SYED A.R. ALBAR ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: ELECT FATIMAH BINTI DAUD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHAMMAD ZAINAL BIN SHAARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT TEE BENG THONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SHARIFAH SOFIA BINTI SYED MOKHTAR ISSUER YES FOR FOR
SHAH AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE OOI TEIK HUAT TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
ISSUER: DRB-Hicom Bhd.
TICKER: 1619 CUSIP: Y21077113
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF THE 97.37 PERCENT ISSUER YES FOR FOR
EQUITY INTEREST IN ALAM FLORA SDN BHD TO TUNAS PANCAR
SDN BHD
ISSUER: DRB-Hicom Bhd.
TICKER: 1619 CUSIP: Y21077113
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED DISPOSALS ISSUER YES FOR FOR
ISSUER: DRDGOLD Ltd.
TICKER: DRD CUSIP: S22362107
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH RIEGERT STOLTZ AS THE DESIGNATED
EXTERNAL AUDIT PARTNER
PROPOSAL #2: ELECT JEAN NEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOHAN HOLTZHAUSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NIEL PRETORIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT TOKO MNYANGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7.1: RE-ELECT JOHAN HOLTZHAUSEN AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #7.2: RE-ELECT EDMUND JENEKER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7.3: ELECT TOKO MNYANGO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Dubai Financial Market PJSC
TICKER: DFM CUSIP: M28814107
MEETING DATE: 3/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: ELECT SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) FOR FY 2019
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
ISSUER: Dubai Investments PJSC
TICKER: DIC CUSIP: M2888H101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE ISSUER YES FOR FOR
IN COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #10: AMEND ARTICLES 1 AND 41 OF BYLAWS RE: ISSUER YES AGAINST AGAINST
GENERAL ASSEMBLY INVITATION
PROPOSAL #11: APPROVE SOCIAL CONTRIBUTIONS OF FY ISSUER YES FOR FOR
2016, FY 2017, FY 2018 AND APPROVE SOCIAL
CONTRIBUTIONS UP TO 0.50 PERCENT OF NET PROFITS FOR
ISSUER: Dubai Islamic Bank PJSC
TICKER: DIB CUSIP: M2888J107
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE CASH DIVIDENDS OF 35 PERCENT OF ISSUER YES FOR FOR
PAID-UP CAPITAL
PROPOSAL #6: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) FOR FY 2019
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/SUKUK UP TO USD 5 BILLION
PROPOSAL #12: AUTHORIZE ISSUANCE OF TIER 1 SUKUK ISSUER YES FOR FOR
PROGRAM UP TO USD 1 BILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF TIER 2 SUKUK ISSUER YES FOR FOR
PROGRAM UP TO USD 1 BILLION
ISSUER: DuoLun Technology Corp. Ltd.
TICKER: 603528 CUSIP: Y62043107
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE IN CAPITAL DUE TO ISSUER YES FOR FOR
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: DuoLun Technology Corp. Ltd.
TICKER: 603528 CUSIP: Y62043107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Dur Hospitality Co.
TICKER: 4010 CUSIP: M8235P100
MEETING DATE: 5/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE INTERIM DIVIDENDS OF SAR 0.25 ISSUER YES FOR FOR
FOR Q1 AND Q2 OF FY 2018
PROPOSAL #5: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND MAKARIM GROUP OF HOTELS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ASSILA INVESTMENTS
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 FOR FY 2019 AND Q1 OF
FY 2020
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1,800,000 FOR FY 2018
PROPOSAL #10: ELECT FAHD AL QASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ALLOW ABDULLAH AL ISSA TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #12: ALLOW SALEH AL HADHLOUL TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #13: ALLOW BADR AL ISSA TO BE INVOLVED WITH ISSUER YES FOR FOR
COMPETITOR COMPANIES
ISSUER: Duratex SA
TICKER: DTEX3 CUSIP: P3593G146
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PARKER RANDALL BRASIL CONSULTORIA ISSUER NO N/A N/A
EMPRESARIAL LTDA. AS THE INDEPENDENT FIRM TO
APPRAISE PROPOSED TRANSACTION
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL FOR ISSUER NO N/A N/A
CERAMICA URUSSANGA S.A.
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL FOR ISSUER NO N/A N/A
MASSIMA REVESTIMENTOS CERAMICOS LTDA.
PROPOSAL #4: RATIFY ACQUISITION OF 99.82 PERCENT OF ISSUER NO N/A N/A
SHARES OF CERAMICA URUSSANGA S.A.
PROPOSAL #5: APPROVE MINUTES OF MEETING SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
ISSUER: Duratex SA
TICKER: DTEX3 CUSIP: P3593G146
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE ISSUER NO N/A N/A
PROPOSAL #4: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALFREDO EGYDIO ARRUDA VILLELA FILHO AS DIRECTOR
AND ANA LUCIA DE MATTOS BARRETTO VILLELA AS
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALFREDO EGYDIO SETUBAL AS DIRECTOR AND MARIA
ALICE SETUBAL AS ALTERNATE
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HELIO SEIBEL AS DIRECTOR AND ANDREA LASERNA
SEIBEL AS ALTERNATE
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FRANCISCO AMAURY OLSEN AS INDEPENDENT DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JULIANA ROZENBAUM MUNEMORI AS INDEPENDENT
DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RAUL CLAFAT AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICARDO EGYDIO SETUBAL AS DIRECTOR AND MARIA
ALICE SETUBAL AS ALTERNATE
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RODOLFO VILLELA MARINO AS DIRECTOR AND ANA
LUCIA DE MATTOS BARRETTO VILLELA AS ALTERNATE
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SALO DAVI SEIBEL AS DIRECTOR AND ANDREA LASERNA
SEIBEL AS ALTERNATE
PROPOSAL #9: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #10: RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: APPROVE MINUTES OF MEETING SUMMARY ISSUER NO N/A N/A
PROPOSAL #14: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #15: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Duratex SA
TICKER: DTEX3 CUSIP: P3593G146
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 11 ISSUER NO N/A N/A
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE LONG-TERM INCENTIVE PLAN ISSUER NO N/A N/A
PROPOSAL #5: APPROVE MINUTES OF MEETING SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Duzhe Publishing & Media Co., Ltd.
TICKER: 603999 CUSIP: Y2R0F9104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF COOPERATIVE PROJECT ISSUER YES FOR FOR
AGREEMENT
ISSUER: Duzhe Publishing & Media Co., Ltd.
TICKER: 603999 CUSIP: Y2R0F9104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: DXB Entertainments PJSC
TICKER: DXBE CUSIP: M2888V100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #7: APPROVE ADDITIONAL STATUTORY AUDIT FEES ISSUER YES FOR FOR
OF USD 50,000 FOR SERVICES UNDERTAKEN BY THE EXTERNAL
AUDITORS FOR FY 2018
PROPOSAL #8: APPROVE CONTINUATION OF COMPANY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BOARD REPORT RE: SIX FLAGS THEME ISSUER YES AGAINST AGAINST
PARK AND RIGHTS ISSUE
PROPOSAL #10: DIRECT THE AVAILABLE PROCEEDS OF THE ISSUER YES AGAINST AGAINST
RIGHTS ISSUE BY ENHANCING THE EXISTING THEME PARKS OF
MOTIONGATE DUBAI AND BOLLYWOORD PARKS DUBAI
PROPOSAL #11: APPROVE REUTILIZATION OF ANY REMAINING ISSUER YES AGAINST AGAINST
PROCEEDS RAISED PURSUANT TO THE RIGHTS ISSUE
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED ISSUANCE
ISSUER: Dynamic Electronics Co. Ltd.
TICKER: 6251 CUSIP: Y2185L109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Dynapack International Technology Corp.
TICKER: 3211 CUSIP: Y2185V107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: E Ink Holdings, Inc.
TICKER: 8069 CUSIP: Y2266Z100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #7.1: ELECT BO-YONG CHU WITH ID NO. SHAREHOLDER YES FOR N/A
A104295XXX AS INDEPENDENT DIRECTOR
ISSUER: E.SUN Financial Holding Co., Ltd.
TICKER: 2884 CUSIP: Y23469102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE CAPITALIZATION OF PROFIT AND ISSUER YES FOR FOR
EMPLOYEE BONUSES
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
ISSUER: East China Engineering Science & Technology Co., Ltd.
TICKER: 2140 CUSIP: Y2212E102
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG YOULI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE SIGNING OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
TRANSFER AGREEMENT
ISSUER: East China Engineering Science & Technology Co., Ltd.
TICKER: 002140 CUSIP: Y2212E102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONTINUED FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES AGAINST AGAINST
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: East China Engineering Science and Technology Co., Ltd.
TICKER: 002140 CUSIP: Y2212E102
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF WANG CHONGGUI AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
AFFILIATE COMPANY
PROPOSAL #2: ELECT HE JIA AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE TO SUBSIDIARY
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL, ISSUER YES FOR FOR
INCREASE IN BUSINESS SCOPE AND AMEND ARTICLES OF
ASSOCIATION
PROPOSAL #2: APPROVE CHANGES IN EXECUTIVE POSITIONS ISSUER YES FOR FOR
AND AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT BY CONTROLLING SHAREHOLDER, ULTIMATE
CONTROLLING SHAREHOLDER AND CONCERTED PERSON
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO MAJOR ASSET RESTRUCTURE AS
WELL AS ITS AUTHORIZATION
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND PROVISION OF GUARANTEE
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE ACCEPTANCE OF GUARANTEE PROVIDED ISSUER YES FOR FOR
BY RELATED PARTIES
PROPOSAL #8: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #9: APPROVE 2018 REMUNERATION AND 2019 ISSUER YES FOR FOR
REMUNERATION STANDARDS OF DIRECTORS
PROPOSAL #9.1: APPROVE REMUNERATION OF HE JIA ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE REMUNERATION OF HE SIMO ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE REMUNERATION OF XU HAIBO ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE REMUNERATION OF YU WEI ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE REMUNERATION OF DAI BAOFENG ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE ALLOWANCE OF GAO XIANGLIN ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE ALLOWANCE OF WEI LONG ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE ALLOWANCE OF ZHOU RUNSHU ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
DISTRIBUTED PHOTOVOLTAIC POWER STATION COOPERATION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING OF CONTROLLED SUBSIDIARY
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JINCHANG GUONENG SOLAR POWER CO., LTD.
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF PREFERRED SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF PREFERRED ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS OR SCOPE OF SUBSCRIBERS, PLACING
ARRANGEMENT FOR SHAREHOLDERS AND THE NOTION IF THE
ISSUANCE WILL BE IN TRANCHES
PROPOSAL #2.3: APPROVE PAR VALUE, ISSUE PRICE OR ISSUER YES FOR FOR
PRICING PRINCIPLE
PROPOSAL #2.4: APPROVE SHARE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION BASIS
PROPOSAL #2.5: APPROVE MANNER OF PARTICIPATION OF ISSUER YES FOR FOR
PREFERRED SHAREHOLDERS IN THE DIVIDEND DISTRIBUTION
PROPOSAL #2.6: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LIMIT OF VOTING RIGHTS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RECOVERY OF VOTING RIGHTS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SETTLEMENT ORDER AND ISSUER YES FOR FOR
LIQUIDATION METHOD
PROPOSAL #2.1: APPROVE CREDIT STATUS AND RATING ISSUER YES FOR FOR
TRACKING ARRANGEMENTS
PROPOSAL #2.11: APPROVE GUARANTEE MANNER AND ISSUER YES FOR FOR
GUARANTEE SUBJECT
PROPOSAL #2.12: APPROVE PUBLIC TRADING OR TRANSFER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2.13: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
PREFERRED SHARES
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #5: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF PREFERRED SHARES
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: East Group Co., Ltd.
TICKER: 300376 CUSIP: Y2925R101
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE OF SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING OF WHOLLY-OWNED SUBSIDIARY
ISSUER: East Money Information Co., Ltd.
TICKER: 300059 CUSIP: Y2234B102
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES AND PROFIT DISTRIBUTION
PROPOSAL #7: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: East Money Information Co., Ltd.
TICKER: 300059 CUSIP: Y2234B102
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #9: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #10: ELECT SHI JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Eastcompeace Technology Co., Ltd.
TICKER: 002017 CUSIP: Y98923116
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Eastcompeace Technology Co., Ltd.
TICKER: 2017 CUSIP: Y98923116
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD FOR RIGHTS ISSUE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF RIGHTS ISSUE
ISSUER: Eastcompeace Technology Co., Ltd.
TICKER: 002017 CUSIP: Y98923116
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #7: ELECT TANG LIANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
ISSUER: Eastern & Oriental Bhd.
TICKER: 3417 CUSIP: Y22246105
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: ELECT THAM KA HON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD BAKKE BIN SALLEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHRISTOPHER MARTIN BOYD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE AZIZAN BIN ABD RAHMAN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE VIJEYARATNAM A/L V. THAMOTHARAM ISSUER YES FOR FOR
PILLAY TO CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REDUCE PAR VALUE OF SHARES FROM EGP 5 TO ISSUER NO N/A N/A
EGP 1
PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER NO N/A N/A
REFLECT CHANGES IN CAPITAL
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 9/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #6: APPROVE EMPLOYEE YEARLY RAISE ISSUER NO N/A N/A
PROPOSAL #7: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 9/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ITEM 21 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 12/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUSSEIN EID AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT ALAA HASSAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT MOHAMMED MHRIM AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2: APPROVE COMPOSITION OF THE BOARD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE AMENDED ALLOCATION OF INCOME FOR ISSUER NO N/A N/A
FY 2017/2018
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLIANCE TO LAW NO. 159 OF ISSUER NO N/A N/A
YEAR 1981 AS PER OWNERSHIP CHANGES
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISIONARY BUDGET FOR FY ISSUER NO N/A N/A
2019/2020
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 6/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT 3 DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #1b: ELECT 2 INDEPENDENT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #2: APPROVE SITTING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS
PROPOSAL #3: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION
ISSUER: Eastern Co. (Egypt)
TICKER: EAST CUSIP: M2932V106
MEETING DATE: 6/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSMENTS OF COMPANY STRUCTURE ISSUER NO N/A N/A
AND REGULATIONS AS PER CORPORATE LAW 159/1981
PROPOSAL #2: AMEND ARTICLES OF BYLAWS RE: NEW ISSUER NO N/A N/A
APPROVED ADJUSMENTS OF ADOPTED CORPORATE LAW 159/1981
ISSUER: Eastern Communications Co., Ltd.
TICKER: 900941 CUSIP: Y2096S102
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Eastern Communications Co., Ltd.
TICKER: 900941 CUSIP: Y2096S102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Eastern Communications Co., Ltd.
TICKER: 900941 CUSIP: Y2096S110
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Eastern Communications Co., Ltd.
TICKER: 900941 CUSIP: Y2096S110
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Eastern Pioneer Driving School Co., Ltd
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
USAGE
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE COUPON RATE ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE PERIOD AND METHOD FOR ISSUER NO N/A N/A
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER NO N/A N/A
SHARES UPON CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION OF CONVERSION ISSUER NO N/A N/A
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER NO N/A N/A
CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION FOR THE ISSUER NO N/A N/A
YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER NO N/A N/A
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER NO N/A N/A
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.18: APPROVE GUARANTEES ISSUER NO N/A N/A
PROPOSAL #2.19: APPROVE DEPOSIT OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER NO N/A N/A
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER NO N/A N/A
OF RAISED FUNDS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #10: APPROVE AMENDMENT ON SHARE REPURCHASE ISSUER NO N/A N/A
PLAN
PROPOSAL #10.1: APPROVE ADJUSTMENT ON SIZE OR AMOUNT ISSUER NO N/A N/A
OF SHARE REPURCHASE
PROPOSAL #10.2: APPROVE ADJUSTMENT ON PERIOD OF SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #11: APPROVE EQUITY TRANSFER AGREEMENT SHAREHOLDER NO N/A N/A
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE ADJUSTMENT ON SIZE OR AMOUNT ISSUER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #2.3: APPROVE ADJUSTMENT ON CAPITAL SOURCE ISSUER YES FOR FOR
USED FOR THE SHARE REPURCHASE
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Eastern Pioneer Driving School Co., Ltd.
TICKER: 603377 CUSIP: Y209GA100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT PLAN AND SUMMARY OF THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE SIGNING OF SERVICE CONTRACT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Eastern Province Cement Co.
TICKER: 3080 CUSIP: M2R25J102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 0.75 FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR 2Q, 3Q, 4Q FOR FY 2019
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN YEMEN CEMENT CO
PROPOSAL #8: APPROVE SAR 1,800,000 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS OF REMUNERATION ISSUER YES FOR FOR
POLICY
ISSUER: Eastone Century Technology Co., Ltd.
TICKER: 300310 CUSIP: Y2925G105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
SHARES
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CREDIT LINE APPLICATION AND ITS ISSUER YES FOR FOR
RELEVANT GUARANTEE PROVISION
ISSUER: Easy Visible Supply Chain Management Co. Ltd.
TICKER: 600093 CUSIP: Y79329101
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT REN ZIXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XU JIALI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XIE JIANHUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Easy Visible Supply Chain Management Co. Ltd.
TICKER: 600093 CUSIP: Y79329101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASE OF FACTORED ASSETS
ISSUER: Easy Visible Supply Chain Management Co. Ltd.
TICKER: 600093 CUSIP: Y79329101
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECURITIZATION OF COMPANY'S ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND PROVISION OF GUARANTEE BY COMPANY'S
CONTROLLING SHAREHOLDER
PROPOSAL #3: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Easy Visible Supply Chain Management Co. Ltd.
TICKER: 600093 CUSIP: Y79329101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE ISSUANCE OF CORPORATE BOND ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE ASSET SECURITIZATION PLAN OF SHAREHOLDER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Eclat Textile Co., Ltd.
TICKER: 1476 CUSIP: Y2237Y109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANJAN MALIK AS DIRECTOR ISSUER YES FOR FOR
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND EMPLOYEE STOCK SCHEME/PLAN 2015 ISSUER YES FOR FOR
PROPOSAL #2: REELECT PRADEEP KAPOOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANISH GHOSHAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT BIREN GABHAWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT ALOK GOYAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT DEEPA KAPOOR AS DIRECTOR ISSUER YES FOR FOR
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ALOK GOYAL AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Eco World Development Group Bhd.
TICKER: 8206 CUSIP: Y74998108
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR FINANCIAL ISSUER YES FOR FOR
YEAR ENDED OCTOBER 31, 2018
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
(EXCLUDE DIRECTORS' FEES) FOR FINANCIAL YEAR ENDING
OCTOBER 31, 2019
PROPOSAL #3: ELECT LEONG KOK WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT IDROSE BIN MOHAMED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VOON TIN YOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NOOR FARIDA BINTI MOHD ARIFFIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT LOW MEI LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BAKER TILLY MONTEIRO HENG AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Ecopetrol SA
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #16: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #17: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES AGAINST AGAINST
ISSUER: Ecopetrol SA
TICKER: ECOPETROL CUSIP: ADPV14028
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #16: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #17: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES AGAINST AGAINST
ISSUER: EcoRodovias Infraestrutura e Logistica SA
TICKER: ECOR3 CUSIP: P3661R107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: EcoRodovias Infraestrutura e Logistica SA
TICKER: ECOR3 CUSIP: P3661R107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT JUAN ANGOITIA GRIJALBA AS DIRECTOR ISSUER NO N/A N/A
AND LUIS MIGUEL DIAS DA SILVA SANTOS AS ALTERNATE
ISSUER: Ecovacs Robotics Co., Ltd.
TICKER: 603486 CUSIP: Y2234K102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADDITIONAL IMPLEMENTED SUBJECT ISSUER YES FOR FOR
OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT QIAN DONGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT DAVID CHENG QIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT ZHUANG JIANHUA AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT LI YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT WANG HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT WU YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WANG XIULI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LI QIANLING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT REN MINGWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT GAO QIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT WU LIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Eczacibasi Pharmaceutical & Industrial Investment Co.
TICKER: ECILC CUSIP: M3007V104
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: RECEIVE INFORMATION ON DONATIONS MADE IN ISSUER YES AGAINST AGAINST
2018, APPROVE DONATION POLICY AND THE UPPER LIMIT OF
DONATIONS FOR 2019
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PURPOSE AND RECEIVE INFORMATION IN ACCORDANCE TO
ARTICLE 1.3.6 OF CORPORATE GOVERNANCE PRINCIPLES
ISSUER: Edelweiss Financial Services Limited
TICKER: 532922 CUSIP: Y22490208
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EDELWEISS EMPLOYEE STOCK ISSUER YES FOR FOR
APPRECIATION RIGHTS PLAN 2019
PROPOSAL #2: APPROVE EXTENSION OF BENEFITS OF ISSUER YES FOR FOR
EDELWEISS EMPLOYEE STOCK APPRECIATION RIGHTS PLAN
2019 TO ELIGIBLE EMPLOYEES OF SUBSIDIARY COMPANIES
ISSUER: Edelweiss Financial Services Ltd.
TICKER: EDELWEISS CUSIP: Y22490208
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT VIDYA SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT HIMANSHU KAJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: REELECT BISWAMOHAN MAHAPATRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT P. N. VENKATACHALAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VIDYA SHAH AS CHIEF FINANCIAL OFFICER
ISSUER: EDP Energias do Brasil SA
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER NO N/A N/A
INCOME AND DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Ege Endustri ve Ticaret AS
TICKER: EGEEN CUSIP: M3057F108
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE INFORMATION ON DONATIONS MADE IN ISSUER YES AGAINST AGAINST
2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #9: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: EGing Photovoltaic Technology Co., Ltd.
TICKER: 600537 CUSIP: Y9892A102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: EGing Photovoltaic Technology Co., Ltd.
TICKER: 600537 CUSIP: Y9892A102
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: EGing Photovoltaic Technology Co., Ltd.
TICKER: 600537 CUSIP: Y9892A102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OTHER ISSUER YES FOR FOR
THAN INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13.1: ELECT LI JINGWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT CHEN FANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LIU QIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT LIN SHIHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT SHEN HUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT SHEN XIANFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT XIE YONGYONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT SHEN HUIQIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT DOU RENGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Egis Technology, Inc.
TICKER: 6462 CUSIP: Y2R53R106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Egypt Kuwait Holding Co. SAE
TICKER: EKHO CUSIP: M3400B101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND BYLAWS IN COMPLIANCE WITH ISSUER NO N/A N/A
COMMERCIAL LAW
PROPOSAL #2: APPROVE SHARE INCENTIVE PLAN ISSUER NO N/A N/A
ISSUER: Egypt Kuwait Holding Co. SAE
TICKER: EKHO CUSIP: M3400B101
MEETING DATE: 3/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS AND CORPORATE GOVERNANCE REPORT FOR FY
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY'S ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF 20 PERCENT OF SHARE ISSUER NO N/A N/A
CAPITAL FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #6: APPROVE SITTING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS FOR FY 2019
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2019 ISSUER NO N/A N/A
ISSUER: Egyptian Financial Group-Hermes Holding Co.
TICKER: HRHO CUSIP: M3047P109
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER NO N/A N/A
FY 2018
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2018
PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #7: APPROVE ATTENDANCE AND SITTING FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2019
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
ISSUER: Egyptian Financial Group-Hermes Holding Co.
TICKER: HRHO CUSIP: M3047P109
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 38 AND 49 OF BYLAWS RE: ISSUER NO N/A N/A
GENERAL ASSEMBLY VOTING REQUIREMENTS AND CUMULATIVE
VOTING ADOPTION
PROPOSAL #2: ADD ARTICLE TO BYLAWS RE: REMUNERATION ISSUER NO N/A N/A
AND INCENTIVE PROGRAM
ISSUER: E-House (China) Enterprise Holdings Limited
TICKER: 2048 CUSIP: G2955A101
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHOU XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HUANG CANHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHENG LI-LAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DING ZUYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT MO BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT ZHU JIUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT XIE MEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT HE MIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: ELECT ZHANG BANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: ELECT ZHU HONGCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3k: ELECT WANG LIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3l: ELECT LI JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Eicher Motors Limited
TICKER: 505200 CUSIP: Y2251M114
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RECLASSIFICATION OF THE STATUS ISSUER YES FOR FOR
OF PROMOTERS SHAREHOLDING INTO PUBLIC SHAREHOLDING
ISSUER: ELAN Microelectronics Corp.
TICKER: 2458 CUSIP: Y2268H108
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED PLAN ON PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7.1: ELECT CHUNG, RONG-DAR WITH ID NO. ISSUER YES FOR FOR
K101486XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Elec-tech International Co., Ltd.
TICKER: 002005 CUSIP: Y2272B113
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG DONGLEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI HUATING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG CHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO CUIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YANG YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SHEN YUEXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG JIANGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SU QINGWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HAO YACHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DAN XINGWU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZUO LIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Elec-tech International Co., Ltd.
TICKER: 2005 CUSIP: Y2272B113
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CREDIT LINE OF SUBSIDIARY AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE
ISSUER: Electricity Generating Public Co., Ltd.
TICKER: EGCO CUSIP: Y22834116
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES AGAINST AGAINST
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT JARUWAN RUANGSWADIPONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.2: ELECT NIKUL SILASUWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT PATANA SANGSRIROUJANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT JAKGRICH PIBULPAIROJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT SHUNICHI TANAKA DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Elementia SAB de CV
TICKER: ELEMENT CUSIP: P3713L108
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE INCREASE IN VARIABLE PORTION ISSUER YES FOR FOR
OF CAPITAL FOR UP TO MXN 1.5 BILLION VIA ISSUANCE OF
120 MILLION SHARES AT SUBSCRIPTION PRICE OF MXN 12.5
PER SHARE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA DE ELETRICIDADE DO ACRE
(ELETROACRE) TO DEC. 31, 2018
PROPOSAL #2: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF CENTRAIS ELETRICAS DE RONDONIA S.A.
(CERON) TO DEC. 31, 2018
PROPOSAL #3: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF BOA VISTA ENERGIA S.A. (BOA VISTA ENERGIA)
TO DEC. 31, 2018
PROPOSAL #4: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA) TO DEC. 31, 2018
PROPOSAL #5: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DO PIAUI (CEPISA) TO
DEC. 31, 2018
PROPOSAL #6: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL) TO
DEC. 31, 2018
PROPOSAL #7: APPROVE LIQUIDATION OF ELETROACRE, ISSUER YES FOR FOR
CERON, BOA VISTA ENERGIA, AMAZONAS ENERGIA, CEPISA
PROPOSAL #8: ELECT WALTER BAERE DE ARAUJO FILHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT EDUARDO COUTINHO GUERRA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND MARCIO LEAO COELHO AS ALTERNATE
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA DE ELETRICIDADE DO ACRE
(ELETROACRE) TO DEC. 31, 2018
PROPOSAL #2: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF CENTRAIS ELETRICAS DE RONDONIA S.A.
(CERON) TO DEC. 31, 2018
PROPOSAL #3: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF BOA VISTA ENERGIA S.A. (BOA VISTA ENERGIA)
TO DEC. 31, 2018
PROPOSAL #4: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA) TO DEC. 31, 2018
PROPOSAL #5: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DO PIAUI (CEPISA) TO
DEC. 31, 2018
PROPOSAL #6: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL) TO
DEC. 31, 2018
PROPOSAL #7: APPROVE LIQUIDATION OF ELETROACRE, ISSUER YES FOR FOR
CERON, BOA VISTA ENERGIA, AMAZONAS ENERGIA, CEPISA
PROPOSAL #8: ELECT WALTER BAERE DE ARAUJO FILHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT EDUARDO COUTINHO GUERRA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND MARCIO LEAO COELHO AS ALTERNATE
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA DE ELETRICIDADE DO ACRE
(ELETROACRE) TO DEC. 31, 2018
PROPOSAL #2: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF CENTRAIS ELETRICAS DE RONDONIA S.A.
(CERON) TO DEC. 31, 2018
PROPOSAL #3: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF BOA VISTA ENERGIA S.A. (BOA VISTA ENERGIA)
TO DEC. 31, 2018
PROPOSAL #4: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA) TO DEC. 31, 2018
PROPOSAL #5: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DO PIAUI (CEPISA) TO
DEC. 31, 2018
PROPOSAL #6: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL) TO
DEC. 31, 2018
PROPOSAL #7: APPROVE LIQUIDATION OF ELETROACRE, ISSUER YES FOR FOR
CERON, BOA VISTA ENERGIA, AMAZONAS ENERGIA, CEPISA
PROPOSAL #8: ELECT WALTER BAERE DE ARAUJO FILHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT EDUARDO COUTINHO GUERRA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND MARCIO LEAO COELHO AS ALTERNATE
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA DE ELETRICIDADE DO ACRE
(ELETROACRE) TO DEC. 31, 2018
PROPOSAL #2: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF CENTRAIS ELETRICAS DE RONDONIA S.A.
(CERON) TO DEC. 31, 2018
PROPOSAL #3: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF BOA VISTA ENERGIA S.A. (BOA VISTA ENERGIA)
TO DEC. 31, 2018
PROPOSAL #4: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
(AMAZONAS ENERGIA) TO DEC. 31, 2018
PROPOSAL #5: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DO PIAUI (CEPISA) TO
DEC. 31, 2018
PROPOSAL #6: EXTEND THE DEADLINE TO TRANSFER OF THE ISSUER YES FOR FOR
CONTROL OF COMPANHIA ENERGETICA DE ALAGOAS (CEAL) TO
DEC. 31, 2018
PROPOSAL #7: APPROVE LIQUIDATION OF ELETROACRE, ISSUER YES FOR FOR
CERON, BOA VISTA ENERGIA, AMAZONAS ENERGIA, CEPISA
PROPOSAL #8: ELECT WALTER BAERE DE ARAUJO FILHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT EDUARDO COUTINHO GUERRA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND MARCIO LEAO COELHO AS ALTERNATE
ISSUER: Elion Clean Energy Co., Ltd.
TICKER: 600277 CUSIP: Y4084U107
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF EQUITY ESCROW ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE SIGNING OF THERMOELECTRIC ISSUER YES FOR FOR
ASSETS GROUP OPERATING LEASE CONTRACT AND RELATED
PARTY TRANSACTIONS
PROPOSAL #11: APPROVE TRANSFER OF EQUITY OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY YIJIN HUOLUOQI DONGBO COAL CO., LTD.
PROPOSAL #12: APPROVE TRANSFER OF EQUITY OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY YIJIN HUOLUOQI ANYUAN WEST COAL CO.,
LTD.
ISSUER: Elite Advanced Laser Corp.
TICKER: 3450 CUSIP: Y22878105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED BUSINESS REPORTS, ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS AND INDIVIDUAL
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT ZHENG,ZHU-LIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT HUANG,WEN-XING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN,TAI-JUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5600, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT LIANG,CONG-MING, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT YANG,JI-YU, WITH ID NO. ISSUER YES FOR FOR
L121526XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT YE,JUN-WEI, WITH ID NO. ISSUER YES FOR FOR
G101711XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT OU,JIN-DE, WITH ID NO. ISSUER YES FOR FOR
F102222XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Elite Material Co., Ltd.
TICKER: 2383 CUSIP: Y2290G102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7.1: ELECT DONG, DING YU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 96, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT TSAI, FEI LIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF YU CHANG INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 9684, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT LEE, WEN SHIUNG, REPRESENTATIVE ISSUER YES FOR FOR
OF YU CHANG INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 9684, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT HSIEH, MON CHONG, WITH ID NO. ISSUER YES FOR FOR
Y120282XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT SHEN, BING, WITH ID NO. ISSUER YES FOR FOR
A110904XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT CHENG, DUEN-CHIAN, WITH ID NO. ISSUER YES FOR FOR
A123299XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT TSAI, RONG DONG, WITH ID NO. ISSUER YES FOR FOR
L101104XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Elite Semiconductor Memory Technology, Inc.
TICKER: 3006 CUSIP: Y2287H105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8.1: ELECT CHEN, HSING-HAI WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 75 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHANG, MING-CHIEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 27 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT HO, CHIH-HUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 12931 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT TAI, YUNG-WEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 68 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT HUANG, CHIA-NENG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF XINXING INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 226024 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT SHEN, WEI-MIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 191994 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHOU, SHUANG-JEN WITH ID NO. ISSUER YES AGAINST AGAINST
A103964XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHIANG, CHIN-FU WITH ID NO. ISSUER YES AGAINST AGAINST
F103558XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHIEN, CHENG-YANG WITH ID NO. ISSUER YES FOR FOR
H101134XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Elitegroup Computer Systems Co., Ltd.
TICKER: 2331 CUSIP: Y22877107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: ELLAKTOR SA
TICKER: ELLAKTOR CUSIP: X1959E102
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR REMUNERATION FOR AND ISSUER YES FOR FOR
PRE-APPROVE DIRECTOR REMUNERATION FOR 2018
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #9: REMOVAL OF EXISTING BOARD DIRECTORS SHAREHOLDER YES AGAINST N/A
PROPOSAL #10: ELECT DIRECTORS (BUNDLED DISSIDENT SHAREHOLDER YES AGAINST N/A
SLATE)
PROPOSAL #11: ELECT MEMBERS OF THE AUDIT COMMITTEE SHAREHOLDER YES AGAINST N/A
PROPOSAL #12: REMOVAL OF DIRECTORS ANASTASIOS SHAREHOLDER YES AGAINST N/A
KALLITSANTSIS AND DIMITRIOS KALLITSANTSIS
PROPOSAL #13: ELECT TWO DIRECTORS SHAREHOLDER YES AGAINST N/A
ISSUER: Ellaktor SA
TICKER: ELLAKTOR CUSIP: X1959E102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF SUBSIDIARY ELTECH ANEMOS SA
ISSUER: Elsewedy Electric Co.
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER NO N/A N/A
FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FY
PROPOSAL #5: APPROVE ALLOCATION OF INCOME FOR FY 2018 ISSUER NO N/A N/A
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2018 AND FY 2019
PROPOSAL #7: APPROVE MINUTES OF PREVIOUS BOARD ISSUER NO N/A N/A
MEETINGS HELD DURING FY 2018
PROPOSAL #8: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #9: APPROVE SITTING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS FOR FY 2019
PROPOSAL #10: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #11: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2018 AND FY 2019
ISSUER: Elsewedy Electric Co.
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 21 AND 46 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Emaar Development PJSC
TICKER: EMAARDEV CUSIP: M4100K102
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL DIVIDENDS OF AED 0.26 ISSUER YES FOR FOR
PER SHARE
ISSUER: Emaar Development PJSC
TICKER: EMAARDEV CUSIP: M4100K102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.26 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF AED ISSUER YES FOR FOR
650,000 EACH, AND AED 1 MILLION FOR CHAIRMAN FOR FY
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Emaar Malls PJSC
TICKER: EMAARMALLS CUSIP: M4026J106
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF AED ISSUER YES FOR FOR
650,000 EACH, AND AED 1 MILLION FOR CHAIRMAN FOR FY
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #1: CANCEL THE COMPANY'S EMPLOYEES INCENTIVE ISSUER YES FOR FOR
SHARES OWNERSHIP PLAN WAS APPROVED ON APRIL 30, 2018
ISSUER: Emaar Properties PJSC
TICKER: EMAAR CUSIP: M4025S107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.15 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS OF AED 7,974,000 FOR FY 2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE DONATIONS FOR FY 2019 UP TO 2 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS OF FY 2017 AND FY 2018
PROPOSAL #10: CANCEL THE COMPANY'S EMPLOYEES ISSUER YES FOR FOR
INCENTIVE SHARES OWNERSHIP PLAN WAS APPROVED ON APRIL
ISSUER: Emaar, The Economic City
TICKER: 4220 CUSIP: M4018S106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: AMEND ARTICLE 30 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #6: AMEND ARTICLE 41 OF BYLAWS RE: COMMITTEE ISSUER YES FOR FOR
REPORT
PROPOSAL #7: AMEND ARTICLE 46 OF BYLAWS RE: FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8: ELECT KHALID AL MOLHEM AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: ELECT ABDULLAH AL HOUISH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #11: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
ISSUER: Emami Ltd
TICKER: 531162 CUSIP: Y22891132
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT H. V. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRITI A SUREKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT PRASHANT GOENKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF RAMA BIJAPURKAR AS INDEPENDENT DIRECTOR
PROPOSAL #7: REELECT Y.P. TRIVEDI, K.N. MEMANI, S.B. ISSUER YES FOR FOR
GANGULY AND P.K. KHAITAN AS INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Embotelladora Andina SA
TICKER: ANDINA.B CUSIP: P3697S103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE, THEIR
ANNUAL REPORTS AND EXPENSES INCURRED BY BOTH
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: 29082A107
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STRATEGIC PARTNERSHIP BETWEEN ISSUER YES FOR FOR
EMBRAER AND THE BOEING CO.
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: 29082A107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: 29082A107
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES RE: CVM REGULATIONS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: COMMITTEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES RE: INDEMNITY AGREEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STRATEGIC PARTNERSHIP BETWEEN ISSUER NO N/A N/A
EMBRAER AND THE BOEING CO.
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXANDRE GONCALVES SILVA AS BOARD CHAIRMAN
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SERGIO ERALDO DE SALLES PINTO AS BOARD VICE-
CHAIRMAN
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ISRAEL VAINBOIM AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAO COX NETO AS DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCIO DE SOUZA AS DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIA LETICIA DE FREITAS COSTA AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO WONGTSCHOWSKI AS DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RAUL CALFAT AS DIRECTOR
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #9: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #12: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES RE: CVM REGULATIONS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: COMMITTEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES RE: INDEMNITY AGREEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #9: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Emei Shan Tourism Co., Ltd.
TICKER: 888 CUSIP: Y2288Y107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QIU SHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Emei Shan Tourism Co., Ltd.
TICKER: 000888 CUSIP: Y2288Y107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: eMemory Technology, Inc.
TICKER: 3529 CUSIP: Y2289B106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE REMOVING THE PROHIBITION ON ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
NEWLY ADDED (HOW-HAN INVESTMENT CORPORATION: JASON
PROPOSAL #8: APPROVE REMOVING THE PROHIBITION ON ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
NEWLY ADDED (RICK SHEN)
PROPOSAL #9: APPROVE REMOVING THE PROHIBITION ON ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
NEWLY ADDED (MING-TO YU)
PROPOSAL #10: APPROVE REMOVING THE PROHIBITION ON ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
NEWLY ADDED (T.C. CHEN)
ISSUER: Emira Property Fund Ltd.
TICKER: EMI CUSIP: S1311K198
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT ERNST & YOUNG INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ERNEST VAN ROOYEN AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #2.1: RE-ELECT VUYISA NKONYENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT VUSI MAHLANGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT MICHAEL AITKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT BRYAN KENT AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT VUYISA NKONYENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT VUSI MAHLANGU AS MEMBER OF ISSUER YES AGAINST AGAINST
THE AUDIT COMMITTEE
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: APPROVE IMPLEMENTATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES AND SELL ISSUER YES FOR FOR
TREASURY SHARES FOR CASH
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRPERSON ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.5: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #1.6: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.7: APPROVE FEES OF THE FINANCE COMMITTEE ISSUER YES FOR FOR
CHAIRPERSON
PROPOSAL #1.8: APPROVE FEES OF THE FINANCE COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.9: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #1.10: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #1.12: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE FEES FOR AD HOC MEETINGS ISSUER YES AGAINST AGAINST
(HOURLY)
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES, ASSOCIATES AND JOINT VENTURE ENTITIES
PROPOSAL #4.2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
EXECUTIVE DIRECTORS INCLUDING THEIR INVESTMENT
PROPOSAL #5: APPROVE ISSUE OF SHARES TO DIRECTORS ISSUER YES AGAINST AGAINST
UNDER ANY APPROVED SHARE INCENTIVE PLANS
ISSUER: Emirates Telecommunications Group Co. PJSC
TICKER: ETISALAT CUSIP: M4040L103
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE FINAL DIVIDENDS OF AED 0.8 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #9.1: APPROVE CHARITABLE DONATIONS UP TO 1 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS FOR FY 2017 AND FY
PROPOSAL #9.2: APPROVE LIFTING RESTRICTION ON VOTING ISSUER YES FOR FOR
RIGHTS OF FOREIGN SHAREHOLDERS
PROPOSAL #9.3: APPROVE LIMIT FOR ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/SUKUK UP TO AED 30 BILLION
PROPOSAL #9.4: AMEND ARTICLES 1, 7, 9, 21, 26 AND 55 ISSUER YES FOR FOR
OF BYLAWS
ISSUER: Emlak Konut Gayrimenkul Yatirim Ortakligi AS
TICKER: EKGYO CUSIP: M4030U105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING; AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE DONATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Empresa Nacional de Telecomunicaciones SA
TICKER: ENTEL CUSIP: P37115105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #7: APPOINT AUDITORS AND ACCOUNT INSPECTORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Empresas CMPC SA
TICKER: CMPC CUSIP: P3712V107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE DIVIDEND DISTRIBUTION OF CLP 34 ISSUER YES FOR FOR
PER SHARE
PROPOSAL #c: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #d: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #e: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #f: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION AND BUDGET OF DIRECTORS'
PROPOSAL #g: RECEIVE DIVIDEND POLICY AND DISTRIBUTION ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #h: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Empresas Copec SA
TICKER: COPEC CUSIP: P7847L108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE ACTIVITIES
PROPOSAL #e: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #f: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Empresas ICA SAB de CV
TICKER: ICA CUSIP: P37149104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
DISCHARGE BOARD, COMMITTEES AND CEO
PROPOSAL #2: PRESENT REPORT ON COMPLIANCE WITH FISCAL ISSUER YES AGAINST AGAINST
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REDUCTION IN VARIABLE PORTION OF ISSUER YES AGAINST AGAINST
CAPITAL VIA ABSORPTION OF ACCUMULATED LOSSES
PROPOSAL #5: APPROVE INCREASE IN VARIABLE PORTION OF ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND CHAIRMEN ISSUER YES AGAINST AGAINST
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Empresas ICA SAB de CV
TICKER: ICA CUSIP: P37149104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
DISCHARGE BOARD, COMMITTEES AND CEO
PROPOSAL #2: PRESENT REPORT ON COMPLIANCE WITH FISCAL ISSUER YES AGAINST AGAINST
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REDUCTION IN VARIABLE PORTION OF ISSUER YES AGAINST AGAINST
CAPITAL VIA ABSORPTION OF ACCUMULATED LOSSES
PROPOSAL #5: APPROVE INCREASE IN VARIABLE PORTION OF ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND CHAIRMEN ISSUER YES AGAINST AGAINST
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: ENC Data Technology Co. Ltd.
TICKER: 603869 CUSIP: Y0777J102
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND COMPANY'S ENGLISH NAME AND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: ENC Data Technology Co. Ltd.
TICKER: 603869 CUSIP: Y0777J102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: ENC Data Technology Co., Ltd.
TICKER: 603869 CUSIP: Y0777J102
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAO XINSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Endurance Technologies Ltd.
TICKER: 540153 CUSIP: ADPV39065
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SATRAJIT RAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NARESH CHANDRA TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS NON-EXECUTIVE CHAIRMAN
PROPOSAL #7: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
ISSUER: Endurance Technologies Ltd.
TICKER: 540153 CUSIP: Y2R9QW102
MEETING DATE: 12/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: ENEA SA
TICKER: ENA CUSIP: X2232G104
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMMENCEMENT OF CONSTRUCTION ISSUER YES FOR FOR
PHASE WITHIN OSTROLEK PROJECT
PROPOSAL #6: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
ISSUER: Enel Americas SA
TICKER: ENELAM CUSIP: 29274F104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.a: ELECT BORJA ACHA B. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.b: ELECT DOMINGO CRUZAT A. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY CHILEAN PENSION FUNDS (AFPS)
PROPOSAL #3.c: ELECT LIVIO GALLO AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.d: ELECT PATRICIO GOMEZ S. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.e: ELECT HERNAN SOMERVILLE S. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.f: ELECT JOSE ANTONIO VARGAS L. AS ISSUER YES FOR FOR
DIRECTOR NOMINATED BY ENEL S.P.A.
PROPOSAL #3.g: ELECT ENRICO VIALE AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2019
PROPOSAL #7: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: AUTHORIZE INCREASE IN SHARE CAPITAL OF ISSUER YES FOR FOR
UP TO USD 3.5 BILLION VIA ISSUANCE OF NEW SHARES
PROPOSAL #2: AMEND ARTICLES 5 AND TRANSITORY 1 TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: INSTRUCT BOARD TO APPLY FOR REGISTRATION ISSUER YES FOR FOR
OF NEW SHARES WITH CMF AND NEW ADSS WITH SEC AND
PROPOSAL #4: APPROVE OTHER MATTERS RELATED TO CAPITAL ISSUER YES FOR FOR
INCREASE PRESENTED UNDER ITEM 1
ISSUER: Enel Americas SA
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.a: ELECT BORJA ACHA B. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.b: ELECT DOMINGO CRUZAT A. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY CHILEAN PENSION FUNDS (AFPS)
PROPOSAL #3.c: ELECT LIVIO GALLO AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.d: ELECT PATRICIO GOMEZ S. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.e: ELECT HERNAN SOMERVILLE S. AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #3.f: ELECT JOSE ANTONIO VARGAS L. AS ISSUER YES FOR FOR
DIRECTOR NOMINATED BY ENEL S.P.A.
PROPOSAL #3.g: ELECT ENRICO VIALE AS DIRECTOR ISSUER YES FOR FOR
NOMINATED BY ENEL S.P.A.
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2019
PROPOSAL #7: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Enel Americas SA
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE INCREASE IN SHARE CAPITAL OF ISSUER YES FOR FOR
UP TO USD 3.5 BILLION VIA ISSUANCE OF NEW SHARES
PROPOSAL #2: AMEND ARTICLES 5 AND TRANSITORY 1 TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: INSTRUCT BOARD TO APPLY FOR REGISTRATION ISSUER YES FOR FOR
OF NEW SHARES WITH CMF AND NEW ADSS WITH SEC AND
PROPOSAL #4: APPROVE OTHER MATTERS RELATED TO CAPITAL ISSUER YES FOR FOR
INCREASE PRESENTED UNDER ITEM 1
ISSUER: Enel Chile SA
TICKER: ENELCHILE CUSIP: 29278D105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Enel Chile SA
TICKER: ENELCHILE CUSIP: P3762G109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Enel Russia PJSC
TICKER: ENRU CUSIP: X2232L103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 0.14 PER SHARE
PROPOSAL #4.1: ELECT STEPHANE ZWEGUINTZOW AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT SIMONE MORI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT GIANCARLO PESCINI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT MARCO FRAGALE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT MARIA GIANNELLI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT ANDREA PALAZZOLO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT ANDREA GUACCERO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT GIUSEPPE FERRARA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT GIUSEPPE LUZZIO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT GIORGIO CALLEGARI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT IRINA DUSHINA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT LAURENT SOUVIRON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT TAGIR SITDEKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT DENIS MOSOLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.15: ELECT VITALII ZARKHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.16: ELECT ANDREI MOROZOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #6.1.1: ELECT NICOLETTA POLLIO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1.2: ELECT PAOLO PIRRI AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.1.3: ELECT EBISA KUMLACHEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1.4: ELECT NATALYA KHRAMOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1.5: ELECT CRISTIANO BUSSI AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: TERMINATE INTERNAL REGULATIONS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS AND OFFICIALS
PROPOSAL #11: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Enerchina Holdings Ltd.
TICKER: 622 CUSIP: G30392172
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: ADOPT NEW BYE-LAWS ISSUER YES AGAINST AGAINST
ISSUER: Energa SA
TICKER: ENG CUSIP: X22336105
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMMENCEMENT OF CONSTRUCTION ISSUER YES FOR FOR
PHASE WITHIN OSTROLEK PROJECT
ISSUER: Energisa SA
TICKER: ENGI4 CUSIP: P3769S114
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Energisa SA
TICKER: ENGI4 CUSIP: P3769S114
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ELECTION OF LUCIANA DE OLIVEIRA SHAREHOLDER YES FOR N/A
CEZAR COELHO AS ALTERNATE DIRECTOR APPOINTED BY
PREFERRED SHAREHOLDER
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: IN CASE THE FISCAL COUNCIL INSTALLATION ISSUER YES ABSTAIN N/A
IS APPROVED, WOULD YOU LIKE TO APPOINT A NOMINEE?
PROPOSAL #6: IN CASE THE FISCAL COUNCIL INSTALLATION ISSUER YES ABSTAIN N/A
IS APPROVED, WOULD YOU LIKE TO APPOINT A NOMINEE?
ISSUER: Energy Absolute Public Co. Ltd.
TICKER: EA CUSIP: Y2290P110
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CANCELLATION OF ISSUANCE OF ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5: APPROVE ISSUANCE OF NEW DEBENTURES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT CHAINAN THUMASUJARIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT WUTTHILERD CHIANNILKULCHAI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.3: ELECT BRAVOCHAT CHATCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT SOMPHOTE AHUNAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
ISSUER: Enerjisa Enerji AS
TICKER: ENJSA CUSIP: M4049T107
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: CHANGE LOCATION OF HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Eneva SA
TICKER: ENEV3 CUSIP: P3719N116
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JERSON KELMAN AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE AURELIO DRUMMOND JR. AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO PEREIRA LOPES DE MEDEIROS AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME BOTTURA AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATO ANTONIO SECONDO MAZZOLA AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FELIPE GOTTLIEB AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LAVINIA HOLLANDA AS DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Eneva SA
TICKER: ENEV3 CUSIP: P3719N116
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN ISSUER NO N/A N/A
ISSUER: ENGIE Brasil Energia SA
TICKER: EGIE3 CUSIP: P37625103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: AMEND ARTICLES 5 AND 8 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: ENGIE Brasil Energia SA
TICKER: EGIE3 CUSIP: P37625103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: ENGIE Brasil Energia SA
TICKER: EGIE3 CUSIP: P37625103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: APPROVE EMPLOYEES' BONUSES ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
ISSUER: Engie Energia Chile SA
TICKER: ECL CUSIP: P3762T101
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEES FOR LOAN AGREEMENTS ISSUER YES FOR FOR
IN FAVOR OF LOCAL AND FOREIGN BANKS CREDITORS OF
TRANSMISORA ELECTRICA DEL NORTE SA (TEN)
PROPOSAL #2: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
ISSUER: Engie Energia Chile SA
TICKER: ECL CUSIP: P3762T101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.02 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Engineers India Ltd.
TICKER: 532178 CUSIP: Y2294S136
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VIPIN CHANDER BHANDARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT RAKESH KUMAR SABHARWAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT CHAMAN KUMAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT RAJESH KUMAR GOGNA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JAGDISH CHANDER NAKRA AS CHAIRMAN & MANAGING DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
LALIT KUMAR VIJH AS DIRECTOR (TECHNICAL)
ISSUER: Engro Corp. Ltd.
TICKER: ENGRO CUSIP: Y2295N102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF 29 PERCENT SHAREHOLDINGS ISSUER YES FOR FOR
IN ELENGY TERMINAL PAKISTAN LIMITED TO VOPAK LNG
HOLDINGS B.V.
ISSUER: Engro Corp. Ltd.
TICKER: ENGRO CUSIP: Y2295N102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON & CO. AS AUDITORS ISSUER YES AGAINST AGAINST
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM AND ARTICLES OF ASSOCIATION TO
REFLECT INCREASE IN AUTHORIZED SHARE CAPITAL
PROPOSAL #5: APPROVE BONUS ISSUE ISSUER YES FOR FOR
ISSUER: Engro Corporation Limited
TICKER: ENGRO CUSIP: Y2295N102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 100 PERCENT ISSUER YES FOR FOR
SHARES IN ENGRO EXIMP FZE FROM ENGRO FERTILIZER
LIMITED, ASSOCIATED COMPANY
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Engro Fertilizers Limited
TICKER: EFERT CUSIP: Y229A3100
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF 100 PERCENT SHARES IN ISSUER YES FOR FOR
ENGRO EXIMP FZE TO ENGRO CORPORATION LIMITED,
ASSOCIATED COMPANY
PROPOSAL #2: OTHER BUSINESS ISSUER YES FOR FOR
ISSUER: Engro Fertilizers Ltd.
TICKER: EFERT CUSIP: Y229A3100
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
ISSUER: Enjoyor Co., Ltd.
TICKER: 300020 CUSIP: Y988AV109
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORRECTION ON PREVIOUS ISSUER YES FOR FOR
ACCOUNTING ERRORS AND RETROSPECTIVE ADJUSTMENT
ISSUER: Enjoyor Co., Ltd.
TICKER: 300020 CUSIP: Y988AV109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE CAPITAL INJECTION OF INDUSTRIAL ISSUER YES AGAINST AGAINST
FUNDS
ISSUER: Enjoyor Co., Ltd.
TICKER: 300020 CUSIP: Y988AV109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Enjoyor Co., Ltd.
TICKER: 300020 CUSIP: Y988AV109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO CONVERTIBLE BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Enka Insaat ve Sanayi AS
TICKER: ENKAI CUSIP: M4055T108
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO DISTRIBUTE ADVANCE ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #13: APPROVE ADVANCE DIVIDEND PAYMENT FOR ISSUER YES FOR FOR
2019
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OVERSEAS ISSUANCE OF BONDS BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ISSUANCE OF OVERSEAS BONDS OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY BY ANOTHER SUBSIDIARY
PROPOSAL #5: ELECT GUAN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF OVERSEAS ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY AND RELATED PARTY TRANSACTIONS
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.6: APPROVE SIZE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: ELECT ZHANG YESHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE MAJOR ASSET PURCHASE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PAYMENT ISSUER YES FOR FOR
MANNER
PROPOSAL #2.5: APPROVE PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PREREQUISITE FOR OBLIGATION ISSUER YES FOR FOR
FULFILLMENT
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES IN
CONNECTION TO BACKDOOR LISTING
PROPOSAL #8: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #9: APPROVE DRAFT AND SUMMARY OF MAJOR ASSET ISSUER YES FOR FOR
PURCHASE
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #11: APPROVE RELEVANT APPRAISAL REPORT, ISSUER YES FOR FOR
AUDIT REPORT AND REVIEW REPORT
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE GUARANTEE PROVISION TO TOSHIBA ISSUER YES FOR FOR
CORPORATION
PROPOSAL #14.1: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
OR OTHER FORMS OF GUARANTEE
PROPOSAL #14.2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
TOSHIBA CORP
PROPOSAL #14.3: APPROVE LETTER OF CREDIT FOR TOSHIBA ISSUER YES FOR FOR
AMERICA LNG CORPORATION
PROPOSAL #14.4: APPROVE SUPPLEMENTAL GUARANTEE BY ISSUER YES FOR FOR
XINAO HOLDINGS
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
LETTER OF CREDIT APPLICATION OF TOSHIBA AMERICA LNG
CORPORATION
PROPOSAL #16: APPROVE 2018 EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROVISION ESTIMATES
PROPOSAL #17: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION TO XINNENG ENERGY
CO., LTD.
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A RELATED PARTY TO PROVIDE A ISSUER YES FOR FOR
SUPPLEMENTARY GUARANTEE FOR TOSHIBA AMERICA LNG
CORPORATION'S GUARANTEE PROVISION TO TOSHIBA
CORPORATION
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR LEASE ISSUER YES FOR FOR
FINANCING
PROPOSAL #4: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF MAJOR ASSET ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: ENN Ecological Holdings Co., Ltd.
TICKER: 600803 CUSIP: Y3119Q107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: ENN Energy Holdings Ltd.
TICKER: 2688 CUSIP: G3066L101
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE THE SPA AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1b: APPROVE SPECIFIC MANDATE TO ISSUE ISSUER YES FOR FOR
CONSIDERATION SHARES TO THE VENDORS UNDER THE SPA
PROPOSAL #1c: AUTHORIZE BOARD TO ISSUE CONSIDERATION ISSUER YES FOR FOR
SHARES
PROPOSAL #1d: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ACQUISITION
PROPOSAL #2: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: ENN Energy Holdings Ltd.
TICKER: 2688 CUSIP: G3066L101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG YUSUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG ZIZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT MA ZHIXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT YUEN PO KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT YIEN YU YU, CATHERINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Ennoconn Corp.
TICKER: 6414 CUSIP: Y229BK101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHERS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHU FU-CHUAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00000233 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHU CHENG-CHING, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.F121428XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT LU CHAO-TSUNG, A REPRESENTATIVE ISSUER YES FOR FOR
OF BAO SHIN INTERNATIONAL INVESTMENT CO LTD, WITH
SHAREHOLDER NO.00000108, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT DENG CHIA-LING, A REPRESENTATIVE ISSUER YES FOR FOR
OF BAO SHIN INTERNATIONAL INVESTMENT CO LTD, WITH
SHAREHOLDER NO.00000108, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT FANG WEN-CHANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A120537XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT SU YU-HUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.Y220373XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT WANG CHIEN-MIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.D120672XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: EOH Holdings Ltd.
TICKER: EOH CUSIP: S2593K104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREATION OF EOH A SHARES ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE ISSUE OF CAPITALISATION SHARES ISSUER YES FOR FOR
IN TERMS OF SECTION 41(3) OF THE COMPANIES ACT
PROPOSAL #1: APPROVE SPECIFIC ISSUE OF SUBSCRIPTION ISSUER YES FOR FOR
EOH ORDINARY SHARES
PROPOSAL #2: APPROVE SPECIFIC ISSUE OF SUBSCRIPTION ISSUER YES FOR FOR
EOH A SHARES
PROPOSAL #3: APPROVE SPECIFIC ISSUE OF CAPITALISATION ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE SPECIFIC ISSUE OF SUBSCRIPTION ISSUER YES FOR FOR
UNDERTAKING SHARES
ISSUER: EOH Holdings Ltd.
TICKER: EOH CUSIP: S2593K104
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT ASHER BOHBOT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT TEBOGO MAENETJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT JESMANE BOGGENPOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ISMAIL MAMOOJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT STEPHEN VAN COLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ISMAIL MAMOOJEE AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.2: ELECT JESMANE BOGGENPOEL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT TSHILIDZI MARWALA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.4: RE-ELECT ROB SPOREN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT MAZARS (GAUTENG) INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH MILES FISHER AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BBBEE PURPOSES
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES AND SELL ISSUER YES FOR FOR
TREASURY SHARES FOR CASH
PROPOSAL #8.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3.1: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
CHAIRPERSON OF THE BOARD
PROPOSAL #3.2: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE BOARD
PROPOSAL #3.3: APPROVE REMUNERATION OF THE ISSUER YES AGAINST AGAINST
CHAIRPERSON OF THE AUDIT COMMITTEE
PROPOSAL #3.4: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE AUDIT COMMITTEE
PROPOSAL #3.5: APPROVE REMUNERATION OF THE ISSUER YES AGAINST AGAINST
CHAIRPERSON OF THE RISK AND GOVERNANCE COMMITTEE
PROPOSAL #3.6: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE RISK AND GOVERNANCE COMMITTEE
PROPOSAL #3.7: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
CHAIRPERSON OF THE NOMINATION COMMITTEE
PROPOSAL #3.8: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE NOMINATION COMMITTEE
PROPOSAL #3.9: APPROVE REMUNERATION OF THE ISSUER YES AGAINST AGAINST
CHAIRPERSON OF THE REMUNERATION COMMITTEE
PROPOSAL #3.10: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE REMUNERATION COMMITTEE
PROPOSAL #3.11: APPROVE REMUNERATION OF THE ISSUER YES AGAINST AGAINST
CHAIRPERSON OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.12: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.13: APPROVE REMUNERATION OF THE ISSUER YES AGAINST AGAINST
CHAIRPERSON OF THE TECHNOLOGY AND INFORMATION
PROPOSAL #3.14: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES AGAINST AGAINST
THE TECHNOLOGY AND INFORMATION COMMITTEE
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: EPISTAR Corp.
TICKER: 2448 CUSIP: Y2298F106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3.1: ELECT BIING JYE LEE, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.10, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT CHIH YUAN CHEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.16200, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT NAN YANG WU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.69733, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT CHIN YUNG FAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.29, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT WEI MIN SHENG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.224356, AS INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT FENG SHANG WU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.224352, AS INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT CHI YEN LIANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.81261, AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT YU TE HOUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.397988, AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT WEI KUO CHEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.397989, AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT AND/OR PRIVATE PLACEMENT OF ORDINARY SHARES
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: EPP NV
TICKER: EPP CUSIP: N2061M108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8a: RE-ELECT JACEK BAGINSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: RE-ELECT ROBERT WEISZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT PIETER PRINSLOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: ELECT TACO DE GROOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT JAMES TEMPLETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8f: DETERMINE NUMBER OF DIRECTORS OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #9: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10a: AUTHORISE BOARD TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #10b: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 10A AND 10B
PROPOSAL #12: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #15: REAPPOINT ERNST & YOUNG ACCOUNTANTS LLP ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
ISSUER: Equatorial Energia SA
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER NO N/A N/A
YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FIRMINO FERREIRA SAMPAIO NETO AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME MEXIAS ACHE AS DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS AUGUSTO LEONI PIANI AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO JERONIMO BANDEIRA DE MELLO PEDROSA AS
DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIS HENRIQUE DE MOURA GONCALVES AS DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT TANIA SZTAMFATER CHOCOLAT AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS MARTINS PINHEIRO AS DIRECTOR
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #9: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #11: INSTALL FISCAL COUNCIL ISSUER NO N/A N/A
PROPOSAL #12: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #13: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #14: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #15: APPROVE CHARACTERIZATION OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
ISSUER: Equatorial Energia SA
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE CAPITAL INCREASE RE: SHARE ISSUER NO N/A N/A
OPTION PLAN
PROPOSAL #3: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Equatorial Energia SA
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE CAPITAL INCREASE RE: SHARE ISSUER NO N/A N/A
OPTION PLAN
PROPOSAL #3: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Equitas Holdings Limited
TICKER: 539844 CUSIP: Y2R9D8109
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT BHASKAR S AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE S R BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, CHENNAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT VISWANATHA PRASAD S AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Equitas Holdings Ltd.
TICKER: 539844 CUSIP: Y2R9D8109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RANGACHARY N TO CONTINUE OFFICE ISSUER YES FOR FOR
AS CHAIRMAN AND INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE YOGESH CHAND NANDA TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE RAJARAMAN P V TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
ISSUER: Equites Property Fund Ltd.
TICKER: EQU CUSIP: S2755Y108
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES AGAINST AGAINST
RESOLUTIONS
ISSUER: Eregli Demir ve Celik Fabrikalari TAS
TICKER: EREGL CUSIP: M40710101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: Eris Lifesciences Ltd.
TICKER: 540596 CUSIP: Y2R9KJ115
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT LNDERJEET SINGH NEGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT PRASHANT GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND OBJECT CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
ISSUER: Escorts Ltd.
TICKER: 500495 CUSIP: Y2296W127
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HARDEEP SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT G.B. MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAVI NARAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF PROFESSIONAL FEE TO ISSUER YES AGAINST AGAINST
G. B. MATHUR
PROPOSAL #8: REELECT SUTANU BEHURIA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Eshraq Properties Co
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #2: AMEND ARTICLE 24 OF BYLAWS RE: BOARD ISSUER YES AGAINST AGAINST
POWERS
PROPOSAL #3: AMEND ARTICLES OF BYLAWS TO COMPLY WITH ISSUER YES AGAINST AGAINST
COMMERCIAL LAW NO.2 OF 2015
ISSUER: Eshraq Properties Co.
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 9/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Eshraq Properties Co.
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE INTRODUCTION TO THE MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION OF THE COMPANY RE: CHANGE COMPANY
PROPOSAL #2: AMEND ARTICLE 2 OF BYLAWS RE: CHANGE ISSUER YES FOR FOR
COMPANY NAME
PROPOSAL #3: AMEND ARTICLE 5.B OF BYLAWS RE: ISSUER YES FOR FOR
CORPORATE PURPOSE
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Eshraq Properties Co.
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Esso Thailand Public Co. Ltd.
TICKER: ESSO CUSIP: Y23188124
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT BURANAWONG SOWAPRUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BOONTUCK WUNGCHAROEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PRACHIT HAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT SUCHART PHOWATTHANASATHIAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #8: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #9: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #10: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY AND RATIFY REMUNERATION OF ISSUER NO N/A N/A
COMPANY'S FISCAL COUNCIL FOR 2018
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #4: AMEND ARTICLE 17 AND REMOVE ARTICLE 18 ISSUER NO N/A N/A
FROM THE BYLAWS
PROPOSAL #5: AMEND ARTICLES RE: NOVO MERCADO ISSUER NO N/A N/A
PROPOSAL #6: AMEND ARTICLES 8, 19 AND 27 ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLES 6, 16, 23, 26 AND 31 ISSUER NO N/A N/A
PROPOSAL #8: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #9: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #10: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Estun Automation Co. Ltd.
TICKER: 2747 CUSIP: Y6196S102
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Estun Automation Co. Ltd.
TICKER: 2747 CUSIP: Y6196S102
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Estun Automation Co. Ltd.
TICKER: 2747 CUSIP: Y6196S102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER AS
WELL AS RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE USE OF RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #10: APPROVE CHANGE IN REGISTERED CAPITAL, ISSUER YES FOR FOR
BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Estun Automation Co. Ltd.
TICKER: 002747 CUSIP: Y6196S102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY FROM FUDIAN
BANK CHONGQING BRANCH AND GUARANTEE PROVISION BY
COMPANY
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY FROM CHINA
EVERBRIGHT BANK CHONGQING BRANCH AND GUARANTEE
PROVISION BY COMPANY AND CONTROLLED SUBSIDIARIES
PROPOSAL #3: APPROVE APPLICATION OF RECEIVABLES ISSUER NO N/A N/A
FACTORING FINANCING BY CONTROLLED SUBSIDIARY AND
GUARANTEE PROVISION BY COMPANY
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY NINGBO YICHENG
SUPPLY CHAIN MANAGEMENT CO., LTD. AND PROVISION OF
GUARANTEE BY COMPANY
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY NINGBO JUNLONG
SUPPLY CHAIN MANAGEMENT CO., LTD. AND PROVISION OF
GUARANTEE BY COMPANY
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY SHANXI ETERNAL
ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD. AND
PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #4: APPROVE APPLICATION OF CREDIT LINE BY ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY LIUZHOU YOUCHENG JOINT INDUSTRY
SUPPLY CHAIN MANAGEMENT CO., LTD. AND PROVISION OF
GUARANTEE BY COMPANY
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY GUANGDONG YIHE
KANGDAWEI SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.
AND PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #6: APPROVE PROVISION OF BANK GUARANTEE TO ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY SHENZHEN ANXINYUAN TRADE CO.,
LTD.
PROPOSAL #7: APPROVE PROVISION OF BANK GUARANTEE TO ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY HUIZHOU ANXINYUAN INDUSTRIAL
CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF BANK GUARANTEE TO ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY SHANXI YIXINDE SUPPLY CHAIN
MANAGEMENT CO. LTD.
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE AND PROVISION OF GUARANTEE BY THREE
WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY SHANDONG YINING
SUPPLY CHAIN MANAGEMENT CO., LTD. AND PROVISION OF
GUARANTEE BY COMPANY
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY SUZHOU JIEYA
YITONG SUPPLY CHAIN MANAGEMENT CO., LTD. AND
PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #12: APPROVE COOPERATION SUPPLY CHAIN ISSUER NO N/A N/A
FINANCING BUSINESS AND GUARANTEE MATTERS WITH CHINA
CONSTRUCTION BANK SHENZHEN BRANCH
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY CHENGDU ETERNAL
ASIA XIANHU SUPPLY CHAIN MANAGEMENT CO., LTD. FROM
BANK OF CHINA CHENGDU JINJIANG BRANCH AND GUARANTEE
PROVISION BY COMPANY
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY CHENGDU ETERNAL
ASIA XIANHU SUPPLY CHAIN MANAGEMENT CO., LTD. FROM
INDUSTRIAL BANK CO., LTD. CHENGDU BRANCH AND
GUARANTEE PROVISION BY COMPANY
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY SICHUAN JIAHENG
FOOD CO., LTD. AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #4: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY LONGYAN JINGBO
YATONG TRADE CO., LTD. AND GUARANTEE PROVISION BY
COMPANY
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY NANCHANG ZUNMEI
TRADE CO., LTD. AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY EIGHT ZHEJIANG PROVINCE CONTROLLED
SUBSIDIARIES FROM CHINA EVERBRIGHT BANK NANCHANG
BRANCH AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY QINGDAO YITONG
ZHONGHE TRADE DEVELOPMENT CO., LTD. AND GUARANTEE
PROVISION BY COMPANY
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY FOUR SHANGHAI DISTRICT CONTROLLED
SUBSIDIARIES AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY HUBEI ETERNAL ASIA SHENDU SUPPLY CHAIN
MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY SHENZHEN ETERNAL ASIA SHENDU SUPPLY
CHAIN MANAGEMENT CO., LTD. AND GUARANTEE PROVISION BY
COMPANY
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY COMPANY AND GUARANTEE PROVISION BY
THREE WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #12: APPROVE FINANCIAL COOPERATION BY ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY AND QILU BANK AS WELL AS
GUARANTEE MATTERS
PROPOSAL #13: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE GOAL AND USAGE OF THE SHARES ISSUER NO N/A N/A
TO BE REPURCHASED
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER NO N/A N/A
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER NO N/A N/A
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINE BY CONTROLLED SUBSIDIARY XIAMEN XINGLIAN
HUIDU INDUSTRIAL CO., LTD. AND GUARANTEE PROVISION BY
COMPANY
PROPOSAL #4: APPROVE ADJUSTMENT TO BANK NAME IN ISSUER NO N/A N/A
CONNECTION TO AGENDA 4 OF THE 36TH MEETING OF THE
BOARD OF DIRECTORS
PROPOSAL #5: APPROVE ADJUSTMENT TO BANK NAME IN ISSUER NO N/A N/A
CONNECTION TO AGENDA 6 OF THE 40TH MEETING OF THE
BOARD OF DIRECTORS
PROPOSAL #6: APPROVE COOPERATION FINANCING BUSINESS ISSUER NO N/A N/A
BETWEEN WHOLLY-OWNED SUBSIDIARY SHENZHEN YUSHANG
MICROFINANCING CO., LTD. AND FUBON BANK (CHINA) AS
WELL AS GUARANTEE PROVISION BY COMPANY
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY 2 ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES TO COMPANY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
COMPANY TO CONTROLLED SUBSIDIARY SHENZHEN QIANHAI
YUSHANG FACTORING CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
COMPANY TO WHOLLY-OWNED SUBSIDIARY SHENZHEN YUSHANG
SMALL LOAN CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
COMPANY TO WHOLLY-OWNED SUBSIDIARY HEBEI YIYATONG
DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
COMPANY AND WHOLLY-OWNED SUBSIDIARY GUANGXI YIYATONG
DEEP SUPPLY CHAIN MANAGEMENT CO., LTD. TO CONTROLLED
SUBSIDIARY GUANGXI YIXING SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
COMPANY AND WHOLLY-OWNED SUBSIDIARY GUANGXI YIYATONG
DEEP SUPPLY CHAIN MANAGEMENT CO., LTD. TO CONTROLLED
SUBSIDIARY GUANGXI YIJIA WEILI TRADING CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
COMPANY AND 3 CONTROLLED SUBSIDIARY TO WHOLLY-OWNED
SUBSIDIARY GUANGXI YIYATONG DEEP SUPPLY CHAIN
PROPOSAL #8: APPROVE DEVELOPMENT OF O2O FINANCIAL ISSUER YES FOR FOR
COOPERATION AND GUARANTEES
PROPOSAL #9: APPROVE ADJUSTMENT ON CREDIT BANK NAME ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ESTABLISHMENT OF CHONGQING ISSUER YES FOR FOR
YIYATONG SUPPLY CHAIN INDUSTRY DEVELOPMENT CO., LTD.
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION OF JIAXING BAICHENG ELECTRIC APPLIANCE
CO., LTD. AND GUARANTEE PROVISION BY CONTROLLED
SUBSIDIARY ZHEJIANG BAICHENG GROUP CO., LTD.
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION OF CONTROLLED SUBSIDIARY KUNMING YUEXIN
TRADING CO., LTD. AND GUARANTEE PROVISION BY COMPANY
AND WHOLLY-OWNED SUBSIDIARY
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY
CHAIN MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY 5 WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARIES FOR THE COMPREHENSIVE BANK CREDIT
LINE APPLICATION OF COMPANY
PROPOSAL #3: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
AND SUBSIDIARY FOR THE BANK CREDIT LINE APPLICATION
OF OVERSEAS SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
CONTROLLED SUBSIDIARY ZHEJIANG BAICHENG GROUP CO.,
LTD. FROM AGRICULTURAL BANK OF CHINA CO., LTD.
HANGZHOU ZHONGSHAN BRANCH
PROPOSAL #5: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
CONTROLLED SUBSIDIARY ZHEJIANG BAICHENG GROUP CO.,
LTD. FROM BANK OF WENZHOU CO., LTD. HANGZHOU BRANCH
PROPOSAL #6: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY FOR THE COMPREHENSIVE BANK CREDIT
LINE APPLICATION OF CONTROLLED SUBSIDIARY YUNNAN
TENGRUI PHARMACEUTICAL CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY SICHUAN JIAHENG FOOD CO.,
PROPOSAL #8: APPROVE OVERSEAS PUBLIC ISSUANCE OF ISSUER NO N/A N/A
CORPORATE BONDS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY ETERNAL UNITED (BVI) LIMITED
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINES FROM BANK OF DALIAN
PROPOSAL #11: APPROVE CAPITAL INJECTION TO WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY YUNNAN ETERNAL ASIA DEEP
SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY LIAONING ETERNAL ASIA SHENDU
SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY
CHAIN MANAGEMENT CO., LTD. FROM SHANGHAI PUDONG
DEVELOPMENT BANK CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY BEIJING ETERNAL ASIA SUPPLY
CHAIN MANAGEMENT CO., LTD. FROM BANK OF BEIJING CO.,
LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
THE 4 ZHEJIANG PROVINCE CONTROLLED SUBSIDIARIES
PROPOSAL #6: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
WHOLLY-OWNED SUBSIDIARY SHANGHAI ETERNAL ASIA SUPPLY
CHAIN CO.,LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION BY ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY ZHEJIANG BAICHENG GROUP CO.,
LTD. FOR THE BANK ACCEPTANCE BILL APPLICATION OF
ZHEJIANG GUODA TRADING CO., LTD.
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
JIANGSU EASTWELL SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CHONGQING ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY ZHEJIANG ETERNAL ASIA SHENDU SUPPLY CHAIN
MANAGEMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YUSHANG MICROFINANCE CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
GUANGXI ETERNAL ASIA DAZE SHENDU SUPPLY CHAIN
MANAGEMENT CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
COMPREHENSIVE CREDIT LINE APPLICATION OF XINJIANG
ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.
FROM CHINA CITIC BANK
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
COMPREHENSIVE CREDIT LINE APPLICATION OF XINJIANG
ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.
FROM BANK OF URUMQI CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ANHUI ISSUER NO N/A N/A
ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
COMPREHENSIVE CREDIT LINE APPLICATION OF 3
PROPOSAL #10: APPROVE 020 FINANCIAL COOPERATION ISSUER NO N/A N/A
AGREEMENT AND ITS RELEVANT GUARANTEES
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER NO N/A N/A
APPLICATION OF COMPREHENSIVE BANK CREDIT LINE BY
WHOLLY-OWNED SUBSIDIARY FUJIAN ETERNAL ASIA SHENDU
SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER NO N/A N/A
APPLICATION OF COMPREHENSIVE BANK CREDIT LINE BY
CONTROLLED SUBSIDIARY FUJIAN YISHENGTONG SUPPLY CHAIN
CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ISSUER NO N/A N/A
APPLICATION OF COMPREHENSIVE CREDIT LINE BY WHOLLY-
OWNED SUBSIDIARY HENAN ETERNAL ASIA SHENDU SUPPLY
CHAIN MANAGEMENT CO., LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION BY ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY ZHEJIANG BAICHENG GROUP CO.,
LTD. TO APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY SHANGHAI RUNCHENG INDUSTRIAL
DEVELOPMENT CO., LTD.
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY YILIAN INTERNATIONAL (HONG KONG)
CO., LTD.
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF FENG JUNHONG AND SHAREHOLDER NO N/A N/A
ELECT YAO FEI AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO YIRAN ISSUER NO N/A N/A
(TIANJIN) INTERNATIONAL TRADE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO HENAN ISSUER NO N/A N/A
YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO FOUR ISSUER NO N/A N/A
CONTROLLED SUBSIDIARIES BY THE COMPANY AND ITS
SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO SEVEN ISSUER NO N/A N/A
CONTROLLED SUBSIDIARIES BY THE COMPANY
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
YANGZHOU HANJIANG PENGCHENG DEPARTMENT STORE CO.,
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
LONGYAN JINGBO YATONG TRADING CO., LTD.
PROPOSAL #8: APPROVE COMPANY AND WHOLLY-OWNED ISSUER NO N/A N/A
SUBSIDIARY FINANCIAL COOPERATION AND GUARANTEE
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHENZHEN ANXINYUAN TRADING CO.,LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHAANXI ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
BEIJING ZHUOYOU YUNZHI TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE APPLICATION OF TRUST LOAN OF SHENZHEN ETERNAL
ASIA DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
WUHAN DAHONGYAN SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #6: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
JIANGSU EASTWELL SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
GUANGYUAN YIFEI SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
AND WHOLLY-OWNED SUBSIDIARY FOR THE COMPREHENSIVE
CREDIT LINE APPLICATION OF HUAIHUA XINXINGHUO SUPPLY
CHAIN CO., LTD.
PROPOSAL #9: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHANDONG ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #10: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
ZHEJIANG BAICHENG GROUP CO., LTD.
PROPOSAL #11: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
HENAN ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #12: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
HENAN YIMA FOOD CO., LTD.
PROPOSAL #13: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #14: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHAANXI YIMEI TRADING CO., LTD.
PROPOSAL #15: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHAANXI YILANYUN TRADING CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHANDONG YIFANGYUAN SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #17: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
SHANDONG YIMEITANG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #18: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
GUANGXI YOUCHENG HEYE SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #19: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
JIANGXI MEIXIN TRADING CO., LTD.
PROPOSAL #20: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
FUZHOU SHENGSHI HANGGANG TRADING CO., LTD.
PROPOSAL #21: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
GUANGXI ETERNAL ASIA DAZE DEEP SUPPLY CHAIN
MANAGEMENT CO., LTD.
PROPOSAL #22: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER NO N/A N/A
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
GUANGXI YIJIA WEILI TRADING CO., LTD.
PROPOSAL #23: APPROVE DEVELOPMENT OF O2O FINANCIAL ISSUER NO N/A N/A
COOPERATION AND GUARANTEES
PROPOSAL #24: APPROVE COMPANY'S APPLICATION TO BANKS, SHAREHOLDER NO N/A N/A
SECURITIES COMPANIES, ASSET MANAGEMENT COMPANIES,
FACTORING COMPANIES AND OTHER FINANCIAL INSTITUTIONS
FOR NON-RECOURSE PROTECTION OF ACCOUNTS RECEIVABLE
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
XINJIANG YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
LTD. FOR CREDIT APPLIED FROM HUA XIA BANK CO., LTD.
URUMQI BRANCH
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
XINJIANG YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
LTD. FOR CREDIT LINE APPLIED FROM BANK OF BEIJING
CO., LTD. URUMQI BRANCH
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO FIVE ISSUER NO N/A N/A
SUBSIDIARIES
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
JIANGSU YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES OF THE COMPANY AND ITS OVERSEAS
HOLDING SUBSIDIARIES
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHANGHAI ETERNAL ASIA SUPPLY CHAIN CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHANGHAI YIYATONG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
JIANGSU EASTWELL SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ZHEJIANG BAICHENG NETWORK TECHNOLOGY DEVELOPMENT CO.,
LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
LIUZHOU YOUCHENG HEYE SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
FUZHOU SHENGSHI HANGGANG TRADING CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
FUJIAN YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
JIANGSU EASTWELL SUPPLY CHAIN MANAGEMENT CO., LTD.
FOR ITS DAILY BUSINESS COMMERCIAL ACCEPTANCE BILLS
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
GUANGXI YIYATONG DAZE DEEP SUPPLY CHAIN MANAGEMENT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
BEIJING YIJIA YONGSHENG ELECTRONIC COMMERCE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
BEIJING JINYUANZI TRADING CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
COMPANY FOR THE COMPREHENSIVE CREDIT LINE APPLICATION
OF ZHEJIANG BAICHENG GROUP CO., LTD. FROM BANK OF
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ZHEJIANG BAICHENG WEILAI ENVIRONMENTAL INTEGRATION
CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
HANGZHOU SUOJIA TRADING CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ZHEJIANG XINCHENG ELECTRIC CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
COMPANY FOR THE COMPREHENSIVE CREDIT LINE APPLICATION
OF ZHEJIANG BAICHENG GROUP CO., LTD. FROM BANK OF
COMMUNICATIONS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
GUIZHOU YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
LTD.
PROPOSAL #11: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY TO COMPANY
PROPOSAL #12: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER NO N/A N/A
COMMERCIAL PAPERS
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
COMPANY BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO FUJIAN ISSUER NO N/A N/A
YISHENGTONG SUPPLY CHAIN CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO HENAN ISSUER NO N/A N/A
YIMA FOOD CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHANGHAI ZHUOPIN TRADING CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHANGHAI QINGHAN TRADING CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YIMING TECHNOLOGY CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
LTD.
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINES FROM BANK OF ZHENGZHOU
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINES FROM BANK OF JIUJIANG
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ANHUI ISSUER NO N/A N/A
HAOSHUN BUSINESS DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ANHUI ISSUER NO N/A N/A
ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF ZHEJIANG BAICHENG GROUP
CO., LTD. FROM HANGZHOU BANK CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF ZHEJIANG BAICHENG GROUP
CO., LTD. FROM BEIJING BANK CORPORATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF ZHEJIANG BAICHENG GROUP
CO., LTD. FROM HUAXIA BANK CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR JOINT ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF 4 CONTROLLED SUBSIDIARIES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR JOINT ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF 2 CONTROLLED SUBSIDIARIES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF CHANGSHA ETERNAL ASIA
SUPPLY CHAIN CO., LTD. FROM EXIM BANK OF CHINA
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF CHANGSHA ETERNAL ASIA
SUPPLY CHAIN CO., LTD. FROM BEIJING BANK CORPORATION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
BEIJING YITONG YUSHI TRADING CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SICHUAN ETERNAL ASIA SHENDU SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
LIANYI INTERNATIONAL (HONG KONG) CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
HANGZHOU WANHONG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YUSHANG MICROFINANCE CO., LTD.
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CHONGQING YIFEI WINE MARKETING CO., LTD.
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CHONGQING YIHETIAN FOOD MARKETING CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CHONGQING WANHE FOOD CO., LTD.
PROPOSAL #18: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ZHEJIANG GUOSHANG INDUSTRIAL CO., LTD.
PROPOSAL #19: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN QIANHAI YUSHANG FACTORING CO., LTD.
PROPOSAL #20: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
JOINT CREDIT LINE APPLICATION OF 3 CONTROLLED
PROPOSAL #21: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #22: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #23: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #24: AMEND DECISION-MAKING SYSTEM OF ISSUER NO N/A N/A
EXTERNAL GUARANTEES
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 2183 CUSIP: Y2346W101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG ETERNAL ASIA DEEP SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHENGDU ETERNAL ASIA XIANHU SUPPLY CHAIN MANAGEMENT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SHANGHAI ETERNAL ASIA RUIHUI SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI YIJIA WEILI TRADING CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF JILIN SHUNFU SUPPLY CHAIN
MANAGEMENT CO., LTD. FROM CHINA CONSTRUCTION BANK
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF JILIN SHUNFU SUPPLY CHAIN
MANAGEMENT CO., LTD. FROM CHINA EVERBRIGHT BANK
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR JOINT ISSUER YES AGAINST AGAINST
CREDIT LINE APPLICATION OF 8 CONTROLLED SUBSIDIARIES
IN ZHEJIANG
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
ZHEJIANG BAICHENG WULAI ENVIRONMENTAL INTEGRATION
CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR JOINT ISSUER YES AGAINST AGAINST
CREDIT LINE APPLICATION OF 10 CONTROLLED
SUBSIDIARIES IN SHANDONG
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF FUJIAN YISHENGTONG SUPPLY
CHAIN CO., LTD. FROM CHINA CONSTRUCTION BANK
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF FUJIAN YISHENGTONG SUPPLY
CHAIN CO., LTD. FROM BANK OF GANZHOU
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHONGQING GAOLE TRADE DEVELOPMENT CO., LTD.
PROPOSAL #13: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM CHINA CONSTRUCTION BANK
PROPOSAL #14: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM BANK OF CHINA
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LONGYAN JINGBO YATONG TRADING CO., LTD.
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LUOYANG YIHUI SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
HENGYANG ETERNAL ASIA BAIFUQIN SUPPLY CHAIN CO., LTD.
PROPOSAL #18: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI ETERNAL ASIA YUTAI SUPPLY CHAIN MANAGEMENT
CO., LTD.
PROPOSAL #19: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
ZHEJIANG JINGCHENG NETWORK TECHNOLOGY CO., LTD.
PROPOSAL #20: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
YUNNAN TENGRUI PHARMACEUTICAL CO., LTD.
PROPOSAL #21: APPROVE COOPERATIVE FINANCIAL BUSINESS ISSUER YES FOR FOR
PROPOSAL #22: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #23: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF SENIOR MANAGEMENT MEMBERS
PROPOSAL #24: AMEND MANAGEMENT SYSTEM OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #25: AMEND INTERNAL CONTROL SYSTEM OF ISSUER YES FOR FOR
SECURITIES INVESTMENT
ISSUER: Eternal Asia Supply Chain Management Ltd.
TICKER: 002183 CUSIP: Y2346W101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY GUANGXI
YIJIA WEILI TRADING CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY LIAONING
YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY LUOYANG
YIHUI SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE BY 2 ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARIES TO THE COMPREHENSIVE CREDIT
LINE APPLICATION OF COMPANY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY TO THE COMPREHENSIVE CREDIT
LINE APPLICATION OF COMPANY FROM SHANGHAI PUDONG
DEVELOPMENT BANK
PROPOSAL #6: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY SHANGHAI
YIYATONG SONGLI SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY SHENZHEN
YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY MIANYANG
YILIAN SHITONG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #9: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER NO N/A N/A
TO THE COMPREHENSIVE CREDIT LINE APPLIED BY JIANGXI
XIANG'AN TRADING CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN YIYATONG DEEP SUPPLY CHAIN MANAGEMENT CO.,
LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN QIANHAI YIYATONG SUPPLY CHAIN CO., LTD.
ISSUER: Eternal Materials Co. Ltd.
TICKER: 1717 CUSIP: Y23471108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT KAO KUO-LUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT YANG HUAI-KUNG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 17, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT HUANG WU-TUNG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 70, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT KAO YING-CHIH, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT KO CHUN-PING, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
KWANG YANG MOTOR CO LTD., WITH SHAREHOLDER NO. 398,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT HSIEH CHIN-KUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 354, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT SHIAO TZU-FEI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 386, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT YEN SHU-FEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 289, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT HUNG LEE-JUNG, WITH ID NO. ISSUER YES FOR FOR
D220492XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT HSU JUI-YUAN, WITH ID NO. ISSUER YES FOR FOR
Y120254XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT LO LI-CHUN, WITH ID NO. ISSUER YES FOR FOR
A120280XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Etihad Etisalat Co.
TICKER: 7020 CUSIP: M4100E106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
EMIRATES TELECOMMUNICATIONS CORPORATION
PROPOSAL #7: APPROVE MERGER BY ABSORPTION OF BAYANAT ISSUER YES FOR FOR
NETWORK SERVICES CO.
ISSUER: E-Ton Solar Tech. Co., Ltd.
TICKER: 3452 CUSIP: Y2347F107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE SUSPENSION OF BUSINESS ON SOLAR ISSUER YES FOR FOR
BATTERY PRODUCTION AND DISPOSAL OF RELATED ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHEN WAN CHIEN, WITH ID ISSUER YES FOR FOR
NO.C120607XXX, AS NON-INDEPENDENT DIRECTOR
ISSUER: Etron Technology, Inc.
TICKER: 5351 CUSIP: Y2347N100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Eurobank Ergasias SA
TICKER: EUROB CUSIP: X2321W101
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEMBERS AND CHAIRMAN OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
ISSUER: Eurobank Ergasias SA
TICKER: EUROB CUSIP: X2321W101
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF GRIVALIA ISSUER YES FOR FOR
PROPERTIES REAL ESTATE INVESTMENT CO.
PROPOSAL #3: ELECT NIKOLAOS BERTSOS AS DIRECTOR AND ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
ISSUER: EVA Airways Corp.
TICKER: 2618 CUSIP: Y2361Y107
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES FOR ISSUER YES FOR FOR
CAPITAL INCREASE BY EARNINGS RE-CAPITALIZATION
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Eve Energy Co Ltd
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL LOAN APPLICATION OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: EVE Energy Co., Ltd.
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCE LEASE BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CANCELLATION ON THE PREVIOUS ISSUER YES FOR FOR
PARTIAL GUARANTEE AND PROVISION OF GUARANTEE TO
SUBSIDIARY
ISSUER: EVE Energy Co., Ltd.
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BASIS OF PRICING AND ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #2.4: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
SUBSCRIPTION MANNER
PROPOSAL #2.6: APPROVE RESTRICTED PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER, ULTIMATE
CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION
MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE REPORT ON THE USAGE VERIFICATION ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE ESTABLISHMENT OF SPECIAL RAISED ISSUER YES FOR FOR
FUNDS ACCOUNT
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE FINANCING LEASING OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY'S FINANCIAL LEASING
ISSUER: EVE Energy Co., Ltd.
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
DRAFT AND SUMMARY
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #3: APPROVE VERIFICATION OF LIST OF HOLDERS ISSUER YES FOR FOR
OF THE COMPANY'S EMPLOYEE STOCK OWNERSHIP PLAN
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION (II) SHAREHOLDER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF COUNTER GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: EVE Energy Co., Ltd.
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCE LEASE BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF PROJECT INVESTMENT ISSUER YES FOR FOR
CONSTRUCTION AGREEMENT
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SUBSIDIARY
ISSUER: EVE Energy Co., Ltd.
TICKER: 300014 CUSIP: Y2303F109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND APPRAISAL PLAN ISSUER YES FOR FOR
OF DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN AND PERFORMANCE SHARES
INCENTIVE PLAN PHASE 2
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Even Construtora e Incorporadora SA
TICKER: EVEN3 CUSIP: P3904U107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #4: ELECT ALL DIRECTORS ON SLATE PROPOSED ISSUER YES FOR FOR
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LEANDRO MELNICK AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RODRIGO GERALDI ARRUY AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANDRE FERREIRA MARTINS ASSUMPCAO AS INDEPENDENT
DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CLAUDIO ZAFFARI AS INDEPENDENT DIRECTOR AND
GUIBSON ZAFFARI AS ALTERNATE
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT DANY MUSZKAT AS DIRECTOR
PROPOSAL #8: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Even Construtora e Incorporadora SA
TICKER: EVEN3 CUSIP: P3904U107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES RE: B3 REGULATIONS ISSUER YES FOR FOR
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Everbright Jiabao Co., Ltd.
TICKER: 600622 CUSIP: Y7686A106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEASURE IN THE PROVISION OF ISSUER YES FOR FOR
CREDIT ENHANCEMENT FOR ASSET-BACKED PLAN
PROPOSAL #1.1: APPROVE SIGNING OF REPURCHASE ISSUER YES FOR FOR
EXTENSION AGREEMENT
PROPOSAL #1.2: APPROVE SIGNING OF PRIORITIZED ISSUER YES FOR FOR
ACQUISITION AGREEMENT
PROPOSAL #1.3: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ASSET-BACKED PLAN
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO CORPORATE BONDS ISSUANCE
ISSUER: Everbright Jiabao Co., Ltd.
TICKER: 600622 CUSIP: Y7686A106
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Everbright Jiabao Co., Ltd.
TICKER: 600622 CUSIP: Y7686A106
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT TO RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Everbright Jiabao Co., Ltd.
TICKER: 600622 CUSIP: Y7686A106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5.1: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND RULES AND PROCEDURES REGARDING THE
GENERAL MEETING OF THE SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8.1: APPROVE RESIGNATION OF CHEN XU AS ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #8.2: ELECT YANG LIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #10: APPROVE PROVISION OF MEASURES TO ISSUER YES FOR FOR
INCREASE IN CREDITWORTHINESS FOR ASSET-BACKED PLAN
PROPOSAL #10.1: APPROVE SIGNING OF REPURCHASE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #10.2: APPROVE SIGNING OF PRE-EMPTIVE RIGHT ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
CHONGQING GUANGKONG XINGYU REAL ESTATE CO., LTD.
ISSUER: Everbright Securities Co., Ltd.
TICKER: 601788 CUSIP: Y2357S106
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YAN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SONG BINGFANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: ELECT MENG XIANGKAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT WANG YONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT SUN WENQIU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Everbright Securities Co., Ltd.
TICKER: 6178 CUSIP: Y2357S106
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ISSUER, ISSUE SIZE AND ISSUE ISSUER YES FOR FOR
METHOD
PROPOSAL #1.2: APPROVE TYPES OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #1.3: APPROVE TERM OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #1.4: APPROVE INTEREST RATE OF DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #1.5: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #1.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE ISSUE TARGET AND ARRANGEMENTS ISSUER YES FOR FOR
ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY
PROPOSAL #1.9: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #1.1: APPROVE SAFEGUARD MEASURES FOR ISSUER YES FOR FOR
REPAYMENT OF THE COMPANY ONSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #1.11: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1.12: APPROV AUTHORIZATION FOR THE ISSUANCE ISSUER YES FOR FOR
OF THE COMPANY ONSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #2: AMEND THE RULES GOVERNING THE MANAGEMENT ISSUER YES FOR FOR
AND USE OF FUNDS RAISED
PROPOSAL #3: AMEND THE RULES GOVERNING THE MANAGEMENT ISSUER YES FOR FOR
OF RELATED PARTY TRANSACTIONS
PROPOSAL #4: APPROVE THE NEW EVERBRIGHT GROUP ISSUER YES FOR FOR
FINANCIAL PRODUCTS AND SERVICES FRAMEWORK AGREEMENT,
THE ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Everbright Securities Co., Ltd.
TICKER: 6178 CUSIP: Y2357S106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 EXPECTED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #6: APPROVE PROPOSAL OF PROPRIETARY TRADING ISSUER YES FOR FOR
BUSINESS SCALE IN 2019
ISSUER: Everbright Securities Co., Ltd.
TICKER: 601788 CUSIP: Y2357S114
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YAN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SONG BINGFANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: ELECT MENG XIANGKAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT WANG YONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT SUN WENQIU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Everbright Securities Co., Ltd.
TICKER: 6178 CUSIP: Y2357S114
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE NEW EVERBRIGHT GROUP ISSUER YES FOR FOR
FINANCIAL PRODUCTS AND SERVICES FRAMEWORK AGREEMENT,
THE ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: AMEND THE RULES GOVERNING THE MANAGEMENT ISSUER YES FOR FOR
OF RELATED PARTY TRANSACTIONS
PROPOSAL #3: AMEND THE RULES GOVERNING THE MANAGEMENT ISSUER YES FOR FOR
AND USE OF FUNDS RAISED
PROPOSAL #4.1: APPROVE ISSUER, ISSUE SIZE AND ISSUE ISSUER YES FOR FOR
METHOD
PROPOSAL #4.2: APPROVE TYPES OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4.3: APPROVE TERM OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4.4: APPROVE INTEREST RATE OF DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #4.5: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #4.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE ISSUE TARGET AND ARRANGEMENTS ISSUER YES FOR FOR
ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY
PROPOSAL #4.9: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4.1: APPROVE SAFEGUARD MEASURES FOR ISSUER YES FOR FOR
REPAYMENT OF THE COMPANY ONSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #4.11: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE AUTHORIZATION FOR THE ISSUER YES FOR FOR
ISSUANCE OF THE COMPANY ONSHORE DEBT FINANCING
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Everbright Securities Co., Ltd.
TICKER: 6178 CUSIP: Y2357S114
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 EXPECTED ORDINARY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #6: APPROVE PROPOSAL OF PROPRIETARY TRADING ISSUER YES FOR FOR
BUSINESS SCALE IN 2019
ISSUER: EverChina Int'l Holdings Co. Ltd.
TICKER: 202 CUSIP: Y4099K128
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LAM CHEUNG SHING, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT HO YIU YUE, LOUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT KO MING TUNG, EDWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: EverChina Int'l Holdings Company Limited
TICKER: 202 CUSIP: Y4099K128
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Evergreen International Storage & Transport Corp.
TICKER: 2607 CUSIP: Y2376C108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Evergreen Marine Corp. (Taiwan) Ltd.
TICKER: 2603 CUSIP: Y23632105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Everlight Chemical Industrial Corp.
TICKER: 1711 CUSIP: Y2367J104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Everlight Electronics Co. Ltd.
TICKER: 2393 CUSIP: Y2368N104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Exide Industries Ltd.
TICKER: 500086 CUSIP: Y2383M131
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A. K. MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ARUN MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT SURIN SHAILESH KAPADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENT TO THE TERMS OF ISSUER YES FOR FOR
REMUNERATION OF WHOLE-TIME DIRECTORS
ISSUER: Exxaro Resources Ltd.
TICKER: EXX CUSIP: S26949107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GERALDINE FRASER-MOLEKETI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT MARK MOFFETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ISAAC MOPHATLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT RAS MYBURGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT PEET SNYDERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MARK MOFFETT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT ISAAC MOPHATLANE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT RAS MYBURGH AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.4: RE-ELECT VUYISA NKONYENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.1: ELECT GERALDINE FRASER-MOLEKETI AS ISSUER YES FOR FOR
MEMBER OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.2: ELECT DAPHNE MASHILE-NKOSI AS MEMBER ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.3: RE-ELECT LIKHAPHA MBATHA AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.4: ELECT ISAAC MOPHATLANE AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.5: RE-ELECT PEET SNYDERS AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH TD
SHANGO AS THE DESIGNATED AUDIT PARTNER
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
ISSUER: EZ TEC Empreendimentos e Participacoes SA
TICKER: EZTC3 CUSIP: P3912H106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ERNESTO ZARZUR AS BOARD CHAIRMAN
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SAMIR ZAKKHOUR EL TAYAR AS VICE CHAIRMAN
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLAVIO ERNESTO ZARZUR AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SILVIO ERNESTO ZARZUR AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO ERNESTO ZARZUR AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS ERNESTO ZARZUR AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIO GUY DE FARIA MARIZ AS INDEPENDENT
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NELSON DE SAMPAIO BASTOS AS INDEPENDENT
PROPOSAL #9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: EZ TEC Empreendimentos e Participacoes SA
TICKER: EZTC3 CUSIP: P3912H106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER NO N/A N/A
BONUS ISSUE
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLE 6 ACCORDINGLY
PROPOSAL #3: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #5: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Ezz Steel
TICKER: ESRS CUSIP: M07095108
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF FINANCIAL ISSUER NO N/A N/A
GUARANTEES IN FAVOR OF SUBSIDIARY
PROPOSAL #2: APPROVE EXTENSION OF COMPANY LIFE ISSUER NO N/A N/A
ISSUER: Ezz Steel
TICKER: ESRS CUSIP: M07095108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON FINANCIAL ISSUER NO N/A N/A
GOVERNANCE FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2018 AND FY 2019
PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2018 AND FY 2019
ISSUER: Famous Brands Ltd
TICKER: FBR CUSIP: S2699W101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT NIK HALAMANDARIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT EMMA MASHILWANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT NORMAN ADAMI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: RE-ELECT JOHN HALAMANDRES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHRISTOPHER BOULLE AS INTERIM ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT COMMITTEE
PROPOSAL #3.2: ELECT EMMA MASHILWANE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT THEMBISA SKWEYIYA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT NORMAN ADAMI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH S NELSON AS THE LEAD AUDIT
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES AGAINST AGAINST
REMUNERATION POLICY
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED COMPANIES
PROPOSAL #2.1: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #2.2: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #2.3: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.4: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
MEMBERS OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.5: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE REMUNERATION COMMITTEE
PROPOSAL #2.6: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
MEMBERS OF THE REMUNERATION COMMITTEE
PROPOSAL #2.7: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE NOMINATION COMMITTEE
PROPOSAL #2.8: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
MEMBERS OF THE NOMINATION COMMITTEE
PROPOSAL #2.9: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #2.10: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
MEMBERS OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #2.11: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS ATTENDING INVESTMENT COMMITTEE OR
UNSCHEDULED COMMITTEE MEETINGS
PROPOSAL #2.12: APPROVE REMUNERATION PAYABLE TO A ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR WHO SITS AS CHAIRMAN OF A
PRINCIPAL OPERATING SUBSIDIARY
PROPOSAL #3: APPROVE VAT ON REMUNERATION ALREADY PAID ISSUER YES FOR FOR
TO NON-EXECUTIVE DIRECTORS
ISSUER: Fang Holdings Ltd.
TICKER: SFUN CUSIP: 30711Y102
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SHAOHUA ZHANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG HUAZHEN LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF PARTIAL STOCK ISSUER YES FOR FOR
OPTIONS AND REPURCHASE AND CANCELLATION OF PARTIAL
PERFORMANCE SHARES
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #4: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT LIU YINAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG TIANJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INCREASE IN REMUNERATION OF ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
ISSUER: FangDa Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y51720103
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2.1: ELECT HUANG JUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PENG SHUYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fangda Carbon New Material Co., Ltd.
TICKER: 600516 CUSIP: Y5209T107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
REMUNERATION OF SENIOR MANAGEMENT MEMBER
PROPOSAL #2: APPROVE EXTERNAL INVESTMENT OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT AO XINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WU LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4447L109
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #3: APPROVE CONVERTIBLE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PERIOD AND MANNER OF PAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #3.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #3.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #3.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #3.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #3.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.15: APPROVE PLACING ARRANGEMENT OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #3.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #3.17: APPROVE USE OF PROCEEDS AND ISSUER YES FOR FOR
IMPLEMENTATION METHOD
PROPOSAL #3.18: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #3.19: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER AND ACTUAL
CONTROLLING PERSON REGARDING COUNTER-DILUTION
MEASURES IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4447L109
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #6.1: ELECT JU QIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4S42L108
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION 1 ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION 2 ISSUER YES FOR FOR
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4S42L108
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE ADDITIONAL 2019 RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: AMEND BOARD OF DIRECTORS MEETING ISSUER YES FOR FOR
PROPOSAL MANAGEMENT RULES
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4S42L108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4S42L108
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE ADDITIONAL COMPREHENSIVE CREDIT ISSUER YES FOR FOR
LINE
PROPOSAL #3.1: ELECT XIE FEIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HUANG ZHIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LEI QIANGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT AO XINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT RAO DONGYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT YIN AIGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT TAN ZHAOCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT SONG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.9: ELECT JU QIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT DAI XINMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT WANG HUAISHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHU LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT SHI LEYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LI XIAOHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT MA ZHUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT MAO HUALAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT HU BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Fangda Special Steel Technology Co. Ltd.
TICKER: 600507 CUSIP: Y4S42L108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
ISSUER: Fantasia Holdings Group Co. Ltd.
TICKER: 1777 CUSIP: G3311L104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZENG JIE, BABY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DENG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIAO QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HO MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Far East Horizon Ltd.
TICKER: 3360 CUSIP: Y24286109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT NING GAONING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JOHN LAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT KUO MING-JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT HAN XIAOJING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU JIALIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT CAI CUNQIANG DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT YIP WAI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: Far East Smarter Energy Co Ltd
TICKER: 600869 CUSIP: Y7689M107
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT ISSUER YES FOR FOR
OF SHARES
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLES
PROPOSAL #2.5: APPROVE AMOUNT OF PROCEEDS AND ISSUE ISSUER YES FOR FOR
SIZE
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION (SECOND REVISION)
PROPOSAL #4: APPROVE ADJUSTMENT ON ACQUISITION OF ISSUER YES FOR FOR
EQUITY AND RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE AUDIT REPORT AND EVALUATION ISSUER YES FOR FOR
REPORT RELEVANT TO THIS TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE ESTABLISHMENT OF SPECIAL ISSUER YES FOR FOR
ACCOUNTS FOR PROCEEDS FROM THIS TRANSACTION
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Far East Smarter Energy Co., Ltd.
TICKER: 600869 CUSIP: Y7689M107
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Far East Smarter Energy Co., Ltd.
TICKER: 600869 CUSIP: Y7689M107
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
ISSUER: Far East Smarter Energy Co., Ltd.
TICKER: 600869 CUSIP: Y7689M107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Far Eastern Department Stores Ltd.
TICKER: 2903 CUSIP: Y24315106
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Far Eastern International Bank
TICKER: 2845 CUSIP: Y7540U108
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF SHAREHOLDER DIVIDENDS
PROPOSAL #4: APPROVE ISSUANCE OF PRIVATE PLACEMENT OF ISSUER YES AGAINST AGAINST
COMMON SHARES, PREFERRED SHARES, CONVERTIBLE BONDS
OR A COMBINATION OF ABOVE SECURITIES TO SPECIFIC
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Far Eastern New Century Corp.
TICKER: 1402 CUSIP: Y24374103
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT RAYMOND R. M. TAI WITH ID NO. ISSUER YES FOR FOR
Q100220XXX AS INDEPENDENT DIRECTOR
ISSUER: Far EasTone Telecommunications Co., Ltd.
TICKER: 4904 CUSIP: Y7540C108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Faraday Technology Corp.
TICKER: 3035 CUSIP: Y24101100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Farglory Land Development Co., Ltd.
TICKER: 5522 CUSIP: Y2642L106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Fauji Cement Co. Ltd.
TICKER: FCCL CUSIP: Y2468V105
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE KPMG TASEER HADI AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fauji Cement Co. Ltd.
TICKER: FCCL CUSIP: Y2468V105
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fauji Fertilizer Bin Qasim Ltd.
TICKER: FFBL CUSIP: Y2468W129
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE EY FORD RHODES AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPONSOR SUPPORT AGREEMENT WITH ISSUER YES AGAINST AGAINST
FAUJI FOODS LIMITED (FFL), ASSOCIATED COMPANY
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fauji Fertilizer Co. Ltd.
TICKER: FFC CUSIP: Y24695101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fauji Fertilizer Co. Ltd.
TICKER: FFC CUSIP: Y24695101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: FAW Car Co., Ltd.
TICKER: 800 CUSIP: Y24745104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GOVERNMENT LEVY ON RELEVANT ISSUER YES FOR FOR
ASSETS
ISSUER: FAW Car Co., Ltd.
TICKER: 800 CUSIP: Y24745104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XI GUOHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LIU ZHANGQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI CHONGTIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XU SHILI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GUAN XIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG AIQUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HE ZHEN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT GAO BO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: FAW Car Co., Ltd.
TICKER: 800 CUSIP: Y24745104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHORT-TERM FINANCING ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CONDUCTING DAILY SHORT-TERM FINANCING
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CONDUCTING DAILY DEPOSIT BUSINESS
PROPOSAL #4: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: FAW Car Co., Ltd.
TICKER: 000800 CUSIP: Y24745104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ASSET DISPOSAL ISSUER YES FOR FOR
ISSUER: FAWER Automotive Parts Ltd. Co.
TICKER: 200030 CUSIP: Y2931L106
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT INVESTMENT IN ISSUER YES FOR FOR
ESTABLISHMENT AN AUTOMOTIVE JOINT VENTURE
ISSUER: FAWER Automotive Parts Ltd. Co.
TICKER: 200030 CUSIP: Y2931L106
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 INVESTMENT ISSUER YES FOR FOR
BUDGET AND PURCHASE OF LAND USE RIGHTS
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: FAWER Automotive Parts Ltd. Co.
TICKER: 200030 CUSIP: Y2931L106
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 INVESTMENT BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTION
PROPOSAL #3: APPROVE 2018 ASSET DISPOSAL ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FORMULATION OF HOLDING OF SHARES ISSUER NO N/A N/A
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS AND CHANGE OF MANAGEMENT SYSTEM
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING INDUSTRIAL AND
COMMERCIAL CHANGE REGISTRATION
ISSUER: FAWER Automotive Parts Ltd. Co.
TICKER: 200030 CUSIP: Y2931L106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AND RELATED ISSUER NO N/A N/A
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE EQUITY TRANSFER TO ASSOCIATE ISSUER NO N/A N/A
COMPANY
ISSUER: FAWER Automotive Parts Ltd. Co.
TICKER: 200030 CUSIP: Y2931L106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENT (AUDIT) ISSUER NO N/A N/A
REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #8: APPROVE ASSET DISPOSAL ISSUER NO N/A N/A
PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER NO N/A N/A
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE ESTABLISHMENT AND INVESTMENT IN ISSUER NO N/A N/A
PROJECTS
PROPOSAL #12: APPROVE FUAOHANANG PARTS COMPANY ISSUER NO N/A N/A
INVESTMENT PROJECT
ISSUER: FDG Electric Vehicles Ltd.
TICKER: 729 CUSIP: G3361N125
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT LO WING YAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT CHAN YUK TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT FEI TAI HUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.5: FIX MAXIMUM NUMBER OF DIRECTORS AT 15 ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CROWE (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME OF THE COMPANY
PROPOSAL #6: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME OF FDG KINETIC
LIMITED
PROPOSAL #7: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: FDG Electric Vehicles Ltd.
TICKER: 729 CUSIP: G3361N125
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE AND RELATED TRANSACTIONS
ISSUER: FDG Electric Vehicles Ltd.
TICKER: 729 CUSIP: G3361N125
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE LOAN EXTENSION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Federal Corp.
TICKER: 2102 CUSIP: Y8548Z107
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Federal Grid Co. of Unified Energy System PJSC
TICKER: FEES CUSIP: X2393G109
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANDREY MUROV AS GENERAL DIRECTOR ISSUER YES FOR FOR
(CEO)
ISSUER: Federal Grid Co. of Unified Energy System PJSC
TICKER: FEES CUSIP: X2393G109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT PAVEL GRACHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.2: ELECT PAVEL GREBTSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT IGOR KAMENSKOI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.4: ELECT PAVEL LIVINKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT ANDREI MUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT NIKOLAI ROSCHCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT SERGEI SERGEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT OLGA SERGEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT PAVEL SNIKKARS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT ERNESTO FERLENGHI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.11: ELECT VLADIMIR FURGALSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT ANDREI GABOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.2: ELECT TATIANA ZOBKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.3: ELECT SVETLANA KIM AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.4: ELECT DMITRII PONOMAREV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.5: ELECT EKATERINA SNIGIREVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
ISSUER: Federal Hydro-Generating Co. RusHydro PJSC
TICKER: HYDR CUSIP: X2393H107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 0.0367388 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT ARTEM AVETISIAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT MAKSIM BYSTROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.3: ELECT MIKHAIL VOEVODIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT PAVEL GRACHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.5: ELECT ARTEM KISLICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT LEV KUZNETSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT PAVEL LIVINSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT IURII MANEVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT VIACHESLAV PIVOVAROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.10: ELECT MIKHAIL RASSTRIGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT NIKOLAI ROGALEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.12: ELECT ANATOLII TIKHONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.13: ELECT IURII TRUTNEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.14: ELECT ALEKSEI CHEKUNKOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.15: ELECT ANDREI SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.16: ELECT NIKOLAI SHULGINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT NATALIIA ANNIKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT TATIANA ZOBKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.3: ELECT DENIS KONSTANTINOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.4: ELECT IGOR REPIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.5: ELECT DMITRII SIMOCHKIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
GENERAL MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
ISSUER: Feilo Acoustics Co., Ltd. Shanghai
TICKER: 600651 CUSIP: Y7681U107
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF PARTIAL LONG-TERM
RECEIVABLES TO THE COMPANY'S LARGEST SHAREHOLDER
ISSUER: Feilo Acoustics Co., Ltd. Shanghai
TICKER: 600651 CUSIP: Y7681U107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OF THE UNRECOVERED LOSS REACHING ISSUER YES FOR FOR
1/3 OF TOTAL PAID-IN CAPITAL
PROPOSAL #2: APPROVE BANK LOAN APPLICATION OF ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF LOAN TO OVERSEAS ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE FORMING OF SYNDICATED LOAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BANK FINANCING GUARANTEE AND ISSUER YES FOR FOR
PROVISION OF COUNTER GUARANTEE AND RELATED PARTY
TRANSACTIONS
PROPOSAL #6: APPROVE TRANSFER OF INVENTORY ASSETS AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Feilo Acoustics Co., Ltd. Shanghai
TICKER: 600651 CUSIP: Y7681U107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT AND TRADEMARK IMPAIRMENT PROVISION
PROPOSAL #10: APPROVE PROVISION FOR OTHER ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Feng Hsin Steel Co., Ltd.
TICKER: 2015 CUSIP: Y24814108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LAI SAN PING
ISSUER: Feng Tay Enterprise Co., Ltd.
TICKER: 9910 CUSIP: Y24815105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
BUSINESS REPORT
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: FGV Holdings Berhad
TICKER: 5222 CUSIP: Y2477B108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED DECEMBER 31, 2018
PROPOSAL #2: APPROVE DIRECTORS' FEES FROM JUNE 26, ISSUER YES FOR FOR
2019 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS FROM JUNE ISSUER YES FOR FOR
26, 2019 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: ELECT MOHAMED SUFFIAN AWANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WIRA AZHAR ABDUL HAMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HOI LAI PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YUSLI MOHAMED YUSOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MOHD HASSAN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT OTHMAN HAJI OMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Fiberhome Telecommunication Technologies Co., Ltd.
TICKER: 600498 CUSIP: Y2482T102
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PERFORMANCE SHARE INCENTIVE ISSUER YES FOR FOR
PLAN (DRAFT)
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Fiberhome Telecommunication Technologies Co., Ltd.
TICKER: 600498 CUSIP: Y2482T102
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING TERMS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE FORMULATION OF CONVERTIBLE ISSUER YES FOR FOR
BONMDHOLDERS MEETING RULES
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Fiberhome Telecommunication Technologies Co., Ltd.
TICKER: 600498 CUSIP: Y2482T102
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Fiberhome Telecommunication Technologies Co., Ltd.
TICKER: 600498 CUSIP: Y2482T102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: FIBRA Macquarie Mexico
TICKER: FIBRAMQ12 CUSIP: P3515D155
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND TRUST AGREEMENT, TITLE AND ISSUER YES AGAINST AGAINST
OPERATION DOCUMENTS; INSTRUCT COMMON REPRESENTATIVE
AND OR TRUSTEE TO CARRY OUT AGREEMENTS AND ADOPT
NECESSARY ACTIONS TO EXECUTE APPROVED RESOLUTIONS
PROPOSAL #2: AMEND COMPENSATION SCHEME FOR ISSUER YES FOR FOR
INDEPENDENT MEMBERS OF ETHICS AND CORPORATE PRACTICES
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: FIBRA Macquarie Mexico
TICKER: FIBRAMQ12 CUSIP: P3515D155
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: EXTEND SHARE REPURCHASE FOR ADDITIONAL ISSUER YES FOR FOR
YEAR; SET MAXIMUM AMOUNT FOR SHARE REPURCHASE
PROPOSAL #4: RATIFY JUAN ANTONIO SALAZAR RIGAL AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #5: RATIFY ALVARO DE GARAY ARELLANO AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #6: RATIFY LUIS ALBERTO AZIZ CHECA AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #7: RATIFY JAIME DE LA GARZA AS INDEPENDENT ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #8: RATIFY MICHAEL BRENNAN AS INDEPENDENT ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: FIBRA Prologis
TICKER: FIBRAPL 14 CUSIP: P4559M101
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE REPORT FROM ADMINISTRATOR ON ISSUER YES FOR FOR
TRIGGERING OF INCENTIVE FEE DURING INCENTIVE FEE
PERIOD WHICH CONCLUDED ON JUNE 4, 2018
PROPOSAL #2: APPROVE ISSUANCE OF ADDITIONAL REAL ISSUER YES FOR FOR
ESTATE TRUST CERTIFICATES USING THE INCENTIVE FEE
MENTIONED IN ITEM 1
PROPOSAL #3: AUTHORIZE COMMON REPRESENTATIVE AND OR ISSUER YES FOR FOR
TRUSTEE TO CARRY OUT ALL NECESSARY ACTIONS TO
FORMALIZE ADOPTED RESOLUTIONS
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: FIBRA Prologis
TICKER: FIBRAPL14 CUSIP: P4559M101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ANNUAL REPORT OF TRUST ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
OF TRUST TECHNICAL COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
MEMBERS AND ALTERNATES OF TRUST TECHNICAL COMMITTEE
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Fibra Uno Administracion SA de CV
TICKER: FUNO11 CUSIP: P3515D163
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.i: ACCEPT REPORTS OF AUDIT, CORPORATE ISSUER YES FOR FOR
PRACTICES, NOMINATING AND REMUNERATION COMMITTEES
PROPOSAL #1.ii: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
COMPLIANCE IN ACCORDANCE TO ARTICLE 172 OF GENERAL
MERCANTILE COMPANIES LAW
PROPOSAL #1.iii: ACCEPT REPORT OF TRUST MANAGERS IN ISSUER YES FOR FOR
ACCORDANCE TO ARTICLE 44-XI OF SECURITIES MARKET LAW,
INCLUDING TECHNICAL COMMITTEE'S OPINION ON THAT
PROPOSAL #1.iv: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
OPERATIONS AND ACTIVITIES UNDERTAKEN
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TECHNICAL ISSUER YES AGAINST AGAINST
COMMITTEE AND SECRETARY WHO WILL NOT BE PART OF
TECHNICAL COMMITTEE; VERIFY INDEPENDENCE
PROPOSAL #4: APPROVE REMUNERATION OF TECHNICAL ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: 31573A109
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: WAIVE TENDER OFFER REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY, EUCALIPTO HOLDING S.A. AND SUZANO PAPEL
E CELULOSE S.A.
PROPOSAL #3: APPROVE SALE OF COMPANY TO EUCALIPTO ISSUER YES FOR FOR
HOLDING S.A.
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: AMEND REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6a: ELECT VERA LUCIA DE ALMEIDA PEREIRA ISSUER YES FOR FOR
ELIAS AS ALTERNATE DIRECTOR
PROPOSAL #6b: ELECT SERGIO CITERONI AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: 31573A109
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: WAIVE TENDER OFFER REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY, EUCALIPTO HOLDING S.A. AND SUZANO PAPEL
E CELULOSE S.A.
PROPOSAL #3: APPROVE SALE OF COMPANY TO EUCALIPTO ISSUER YES FOR FOR
HOLDING S.A.
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: AMEND REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: ELECT VERA LUCIA DE ALMEIDA PEREIRA ISSUER YES FOR FOR
ELIAS AS ALTERNATE DIRECTOR
PROPOSAL #6.2: ELECT SERGIO CITERONI AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
ISSUER: Filinvest Land, Inc.
TICKER: FLI CUSIP: Y24916101
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON APRIL 20, 2018
PROPOSAL #6: APPROVE THE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR THE YEAR ENDED DEC. 31, 2018
PROPOSAL #7: RATIFY THE ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS, BOARD COMMITTEES AND MANAGEMENT
FROM THE DATE OF THE LAST ANNUAL STOCKHOLDERS'
MEETING UP TO APRIL 22, 2019
PROPOSAL #8.1: ELECT ANDREW T. GOTIANUN, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT JONATHAN T. GOTIANUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT LOURDES JOSEPHINE GOTIANUN-YAP ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8.4: ELECT EFREN C. GUTIERREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT MICHAEL EDWARD T. GOTIANUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT FRANCIS NATHANIEL C. GOTIANUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.7: ELECT VAL ANTONIO B. SUAREZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.8: ELECT LUIS Y. BENITEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT ERNESTO S. DE CASTRO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Financial Street Holding Co., Ltd.
TICKER: 000402 CUSIP: Y2496E109
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT TO GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
ISSUER: Financial Street Holdings Co., Ltd.
TICKER: 000402 CUSIP: Y2496E109
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAO PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GU HONGMEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PURCHASE OF FINANCIAL STREET ISSUER YES FOR FOR
CHONGQING COMPANY RONGJING CENTER PROJECT AND RELATED
PARTY TRANSACTIONS
ISSUER: Financial Street Holdings Co., Ltd.
TICKER: 000402 CUSIP: Y2496E109
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
ISSUER: Financial Street Holdings Co., Ltd.
TICKER: 000402 CUSIP: Y2496E109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Firich Enterprises Co. Ltd.
TICKER: 8076 CUSIP: Y2496F106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: First Abu Dhabi Bank PJSC
TICKER: FAB CUSIP: M7080Z114
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF 74 PERCENT OF SHARE CAPITAL FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: AMEND ARTICLE 6 OF BYLAWS TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #10: AMEND ARTICLE 7 OF BYLAWS RE: INCREASE ISSUER YES FOR FOR
IN FOREIGN OWNERSHIP LIMIT
PROPOSAL #11: AUTHORIZE ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/SUKUK UP TO USD 7.5 BILLION
ISSUER: First Capital Securities Co., Ltd.
TICKER: 002797 CUSIP: Y2R9TR100
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: First Capital Securities Co., Ltd.
TICKER: 2797 CUSIP: Y2R9TR100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROPRIETARY INVESTMENT SCALE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HUAXI HAOYU INVESTMENT CO., LTD.
PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH BEIJING CAPITAL GROUP CO.,LTD.
PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH NENKING GROUP
PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ZHEJIANG HANGMIN INDUSTRY GROUP CO., LTD.
PROPOSAL #8.5: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH YINHUA FUND MANAGEMENT CO.,LTD.
PROPOSAL #8.6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OTHER RELATED PARTY
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD OF
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE CAPITAL INJECTION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #16: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #16.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #16.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #16.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #16.4: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
ISSUING PRICE AND BASIS OF PRICING
PROPOSAL #16.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #16.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #16.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #16.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #16.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #16.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #17: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #18: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #19: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #20: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
AGREEMENT FOR PRIVATE PLACEMENT OF SHARES
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #22: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #23: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #24: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
ISSUER: First Financial Holding Co. Ltd.
TICKER: 2892 CUSIP: Y2518F100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: First Gen Corporation
TICKER: FGEN CUSIP: Y2518H114
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
GENERAL MEETING HELD ON MAY 9, 2018
PROPOSAL #4: APPROVE THE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #5: RATIFY THE ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND MANAGEMENT
PROPOSAL #6.1: ELECT FEDERICO R. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT OSCAR M. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT FRANCIS GILES B. PUNO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT RICHARD B. TANTOCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT PETER D. GARRUCHO JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT EUGENIO L. LOPEZ III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT JAIME I. AYALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT CIELITO F. HABITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.9: ELECT ALICIA RITA L. MORALES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
BOARD MEETINGS
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: APPROVE MERGER AND ABSORPTION BY LUOYANG SHAREHOLDER YES FOR FOR
CHANGHONG TRADING CO., LTD
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SALE OF GOODS AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE LOAN SERVICE AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE BILLS DISCOUNTING SERVICE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #5: APPROVE BILLS ACCEPTANCE SERVICE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #6: APPROVE INTERBANK BUSINESS SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #7: APPROVE TECHNOLOGY SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE COMPOSITE SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE ENERGY PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE PROPERTIES LEASE AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #11: APPROVE LAND LEASE AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #12: AUTHORIZE ANY ONE OF THE DIRECTORS TO ISSUER YES FOR FOR
DEAL WITH ALL MATTERS IN RELATION TO THE NEW
PROPOSAL #13: ELECT ZHAO YANSHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT WU YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ZHU WEIJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT LI HEPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT XIE DONGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT LI KAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT ZHOU HONGHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT YU ZENGBIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT YANG MINLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT WANG YURU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: ELECT EDMUND SIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24: ELECT ZHANG JIAXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #25: ELECT TIAN PENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #26: ELECT XU WEILIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #27: ELECT ZHANG BIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #28: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI XIAOYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU JIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CAI JIBO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714117
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
BOARD MEETINGS
PROPOSAL #3: APPROVE MERGER AND ABSORPTION BY LUOYANG SHAREHOLDER YES FOR FOR
CHANGHONG TRADING CO., LTD
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714117
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MATERIAL PROCUREMENT ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #1.2: APPROVE SALE OF GOODS AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.3: APPROVE LOAN SERVICE AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.4: APPROVE BILLS DISCOUNTING SERVICE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #1.5: APPROVE BILLS ACCEPTANCE SERVICE ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #1.6: APPROVE INTERBANK BUSINESS SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAP AND RELATED
PROPOSAL #1.7: APPROVE TECHNOLOGY SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.8: APPROVE COMPOSITE SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.9: APPROVE ENERGY PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.10: APPROVE PROPERTIES LEASE AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.11: APPROVE LAND LEASE AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAP AND RELATED TRANSACTIONS
PROPOSAL #1.12: AUTHORIZE ANY ONE OF THE DIRECTORS TO ISSUER YES FOR FOR
DEAL WITH ALL MATTERS IN RELATION TO THE NEW
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3.1: ELECT ZHAO YANSHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WU YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHU WEIJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LI HEPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT XIE DONGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT LI KAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ZHOU HONGHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YU ZENGBIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT YANG MINLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT WANG YURU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT EDMUND SIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ZHANG JIAXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT TIAN PENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT XU WEILIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ZHANG BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714117
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI XIAOYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LIU JIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CAI JIBO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714117
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE PROVISION FOR TERMINATION ISSUER YES FOR FOR
BENEFITS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #7: APPROVE PURCHASE OF WEALTH MANAGEMENT ISSUER YES FOR FOR
PRODUCTS USING INTERNAL IDLE FUNDS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
DEALERS THAT PURCHASE AGRICULTURAL MACHINERY PRODUCTS
UNDER DONG FANGHONG COMMERCIAL LOAN BUSINESS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #10: APPROVE DA HUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITOR
AND INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
ISSUER: First Tractor Company Limited
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE PROVISION FOR TERMINATION ISSUER YES FOR FOR
BENEFITS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #7: APPROVE PURCHASE OF WEALTH MANAGEMENT ISSUER YES FOR FOR
PRODUCTS USING INTERNAL IDLE FUNDS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
DEALERS THAT PURCHASE AGRICULTURAL MACHINERY PRODUCTS
UNDER DONG FANGHONG COMMERCIAL LOAN BUSINESS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #10: APPROVE DA HUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITOR
AND INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
ISSUER: FirstRand Ltd.
TICKER: FSR CUSIP: S5202Z131
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT TANDI NZIMANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT ETHEL MATENGE-SEBESHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: RE-ELECT PABALLO MAKOSHOLO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT TOM WINTERBOER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT MARY VILAKAZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: RE-ELECT JANNIE DURAND AS ALTERNATE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.2: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
DIRECTORS AND PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED ENTITIES
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG YONGFENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT WANG MINGCHUAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT FU DEBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XIAO ZHANGLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN LIBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHONG HONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT TANG XIAOFEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT WANG BAOYING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
LONG-TERM PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.3: APPROVE DURATION AND INCENTIVE METHOD ISSUER YES FOR FOR
OF THIS PLAN
PROPOSAL #1.4: APPROVE INCENTIVE TARGETS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE PRINCIPLES FOR DETERMINING ISSUER YES FOR FOR
GRANT DATE, LOCK-UP PERIOD AND UNLOCKING PERIOD OF
PERFORMANCE SHARES
PROPOSAL #1.8: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.9: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #1.1: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #1.11: APPROVE TREATMENT FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #1.12: APPROVE CHANGES OR TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.13: APPROVE PRINCIPLES OF REPURCHASE ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #1.14: OTHERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.1: APPROVE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.3: APPROVE INCENTIVE TARGETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #2.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.6: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
AND UNLOCKING PERIOD
PROPOSAL #2.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.8: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #2.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #2.1: APPROVE ACCOUNTING TREATMENT METHOD ISSUER YES FOR FOR
AND ITS EFFECT ON PERFORMANCE
PROPOSAL #2.11: APPROVE TREATMENT FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #2.12: APPROVE CHANGES OR TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.13: APPROVE PRINCIPLES FOR REPURCHASE ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #2.14: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MANAGEMENT METHOD FOR THIS PLAN ISSUER YES FOR FOR
(REVISED)
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7: APPROVE RISK EVALUATION REPORT ON ISSUER YES FOR FOR
RELATED-PARTY DEPOSIT
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING BASIS ISSUER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, AMOUNT, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 PAYMENT OF AUDITOR ISSUER YES FOR FOR
REMUNERATION AS WELL AS 2019 APPOINTMENT OF AUDITOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST AGAINST
ASSOCIATION PROPOSED BY SHAREHOLDER
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q113
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG YONGFENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT WANG MINGCHUAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT FU DEBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XIAO ZHANGLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN LIBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHONG HONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT TANG XIAOFEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT WANG BAOYING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q113
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
LONG-TERM PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.3: APPROVE DURATION AND INCENTIVE METHOD ISSUER YES FOR FOR
OF THIS PLAN
PROPOSAL #1.4: APPROVE INCENTIVE TARGETS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE PRINCIPLES FOR DETERMINING ISSUER YES FOR FOR
GRANT DATE, LOCK-UP PERIOD AND UNLOCKING PERIOD OF
PERFORMANCE SHARES
PROPOSAL #1.8: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.9: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #1.1: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #1.11: APPROVE TREATMENT FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #1.12: APPROVE CHANGES OR TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #1.13: APPROVE PRINCIPLES OF REPURCHASE ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #1.14: OTHERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.1: APPROVE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.3: APPROVE INCENTIVE TARGETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #2.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.6: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
AND UNLOCKING PERIOD
PROPOSAL #2.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.8: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #2.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY AS WELL AS DISPUTE
RESOLUTION MECHANISM
PROPOSAL #2.1: APPROVE ACCOUNTING TREATMENT METHOD ISSUER YES FOR FOR
AND ITS EFFECT ON PERFORMANCE
PROPOSAL #2.11: APPROVE TREATMENT FOR SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #2.12: APPROVE CHANGES OR TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #2.13: APPROVE PRINCIPLES FOR REPURCHASE ISSUER YES FOR FOR
CANCELLATION
PROPOSAL #2.14: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MANAGEMENT METHOD FOR THIS PLAN ISSUER YES FOR FOR
(REVISED)
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7: APPROVE RISK EVALUATION REPORT ON ISSUER YES FOR FOR
RELATED-PARTY DEPOSIT
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q113
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING BASIS ISSUER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, AMOUNT, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q113
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 PAYMENT OF AUDITOR ISSUER YES FOR FOR
REMUNERATION AS WELL AS 2019 APPOINTMENT OF AUDITOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST AGAINST
ASSOCIATION PROPOSED BY SHAREHOLDER
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Fleury SA
TICKER: FLRY3 CUSIP: P418BW104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: RATIFY INTERIM DIVIDENDS AND INTEREST ON ISSUER YES FOR FOR
CAPITAL STOCK
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHARACTERIZATION OF FERNANDO DE ISSUER YES FOR FOR
BARROS BARRETO AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE CHARACTERIZATION OF CRISTINA ISSUER YES FOR FOR
ANNE BETTS AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE CHARACTERIZATION OF ANDRE ISSUER YES FOR FOR
MARCELO DA SILVA PRADO AS INDEPENDENT DIRECTOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #10: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES ABSTAIN N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #11.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCIO PINHEIRO MENDES AS DIRECTOR
PROPOSAL #11.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FERNANDO LOPES ALBERTO AS DIRECTOR
PROPOSAL #11.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RUI M. DE BARROS MACIEL AS DIRECTOR
PROPOSAL #11.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANDREA DA MOTTA CHAMMA AS DIRECTOR
PROPOSAL #11.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LUIZ CARLOS TRABUCO CAPPI AS DIRECTOR AND IVAN
LUIZ GONTIJO JUNIOR AS ALTERNATE
PROPOSAL #11.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SAMUEL MONTEIRO DOS SANTOS JUNIOR AS DIRECTOR
AND OCTAVIO DE LAZARI JUNIOR AS ALTERNATE
PROPOSAL #11.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT VINICIUS JOSE DE ALMEIDA ALBERNAZ AS DIRECTOR
AND MANOEL ANTONIO PERES AS ALTERNATE
PROPOSAL #11.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FERNANDO DE BARROS BARRETO AS DIRECTOR
PROPOSAL #11.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANDRE MARCELO DA SILVA PRADO AS DIRECTOR
PROPOSAL #11.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CRISTINA ANNE BETTS AS DIRECTOR
PROPOSAL #12: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #14: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #16: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Flexium Interconnect, Inc.
TICKER: 6269 CUSIP: Y2573J104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
AND RENAMED TO RULES AND PROCEDURES OF ELECTION OF
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
AWARDS, RSA
PROPOSAL #10.1: ELECT ZHENG MING SHI, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.0000010 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT CHENG YONG CHANG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF ZHI LIAN INVESTMENT CO., LTD WITH
SHAREHOLDER NO.0025223, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT ZHUNG XUN BO, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF ZHI LIAN INVESTMENT CO., LTD, WITH SHAREHOLDER
NO.0025223, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT LIANG JI YAN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAI PENG DEVELOP CO.,LTD, WITH SHAREHOLDER
NO.0000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT SHI ZHEN SI, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
TAI PENG DEVELOP CO.,LTD, WITH SHAREHOLDER
NO.0000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT LAN ZI TANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAI PENG DEVELOP CO.,LTD, WITH SHAREHOLDER
NO.0000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT LIN PEI RU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.0000608 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.8: ELECT CHENG DAVID, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.0110597 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.9: ELECT FU XIN BIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.S121923XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.10: ELECT WU PEI JUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A221283XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.11: ELECT HUANG SHUI TONG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.E101304XXX AS INDEPENDENT DIRECTOR
ISSUER: Flytech Technology Co. Ltd.
TICKER: 6206 CUSIP: Y2572Z109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT LIANG WEI MING, WITH SHAREHOLDER SHAREHOLDER YES FOR N/A
NO.A120506XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: FocalTech Systems Co., Ltd.
TICKER: 3545 CUSIP: Y6492K100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Focus Media Information Technology Co., Ltd.
TICKER: 002027 CUSIP: Y29327106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF BUSINESS COOPERATION
FRAMEWORK AGREEMENT WITH A RELATED PARTY
PROPOSAL #2: APPROVE COMPANY'S RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Focus Media Information Technology Co., Ltd.
TICKER: 002027 CUSIP: Y29327106
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG NANCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT KONG WEIWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JI HAIRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DU MIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT GE JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT GE MING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT ZHUO FUMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HANG XUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIN NAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Focus Media Information Technology Co., Ltd.
TICKER: 2027 CUSIP: Y29327106
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.1: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE AMOUNT AND SOURCE OF FUNDS OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF FUNDS OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE EXPECTED CHANGES IN THE ISSUER YES FOR FOR
COMPANY'S EQUITY AFTER SHARE REPURCHASE
PROPOSAL #2: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
DRAFT AND SUMMARY
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
ISSUER: Focus Media Information Technology Co., Ltd.
TICKER: 2027 CUSIP: Y29327106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
RISK INVESTMENT
ISSUER: Focus Technology Co., Ltd.
TICKER: 002315 CUSIP: Y2574G109
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: ELECT CHI MENGJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT XIE ZHICHAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Focused Photonics (Hangzhou), Inc.
TICKER: 300203 CUSIP: Y2574T101
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Focused Photonics (Hangzhou), Inc.
TICKER: 300203 CUSIP: Y2574T101
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
IMPLEMENT SHARE REPURCHASE
ISSUER: Focused Photonics (Hangzhou), Inc.
TICKER: 300203 CUSIP: Y2574T101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS AND 2019 REMUNERATION PLAN
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.1: ELECT YE HUAJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT SUN YUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT ZHANG CHENGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LIU WEIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT XU YAMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WEI JUNZHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT PENG DUNLIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Folli Follie SA
TICKER: FFGRP CUSIP: X1890Z115
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND NON ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Folli Follie SA
TICKER: FFGRP CUSIP: X1890Z115
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: REVISE CORPORATE GOVERNANCE FRAMEWORK ISSUER YES AGAINST AGAINST
AND APPROVE COMMITTEES REGULATIONS
PROPOSAL #3: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Fomento Economico Mexicano SAB de CV
TICKER: FEMSAUBD CUSIP: P4182H115
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: ELECT DIRECTORS AND SECRETARIES, VERIFY ISSUER YES FOR FOR
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW, AND APPROVE THEIR REMUNERATION
PROPOSAL #5: ELECT MEMBERS AND CHAIRMEN OF PLANNING ISSUER YES FOR FOR
AND FINANCE, AUDIT, AND CORPORATE PRACTICES
COMMITTEES; APPROVE THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Formosa Chemicals & Fibre Corp.
TICKER: 1326 CUSIP: Y25946107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Formosa International Hotels Corp.
TICKER: 2707 CUSIP: Y2603W109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Formosa Petrochemical Corp.
TICKER: 6505 CUSIP: Y2608S103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Formosa Plastics Corp.
TICKER: 1301 CUSIP: Y26095102
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Formosa Taffeta Co., Ltd.
TICKER: 1434 CUSIP: Y26154107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LOANING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR PROVIDING ISSUER YES FOR FOR
ENDORSEMENTS AND GUARANTEES TO OTHER PARTIES
ISSUER: Formosan Rubber Group, Inc.
TICKER: 2107 CUSIP: Y2604N108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8.1: ELECT XU ZHENG CAI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000004, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT XU ZHENG JI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000006, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT XU ZHENG XIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00127328, A REPRESENTATIVE OF HOU MAO CO. LTD.,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT XU WEI ZHI, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00047295, A REPRESENTATIVE OF RUI FU CONSTRUCTION
CO. LTD., AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LIN KUN RONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00060023, A REPRESENTATIVE OF HOU HE CONSTRUCTION
CO. LTD., AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HE MIN CHUAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00000021, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT XIAO SHENG XIAN, WITH ID NO. ISSUER YES FOR FOR
Q120727XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHEN ZHU SHENG, WITH ID NO. ISSUER YES FOR FOR
P102509XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT WU CHUN LAI, WITH ID NO. ISSUER YES FOR FOR
N122453XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Fortis Healthcare (India) Ltd.
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Fortis Healthcare (India) Ltd.
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 10/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT IN TERMS OF THE ISSUER YES FOR FOR
AGREEMENT ENTERED FOR ACQUISITION OF ASSETS OF RHT
HEALTH TRUST
ISSUER: Fortis Healthcare (India) Ltd.
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
ISSUER: Fortis Healthcare Limited
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A ISSUER YES FOR FOR
PREFERENTIAL ALLOTMENT
PROPOSAL #2: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #3: APPROVE RECLASSIFICATION OF THE STATUS ISSUER YES FOR FOR
OF PROMOTERS SHAREHOLDING INTO PUBLIC SHAREHOLDING
AND CLASSIFICATION OF NORTHERN TK VENTURE PTE. LTD.
AS PROMOTER
ISSUER: Fortress REIT Ltd.
TICKER: FFA CUSIP: S30252266
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBIN LOCKHART-ROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT STEVEN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BANUS VAN DER WALT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: RE-ELECT VUSO MAJIJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT JAN POTGIETER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: ELECT ROBIN LOCKHART-ROSS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT LEON TALJAARD AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THEIR SERVICES AS MEMBERS OF THE
SPECIAL SUB-COMMITTEE
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
ISSUER: Fortress REIT Ltd.
TICKER: FFA CUSIP: S30252274
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBIN LOCKHART-ROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT STEVEN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BANUS VAN DER WALT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: RE-ELECT VUSO MAJIJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT JAN POTGIETER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: ELECT ROBIN LOCKHART-ROSS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT LEON TALJAARD AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THEIR SERVICES AS MEMBERS OF THE
SPECIAL SUB-COMMITTEE
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
ISSUER: Fortune NG Fung Food (Hebei) Co., Ltd.
TICKER: 600965 CUSIP: Y2616T101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #10: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Fortune NG Fung Food (Hebei) Co., Ltd.
TICKER: 600965 CUSIP: Y2616T101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #2.1: ELECT LI GAOSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI LIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG XIAOYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LIN ZHIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG YONGCHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SUN ZHIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT SU YANMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHAO WENZHI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT LI GUOYIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Forus SA
TICKER: FORUS CUSIP: P4371J104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #c: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2019; PRESENT REPORT ON BOARD'S EXPENSES FOR FY 2018
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE FOR FY 2019; PRESENT REPORT ON DIRECTORS'
COMMITTEE EXPENSES AND ACTIVITIES FOR FY 2018
PROPOSAL #f: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #h: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Foshan Electrical & Lighting Co., Ltd.
TICKER: 200541 CUSIP: Y2618H105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #10: ELECT LI HUASHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI JINKUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Foshan Gas Group Co., Ltd.
TICKER: 002911 CUSIP: Y2384C108
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF FINANCING FROM ISSUER YES AGAINST AGAINST
BANK
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #12: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
IMPLEMENTATION RULES CHECKLIST
PROPOSAL #13: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
EXPANSION OF BUSINESS SCOPE
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: APPROVE RESIGNATION OF DIRECTOR AND SHAREHOLDER YES FOR FOR
ELECT CHEN YONGJIAN AS NON-INDEPENDENT DIRECTOR
PROPOSAL #19: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
AND 2019 REMUNERATION ASSESSMENT PLAN
ISSUER: Foshan Haitian Flavouring & Food Co., Ltd.
TICKER: 603288 CUSIP: Y23840104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION, RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS, RULES AND PROCEDURES REGARDING MEETINGS
OF BOARD OF DIRECTORS
ISSUER: Foshan NationStar Optoelectronics Co., Ltd.
TICKER: 002449 CUSIP: Y261GP108
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: ELECT LI JINKUN AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Foshan Nationstar Optoelectronics Co., Ltd.
TICKER: 002449 CUSIP: Y261GP108
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER NO N/A N/A
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #2: APPROVE ADJUSTMENT TO THE FINANCIAL ISSUER NO N/A N/A
SERVICE AGREEMENT
ISSUER: Foshan Nationstar Optoelectronics Co., Ltd.
TICKER: 2449 CUSIP: Y261GP108
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN NEW GENERATION OF ISSUER NO N/A N/A
LED PACKAGE DEVICES AND CHIP EXPANSION PROJECTS
ISSUER: Foshan Nationstar Optoelectronics Co., Ltd.
TICKER: 002449 CUSIP: Y261GP108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONTINUED BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #13: ELECT LI JINGWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Fosun International Limited
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT GUO GUANGCHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG CAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT GONG PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DAVID T. ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SHARE OPTION SCHEME AND OLD SHARE
OPTION SCHEME
PROPOSAL #9a: APPROVE ISSUANCE OF NEW AWARD SHARES TO ISSUER YES FOR FOR
COMPUTERSHARE HONG KONG TRUSTEES LIMITED TO HOLD ON
TRUST FOR SELECTED PARTICIPANTS FOR PARTICIPATION IN
THE SHARE AWARD SCHEME AND RELATED TRANSACTIONS
PROPOSAL #9b: APPROVE GRANT OF AWARD SHARES TO CHEN ISSUER YES FOR FOR
QIYU UNDER THE SHARE AWARD SCHEME
PROPOSAL #9c: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
XIAOLIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #9d: APPROVE GRANT OF AWARD SHARES TO QIN ISSUER YES FOR FOR
XUETANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #9e: APPROVE GRANT OF AWARD SHARES TO WANG ISSUER YES FOR FOR
CAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #9f: APPROVE GRANT OF AWARD SHARES TO GONG ISSUER YES FOR FOR
PING UNDER THE SHARE AWARD SCHEME
PROPOSAL #9g: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
SHENGMAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #9h: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
HUAQIAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #9i: APPROVE GRANT OF AWARD SHARES TO DAVID ISSUER YES FOR FOR
T. ZHANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #9j: APPROVE GRANT OF AWARD SHARES TO YANG ISSUER YES FOR FOR
CHAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #9k: APPROVE GRANT OF AWARD SHARES TO LEE ISSUER YES FOR FOR
KAI-FU UNDER THE SHARE AWARD SCHEME
PROPOSAL #9l: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
HOULIN UNDER THE SHARE AWARD SCHEME
PROPOSAL #9m: APPROVE GRANT OF AWARD SHARES TO LI TAO ISSUER YES FOR FOR
UNDER THE SHARE AWARD SCHEME
PROPOSAL #9n: APPROVE GRANT OF AWARD SHARES TO QIAN ISSUER YES FOR FOR
JIANNONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #9o: APPROVE GRANT OF AWARD SHARES TO MU ISSUER YES FOR FOR
HAINING UNDER THE SHARE AWARD SCHEME
PROPOSAL #9p: APPROVE GRANT OF AWARD SHARES TO GAO ISSUER YES FOR FOR
MIN UNDER THE SHARE AWARD SCHEME
PROPOSAL #9q: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
XUEQING UNDER THE SHARE AWARD SCHEME
PROPOSAL #9r: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
LINGJIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #9s: APPROVE GRANT OF AWARD SHARES TO PEI YU ISSUER YES FOR FOR
UNDER THE SHARE AWARD SCHEME
PROPOSAL #9t: APPROVE GRANT OF AWARD SHARES TO OTHER ISSUER YES FOR FOR
SELECTED PARTICIPANTS UNDER THE SHARE AWARD SCHEME
PROPOSAL #9u: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ISSUANCE OF THE NEW AWARD
SHARES UNDER THE SHARE AWARD SCHEME
PROPOSAL #10: ADOPT YUYUAN TRANCHE II SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME AND AUTHORIZE BOARD AND YUYUAN TO
DEAL WITH ALL MATTERS IN RELATION TO THE SHARE OPTION
SCHEME
PROPOSAL #11: ADOPT GLAND PHARMA SHARE OPTION SCHEME ISSUER YES FOR FOR
AND AUTHORIZE BOARD AND GLAND PHARMA TO DEAL WITH ALL
MATTERS IN RELATION TO THE SHARE OPTION SCHEME
ISSUER: Fosun International Ltd.
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT YUYUAN TRANCHE I SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME
ISSUER: Founder Securities Co., Ltd.
TICKER: 601901 CUSIP: Y261GX101
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #2.7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Founder Securities Co., Ltd.
TICKER: 601901 CUSIP: Y261GX101
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Founder Securities Co., Ltd.
TICKER: 601901 CUSIP: Y261GX101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PERFORMANCE ASSESSMENT AND ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #8: APPROVE PERFORMANCE ASSESSMENT AND ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS
PROPOSAL #9: APPROVE PERFORMANCE ASSESSMENT AND ISSUER YES FOR FOR
REMUNERATION OF SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE CREDIT LINE APPLICATIONS FROM ISSUER YES AGAINST AGAINST
VARIOUS FINANCIAL INSTITUTIONS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #13: APPROVE SUSPENSION OF DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION TO SHAREHOLDER
PROPOSAL #14: APPROVE DIVIDEND DISTRIBUTION SHAREHOLDER NO N/A N/A
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN 2018 LOAN ISSUER YES FOR FOR
APPLICATION
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU JIANYING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LIU JIAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLE
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.6: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE THE NOTION THAT THE COMPANY DOES ISSUER YES FOR FOR
NOT NEED TO PREPARE A REPORT ON THE USAGE OF
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBERS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED EXECUTION OF DISPOSAL ISSUER YES FOR FOR
OF SUBSIDIARY
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU WUQING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Founder Technology Group Corp.
TICKER: 600601 CUSIP: Y9740M100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND ESTIMATED LIABILITIES
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE CONTINUED FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #12: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #13: APPROVE USE OF IDLE FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #14.1: ELECT ZUO JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT SUN MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LIU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT WU JIANYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT HU BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT CUI YUNTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.7: ELECT WANG XUELI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.8: ELECT LIU JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.9: ELECT WU WUQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT MA JIANBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT GAO SONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #17: APPROVE PROVISION OF ASSET PLEDGE ISSUER YES FOR FOR
GUARANTEE FOR WHOLLY-OWNED SUBSIDIARY
ISSUER: Fourlis Holdings SA
TICKER: FOYRK CUSIP: X29966177
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT IOANNIS KOSTOPOULOS AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHARE CAPITAL REDUCTION VIA ISSUER YES FOR FOR
DECREASE IN PAR VALUE
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Foxconn Industrial Internet Co., Ltd.
TICKER: 601138 CUSIP: ADPV41747
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: ELECT LI JIE AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WU HUIFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Foxconn Industrial Internet Co., Ltd.
TICKER: 601138 CUSIP: Y2620V100
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
STOCK OPTION PLAN AND PERFORMANCE SHARE INCENTIVE
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Foxconn Industrial Internet Co., Ltd.
TICKER: 601138 CUSIP: Y2620V100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Foxconn Technology Co., Ltd.
TICKER: 2354 CUSIP: Y3002R105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT HUNG CHIH-CHIEN, REPRESENTATIVE ISSUER YES FOR FOR
OF HYIELD VENTURE CAPITAL LTD., WITH SHAREHOLDER NO.
00417956, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHENG FANG-YI, REPRESENTATIVE OF ISSUER YES FOR FOR
HYIELD VENTURE CAPITAL LTD., WITH SHAREHOLDER NO.
00417956, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LEE HAN-MING , REPRESENTATIVE OF ISSUER YES FOR FOR
TSAI HSIN INTERNATIONAL INVESTMENT CO LTD., WITH
SHAREHOLDER NO. 00005293, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LI HSUEI-KUN, REPRESENTATIVE OF ISSUER YES FOR FOR
HYIELD VENTURE CAPITAL LTD., WITH SHAREHOLDER NO.
00417956, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LIN SON-SHU, WITH ID NO. ISSUER YES FOR FOR
F122814XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CHEN YAO-CHING, WITH ID NO. ISSUER YES FOR FOR
H100915XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT YO HSIANG-TUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00521785, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Foxsemicon Integrated Technology, Inc.
TICKER: 3413 CUSIP: Y2630J105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7.1: ELECT CHIU,YAO-CHUAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.76 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WU,SHU-HUI, WITH ID NO. ISSUER YES FOR FOR
S221020XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Fraser & Neave Holdings Bhd.
TICKER: 3689 CUSIP: Y26429103
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOHAN TAZRIN BIN HAMID NGO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LEE MENG TAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAVID SIEW KAH TOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KAMARUDDIN BIN TAIB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: FSP Technology, Inc.
TICKER: 3015 CUSIP: Y9033T101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: FSPG Hi-tech Co., Ltd.
TICKER: 000973 CUSIP: Y2657S103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7.1: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH PROCUREMENT
PROPOSAL #7.2: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH SALES
PROPOSAL #7.3: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH PROVISION OF SERVICES
PROPOSAL #7.4: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH PROVISION OF PROPERTY LEASING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12.1: ELECT LIU YAJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LIU XINGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fu Shou Yuan International Group Limited
TICKER: 1448 CUSIP: G37109108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT LU HESHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT HUANG JAMES CHIH-CHENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a3: ELECT CHEN QUNLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LUO ZHUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Fuan Pharmaceutical (Group) Co ltd
TICKER: 300194 CUSIP: Y1588B106
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Fuan Pharmaceutical (Group) Co., Ltd.
TICKER: 300194 CUSIP: Y1588B106
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTIAL RAISED FUND INVESTMENT ISSUER YES FOR FOR
PROJECT AND USE OF EXCESS RAISED FUNDS TO REPLENISH
WORKING CAPITAL
ISSUER: Fuan Pharmaceutical (Group) Co., Ltd.
TICKER: 300194 CUSIP: Y1588B106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG TIANXIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT JIANG CHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HUANG TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT TANG QIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU XUESONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI MING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU SHU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XIONG WENSHUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG TAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GUO ZIWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT BY SHAREHOLDERS
ISSUER: Fuan Pharmaceutical (Group) Co., Ltd.
TICKER: 300194 CUSIP: Y1588B106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
ISSUER: Fubon Financial Holding Co., Ltd.
TICKER: 2881 CUSIP: Y26528102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN TO RAISE LONG-TERM CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #7: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR RICHARD M. TSAI
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR DANIEL M. TSAI
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR BEN CHEN
ISSUER: Fufeng Group Limited
TICKER: 546 CUSIP: G36844119
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI XUECHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI GUANGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHENG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT YU YAO MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT XU ZHENG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Fujian Cement, Inc.
TICKER: 600802 CUSIP: Y26523103
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG JINXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Fujian Cement, Inc.
TICKER: 600802 CUSIP: Y26523103
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF STONE PLANT ISSUER YES FOR FOR
TECHNICAL TRANSFORMATION PROJECT
ISSUER: Fujian Cement, Inc.
TICKER: 600802 CUSIP: Y26523103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PLAN TO FINANCE ULTIMATE ISSUER YES FOR FOR
CONTROLLER AND ITS AFFILIATES
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Fujian Dongbai (Group) Co., Ltd.
TICKER: 600693 CUSIP: Y2676U105
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL AND MEDIUM-TERM NOTES
PROPOSAL #2.1: ELECT CHEN WENSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHENG BIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU SHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Fujian Dongbai (Group) Co., Ltd.
TICKER: 600693 CUSIP: Y2676U105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPERTY LEASE OF HONGXINGYUAN ISSUER YES FOR FOR
PHASE III SHOPPING MALL
PROPOSAL #2: APPROVE PROPERTY LEASE OF YONGJIA TIANDI ISSUER YES FOR FOR
ISSUER: Fujian Dongbai (Group) Co., Ltd.
TICKER: 600693 CUSIP: Y2676U105
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF PARTIAL EQUITY OF ISSUER YES FOR FOR
LOGISTICS SUBSIDIARY
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES FOR FOR
BY SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES AGAINST AGAINST
BY CONTROLLED SUBSIDIARY AND GUARANTEE PROVISION BY
COMPANY
PROPOSAL #4: ELECT WEI ZHIHUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Fujian Dongbai (Group) Co., Ltd.
TICKER: 600693 CUSIP: Y2676U105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
DRAFT AND SUMMARY
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF PRIVATE PLACEMENT
PROPOSAL #5: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD ON PRIVATE PLACEMENT
PROPOSAL #6: APPROVE CREDIT LINE OF SUBSIDIARY AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Fujian Dongbai (Group) Co., Ltd.
TICKER: 600693 CUSIP: Y2676U105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #10: APPROVE EQUITY DISPOSAL ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
ISSUER: Fujian Expressway Development Co., Ltd.
TICKER: 600033 CUSIP: Y26524101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
ISSUER: Fujian Funeng Co., Ltd.
TICKER: 600483 CUSIP: Y2653G111
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF THE BOARD IN CONNECTION TO THE CONVERTIBLE
BOND ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER NO N/A N/A
PERIOD OF THE BOARD IN CONNECTION TO THE CONVERTIBLE
BOND ISSUANCE
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO CAPITAL INCREASE IN AN ASSOCIATE
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN AN ASSOCIATE
ISSUER: Fujian Funeng Co., Ltd.
TICKER: 600483 CUSIP: Y2653G111
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU BIXIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1: ELECT ZHOU BIXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT CHEN WEI AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #2: ELECT CHEN WEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Fujian Funeng Co., Ltd.
TICKER: 600483 CUSIP: Y2653G111
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPREHENSIVE BUDGET FOR 2019 ISSUER NO N/A N/A
PROPOSAL #4: APPROVE COMPREHENSIVE BUDGET FOR 2019 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE CREDIT PLAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE CREDIT PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER NO N/A N/A
ISSUER: Fujian Longking Co., Ltd.
TICKER: 600388 CUSIP: Y2653E108
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #3.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE NUMBER OR AMOUNT OF SHARES ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #3.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #3.9: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Fujian Longking Co., Ltd.
TICKER: 600388 CUSIP: Y2653E108
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS' ISSUER YES FOR FOR
MEETINGS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE MATTERS REGARDING GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE THE NOTION THAT THE COMPANY DOES ISSUER YES FOR FOR
NOT NEED TO PREPARE REPORT ON THE USAGE OF
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE FORMULATING BOND HOLDER MEETING ISSUER YES FOR FOR
RULES
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Fujian Longking Co., Ltd.
TICKER: 600388 CUSIP: Y2653E108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE IMPLEMENTATION OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT GUARANTEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVISION OF THE EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE DRAFT PLAN AND MANAGEMENT SYSTEM
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Fujian Longma Environmental Sanitation Equipment Co., Ltd.
TICKER: 603686 CUSIP: Y265CD100
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Fujian Longma Environmental Sanitation Equipment Co., Ltd.
TICKER: 603686 CUSIP: Y265CD100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE FINANCING FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTION AND PROVISION OF GUARANTEE FOR FINANCING
AMOUNT
PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #14: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Fujian Longxi Bearing (Group) Co., Ltd.
TICKER: 600592 CUSIP: Y2653H101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Fujian Longxi Bearing (Group) Co., Ltd.
TICKER: 600592 CUSIP: Y2653H101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2018 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISPOSAL OF FINANCIAL ASSETS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Fujian Newland Computer Co., Ltd.
TICKER: 000997 CUSIP: Y2654K103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME, BUSINESS ISSUER YES FOR FOR
SCOPE AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
2018 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.1: APPROVE PURPOSE AND PRINCIPLE OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #2.4: APPROVE SOURCE, NUMBER OF UNDERLYING ISSUER YES FOR FOR
STOCKS AND ALLOCATION OF PERFORMANCE SHARES
PROPOSAL #2.5: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD
PROPOSAL #2.6: APPROVE GRANTING PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #2.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #2.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2.12: APPROVE PRINCIPLE OF PERFORMANCE ISSUER YES FOR FOR
SHARES REPURCHASE AND CANCELLATION
PROPOSAL #2.13: APPROVE DISPUTE OR CONFLICT ISSUER YES FOR FOR
SETTLEMENT MECHANISM
PROPOSAL #2.14: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE SECURITIES INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Fujian Qingshan Paper Industry Co., Ltd.
TICKER: 600103 CUSIP: Y2655D108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
PROPOSAL #3: ELECT CAO SHIGUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Fujian Qingshan Paper Industry Co., Ltd.
TICKER: 600103 CUSIP: Y2655D108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CARRY OUT BANK LOAN AND ISSUER YES FOR FOR
MORTGAGES
PROPOSAL #9: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGERS
ISSUER: Fujian Rongji Software Co., Ltd.
TICKER: 002474 CUSIP: Y26563109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE CREDIT LINES AND BORROWINGS ISSUER YES FOR FOR
FROM BANKS
PROPOSAL #11: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT
PROPOSAL #12: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN BANK FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
BANK FINANCIAL PRODUCTS
ISSUER: Fujian Septwolves Industry Co., Ltd.
TICKER: 2029 CUSIP: Y2653T105
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE EXTENSION IN CONSTRUCTION PERIOD ISSUER YES FOR FOR
OF RAISED FUNDS INVESTMENT PROJECT
ISSUER: Fujian Septwolves Industry Co., Ltd.
TICKER: 002029 CUSIP: Y2653T105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION ASSESSMENT METHOD ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE ANNUAL COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #12: APPROVE CONTINUED USE OF IDLE OWN FUNDS ISSUER YES FOR FOR
TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Fujian Star-Net Communication Co., Ltd.
TICKER: 2396 CUSIP: Y2655W106
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Fujian Star-Net Communication Co., Ltd.
TICKER: 2396 CUSIP: Y2655W106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN PRINCIPAL-GUARANTEED OR LOW-RISK FINANCIAL
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION AND ITS ISSUER YES FOR FOR
RELEVANT BOND PLEDGE
PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
ISSUER: Fujian Sunner Development Co., Ltd.
TICKER: 002299 CUSIP: ADPV13401
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FU GUANGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT FU FENFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI WENJI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN JIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHEN RONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT JULIAN JUUL WOLHARDT AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT HE XIURONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG DONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT DU XINGQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YAN GAORONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG YUXUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT TO 2018 REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #5: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION ESTIMATES
ISSUER: Fujian Sunner Development Co., Ltd.
TICKER: 002299 CUSIP: ADPV13401
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Fujian Sunner Development Co., Ltd.
TICKER: 002299 CUSIP: ADPV13401
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF INDUSTRIAL M&A FUNDS AND RELATED PARTY
PROPOSAL #2: ELECT GONG JINLONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Fujian Sunner Development Co., Ltd.
TICKER: 002299 CUSIP: ADPV13401
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES AGAINST AGAINST
IN ENTRUSTED FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE CAPITAL INCREASE OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY BY DEBT-TO-EQUITY SWAP
PROPOSAL #11: APPROVE CHANGE OF BUSINESS TERM AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Fujian Torch Electron Technology Co., Ltd.
TICKER: 603678 CUSIP: Y2665P109
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL AMOUNT OR SIZE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Fujian Torch Electron Technology Co., Ltd.
TICKER: 603678 CUSIP: Y2665P109
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON THIRD PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF THIRD PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Fujian Torch Electron Technology Co., Ltd.
TICKER: 603678 CUSIP: Y2665P109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
GUARANTEE PROVISION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Fujian Zhangzhou Development Co. Ltd.
TICKER: 000753 CUSIP: Y2654D109
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT AGREEMENT IN CONNECTION ISSUER YES FOR FOR
TO SECOND DRINKING WATER SOURCE PROJECT
PROPOSAL #2: APPROVE WATER PIPE ENGINEERING PROJECT ISSUER YES FOR FOR
BETWEEN WHOLLY-OWNED SUBSIDIARY AND RELATED-PARTY
PROPOSAL #3: APPROVE SIGNING OF STEEL BAR PURCHASE ISSUER YES FOR FOR
AND SALE AGREEMENT WITH RELATED-PARTY
ISSUER: Fujian Zhangzhou Development Co. Ltd.
TICKER: 000753 CUSIP: Y2654D109
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN PPP PROJECT ISSUER YES FOR FOR
ISSUER: Fujian Zhangzhou Development Co. Ltd.
TICKER: 753 CUSIP: Y2654D109
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER NO N/A N/A
PLAN
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: ELECT SHEN CHAOXIONG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Fujian Zhangzhou Development Co. Ltd.
TICKER: 000753 CUSIP: Y2654D109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Fujian Zhangzhou Development Co. Ltd.
TICKER: 000753 CUSIP: Y2654D109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF LOAN PERIOD ISSUER YES FOR FOR
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT SHARE OPTION SCHEME AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT DU WEI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Fullshare Holdings Limited
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT JI CHANGQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Fullshare Holdings Ltd.
TICKER: 607 CUSIP: G3690U105
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Fullsun International Holdings Group Co Ltd
TICKER: 00627 CUSIP: G9298R188
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT WU JIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT WU YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT CHEUNG WAI BUN, CHARLES J.P. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT TSE HIU TONG SHELDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #6: AMEND BYE-LAWS AND ADOPT NEW BYE-LAWS ISSUER YES FOR FOR
ISSUER: Fullsun International Holdings Group Co., Ltd.
TICKER: 627 CUSIP: G9298R188
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE FRAMEWORK AGREEMENT, ANNUAL ISSUER YES FOR FOR
CAPS AND RELATED TRANSACTION
ISSUER: Fushun Special Steel Co Ltd
TICKER: 600399 CUSIP: Y2676P106
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2018 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2018 DAILY RELATED-PARTY
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
ISSUER: Future Consumer Ltd.
TICKER: 533400 CUSIP: Y2677P113
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMPULSORILY ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES ON A PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF WARRANTS ON A ISSUER YES FOR FOR
PREFERENTIAL BASIS
PROPOSAL #3: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #4: ELECT HARMINDER SAHNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEHA BAGARIA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Future Land Development Holdings Ltd.
TICKER: 1030 CUSIP: G3701A106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG ZHENHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LV XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT WANG XIAOSONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE SCALE OF DIRECT ISSUER YES FOR FOR
FINANCING
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED GUARANTEE PROVISION ISSUER YES FOR FOR
FOLLOWING THE ACQUISITION OF EQUITY
PROPOSAL #3: APPROVE ADDITIONAL 2018 EXTERNAL ISSUER YES FOR FOR
GUARANTEE AUTHORIZED PERSONNEL
PROPOSAL #4: APPROVE CHANGE OF ENGLISH NAME AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO ADJUSTMENT ON 2018 ANNUAL JOINT
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE MANNER AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD AND PRICING PRINCIPLES
PROPOSAL #1.4: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.5: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE EXPECTED CHANGES IN THE ISSUER YES FOR FOR
COMPANY'S EQUITY AFTER REPURCHASE
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE AND METHOD ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE CREDIT ENHANCEMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
ISSUER: Future Land Holdings Co., Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTENDING THE
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Future Retail Ltd.
TICKER: 540064 CUSIP: Y0R8CN111
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RAKESH BIYANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
KISHORE BIYANI AS MANAGING DIRECTOR
PROPOSAL #4: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
RAKESH BIYANI AS JT. MANAGING DIRECTOR
PROPOSAL #5: APPROVE COMMISSION TO DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: ELECT RAHUL GARG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Future Retail Ltd.
TICKER: 540064 CUSIP: Y0R8CN111
MEETING DATE: 1/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCEPTANCE OF DEPOSITS FROM ISSUER YES FOR FOR
PUBLIC AND/OR MEMBERS OF THE COMPANY
ISSUER: Future Retail Ltd.
TICKER: 540064 CUSIP: Y0R8CN111
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF WARRANTS ON A ISSUER YES FOR FOR
PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF ISSUER YES FOR FOR
SECURED/UNSECURED/REDEEMABLE/NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Fuyao Glass Industry Group Co., Ltd.
TICKER: 3606 CUSIP: Y26783103
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Fuyao Glass Industry Group Co., Ltd.
TICKER: 3606 CUSIP: Y26783103
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT
INSTITUTION FOR 2019 AND THEIR SERVICE CHARGES FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDIT INSTITUTION FOR 2019 AND THEIR SERVICE
CHARGES FOR 2018
PROPOSAL #8: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE MAINTENANCE OF LIABILITY ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING NOTES BY THE COMPANY
ISSUER: Fuyao Glass Industry Group Co., Ltd.
TICKER: 3606 CUSIP: Y2680G100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Fuyao Glass Industry Group Co., Ltd.
TICKER: 3606 CUSIP: Y2680G100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT
INSTITUTION FOR 2019 AND THEIR SERVICE CHARGES FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDIT INSTITUTION FOR 2019 AND THEIR SERVICE
CHARGES FOR 2018
PROPOSAL #8: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE MAINTENANCE OF LIABILITY ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING NOTES BY THE COMPANY
ISSUER: GAIL (India) Ltd.
TICKER: 532155 CUSIP: Y2R78N114
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND AND CONFIRM ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #3: REELECT SUBIR PURKAYASTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ASHISH CHATTERIEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF JOINT STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT RAHUL MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JAYANTO NARAYAN CHOUDHURY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT BANTO DEVI KATARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MANOJ JAIN AS DIRECTOR ISSUER YES FOR FOR
(BUSINESSDEVELOPMENT)
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH PETRONET LNG LIMITED
PROPOSAL #12: AMEND OBJECT CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Galaxy Biomedical Investment Co., Ltd.
TICKER: 806 CUSIP: Y07714101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT JI CHANGFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND WRITE-OFF OF ASSETS
PROPOSAL #11: APPROVE PROVISION FOR GOODWILL SHAREHOLDER YES FOR FOR
IMPAIRMENT
ISSUER: Gamuda Bhd.
TICKER: 5398 CUSIP: Y2679X106
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #3: ELECT ELEENA BINTI ALMARHUM SULTAN AZLAN ISSUER YES FOR FOR
MUHIBBUDDIN SHAH AL-MAGHFUR-LAH AS DIRECTOR
PROPOSAL #4: ELECT HA TIING TAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AMBRIN BIN BUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Ganfeng Lithium Co., Ltd.
TICKER: 002460 CUSIP: Y444B3104
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES FOR FOR
BY COMPANY AND WHOLLY-OWNED SUBSIDIARY AS WELL AS
GUARANTEE PROVISION BY COMPANY
ISSUER: Ganfeng Lithium Co., Ltd.
TICKER: 1772 CUSIP: Y444B3104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAP FOR PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY GFL INTERNATIONAL TO MINERA EXAR AND
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE APPLICATION FOR BANK FACILITIES ISSUER YES FOR FOR
AND PROVISION OF GUARANTEES
PROPOSAL #4: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #5: APPROVE INVESTMENT IN WEALTH MANAGEMENT ISSUER YES FOR FOR
PRODUCTS WITH SELF-OWNED FUNDS
PROPOSAL #6: APPROVE INVESTMENT IN WEALTH MANAGEMENT ISSUER YES FOR FOR
PRODUCTS WITH CERTAIN IDLE PROCEEDS
ISSUER: Ganfeng Lithium Co., Ltd.
TICKER: 1772 CUSIP: Y444B3104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND INTERNAL CONTROL AUDITOR AND
ERNST & YOUNG AS OVERSEAS AUDITOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #9: APPROVE 2019 RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INDUSTRIAL INVESTMENT WITH ISSUER YES FOR FOR
SELF-OWNED FUNDS
PROPOSAL #11: APPROVE INDUSTRIAL INVESTMENT CONDUCTED ISSUER YES FOR FOR
BY HAVELOCK MINING, A CONTROLLED SUBSIDIARY
PROPOSAL #12: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE GENERAL MANDATE TO ISSUE ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS BONDS, AND ASSET-BACKED
SECURITIES
PROPOSAL #15: APPROVE ACQUISITION OF EQUITY INTEREST ISSUER YES FOR FOR
IN MINERA EXAR
PROPOSAL #16: APPROVE TERMINATION OF THE RESTRICTED A ISSUER YES FOR FOR
SHARE INCENTIVE SCHEME AND CONNECTED REPURCHASE
ISSUER: Ganfeng Lithium Co., Ltd.
TICKER: 1772 CUSIP: Y444B3104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF THE RESTRICTED A ISSUER YES FOR FOR
SHARE INCENTIVE SCHEME AND CONNECTED REPURCHASE
ISSUER: Gansu Dunhuang Seed Group Co. Ltd.
TICKER: 600354 CUSIP: Y2682F100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 LOAN AND AUTHORIZE CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD TO SIGN RELEVANT LEGAL DOCUMENTS
PROPOSAL #7: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #7.1: APPROVE GUARANTEE AND AUTHORIZE ISSUER YES AGAINST AGAINST
CHAIRMAN OF THE BOARD TO SIGN RELEVANT LEGAL
PROPOSAL #7.2: APPROVE GUARANTEE FOR LIQUIDITY LOAN ISSUER YES AGAINST AGAINST
OF JIUQUAN DUNHUANG SEED INDUSTRY BAIJIA FOOD CO.,
PROPOSAL #7.3: APPROVE GUARANTEE FOR LIQUIDITY LOAN ISSUER YES FOR FOR
OF JIUQUAN DUNHUANG SEED INDUSTRY AGRICULTURAL
TECHNOLOGY CO., LTD.
PROPOSAL #7.4: APPROVE GUARANTEE FOR LIQUIDITY LOAN ISSUER YES AGAINST AGAINST
OF GANSU DUNHUANG SEED INDUSTRY VEGETABLE SEEDLING
CO., LTD.
PROPOSAL #7.5: APPROVE GUARANTEE FOR LIQUIDITY LOAN ISSUER YES AGAINST AGAINST
OF YUMEN TUOYU TECHNOLOGY DEVELOPMENT CO., LTD.
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: AMEND ARTICLES ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF SUPPLY CHAIN ISSUER YES AGAINST AGAINST
FINANCING OR FINANCING GUARANTEE FOR DUNHUANG SEED
INDUSTRY AGRICULTURAL TECHNOLOGY (SHANGHAI) CO., LTD.
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
SUBSIDIARY WITH SHANGHAI QIUSHENG AGRICULTURAL
TECHNOLOGY CO., LTD.
ISSUER: Gansu Gangtai Holding (Group) Co., Ltd.
TICKER: 600687 CUSIP: Y9721W101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHU YONGLI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Gansu Gangtai Holding (Group) Co., Ltd.
TICKER: 600687 CUSIP: Y9721W101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION AND ASSET ISSUER YES AGAINST AGAINST
MORTGAGE PLAN
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMPANY'S VIOLATION OF EXTERNAL ISSUER YES FOR FOR
GUARANTEE PROVISION
PROPOSAL #13: APPROVE LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Gansu Jingyuan Coal Industry & Electricity Power Co., Ltd.
TICKER: 552 CUSIP: Y2681L108
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG XIANCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GOU XIAODI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GAO XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN HU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GAO HONGJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIU YONGCHONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT MA HAILONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT WANG WENJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHAO KUNLUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.1: ELECT WEN JIANDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GUO XIUCAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PANG GUOQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WEI YANHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT TIAN SONGFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHOU YIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU ZHILIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XU YANSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT ZHANG SHIJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Gansu Jingyuan Coal Industry & Electricity Power Co., Ltd.
TICKER: 000552 CUSIP: Y2681L108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE EXEMPTION ON COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #13: APPROVE RESCISSION OF EQUITY CUSTODY ISSUER YES FOR FOR
AGREEMENT
ISSUER: Gansu Jiu Steel Group Hongxing Iron & Steel Co., Ltd.
TICKER: 600307 CUSIP: Y2682D105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE JOINING TO "JIGANG GROUP" ISSUER YES FOR FOR
ENTERPRISE GROUP
PROPOSAL #6.1: ELECT HE ZHIHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Gansu Jiu Steel Group Hongxing Iron & Steel Co., Ltd.
TICKER: 600307 CUSIP: Y2682D105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES AGAINST AGAINST
ISSUER: Gansu Mogao Industrial Development Co., Ltd.
TICKER: 600543 CUSIP: Y26827116
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Gansu Mogao Industrial Development Co., Ltd.
TICKER: 600543 CUSIP: Y26827116
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT ZHAO GUOZHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT ZHANG JINHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT WEI GUOBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT NIU BINBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT YAO GEXIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT DU GUANGZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT WANG XINGXUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT WANG QIUHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT WANG JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LI GUOZHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Gansu Qilianshan Cement Group Co., Ltd.
TICKER: 600720 CUSIP: Y2682V105
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA CONSTRUCTION MATERIALS GROUP FINANCE CO., LTD.
AND SIGNING OF FINANCIAL SERVICES AGREEMENT
PROPOSAL #3: APPROVE MERGER OF SUBSIDIARIES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Gansu Qilianshan Cement Group Co., Ltd.
TICKER: 600720 CUSIP: Y2682V105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Gansu Yasheng Industrial (Group) Co., Ltd.
TICKER: 600108 CUSIP: Y2684Y107
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Gansu Yasheng Industrial (Group) Co., Ltd.
TICKER: 600108 CUSIP: Y2684Y107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Gateway Distriparks Ltd.
TICKER: GDL CUSIP: Y26839103
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MAMTA GUPTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Gateway Distriparks Ltd.
TICKER: 532622 CUSIP: Y26839103
MEETING DATE: 5/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGING OF SECURITIES HELD IN ISSUER YES AGAINST AGAINST
SUBSIDIARIES AND ASSOCIATE COMPANY
ISSUER: Gazprom PJSC
TICKER: GAZP CUSIP: 368287207
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 16.61 PER SHARE ISSUER NO N/A N/A
PROPOSAL #5: RATIFY AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #9: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER NO N/A N/A
PROPOSAL #10: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #11: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #12: APPROVE TERMINATION OF REGULATIONS ON ISSUER NO N/A N/A
DIVIDEND PAYMENT
PROPOSAL #13.2: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.3: ELECT TIMUR KULIBAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.4: ELECT DENIS MANTUROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.5: ELECT VITALII MARKELOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.9: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.10: ELECT DMITRII PATRUSHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.1: ELECT IVAN BEZMENOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.2: ELECT VADIM BIKULOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.3: ELECT ALEKSANDR GLADKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.4: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.5: ELECT IURII NOSOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #14.6: ELECT KAREN OGANIAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.7: ELECT DMITRII PASHKOVSKII AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #14.8: ELECT SERGEI PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.9: ELECT EVGENII STOLIAROV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.10: ELECT TATIANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
ISSUER: G-Bits Network Technology (Xiamen) Co., Ltd.
TICKER: 603444 CUSIP: Y2688G102
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT LU HONGYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHEN TUOLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT DI JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT GAO YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LU YONGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT ZHENG GANSHU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT LIN ZHI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT HU ZHAOBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT ZHOU YUANYUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: G-Bits Network Technology (Xiamen) Co., Ltd.
TICKER: 603444 CUSIP: Y2688G102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #7: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 002506 CUSIP: Y7684Q103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN SEMICONDUCTOR ISSUER YES FOR FOR
INDUSTRIAL FUNDS AND RELATED-PARTY TRANSACTIONS
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 002506 CUSIP: Y7684Q103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF FACTORING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: ELECT HE ZHENFENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 2506 CUSIP: Y7684Q103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO FINANCING COOPERATION WITH CHINA GREAT
WALL ASSET MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE ADJUSTMENT OF CHAIRMAN AND ELECT ISSUER YES FOR FOR
LUO XIN AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4: ELECT WANG QING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 2506 CUSIP: Y7684Q103
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: APPROVE ISSUE PRICE AND BASIS SHAREHOLDER YES FOR FOR
PROPOSAL #3.4: APPROVE ISSUE SIZE SHAREHOLDER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND ITS SHAREHOLDER YES FOR FOR
RELATIONSHIP WITH THE COMPANY
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #3.7: APPROVE AMOUNT AND USAGE OF RAISED SHAREHOLDER YES FOR FOR
FUNDS
PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF SHAREHOLDER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.9: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF SHARES SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN SHAREHOLDER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT AND RAISED FUNDS
INVESTMENT PROJECT
PROPOSAL #11: APPROVE TRANSFER OF EQUITY OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 2506 CUSIP: Y7684Q103
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG FENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS SHAREHOLDER YES FOR FOR
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 002506 CUSIP: Y7684Q103
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROJECT AND INVESTMENT ISSUER YES FOR FOR
PARTNERSHIP PLAN
ISSUER: GCL System Integration Technology Co., Ltd.
TICKER: 2506 CUSIP: Y7684Q103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION AND PROVISION OF GUARANTEE TO SUBSIDIARY
PROPOSAL #8: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTION BUSINESS
PROPOSAL #9: APPROVE CANCELLATION OF STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
AS WELL AS REPURCHASE CANCELLATION OF PERFORMANCE
ISSUER: GCL-Poly Energy Holdings Limited
TICKER: 3800 CUSIP: G3774X108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT ZHU GONGSHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT ZHU YUFENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT ZHENG XIONGJIU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT YIP TAI HIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: GD Power Development Co., Ltd.
TICKER: 600795 CUSIP: Y2685C112
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: GD Power Development Co., Ltd.
TICKER: 600795 CUSIP: Y2685C112
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND AUDIT FEES
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR AND AUDIT FEES
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #4: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE COUPON RATE AND DETERMINATION ISSUER YES FOR FOR
METHOD
PROPOSAL #4.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #4.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #6: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: GD Power Development Co., Ltd.
TICKER: 600795 CUSIP: Y2685C112
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
ISSUER: GD Power Development Co., Ltd.
TICKER: 600795 CUSIP: Y2685C112
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
ISSUER: GE Power India Limited
TICKER: 532309 CUSIP: Y0003P112
MEETING DATE: 7/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJEEV AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT ANDREW H DE LEONE AS MANAGING ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SANJEEV AGARWAL AS WHOLE-TIME DIRECTOR
PROPOSAL #7: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS FOR FINANCIAL YEAR 2017-2018
PROPOSAL #8: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS FOR FINANCIAL YEAR 2018-2019
PROPOSAL #9: ELECT UDDESH KUMAR KOHLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMMISSION REMUNERATION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
ISSUER: GE T&D India Limited
TICKER: 522275 CUSIP: Y2683R111
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT GAURAV MANOHER NEGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF GAURAV MANOHER NEGI AS WHOLE-TIME DIRECTOR & CHIEF
FINANCIAL OFFICER
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NAGESH TILWANI AS WHOLE-TIME DIRECTOR & HEAD - HVS
BUSINESS
PROPOSAL #7: ELECT KIRIT SHANTILAL PARIKH AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Geely Automobile Holdings Limited
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANG SIU LUN, LAWRENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CARL PETER EDMUND MORIZ FORSTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT YEUNG SAU HUNG, ALEX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Geely Automobile Holdings Limited
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE YW ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DJD ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE GY ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE DMA ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE RENEWAL OF VOLVO FINANCING ISSUER YES FOR FOR
ARRANGEMENTS, THE ANNUAL CAPS AND RELATED
PROPOSAL #2: APPROVE THE EV FINANCING ARRANGEMENTS, ISSUER YES FOR FOR
THE ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SERVICES AGREEMENT, THE ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #2: APPROVE THE ELECTRIC VEHICLE AGREEMENT, ISSUER YES FOR FOR
THE ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #3: APPROVE THE AUTOMOBILE COMPONENTS ISSUER YES FOR FOR
PROCUREMENT AGREEMENT, THE ANNUAL CAPS AND RELATED
TRANSACTION
PROPOSAL #4: APPROVE THE TZ ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #5: APPROVE THE GZ ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Geely Automobile Holdings Ltd.
TICKER: 175 CUSIP: G3777B103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF VOLVO FINANCING ISSUER YES FOR FOR
ARRANGEMENTS, ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: GEK Terna Holding Real Estate Construction SA
TICKER: GEKTERNA CUSIP: X3125P102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #7: AMEND ARTICLES 16: BOARD-RELATED ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 17: BOARD-RELATED ISSUER YES FOR FOR
PROPOSAL #9: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: GEM Co Ltd
TICKER: 002340 CUSIP: Y7744C102
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINE SHAREHOLDER YES FOR FOR
BY SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY
ISSUER: GEM Co., Ltd.
TICKER: 002340 CUSIP: Y7744C102
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON REPURCHASE AND ISSUER YES FOR FOR
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONTINUED ISSUANCE OF MEDIUM- ISSUER YES FOR FOR
TERM NOTES AND SHORT-TERM FINANCING BILLS
PROPOSAL #4: APPROVE JOINT VENTURE AGREEMENT OF ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: GEM Co., Ltd.
TICKER: 2340 CUSIP: Y7744C102
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE OF ASSOCIATE COMPANY
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: GEM Co., Ltd.
TICKER: 2340 CUSIP: Y7744C102
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO INCENTIVE SCHEME ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE THE ADJUSTMENT ON THE ISSUER YES FOR FOR
REPURCHASE PRICE OF PERFORMANCE SHARES AND THE
REPURCHASE AND CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #3: APPROVE APPLICATION OF CREDIT LINE OF ISSUER YES FOR FOR
SUBSIDIARY AND PROVISION OF GUARANTEE
PROPOSAL #4: APPROVE APPLICATION OF FINANCIAL LEASING ISSUER YES FOR FOR
OF SUBSIDIARY AND PROVISION OF GUARANTEE
PROPOSAL #5.1: ELECT XU KAIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT WANG MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT CHEN XINGTI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT WU HAOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LIU ZHONGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT WU SHUJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: APPROVE ZHOU BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE TANG DAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: GEM Co., Ltd.
TICKER: 002340 CUSIP: Y7744C102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #9: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE ISSUE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE PRICING BASIS, ISSUE PRICE AND ISSUER YES FOR FOR
PRICING PRINCIPLES
PROPOSAL #9.4: APPROVE TARGET PARTIES ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE ISSUE SCALE AND SUBSCRIPTION ISSUER YES FOR FOR
METHOD
PROPOSAL #9.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #9.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER AND
ULTIMATE CONTROLLING SHAREHOLDER REGARDING COUNTER-
DILUTION MEASURES IN CONNECTION TO THE PRIVATE
PLACEMENT
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: GEM Co., Ltd.
TICKER: 002340 CUSIP: Y7744C102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
ISSUER: Gemdale Corp.
TICKER: 600383 CUSIP: Y2685G105
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO SHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Gemdale Corp.
TICKER: 600383 CUSIP: Y2685G105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: Gemdale Corp.
TICKER: 600383 CUSIP: Y2685G105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: GemTek Technology Co., Ltd.
TICKER: 4906 CUSIP: Y2684N101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #9.1: ELECT CHEN HONG WEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CAI FU ZAN, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT YANG ZHENG REN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT XU RONG HUI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 9, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT ZHANG YUE JI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 24547, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT A REPRESENTATIVE OF LI HENG ISSUER YES AGAINST AGAINST
INVESTMENT CORP, WITH SHAREHOLDER NO. 81982, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT ZHAO YAO GENG, WITH ID NO. ISSUER YES AGAINST AGAINST
F122153XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT WANG ZHU SAN, WITH ID NO. ISSUER YES FOR FOR
H121263XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT ZHANG ZHI YANG, WITH ID NO. ISSUER YES FOR FOR
F103790XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Gem-Year Industrial Co., Ltd.
TICKER: 601002 CUSIP: Y2684V103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES ISSUER YES FOR FOR
(REVISED)
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ITS ISSUER YES FOR FOR
RELATIONSHIP WITH THE COMPANY
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (REVISED)
PROPOSAL #4: APPROVE FEASIBILITY STUDY REPORT ON THE ISSUER YES FOR FOR
USE OF PROCEEDS (REVISED)
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
CONDITIONAL SHARE SUBSCRIPTION AGREEMENT
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT AND ASSET ISSUER YES FOR FOR
APPRAISAL REPORT
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Gem-Year Industrial Co., Ltd.
TICKER: 601002 CUSIP: Y2684V103
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
(SECOND REVISION)
PROPOSAL #1.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS AND ITS ISSUER YES FOR FOR
RELATIONSHIP WITH THE COMPANY
PROPOSAL #1.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #1.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #1.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (SECOND REVISION)
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS (SECOND REVISION)
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION (SECOND REVISION)
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
ON COMPLETION OF THE SHARE SUBSCRIPTION AGREEMENT
AND THE SUPPLEMENTAL AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE AUDIT REPORT RELATED TO THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (SECOND REVISION)
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Gem-Year Industrial Co., Ltd.
TICKER: 601002 CUSIP: Y2684V103
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CAI YONGLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CAI LIN YUHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CAI JINZHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZENG JINKAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT OU YUANCHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LANG FUQUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHEN KAIJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SUN LINGLING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LI TAO AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: ELECT YU XIAOMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT LU YONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Gem-Year Industrial Co., Ltd.
TICKER: 601002 CUSIP: Y2684V103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: General Interface Solution (GIS) Holding Ltd.
TICKER: 6456 CUSIP: G3808R101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE CASH CAPITAL INCREASE BY ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Genertec Universal Medical Group Co., Ltd.
TICKER: 2666 CUSIP: Y2774E102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YU GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LIU KUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LI YINQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHOW SIU LUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT HAN DEMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Genimous Technology Co., Ltd.
TICKER: 000676 CUSIP: Y3121S109
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SUBSCRIPTION IN SHENZHEN HUIXIN XINXING
INDUSTRIAL INVESTMENT FUND
ISSUER: Genimous Technology Co., Ltd.
TICKER: 676 CUSIP: Y3121S109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: ELECT ZENG ZHIHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE REVISED STOCK OPTION INCENTIVE SHAREHOLDER YES FOR FOR
PLAN AND ITS SUMMARY
PROPOSAL #6: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #7: APPROVE RYAN STEPHENS HAS BEEN AWARDED SHAREHOLDER YES FOR FOR
MORE THAN 1% OF THE TOTAL EQUITY OF THE COMPANY
THROUGH THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #8: APPROVE JUSTIN LEE HAS BEEN AWARDED MORE SHAREHOLDER YES FOR FOR
THAN 1% OF THE TOTAL EQUITY OF THE COMPANY THROUGH
THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #9: APPROVE CODY JAMES MAHAFFEY HAS BEEN SHAREHOLDER YES FOR FOR
AWARDED MORE THAN 1% OF THE TOTAL EQUITY OF THE
COMPANY THROUGH THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Genimous Technology Co., Ltd.
TICKER: 000676 CUSIP: Y3121S109
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF TEMPORARY IDLE OWN FUNDS ISSUER YES FOR FOR
FOR ENTRUSTED ASSET MANAGEMENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Genimous Technology Co., Ltd.
TICKER: 676 CUSIP: Y3121S109
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Genimous Technology Co., Ltd.
TICKER: 676 CUSIP: Y3121S109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION AND SHAREHOLDER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
ISSUER: GeniuS Electronic Optical Co., Ltd.
TICKER: 3406 CUSIP: Y2692U105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHEN, TIEN-CHING WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHEN, CHING-LUNG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 407 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN, PO-SHENG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 11 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT LIN, CHIEN-HSING WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 96 AS INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT HUNG, MING-JU WITH ID NO. ISSUER YES FOR FOR
B120543XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT CHEN, I-CHUN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 4 AS SUPERVISOR
PROPOSAL #7.7: ELECT TIEN, CHIA-SHENG WITH ID NO. ISSUER YES FOR FOR
S121782XXX AS SUPERVISOR
PROPOSAL #7.8: ELECT LIAO, CHENG-TA WITH ID NO. ISSUER YES FOR FOR
B120963XXX AS SUPERVISOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Genomma Lab Internacional SAB de CV
TICKER: LABB CUSIP: P48318102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, ALLOCATION OF INCOME AND DISCHARGE DIRECTORS
PROPOSAL #2: ELECT OR RATIFY DIRECTORS, SECRETARIES, ISSUER YES AGAINST AGAINST
AND CHAIRMEN OF AUDIT AND CORPORATE GOVERNANCE
COMMITTEES
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SECRETARIES AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #4: ACCEPT REPORT ON SHARE REPURCHASE; SET ISSUER YES AGAINST AGAINST
MAXIMUM AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #5: AUTHORIZE EXTENSION OF AMOUNT FOR ISSUER YES FOR FOR
ISSUANCE OF REVOLVING DEBT SECURITIES
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Genscript Biotech Corp.
TICKER: 1548 CUSIP: G3825B105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A1: ELECT ZHANG FANGLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A2: ELECT WANG YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A3: ELECT WANG JIAFEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A4: ELECT GUO HONGXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A5: ELECT PAN JIUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Gentera SAB de CV
TICKER: GENTERA CUSIP: P4831V101
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS IN ISSUER YES FOR FOR
COMPLIANCE WITH ARTICLE 172 OF MEXICAN GENERAL
COMPANIES LAW
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; AUTHORIZE SHARE REPURCHASE RESERVE
PROPOSAL #4: APPROVE CANCELLATION OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS, CHAIRMEN OF ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEES; APPROVE
THEIR REMUNERATION; VERIFY INDEPENDENCE
PROPOSAL #7: ELECT OR RATIFY CHAIRMAN, SECRETARY AND ISSUER YES FOR FOR
DEPUTY SECRETARY OF BOARD
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Genting Bhd.
TICKER: 3182 CUSIP: Y26926116
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM KEONG HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MANHARLAL A/L RATILAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ERIC OOI LIP AUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Genting Malaysia Berhad
TICKER: 4715 CUSIP: Y2698A103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM KEONG HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QUAH CHEK TIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KOH HONG SUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHONG KWAI YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Genting Plantations Berhad
TICKER: 2291 CUSIP: Y26930100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD ZAHIDI BIN HJ ZAINUDDIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LIM KOK THAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHING YEW CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TAN KONG HAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: GEPIC Energy Development Co., Ltd.
TICKER: 000791 CUSIP: Y6412W101
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND WORKING SYSTEM OF THE GENERAL ISSUER YES AGAINST AGAINST
MANAGER
ISSUER: Gerdau SA
TICKER: GGBR4 CUSIP: P2867P105
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT TRUSTEES FOR THE THIRD, SEVENTH, ISSUER YES FOR FOR
EIGHTH, NINTH AND ELEVENTH ISSUANCE OF DEBENTURES
ISSUER: Gerdau SA
TICKER: GGBR4 CUSIP: P2867P105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO JOHANNPETER AS CHAIRMAN
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANDRE BIER GERDAU JOHANNPETER AS VICE-CHAIRMAN
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME CHAGAS GERDAU JOHANNPETER AS VICE-
CHAIRMAN
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICHARD CHAGAS GERDAU JOHANNPETER AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT AOD CUNHA DE MORAES JUNIOR AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FERNANDO FONTES IUNES AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIA SENDER RAMIREZ AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCIO FROES TORRES AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUSTAVO WERNECK DA CUNHA AS DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11.1: ELECT BOLIVAR CHARNESKI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND CARLOS ROBERTO SCHRODER AS
PROPOSAL #11.2: ELECT GERALDO TOFFANELLO AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND TARCISIO BEUREN AS ALTERNATE
PROPOSAL #12: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Gerdau SA
TICKER: GGBR4 CUSIP: P2867P105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
ISSUER: Gerdau SA
TICKER: GGBR4 CUSIP: P2867P113
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT CARLOS JOSE DA COSTA ANDRE AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #3: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #4: ELECT CARLOS ROBERTO CAFARELI AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND MARIA IZABEL GRIBEL DE CASTRO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Getac Technology Corp.
TICKER: 3005 CUSIP: Y6084L102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, TRADING PROCEDURES
GOVERNING DERIVATIVES PRODUCTS, LENDING FUNDS TO
OTHER PARTIES, ENDORSEMENT AND GUARANTEES AND RULES
AND PROCEDURES FOR ELECTION OF DIRECTORS AND
PROPOSAL #5.1: ELECT HWANG, MING-HANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 294, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT TSAI, FENG-TZU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 9, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT MIAU, MATTHEW FENG CHIANG, ISSUER YES FOR FOR
REPRESENTATIVE OF MITAC INTERNATIONAL CORP., WITH
SHAREHOLDER NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT LIN, CHUAN CHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF MITAC INTERNATIONAL CORP., WITH SHAREHOLDER NO.
2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT CHOU, TEH-CHIEN, REPRESENTATIVE ISSUER YES FOR FOR
OF LIEN HWA INDUSTRIAL CORP., WITH SHAREHOLDER NO.
74183, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT MIAU, SCOTT MATTHEW, ISSUER YES FOR FOR
REPRESENTATIVE OF LIEN HWA INDUSTRIAL CORP., WITH
SHAREHOLDER NO. 74183, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT LIN, KUAN-MING, WITH ID NO. ISSUER YES FOR FOR
P100481XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT LIN, LONG-SONG, WITH ID NO. ISSUER YES FOR FOR
F120009XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT CHANG, CHIA-HSIN, WITH ID NO. ISSUER YES FOR FOR
A123032XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: GetBack SA
TICKER: GBK CUSIP: X3209Y110
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE SUPERVISORY BOARD REPORT FOR ISSUER YES FOR FOR
FISCAL 2017
PROPOSAL #6.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS IN FISCAL 2017
PROPOSAL #6.3: APPROVE FINANCIAL STATEMENTS FOR ISSUER YES AGAINST AGAINST
FISCAL 2017
PROPOSAL #6.4: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS IN FISCAL 2017
PROPOSAL #6.5: APPROVE CONSOLIDATED FINANCIAL ISSUER YES AGAINST AGAINST
STATEMENTS FOR FISCAL 2017
PROPOSAL #7: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONTINUATION OF COMPANY ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE DISCHARGE OF KONRAD KAKOLEWSKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF PAWEL ISSUER YES FOR FOR
TRYBUCHOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.3: APPROVE DISCHARGE OF ANNA PACZUSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF MAREK PATULA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF BOZENA SOLSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF MARIUSZ BRYSIK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF KENNETH MAYNARD ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #9.8: APPROVE DISCHARGE OF WOJCIECH LUKAWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.9: APPROVE DISCHARGE OF ALICJA ISSUER YES FOR FOR
KORNASIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.10: APPROVE DISCHARGE OF JAROSLAW SLIWA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.11: APPROVE DISCHARGE OF RAFAL MORLAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF RUNE JEPSEN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.13: APPROVE DISCHARGE OF JACEK OSOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10: FIX TERM OF OFFICE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #11: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #12: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
ISSUER: GetBack SA
TICKER: GBK CUSIP: X3209Y110
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHANGES IN COMPOSITION OF ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #7: AMEND STATUTE RE: LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE
ISSUER: Getin Noble Bank SA
TICKER: GNB CUSIP: X3214S108
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF D SERIES SHARES FOR PRIVATE PLACEMENT
WITHOUT PREEMPTIVE RIGHTS; APPROVE DEMATERIALIZATION
AND LISTING OF D SERIES SHARES
PROPOSAL #6: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF E SERIES SHARES FOR PRIVATE PLACEMENT
WITHOUT PREEMPTIVE RIGHTS; APPROVE DEMATERIALIZATION
AND LISTING OF E SERIES SHARES
PROPOSAL #8: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SUITABILITY OF CANDIDATE FOR ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBER
PROPOSAL #11: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
ISSUER: GF Securities Co., Ltd.
TICKER: 1776 CUSIP: Y270AF107
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: ELECT FAN LIFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAN HAILIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: GF Securities Co., Ltd.
TICKER: 1776 CUSIP: Y270AF107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 SUPERVISORY COMMITTEE'S ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC EXTERNAL
AUDITOR AND ERNST & YOUNG AS EXTERNAL AUDITOR AND TO
AUTHORIZE MANAGEMENT TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019 PROPRIETARY INVESTMENT ISSUER YES FOR FOR
QUOTA
PROPOSAL #8: APPROVE 2019 EXPECTED DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
OFFSHORE LOANS OF GF FINANCIAL MARKETS(UK) LIMITED
ISSUER: GF Securities Co., Ltd.
TICKER: 1776 CUSIP: Y270AF115
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: ELECT FAN LIFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAN HAILIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: GF Securities Co., Ltd.
TICKER: 1776 CUSIP: Y270AF115
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 SUPERVISORY COMMITTEE'S ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC EXTERNAL
AUDITOR AND ERNST & YOUNG AS EXTERNAL AUDITOR AND TO
AUTHORIZE MANAGEMENT TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019 PROPRIETARY INVESTMENT ISSUER YES FOR FOR
QUOTA
PROPOSAL #8: APPROVE 2019 EXPECTED DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
OFFSHORE LOANS OF GF FINANCIAL MARKETS(UK) LIMITED
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: GFPT Public Co. Ltd.
TICKER: GFPT CUSIP: Y27087165
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT PRASIT SIRIMONGKOLKASEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT VIRACH SIRIMONGKOLKASEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT SATHIT KARANES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SAM NAK-NGAN A.M.C. COMPANY ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
ISSUER: GI Technologies Group Co., Ltd.
TICKER: 300309 CUSIP: Y2383H108
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
AND CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #2: APPROVE SIGNING OF EQUITY DEBT AGREEMENT SHAREHOLDER YES FOR FOR
ISSUER: GI Technologies Group Co., Ltd.
TICKER: 300309 CUSIP: Y2383H108
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: ELECT SONG FENG AND YANG LI AS ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ELECT XU BO AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: GI Technologies Group Co., Ltd.
TICKER: 300309 CUSIP: Y2383H108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: GI Technologies Group Co., Ltd.
TICKER: 300309 CUSIP: Y2383H108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE COMPANY'S PLAN TO NOT IMPLEMENT ISSUER YES FOR FOR
PROFIT DISTRIBUTION
ISSUER: Giant Manufacturing Co., Ltd.
TICKER: 9921 CUSIP: Y2708Z106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE APPLICATION OF A SUBSIDIARY OF ISSUER YES FOR FOR
THE COMPANY FOR A-SHARE INITIAL PUBLIC OFFERING AND
LISTING IN CHINA STOCK MARKETS
ISSUER: Giga Solar Materials Corp.
TICKER: 3691 CUSIP: Y270AA108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND RETURNS ON THE ZERO COUPON ISSUER YES FOR FOR
CONVERTIBLE BONDS LISTED ON THE SINGAPORE STOCK
EXCHANGE
PROPOSAL #7: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Gigabyte Technology Co., Ltd.
TICKER: 2376 CUSIP: Y2711J107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: GigaDevice Semiconductor (Beijing) Inc.
TICKER: 603986 CUSIP: ADPV41128
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT REPORT AND SUMMARY ON 2018 ISSUER NO N/A N/A
STOCK OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS TO STOCK OPTION AND PERFORMANCE
SHARE INCENTIVE PLAN
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: GigaDevice Semiconductor (Beijing), Inc.
TICKER: 603986 CUSIP: ADPV41128
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGE IN AUDITOR ISSUER NO N/A N/A
PROPOSAL #3: ELECT ZHANG QIAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: GigaDevice Semiconductor (Beijing), Inc.
TICKER: 603986 CUSIP: ADPV41128
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2.1: ELECT ZHU YIMING AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT SHU QINGMING AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT LIU YANG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT WANG ZHIWEI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.5: ELECT ZHANG QIAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.6: ELECT ZHAO YE AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZHIHUA AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG KEDONG AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT LIANG SHANGSHANG AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT GE LIANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: ELECT HU JING AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: GigaDevice Semiconductor (Beijing), Inc.
TICKER: 603986 CUSIP: Y270BL103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD OF THE MAJOR ASSSET RESTRUCTURE AND
AUTHORIZATION OF THE BOARD TO HANDLE ALL RELEVANT
MATTERS
PROPOSAL #9: APPROVE PROVISION OF INTERNAL INSURANCE ISSUER NO N/A N/A
ISSUER: Gigastorage Corp.
TICKER: 2406 CUSIP: Y2712P102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE DEFICIT COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LOANING OF COMPANY ISSUER YES FOR FOR
FUNDS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE CAPITAL REDUCTION PLAN TO OFFSET ISSUER YES FOR FOR
COMPANY LOSSES
PROPOSAL #7.1: ELECT CHEN JI MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 167, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHEN JI XING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN SU HUI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
8, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT XIE JIN YUAN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 197, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT CHEN WEN ZHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 515, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT HUANG WEN RUI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 49595, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT WANG MING LANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 2319 AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT JIAN RUI YAO WITH ID NO. ISSUER YES FOR FOR
F121753XXX (F1217XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT CHEN JUN LIANG WITH ID NO. ISSUER YES FOR FOR
G120640XX (G1206XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE THE PROHIBITION ON NEW ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
ISSUER: Gillette India Ltd.
TICKER: 507815 CUSIP: Y3958N124
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MADHUSUDAN GOPALAN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF HIM AS
MANAGING DIRECTOR
ISSUER: Gillette India Ltd.
TICKER: 507815 CUSIP: Y3958N124
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SONALI DHAWAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Gillette India Ltd.
TICKER: 507815 CUSIP: Y3958N124
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANSIDHAR SUNDERLAL MEHTA TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE GURCHARAN DAS TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Ginko International Co., Ltd.
TICKER: 8406 CUSIP: G39010106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO 2017 PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: GITI Tire Corp.
TICKER: 600182 CUSIP: Y37437103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE 2018 AUDIT FEE AND 2019 ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #9: ELECT LIN XINYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Glarun Technology Co., Ltd.
TICKER: 600562 CUSIP: Y4446U100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HU MINGCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG JIANMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WAN HAIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT PENG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XIE NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI HONGCHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XU ZHIJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GUAN YAMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU BIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIAO RONGCHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT GAO PENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Glarun Technology Co., Ltd.
TICKER: 600562 CUSIP: Y4446U100
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FRAMEWORK AGREEMENT FOR RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH CONTROLLING SHAREHOLDER
PROPOSAL #9: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND BANK LOAN SCALE
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: GlaxoSmithkline Consumer Healthcare Ltd.
TICKER: 500676 CUSIP: Y2710K105
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NAVNEET SALUJA AS MANAGING DIRECTOR
PROPOSAL #5: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: GlaxoSmithKline Consumer Healthcare Ltd.
TICKER: 500676 CUSIP: Y2710K105
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN REMUNERATION OF ISSUER YES FOR FOR
NAVNEET SALUJA AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE REVISION IN REMUNERATION OF ISSUER YES FOR FOR
VIVEK ANAND AS DIRECTOR FINANCE AND CHIEF FINANCIAL
PROPOSAL #3: APPROVE REVISION IN REMUNERATION OF ANUP ISSUER YES FOR FOR
DHINGRA AS DIRECTOR - OPERATIONS
ISSUER: GlaxoSmithKline Consumer Healthcare Ltd.
TICKER: 500676 CUSIP: Y2710K105
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN REMUNERATION OF ISSUER YES FOR FOR
NAVNEET SALUJA AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE REVISION IN REMUNERATION OF ANUP ISSUER YES FOR FOR
DHINGRA AS DIRECTOR - OPERATIONS
PROPOSAL #3: APPROVE REVISION IN REMUNERATION OF ISSUER YES FOR FOR
VIVEK ANAND AS DIRECTOR FINANCE AND CHIEF FINANCIAL
ISSUER: GlaxoSmithKline Consumer Healthcare Ltd.
TICKER: 500676 CUSIP: Y2710K105
MEETING DATE: 6/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: GlaxoSmithKline Pharmaceuticals Ltd.
TICKER: 500660 CUSIP: Y2709V112
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJU KRISHNASWAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUBESH WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PUJA THAKUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PUJA THAKUR AS WHOLE-TIME DIRECTOR AND CFO
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: GlaxoSmithKline Pharmaceuticals Ltd.
TICKER: 500660 CUSIP: Y2709V112
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CONTINUATION OF D. S. PAREKH AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #6: APPROVE CONTINUATION OF N. KAVIRATNE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Glenmark Pharmaceuticals Ltd.
TICKER: 532296 CUSIP: Y2711C144
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF THE COMPANY'S ACTIVE ISSUER YES FOR FOR
PHARMACEUTICAL INGREDIENTS (API) BUSINESS TO WHOLLY
OWNED SUBSIDIARY
ISSUER: Glenmark Pharmaceuticals Ltd.
TICKER: 532296 CUSIP: Y2711C144
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT BLANCHE SALDANHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT RAJESH DESAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE WALKER CHANDIOK & CO LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT V S MANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
V S MANI AS WHOLE-TIME DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR & GLOBAL CHIEF FINANCIAL OFFICER
PROPOSAL #9: REELECT SRIDHAR GORTHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT J. F. RIBEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT D. R. MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT BERNARD MUNOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT BRIAN W. TEMPEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Global Bio-Chem Technology Group Co. Ltd.
TICKER: GBCM.F CUSIP: G3919S105
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Global Brands Manufacture Ltd.
TICKER: 6191 CUSIP: Y1854N107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Global Cord Blood Corp.
TICKER: CO CUSIP: G39342103
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE KPMG HUAZHEN LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2.1: ELECT DIRECTOR JENNIFER J. WENG ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PING XU ISSUER YES FOR FOR
ISSUER: Global Mixed-Mode Technology, Inc.
TICKER: 8081 CUSIP: Y2717S101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Global Power Synergy PCL
TICKER: GPSC CUSIP: Y2715Q123
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES AND TENDER ISSUER YES FOR FOR
OFFER FOR THE ENTIRE SECURITIES OF GLOW ENERGY
PUBLIC COMPANY LIMITED AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ISSUANCE OF DEBENTURES AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO HANDLE ALL MATTERS IN RELATION TO
ISSUANCE OF DEBENTURES
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Global Power Synergy PCL
TICKER: GPSC CUSIP: Y2715Q123
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT IN THE ENERGY ISSUER YES FOR FOR
RECOVERY UNIT PROJECT (ERU)
PROPOSAL #7.1: ELECT WUTTIKORN STITHIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT CHAOWALEK CHAYANSUPAP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT WITTAWAT SVASTI-XUTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT KONGKRAPAN INTARAJANG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Global Telecom Holding SAE
TICKER: GTHE CUSIP: M7526D107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE DURATION OF THE ISSUER NO N/A N/A
USD 100 MILLION REVOLVING CREDIT FACILITY AGREEMENT
WITH VEON HODINGS B.V.
ISSUER: Global Telecom Holding SAE
TICKER: GTHE CUSIP: M7526D107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 17 AND 48 OF BYLAWS RE: ISSUER NO N/A N/A
CAPITAL INCREASE AND EGM
ISSUER: Global Telecom Holding SAE
TICKER: GTHE CUSIP: M7526D107
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER NO N/A N/A
PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE CHAIRMAN OR CEO TO FILL THE ISSUER NO N/A N/A
REQUIRED DOCUMENTS AND OTHER FORMALITIES
PROPOSAL #3: APPROVE INDEPENDENT ADVISOR'S REPORT ISSUER NO N/A N/A
REGARDING FAIR VALUE OF SHARES
PROPOSAL #4: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER NO N/A N/A
REFLECT CHANGES IN CAPITAL
ISSUER: Global Telecom Holding SAE
TICKER: GTHE CUSIP: M7526D107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUATION OF COMPANY ISSUER NO N/A N/A
DISREGARDING ACCUMULATED LOSSES
ISSUER: Global Telecom Holding SAE
TICKER: GTHE CUSIP: M7526D107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 7, 8, 10, 15, 17, 19, 20, ISSUER NO N/A N/A
28, 29, 38, 41, 46, 47, 50, 51 AND 61 OF BYLAWS RE:
AMENDED ARTICLES OF THE COMPANIES LAW
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 002640 CUSIP: Y7699W103
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 5 ISSUER NO N/A N/A
STOCK OPTION INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 5 ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 002640 CUSIP: Y7699W103
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FOREIGN BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #1: APPROVE FOREIGN BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO FOREIGN ISSUER NO N/A N/A
BOND ISSUANCE OF SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO FOREIGN ISSUER YES FOR FOR
BOND ISSUANCE OF SUBSIDIARY
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 002640 CUSIP: Y7699W103
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU JIADONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1: ELECT XU JIADONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT XI ZHIMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT XI ZHIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIU BIAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT LIU BIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GAO MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GAO MING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT LIU YONGCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU YONGCHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT AN XIAOHONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT AN XIAOHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SUN JUNYING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT SUN JUNYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JIA WEI AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.2: ELECT JIA WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT SU CHANGLING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SU CHANGLING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT LI YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI YONG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT ZHOU ZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHOU ZHEN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT YANG JIANXIN AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT YANG JIANXIN AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.4: ELECT LI JIE AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.4: ELECT LI JIE AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND CLASS 2 WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY AND CLASS 2 WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO CLASS 2 ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO CLASS 2 ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 2640 CUSIP: Y7699W103
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #3: APPROVE REMUNERATION OF SUPERVISORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY TO COMPANY
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY TO COMPANY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY (1)
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY (1)
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY (2)
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY (2)
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 2640 CUSIP: Y7699W103
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN GLOBALEGROW E-COMMERCE CO., LTD.
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHENZHEN GLOBALEGROW E-COMMERCE CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SHANGHAI YOUYI (U1BABY) E-COMMERCE CO., LTD
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI YOUYI (U1BABY) E-COMMERCE CO., LTD
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO HONG ISSUER YES FOR FOR
KONG GLOBALEGROW E-COMMERCE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO HONG ISSUER NO N/A N/A
KONG GLOBALEGROW E-COMMERCE CO., LTD.
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 2640 CUSIP: Y7699W103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Global Top E-Commerce Co., Ltd.
TICKER: 2640 CUSIP: Y7699W103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARES
INCENTIVE PLAN
ISSUER: Global Unichip Corp.
TICKER: 3443 CUSIP: Y2724H106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: GlobalWafers Co., Ltd.
TICKER: 6488 CUSIP: Y2722U109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT KWANG-LEEI YOUNG WITH ID NO. ISSUER YES FOR FOR
E121355XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
ISSUER: Globe Telecom, Inc.
TICKER: GLO CUSIP: Y27257149
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND MANAGEMENT ADOPTED DURING THE
PRECEDING YEAR
PROPOSAL #4.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.2: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT LANG TAO YIH, ARTHUR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.5: ELECT JOSE TEODORO K. LIMCAOCO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.6: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT ERNEST L. CU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT SAMBA NATARAJAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.9: ELECT SAW PHAIK HWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT CIRILO P. NOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT REX MA. A. MENDOZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INDEPENDENT AUDITORS AND APPROVE ISSUER YES FOR FOR
THE FIXING OF THEIR REMUNERATION
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Globe UNION Industrial Corp.
TICKER: 9934 CUSIP: Y2725R103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Glodon Co., Ltd.
TICKER: 002410 CUSIP: Y2726S100
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DRAFT AND SUMMARY OF STOCK ISSUER NO N/A N/A
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Glodon Co., Ltd.
TICKER: 002410 CUSIP: Y2726S100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Gloria Material Technology Corp.
TICKER: 5009 CUSIP: Y2726B107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU YI-QING, WITH ID NO. ISSUER YES FOR FOR
A224852XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Glorious Property Holdings Limited
TICKER: 845 CUSIP: G3940K105
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT YAN ZHI RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT HAN PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Glorious Property Holdings Ltd.
TICKER: 845 CUSIP: G3940K105
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE NEW CONSTRUCTION SERVICES ISSUER YES FOR FOR
AGREEMENT, THE REDUCED ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: Glow Energy Public Co., Ltd.
TICKER: GLOW CUSIP: Y27290124
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME, LEGAL ISSUER YES FOR FOR
RESERVE AND DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SAOWANEE KAMOLBUTR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT BORWORNSAK UWANNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PAYUNGSAK CHARTSUTIPOL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT PATAREEYA BENJAPOLCHAI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.5: ELECT CHAWALIT TIPPAWANICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.6: ELECT SOMKIAT MASUNTHASUWAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION AND MEETING ISSUER YES FOR FOR
ALLOWANCE OF DIRECTORS AND COMMITTEES
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: GMexico Transportes SAB de CV
TICKER: GMXT CUSIP: P4R1BE119
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE REPORTS AND OPINION REFERRED ISSUER YES FOR FOR
TO IN ARTICLE 28-IV OF SECURITIES MARKET LAW
PROPOSAL #1.b: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING INFORMATION AND CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.c: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.d: APPROVE REPORT ON COMPLIANCE WITH ISSUER YES FOR FOR
FISCAL OBLIGATIONS
PROPOSAL #1.e: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.a: APPROVE DISCHARGE OF BOARD AND CEO ISSUER YES FOR FOR
PROPOSAL #2.b: ELECT OR RATIFY MEMBERS OF BOARD, ISSUER YES AGAINST AGAINST
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEE,
COMMITTEE MEMBERS, CEO AND SECRETARY
PROPOSAL #2.c: APPROVE THEIR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #3.a: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #3.b: APPROVE REPORT ON POLICIES OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: GMR Infrastructure Limited
TICKER: 532754 CUSIP: Y2730E121
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF MINORITY EQUITY ISSUER YES FOR FOR
STAKE IN GMR AIRPORTS LIMITED
ISSUER: GMR Infrastructure Ltd.
TICKER: 532754 CUSIP: Y2730E121
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT SRINIVAS BOMMIDALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT VIKAS DEEP GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CONTINUATION OF R.S.S.L.N. ISSUER YES AGAINST AGAINST
BHASKARUDU AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE CONTINUATION OF N.C. ISSUER YES AGAINST AGAINST
SARABESWARAN AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE CONTINUATION OF S. RAJAGOPAL AS ISSUER YES AGAINST AGAINST
NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF OPTIONALLY ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES
ISSUER: Godrej Consumer Products Ltd.
TICKER: GODREJCP CUSIP: Y2732X135
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VIVEK GAMBHIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT TANYA DUBASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE B S R & CO, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT PIPPA TUBMAN ARMERDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Godrej Consumer Products Ltd.
TICKER: 532424 CUSIP: Y2732X135
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Godrej Consumer Products Ltd.
TICKER: 532424 CUSIP: Y2732X135
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ADI GODREJ AS WHOLE-TIME DIRECTOR DESIGNATED AS
CHAIRMAN EMERITUS
PROPOSAL #2: ELECT SUMEET NARANG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Godrej Industries Limited
TICKER: 500164 CUSIP: Y2733G164
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE/ TRANSFER/ DISPOSAL/ ISSUER YES FOR FOR
DIVESTMENT OF EQUITY SHARES HELD IN NATURES BASKET
LIMITED
ISSUER: Godrej Industries Ltd.
TICKER: 500164 CUSIP: Y2733G164
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Godrej Industries Ltd.
TICKER: 500164 CUSIP: Y2733G164
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. M. CRISHNA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT N. S. NABAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF T. A. DUBASH AS WHOLE-TIME DIRECTOR, DESIGNATED AS
EXECUTIVE DIRECTOR AND CHIEF BRAND OFFICER
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF N. S. NABAR AS WHOLE-TIME DIRECTOR, DESIGNATED AS
EXECUTIVE DIRECTOR AND PRESIDENT (CHEMICALS)
PROPOSAL #8: APPROVE CHARITABLE DONATIONS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Godrej Industries Ltd.
TICKER: 500164 CUSIP: Y2733G164
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A. B. GODREJ TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE, NON-INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE S. A. AHMADULLAH TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE A. B. CHOUDHURY TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE K. K. DASTUR TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE A. D. COOPER TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE WAIVER OF EXCESS REMUNERATION ISSUER YES AGAINST AGAINST
PAID TO TANYA DUBASH AS WHOLE TIME DIRECTOR
PROPOSAL #7: APPROVE WAIVER OF EXCESS REMUNERATION ISSUER YES AGAINST AGAINST
PAID TO NITIN NABAR AS WHOLE TIME DIRECTOR
ISSUER: Godrej Properties Limited
TICKER: 533150 CUSIP: Y2735G139
MEETING DATE: 6/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: REELECT KEKI B. DADISETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRANAY VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT LALITA D. GUPTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT AMITAVA MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Godrej Properties Ltd.
TICKER: GODREJPROP CUSIP: Y2735G139
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELET NADIR B. GODREJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF PIROJSHA GODREJ AS EXECUTIVE CHAIRMAN
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF MOHIT MALHOTRA AS MANAGING DIRECTOR & CHIEF
EXECUTIVE OFFICER
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Godrej Properties Ltd.
TICKER: 533150 CUSIP: Y2735G139
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOANS, GUARANTEES, SECURITIES, ISSUER YES AGAINST AGAINST
AND INVESTMENTS TO ANY OTHER PERSON OR SUBSIDIARY
COMPANIES/ASSOCIATE COMPANY OR LIMITED LIABILITY
PARTNERSHIP/BODY CORPORATES
ISSUER: GoerTek Inc.
TICKER: 2241 CUSIP: Y27360109
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE INCREASE IN FOREIGN EXCHANGE ISSUER YES FOR FOR
DERIVATIVES TRANSACTIONS
ISSUER: GoerTek Inc.
TICKER: 2241 CUSIP: Y27360109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FOREIGN LOANS OF HONG KONG SUBSIDIARY
ISSUER: GoHigh Data Networks Technology Co., Ltd.
TICKER: 000851 CUSIP: Y2945N106
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO CREDIT ISSUER YES FOR FOR
LINE OF SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF MORTGAGE GUARANTEE ISSUER YES FOR FOR
TO PROPERTY BUYERS
ISSUER: GoHigh Data Networks Technology Co., Ltd.
TICKER: 000851 CUSIP: Y2945N106
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION OF SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
BY COMPANY AND SUBSIDIARIES
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 000851 CUSIP: Y2945N106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN FROM DATANG TELECOM ISSUER YES FOR FOR
TECHNOLOGY INDUSTRY HOLDINGS CO., LTD.
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMMERCIAL CREDIT LINE APPLICATION OF SUBSIDIARY
PROPOSAL #4: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #4.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #4.7: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #4.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
RULES
PROPOSAL #4.9: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #4.11: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE FOR QUALIFIED INVESTOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 000851 CUSIP: Y2945N106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER COMPANY
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Gohigh Data Networks Technology Co., Ltd.
TICKER: 851 CUSIP: Y2945N106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF LOAN FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: GOL Linhas Aereas Inteligentes SA
TICKER: GOLL4 CUSIP: P491AF117
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Gold Circuit Electronics Ltd.
TICKER: 2368 CUSIP: Y27431108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Gold Fields Ltd.
TICKER: GFI CUSIP: S31755101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.1: ELECT PHUTI MAHANYELE-DABENGWA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: RE-ELECT PAUL SCHMIDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT ALHASSAN ANDANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT PETER BACCHUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT CARMEN LETTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT YUNUS SULEMAN AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT ALHASSAN ANDANI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT PETER BACCHUS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT RICHARD MENELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Goldcard Smart Group Co., Ltd.
TICKER: 300349 CUSIP: Y9896F107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
SHORT-TERM LOW RISK FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Goldenmax International Technology Ltd.
TICKER: 2636 CUSIP: Y2751A107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION AND NO ISSUER NO N/A N/A
CONVERSION OF CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #9: APPROVE BILL POOL BUSINESS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE USE OF OWN FUNDS FOR SECURITIES ISSUER NO N/A N/A
INVESTMENT
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER NO N/A N/A
CASH MANAGEMENT
ISSUER: Goldsun Building Materials Co., Ltd.
TICKER: 2504 CUSIP: Y50552101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT LIN, SHIAW-SHINN, REPRESENTATIVE ISSUER YES FOR FOR
OF TAIWAN SECOM CO., LTD., WITH SHAREHOLDER NO.
19436 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT HSU, LAN-YING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 30118 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT LIN, MING-SHENG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 187501 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT LIN, HOUNG-JUN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF SHANG CHING INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 166623 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT WANG, CHUANG-YEN WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 146441 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT LIN, TAI-HUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 164727 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT CHANG, SHIH-CHUNG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 4472 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT LIAO, PEH-HSEE WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 162 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT LIN, YU-FANG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 387858 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.10: ELECT TSENG, WEN-CHE WITH ID NO. ISSUER YES FOR FOR
S100450XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.11: ELECT CHAN, YIN-WEN WITH ID NO. ISSUER YES FOR FOR
B120678XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.12: ELECT HUNG, CHI-TEI WITH ID NO. ISSUER YES FOR FOR
N121195XXX AS INDEPENDENT DIRECTOR
ISSUER: GOME Retail Holdings Ltd.
TICKER: 493 CUSIP: G3978C124
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: GOME Retail Holdings Ltd.
TICKER: 493 CUSIP: G3978C124
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE 2019 MASTER MERCHANDISE ISSUER YES FOR FOR
PURCHASE AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE THE 2019 MASTER MERCHANDISE ISSUER YES FOR FOR
SUPPLY AGREEMENT, ANNUAL CAPS AND RELATED
ISSUER: GOME Retail Holdings Ltd.
TICKER: 493 CUSIP: G3978C124
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT ZHANG DA ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU SING WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU HONG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Gosun Holding Co., Ltd.
TICKER: 000971 CUSIP: Y3746U109
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Gosun Holding Co., Ltd.
TICKER: 000971 CUSIP: Y3746U109
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
BEIJING HUASHENG COMMUNICATION TECHNOLOGY CO., LTD.
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
SHANGHAI YINGYUE NETWORK TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE COMPANY'S UNRECOVERED LOSSES TO ISSUER YES FOR FOR
REACH ONE-THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
PROPOSAL #10: ELECT GUO LI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Gosuncn technology group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT HAVE
NOT YET BEEN UNLOCKED
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Gosuncn technology group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF PHASE 1 STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE STOCK OPTION INCENTIVE
PROPOSAL #4: APPROVE DRAFT OF PHASE 3 EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #7: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #7.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #7.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE SHARE REPURCHASE SIZE ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE MINIMUM AMOUNT OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #7.9: APPROVE PURPOSE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE
ISSUER: Gosuncn technology group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROFESSIONAL COMMITTEE
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Gosuncn Technology Group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GU YONGCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Gosuncn Technology Group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Gosuncn Technology Group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FAN XIAOBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Gosuncn Technology Group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Gosuncn Technology Group Co., Ltd.
TICKER: 300098 CUSIP: Y2924U105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 REMUNERATION AND ALLOWANCE ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8.1: APPROVE REMUNERATION OF CHAIRMAN LIU ISSUER YES FOR FOR
SHUANGGUANG
PROPOSAL #8.2: APPROVE REMUNERATION OF DIRECTOR HOU ISSUER YES FOR FOR
YUQING
PROPOSAL #8.3: APPROVE REMUNERATION OF DIRECTOR JIA ISSUER YES FOR FOR
YOUYAO
PROPOSAL #8.4: APPROVE REMUNERATION OF DIRECTOR FANG ISSUER YES FOR FOR
YINGJIE
PROPOSAL #8.5: APPROVE REMUNERATION OF DIRECTOR FAN ISSUER YES FOR FOR
XIAOBING
PROPOSAL #8.6: APPROVE REMUNERATION OF DIRECTOR GU ISSUER YES FOR FOR
YONGCHENG
PROPOSAL #8.7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR NIU YANPING
PROPOSAL #8.8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR MAO ZHENFU
PROPOSAL #8.9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR YE WEIMING
PROPOSAL #9: APPROVE 2019 REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE REMUNERATION OF CHAIRMAN JIANG ISSUER YES FOR FOR
TAO
PROPOSAL #9.2: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES FOR FOR
CHENG JING
PROPOSAL #9.3: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES FOR FOR
YANG HAIBIN
PROPOSAL #10: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE USE OF REMAINING RAISED FUNDS SHAREHOLDER YES FOR FOR
FROM 2017 INVESTMENT PROJECT TO REPLENISH WORKING
CAPITAL
PROPOSAL #14: APPROVE CHANGES IN USAGE AND SHAREHOLDER YES FOR FOR
IMPLEMENTATION SUBJECT OF RAISED FUNDS
PROPOSAL #15: APPROVE USE OF 2015 REMAINING RAISED SHAREHOLDER YES FOR FOR
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Gourmet Master Co. Ltd.
TICKER: 2723 CUSIP: G4002A100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT WU, CHENG-HSUEH, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 0000001 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT LEE, TING-CHUNG, WITH ID NO. ISSUER YES FOR FOR
H101940XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT KUO MING HUA, A REPRESENTATIVE ISSUER YES FOR FOR
OF HENDERSON I YIELD GROWTH LIMITED, WITH SHAREHOLDER
NO. 0000024, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHANG, CHIEH-WEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF INFINITY EMERGING MARKETS LIMITED,
WITH SHAREHOLDER NO. 0000025 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.5: ELECT YU, MIN-THE, WITH ID NO. ISSUER YES FOR FOR
R122410XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT LEE, SU-YING, WITH ID NO. ISSUER YES FOR FOR
B220141XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHI, ZI-YI, WITH ID NO. ISSUER YES FOR FOR
A127532XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: GR Sarantis SA
TICKER: SAR CUSIP: X7583P132
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #5: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Grand Baoxin Auto Group Limited
TICKER: 1293 CUSIP: G4134L107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LI JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WANG XINMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT QI JUNJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LU AO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT XU XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT LIU YANGFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Grand Industrial Holding Co., Ltd.
TICKER: 000626 CUSIP: Y52793109
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PERFORMANCE COMMITMENT ISSUER YES FOR FOR
UNREALIZED COMPENSATION IMPLEMENTATION PLAN (REVISED
DRAFT) IN CONNECTION TO MAJOR ASSET RESTRUCTURING AND
RELATED PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE
REPURCHASE, CANCELLATION, CAPITAL REDUCTION AND
ISSUER: Grand Industrial Holding Co., Ltd.
TICKER: 626 CUSIP: Y52793109
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE BY CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Grand Industrial Holding Co., Ltd.
TICKER: 000626 CUSIP: Y52793109
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY WHOLLY-
OWNED SUBSIDIARY GRAND PROPERTIES GROUP CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY WHOLLY-
OWNED SUBSIDIARY NINGBO GRAND INTERNATIONAL TRADE
CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY GRAND PETROCHEMICAL CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY WHOLLY-
OWNED SUBSIDIARY ZHEJIANG XINJING IMPORT AND EXPORT
CO., LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY GRAND ENERGY CHEMICALS CO.,
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY GRAND WATER RESOURCES CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY GRAND RUBBER CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
CONTROLLED SUBSIDIARY GUANGDONG BAILIYUAN CHEMICAL
PROPOSAL #9: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Grand Industrial Holding Co., Ltd.
TICKER: 626 CUSIP: Y52793109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY GRAND PROPERTY GROUP CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY GRAND ENERGY CHEMICALS CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY ZHEJIANG XINJING IMPORT AND EXPORT CO.,
PROPOSAL #4: APPROVE 2019 CONTINUED DEVELOPMENT OF ISSUER YES FOR FOR
FINANCIAL DERIVATIVES BUSINESS BY SUBSIDIARY
ISSUER: Grand Industrial Holding Co., Ltd.
TICKER: 626 CUSIP: Y52793109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE TO ADJUST THE SHAREHOLDING ISSUER YES FOR FOR
STRUCTURE OF SUBSIDIARY AND FULFILLMENT OF CAPITAL
CONTRIBUTION OBLIGATIONS
PROPOSAL #9: APPROVE INVESTMENT IN LOW-RISK FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE SUBSIDIARY INVESTMENT STOCK ISSUER YES FOR FOR
INDEX FUND
ISSUER: Grand Pacific Petrochemical Corp.
TICKER: 1312 CUSIP: Y2846G101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Grandblue Environment Co., Ltd.
TICKER: 600323 CUSIP: Y6204L107
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN MENGJIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Grandblue Environment Co., Ltd.
TICKER: 600323 CUSIP: Y6204L107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION OF THE BOARD ON CONVERTIBLE
BOND ISSUANCE
ISSUER: Grape King Bio Ltd.
TICKER: 1707 CUSIP: Y2850Y105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Graphite India Limited
TICKER: 509488 CUSIP: Y2851J149
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT K. K. BANGUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION BY WAY OF ISSUER YES AGAINST AGAINST
COMMISSION TO NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS ON PRIVATE PLACEMENT BASIS
ISSUER: Graphite India Ltd.
TICKER: 509488 CUSIP: Y2851J149
MEETING DATE: 3/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT P K KHAITAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE J D CURRAVALA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE NON-INDEPENDENT DIRECTOR
ISSUER: Grasim Industries Ltd.
TICKER: 500300 CUSIP: Y2851U102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHAILENDRA K. JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE S R B C & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE MODIFICATION OF RESOLUTION NO. 6 ISSUER YES AGAINST AGAINST
PASSED AT THE 69TH ANNUAL GENERAL MEETING FOR THE
APPOINTMENT AND REMUNERATION OF B S R & CO. LLP,
CHARTERED ACCOUNTANTS AS THE JOINT STATUTORY AUDITORS
PROPOSAL #8: APPROVE MODIFICATION OF RESOLUTION NO. 5 ISSUER YES AGAINST AGAINST
PASSED AT THE 70TH ANNUAL GENERAL MEETING FOR THE
APPOINTMENT AND REMUNERATION OF S R B C & CO., LLP,
CHARTERED ACCOUNTANTS AS THE JOINT STATUTORY AUDITORS
PROPOSAL #9: ELECT USHA SANGWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT HIMANSHU KAPANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ANITA RAMACHANDRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE M. L. APTE TO CONTINUE OFFICE ISSUER YES AGAINST AGAINST
AS INDEPENDENT DIRECTOR
PROPOSAL #13: APPROVE B. V. BHARGAVA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #14: APPROVE O. P. RUNGTA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #15: APPROVE SHAILENDRA K. JAIN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE DIRECTOR
PROPOSAL #16: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE GRASIM INDUSTRIES LIMITED ISSUER YES AGAINST AGAINST
EMPLOYEE STOCK OPTION SCHEME 2018 AND GRANT OF
OPTIONS TO THE EMPLOYEES OF THE COMPANY AND ITS
SUBSIDIARIES UNDER THE SCHEME
PROPOSAL #18: APPROVE EXTENSION OF BENEFITS OF GRASIM ISSUER YES AGAINST AGAINST
INDUSTRIES LIMITED EMPLOYEE STOCK OPTION SCHEME 2018
TO PERMANENT EMPLOYEES OF ANY PRESENT AND FUTURE
SUBSIDIARY COMPANIES
PROPOSAL #19: APPROVE TRUST ROUTE AND ACQUISITION OF ISSUER YES AGAINST AGAINST
SECONDARY SHARES THROUGH THE TRUST FOR THE
IMPLEMENTATION OF GRASIM INDUSTRIES LIMITED EMPLOYEE
STOCK OPTION SCHEME 2018
ISSUER: Great Chinasoft Technology Co Ltd
TICKER: 002453 CUSIP: Y83166101
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Great Chinasoft Technology Co., Ltd.
TICKER: 002453 CUSIP: Y83166101
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT OF SUBSIDIARY
ISSUER: Great Chinasoft Technology Co., Ltd.
TICKER: 002453 CUSIP: Y83166101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF EQUITY TRANSFER ISSUER YES FOR FOR
OF SUBSIDIARY
ISSUER: Great Chinasoft Technology Co., Ltd.
TICKER: 2453 CUSIP: Y83166101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT AND FINANCIAL MANAGEMENT
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN FUNDS FOR VENTURE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.1: ELECT WANG GENGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT SHEN MINGHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT HU NONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT WANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHAO XIBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT DING JIANCHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT LI DEFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT CHEN JINGYAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT CHEN JUNBO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Great Eastern Shipping Co. Ltd.
TICKER: 500620 CUSIP: Y2857Q154
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES AGAINST AGAINST
BHARAT K. SHETH AS DEPUTY CHAIRMAN & MANAGING
PROPOSAL #2: APPROVE PAYMENT OF REMUNERATION TO G. ISSUER YES AGAINST AGAINST
SHIVAKUMAR AS EXECUTIVE DIRECTOR
PROPOSAL #3: APPROVE PAYMENT OF REMUNERATION TO TAPAS ISSUER YES AGAINST AGAINST
ICOT AS EXECUTIVE DIRECTOR
PROPOSAL #4: APPROVE REAPPOINTMENT OF TAPAS ICOT AS ISSUER YES FOR FOR
WHOLETIME DIRECTOR DESIGNATED AS EXECUTIVE DIRECTOR
ISSUER: Great Wall Enterprise Co., Ltd.
TICKER: 1210 CUSIP: Y2866P106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #6.1: ELECT HAN CHIA-YU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 14320, REPRESENTATIVE OF FUJU INVESTMENT CO.,
LTD., AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT HAN CHIA-CHEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 14320, REPRESENTATIVE OF FUJU INVESTMENT CO.,
LTD., AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT HAN CHIA-YIN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 14320, REPRESENTATIVE OF FUJU INVESTMENT CO.,
LTD., AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT REPRESENTATIVE OF LIEN HWA ISSUER YES AGAINST AGAINST
INDUSTRIAL CORPORATION, WITH SHAREHOLDER NO.148, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT REPRESENTATIVE OF CIAO TAI SING ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 153668, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT WANG TZU-LIN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 49, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT TSENG PING-JUNG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 104351, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT TAO CHUAN-CHENG, WITH ID NO. ISSUER YES AGAINST AGAINST
A102800XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT TING YU-SHAN, WITH ID NO. ISSUER YES FOR FOR
D100167XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.1: ELECT WEI CHIEN-MING, WITH ID NO. ISSUER YES FOR FOR
A132128XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PLAN FOR ISSUANCE OF THE ISSUER YES FOR FOR
SUPER SHORT-TERM COMMERCIAL PAPERS AND RELATED
TRANSACTIONS
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ORDINARY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS FOR 2019-2021
PROPOSAL #2: APPROVE FRAMEWORK AGREEMENT REGARDING ISSUER YES FOR FOR
THE PURCHASE OF PRODUCTS AND PROPOSED ANNUAL CAPS
PROPOSAL #3: APPROVE FRAMEWORK AGREEMENT REGARDING ISSUER YES FOR FOR
THE SALES OF PRODUCTS AND PROPOSED ANNUAL CAPS
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE OPERATING STRATEGIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS EXTERNAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: ELECT LIU QIAN AS SUPERVISOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Great Wall Motor Co., Ltd.
TICKER: 2333 CUSIP: Y2882P106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Greatek Electronics, Inc.
TICKER: 2441 CUSIP: Y2858G106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: Greatoo Intelligent Equipment, Inc.
TICKER: 2031 CUSIP: Y2925C104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
PROJECT AND USE REMAINING FUNDS TO REPLENISH WORKING
CAPITAL
ISSUER: Greatoo Intelligent Equipment, Inc.
TICKER: 002031 CUSIP: Y2925C112
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF WU CHAOZHONG ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION OF ZHENG XUXU ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE REMUNERATION OF LI LIXUAN ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE REMUNERATION OF LIN RUIBO ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE REMUNERATION OF WU HAO ISSUER YES FOR FOR
PROPOSAL #8.6: APPROVE REMUNERATION OF YANG YUJUN ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE REMUNERATION OF ZHANG XIANMIN ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE REMUNERATION OF YANG MINLAN ISSUER YES FOR FOR
PROPOSAL #8.9: APPROVE REMUNERATION OF HUANG JIAYAO ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADDITION OF BUSINESS PLACE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Greattown Holdings Ltd.
TICKER: 900940 CUSIP: Y7697S104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF EQUITY AS WELL AS SIGNING
OF EQUITY TRANSFER AGREMEENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #5: APPROVE PUBLIC ISSUANCE OF CORPORATE SHAREHOLDER YES FOR FOR
BONDS
PROPOSAL #5.1: APPROVE PAR VALUE AND ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: APPROVE BOND TYPE AND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: APPROVE ISSUANCE METHOD AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #5.4: APPROVE BOND INTEREST RATE AND ITS SHAREHOLDER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #5.5: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #5.6: APPROVE CREDITWORTHINESS ENHANCEMENT SHAREHOLDER YES FOR FOR
MECHANISM
PROPOSAL #5.7: APPROVE LISTING ARRANGEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #5.8: APPROVE SAFEGUARD MEASURES FOR DEBT SHAREHOLDER YES FOR FOR
REPAYMENT
PROPOSAL #5.9: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S PLAN FOR PUBLIC SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
PRIVATE ISSUANCE OF CORPORATE BONDS
PROPOSAL #9: APPROVE PRIVATE ISSUANCE OF CORPORATE SHAREHOLDER YES FOR FOR
BONDS
PROPOSAL #9.1: APPROVE PAR VALUE AND ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: APPROVE BOND TYPE AND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: APPROVE ISSUANCE METHOD AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #9.4: APPROVE BOND INTEREST RATE AND ITS SHAREHOLDER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #9.5: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #9.6: APPROVE CREDITWORTHINESS ENHANCEMENT SHAREHOLDER YES FOR FOR
MECHANISM
PROPOSAL #9.7: APPROVE LISTING ARRANGEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #9.8: APPROVE SAFEGUARD MEASURES FOR DEBT SHAREHOLDER YES FOR FOR
REPAYMENT
PROPOSAL #9.9: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S PLAN FOR PRIVATE SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO PRIVATE ISSUANCE OF
CORPORATE BONDS
ISSUER: Greattown Holdings Ltd.
TICKER: 900940 CUSIP: Y7697S104
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED SECURITIES BUSINESS ISSUER YES FOR FOR
PLAN
ISSUER: Greattown Holdings Ltd.
TICKER: 600094 CUSIP: Y7697S104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN LOW-RISK SHORT- ISSUER YES FOR FOR
TERM FINANCIAL PRODUCTS BY THE COMPANY OR CONTROLLED
SUBSIDIARY
PROPOSAL #9: APPROVE 2019 SECURITIES INVESTMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Greatview Aseptic Packaging Company Limited
TICKER: 468 CUSIP: G40769104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT BI HUA, JEFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CHANG FUQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT HONG GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ZHU JIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Gree Electric Appliances, Inc. of Zhuhai
TICKER: 651 CUSIP: Y2882R102
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT DONG MINGZHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HUANG HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG JINGDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHANG JUNDU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT GUO SHUZHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU SHUWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XING ZIWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WANG XIAOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LI XUPENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT DUAN XIUFENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Gree Electric Appliances, Inc. of Zhuhai
TICKER: 000651 CUSIP: Y2882R102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
OF SHANGHAI HAILI (GROUP) CO., LTD.
PROPOSAL #10: APPROVE SPECIAL REPORT ON FOREIGN ISSUER YES FOR FOR
EXCHANGE TRADING BUSINESS
PROPOSAL #11: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE TERMINATION OF REMAINING STOCK SHAREHOLDER YES FOR FOR
OPTION PLAN
PROPOSAL #14: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
TRADEMARK RIGHTS TRANSFER AGREEMENT AND RELATED-PARTY
TRANSACTION
ISSUER: Gree Real Estate Co., Ltd.
TICKER: 600185 CUSIP: Y9722B106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES AGAINST AGAINST
INVESTMENTS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION (APPROVED ISSUER YES AGAINST AGAINST
AT THE 48TH MEETING OF THE 6TH BOARD OF DIRECTORS)
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION (APPROVED ISSUER YES FOR FOR
AT THE 51ST MEETING OF THE 6TH BOARD OF DIRECTORS)
ISSUER: Gree Real Estate Co., Ltd.
TICKER: 600185 CUSIP: Y9722B106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE APPLICATION OF NEW LOANS AND ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #5: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE LOAN APPLICATION FROM RELATED ISSUER YES FOR FOR
PARTIES
ISSUER: Gree Real Estate Co., Ltd.
TICKER: 600185 CUSIP: Y9722B106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AUTHORIZATION ON EXTERNAL ISSUER YES AGAINST AGAINST
INVESTMENT
PROPOSAL #9: APPROVE AUTHORIZATION ON LAND ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #10: APPROVE AUTHORIZATION ON ISSUANCE OF ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
PROPOSAL #11: APPROVE ASSET DISPOSAL AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #13: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #14: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DRAFT AND SUMMARY ON FOURTH ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #16: APPROVE MANAGEMENT METHOD OF FOURTH ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO FOURTH PHASE EMPLOYEE
SHARE PURCHASE PLAN
PROPOSAL #18: APPROVE DRAFT AND SUMMARY ON FIFTH ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #19: APPROVE MANAGEMENT METHOD OF FIFTH ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO FIFTH PHASE EMPLOYEE
SHARE PURCHASE PLAN
ISSUER: Greek Organisation of Football Prognostics SA
TICKER: OPAP CUSIP: X3232T104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SCRIP DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE CAPITAL INCREASE WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #5: APPROVE PROFIT SHARING TO EXECUTIVE ISSUER YES FOR FOR
MANAGEMENT AND KEY MANAGEMENT PERSONNEL
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION FOR 2018 ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: PRE-APPROVE DIRECTOR REMUNERATION FOR ISSUER YES FOR FOR
2019
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #12.1: APPROVE EXTENSION OF TRADEMARK ISSUER YES FOR FOR
LICENSE AGREEMENT BETWEEN THE COMPANY AND HELLENIC
PROPOSAL #12.2: APPROVE SOFTWARE SYSTEM CONSTRUCTION ISSUER YES FOR FOR
AGREEMENT BETWEEN THE COMPANY AND NEUROSOFT SA
PROPOSAL #12.3: APPROVE SECOND AMENDMENT OF SERVICE ISSUER YES FOR FOR
AGREEMENT BETWEEN THE COMPANY AND HORSE RACES SA
PROPOSAL #12.4: APPROVE FRAME AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND AEGEAN OIL SA
PROPOSAL #12.5: APPROVE FRAME AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND NEUROSOFT SA
PROPOSAL #12.6: APPROVE EXTENSION OF AMENDMENT FOR ISSUER YES FOR FOR
THE AGREEMENT BETWEEN THE COMPANY AND NEUROSOFT SA
PROPOSAL #12.7: APPROVE SECOND AMENDMENT OF THE FRAME ISSUER YES FOR FOR
SERVICES AGREEMENT BETWEEN THE COMPANY AND NEUROSOFT
PROPOSAL #12.8: APPROVE THIRTY AGREEMENTS BETWEEN THE ISSUER YES FOR FOR
COMPANY, OPAP SERVICES SA, AND THIRTY DIFFERENT OPAP
AGENTS
PROPOSAL #12.9: APPROVE CORPORATE GUARANTEE IN FAVOR ISSUER YES FOR FOR
OF HELLENIC LOTTERIES SA
PROPOSAL #12.1: APPROVE CORPORATE GUARANTEE IN FAVOR ISSUER YES FOR FOR
OF HELLENIC LOTTERIES SA FOR THE AMENDMENT OF BOND
LOAN WITH ALPHA BANK SA
PROPOSAL #12.11: APPROVE SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
BETWEEN THE COMPANY AND HELLENIC LOTTERIES SA
PROPOSAL #12.12: APPROVE SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
BETWEEN THE COMPANY AND TORA DIRECT SA
PROPOSAL #12.13: APPROVE SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
BETWEEN THE COMPANY AND HORSE RACES SA
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Green Energy Technology, Inc.
TICKER: GETA CUSIP: Y28869108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES AGAINST AGAINST
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.2: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.3: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT SUPERVISOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT SUPERVISOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Greenland Holdings Corp. Ltd.
TICKER: 600606 CUSIP: Y2883S109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT AMOUNT OF THE ISSUER YES AGAINST AGAINST
COMPANY'S 2019 REAL ESTATE RESERVES
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
ZHONGMIN BUND REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Greenland Holdings Corp. Ltd.
TICKER: 600606 CUSIP: Y7686C102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUANGZHOU HUIBANG REAL ESTATE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
NINGBO JINGDU REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FOSHAN CAIGUAN REAL ESTATE CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
TIANJIN SANJIAN CONSTRUCTION ENGINEERING CO., LTD.
PROPOSAL #6.1: ELECT ZHANG YULIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT ZHANG YUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT SUN TONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT XU SUNQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT HE QIJU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT YE HUACHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: ELECT QUAN ZHUOWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT CHEN XIAOMAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT ZHENG CHENGLIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT HUA MIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.4: ELECT LU BOQING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT XU LINGLING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT WANG AIMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Greenland Holdings Corp. Ltd.
TICKER: 600606 CUSIP: Y7686C102
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTENDING THE
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Greenland Hong Kong Holdings Limited
TICKER: 337 CUSIP: G4587S104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIANCHI 1-1 CONTRACTOR AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIANCHI 1-3 CONTRACTOR AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIANCHI 1-4 CONTRACTOR AGREEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CENTRAL PARK CONTRACTOR ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE SCHOOL CONTRACTOR AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COLLEGE TOWN CONTRACTOR ISSUER YES FOR FOR
AGREEMENT
ISSUER: Greenland Hong Kong Holdings Ltd.
TICKER: 337 CUSIP: G4587S104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE HAIKOU CONTRACTOR AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE HAIKOU (SURVEYING, DESIGN & ISSUER YES FOR FOR
CONSTRUCTION) CONTRACTOR AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE THE DIANCHI CONTRACTOR AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE XUZHOU CONTRACTOR AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #5: APPROVE THE ZHAOQING CONTRACTOR ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
ISSUER: Greenland Hong Kong Holdings Ltd.
TICKER: 337 CUSIP: G4587S104
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SHARE TRANSFER AGREEMENT FOR ISSUER YES FOR FOR
THE DISPOSAL OF NANCHANG SHENYANG AND RELATED
TRANSACTIONS
ISSUER: Greenland Hong Kong Holdings Ltd.
TICKER: 337 CUSIP: G4587S104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT CHEN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT HOU GUANGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT WANG XULING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Greentown China Holdings Limited
TICKER: 3900 CUSIP: G4100M105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT ZHANG YADONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT JIA SHENGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT KE HUANZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT SZE TSAI PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT HUI WAN FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Greentown Service Group Co. Ltd.
TICKER: 2869 CUSIP: G41012108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU ZHIHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT POON CHIU KWOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Grendene SA
TICKER: GRND3 CUSIP: P49516100
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: GRG Banking Equipment Co., Ltd.
TICKER: 2152 CUSIP: Y2889S103
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: GRG Banking Equipment Co., Ltd.
TICKER: 002152 CUSIP: Y2889S103
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR AUCTION OF GUANGDONG ISSUER YES FOR FOR
MEIDIAN BEIER TECHNOLOGY GROUP CO., LTD. AS WELL AS
CHANGE IN PERFORMANCE COMMITMENT
ISSUER: GRG Banking Equipment Co., Ltd.
TICKER: 2152 CUSIP: Y2889S103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Grindrod Ltd.
TICKER: GND CUSIP: S3302L128
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1.1: RE-ELECT NKULULEKO SOWAZI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1.2: RE-ELECT PIETER UYS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1.3: RE-ELECT SANDILE ZUNGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT XOLANI MBAMBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT GRANT GELINK AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4.1: ELECT ZOLA MALINGA AS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.4.2: RE-ELECT RAYMOND NDLOVU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.5.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.5.2: REAPPOINT KIM PEDDIE AS DESIGNATED ISSUER YES FOR FOR
AUDIT PARTNER
PROPOSAL #2.6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #2.7: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #3.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3.3: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3.4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
ISSUER: Grindrod Shipping Holdings Ltd.
TICKER: GSH CUSIP: Y28895103
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Grindrod Shipping Holdings Ltd.
TICKER: GSH CUSIP: Y28895103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: ELECT CATO BRAHDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT QUAH BAN HUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JOHN HERHOLDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PETRUS (PIETER) UYS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MICHAEL HANKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN DIRECTORS' FEES FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2018
PROPOSAL #8: APPROVE DIRECTORS' FEES FINANCIAL YEAR ISSUER YES FOR FOR
ENDING DECEMBER 31, 2019
PROPOSAL #9: APPROVE DELOITTE & TOUCHE LLP AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE GRINDROD SHIPPING HOLDINGS LTD.
2018 FORFEITABLE SHARE PLAN
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Grinm Advanced Materials Co., Ltd.
TICKER: 600206 CUSIP: Y2889R105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU XIANQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT LIU XIANQING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Grinm Advanced Materials Co., Ltd.
TICKER: 600206 CUSIP: Y2889R105
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT XIA PENG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Grinm Advanced Materials Co., Ltd.
TICKER: 600206 CUSIP: Y2889R105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTIONS AND 2019 DAILY RELATED PARTY
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2019 DAILY RELATED PARTY
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Grivalia Properties Real Estate Investment Co.
TICKER: GRIV CUSIP: X3260A100
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL VIA SHARE CANCELLATION
PROPOSAL #2: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL VIA DECREASE OF PAR VALUE
PROPOSAL #3: APPROVE PROFIT SHARING TO DIRECTORS AND ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Grivalia Properties Real Estate Investment Co.
TICKER: GRIV CUSIP: X3260A100
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION INTO ISSUER YES FOR FOR
EUROBANK ERGASIAS SA
ISSUER: Ground Food Tech Co., Ltd.
TICKER: 600882 CUSIP: Y7678G103
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES WHICH HAVE BEEN GRANTED
BUT NOT YET UNLOCKED
PROPOSAL #3: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Ground Food Tech Co., Ltd.
TICKER: 600882 CUSIP: Y7678G103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHAI XIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT REN SONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT BAI LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHU CHENGFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZOU YOUWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CUI MINHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SU BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SUN LIRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHANG QIUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZOU SHIXUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU DAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ground Food Tech Co., Ltd.
TICKER: 600882 CUSIP: Y7678G103
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF LOAN REPAYMENT ISSUER YES FOR FOR
PERIOD WITH RELATED PARTY
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT HAVE
NOT BEEN RELEASED
PROPOSAL #3: APPROVE DECREASE IN CAPITAL SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE OF COMPANY NAME SHAREHOLDER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #6.1: ELECT LIU ZONGSHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT CUI HAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Group Lease Public Co. Ltd.
TICKER: GL CUSIP: Y2892V267
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE ANNUAL REPORT, APPROVE ISSUER YES AGAINST AGAINST
FINANCIAL STATEMENTS AND ACKNOWLEDGE STATUTORY
PROPOSAL #3: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT PHOLDEJ THERDPHITHAKVANIJ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.2: ELECT RIKI ISHIGAMI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT YUSUKE KOZUMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT VIBOON ENGKAGUL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: ELECT MUNEO TASHIRO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD., AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Growthpoint Properties Ltd.
TICKER: GRT CUSIP: S3373C239
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #1.2.1: ELECT NONZUKISO SIYOTULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: ELECT OLIVE CHAUKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3.1: RE-ELECT MZOLISI DILIZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3.2: RE-ELECT PETER FECHTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3.3: RE-ELECT JOHN HAYWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4.1: RE-ELECT LYNETTE FINLAY AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.4.2: RE-ELECT JOHN HAYWARD AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #1.4.3: ELECT NONZUKISO SIYOTULA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.5: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #1.6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1.6.2: APPROVE IMPLEMENTATION OF ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #1.7: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #1.8: AUTHORISE DIRECTORS TO ISSUE SHARES TO ISSUER YES FOR FOR
AFFORD SHAREHOLDERS DISTRIBUTION REINVESTMENT
ALTERNATIVES
PROPOSAL #1.9: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #1.10: APPROVE SOCIAL, ETHICS AND ISSUER YES FOR FOR
TRANSFORMATION COMMITTEE REPORT
PROPOSAL #2.1: APPROVE INCREASE IN AUTHORISED SHARES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2.4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: GRUH Finance Limited
TICKER: 511288 CUSIP: Y2895W148
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: GRUH Finance Ltd.
TICKER: 511288 CUSIP: Y2895W148
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
ELIGIBLE EMPLOYEES UNDER THE EMPLOYEE STOCK OPTION
SCHEME 2015 AND AMEND EMPLOYEE STOCK OPTION SCHEME
ISSUER: Gruma SAB de CV
TICKER: GRUMAB CUSIP: P4948K121
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND PRESENT REPORT OF OPERATIONS WITH
TREASURY SHARES
PROPOSAL #5: ELECT DIRECTORS, SECRETARY, AND ISSUER YES AGAINST AGAINST
ALTERNATES, VERIFY INDEPENDENCE CLASSIFICATION OF
DIRECTORS AND APPROVE THEIR REMUNERATION; APPROVE
REMUNERATION OF AUDIT AND CORPORATE PRACTICES
COMMITTEES
PROPOSAL #6: ELECT CHAIRMEN OF AUDIT AND CORPORATE ISSUER YES AGAINST AGAINST
PRACTICES COMMITTEES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Gruma SAB de CV
TICKER: GRUMAB CUSIP: P4948K121
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CANCELLATION OF 11.79 MILLION ISSUER YES FOR FOR
SERIES B CLASS I REPURCHASED SHARES AND CONSEQUENTLY
REDUCTION IN FIXED PORTION OF CAPITAL; AMEND ARTICLE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #3: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Grupa Azoty SA
TICKER: ATT CUSIP: X9868F102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ACQUISITION OF GOAT TOPCO GMBH ISSUER YES AGAINST AGAINST
ISSUER: Grupo Aeromexico SA de CV
TICKER: AEROMEX CUSIP: P4953T108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS, STATUTORY REPORTS AND ALLOCATION OF
INCOME; SET MAXIMUM AMOUNT OF SHARE REPURCHASE
PROPOSAL #2: ELECT OR RATIFY MEMBERS, CHAIRMAN, ISSUER YES AGAINST AGAINST
SECRETARY AND DEPUTY SECRETARY OF BOARD, CEO AND
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEE
AND COMMITTEES; APPROVE REMUNERATION OF MEMBERS OF
BOARD, SECRETARY AND DEPUTY SECRETARY
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES; APPROVE ISSUER YES FOR FOR
MINUTES OF MEETING
ISSUER: Grupo Aeroportuario del Centro Norte SAB de CV
TICKER: OMAB CUSIP: P49530101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE REPORTS PRESENTED ON ITEMS 1 AND ISSUER YES FOR FOR
2 OF THIS AGENDA
PROPOSAL #5: APPROVE ALLOCATION OF INCOME, INCREASE ISSUER YES FOR FOR
IN RESERVES, SET AGGREGATE NOMINAL AMOUNT OF SHARE
REPURCHASE AND DIVIDENDS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND CHAIRMEN ISSUER YES FOR FOR
OF AUDIT, CORPORATE PRACTICES, FINANCE, PLANNING AND
SUSTAINABILITY COMMITTEES; APPROVE THEIR REMUNERATION
PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Grupo Aeroportuario del Pacifico SAB de CV
TICKER: GAPB CUSIP: P4959P100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORTS IN COMPLIANCE WITH ISSUER YES FOR FOR
ARTICLE 28, SECTION IV OF MEXICAN SECURITIES MARKET
PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
OFFICERS
PROPOSAL #3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND APPROVE EXTERNAL AUDITORS'
REPORT ON FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME IN THE ISSUER YES FOR FOR
AMOUNT OF MXN 4.94 BILLION
PROPOSAL #5: APPROVE TWO DIVIDENDS OF MXN 4.21 PER ISSUER YES FOR FOR
SHARE TO BE DISTRIBUTED ON OR BEFORE AUG. 31, 2018
AND DEC. 31, 2019 RESPECTIVELY
PROPOSAL #6: CANCEL PENDING AMOUNT OF MXN 1.25 ISSUER YES FOR FOR
BILLION OF SHARE REPURCHASE APPROVED AT AGM ON APRIL
25, 2018; SET SHARE REPURCHASE MAXIMUM AMOUNT OF MXN
PROPOSAL #9: ELECT OR RATIFY DIRECTORS OF SERIES B ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10: ELECT OR RATIFY BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
YEARS 2018 AND 2019
PROPOSAL #12: ELECT OR RATIFY DIRECTOR OF SERIES B ISSUER YES FOR FOR
SHAREHOLDERS AND MEMBER OF NOMINATIONS AND
COMPENSATION COMMITTEE
PROPOSAL #13: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Aeroportuario del Pacifico SAB de CV
TICKER: GAPB CUSIP: P4959P100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN CAPITAL BY MXN 1.59 ISSUER YES FOR FOR
BILLION; AMEND ARTICLE 6 OF COMPANY'S BYLAWS
ACCORDINGLY
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Aeroportuario del Sureste SA de CV
TICKER: ASURB CUSIP: P4950Y100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CEO'S AND AUDITOR'S REPORTS ON ISSUER YES FOR FOR
OPERATIONS AND RESULTS OF COMPANY, AND BOARD'S
OPINION ON REPORTS
PROPOSAL #1b: APPROVE BOARD'S REPORT ON ACCOUNTING ISSUER YES FOR FOR
POLICIES AND CRITERIA FOR PREPARATION OF FINANCIAL
STATEMENTS
PROPOSAL #1c: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1d: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1e: APPROVE REPORT OF AUDIT COMMITTEE'S ISSUER YES FOR FOR
ACTIVITIES AND REPORT ON COMPANY'S SUBSIDIARIES
PROPOSAL #1f: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2a: APPROVE INCREASE IN LEGAL RESERVE BY ISSUER YES FOR FOR
MXN 261.1 MILLION
PROPOSAL #2b: APPROVE CASH DIVIDENDS OF MXN 10 PER ISSUER YES FOR FOR
SERIES B AND BB SHARES
PROPOSAL #2c: SET MAXIMUM AMOUNT OF MXN 1.96 BILLION ISSUER YES FOR FOR
FOR SHARE REPURCHASE; APPROVE POLICY RELATED TO
ACQUISITION OF OWN SHARES
PROPOSAL #3a: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND CEO
PROPOSAL #3b.1: ELECT/RATIFY FERNANDO CHICO PARDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.2: ELECT/RATIFY JOSE ANTONIO PEREZ ANTON ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.3: ELECT/RATIFY LUIS CHICO PARDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.4: ELECT/RATIFY AURELIO PEREZ ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.5: ELECT/RATIFY RASMUS CHRISTIANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b.6: ELECT/RATIFY FRANCISCO GARZA ZAMBRANO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.7: ELECT/RATIFY RICARDO GUAJARDO TOUCHE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.8: ELECT/RATIFY GUILLERMO ORTIZ MARTINEZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.9: ELECT/RATIFY ROBERTO SERVITJE SENDRA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3b.10: ELECT/RATIFY RAFAEL ROBLES MIAJA AS ISSUER YES FOR FOR
SECRETARY (WITHOUT BEING A MEMBER) OF BOARD
PROPOSAL #3b.11: ELECT/RATIFY ANA MARIA POBLANNO ISSUER YES FOR FOR
CHANONA AS ALTERNATE SECRETARY (WITHOUT BEING A
MEMBER) OF BOARD
PROPOSAL #3c.1: ELECT/RATIFY RICARDO GUAJARDO TOUCHE ISSUER YES FOR FOR
AS CHAIRMAN OF AUDIT COMMITTEE
PROPOSAL #3d.1: ELECT/RATIFY FERNANDO CHICO PARDO AS ISSUER YES FOR FOR
MEMBER OF NOMINATIONS AND COMPENSATIONS COMMITTEE
PROPOSAL #3d.2: ELECT/RATIFY JOSE ANTONIO PEREZ ANTON ISSUER YES FOR FOR
AS MEMBER OF NOMINATIONS AND COMPENSATIONS COMMITTEE
PROPOSAL #3d.3: ELECT/RATIFY ROBERTO SERVITJE SENDRA ISSUER YES FOR FOR
AS MEMBER OF NOMINATIONS AND COMPENSATIONS COMMITTEE
PROPOSAL #3e.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF MXN 66,000
PROPOSAL #3e.2: APPROVE REMUNERATION OF OPERATIONS ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF MXN 66,000
PROPOSAL #3e.3: APPROVE REMUNERATION OF NOMINATIONS ISSUER YES FOR FOR
AND COMPENSATIONS COMMITTEE IN THE AMOUNT OF MXN
PROPOSAL #3e.4: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF MXN 93,500
PROPOSAL #3e.5: APPROVE REMUNERATION OF ACQUISITIONS ISSUER YES FOR FOR
AND CONTRACTS COMMITTEE IN THE AMOUNT OF MXN 22,000
PROPOSAL #4a: AUTHORIZE CLAUDIO R. GONGORA MORALES TO ISSUER YES FOR FOR
RATIFY AND EXECUTE APPROVED RESOLUTIONS
PROPOSAL #4b: AUTHORIZE RAFAEL ROBLES MIAJA TO RATIFY ISSUER YES FOR FOR
AND EXECUTE APPROVED RESOLUTIONS
PROPOSAL #4c: AUTHORIZE ANA MARIA POBLANNO CHANONA TO ISSUER YES FOR FOR
RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: Grupo Bimbo SAB de CV
TICKER: BIMBOA CUSIP: P4949B104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DIVIDENDS OF MXN 0.45 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND APPROVE ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEE AND APPROVE
THEIR REMUNERATION
PROPOSAL #7: APPROVE REPORT ON REPURCHASE OF SHARES ISSUER YES FOR FOR
AND SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE
RESERVE
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Grupo Cementos de Chihuahua
TICKER: GCC CUSIP: P4948S124
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
EXECUTIVES
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Grupo Comercial Chedraui SAB de CV
TICKER: CHDRAUIB CUSIP: P4612W104
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD IN ACCORDANCE WITH
ARTICLE 28 IV (E) OF COMPANY LAW
PROPOSAL #2: PRESENT REPORT ON OPERATIONS CARRIED OUT ISSUER YES FOR FOR
BY AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME AND INCREASE LEGAL RESERVE
PROPOSAL #4: APPROVE DIVIDENDS OF MXN 0.41 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: PRESENT REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND SET MAXIMUM AMOUNT OF SHARE REPURCHASE
RESERVE
PROPOSAL #6: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND CEO
PROPOSAL #7: ELECT OR RATIFY DIRECTORS AND AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICE COMMITTEE MEMBERS; APPROVE THEIR
REMUNERATION
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Grupo de Inversiones Suramericana SA
TICKER: GRUPOSURA CUSIP: P4950L132
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
ISSUER: Grupo Elektra SAB de CV
TICKER: ELEKTRA CUSIP: P3642B213
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: APPROVE REPORT OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE BOARD'S REPORT ON SHARE ISSUER YES AGAINST AGAINST
REPURCHASE POLICY AND SHARE REPURCHASE RESERVE
PROPOSAL #6: ELECT AND OR RATIFY DIRECTORS, ISSUER YES AGAINST AGAINST
SECRETARY, DEPUTY SECRETARY, AND MEMBERS OF AUDIT,
CORPORATE PRACTICES AND INTEGRITY COMMITTEES; VERIFY
INDEPENDENCE CLASSIFICATION; APPROVE THEIR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Grupo Financiero Banorte SAB de CV
TICKER: GFNORTEO CUSIP: P49501201
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT ON FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.b: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING INFORMATION AND CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.c: APPROVE BOARD'S REPORT ON OPERATIONS ISSUER YES FOR FOR
AND ACTIVITIES UNDERTAKEN BY BOARD
PROPOSAL #1.d: APPROVE REPORT ON ACTIVITIES OF AUDIT ISSUER YES FOR FOR
AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #1.e: APPROVE ALL OPERATIONS CARRIED OUT BY ISSUER YES FOR FOR
COMPANY AND RATIFY ACTIONS CARRIED OUT BY BOARD, CEO
AND AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AMEND DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #5.a1: ELECT CARLOS HANK GONZALEZ AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.a2: ELECT JUAN ANTONIO GONZALEZ MORENO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a3: ELECT DAVID JUAN VILLARREAL ISSUER YES FOR FOR
MONTEMAYOR AS DIRECTOR
PROPOSAL #5.a4: ELECT JOSE MARCOS RAMIREZ MIGUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a5: ELECT EVERARDO ELIZONDO ALMAGUER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a6: ELECT CARMEN PATRICIA ARMENDARIZ ISSUER YES FOR FOR
GUERRA AS DIRECTOR
PROPOSAL #5.a7: ELECT HECTOR FEDERICO REYES RETANA Y ISSUER YES FOR FOR
DAHL AS DIRECTOR
PROPOSAL #5.a8: ELECT EDUARDO LIVAS CANTU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.a9: ELECT ALFREDO ELIAS AYUB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.a10: ELECT ADRIAN SADA CUEVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.a11: ELECT DAVID PENALOZA ALANIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a12: ELECT JOSE ANTONIO CHEDRAUI EGUIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a13: ELECT ALFONSO DE ANGOITIA NORIEGA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.a14: ELECT THOMAS STANLEY HEATHER ISSUER YES FOR FOR
RODRIGUEZ AS DIRECTOR
PROPOSAL #5.a15: ELECT GRACIELA GONZALEZ MORENO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a16: ELECT JUAN ANTONIO GONZALEZ MARCOS ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
PROPOSAL #5.a17: ELECT ALBERTO HALABE HAMUI AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a18: ELECT CARLOS DE LA ISLA CORRY AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a19: ELECT DIEGO MARTINEZ RUEDA-CHAPITAL ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
PROPOSAL #5.a20: ELECT GERARDO SALAZAR VIEZCA AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a21: ELECT CLEMENTE ISMAEL REYES RETANA ISSUER YES FOR FOR
VALDES AS ALTERNATE DIRECTOR
PROPOSAL #5.a22: ELECT ROBERTO KELLEHER VALES AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a23: ELECT ISAAC BECKER KABACNIK AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a24: ELECT JOSE MARIA GARZA TREVINO AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a25: ELECT CARLOS CESARMAN KOLTENIUK AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a26: ELECT HUMBERTO TAFOLLA NUNEZ AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a27: ELECT GUADALUPE PHILLIPS MARGAIN AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.a28: ELECT RICARDO MALDONADO YANEZ AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #5.b: ELECT HECTOR AVILA FLORES AS BOARD ISSUER YES FOR FOR
SECRETARY WHO WILL NOT BE PART OF BOARD
PROPOSAL #5.c: APPROVE DIRECTORS LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT HECTOR FEDERICO REYES RETANA Y ISSUER YES FOR FOR
DAHL AS CHAIRMAN OF AUDIT AND CORPORATE PRACTICES
PROPOSAL #8: APPROVE REPORT ON SHARE REPURCHASE; SET ISSUER YES FOR FOR
AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Financiero Banorte SAB de CV
TICKER: GFNORTEO CUSIP: P49501201
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CASH DIVIDENDS OF MXN 5.54 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #1.2: APPROVE DIVIDEND TO BE PAID ON JUNE 7, ISSUER YES FOR FOR
2019
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Financiero Inbursa SAB de CV
TICKER: GFINBURO CUSIP: P4950U165
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT AND AUDITOR'S ISSUER YES FOR FOR
REPORT; BOARD'S OPINION ON REPORTS
PROPOSAL #1.2: APPROVE BOARD'S REPORT ON ACCOUNTING ISSUER YES FOR FOR
POLICIES AND CRITERIA FOLLOWED IN PREPARATION OF
FINANCIAL STATEMENTS
PROPOSAL #1.3: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.4: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.5: APPROVE REPORT ON ACTIVITIES ISSUER YES FOR FOR
UNDERTAKEN BY AUDIT AND CORPORATE PRACTICES
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: ELECT OR RATIFY DIRECTORS AND COMPANY ISSUER YES AGAINST AGAINST
SECRETARY
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMPANY SECRETARY
PROPOSAL #6: ELECT OR RATIFY MEMBERS OF CORPORATE ISSUER YES AGAINST AGAINST
PRACTICES AND AUDIT COMMITTEES
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
CORPORATE PRACTICES AND AUDIT COMMITTEES
PROPOSAL #8: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; APPROVE SHARE REPURCHASE REPORT
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Financiero Interacciones S.A.B. de C.V.
TICKER: GFINTER O CUSIP: P4951R153
MEETING DATE: 7/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE RECORD THAT STOCK SPLIT APPROVED ISSUER YES FOR FOR
BY EGM ON NOV. 3, 2015 DID NOT HAVE LEGAL EFFECTS
PROPOSAL #3: APPROVE CANCELLATION OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE INCREASE IN FIXED CAPITAL VIA ISSUER YES AGAINST AGAINST
CAPITALIZATION OF RESERVES AND INCREASE PAR VALUE OF
STOCK
PROPOSAL #5: APPROVE RECAPITULATION OF ACCOUNTING ISSUER YES AGAINST AGAINST
MOVEMENTS AND DETERMINATION OF EFFECT IN SHARE
PROPOSAL #6: AMEND ARTICLE 9 ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ISSUANCE OF PROVISIONAL ISSUER YES FOR FOR
CERTIFICATES OR DEFINITIVE SHARES
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Financiero Interacciones S.A.B. de C.V.
TICKER: GFINTER O CUSIP: P4951R153
MEETING DATE: 7/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AS OF APRIL ISSUER YES FOR FOR
30, 2018
PROPOSAL #2: APPROVE REIMBURSEMENT TO SHAREHOLDERS; ISSUER YES FOR FOR
APPROVE GRANTING OF POWERS
PROPOSAL #3: APPROVE REDUCTION IN SHARE CAPITAL; ISSUER YES FOR FOR
APPROVE GRANTING OF POWERS
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo GICSA SA de CV
TICKER: GICSAB CUSIP: P5016G108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CEO AND AUDITOR'S REPORTS, ISSUER YES FOR FOR
BOARD'S OPINION ON CEO'S REPORT, BOARD'S REPORT ON
PRINCIPAL ACCOUNTING POLICIES AND CRITERIA, BOARD'S
ACTIVITIES; INDIVIDUAL AND CONSOLIDATED FINANCIAL
STATEMENTS AND AUDIT AND CORPORATE PRACTICES
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT AND CORPORATE PRACTICES COMMITTEE AND COMPANY
SECRETARY; APPROVE DISCHARGE OF DIRECTORS AND MEMBERS
OF AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
MEMBERS OF AUDIT AND CORPORATE PRACTICES COMMITTEE
AND COMPANY SECRETARY
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE; PRESENT REPORT ON SHARE REPURCHASE
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: AMEND THIRD TRANSITORY ARTICLE ISSUER YES AGAINST AGAINST
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Grupo Herdez SAB de CV
TICKER: HERDEZ CUSIP: P4951Q155
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEES' REPORTS
PROPOSAL #1.3: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
AUDITOR'S REPORT
PROPOSAL #1.4: APPROVE BOARD'S OPINION ON CEO'S ISSUER YES FOR FOR
REPORT
PROPOSAL #1.5: APPROVE REPORT ON PRINCIPAL POLICIES ISSUER YES FOR FOR
AND ACCOUNTING CRITERIA FOLLOWED IN PREPARATION OF
FINANCIAL INFORMATION
PROPOSAL #1.6: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF MXN 1.10 PER SHARE
PROPOSAL #3: ELECT OR RATIFY DIRECTORS AND VERIFY ISSUER YES FOR FOR
THEIR INDEPENDENCE CLASSIFICATION; ELECT OR RATIFY
SECRETARY AND DEPUTY SECRETARY
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SECRETARY, DEPUTY SECRETARY AND MEMBERS OF AUDIT AND
CORPORATE PRACTICES COMMITTEES
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AT MXN 1 BILLION
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEES
PROPOSAL #7: PRESENT REPORT ON COMPLIANCE WITH FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Grupo LALA SAB de CV
TICKER: LALAB CUSIP: P49543104
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BOARD OF DIRECTORS' REPORT ON ISSUER YES FOR FOR
PRINCIPAL ACCOUNTING POLICIES AND CRITERIA, AND
DISCLOSURE POLICY
PROPOSAL #1.2: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.3: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
AUDITOR'S REPORT AND BOARD'S OPINION ON CEO'S REPORT
PROPOSAL #1.4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEES' REPORTS
PROPOSAL #1.6: APPROVE REPORT ON ACQUISITION AND ISSUER YES FOR FOR
PLACING OF OWN SHARES
PROPOSAL #1.7: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.2: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE
PROPOSAL #3: APPROVE DISCHARGE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CEO
PROPOSAL #4: ELECT AND OR RATIFY DIRECTORS, SECRETARY ISSUER YES AGAINST AGAINST
AND COMMITTEE MEMBERS; APPROVE THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Grupo Mexico S.A.B. de C.V.
TICKER: GMEXICOB CUSIP: P49538112
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: PRESENT REPORT ON COMPLIANCE WITH FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE POLICY RELATED TO ACQUISITION OF ISSUER YES FOR FOR
OWN SHARES FOR 2018; SET AGGREGATE NOMINAL AMOUNT OF
SHARE REPURCHASE RESERVE FOR 2019
PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS, ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN AND BOARD COMMITTEES
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT OR RATIFY DIRECTORS; VERIFY ISSUER YES AGAINST AGAINST
INDEPENDENCE OF BOARD MEMBERS; ELECT OR RATIFY
CHAIRMEN AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #8: APPROVE GRANTING/WITHDRAWAL OF POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF BOARD COMMITTEES
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Grupo Rotoplas SA de CV
TICKER: AGUA CUSIP: P49842100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CERTIFICATION OF COMPANY'S ISSUER YES FOR FOR
BYLAWS
PROPOSAL #4: APPROVE REDUCTION OF CAPITAL TO ISSUER YES FOR FOR
DISTRIBUTE DIVIDENDS TO SHAREHOLDERS
PROPOSAL #5a1: RATIFY CARLOS ROJAS MOTA VELASCO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a2: RATIFY MARIO ANTONIO ROMERO OROZCO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a3: RATIFY GONZALO URIBE LEBRIJA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a4: RATIFY CARLOS ROJAS ABOUMRAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a5: RATIFY FRANCISCO JOSE GONZALEZ GURRIA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5a6: RATIFY ALFREDO ELIAS AYUB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a7: RATIFY PABLO ITURBE FERNANDEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a8: RATIFY JOHN G. SYLVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a9: RATIFY FRANCISCO AMAURY OLSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a10: RATIFY JOSE MARIA TOMAS GONZALEZ ISSUER YES FOR FOR
LORDA AS DIRECTOR
PROPOSAL #5a11: RATIFY ALEJANDRO ABOUMRAD GABRIEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a12: RATIFY LUIS FERNANDO REYES PACHECO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a13: ELECT MARINA DIAZ IBARRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a14: ELECT ALBERTO ESTEBAN ARIZU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5a15: ELECT JERONIMO MARCOS GERARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5b: ELECT MAURICIO ROMERO OROZCO AS BOARD ISSUER YES FOR FOR
SECRETARY WHO WILL NOT BE PART OF BOARD
PROPOSAL #5c1: RATIFY JOHN G. SYLVIA AS CHAIRMAN OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5c2: RATIFY FRANCISCO AMAURY OLSEN AS ISSUER YES FOR FOR
SECRETARY OF AUDIT COMMITTEE
PROPOSAL #5c3: RATIFY JOSE MARIA TOMAS GONZALEZ LORDA ISSUER YES FOR FOR
AS MEMBER OF AUDIT COMMITTEE
PROPOSAL #5d1: ELECT JERONIMO GERARD AS CHAIRMAN OF ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #5d2: ELECT LUIS FERNANDO REYES PACHECO AS ISSUER YES FOR FOR
SECRETARY OF CORPORATE PRACTICES COMMITTEE
PROPOSAL #5d3: ELECT JOHN G. SYLVIA AS MEMBER OF ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #5e1: RATIFY LUIS FERNANDO REYES PACHECO AS ISSUER YES FOR FOR
CHAIRMAN OF REMUNERATION COMMITTEE
PROPOSAL #5e2: RATIFY JOSE MARIA TOMAS GONZALEZ LORDA ISSUER YES FOR FOR
AS SECRETARY OF REMUNERATION COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF AUDIT, CORPORATE PRACTICES AND
COMPENSATION COMMITTEES
PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE; APPROVE REPORT RELATED TO ACQUISITION OF OWN
SHARES
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Grupo Ser Educacional SA
TICKER: SEER3 CUSIP: P8T84T100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE JANGUIE BEZERRA DINIZ AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FRANCISCO MUNIZ BARRETO AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JANYO JANGUIE BEZERRA DINIZ AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT HERBERT STEINBERG AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FLAVIO CESAR MAIA LUZ AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SIDNEY LEVY AS DIRECTOR
PROPOSAL #9: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #10: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #11: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER YES AGAINST N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #12: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #13: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #14: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #15: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #16: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Grupo Ser Educacional SA
TICKER: SEER3 CUSIP: P8T84T100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Grupo SIMEC SAB de CV
TICKER: SIMECB CUSIP: P4984U108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT BALLOT RECORDER FOR SHAREHOLDER ISSUER YES FOR FOR
ATTENDANCE AND ACKNOWLEDGE PROPER CONVENING OF
PROPOSAL #2: PRESENT CEO'S REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: PRESENT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: PRESENT BOARD OF DIRECTORS' REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: PRESENT AUDIT AND CORPORATE PRACTICES ISSUER YES AGAINST AGAINST
COMMITTEE'S REPORT
PROPOSAL #6: APPROVE ALLOCATION OF INCOME, ISSUER YES AGAINST AGAINST
MAINTAINING RESERVE FOR REPURCHASE OF OWN SHARES
PROPOSAL #7: ELECT DIRECTORS, CHAIRMAN AND MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT AND CORPORATE PRACTICES COMMITTEE, AND COMPANY
SECRETARY; APPROVE THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: GT Capital Holdings, Inc.
TICKER: GTCAP CUSIP: Y29045104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 9, 2018
PROPOSAL #2: APPROVE ANNUAL REPORT FOR THE YEAR 2018 ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS, EXECUTIVE COMMITTEE AND
MANAGEMENT FROM THE DATE OF THE LAST ANNUAL
STOCKHOLDERS' MEETING UP TO DATE OF THIS MEETING
PROPOSAL #4: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK DIVIDEND FOR COMMON SHARES ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ARTHUR VY TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT ALFRED VY TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT CARMELO MARIA LUZA BAUTISTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT DAVID T. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT REGIS V. PUNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT PASCUAL M. GARCIA III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT JAIME MIGUEL G. BELMONTE, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT WILFREDO A. PARAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT RENATO C. VALENCIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.11: ELECT RENE J. BUENAVENTURA AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangbo Group Stock Co., Ltd.
TICKER: 002103 CUSIP: Y988A9108
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: Guangbo Group Stock Co., Ltd.
TICKER: 2103 CUSIP: Y988A9108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF OWN IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #2: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: APPROVE TERMINATION OF STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN
ISSUER: Guangbo Group Stock Co., Ltd.
TICKER: 2103 CUSIP: Y988A9108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Guangdong Advertising Group Co. Ltd.
TICKER: 2400 CUSIP: Y2924R102
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017-2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: APPROVE REMUNERATION OF CHEN DIANLONG ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION OF HE BIN ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE REMUNERATION OF WU ZHUXIN ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE REMUNERATION OF XIA YUE ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE REMUNERATION OF LIAO HAO ISSUER YES FOR FOR
PROPOSAL #8.6: APPROVE REMUNERATION OF HUANG SHENGMIN ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE REMUNERATION OF XIE SHISONG ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE REMUNERATION OF WANG LIANGYONG ISSUER YES FOR FOR
PROPOSAL #8.9: APPROVE REMUNERATION OF HU ZHENNAN ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF LV YAFEI ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHENGGUANG NEWS HALL INTEGRATED
MARKETING CO., LTD.
PROPOSAL #9.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH GUANGDONG GUANGDAI SIBO NEWSPAPERS
ADVERTISING CO., LTD.
PROPOSAL #9.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH GUANGDONG GUANGYING INDUSTRY CO.,
PROPOSAL #9.4: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI GUANGXING MEIDA CULTURE MEDIA
PROPOSAL #9.5: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHENZHEN TITANIUM PLATINUM NEW MEDIA
MARKETING CO., LTD.
PROPOSAL #9.6: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHENGGUANG POLYMERIZATION (BEIJING)
DIGITAL TECHNOLOGY CO., LTD.
PROPOSAL #9.7: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHONGHAO (GUANGZHOU) ADVERTISING
PROPOSAL #9.8: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI BONAS BRAND MANAGEMENT
PROPOSAL #9.9: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH GUANGZHOU MULTI-TOUCH BUSINESS MEDIA
PROPOSAL #9.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI CITY GUANGZHONG SHUO DIGITAL
MARKETING CO., LTD.
PROPOSAL #9.11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANGHAI YUDA ADVERTISING CO., LTD.
PROPOSAL #9.12: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH GUANGZHOU KAIHE TECHNOLOGY CO., LTD.
PROPOSAL #9.13: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI GUANGKAI COOL MEDIA CO., LTD.
PROPOSAL #9.14: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI GUANGSHENG WORLD EXPERIENCE
MARKETING CO., LTD.
PROPOSAL #9.15: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHUHAI GUANGNA SIBO NEWSPAPERS
ADVERTISING CO., LTD.
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
ISSUER: Guangdong Advertising Group Co. Ltd.
TICKER: 002400 CUSIP: Y2924R102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU XU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Guangdong Anjubao Digital Technology Co., Ltd.
TICKER: 300155 CUSIP: Y2927S107
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Guangdong Anjubao Digital Technology Co., Ltd.
TICKER: 300155 CUSIP: Y2927S107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Guangdong Baolihua New Energy Stock Co., Ltd.
TICKER: 690 CUSIP: Y2921Q107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS REGARDING PROVISION OF SHORT-TERM FINANCING
GUARANTEE FOR SUBSIDIARY COMPANIES
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH HANDLING OF DEPOSIT AND SETTLEMENT
BUSINESS
PROPOSAL #10: ELECT JONATHAN JUN YAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Chaohua Technology Co., Ltd.
TICKER: 002288 CUSIP: Y2924N101
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: ELECT LIANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Chaohua Technology Co., Ltd.
TICKER: 2288 CUSIP: Y2924N101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH HANDLING DEPOSITS, SETTLEMENT AND
COMPREHENSIVE CREDIT BUSINESS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Guangdong CHJ Industry Co Ltd
TICKER: 002345 CUSIP: Y2924Q104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangdong CHJ Industry Co., Ltd.
TICKER: 002345 CUSIP: Y2924Q104
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AND RELATED-PARTY
TRANSACTIONS COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ACQUISITION BY CASH ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SHARE CONSIDERATION ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.6: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ADJUSTMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PERFORMANCE COMMITMENT ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #2.12: APPROVE IMPAIRMENT TESTING AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #2.13: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.14: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #2.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS MAJOR ASSET RESTRUCTURE AND BACKDOOR
LISTING
PROPOSAL #8: APPROVE DRAFT AND SUMMARY ON ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RELATED-
PARTY TRANSACTION
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #10: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY ACQUISITION BY CASH AND ISSUANCE OF
SHARES AGREEMENT
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, ISSUER YES FOR FOR
EVALUATION REPORT AND REVIEW REPORT
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #16.1: ELECT LIAO MUZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT LIAO CHUANGBIN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.3: ELECT ZHONG MUTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.4: ELECT LIN JUNPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.5: ELECT XU JUNXIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.6: ELECT CAI ZHONGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT LI SHULING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT LIAO CHAOLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT LIN TIANHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT LIAO JIANHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT LONG HUIMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Delian Group Co., Ltd.
TICKER: 2666 CUSIP: Y2925B106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU KAIXIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Delian Group Co., Ltd.
TICKER: 2666 CUSIP: Y2925B106
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong Delian Group Co., Ltd.
TICKER: 002666 CUSIP: Y2925B106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE POSTPONEMENT OF SHAREHOLDING SHAREHOLDER YES FOR N/A
INCREASE PLAN OF SENIOR MANAGEMENT MEMBERS
ISSUER: Guangdong Dongfang Precision Science & Technology Co., Ltd.
TICKER: 002611 CUSIP: Y2924Z104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF THE SHARES ISSUER YES FOR FOR
TO BE REPURCHASED
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION PERIOD OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangdong Dongfang Precision Science & Technology Co., Ltd.
TICKER: 2611 CUSIP: Y2924Z104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MEDIUM AND LONG-TERM STRATEGIC ISSUER YES FOR FOR
COOPERATION AGREEMENT OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #11: APPROVE TERMINATION OF SHARE REPURCHASE SHAREHOLDER YES AGAINST AGAINST
PLAN
ISSUER: Guangdong Dowstone Technology Co., Ltd.
TICKER: 300409 CUSIP: Y2925Z103
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE IN CONNECTION TO THE CONVERTIBLE
ISSUER: Guangdong Dynavolt Renewable Energy Technology Co., Ltd.
TICKER: 002684 CUSIP: Y2925K106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BUSINESS MANAGEMENT ISSUER YES FOR FOR
RESPONSIBILITY AGREEMENT
ISSUER: Guangdong Dynavolt Renewable Energy Technology Co., Ltd.
TICKER: 002684 CUSIP: Y2925K106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6.1: APPROVE REMUNERATION OF CHEN LEWU ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION OF LAI QICONG ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE REMUNERATION OF YAN FAN ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE REMUNERATION OF ZHANG XIN ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE REMUNERATION OF QIN YONGJUN ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE REMUNERATION OF WANG SHAOWU ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE REMUNERATION OF CHEN LEQIANG ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE REMUNERATION OF WANG YABO ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE REMUNERATION OF SHE JIANGXUAN ISSUER YES FOR FOR
PROPOSAL #6.10: APPROVE REMUNERATION OF YU TONGSHUANG ISSUER YES FOR FOR
PROPOSAL #6.11: APPROVE REMUNERATION OF LI QINGHAI ISSUER YES FOR FOR
PROPOSAL #6.12: APPROVE REMUNERATION OF LI JUNFENG ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION OF CAI LIQIANG ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF LIN DAOPING ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF LIAO SHAOHUA ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE FINANCING FROM NON-FINANCIAL ISSUER YES FOR FOR
INSTITUTION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #14: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #16: APPROVE LEASING FACTORY BUILDINGS AND ISSUER YES FOR FOR
PARKING SPACES TO GUANGDONG MENGSHI INDUSTRIAL GROUP
CO., LTD.
PROPOSAL #17: APPROVE STATUS REPORT ON THE ISSUER YES FOR FOR
ACQUISITION OF SHENZHEN HUALITE ELECTRIC CO., LTD.
PROPOSAL #18: APPROVE UNCOMPLETED PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS FROM MAJOR ASSET RESTRUCTURING
PROPOSAL #19: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
AND EXPANSION IN BUSINESS SCOPE
PROPOSAL #20: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #21: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #22: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #23: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guangdong Eastone Century Technology Co., Ltd.
TICKER: 300310 CUSIP: Y2925G105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND REPURCHASE AND CANCELLATION
OF GRANTED PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Guangdong Eastone Century Technology Co., Ltd.
TICKER: 300310 CUSIP: Y2925G105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUO HANPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E102
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL LEASING ISSUER YES FOR FOR
COOPERATION FRAMEWORK AGREEMENT
PROPOSAL #2: APPROVE CAPITAL INCREASE IN GUANGDONG ISSUER YES FOR FOR
YUEDIAN BOHE COAL POWER CO., LTD.
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E102
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2.1: ELECT YAN MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF GENERAL ISSUER YES FOR FOR
MANAGER
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #10: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL LEASING ISSUER YES FOR FOR
COOPERATION FRAMEWORK AGREEMENT
PROPOSAL #2: APPROVE CAPITAL INCREASE IN GUANGDONG ISSUER YES FOR FOR
YUEDIAN BOHE COAL POWER CO., LTD.
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2.1: ELECT YAN MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Electric Power Development Co., Ltd.
TICKER: 200539 CUSIP: Y2923E110
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF GENERAL ISSUER YES FOR FOR
MANAGER
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #10: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Guangdong Ellington Electronics Technology Co., Ltd.
TICKER: 603328 CUSIP: Y2923F109
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Guangdong Ellington Electronics Technology Co., Ltd.
TICKER: 603328 CUSIP: Y2923F109
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2018 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangdong Ellington Electronics Technology Co., Ltd.
TICKER: 603328 CUSIP: Y2923F109
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.
TICKER: 000636 CUSIP: Y29249102
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NIU HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DENG LINA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.
TICKER: 636 CUSIP: Y29249102
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #2: APPROVE FORMULATION OF REMUNERATION AND ISSUER YES FOR FOR
ASSESSMENT PLAN FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
ISSUER: Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.
TICKER: 000636 CUSIP: Y29249102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #8: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LIU WEIBIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #10: ELECT QIU XUMING AS SUPERVISOR SHAREHOLDER YES FOR N/A
ISSUER: Guangdong Golden Dragon Development, Inc.
TICKER: 712 CUSIP: Y2926P104
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOANS AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangdong Golden Dragon Development, Inc.
TICKER: 000712 CUSIP: Y2926P104
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING FROM DONGGUAN TRUST ISSUER NO N/A N/A
CO., LTD.
PROPOSAL #2: APPROVE FINANCING FROM CHONGQING ISSUER NO N/A N/A
INTERNATIONAL TRUST CO., LTD.
ISSUER: Guangdong Golden Dragon Development, Inc.
TICKER: 000712 CUSIP: Y2926P104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
ISSUER: Guangdong Goworld Co., Ltd.
TICKER: 000823 CUSIP: Y2924G106
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU TONGGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT MO YIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIN SHIBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN DONGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHEN GUOYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG TIELIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI YE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LI YINGZHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SHEN YIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU WEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Goworld Co., Ltd.
TICKER: 823 CUSIP: Y2924G106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Guangdong Great River Smarter Logistics Co., Ltd.
TICKER: 2930 CUSIP: Y2926J108
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: ELECT ZHONG XIAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Great River Smarter Logistics Co., Ltd.
TICKER: 2930 CUSIP: Y2926J108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO CAPITAL INCREASE IN FUJIAN GANGFENG
ENERGY CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ACQUISITION AGREEMENT ISSUER YES AGAINST AGAINST
ISSUER: Guangdong Great River Smarter Logistics Co., Ltd.
TICKER: 2930 CUSIP: Y2926J108
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION OF SUBSIDIARY
PROPOSAL #2: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #3: APPROVE LOAN PROVISION TO SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #5: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangdong Great River Smarter Logistics Co., Ltd.
TICKER: 2930 CUSIP: Y2926J108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF PROCEEDS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADJUSTMENT ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #10.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #10.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.1: APPROVE DETERMINATION OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #10.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #10.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #10.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #10.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #10.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Guangdong Great River Smarter Logistics Co., Ltd.
TICKER: 2930 CUSIP: Y2926J108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND PROVISION OF GUARANTEE
ISSUER: Guangdong Guanghong Holdings Co., Ltd.
TICKER: 000529 CUSIP: Y2929V108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Guangdong Guanghong Holdings Co., Ltd.
TICKER: 000529 CUSIP: Y2929V108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
ISSUER: Guangdong Guanghong Holdings Co., Ltd.
TICKER: 529 CUSIP: Y2929V108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Guangdong Guanghua Sci-Tech Co., Ltd.
TICKER: 2741 CUSIP: Y2925S109
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTENDING RESOLUTION VALIDITY
PERIOD OF ISSUING CONVERTIBLE BONDS
ISSUER: Guangdong Guanghua Sci-Tech Co., Ltd.
TICKER: 2741 CUSIP: Y2925S109
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong Guanghua Sci-Tech Co., Ltd.
TICKER: 2741 CUSIP: Y2925S109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.1: APPROVE REMUNERATION OF CHEN HANZHAO ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF YANG YINGXI ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF CHEN HANZHAO ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE REMUNERATION OF YANG YINGXI ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
GUARANTEE PROVISION
ISSUER: Guangdong Guangzhou Daily Media Co., Ltd.
TICKER: 002181 CUSIP: Y2924K123
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT CHU DEWU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Guangzhou Daily Media Co., Ltd.
TICKER: 2181 CUSIP: Y2924K123
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF OWN IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guangdong Guangzhou Daily Media Co., Ltd.
TICKER: 002181 CUSIP: Y2924K123
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
MANAGEMENT METHOD
PROPOSAL #13: APPROVE INVESTMENT MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE RAISED FUNDS MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #15: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
ISSUER: Guangdong Guanhao High-Tech Co., Ltd.
TICKER: 600433 CUSIP: Y2924H104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #4: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: ELECT LIN QI AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LIU ZHICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Guangdong Guanhao High-Tech Co., Ltd.
TICKER: 600433 CUSIP: Y2924H104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF
SUBSIDIARY
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangdong Guanhao High-Tech Co., Ltd.
TICKER: 600433 CUSIP: Y2924H104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #1.2: APPROVE TYPE OF THE REPURCHASED SHARES ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE NUMBER, PROPORTION TO THE ISSUER YES FOR FOR
COMPANY'S TOTAL SHARE CAPITAL, AND TOTAL CAPITAL USED
FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE SOURCE OF FUNDS FOR THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.8: APPROVE RELEVANT CANCELLATION OR ISSUER YES FOR FOR
TRANSFER ARRANGEMENTS AFTER REPURCHASING SHARES
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.1: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
SHARE REPURCHASE
ISSUER: Guangdong Haid Group Co., Ltd.
TICKER: 002311 CUSIP: Y29255109
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENTS ON COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #5: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #6: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Guangdong Haid Group Co., Ltd.
TICKER: 2311 CUSIP: Y29255109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DEVELOPMENT OF HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE DRAFT AND SUMMARY ON PHASE 3 ISSUER YES FOR FOR
CORE TEAM EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Guangdong HEC Technology Holding Co., Ltd.
TICKER: 600673 CUSIP: Y13066108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Guangdong HEC Technology Holding Co., Ltd.
TICKER: 600673 CUSIP: Y13066108
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE AMOUNT AND SOURCE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE AND PRICING PRINCIPLE OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong HEC Technology Holding Co., Ltd.
TICKER: 600673 CUSIP: Y13066108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN COMMITMENTS OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS AND ULTIMATE CONTROLLERS
PROPOSAL #2: APPROVE SUBSIDIARY'S ACQUISITION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Guangdong HEC Technology Holding Co., Ltd.
TICKER: 600673 CUSIP: Y13066108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE TO ADJUST THE SIZE OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13.1: ELECT TANG XINFA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT ZHANG YINGJUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 000861 CUSIP: Y5825W104
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE OVERALL AUTHORIZATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #4: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #4.6: APPROVE METHOD OF REPAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #4.7: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #4.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.10: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.11: APPROVE TRADING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE CORPORATE BOND ISSUANCE
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 000861 CUSIP: Y5825W104
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERTIBLE BOND CONVERSION PRICE
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 861 CUSIP: Y5825W104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHAO JIANMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHAO JIANJIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN WENSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT PAN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI JUNFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU WEIYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT MU LINA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI SHAOJU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SONG BAOCHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FORMULATION OF REMUNERATION FOR ISSUER YES FOR FOR
NON-INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE FORMULATION OF ALLOWANCE FOR ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE FORMULATION OF REMUNERATION FOR ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 861 CUSIP: Y5825W104
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 861 CUSIP: Y5825W104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERTIBLE BOND CONVERSION PRICE
ISSUER: Guangdong Highsun Group Co., Ltd.
TICKER: 861 CUSIP: Y5825W104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Guangdong Homa Appliances Co., Ltd.
TICKER: 002668 CUSIP: Y2925D102
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE SIGNING OF SUPPLEMENTAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #4: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: APPROVE ISSUANCE OF TARGETED DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
ISSUER: Guangdong Homa Appliances Co., Ltd.
TICKER: 2668 CUSIP: Y2925D102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH PURCHASE OF ASSETS AND APPLICATION ON
POSTPONEMENT ON RESUMPTION OF TRADING
ISSUER: Guangdong Homa Appliances Co., Ltd.
TICKER: 002668 CUSIP: Y2925D102
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FENG JINMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG FENGYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Homa Appliances Co., Ltd.
TICKER: 2668 CUSIP: Y2925D102
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESIGNATION OF SUPERVISOR AND ISSUER YES FOR FOR
ELECT XU BINGBING AS SUPERVISOR
PROPOSAL #4: APPROVE TERMINATION OF 2015 PRIVATE ISSUER YES FOR FOR
PLACEMENT RAISED FUNDS PROJECT AND USE OF REMAINING
RAISED FUNDS AND INTEREST TO PERMANENTLY SUPPLEMENT
WORKING CAPITAL
PROPOSAL #5: APPROVE PLEDGE OF SUBSIDIARY'S EQUITY ISSUER YES FOR FOR
FOR EXTERNAL FINANCING
ISSUER: Guangdong HongDa Blasting Co., Ltd.
TICKER: 002683 CUSIP: Y2925L104
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN A FOREIGN TRADE ISSUER YES FOR FOR
MISSILE WEAPON SYSTEM PROJECT BY A COMPANY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT LIN JIANXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Hongda Blasting Co., Ltd.
TICKER: 002683 CUSIP: Y2925L104
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #3.1: APPROVE GOAL OF THE PLAN ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #3.3: APPROVE LIST OF PARTICIPANTS AND ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #3.4: APPROVE TYPE, SOURCE AND SIZE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF THIS
PLAN
PROPOSAL #3.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #3.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #3.8: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE PERFORMANCE SHARES
PROPOSAL #3.9: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #3.10: APPROVE ACCOUNTING TREATMENT OF THIS ISSUER YES FOR FOR
PLAN
PROPOSAL #3.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #3.12: APPROVE CHANGES AND TERMINATION OF ISSUER YES FOR FOR
THIS PLAN
PROPOSAL #3.13: APPROVE DISPUTE SOLUTION MECHANISM ISSUER YES FOR FOR
FOR RELEVANT DISPUTE BETWEEN COMPANY AND INCENTIVE
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangdong Hongda Blasting Co., Ltd.
TICKER: 2683 CUSIP: Y2925L104
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
ISSUER: Guangdong Hongda Blasting Co., Ltd.
TICKER: 2683 CUSIP: Y2925L104
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN JIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Hongda Blasting Co., Ltd.
TICKER: 2683 CUSIP: Y2925L104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS TO INVEST SHAREHOLDER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Guangdong Hongteo Technology Co. Ltd.
TICKER: 300176 CUSIP: Y29256107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
ISSUER: Guangdong Hongteo Technology Co. Ltd.
TICKER: 300176 CUSIP: Y29256107
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
SECURITY ABBREVIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guangdong Huatie Tongda High-Speed Railway Equipment Corp.
TICKER: 000976 CUSIP: Y2931H105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: Guangdong Huatie Tongda High-Speed Railway Equipment Corp.
TICKER: 976 CUSIP: Y2931H105
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER NO N/A N/A
MANNER
PROPOSAL #2.3: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.4: APPROVE BOND MATURITY AND TYPE ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER NO N/A N/A
OF DETERMINATION, PAYMENT OF CAPITAL AND INTEREST
METHOD
PROPOSAL #2.6: APPROVE GUARANTEE METHOD ISSUER NO N/A N/A
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE LISTING ARRANGEMENTS ISSUER NO N/A N/A
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER NO N/A N/A
REPAYMENT
PROPOSAL #2.11: APPROVE OTHER MATTERS THAT NEED TO BE ISSUER NO N/A N/A
CLARIFIED
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING CORPORATE BOND
ISSUANCE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PLAN ISSUER NO N/A N/A
ISSUER: Guangdong Huatie Tongda High-Speed Railway Equipment Corp.
TICKER: 000976 CUSIP: Y2931H105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Guangdong Huatie Tongda High-Speed Railway Equipment Corporation
TICKER: 000976 CUSIP: Y2931H105
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GOAL AND USAGE OF THE SHARES ISSUER YES FOR FOR
TO BE REPURCHASED
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN WHOLLY-OWNED SUBSIDIARY AND HONG KONG LIHE
TRADE CO., LTD.
ISSUER: Guangdong Investment Limited
TICKER: 270 CUSIP: Y2929L100
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WEN YINHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HO LAM LAI PING, THERESA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CAI YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT CHAN CHO CHAK, JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT WU TING YUK, ANTHONY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Guangdong Kinlong Hardware Products Co., Ltd.
TICKER: 2791 CUSIP: Y29347104
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangdong Kinlong Hardware Products Co., Ltd.
TICKER: 2791 CUSIP: Y29347104
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BAI BAOKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YAN GUILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT BAI BAOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG XIAOLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YIN JIANZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT ZHAO JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SHU WEINONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HUANG QIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHAO ZHENGTING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT XU HUAIBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHANG DELING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG PING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Kinlong Hardware Products Co., Ltd.
TICKER: 2791 CUSIP: Y29347104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-
OWNED SUBSIDIAREIS
ISSUER: Guangdong Macro Co., Ltd.
TICKER: 533 CUSIP: Y2929P101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTICIPATION IN ISSUER YES FOR FOR
THE ESTABLISHMENT OF EQUITY INVESTMENT FUND
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT TO APPLICATION OF ISSUER YES AGAINST AGAINST
COMPREHENSIVE BANK CREDIT LINE
PROPOSAL #4: APPROVE LIQUIDATION OF ZHEJIANG HANSHENG SHAREHOLDER YES FOR FOR
CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF IMPAIRMENT FOR SHAREHOLDER YES FOR FOR
INVESTMENT AND CREDITOR'S RIGHTS OF ZHEJIANG HANSHENG
CO., LTD.
ISSUER: Guangdong Macro Co., Ltd.
TICKER: 533 CUSIP: Y2929P101
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
SECURITY ABBREVIATION
PROPOSAL #2: APPROVE DISMISSAL OF CHEN HUAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: ELECT WU LIBIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: ELECT YANG XI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Meiyan Jixiang Hydropower Co., Ltd.
TICKER: 600868 CUSIP: Y2929U100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT WEN ZENGYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT HU SUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT ZHANG NENGYONG AS NON- ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT ZHONG MINGPENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT LIU DONGMEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT LIU EPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT LIU JIXIAN AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.3: ELECT NI JIEYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT HUANG PINGNA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT CHEN WEISHENG AS SUPERVISOR ISSUER YES AGAINST AGAINST
PROPOSAL #9.3: ELECT XIA JIE AS SUPERVISOR ISSUER YES AGAINST AGAINST
PROPOSAL #9.4: ELECT HU ZHIYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION STANDARDS AND ISSUER YES FOR FOR
DECISION-MAKING AUTHORIZATION OF DIRECTORS,
SUPERVISORS AND SENIOR MANAGERS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong Mingzhu Group Co., Ltd.
TICKER: 600382 CUSIP: Y2930F100
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION ON CAPITAL INCREASE ISSUER YES FOR FOR
OF GUANGDONG MINGZHU PEARL WINE INDUSTRY CO., LTD.
ISSUER: Guangdong Mingzhu Group Co., Ltd.
TICKER: 600382 CUSIP: Y2930F100
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG JIANLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG WENDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT OU YANGJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHONG JIANRU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI XING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHONG JINLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG ZHIWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HU YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT WU MEILIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XING LIUBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG DONGXIA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Mingzhu Group Co., Ltd.
TICKER: 600382 CUSIP: Y2930F100
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON ANNUAL ISSUER YES FOR FOR
REMUNERATION SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT AS WELL AS ALLOWANCE FOR
ISSUER: Guangdong Mingzhu Group Co., Ltd.
TICKER: 600382 CUSIP: Y2930F100
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL CONFIRMATION OF ISSUER YES FOR FOR
JOINT INVESTMENT MATTERS
PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT FOR JOINT INVESTMENT PROJECTS
ISSUER: Guangdong Mingzhu Group Co., Ltd.
TICKER: 600382 CUSIP: Y2930F100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SUPPLEMENTARY CONFIRMATION OF ISSUER YES FOR FOR
THE COMPANY'S INVESTMENT COOPERATION WITH XINGYUE
REAL ESTATE, YUSHENG INDUSTRIAL AND ZHENGHE REAL
PROPOSAL #11: APPROVE XINGYUE REAL ESTATE, YUSHENG ISSUER YES FOR FOR
INDUSTRIAL AND ZHENGHE REAL ESTATE SIGNING A
SUPPLEMENTARY AGREEMENT ON JOINT INVESTMENT PROJECTS
ISSUER: Guangdong No. 2 Hydropower Engineering Co., Ltd.
TICKER: 002060 CUSIP: Y29310110
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI WANRUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF SPECIAL TEST AREA PINGFENG WASTEWATER TREATMENT
PLANT PPP PROJECT
PROPOSAL #3: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF PROVINCIAL ROAD S540 LINE YANGJIANG YASHAO TO
BAISHA SECTION EXPANSION PROJECT PPP PROJECT
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO THE CONSTRUCTION OF THE SUPER DIKE IN
MINGZHU BAY DISTRICT, HUIGU PIAN DISTRICT (INDUSTRIAL
ZONE TO DAJIAOSHAN)
ISSUER: Guangdong No.2 Hydropower Engineering Co., Ltd.
TICKER: 002060 CUSIP: Y29310110
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO NUMBER OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT LU DAPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PENG YINGCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN PENGFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE CANCELLATION OF GUANGDONG ISSUER YES FOR FOR
ZHICHENG NEW ENERGY ENVIRONMENTAL TECHNOLOGY CO.,
PROPOSAL #4: APPROVE CANCELLATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION TO ZHANJIANG XIASHAN HYDROPOWER ENERGY CO.,
LTD.
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #10: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
PROPOSAL #11: APPROVE DEVELOPMENT OF FINANCIAL ISSUER YES FOR FOR
LEASING BUSINESS BY RUYUAN AUTONOMOUS COUNTY
HYDROPOWER ENERGY CO., LTD. AND PROVISION OF
ISSUER: Guangdong No.2 Hydropower Engineering Co., Ltd.
TICKER: 2060 CUSIP: Y29310110
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Guangdong No.2 Hydropower Engineering Co., Ltd.
TICKER: 2060 CUSIP: Y29310110
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF BINHE RIVER WATER CONSERVANCY PROJECT
PROPOSAL #2: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF TOURISM ROAD RECONSTRUCTION PROJECT
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Guangdong No.2 Hydropower Engineering Co., Ltd.
TICKER: 2060 CUSIP: Y29310110
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PPP PROJECT INVESTMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
ISSUER: Guangdong No.2 Hydropower Engineering Co., Ltd.
TICKER: 002060 CUSIP: Y29310110
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: GuangDong PaiSheng Intelligent Technology Co., Ltd.
TICKER: 300176 CUSIP: Y29256107
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GUI BOWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT MA XIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT ZHANG SHIZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT HUANG PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YE DAIQI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PENG CHUNTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HE HUIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LI YONGQI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHEN YUANYUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: GuangDong PaiSheng Intelligent Technology Co., Ltd.
TICKER: 300176 CUSIP: Y29256107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE ADDITIONAL REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10.1: ELECT LU CHULONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT YUAN JIANCHUAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: GuangDong PaiSheng Intelligent Technology Co., Ltd.
TICKER: 300176 CUSIP: Y29256107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
ITS RELEVANT GUARANTEE PROVISION
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y2929W106
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y2929W106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FULL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES IN COMMITMENTS IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #8: ELECT ZENG XIAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT JIANG CHANGWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y2929W106
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y29303107
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y29303107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FULL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES IN COMMITMENTS IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #8: ELECT ZENG XIAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT JIANG CHANGWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Provincial Expressway Development Co. Ltd.
TICKER: 200429 CUSIP: Y29303107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong RongTai Industry Co., Ltd.
TICKER: 600589 CUSIP: Y2930U107
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT ISSUER YES FOR FOR
OF SHARES
PROPOSAL #1.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICING REFERENCE DATE AND ISSUER YES FOR FOR
ISSUE PRICE
PROPOSAL #1.3: APPROVE USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (THIRD REVISION)
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS (REVISED)
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (THIRD REVISION)
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD IN ISSUER YES FOR FOR
MATTERS RELATING TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE TERMINATION OF PRIVATE PLACEMENT SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Rongtai Industry Co., Ltd.
TICKER: 600589 CUSIP: Y2930U107
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN SHUIXIE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Guangdong Rongtai Industry Co., Ltd.
TICKER: 600589 CUSIP: Y2930U107
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT YANG BAOSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GAO DAPENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIN YUEJIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LUO HAIXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHENG CHUANGJIA AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.6: ELECT YANG GUANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT LIN WEIXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FENG YUSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHEN SHUIXIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LI XIAODONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHENG ZIBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YANG YUJING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT ZHU SHAOPENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT CHEN DONGYANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Rongtai Industry Co., Ltd.
TICKER: 600589 CUSIP: Y2930U107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CONTINUED USE OF IDLE OWN FUNDS ISSUER YES FOR FOR
TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE EARNINGS FORECAST REALIZATION ISSUER YES FOR FOR
AND IMPAIRMENT TEST OF MAJOR ASSET RESTRUCTURING
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
SHARES
ISSUER: Guangdong Shaoneng Group Co., Ltd.
TICKER: 601 CUSIP: Y29304105
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO SHAONENG ISSUER YES FOR FOR
GROUP YINLING ECONOMIC TRADE DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO SHAONENG ISSUER YES FOR FOR
GROUP LUZHOU ECOLOGY (XINFENG) TECHNOLOGY CO., LTD.
ISSUER: Guangdong Shaoneng Group Co., Ltd.
TICKER: 000601 CUSIP: Y29304105
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guangdong Shaoneng Group Co., Ltd.
TICKER: 601 CUSIP: Y29304105
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG LIYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Shaoneng Group Co., Ltd.
TICKER: 000601 CUSIP: Y29304105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ASSET BACKED SECURITIZATION ISSUER YES FOR FOR
ISSUER: Guangdong Shenglu Telecommunication Tech Co., Ltd.
TICKER: 2446 CUSIP: Y2931Q105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #3: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
ISSUER: Guangdong Shenglu Telecommunication Tech Co., Ltd.
TICKER: 002446 CUSIP: Y2931Q105
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Guangdong Shenglu Telecommunication Tech Co., Ltd.
TICKER: 002446 CUSIP: Y2931Q105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN LOCATION OF RAISED ISSUER YES FOR FOR
FUNDS PROJECT
ISSUER: Guangdong Shenglu Telecommunication Tech Co., Ltd.
TICKER: 2446 CUSIP: Y2931Q105
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Guangdong Shirongzhaoye Co., Ltd.
TICKER: 002016 CUSIP: Y2930N111
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU APING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Guangdong Shirongzhaoye Co., Ltd.
TICKER: 2016 CUSIP: Y2930N111
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND CHANGE ISSUER YES FOR FOR
OF LEGAL REPRESENTATIVE
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Guangdong Shirongzhaoye Co., Ltd.
TICKER: 2016 CUSIP: Y2930N111
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Guangdong Shirongzhaoye Co., Ltd.
TICKER: 2016 CUSIP: Y2930N111
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIANG JIARONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LIANG WEIHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YU JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LONG LONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU APING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XUE ZIQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG XIAOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZHOU HAOXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangdong Shirongzhaoye Co., Ltd.
TICKER: 2016 CUSIP: Y2930N111
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE LOW-RISK SHORT-TERM INVESTMENT ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Guangdong Shunna Electric Co., Ltd.
TICKER: 000533 CUSIP: Y2929P101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMODITY DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE OF THE UNRECOVERED LOSS ISSUER YES FOR FOR
REACHING 1/3 OF TOTAL PAID-IN CAPITAL
ISSUER: Guangdong Silver Age Sci & Tech Co., Ltd.
TICKER: 300221 CUSIP: Y2931X100
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG MINGQIU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Guangdong Silver Age Sci & Tech Co., Ltd.
TICKER: 300221 CUSIP: Y2931X100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION OF SUBSIDIARY ISSUER YES FOR FOR
AND ITS RELEVANT GUARANTEE PROVISION
ISSUER: Guangdong Silver Age Sci & Tech Co., Ltd.
TICKER: 300221 CUSIP: Y2931X100
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT ON IMPLEMENTATION ISSUER YES FOR FOR
PERIOD OF SHARE REPURCHASE
PROPOSAL #2: APPROVE BANK CREDIT LINES AND ITS ISSUER YES FOR FOR
RELEVANT GUARANTEES
ISSUER: Guangdong Silver Age Sci & Tech Co., Ltd.
TICKER: 300221 CUSIP: Y2931X100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FORMULATION OF REMUNERATION AND ISSUER YES FOR FOR
ASSESSMENT PLAN OF NON-INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PERFORMANCE COMPENSATION OF ISSUER YES FOR FOR
PREVIOUS SHAREHOLDERS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO PERFORMANCE COMMITMENT
COMPENSATION
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORRECTIONS ON ACCOUNTING ERRORS ISSUER YES FOR FOR
AND PERIODIC REPORTS
PROPOSAL #2: APPROVE REVISED FINANCIAL ACCOUNTING ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE REVISED ANNUAL REPORT AND ISSUER YES FOR FOR
SUMMARY
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE LOAN PROVISION BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDERS
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO ZITONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT QIN YUEHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN PROVISION BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #2: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
ISSUER: Guangdong Sky Dragon Printing Ink Group Co., Ltd.
TICKER: 300063 CUSIP: Y2931J101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARES
INCENTIVE PLAN
ISSUER: Guangdong Sunwill Precising Plastic Co., Ltd.
TICKER: 2676 CUSIP: Y2925M102
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GOVERNMENT TO RECOVER LAND ISSUER NO N/A N/A
RESERVES
PROPOSAL #2: ELECT CHENG ZAIYU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Guangdong Sunwill Precising Plastic Co., Ltd.
TICKER: 2676 CUSIP: Y2925M102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION
PROPOSAL #8: APPROVE GUARANTEE ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER NO N/A N/A
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Guangdong Taiantang Pharmaceutical Co., Ltd.
TICKER: 002433 CUSIP: Y2931N102
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Guangdong Taiantang Pharmaceutical Co., Ltd.
TICKER: 2433 CUSIP: Y2931N102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER NO N/A N/A
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES AND ISSUER NO N/A N/A
LOANS FROM FINANCIAL INSTITUTIONS
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION OF CONTROLLED SUBSIDIARY AND PROVISION OF
GUARANTEE
ISSUER: Guangdong Taiantang Pharmaceutical Co., Ltd.
TICKER: 2433 CUSIP: Y2931N102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KE SHAOBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT KE SHAOFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YU XIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SONG XIUQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HU QINGGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN JI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG GUIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT NIE ZHIJIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DING YI'AN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU QIUHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Taiantang Pharmaceutical Co., Ltd.
TICKER: 002433 CUSIP: Y2931N102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KE SHAOBIN AS COMPANY GENERAL ISSUER YES FOR FOR
MANAGER
ISSUER: Guangdong Tapai Group Co. Ltd.
TICKER: 002233 CUSIP: Y2931B108
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL RISK INVESTMENT AND ISSUER YES FOR FOR
EXTENSION OF INVESTMENT PERIOD
PROPOSAL #3: ELECT LAI HONGFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Tapai Group Co. Ltd.
TICKER: 002233 CUSIP: Y2931B108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADDITIONAL RISK INVESTMENT AND ISSUER YES FOR FOR
EXTENSION OF INVESTMENT PERIOD
PROPOSAL #8: APPROVE HANDLING DEPOSITS AND ISSUER YES FOR FOR
SETTLEMENTS WITH MEIZHOU HAKKA BANK CO., LTD. AND
RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE ADJUSTMENT ON THE SOURCE OF ISSUER YES FOR FOR
PHASE 1 EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #11: AMEND MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #12: AMEND EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
(DRAFT) AND SUMMARY
PROPOSAL #13: APPROVE PHASE 2 EMPLOYEE SHARE PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
AUTHORIZE THE BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Guangdong Tapai Group Co. Ltd.
TICKER: 2233 CUSIP: Y2931B108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI LIJIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU XIAOWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangdong Vanward New Electric Co., Ltd.
TICKER: 002543 CUSIP: Y2931T109
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guangdong Vanward New Electric Co., Ltd.
TICKER: 2543 CUSIP: Y2931T109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Guangdong Vanward New Electric Co., Ltd.
TICKER: 002543 CUSIP: Y2931T109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YE YUANZHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LU CHULONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LU CHUPENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LU YUCONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HE XIABEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIAO MINGWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XU YANSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG HUIGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HUANG SHAOYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
ISSUER: Guangdong Vanward New Electric Co., Ltd.
TICKER: 002543 CUSIP: Y2931T109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Guangdong Vanward New Electric Co., Ltd.
TICKER: 2543 CUSIP: Y2931T109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Guangdong Weihua Corp.
TICKER: 002240 CUSIP: Y2931D104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE OF THE SHARES TO ISSUER NO N/A N/A
BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER NO N/A N/A
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER NO N/A N/A
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Guangdong Weihua Corp.
TICKER: 2240 CUSIP: Y2931D104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SUBSIDIARY
ISSUER: Guangdong Weihua Corp.
TICKER: 002240 CUSIP: Y2931D104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ACQUISITION BY SHARE ISSUANCE AND RAISING SUPPORTING
FUNDS
PROPOSAL #2.1: APPROVE TRANSACTION OVERVIEW ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE TRANSACTION OBJECTS, TARGET ISSUER NO N/A N/A
COMPANY, AND TARGET ASSETS
PROPOSAL #2.3: APPROVE TRANSACTION PRICE ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE ISSUE TYPE AND PAR VALUE ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUER NO N/A N/A
SUBSCRIPTION METHOD
PROPOSAL #2.6: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER NO N/A N/A
PROPOSAL #2.7: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE PRICE ADJUSTMENT MECHANISM OF ISSUER NO N/A N/A
THIS RESTRUCTURING
PROPOSAL #2.9: APPROVE SCALE AND USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.10: APPROVE LISTING EXCHANGE ISSUER NO N/A N/A
PROPOSAL #2.11: APPROVE LOCK-UP PERIOD ISSUER NO N/A N/A
PROPOSAL #2.12: APPROVE PERFORMANCE COMMITMENTS AND ISSUER NO N/A N/A
COMPENSATION ARRANGEMENTS
PROPOSAL #2.13: APPROVE ATTRIBUTION OF PROFIT AND ISSUER NO N/A N/A
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER NO N/A N/A
UNDISTRIBUTED EARNINGS
PROPOSAL #2.15: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER NO N/A N/A
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER NO N/A N/A
ADJUSTMENT
PROPOSAL #4: APPROVE DRAFT AND SUMMARY REPORT ABOUT ISSUER NO N/A N/A
THE TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF AGREEMENT ON ISSUER NO N/A N/A
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6: APPROVE SIGNING OF PERFORMANCE ISSUER NO N/A N/A
COMMITMENTS COMPENSATION AGREEMENT
PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, PRO FORMA ISSUER NO N/A N/A
REVIEW REPORT, ASSET EVALUATION REPORT, AND MINING
RIGHTS EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, ISSUER NO N/A N/A
VALIDITY OF HYPOTHESIS, RELEVANCE OF VALUATION
PURPOSE AND APPROACH, AS WELL AS THE FAIRNESS OF
PRICING FOR THE TRANSACTION
PROPOSAL #9: APPROVE IMPACT OF DILUTION ON CURRENT ISSUER NO N/A N/A
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN FOR THE
TRANSACTION
PROPOSAL #10: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER NO N/A N/A
AS MAJOR ASSET RESTRUCTURING AND MAJOR LISTING
PROPOSAL #11: APPROVE COMPLIANCE OF TRANSACTION WITH ISSUER NO N/A N/A
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE COMPLIANCE OF TRANSACTION WITH ISSUER NO N/A N/A
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE COMPLIANCE OF TRANSACTION WITH ISSUER NO N/A N/A
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER NO N/A N/A
RELATED-PARTY TRANSACTION
PROPOSAL #15: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER NO N/A N/A
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #16: APPROVE NON-COMPLIANCE OF THE PRICE ISSUER NO N/A N/A
VOLATILITY OF PREVIOUS COMPANY STOCKS WITH THE
STANDARDS OF ARTICLE 5 OF THE NOTICE ON REGULATING
THE INFORMATION DISCLOSURE OF LISTED COMPANIES AND
THE BEHAVIOR OF RELATED PARTIES
PROPOSAL #17: APPROVE INVOLVEMENT OF RELATED PARTIES ISSUER NO N/A N/A
TO THIS TRANSACTION HAS NO PROHIBITING PROVISION IN
ARTICLE 13 OF INTERIM PROVISIONS ON STRENGTHENING THE
SUPERVISION OF ABNORMAL TRADING OF STOCKS RELATED TO
MAJOR ASSET RESTRUCTURING OF LISTED COMPANI
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL MATTERS RELATED TO ACQUISITION BY SHARE
ISSUANCE AND RAISING SUPPORTING FUNDS
PROPOSAL #19: ELECT XIONG BO AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Guangdong Weihua Corporation
TICKER: 002240 CUSIP: Y2931D104
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FANG XING AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Guangdong Wen's Foodstuffs Group Co., Ltd.
TICKER: 300498 CUSIP: Y2R30P108
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
ISSUER: Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
TICKER: 2705 CUSIP: Y2932M103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangdong Xinbao Electrical Appliances Holdings Co., Ltd.
TICKER: 2705 CUSIP: Y2932M103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #11: APPROVE USE OF IDLE FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #12: APPROVE DERIVATIVES INVESTMENT BUSINESS ISSUER YES FOR FOR
PROPOSAL #13: ELECT LI YAPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND THE WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Guangdong Xinhui Meida Nylon Co., Ltd.
TICKER: 000782 CUSIP: Y2930V105
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT SYSTEM OF EXTERNAL ISSUER NO N/A N/A
PROVISION OF FINANCIAL ASSISTANCE
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF FAIR VALUE ISSUER NO N/A N/A
MEASUREMENT OF REAL ESTATE
PROPOSAL #3: APPROVE EXTERNAL PROVISION OF ENTRUSTED ISSUER NO N/A N/A
LOAN
ISSUER: Guangdong Xinhui Meida Nylon Co., Ltd.
TICKER: 782 CUSIP: Y2930V105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL ENTRUSTED ISSUER NO N/A N/A
LOANS
PROPOSAL #3: APPROVE SECURITIES INVESTMENT ISSUER NO N/A N/A
PROPOSAL #4: APPROVE LI MING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Guangdong Xinhui Meida Nylon Co., Ltd.
TICKER: 000782 CUSIP: Y2930V105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PRIVATE PLACEMENT ISSUER YES FOR FOR
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU DIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU GUOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU DIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT FAN BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU HAITAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT PANG KEXUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU YIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PENG NING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG XUEBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG WENHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CAO YANZI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE RELATIVES OF ULTIMATE ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER AS OBJECTS OF EQUITY
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5.1: ELECT LI JUNFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LEI ZHUOLIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENT FOR 2018 COMPENSATION SHARES
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECTS AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Guangdong Zhengye Technology Co., Ltd.
TICKER: 300410 CUSIP: Y292A5103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangdong Zhongsheng Pharmaceutical Co., Ltd.
TICKER: 002317 CUSIP: Y2931F109
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangdong Zhongsheng Pharmaceutical Co., Ltd.
TICKER: 002317 CUSIP: Y2931F109
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ADJUSTMENT IN REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
ISSUER: Guangdong Zhongsheng Pharmaceutical Co., Ltd.
TICKER: 2317 CUSIP: Y2931F109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.7: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE MANNER OF REPAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #2.10: APPROVE SPECIAL BOND ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE LISTING AND TRADING EXCHANGE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2.14: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND STOCK OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL PURCHASE OF FINANCIAL ISSUER YES FOR FOR
PRODUCTS
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF INVESTMENT IN ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE 2019 INVESTMENT FRAMEWORK AND ISSUER YES FOR FOR
FINANCING PLAN
PROPOSAL #3: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #5: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Guanghui Energy Co., Ltd.
TICKER: 600256 CUSIP: Y9724D100
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADJUSTMENT ON REMUNERATION ISSUER YES FOR FOR
STANDARD OF SENIOR MANAGEMENT
PROPOSAL #8: ELECT WANG JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT PAN XIAOYAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO WORKING CAPITAL LOAN SPECIFICALLY USED
TO SUPPORT THE NATURAL GAS IMPORT BUSINESS OF THE
COMPANY'S SUBSIDIARIES AND ENERGY SAVING AND
ENVIRONMENTAL PROTECTION DAILY OPERATION
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #12: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #12.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #12.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #12.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #12.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #12.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #12.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #12.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #12.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #12.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #12.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #12.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #12.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #12.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING TERMS
PROPOSAL #12.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #12.18: APPROVE COLLECTION AND MANAGEMENT OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #12.19: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #12.20: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #12.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #15: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #17: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #18: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #19: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangshen Railway Co., Ltd.
TICKER: 525 CUSIP: Y2930P116
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFITS DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS AND
AUTHORIZE BOARD AND AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #8: ELECT XIANG LIHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Guangshen Railway Company Limited
TICKER: 525 CUSIP: Y2930P108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFITS DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS AND
AUTHORIZE BOARD AND AUDIT COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #8: ELECT XIANG LIHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Guangxi Guidong Electric Power Co. Ltd.
TICKER: 600310 CUSIP: Y2931E102
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCE LEASE BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #5: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTENSION OF RESOLUTION VALIDITY SHAREHOLDER YES FOR N/A
PERIOD OF PRIVATE PLACEMENT
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR N/A
ALL RELATED MATTERS TO EXTENDING RESOLUTION VALIDITY
PERIOD OF PRIVATE PLACEMENT
PROPOSAL #8: APPROVE TRANSFER OF UNIT CAPACITY INDEX SHAREHOLDER YES FOR N/A
AND RELATED-PARTY TRANSACTION
ISSUER: Guangxi Guidong Electric Power Co. Ltd.
TICKER: 600310 CUSIP: Y2931E102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSET-BACKED SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guangxi Guidong Electric Power Co. Ltd.
TICKER: 600310 CUSIP: Y2931E102
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITORS AND THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI YONGSHENG PETROCHEMICAL CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI GUISHENG ENERGY CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WUZHOU GUIJIANG ELECTRIC POWER CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SICHUAN XIDIAN POWER DESIGN CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI TIANXIANG INVESTMENT CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI CONSTRUCTION INDUSTRIALIZATION CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES AGAINST AGAINST
TO SUBSIDIARY
PROPOSAL #15: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #16: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTION
ISSUER: Guangxi Guiguan Electric Power Co., Ltd.
TICKER: 600236 CUSIP: Y2931R103
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG KEYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangxi Guiguan Electric Power Co., Ltd.
TICKER: 600236 CUSIP: Y2931R103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING AND GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF FEES
PROPOSAL #8: APPROVE ISSUANCE OF PERPETUAL BONDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE POVERTY ALLEVIATION FUND PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Guangxi Guitang (Group) Co., Ltd
TICKER: 000833 CUSIP: Y29300103
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO ESTABLISH A SUGAR SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN COMPANY NAME AND STOCK ISSUER YES FOR FOR
NAME
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO CHANGE NAME
PROPOSAL #3.2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO CHANGE NUMBER OF BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT HUANG XIANGQING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT FANG JIANNING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHANG DONGFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD TO EXTEND SUGAR TRADE AND RELATED MATTERS
ISSUER: Guangxi Liugong Machinery Co. Ltd.
TICKER: 000528 CUSIP: Y29302109
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangxi Liugong Machinery Co. Ltd.
TICKER: 528 CUSIP: Y29302109
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUANGXI LIUGONG GROUP
PROPOSAL #4.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUANGXI KANGMINGSI INDUSTRIAL POWER CO., LTD.
PROPOSAL #4.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
LIUZHOU CAI'AIFU MACHINERY CO., LTD. AND CAI'AIFU
LIUZHOU QUDONG BRIDGE CO., LTD.
PROPOSAL #4.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
LIUGONG MEIZHUO CONSTRUCTION EQUIPMENT (CHANGZHOU)
CO., LTD.
PROPOSAL #4.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUANGXI WEIXIANG MACHINERY CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #6: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
FOR MARKETING BUSINESS
ISSUER: Guangxi Liugong Machinery Co. Ltd.
TICKER: 000528 CUSIP: Y29302109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OPERATIONAL PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: ELECT LI YUNING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangxi Liuzhou Pharmaceutical Co., Ltd.
TICKER: 603368 CUSIP: Y2R38X103
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE USAGE OF SHARES REPURCHASED ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guangxi Liuzhou Pharmaceutical Co., Ltd.
TICKER: 603368 CUSIP: Y2R38X103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND ACCEPTANCE OF PROVISION OF GUARANTEES
FROM RELATED PARTIES
PROPOSAL #8: APPROVE GUARANTEES AND AUTHORIZATION FOR ISSUER YES AGAINST AGAINST
THE COMPREHENSIVE CREDIT LINE OF CONTROLLED
SUBSIDIARIES
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #12: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF THE PARTICIPANTS
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #15: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #15.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #15.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #15.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #15.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #15.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #15.6: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #15.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #15.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
METHODS OF CONVERSION PRICE
PROPOSAL #15.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #15.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #15.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #15.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #15.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #15.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #15.15: APPROVE ARRANGEMENTS FOR PLACING ISSUER YES FOR FOR
SHARES WITH FORMER SHAREHOLDERS
PROPOSAL #15.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #15.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #15.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #15.19: APPROVE PROCEEDS MANAGEMENT AND ISSUER YES FOR FOR
DEPOSIT ACCOUNT
PROPOSAL #15.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #18: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #19: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #20: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #21: APPROVE MATTERS RELATING TO MEETINGS OF ISSUER YES FOR FOR
BONDHOLDERS REGARDING ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #22: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AS WELL AS USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Guangxi Nanning Waterworks Co., Ltd.
TICKER: 601368 CUSIP: Y2R399105
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG DONGHAI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT LIANG XIAJIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT CHEN CHUNLI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT HE GANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT XU BINYUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT JIANG JUNHAI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT LIANG GEFU AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT XU CHUNMING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT CHEN YONGLI AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT CHEN DAREN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT WANG HUIFANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Guangxi Nanning Waterworks Co., Ltd.
TICKER: 601368 CUSIP: Y2R399105
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER NO N/A N/A
REPORT AND INTERNAL CONTROL AUDITOR
ISSUER: Guangxi Nanning Waterworks Co., Ltd.
TICKER: 601368 CUSIP: Y2R399105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER NO N/A N/A
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: Guangxi Nanning Waterworks Co., Ltd.
TICKER: 601368 CUSIP: Y2R399105
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER NO N/A N/A
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #5: AMEND IMPLEMENTING RULES FOR CUMULATIVE ISSUER NO N/A N/A
VOTING SYSTEM OF DIRECTORS
ISSUER: Guangxi Nanning Waterworks Co., Ltd.
TICKER: 601368 CUSIP: Y2R399105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
ISSUER: Guangxi Radio & Television Information Network Corp. Ltd.
TICKER: 600936 CUSIP: Y2R3DX107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #11: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
ISSUER: Guangxi Wuzhou Communications Co., Ltd.
TICKER: 600368 CUSIP: Y29308106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S EXTENSION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE WITHIN THE SCOPE OF CONSOLIDATED
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL AID TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI WUZHOU JINQIAO AGRICULTURAL PRODUCTS CO.,
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI WUZHOU XINGTONG INVESTMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI WUZHOU JINQIAO AGRICULTURAL PRODUCTS CO.,
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Guangxi Wuzhou Communications Co., Ltd.
TICKER: 600368 CUSIP: Y29308106
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SWAP AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Guangxi Wuzhou Communications Co., Ltd.
TICKER: 600368 CUSIP: Y29308106
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 DAILY WORKING CAPITAL LOAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE IN ACCOUNTING ESTIMATES ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Guangxi Wuzhou Communications Co., Ltd.
TICKER: 600368 CUSIP: Y29308106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIN SEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangxi Wuzhou Zhongheng Group Co., Ltd.
TICKER: 600252 CUSIP: Y2930E103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF ZHAOQING ZHONGHENG PHARMACEUTICAL CO., LTD.
PROPOSAL #2: ELECT CHEN HAIBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangxi Wuzhou Zhongheng Group Co., Ltd.
TICKER: 600252 CUSIP: Y2930E103
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Guangxi Wuzhou Zhongheng Group Co., Ltd.
TICKER: 600252 CUSIP: Y2930E103
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: ELECT JIAO MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangxi Wuzhou Zhongheng Group Co., Ltd.
TICKER: 600252 CUSIP: Y2930E103
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTED SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangxi Wuzhou Zhongheng Group Co., Ltd.
TICKER: 600252 CUSIP: Y2930E103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Guangxi Yuegui Guangye Holdings Co., Ltd.
TICKER: 000833 CUSIP: Y29300103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG XIANGQING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT ZHU BING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT FANG JIANNING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG DONGFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHEN JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GONG JIEMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHOU YONGZHANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI SHENGLAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE EXPANSION OF SUGAR TRADE ISSUER YES FOR FOR
BUSINESS AS WELL AS ITS AUTHORIZATION TO CHAIRMAN OF
ISSUER: Guangxi Yuegui Guangye Holdings Co., Ltd.
TICKER: 833 CUSIP: Y29300103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guangxi Yuegui Guangye Holdings Co., Ltd.
TICKER: 000833 CUSIP: Y29300103
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE SPECIAL INSTRUCTION ON THE ISSUER YES FOR FOR
IMPLEMENTATION OF PROFIT FORECAST OF YUNFU LIANFA
CHEMICAL CO., LTD.
PROPOSAL #8.1: ELECT NING ZHIXI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT GU YUANRONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: GuangYuYuan Chinese Herbal Medicine Co., Ltd.
TICKER: 600771 CUSIP: Y7170Z104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE PRICE, PRICING PRINCIPLE OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: GuangYuYuan Chinese Herbal Medicine Co., Ltd.
TICKER: 600771 CUSIP: Y7170Z104
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: GuangYuYuan Chinese Herbal Medicine Co., Ltd.
TICKER: 600771 CUSIP: Y7170Z104
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY CONTROLLED SUBSIDIARY AND
PROVISION OF GUARANTEE BY COMPANY
ISSUER: GuangYuYuan Chinese Herbal Medicine Co., Ltd.
TICKER: 600771 CUSIP: Y7170Z104
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7.1: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7.2: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REALIZATION OF THE COMPANY'S ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS AND THE REPURCHASE AND
CANCELLATION OF THE ISSUED SHARES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
THE REPURCHASE AND CANCELLATION OF THE ISSUED SHARES
ISSUER: Guangzhou Automobile Group Co. Ltd.
TICKER: 2238 CUSIP: Y2931M112
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY REPORT
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE BOARD OF DIRECTORS TO ISSUE ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS
PROPOSAL #9: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10.01: ELECT LONG YONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Automobile Group Co. Ltd.
TICKER: 2238 CUSIP: Y2R318105
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT ZENG QINGHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT FENG XINGYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT YAN ZHUANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT CHEN MAOSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT CHEN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT DING HONGXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT HAN YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT FU YUWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT LAN HAILIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.03: ELECT LEUNG LINCHEONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.04: ELECT WANG SUSHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.01: ELECT JI LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT CHEN TIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.03: ELECT LIAO CHONGKANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.04: ELECT WANG JUNYANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Automobile Group Co. Ltd.
TICKER: 2238 CUSIP: Y2R318121
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT ZENG QINGHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT FENG XINGYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT YAN ZHUANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT CHEN MAOSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT CHEN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT DING HONGXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT HAN YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT FU YUWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT LAN HAILIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.03: ELECT LEUNG LINCHEONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.04: ELECT WANG SUSHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.01: ELECT JI LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT CHEN TIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.03: ELECT LIAO CHONGKANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.04: ELECT WANG JUNYANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Automobile Group Co. Ltd.
TICKER: 2238 CUSIP: Y2R318121
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY REPORT
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE BOARD OF DIRECTORS TO ISSUE ISSUER YES AGAINST AGAINST
DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS
PROPOSAL #9: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10.01: ELECT LONG YONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Baiyun International Airport Co., Ltd.
TICKER: 600004 CUSIP: Y2930J102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
TICKER: 874 CUSIP: Y2932P106
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO ITS ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #2: APPROVE ACQUISITION OF TRADEMARKS IN ISSUER YES FOR FOR
CASH, THE RELEVANT AGREEMENTS AND RELATED
PROPOSAL #3: APPROVE CHANGES IN THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE FUND RAISING OF THE COMPANY
PROPOSAL #4: APPROVE ADDITION OF NEW ENTITIES WHICH ISSUER YES FOR FOR
MAY USE PART OF THE PROCEEDS FROM THE FUND RAISING OF
THE COMPANY
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
TICKER: 874 CUSIP: Y2932P106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 OPERATIONAL TARGETS AND ISSUER YES AGAINST AGAINST
ANNUAL BUDGET
PROPOSAL #7.1: APPROVE EMOLUMENTS OF LI CHUYUAN ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE EMOLUMENTS OF CHEN MAO ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE EMOLUMENTS OF LIU JUYAN ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE EMOLUMENTS OF CHENG NING ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE EMOLUMENTS OF NI YIDONG ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE EMOLUMENTS OF LI HONG ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE EMOLUMENTS OF WU CHANGHAI ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE EMOLUMENTS OF CHU XIAOPING ISSUER YES FOR FOR
PROPOSAL #7.9: APPROVE EMOLUMENTS OF JIANG WENQI ISSUER YES FOR FOR
PROPOSAL #7.10: APPROVE EMOLUMENTS OF WONG HIN ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE EMOLUMENTS OF WANG WEIHONG ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE EMOLUMENTS OF XIAN JIAXIONG ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE EMOLUMENTS OF LI JINYUN ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE EMOLUMENTS OF GAO YANZHU ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMOUNTS OF GUARANTEES TO SECURE ISSUER YES FOR FOR
BANK LOANS FOR SUBSIDIARIES
PROPOSAL #10: APPROVE APPLICATION FOR GENERAL BANKING ISSUER YES FOR FOR
FACILITIES
PROPOSAL #11: APPROVE ENTRUSTED BORROWING AND LOANS ISSUER YES AGAINST AGAINST
BUSINESS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE AMOUNTS OF BANK BORROWING BY ISSUER YES FOR FOR
GUANGZHOU PHARMACEUTICAL CORPORATION
PROPOSAL #13: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY IDLE PROCEEDS FROM FUND RAISING
PROPOSAL #14: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY INTERNAL IDLE FUNDS OF THE COMPANY AND ITS
SUBSIDIARIES
PROPOSAL #15: APPROVE ADDITION OF A NEW ENTITY ISSUER YES FOR FOR
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR
PROPOSAL #18: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNAL CONTROL AUDITOR
PROPOSAL #19: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #20: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: ELECT ZHANG CHUNBO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
TICKER: 874 CUSIP: Y2932P114
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO ITS ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #2: APPROVE ACQUISITION OF TRADEMARKS IN ISSUER YES FOR FOR
CASH, THE RELEVANT AGREEMENTS AND RELATED
PROPOSAL #3: APPROVE CHANGES IN THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE FUND RAISING OF THE COMPANY
PROPOSAL #4: APPROVE ADDITION OF NEW ENTITIES WHICH ISSUER YES FOR FOR
MAY USE PART OF THE PROCEEDS FROM THE FUND RAISING OF
THE COMPANY
ISSUER: Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
TICKER: 874 CUSIP: Y2932P114
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 OPERATIONAL TARGETS AND ISSUER YES AGAINST AGAINST
ANNUAL BUDGET
PROPOSAL #7.1: APPROVE EMOLUMENTS OF LI CHUYUAN ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE EMOLUMENTS OF CHEN MAO ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE EMOLUMENTS OF LIU JUYAN ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE EMOLUMENTS OF CHENG NING ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE EMOLUMENTS OF NI YIDONG ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE EMOLUMENTS OF LI HONG ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE EMOLUMENTS OF WU CHANGHAI ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE EMOLUMENTS OF CHU XIAOPING ISSUER YES FOR FOR
PROPOSAL #7.9: APPROVE EMOLUMENTS OF JIANG WENQI ISSUER YES FOR FOR
PROPOSAL #7.10: APPROVE EMOLUMENTS OF HUANG XIANRONG ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE EMOLUMENTS OF WANG WEIHONG ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE EMOLUMENTS OF XIAN JIAXIONG ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE EMOLUMENTS OF LI JINYUN ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE EMOLUMENTS OF GAO YANZHU ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMOUNTS OF GUARANTEES TO SECURE ISSUER YES FOR FOR
BANK LOANS FOR SUBSIDIARIES
PROPOSAL #10: APPROVE APPLICATION FOR GENERAL BANKING ISSUER YES FOR FOR
FACILITIES
PROPOSAL #11: APPROVE ENTRUSTED BORROWING AND LOANS ISSUER YES AGAINST AGAINST
BUSINESS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE AMOUNTS OF BANK BORROWING BY ISSUER YES FOR FOR
GUANGZHOU PHARMACEUTICAL CORPORATION
PROPOSAL #13: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY IDLE PROCEEDS FROM FUND RAISING
PROPOSAL #14: APPROVE CASH MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
TEMPORARY INTERNAL IDLE FUNDS OF THE COMPANY AND ITS
SUBSIDIARIES
PROPOSAL #15: APPROVE ADDITION OF A NEW ENTITY ISSUER YES FOR FOR
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR
PROPOSAL #18: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNAL CONTROL AUDITOR
PROPOSAL #19: APPROVE 2018 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #20: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22.1: ELECT ZHANG CHUNBO AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Guangzhou Development Group, Inc.
TICKER: 600098 CUSIP: Y29312108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Guangzhou Development Group, Inc.
TICKER: 600098 CUSIP: Y29312108
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guangzhou Development Group, Inc.
TICKER: 600098 CUSIP: Y29312108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT WU ZHULIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT WU XU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT LI GUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT ZHANG LONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT XIE KANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT MA XIAOQIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT YANG DEMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT ZENG PING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT ZHANG CANHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT ZHANG ZHE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT YUAN XIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Development Industry (Holdings) Co., Ltd.
TICKER: 600098 CUSIP: Y29312108
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED ISSUANCE OF REGISTERED ISSUER YES FOR FOR
CORPORATE BONDS (GREEN BONDS)
PROPOSAL #2.1: ELECT YANG DEMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZENG PING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangzhou Grandbuy Co., Ltd.
TICKER: 002187 CUSIP: Y29326108
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Guangzhou Grandbuy Co., Ltd.
TICKER: 002187 CUSIP: Y29326108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guangzhou Great Power Energy & Technology Co., Ltd.
TICKER: 300438 CUSIP: Y29331108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT ZAN TINGQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE 2018 AND 2019 REMUNERATIONS OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #13: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
PRODUCTS
ISSUER: Guangzhou Guangri Stock Co., Ltd.
TICKER: 600894 CUSIP: Y29325100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Guangzhou Haige Communications Group Inc Co
TICKER: 002465 CUSIP: Y29328104
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIAO XUNYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG HAIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XIE CHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PERFORMANCE COMPENSATION OF ISSUER YES FOR FOR
OTHER SHAREHOLDERS OF CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Guangzhou Haige Communications Group Inc. Co.
TICKER: 2465 CUSIP: Y29328104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPENSATION OF SHARES AND ISSUER YES FOR FOR
HANDLING OF CANCELLATION AND CAPITAL REDUCTION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Guangzhou Hengyun Enterprises Holding Ltd.
TICKER: 000531 CUSIP: Y29315101
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHONG YINGHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIAN XIAOFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Guangzhou Hengyun Enterprises Holding Ltd.
TICKER: 000531 CUSIP: Y29315101
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY OF WHOLLY- ISSUER YES FOR FOR
OWNED INDIRECT SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guangzhou Hengyun Enterprises Holding Ltd.
TICKER: 000531 CUSIP: Y29315101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guangzhou Hengyun Enterprises Holdings Ltd.
TICKER: 000531 CUSIP: Y29315101
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD FOR ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE CONVERTIBLE ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING MEETINGS OF THE CONVERTIBLE
BONDHOLDERS
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE SIZE AND AMOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #2: APPROVE USE OF PARTIAL TEMPORARY IDLE ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2016 AND 2017 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN AS WELL AS
REPURCHASE AND CANCELLATION OF GRANTED BUT NOT YET
UNLOCKED PERFORMANCE SHARES
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZENG JIANRONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
DIVIDEND RETURN PLAN
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9.1: APPROVE REMUNERATION OF SHEN HANBIAO ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE REMUNERATION OF ZHOU YI ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE REMUNERATION OF GUO LIMING ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE REMUNERATION OF DUANMU ZIRONG ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE REMUNERATION OF LI XINHANG ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE REMUNERATION OF SONG HUAJUN ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE REMUNERATION OF GU XIANG ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE REMUNERATION OF LI ZELI ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE REMUNERATION OF ZENG JIANRONG ISSUER YES FOR FOR
PROPOSAL #11: APPROVE 2019 REMUNERATION STANDARD OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #12: APPROVE 2019 REMUNERATION STANDARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Holike Creative Home Co., Ltd.
TICKER: 603898 CUSIP: Y2932R102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN CHANGSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Kingmed Diagnostics Group Co., Ltd.
TICKER: 603882 CUSIP: Y2935F105
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE AND PRINCIPLE OF THE ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #1.2: APPROVE MANAGEMENT AGENCY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ISSUER YES FOR FOR
DISTRIBUTION OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE TIME ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING
PROPOSAL #1.8: APPROVE METHOD AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE IMPLEMENTATION PROCEDURE ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE FORMULATION OF METHODS TO ASSESS ISSUER YES FOR FOR
THE PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangzhou Kingmed Diagnostics Group Co., Ltd.
TICKER: 603882 CUSIP: Y2935F105
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guangzhou KingTeller Technology Co., Ltd.
TICKER: 002177 CUSIP: Y2932W101
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHANG HUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Guangzhou KingTeller Technology Co., Ltd.
TICKER: 2177 CUSIP: Y2932W101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
ISSUER: Guangzhou Pearl River Industrial Development Co., Ltd.
TICKER: 600684 CUSIP: Y29339101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DA HENGCHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1: ELECT DA HENGCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PUBLIC LISTING FOR EQUITY ISSUER NO N/A N/A
TRANSFER
PROPOSAL #3: APPROVE PUBLIC LISTING FOR EQUITY ISSUER YES FOR FOR
TRANSFER
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION AS WELL AS ISSUER NO N/A N/A
TO AMEND RULES AND PROCEDURES REGARDING MEETINGS OF
BOARD OF DIRECTORS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION AS WELL AS ISSUER YES FOR FOR
TO AMEND RULES AND PROCEDURES REGARDING MEETINGS OF
BOARD OF DIRECTORS
ISSUER: Guangzhou Pearl River Industrial Development Co., Ltd.
TICKER: 600684 CUSIP: Y29339101
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Pearl River Industrial Development Co., Ltd.
TICKER: 600684 CUSIP: Y29339101
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE PRIVATE CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PRIVATE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER NO N/A N/A
REPAYMENT
PROPOSAL #4: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
ISSUER: Guangzhou Pearl River Industrial Development Co., Ltd.
TICKER: 600684 CUSIP: Y29339101
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 AUTHORIZATION ON REAL ISSUER NO N/A N/A
ESTATE PROJECT INVESTMENT QUOTA
PROPOSAL #1: APPROVE 2019 AUTHORIZATION ON REAL ISSUER YES AGAINST AGAINST
ESTATE PROJECT INVESTMENT QUOTA
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT ZHENG HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHENG HONGWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT WANF NENGPING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT WANF NENGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangzhou Pearl River Industrial Development Co., Ltd.
TICKER: 600684 CUSIP: Y29339101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND RULES AND
PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Guangzhou Pearl River Piano Group Co., Ltd.
TICKER: 002678 CUSIP: Y2925N100
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO ADJUST THE BUSINESS SCOPE
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
ISSUER: Guangzhou Pearl River Piano Group Co., Ltd.
TICKER: 002678 CUSIP: Y2925N100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Guangzhou Port Co., Ltd.
TICKER: 601228 CUSIP: Y2R39Z107
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE HONGSHENGSHA LAND STORAGE AT ISSUER NO N/A N/A
HUANGPU DISTRICT
ISSUER: Guangzhou Port Co., Ltd.
TICKER: 601228 CUSIP: Y2R39Z107
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF CONTAINER TERMINAL ISSUER NO N/A N/A
SERVICE AGREEMENT
ISSUER: Guangzhou Port Co., Ltd.
TICKER: 601228 CUSIP: Y2R39Z107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER NO N/A N/A
CHINA COSCO SHIPPING CO., LTD. AND ITS CONTROLLED
SUBSIDIARY
PROPOSAL #11: APPROVE ENTRUSTED LOAN APPLICATION ISSUER NO N/A N/A
PROPOSAL #12: APPROVE 2019 DEBT FINANCING APPLICATION ISSUER NO N/A N/A
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #1b: APPROVE CLASS OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1c: APPROVE NOMINAL VALUE PER SHARE ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1e: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1f: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #1g: APPROVE PRICING MECHANISM ISSUER YES FOR FOR
PROPOSAL #1h: APPROVE METHOD OF SUBSCRIPTION ISSUER YES FOR FOR
PROPOSAL #1i: APPROVE SIZE OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1j: APPROVE ACCUMULATED PROFITS ISSUER YES FOR FOR
PROPOSAL #1k: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1l: APPROVE RANKING OF THE NEW H SHARES ISSUER YES FOR FOR
PROPOSAL #1m: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1n: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF NEW H SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #1b: APPROVE CLASS OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1c: APPROVE NOMINAL VALUE PER SHARE ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1e: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1f: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #1g: APPROVE PRICING MECHANISM ISSUER YES FOR FOR
PROPOSAL #1h: APPROVE METHOD OF SUBSCRIPTION ISSUER YES FOR FOR
PROPOSAL #1i: APPROVE SIZE OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1j: APPROVE ACCUMULATED PROFITS ISSUER YES FOR FOR
PROPOSAL #1k: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1l: APPROVE RANKING OF THE NEW H SHARES ISSUER YES FOR FOR
PROPOSAL #1m: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1n: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF NEW H SHARES
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO DECIDE ON MATTERS ISSUER YES FOR FOR
RELATING TO THE PAYMENT OF INTERIM DIVIDEND FOR THE
SIX MONTHS ENDED JUNE 30, 2019
PROPOSAL #7a: ELECT ZHANG LIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #7b: ELECT LIANG YINGMEI AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #8: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS AND
REPORTING ACCOUNTANT AND TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE LEGAL REPRESENTATIVE(S) OR ISSUER YES FOR FOR
AUTHORIZED PERSON(S) AND ITS SUBSIDIARIES TO SIGN
COMPOSITE CREDIT FACILITIES OR LOAN RELATED
AGREEMENTS AND DOCUMENTS
PROPOSAL #10: APPROVE EXTENSION OF GUARANTEES BY THE ISSUER YES AGAINST AGAINST
COMPANY ON BEHALF OF SUBSIDIARIES, ASSOCIATES, JOINT
VENTURES AND OTHER INVESTEE COMPANIES
PROPOSAL #11: APPROVE EXTENSION OF GUARANTEES ON ISSUER YES AGAINST AGAINST
BEHALF OF SUBSIDIARIES, ASSOCIATES AND JOINT VENTURES
IN 2018
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13a: APPROVE CLASS OF SHARES ISSUER YES FOR FOR
PROPOSAL #13b: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #13c: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #13d: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #13e: APPROVE NOMINAL VALUE OF THE SHARES TO ISSUER YES FOR FOR
BE ISSUED
PROPOSAL #13f: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #13g: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #13h: APPROVE METHOD OF ISSUE ISSUER YES FOR FOR
PROPOSAL #13i: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #13j: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13k: APPROVE PLAN ON THE ALLOCATION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE ISSUE
PROPOSAL #13l: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #14: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF RENMINBI ORDINARY A SHARES
PROPOSAL #15: APPROVE ISSUANCE OF DIRECT DEBT ISSUER YES FOR FOR
FINANCING PRODUCTS AND ASSET SECURITIZATION PRODUCTS
IN 2019
PROPOSAL #16: AUTHORIZE BOARD OR ITS AUTHORIZED ISSUER YES FOR FOR
PERSON(S) TO HANDLE ALL MATTERS IN RELATION TO THE
ISSUANCE OF DIRECT DEBT FINANCING PRODUCTS AND ASSET
SECURITIZATION PRODUCTS IN 2019
ISSUER: Guangzhou R&F Properties Co., Ltd.
TICKER: 2777 CUSIP: Y2933F115
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CLASS OF SHARES ISSUER YES FOR FOR
PROPOSAL #1b: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1c: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1e: APPROVE NOMINAL VALUE OF THE SHARES TO ISSUER YES FOR FOR
BE ISSUED
PROPOSAL #1f: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #1g: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #1h: APPROVE METHOD OF ISSUE ISSUER YES FOR FOR
PROPOSAL #1i: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #1j: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1k: APPROVE PLAN ON THE ALLOCATION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE ISSUE
PROPOSAL #1l: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE INITIAL PUBLIC OFFERING AND LISTING
OF RENMINBI ORDINARY A SHARES
ISSUER: Guangzhou Restaurant Group Co., Ltd.
TICKER: 603043 CUSIP: Y2936P102
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI JINYI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SHEN ZHAOZHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIE KANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT CAO YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Guangzhou Restaurant Group Co., Ltd.
TICKER: 603043 CUSIP: Y2936P102
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE RAISED FUNDS ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE IMPLEMENTATION ENTITY FOR THE ISSUER YES FOR FOR
CAPITAL INJECTION ON THE CHANGE OF RAISED FUNDS
PROJECT AND SIGNING OF RAISED FUNDS ACCOUNT STORAGE
SUPERVISION AGREEMENT
ISSUER: Guangzhou Restaurant Group Co., Ltd.
TICKER: 603043 CUSIP: Y2936P102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTORS
ISSUER: Guangzhou Shangpin Home Collection Co., Ltd.
TICKER: 300616 CUSIP: Y29354100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS, SENIOR MANAGEMENT MEMBERS, AND SUPERVISORS
PROPOSAL #6.1: APPROVE REMUNERATION OF LI LIANZHU ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION OF ZHOU SHUYI ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE REMUNERATION OF PENG JINXIONG ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE REMUNERATION OF FU JIANPING ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE REMUNERATION OF ZHANG ZHIFANG ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE REMUNERATION OF LI QINGYANG ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE REMUNERATION OF HUANG YANFANG ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN BUSINESS SCOPE, ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION, AND CHANGE IN
INDUSTRIAL AND COMMERCIAL REGISTRATION
PROPOSAL #10: APPROVE COMPLETION OF FUNDRAISING ISSUER YES FOR FOR
PROJECTS AND USE OF SURPLUS FUNDS FOR REPLENISHMENT
OF WORKING CAPITAL
ISSUER: Guangzhou Shiyuan Electronic Technology Co. Ltd.
TICKER: 002841 CUSIP: Y29355107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #9: ELECT LIU DANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangzhou Shiyuan Electronic Technology Co. Ltd.
TICKER: 002841 CUSIP: Y29355107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN GRANT PRICE OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN AND REPURCHASE AND
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Guangzhou Tinci Materials Technology Co., Ltd.
TICKER: 002709 CUSIP: Y2R33P105
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN AUCTION OF ISSUER NO N/A N/A
ASSETS OF THE WHOLLY-OWNED SUBSIDIARY
ISSUER: Guangzhou Tinci Materials Technology Co., Ltd.
TICKER: 002709 CUSIP: Y2R33P105
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
PROPOSAL #4: APPROVE CHANGE IN BUSINESS SCOPE ISSUER NO N/A N/A
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #6: APPROVE INVESTMENT IN ANNUAL PRODUCTION ISSUER NO N/A N/A
OUTPUT OF 400,000 TONS OF SULFURIC ACID PRODUCTION
PROJECT
PROPOSAL #7: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER NO N/A N/A
PROJECT
ISSUER: Guangzhou Tinci Materials Technology Co., Ltd.
TICKER: 2709 CUSIP: Y2R33P105
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER NO N/A N/A
STOCK OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Guangzhou Tinci Materials Technology Co., Ltd.
TICKER: 2709 CUSIP: Y2R33P105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE FINANCING APPLICATION FROM ISSUER NO N/A N/A
FINANCIAL INSTITUTION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: ELECT ZHAO JINGWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Guangzhou Tinci Materials Technology Co., Ltd.
TICKER: 002709 CUSIP: Y2R33P105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER NO N/A N/A
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE GUARANTEE MATTERS ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD FOR DETERMINING THE ISSUER NO N/A N/A
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #2.14: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER NO N/A N/A
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER NO N/A N/A
SUBSCRIBER
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MATTERS RELATING TO MEETINGS ISSUER NO N/A N/A
OF BONDHOLDERS
PROPOSAL #2.18: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.19: APPROVE PROCEEDS MANAGEMENT AND ISSUER NO N/A N/A
DEPOSIT ACCOUNT
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
ISSUER: Guangzhou Wondfo Biotech Co., Ltd
TICKER: 300482 CUSIP: Y2933U104
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Wondfo Biotech Co., Ltd.
TICKER: 300482 CUSIP: Y2933U104
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Wondfo Biotech Co., Ltd.
TICKER: 300482 CUSIP: Y2933U104
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT PAN WENZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: ELECT DONG SONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangzhou Wondfo Biotech Co., Ltd.
TICKER: 300482 CUSIP: Y2933U104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Guangzhou Yuetai Group Co., Ltd.
TICKER: 600393 CUSIP: Y29313106
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YANG SHUPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT YANG SHUKUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HE DEZAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LI HONGKUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT CHEN XIANGYUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT FAN ZHIQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT TAN YAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT LI FEI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT WANG PENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT TAN JIANGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT LI YULIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guangzhou Yuetai Group Co., Ltd.
TICKER: 600393 CUSIP: Y29313106
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT LIANG WENCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT HE ZHIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT SU QIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guangzhou Yuexiu Financial Holdings Group Co., Ltd.
TICKER: 000987 CUSIP: Y29314104
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF MAJOR ASSET IN ISSUER YES FOR FOR
COMPLIANCE WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MAJOR ASSET DISPOSAL PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DELIVERY IMPAIRMENT TEST AND ISSUER YES FOR FOR
PERIOD ATTRIBUTED TO PROFIT AND LOSS
PROPOSAL #2.7: APPROVE COMPENSATION FOR IMPAIRMENT OF ISSUER YES FOR FOR
ASSETS AFTER IMPAIRMENT TEST BENCHMARK DATE
PROPOSAL #2.8: APPROVE DISPOSAL OF CREDITOR'S RIGHTS ISSUER YES FOR FOR
AND DEBTS AND EMPLOYEE ARRANGEMENT
PROPOSAL #2.9: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSETS DISPOSAL
PROPOSAL #4: APPROVE SIGNING OF ASSET ACQUISITION ISSUER YES FOR FOR
AGREEMENT BY ISSUANCE OF SHARES
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #6: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT, EVALUATION REPORT AND PRO FORMA REVIEW REPORT
OF THE TRANSACTION
PROPOSAL #11: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
WITH ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE EQUITY ACQUISITION OF GUANGZHOU ISSUER YES FOR FOR
FUTURES CO., LTD.
PROPOSAL #15: APPROVE EQUITY ACQUISITION OF GOLDEN ISSUER YES FOR FOR
EAGLE ASSET MANAGEMENT CO., LTD.
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangzhou Yuexiu Financial Holdings Group Co., Ltd.
TICKER: 000987 CUSIP: Y29314104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE AUTHORIZATION ON ISSUANCE OF ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
PROPOSAL #9: APPROVE USE OF OWN FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY WHOLLY-OWNED SUBSIDIARY TO ASSOCIATE
COMPANY
PROPOSAL #11: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE TO CONTROLLED SUBSIDIARY
PROPOSAL #12: APPROVE DEVELOPMENT OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLE ASSET SECURITIZATION BY CONTROLLED
SUBSIDIARY
PROPOSAL #13: APPROVE DEVELOPMENT OF MICRO-LEASING ISSUER YES FOR FOR
ASSET SECURITIZATION BY CONTROLLED SUBSIDIARY
PROPOSAL #14: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #15: APPROVE ISSUANCE OF TARGETED DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
ISSUER: Guangzhou Yuexiu Financial Holdings Group Co., Ltd.
TICKER: 000987 CUSIP: Y29314104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN FROM CONTROLLING SHAREHOLDER
ISSUER: Guangzhou Zhiguang Electric Co., Ltd.
TICKER: 002169 CUSIP: Y2933L104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRUST LOAN APPLICATION AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE BY CONTROLLING SHAREHOLDER AND
ACTUAL CONTROLLER
ISSUER: Guangzhou Zhiguang Electric Co., Ltd.
TICKER: 002169 CUSIP: Y2933L104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTICIPATION IN ISSUER YES FOR FOR
THE INVESTMENT FOR THE ESTABLISHMENT OF INDUSTRIAL
FUNDS
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO EXTERNAL INVESTMENTS SUBSCRIPTION OF
GUANGZHOU YUXIN ZHONGCHENG EQUITY INVESTMENT
PARTNERSHIP SHARES
ISSUER: Guangzhou Zhiguang Electric Co., Ltd.
TICKER: 002169 CUSIP: Y2933L104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF PUBLIC SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guangzhou Zhiguang Electric Co., Ltd.
TICKER: 2169 CUSIP: Y2933L104
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI YONGXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHENG XIAOJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT RUI DONGYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WU WENZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CAO CHENGFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG DEREN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN XIAOWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PAN WENZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG KAISHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LU XIAOYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guangzhou Zhiguang Electric Co., Ltd.
TICKER: 2169 CUSIP: Y2933L104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION AND ITS RELEVANT GUARANTEE
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 CONFIRMATION OF ISSUER YES FOR FOR
REMUNERATION AND 2019 REMUNERATION PLAN OF NON-
INDEPENDENT DIRECTOR AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE 2018 CONFIRMATION OF ALLOWANCE ISSUER YES FOR FOR
AND 2019 ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE 2018 CONFIRMATION OF ISSUER YES AGAINST AGAINST
REMUNERATION AND 2019 REMUNERATION PLAN OF
PROPOSAL #12: APPROVE POSTPONEMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #13: APPROVE EXTERNAL GUARANTEES ISSUER YES FOR FOR
ISSUER: Guangzhou Zhujiang Brewery Co., Ltd.
TICKER: 2461 CUSIP: Y2933N100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2: ELECT GUILHERME STRANO CASTELLAN AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
ISSUER: Guangzhou Zhujiang Brewery Co., Ltd.
TICKER: 002461 CUSIP: Y2933N100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
AND 2019 WORK PLAN
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #7: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER NO N/A N/A
FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
ISSUER: Guangzhou Zhujiang Brewery Co., Ltd.
TICKER: 2461 CUSIP: Y2933N100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG ZHIQIANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Guararapes Confeccoes SA
TICKER: GUAR3 CUSIP: P5012L101
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF ALL PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES AT RATIO OF 1:1
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLE 7
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Guararapes Confeccoes SA
TICKER: GUAR3 CUSIP: P5012L101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 1:8 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Guararapes Confeccoes SA
TICKER: GUAR3 CUSIP: P5012L101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2017
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR 2019 AND ISSUER YES FOR FOR
ALLOCATION OF INCOME FOR 2018
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #5: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #8: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: IN CASE THERE IS ANY CHANGE TO THE ISSUER YES AGAINST N/A
BOARD SLATE COMPOSITION, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #11: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES ABSTAIN N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #12.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FLAVIO GURGEL ROCHA AS DIRECTOR
PROPOSAL #12.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LISIANE GURGEL ROCHA AS DIRECTOR
PROPOSAL #12.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ELVIO GURGEL ROCHA AS DIRECTOR
PROPOSAL #13: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES ABSTAIN N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #14.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FLAVIO GURGEL ROCHA AS DIRECTOR
PROPOSAL #14.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LISIANE GURGEL ROCHA AS DIRECTOR
PROPOSAL #14.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ELVIO GURGEL ROCHA AS DIRECTOR
PROPOSAL #15.1: ELECT SIDNEY GURGEL AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND DICKSON MARTINS DA FONSECA AS ALTERNATE
PROPOSAL #15.2: ELECT PAULO FERREIRA MACHADO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND JOSE JANIO DE SIQUEIRA AS
PROPOSAL #15.3: ELECT PETER EDWARD C. M. WILSON AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND SILVIO C. P. CAMARGO AS
ALTERNATE
ISSUER: Gubre Fabrikalari TAS
TICKER: GUBRF CUSIP: M5246E108
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE REMUNERATION POLICY AND ISSUER YES FOR FOR
DIRECTOR REMUNERATION FOR 2018
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Gui Zhou Tyre Co., Ltd.
TICKER: 589 CUSIP: Y2943C102
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT HUANG GEGE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HE YUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XIONG CHAOYANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT LIU XIANDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT QIN GUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT BI YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HUANG YUEGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT YANG DAHE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LUO YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHOU YEJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Gui Zhou Tyre Co., Ltd.
TICKER: 589 CUSIP: Y2943C102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND WRITE-OFF
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
ISSUER: Guilin Sanjin Pharmaceutical Co., Ltd.
TICKER: 2275 CUSIP: Y2945J105
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CAPITAL AND CAPITAL SOURCE ISSUER YES FOR FOR
USED FOR THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guilin Sanjin Pharmaceutical Co., Ltd.
TICKER: 002275 CUSIP: Y2945J105
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MO LINGXIA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YU WEIKA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT HE LIWEN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Guilin Sanjin Pharmaceutical Co., Ltd.
TICKER: 2275 CUSIP: Y2945J105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF PROCEEDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guilin Tourism Corp. Ltd.
TICKER: 000978 CUSIP: Y2942H102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF USING RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Guirenniao Co., Ltd.
TICKER: 603555 CUSIP: Y2942J108
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OR COMPLETION OF ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT AND USE OF REMAINING
RAISED FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Guirenniao Co., Ltd.
TICKER: 603555 CUSIP: Y2942J108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN FROM RELATED PARTY
ISSUER: Guirenniao Co., Ltd.
TICKER: 603555 CUSIP: Y2942J108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SALES CHANNELS AS ISSUER YES FOR FOR
WELL AS SIGNING OF MAJOR AGREEMENT
PROPOSAL #2: APPROVE DISPOSAL OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY AND CHANGE OF RELEVANT PERFORMANCE
COMMITMENT COMPENSATION MANNER
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT TO BOARD OF DIRECTORS ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Guirenniao Co., Ltd.
TICKER: 603555 CUSIP: Y2942J108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Guiyang Longmaster Information & Technology Co., Ltd.
TICKER: 300288 CUSIP: Y29464107
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER AND ULTIMATE CONTROLLER FOR
THE COMPANY'S COMPREHENSIVE BANK CREDIT LINE
APPLICATION
PROPOSAL #2: ELECT KANG ZHENGMAO ISSUER YES FOR FOR
ISSUER: Guiyang Longmaster Information & Technology Co., Ltd.
TICKER: 300288 CUSIP: Y29464107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONTINUATION OF COOPERATION ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Guizhou Bailing Group Pharmaceutical Co Ltd
TICKER: 002424 CUSIP: Y2945M108
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER OF UNDERLYING ISSUER YES FOR FOR
STOCKS AND ALLOCATION OF PERFORMANCE SHARES
PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, LOCK-IN ISSUER YES FOR FOR
PERIOD, UNLOCKING ARRANGEMENT AND LOCK-UP PERIOD
PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.11: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.12: APPROVE PRINCIPLE OF PERFORMANCE ISSUER YES FOR FOR
SHARE REPURCHASE CANCELLATION
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guizhou Bailing Group Pharmaceutical Co., Ltd.
TICKER: 002424 CUSIP: Y2945M108
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN PARTICIPANTS AND GRANT SIZE
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
2018 PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2.1: APPROVE GOAL OF THE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #2.3: APPROVE SOURCE, NUMBER AND ISSUER YES FOR FOR
DISTRIBUTION OF UNDERLYING STOCKS
PROPOSAL #2.4: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF
RESTRICTED STOCKS
PROPOSAL #2.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.7: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #2.8: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #2.11: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2.12: APPROVE PRINCIPLE OF PERFORMANCE ISSUER YES FOR FOR
SHARE REPURCHASE CANCELLATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guizhou Bailing Group Pharmaceutical Co., Ltd.
TICKER: 002424 CUSIP: Y2945M108
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Guizhou Bailing Group Pharmaceutical Co., Ltd.
TICKER: 2424 CUSIP: Y2945M108
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING EXCESS RAISED ISSUER YES FOR FOR
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AMEND PREVENTION OF SHAREHOLDER AND ISSUER YES FOR FOR
RELATED PARTIES FROM OCCUPYING COMPANY'S FUND
MANAGEMENT SYSTEM
PROPOSAL #8: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Guizhou Bailing Group Pharmaceutical Co., Ltd.
TICKER: 2424 CUSIP: Y2945M108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Guizhou Gas Group Corp., Ltd.
TICKER: 600903 CUSIP: Y29494104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCING PLAN ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #11: APPROVE DISPOSAL OF FINANCIAL ASSETS ISSUER NO N/A N/A
AVAILABLE FOR SALE
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: APPROVE FORMULATION OF REMUNERATION ISSUER NO N/A N/A
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #16: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #17.1: ELECT HONG MING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #17.2: ELECT LV GANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #17.3: ELECT SHEN WEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #17.4: ELECT YANG FARONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #17.5: ELECT WANG ZHENGHONG AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #18.1: ELECT CAO JIANXIN AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #18.2: ELECT LI QING AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #18.3: ELECT YUAN HONGQI AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #19.1: ELECT JIN ZONGQING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #19.2: ELECT JIANG LE AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Guizhou Guihang Automotive Components Co., Ltd.
TICKER: 600523 CUSIP: Y2948E103
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT XU YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHEN CUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guizhou Guihang Automotive Components Co., Ltd.
TICKER: 600523 CUSIP: Y2948E103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTIONS AND 2019 DAILY RELATED-PARTY
PROPOSAL #8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AUTHORIZATION TO HANDLE LOAN ISSUER NO N/A N/A
APPLICATIONS AND ENTRUSTED LOANS
ISSUER: Guizhou Jiulian Industrial Explosive Material Development Co.
TICKER: 002037 CUSIP: Y2945G119
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guizhou Jiulian Industrial Explosive Material Development Co.
TICKER: 002037 CUSIP: Y2945G119
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE BUSINESS PERFORMANCE ASSESSMENT ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #10.1: ELECT ZHANG XI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT AN SHENGJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT GUO SHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT WEI YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT LI LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT WANG LICHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WANG XINHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHANG RUIBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHANG JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT AN QIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT JIANG HAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guizhou Panjiang Refined Coal Co., Ltd.
TICKER: 600395 CUSIP: Y2946P100
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE MUNICIPAL MANAGEMENT FUNCTIONS ISSUER YES FOR FOR
AS WELL AS SEPARATION TRANSFER OF RELEVANT ASSETS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.1: ELECT XU JIANGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LAI YUANZHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guizhou Redstar Developing Co., Ltd.
TICKER: 600367 CUSIP: Y2947N104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE AMENDMENT OF PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT OF NEW SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SCOPE AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING IN STOCK EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
(SECOND REVISION)
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARES ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF CONDITIONAL SHARES SUBSCRIPTION
PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY EQUITY TRANSFER AGREEMENT
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE RATIONALITY OF
ASSESSMENT RESULTS
PROPOSAL #11: APPROVE RELEVANT AUDIT REPORT, ASSET ISSUER YES FOR FOR
EVALUATION REPORT OF THE FUND RAISING PROJECT
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #15: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Guizhou Redstar Developing Co., Ltd.
TICKER: 600367 CUSIP: Y2947N104
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHENG YONGBO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guizhou Redstar Developing Co., Ltd.
TICKER: 600367 CUSIP: Y2947N104
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE ADJUSTMENT OF PRIVATE PLACEMENT ISSUER YES FOR FOR
OF SHARES
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET PARTIES AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SCALE AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.7: APPROVE RESTRICTED PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT ON THE TRANSACTION
PROPOSAL #8: APPROVE SIGNING OF TERMINATION OF EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #9: APPROVE TERMINATION OF ASSET ACQUISITION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guizhou Redstar Developing Co., Ltd.
TICKER: 600367 CUSIP: Y2947N104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL AUDITOR ISSUER YES FOR FOR
AND PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS AND ISSUER YES FOR FOR
EQUIVALENT TOTAL AMOUNT
PROPOSAL #10: APPROVE ORE SUPPLY AGREEMENT AND ORE ISSUER YES FOR FOR
PRICE CONFIRMATION
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Guizhou Salvage Pharmaceutical Co., Ltd.
TICKER: 600227 CUSIP: Y2947Q107
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SUBSCRIPTION METHOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
CHAIRMAN AND VICE CHAIRMAN
PROPOSAL #11.1: ELECT XU LIANGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT LEI JIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guizhou Salvage Pharmaceutical Co., Ltd.
TICKER: 600227 CUSIP: Y2947Q107
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN FROM SHAREHOLDERS ISSUER YES FOR FOR
ISSUER: Guizhou Salvage Pharmaceutical Co., Ltd.
TICKER: 600227 CUSIP: Y2947Q107
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2.1: ELECT GAO MINHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DAI XUANZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guizhou Salvage Pharmaceutical Co., Ltd.
TICKER: 600227 CUSIP: Y2947Q107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN ESTABLISHMENT OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND NEW MEDICAL CDMO PROJECT
ISSUER: Guizhou Salvage Pharmaceutical Co., Ltd.
TICKER: 600227 CUSIP: Y2947Q107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
CONFIRMATION OF REMUNERATION BY MANAGEMENT
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #10: APPROVE PERFORMANCE COMMITMENT STATUS ISSUER YES FOR FOR
OF TARGET ASSETS AS WELL AS PERFORMANCE COMPENSATION
BY RESTRUCTURE PARTIES
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Guizhou Xinbang Pharmaceutical Co., Ltd.
TICKER: 2390 CUSIP: Y2945K102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO THE DIRECTORS PARTICIPATION IN
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Guizhou Xinbang Pharmaceutical Co., Ltd.
TICKER: 002390 CUSIP: Y2945K102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.2: APPROVE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
COMPLIANCE WITH RELEVANT CONDITIONS
PROPOSAL #1.3: APPROVE MANNER AND PRICING RANGE OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, USAGE, SCALE, AMOUNT, ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE AUTHORIZATION OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Guizhou Xinbang Pharmaceutical Co., Ltd.
TICKER: 2390 CUSIP: Y2945K102
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK CREDIT LINE APPLICATIONS ISSUER YES FOR FOR
AND ITS RELEVANT GUARANTEES
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO SUBSIDIARY
ISSUER: Guizhou Xinbang Pharmaceutical Co., Ltd.
TICKER: 2390 CUSIP: Y2945K102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Guizhou Yibai Pharmaceutical Co., Ltd.
TICKER: 600594 CUSIP: Y2945D124
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE APPLICATION OF 2019 ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINES
ISSUER: Guizhou Yibai Pharmaceutical Co., Ltd.
TICKER: 600594 CUSIP: Y2945D124
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION SYSTEM
PROPOSAL #2: APPROVE INFORMATION DISCLOSURE ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3: APPROVE SPECIAL SYSTEM FOR PREVENTION OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS AND RELATED PARTIES FROM
OCCUPYING COMPANY FUNDS
PROPOSAL #4: APPROVE EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #5: APPROVE RAISED FUNDS MANAGEMENT METHOD ISSUER YES FOR FOR
ISSUER: Guizhou Yibai Pharmaceutical Co., Ltd.
TICKER: 600594 CUSIP: Y2945D124
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO FORMULATE THE WORK SYSTEM OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE TO FORMULATE THE SPECIAL SYSTEM ISSUER YES FOR FOR
OF SELECTION AND APPOINTMENT OF ACCOUNTING FIRMS
PROPOSAL #12: APPROVE TO FORMULATE THE COMPANY'S ISSUER YES FOR FOR
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT
PROPOSAL #13: APPROVE TO FORMULATE THE COMPANY'S ISSUER YES FOR FOR
FOREIGN INVESTMENT MANAGEMENT SYSTEM
PROPOSAL #14: APPROVE TO FORMULATE THE COMPANY'S ISSUER YES FOR FOR
ENTRUSTED FINANCIAL MANAGEMENT SYSTEM
ISSUER: Gujarat Fluorochemicals Limited
TICKER: 500173 CUSIP: Y2943S149
MEETING DATE: 5/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Gujarat Fluorochemicals Ltd.
TICKER: 500173 CUSIP: Y2943S149
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT DEVENDRA KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SHAILENDRA SWARUP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT OM PRAKASH LOHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT CHANDRA PRAKASH JAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT SHANTI PRASHAD JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF DINESH KUMAR SACHDEVA AS WHOLE-TIMEDIRECTOR
PROPOSAL #9: APPROVE COMMISSION TO DEVENDRA KUMAR ISSUER YES FOR FOR
JAIN AS CHAIRMAN AND NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ANAND RAMBHAU BHUSARI AS WHOLE-TIMEDIRECTOR
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Gujarat Gas Ltd.
TICKER: 539336 CUSIP: Y29030106
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MILIND TORAWANE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT RAJ GOPAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Gujarat Gas Ltd.
TICKER: 539336 CUSIP: Y29030106
MEETING DATE: 12/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUB-DIVISION OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: AMEND CAPITAL CLAUSE OF THE MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION RE: SUB-DIVISION OF EQUITY SHARES
PROPOSAL #3: AMEND CAPITAL CLAUSE OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION RE: SUB-DIVISION OF EQUITY SHARES
PROPOSAL #4: APPROVE INSERTION OF ARTICLE 4A AFTER ISSUER YES FOR FOR
ARTICLE 4 OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY TO ENABLE THE SUB-DIVISION OF EQUITY SHARES
PROPOSAL #5: APPROVE JAL PATEL TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE K. D. CHATTERJEE TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Gujarat Mineral Development Corp. Ltd.
TICKER: 532181 CUSIP: Y2946M131
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE CHARITABLE DONATIONS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Gujarat Pipavav Port Limited
TICKER: 533248 CUSIP: Y2946J104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRADEEP MALLICK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Gujarat Pipavav Port Ltd.
TICKER: GPPL CUSIP: Y2946J104
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND INTERIM ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT DAVID SKOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KELD PEDERSEN AS MANAGING DIRECTOR
ISSUER: Gujarat State Petronet Ltd.
TICKER: 532702 CUSIP: Y2947F101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT T NATARAJAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF ANOOP AGARWAL & ISSUER YES FOR FOR
CO. CHARTERED ACCOUNTANTS, AHMEDABAD AS STATUTORY
AUDITORS
PROPOSAL #5: ELECT ARVIND AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAJ GOPAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF M M SRIVASTAVA ISSUER YES FOR FOR
AS NON-EXECUTIVE CHAIRMAN
ISSUER: Gulf Energy Development Public Co. Ltd.
TICKER: GULF CUSIP: Y2957T124
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Gulf Energy Development Public Co. Ltd.
TICKER: GULF CUSIP: Y2957T124
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE PERFORMANCE REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT RAWEPORN KUHIRUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT VINIT TANGNOI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT SANTI BOONPRAKUB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT BOONCHAI THIRATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHOTIKUL SOOKPIROMKASEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Gunkul Engineering Public Co. Ltd.
TICKER: GUNKUL CUSIP: Y2959S165
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #8: APPROVE INCREASE IN NUMBER OF DIRECTORS ISSUER YES FOR FOR
FROM 10 TO 12
PROPOSAL #9.1: ELECT GUNKUL DHUMRONGPIYAWUT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT NARUECHON DHUMRONGPIYAWUT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT AREEWAN CHALOEMDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: ELECT THANCHAIYAN SRISUWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: ELECT PHAIROT PHANUKAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUBCOMMITTEES
PROPOSAL #11: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #12: AMEND COMPANY'S OBJECTIVES ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Guocheng Mining Co., Ltd.
TICKER: 000688 CUSIP: Y2666C107
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI ZHE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guocheng Mining Co., Ltd.
TICKER: 000688 CUSIP: Y2666C107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU JIANYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guocheng Mining Co., Ltd.
TICKER: 688 CUSIP: Y2666C107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE CAPITAL IN SUBSIDIARY ISSUER YES FOR FOR
AND INVEST IN THE CONSTRUCTION OF SULFUR-IRON-
TITANIUM RESOURCE RECYCLING COMPREHENSIVE UTILIZATION
PROPOSAL #7: APPROVE TO APPOINT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND AUDITING AGENCY SELECTION AND ISSUER YES FOR FOR
EVALUATION SYSTEM
ISSUER: Guodian Changyuan Electric Power Co., Ltd.
TICKER: 966 CUSIP: Y2960B102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PARTIAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS RE-ESTIMATE
ISSUER: Guodian Changyuan Electric Power Co., Ltd.
TICKER: 966 CUSIP: Y2960B102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR AND ITS ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND ITS REMUNERATION
ISSUER: Guodian Changyuan Electric Power Co., Ltd.
TICKER: 966 CUSIP: Y2960B102
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO LEASED-OUT PROPERTIES AND PROPERTY
INSURANCE
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO DEPOSITS AND LOANS
ISSUER: Guodian Changyuan Electric Power Co., Ltd.
TICKER: 966 CUSIP: Y2960B102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT YANG QIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT DENG YUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT ZHAO HU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT YUAN TIANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT XUE NIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.6: ELECT WANG CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT ZHOU BIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT TANG XIANGXI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT WANG TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT CHEN RUXUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT LONG FENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guodian Nanjing Automation Co., Ltd.
TICKER: 600268 CUSIP: Y2959L103
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR IMPAIRMENT OF DEBT ISSUER YES FOR FOR
RECEIVABLES
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Guodian Nanjing Automation Co., Ltd.
TICKER: 600268 CUSIP: Y2959L103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS FOR ASSOCIATE ENTERPRISE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guodian Nanjing Automation Co., Ltd.
TICKER: 600268 CUSIP: Y2959L103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE SALES OF AUTOMATION PRODUCTS ISSUER YES FOR FOR
TO CHINA HUADIAN GROUP CO., LTD. AND ITS AFFILIATED
COMPANIES
PROPOSAL #7.2: APPROVE PROJECTS FROM AFFILIATE ISSUER YES FOR FOR
COMPANIES OF CHINA HUADIAN GROUP CO., LTD. AND ITS
AFFILIATED COMPANIES
PROPOSAL #7.3: APPROVE SALES OF EQUIPMENT TO CHINA ISSUER YES FOR FOR
HUADIAN GROUP CO., LTD.
PROPOSAL #7.4: APPROVE REQUEST OF CHINA HUADIAN GROUP ISSUER YES FOR FOR
CO., LTD. FOR FINANCIAL SERVICES
PROPOSAL #7.5: APPROVE PURCHASE OF GOODS AND ISSUER YES FOR FOR
MATERIALS FROM CHINA HUADIAN GROUP CO., LTD. AND ITS
AFFILIATED COMPANIES
PROPOSAL #7.6: APPROVE SERVICES PROVISION BY HUADIAN ISSUER YES FOR FOR
CORPORATION NANJING ELECTRIC POWER AUTOMATION
EQUIPMENT CO., LTD. AND ITS AFFILIATED ENTERPRISES
PROPOSAL #8: APPROVE DECREASE IN CAPITAL WITH ISSUER YES FOR FOR
SHAREHOLDING SUBSIDIARY
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION FOR COMPANY AND CONTROLLED SUBSIDIARIES
PROPOSAL #10: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #11: AMEND GUARANTEE PROVISION MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #13.1: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13.2: APPROVE APPOINTMENT OF INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #14: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Guodian Nanjing Automation Company Limited
TICKER: 600268 CUSIP: Y2959L103
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG FENGJIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JING HAILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN XIAOBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO XIAOJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT JIE HONGSONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG JIANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT QI XIAOYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG SHUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT DI XIAOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CUI JIANMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XUE BINGSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF TEMPORARY IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: ELECT LAN JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT WEI TIANHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO SUBSCRIPTION IN AN INDUSTRIAL
INVESTMENT FUND
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF VICE CHAIRMAN ISSUER YES FOR FOR
HAO XUMING
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF A LIMITED ISSUER YES FOR FOR
PARTNERSHIP OR SHARE REPURCHASE AS WELL AS EXTERNAL
GUARANTEES
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 2045 CUSIP: Y2960H109
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO FORMULATE THE WORK SYSTEM OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: ELECT LU HONGDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT WANG LU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 2045 CUSIP: Y2960H109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SELF-CHECKLIST ON IMPLEMENTATION ISSUER YES FOR FOR
OF INTERNAL CONTROL RULES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCING FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTIONS AND RELATED AUTHORIZATIONS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTOR ZHOU ISSUER YES FOR FOR
HAICHANG
ISSUER: Guoguang Electric Co., Ltd.
TICKER: 002045 CUSIP: Y2960H109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: ELECT GU DAWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YANG LIUJIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guomai Technologies, Inc.
TICKER: 2093 CUSIP: Y2652R100
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN XUEHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHENG WEIXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG LONGCUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YE YUHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHENG LIHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SU XIAORONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZENG JIANYI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Guomai Technologies, Inc.
TICKER: 2093 CUSIP: Y2652R100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE ACCEPTANCE OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE ADJUSTMENT ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #9.2: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #10.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN FEBRUARY 2019
PROPOSAL #1.2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN APRIL 2019
ISSUER: Guorui Properties Limited
TICKER: 2329 CUSIP: G39407104
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT LIN YAOQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT CHEN JINGRU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT LUO ZHENBANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Guosen Securities Co., Ltd.
TICKER: 002736 CUSIP: Y295A2103
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAO FEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guosen Securities Co., Ltd.
TICKER: 2736 CUSIP: Y295A2103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUANCE ISSUER YES FOR FOR
TIME
PROPOSAL #2.3: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE REPORT ON THE DEPOSIT AND ISSUER YES FOR FOR
USAGE OF RAISED FUNDS
PROPOSAL #2.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guosen Securities Co., Ltd.
TICKER: 2736 CUSIP: Y295A2103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHENZHEN INVESTMENT HOLDINGS CO.,LTD.
PROPOSAL #6.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN THE COMPANY AND CHINA RESOURCES SHENGUOTOU
TRUST CO., LTD.
PROPOSAL #6.3: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN THE COMPANY AND YUNNAN HEHE (GROUP) CO., LTD.
PROPOSAL #6.4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN THE COMPANY AND PENGHUA FUND MANAGEMENT
CO.,LTD.
PROPOSAL #6.5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN THE COMPANY AND OTHER RELATED PARTIES
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
ITS REMUNERATION
PROPOSAL #8: APPROVE PROPRIETARY INVESTMENT SCALE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEVELOPMENT OF ASSET ISSUER YES FOR FOR
SECURITIZATION BUSINESS
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Guosheng Financial Holding Inc.
TICKER: 002670 CUSIP: Y2976X106
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USAGE OF THE REPURCHASED SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Guosheng Financial Holding Inc.
TICKER: 2670 CUSIP: Y2976X106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION PERIOD OF TRUST ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2: APPROVE ESTABLISHMENT OF COLLECTIVE ISSUER YES FOR FOR
ASSET MANAGEMENT PLAN
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: Guosheng Financial Holding Inc.
TICKER: 002670 CUSIP: Y2976X106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #7.1: APPROVE BOND SIZE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE METHOD OF PRINCIPAL REPAYMENT ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #7.8: APPROVE TERMS OF SELL-BACK OR ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #7.9: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #7.10: APPROVE TRANSFER EXCHANGE ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #7.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
ISSUER: Guotai Junan Securities Co., Ltd.
TICKER: 2611 CUSIP: Y2R614107
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROPOSED PROVISION OF GUARANTEE ISSUER YES FOR FOR
TO GUOTAI JUNAN FINANCIAL HOLDINGS OR WHOLLY-OWNED
SUBSIDIARIES
ISSUER: Guotai Junan Securities Co., Ltd.
TICKER: 2611 CUSIP: Y2R614107
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS EXTERNAL AUDITORS
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND SHANGHAI
INTERNATIONAL GROUP CO., LTD. AND ITS RELATED
ENTERPRISES
PROPOSAL #6.2: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND SHENZHEN
INVESTMENT HOLDINGS CO., LTD. AND ITS RELATED
PROPOSAL #6.3: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND THE RELATED
ENTERPRISES OF ANY DIRECTORS, SUPERVISORS, AND SENIOR
MANAGEMENT OF THE COMPANY
PROPOSAL #6.4: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND THE RELATED
NATURAL PERSONS
PROPOSAL #7: APPROVE GENERAL MANDATE FOR GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
ADDITIONAL A SHARES AND/OR H SHARES
PROPOSAL #9.1: ELECT GUAN WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT WANG WENJIE AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Guotai Junan Securities Co., Ltd.
TICKER: 2611 CUSIP: Y2R614115
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROPOSED PROVISION OF GUARANTEE ISSUER YES FOR FOR
TO GUOTAI JUNAN FINANCIAL HOLDINGS OR WHOLLY-OWNED
SUBSIDIARIES
ISSUER: Guotai Junan Securities Co., Ltd.
TICKER: 2611 CUSIP: Y2R614115
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS EXTERNAL AUDITORS
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND SHANGHAI
INTERNATIONAL GROUP CO., LTD. AND ITS RELATED
ENTERPRISES
PROPOSAL #6.2: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND SHENZHEN
INVESTMENT HOLDINGS CO., LTD. AND ITS RELATED
PROPOSAL #6.3: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND THE RELATED
ENTERPRISES OF ANY DIRECTORS, SUPERVISORS, AND SENIOR
MANAGEMENT OF THE COMPANY
PROPOSAL #6.4: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE GROUP AND THE RELATED
NATURAL PERSONS
PROPOSAL #7: APPROVE GENERAL MANDATE FOR GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8.1: ELECT GUAN WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT WANG WENJIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
ADDITIONAL A SHARES AND/OR H SHARES
ISSUER: Guoxuan High-tech Co .,Ltd.
TICKER: 002074 CUSIP: Y4439F110
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES AS INCENTIVE TO EMPLOYEES
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE OR ISSUER YES FOR FOR
PRICE RANGE AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
CONTENT OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #5: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION ESTIMATES
ISSUER: Guoxuan High-tech Co., Ltd.
TICKER: 2074 CUSIP: Y4439F110
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PROVISION OF GUARANTEE TO ASSOCIATE
COMPANY ZHONGYE NEW ENERGY
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PROVISION OF GUARANTEE TO ASSOCIATE
COMPANY SHANGHAI ELECTRIC GUOXUAN NEW ENERGY
PROPOSAL #3: ELECT WANG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #7: APPROVE TERMINATION OF PHASE 1 EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #8: APPROVE CHANGE IN IMPLEMENTING BODY OF ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #11.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.1: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #11.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #11.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #11.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #11.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #11.16: APPROVE BONDHOLDERS' MEETING RELATED ISSUER YES FOR FOR
MATTERS
PROPOSAL #11.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #11.19: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #11.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #14: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
ASSESSMENT REPORT
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN
PROPOSAL #17: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,
DIRECTORS, AND SENIOR MANAGEMENT MEMBERS REGARDING
COUNTER-DILUTION MEASURES IN CONNECTION TO THE
CONVERTIBLE BONDS
PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #19: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #20: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Guoxuan High-tech Co., Ltd.
TICKER: 2074 CUSIP: Y4439F110
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CAPITAL INCREASE IN AFFILIATE ISSUER YES FOR FOR
COMPANY
PROPOSAL #13: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Guoyuan Securities Co., Ltd.
TICKER: 728 CUSIP: Y0771H102
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WEI JIUCHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WEI XIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZUO JIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHOU HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHU YICUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Guoyuan Securities Co., Ltd.
TICKER: 000728 CUSIP: Y0771H102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
PROPOSAL #14.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ANHUI GUOYUAN FINANCIAL HOLDING GROUP CO., LTD.
PROPOSAL #14.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIAN'AN INVESTMENT HOLDING GROUP CO., LTD.
PROPOSAL #14.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH CHANGSHENG FUND MANAGEMENT CO., LTD.
PROPOSAL #14.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH HEFEI ZIJIN STEEL PIPE CO., LTD.
PROPOSAL #14.5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OTHER RELATED PARTIES
PROPOSAL #15: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH HUISHANG BANK CO., LTD.
ISSUER: H and R Century Union Corporation
TICKER: 000892 CUSIP: Y1584B100
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON 2018 STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: H&R Century Union Corp.
TICKER: 000892 CUSIP: Y1584B100
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: H&R Century Union Corp.
TICKER: 892 CUSIP: Y1584B100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION AND NO ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Habib Bank Ltd.
TICKER: HBL CUSIP: Y2974J109
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #1: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Habib Bank Ltd.
TICKER: HBL CUSIP: Y2974J109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF RATED, PERPETUAL, ISSUER YES FOR FOR
UNSECURED, SUBORDINATED, NON-CUMULATIVE, CONTINGENT
CONVERTIBLE, PRIVATELY PLACED, TIER 1 TERM FINANCE
CERTIFICATES
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Haci Omer Sabanci Holdings AS
TICKER: SAHOL CUSIP: M8223R100
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Haichang Ocean Park Holdings Ltd.
TICKER: 2255 CUSIP: G4231A103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A1: ELECT QU CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A2: ELECT LI HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A3: ELECT CHEN GUOHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2A4: ELECT ZHANG MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Haidilao International Holding Ltd.
TICKER: 6862 CUSIP: G4290A101
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT SHAO ZHIDONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT TONG XIAOFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT SHU PING AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Haier Electronics Group Co., Ltd.
TICKER: 1169 CUSIP: G42313125
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ASSET SWAP AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Haier Electronics Group Co., Ltd.
TICKER: 1169 CUSIP: G42313125
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRODUCTS PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
PRODUCTS PROCUREMENT CAP AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE MATERIALS PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
MATERIALS PROCUREMENT CAP AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE EXPORT AGREEMENT, EXPORT CAP AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Haier Electronics Group Co., Ltd.
TICKER: 1169 CUSIP: G42313125
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LIANG HAI SHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT XIE JU ZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LI HUA GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE ALLOTMENT AND ISSUANCE OF NEW ISSUER YES FOR FOR
SHARES UNDER THE RESTRICTED SHARE AWARD SCHEME
ISSUER: Haier Electronics Group Co., Ltd.
TICKER: 1169 CUSIP: G42313125
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT, REVISED DEPOSIT CAP AND RELATED
ISSUER: Hail Cement Co.
TICKER: 3001 CUSIP: M52474109
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 FY 2019 AND Q1 OF FY
2020
PROPOSAL #6: ALLOW JIHAD AL RASHID TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANY
PROPOSAL #7: APPROVE ALLOCATION OF SAR 1.2 MILLION ISSUER YES FOR FOR
FOR CORPORATE SOCIAL RESPONSIBILITY
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLE 19 OF BYLAWS RE: BOARD ISSUER YES AGAINST AGAINST
VACANCIES
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 2.2 MILLION
ISSUER: Haima Automobile Group Co., Ltd.
TICKER: 572 CUSIP: Y2981X109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT AND 2019 WORK PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL, ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND RULES AND
PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #12.1: ELECT JING ZHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT CHEN GAOCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CONVERTIBLE BONDS BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: ELECT LIU LU AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MANAGEMENT OF EQUITY OF BEIJING ISSUER YES FOR FOR
CAPITAL AIRLINES HOLDINGS CO., LTD.
PROPOSAL #3: APPROVE MANAGEMENT OF EQUITY OF ISSUER YES FOR FOR
CHONGQING WESTERN AIRLINES HOLDINGS CO., LTD.
PROPOSAL #4: ELECT XU JUN AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CAO FENGGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT GUO HAIYONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT WANG YUANFEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 PARTIAL DAILY ISSUER YES FOR FOR
PRODUCTION RELATED-PARTY TRANSACTIONS
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE MANNER OF CAPITAL AND INTEREST ISSUER YES FOR FOR
PAYMENT AND PAYMENT AMOUNT
PROPOSAL #2.8: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE CREDIT RATING AND CREDIT ISSUER YES FOR FOR
RATING AGENCY
PROPOSAL #2.1: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT WITH GOVERNMENT OF URUMQI CITY
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU XIAOXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIU JICHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF CHINA XINHUA ISSUER YES FOR FOR
AIRLINE GROUP CO., LTD.
PROPOSAL #2: APPROVE SALE OF PLANES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ACQUISITION OF TIANJIN AIRLINE ISSUER YES FOR FOR
CO., LTD.
PROPOSAL #5: APPROVE ACQUISITION OF HAINAN TIANYU ISSUER YES FOR FOR
FLIGHT TRAINING CO., LTD.
ISSUER: Hainan Airlines Holding Co., Ltd.
TICKER: 900945 CUSIP: Y2981E119
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIE HAOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hainan Expressway Co., Ltd.
TICKER: 000886 CUSIP: Y2982C104
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE ADDITIONAL USE OF OWN IDLE FUNDS ISSUER YES FOR FOR
TO INVEST IN ENTRUSTED FINANCIAL PRODUCTS
ISSUER: Hainan Expressway Co., Ltd.
TICKER: 886 CUSIP: Y2982C104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT ENTRUSTED ASSET MANAGEMENT
ISSUER: Hainan Expressway Co., Ltd.
TICKER: 000886 CUSIP: Y2982C104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STATE-OWNED CONSTRUCTION LAND ISSUER YES FOR FOR
USE RIGHT TRANSFER CONTRACT SUPPLEMENTARY AGREEMENT
ISSUER: Hainan Haiyao Co., Ltd.
TICKER: 000566 CUSIP: Y2981U105
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON SECOND SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF SECOND SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hainan HNA Infrastructure Investment Group Co., Ltd.
TICKER: 600515 CUSIP: Y2982H103
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION IN CONNECTION TO DISPOSAL OF EQUITY
ISSUER: Hainan HNA Infrastructure Investment Group Co., Ltd.
TICKER: 600515 CUSIP: Y2982H103
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT EQUITY AND USE OF REMAINING
RAISED FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER NO N/A N/A
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS AND AUTHORIZATION TO HANDLE RELATED MATTERS
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS AND AUTHORIZATION TO HANDLE RELATED MATTERS
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER NO N/A N/A
AGREEMENT
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #4: APPROVE ISSUANCE OF DEBT FINANCING ISSUER NO N/A N/A
INSTRUMENTS
PROPOSAL #4: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL MATTERS RELATED TO THE ISSUANCE OF DEBT
FINANCING INSTRUMETS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ISSUANCE OF DEBT
FINANCING INSTRUMETS
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNRECOVERED LOSSES EXCEEDING ISSUER NO N/A N/A
ONE-THIRD OF THE TOTAL PAID-IN CAPITAL
PROPOSAL #1: APPROVE UNRECOVERED LOSSES EXCEEDING ISSUER YES FOR FOR
ONE-THIRD OF THE TOTAL PAID-IN CAPITAL
PROPOSAL #2.1: ELECT ZHOU XIANGPING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT ZHOU XIANGPING AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER NO N/A N/A
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO PURCHASE OF EQUITY BY WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASE OF EQUITY BY WHOLLY-OWNED
SUBSIDIARY
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER NO N/A N/A
INVESTMENT PROJECT
PROPOSAL #2.1: ELECT ZHANG YUNLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG YUNLONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO XINHAI ISSUER YES FOR FOR
INVESTMENT LIMITED
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
HAINAN HAIGANG GROUP CO., LTD.
PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
NANJING IRON AND STEEL COMPANY
PROPOSAL #9: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9.1: APPROVE PROJECTED RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH HAINAN HAIGANG GROUP CO., LTD.
PROPOSAL #9.2: APPROVE PROJECTED RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH NANJING IRON AND STEEL COMPANY
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Hainan Mining Co., Ltd.
TICKER: 601969 CUSIP: Y29845107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PANG LEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hainan Poly Pharm. Co., Ltd.
TICKER: 300630 CUSIP: Y2985Q100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FAN MINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LUO TONGNING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU MAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JIAO SHUGE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG HAIYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN YADONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FAN DEZHU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHONG XINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG JIPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hainan Poly Pharm. Co., Ltd.
TICKER: 300630 CUSIP: Y2985Q100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hainan Poly Pharm. Co., Ltd.
TICKER: 300630 CUSIP: Y2985Q100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SUBSCRIPTION METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE AMOUNT AND USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO PRIVATE PLACEMENT OF SHARES
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
ISSUER: HAINAN RUIZE NEW BUILDING MATERIAL CO LTD.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY SANYA
XINDAXING YUANLIN ECOLOGY CO., LTD.
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF ASSET RESTRUCTURING AND AUTHORIZATION OF
THE BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 2596 CUSIP: Y29833103
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY QIONGHAI RUIZE CONCRETE
DISTRIBUTION CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY FOSHAN HONGSHUN ENVIRONMENTAL
MANAGEMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY HESHAN LUSHENG ENVIRONMENTAL
PROTECTION ENGINEERING CO., LTD.
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION FROM FOSHAN ISSUER YES FOR FOR
SHUNDE HENGAN INVESTMENT CO., LTD.
PROPOSAL #2: APPROVE LOAN APPLICATION FROM FOSHAN SHAREHOLDER YES FOR FOR
SHUNDE YINGTE ENTERPRISE MANAGEMENT CO., LTD.
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 2596 CUSIP: Y29833103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION AND PROVISION ISSUER YES FOR FOR
OF LOAN GUARANTEE TO COMPANY BY WHOLLY-OWNED
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 2596 CUSIP: Y29833103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUESTRIAN CULTURE ISSUER YES FOR FOR
TOWN COOPERATION CONTRACT OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUANCE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF NON- ISSUER YES FOR FOR
OPERATIONAL FUNDS WITH CONTROLLING SHAREHOLDERS AND
OTHER RELATED PARTIES AS WELL AS FINANCIAL DEALINGS
WITH OTHER RELATED PARTIES
PROPOSAL #8: APPROVE GUARANTEE PROVISION BETWEEN ISSUER YES FOR FOR
COMPANY AND SUBSIDIARIES
PROPOSAL #9: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT BAI JING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Hainan RuiZe New Building Material Co., Ltd.
TICKER: 002596 CUSIP: Y29833103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: Hainan Strait Shipping Co., Ltd.
TICKER: 002320 CUSIP: Y2982U104
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIN JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LAI XUANYAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT DU GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG ZHENYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI RUPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FENG BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT OUYANG HAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT MENG ZHAOSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HE CHUNHAI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT MA ZHANKUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CAI DONGHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI HUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XU QIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT LIN HAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hainan Strait Shipping Co., Ltd.
TICKER: 002320 CUSIP: Y2982U104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY SHAREHOLDER YES FOR FOR
ISSUER: Haining China Leather Market Co., Ltd.
TICKER: 2344 CUSIP: Y2982V102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF CONDITIONAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #3: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #4: APPROVE RELEVANT AUDIT REPORT AND ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Haining China Leather Market Co., Ltd.
TICKER: 2344 CUSIP: Y2982V102
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE GOAL OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE USAGE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONTINUED USE OF OWN FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
ISSUER: Haining China Leather Market Co., Ltd.
TICKER: 002344 CUSIP: Y2982V102
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
(DRAFT) AND SUMMARY
PROPOSAL #2: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
MANAGEMENT METHOD
PROPOSAL #3: APPROVE LIST OF PLAN PARTICIPANTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EMPLOYEE SHARE
REPURCHASE PLAN
PROPOSAL #5: APPROVE COMPLETED FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE ITS REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
ISSUER: Haining China Leather Market Co., Ltd.
TICKER: 2344 CUSIP: Y2982V102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Haisco Pharmaceutical Group Co., Ltd.
TICKER: 002653 CUSIP: Y9726U100
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS USAGE AND USE OF REMAINING RAISED FUNDS AND
EXCESS RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
ISSUER: Haisco Pharmaceutical Group Co., Ltd.
TICKER: 2653 CUSIP: Y9726U100
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.2: APPROVE SHARE REPURCHASE PLAN IN ISSUER YES FOR FOR
COMPLIANCE WITH RELEVANT CONDITIONS
PROPOSAL #2.3: APPROVE MANNER AND PRICING RANGE OF ISSUER YES FOR FOR
SHARE REPURCHASE PLAN
PROPOSAL #2.4: APPROVE TYPE, USAGE, SCALE, PROPORTION ISSUER YES FOR FOR
TO SHARE CAPITAL AND TOTAL AMOUNT OF SHARE
REPURCHASE PLAN
PROPOSAL #2.5: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Haisco Pharmaceutical Group Co., Ltd.
TICKER: 002653 CUSIP: Y9726U100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
NON-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #8: ELECT SHEN HONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT WANG ZHENGZHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE DRAFT AND SUMMARY ON SHAREHOLDER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #11: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Haisco Pharmaceutical Group Co., Ltd.
TICKER: 2653 CUSIP: Y9726U100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Haitian International Holdings Limited
TICKER: 1882 CUSIP: G4232C108
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT ZHANG JINGZHANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT ZHANG JIANMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT GUO MINGGUANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT HELMUT HELMAR FRANZ AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: ELECT CHEN NINGNING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #7: ELECT YU JUNXIAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #8: ELECT LO CHI CHIU AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Haitong Securities Co. Ltd.
TICKER: 6837 CUSIP: Y2988F101
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
PERIOD FOR MATTERS RELATED TO OVERSEAS LISTING
OFHAITONG UNITRUST INTERNATIONAL LEASING CO., LTD.
ISSUER: Haitong Securities Co. Ltd.
TICKER: 6837 CUSIP: Y2988F101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 APPOINTMENT OF AUDITING ISSUER YES FOR FOR
FIRMS
PROPOSAL #7: APPROVE DILUTION OF CURRENT RETURNS AS A ISSUER YES FOR FOR
RESULT OF THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #8.01: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI GUOSHENG GROUP CO., LTD. AND ITS
RELATED COMPANIES
PROPOSAL #8.02: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BNP PARIBAS INVESTMENT PARTNERS BE HOLDING SA
AND ITS RELATED COMPANIES
PROPOSAL #8.03: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI SHENGYUAN REAL ESTATE (GROUP) CO., LTD.
PROPOSAL #8.04: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OTHER RELATED CORPORATE ENTITIES
PROPOSAL #8.05: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH RELATED NATURAL PERSONS
PROPOSAL #9.01: ELECT ZHOU JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT QU QIUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT REN PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT TU XUANXUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.05: ELECT YU LIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.06: ELECT CHEN BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.07: ELECT XU JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.08: ELECT ZHANG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.09: ELECT LAM LEE G. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.10: ELECT ZHU HONGCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.11: ELECT ZHOU YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.01: ELECT XU RENZHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT CAO YIJIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.03: ELECT ZHENG XIAOYUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.04: ELECT DAI LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.05: ELECT FENG HUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE COMPLIANCE OF THE COMPANY WITH ISSUER YES FOR FOR
THE CONDITIONS OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #2.02: APPROVE METHOD AND TIMING OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND AMOUNT OF PROCEEDS TO BE RAISED
PROPOSAL #2.05: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #2.06: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.07: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.08: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #2.09: APPROVE ARRANGEMENT FOR THE RETAINED ISSUER YES FOR FOR
PROFITS OF THE COMPANY PRIOR TO THE ISSUANCE
PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #3: APPROVE ADJUSTED PROPOSAL IN RESPECT OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #4.01: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI GUOSHENG GROUP CO., LTD.
PROPOSAL #4.02: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI HAIYAN INVESTMENT MANAGEMENTCOMPANY LIMITED
PROPOSAL #4.03: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
BRIGHT FOOD (GROUP) CO., LTD.
PROPOSAL #4.04: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI ELECTRIC (GROUP) CORPORATION
PROPOSAL #5: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: AUTHORIZE BOARD TO DEAL WITH MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES OF
THE COMPANY
PROPOSAL #8.01: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #8.02: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #8.03: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #8.04: APPROVE ISSUER, ISSUE METHOD AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #8.05: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #8.06: APPROVE SECURITY AND OTHER CREDIT ISSUER YES FOR FOR
ENHANCEMENT ARRANGEMENTS
PROPOSAL #8.07: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.08: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE
COMPANY
PROPOSAL #8.09: APPROVE GUARANTEE MEASURES FOR ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #8.10: APPROVE VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8.11: APPROVE AUTHORIZATION FOR ISSUANCE OF ISSUER YES FOR FOR
ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION AND THE ISSUER YES FOR FOR
RULES OF PROCEDURES FOR SHAREHOLDER'S GENERAL
MEETINGS, BOARD MEETINGS AND SUPERVISORY COMMITTEE OF
THE COMPANY
ISSUER: Haitong Securities Co. Ltd.
TICKER: 6837 CUSIP: Y7443K108
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE AUTHORIZATION ISSUER YES FOR FOR
PERIOD FOR MATTERS RELATED TO OVERSEAS LISTING
OFHAITONG UNITRUST INTERNATIONAL LEASING CO., LTD.
ISSUER: Haitong Securities Co. Ltd.
TICKER: 6837 CUSIP: Y7443K108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 APPOINTMENT OF AUDITING ISSUER YES FOR FOR
FIRMS
PROPOSAL #7: APPROVE COMPLIANCE OF THE COMPANY WITH ISSUER YES FOR FOR
THE CONDITIONS OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #8.01: APPROVE CLASS AND NOMINAL VALUE OF ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #8.02: APPROVE METHOD AND TIMING OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #8.03: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #8.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND AMOUNT OF PROCEEDS TO BE RAISED
PROPOSAL #8.05: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #8.06: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.07: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #8.08: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #8.09: APPROVE ARRANGEMENT FOR THE RETAINED ISSUER YES FOR FOR
PROFITS OF THE COMPANY PRIOR TO THE ISSUANCE
PROPOSAL #8.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #9: APPROVE ADJUSTED PROPOSAL IN RESPECT OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10.01: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI GUOSHENG GROUP CO., LTD.
PROPOSAL #10.02: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI HAIYAN INVESTMENT MANAGEMENTCOMPANY LIMITED
PROPOSAL #10.03: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
BRIGHT FOOD (GROUP) CO., LTD.
PROPOSAL #10.04: APPROVE SUBSCRIPTION AGREEMENT WITH ISSUER YES FOR FOR
SHANGHAI ELECTRIC (GROUP) CORPORATION
PROPOSAL #11: APPROVE FEASIBILITY REPORT ON THE USE ISSUER YES FOR FOR
OF PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #13: APPROVE DILUTION OF CURRENT RETURNS AS ISSUER YES FOR FOR
A RESULT OF THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #14: AUTHORIZE BOARD TO DEAL WITH MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES OF
THE COMPANY
PROPOSAL #15.01: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI GUOSHENG GROUP CO., LTD. AND ITS
RELATED COMPANIES
PROPOSAL #15.02: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BNP PARIBAS INVESTMENT PARTNERS BE HOLDING SA
AND ITS RELATED COMPANIES
PROPOSAL #15.03: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI SHENGYUAN REAL ESTATE (GROUP) CO., LTD.
PROPOSAL #15.04: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OTHER RELATED CORPORATE ENTITIES
PROPOSAL #15.05: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH RELATED NATURAL PERSONS
PROPOSAL #16.01: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #16.02: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #16.03: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #16.04: APPROVE ISSUER, ISSUE METHOD AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #16.05: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #16.06: APPROVE SECURITY AND OTHER CREDIT ISSUER YES FOR FOR
ENHANCEMENT ARRANGEMENTS
PROPOSAL #16.07: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #16.08: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE
COMPANY
PROPOSAL #16.09: APPROVE GUARANTEE MEASURES FOR ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #16.10: APPROVE VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #16.11: APPROVE AUTHORIZATION FOR ISSUANCE ISSUER YES FOR FOR
OF ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #18: AMEND ARTICLES OF ASSOCIATION AND THE ISSUER YES FOR FOR
RULES OF PROCEDURES FOR SHAREHOLDER'S GENERAL
MEETINGS, BOARD MEETINGS AND SUPERVISORY COMMITTEE OF
THE COMPANY
PROPOSAL #19.01: ELECT ZHOU JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.02: ELECT QU QIUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.03: ELECT REN PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.04: ELECT TU XUANXUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.05: ELECT YU LIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.06: ELECT CHEN BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.07: ELECT XU JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.08: ELECT ZHANG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.09: ELECT LAM LEE G. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.10: ELECT ZHU HONGCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.11: ELECT ZHOU YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20.01: ELECT XU RENZHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.02: ELECT CAO YIJIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.03: ELECT ZHENG XIAOYUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.04: ELECT DAI LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #20.05: ELECT FENG HUANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hana Microelectronics Public Co., Ltd.
TICKER: HANA CUSIP: Y29974188
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WINSON MOONG CHU HUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT TERRENCE PHILIP WEIR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Hand Enterprise Solutions Co., Ltd.
TICKER: 300170 CUSIP: Y3001F102
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.2: APPROVE SOURCE, TYPE AND NUMBER OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #1.3: APPROVE ALLOCATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES
PROPOSAL #1.4: APPROVE DURATION, GRANT CONDITIONS, ISSUER YES FOR FOR
GRANT DATE AND RESTRICTED PERIOD
PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.6: APPROVE UNLOCKING ARRANGEMENTS AND ISSUER YES FOR FOR
ASSESSMENT CONDITIONS
PROPOSAL #1.7: APPROVE ADJUSTMENT ON EQUITY INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.8: APPROVE IMPLEMENTATION PROCEDURE ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.1: APPROVE CHANGE AND TERMINATION OF ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN
PROPOSAL #1.11: APPROVE ACCOUNTING TREATMENT AND ISSUER YES FOR FOR
IMPACT ON THE COMPANY'S OPERATING PERFORMANCE
PROPOSAL #1.12: APPROVE REPURCHASE AND CANCELLATION ISSUER YES FOR FOR
OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
ISSUER: Hand Enterprise Solutions Co., Ltd.
TICKER: 300170 CUSIP: Y3001F102
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YIN SHIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN YIXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Hand Enterprise Solutions Co., Ltd.
TICKER: 300170 CUSIP: Y3001F102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Hanergy Thin Film Power Group Limited
TICKER: 566 CUSIP: G4288J106
MEETING DATE: 5/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT INVOLVING ISSUER YES FOR FOR
CAPITAL REDUCTION AND WITHDRAWAL OF LISTING OF SHARES
FROM THE STOCK EXCHANGE
ISSUER: Hanergy Thin Film Power Group Limited
TICKER: 566 CUSIP: G4288J106
MEETING DATE: 5/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Hanergy Thin Film Power Group Limited
TICKER: 566 CUSIP: G4288J106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT YUAN YABIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAM YAT MING EDDIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SI HAIJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT HUANG SONGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hang Zhou Great Star Industrial Co. Ltd.
TICKER: 002444 CUSIP: Y3037V105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hang Zhou Great Star Industrial Co. Ltd.
TICKER: 2444 CUSIP: Y3037V105
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SOURCE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF PRINCIPAL AND INTEREST PAYMENT
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE BONDHOLDER AND MEETINGS OF ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #2.18: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES
IN CONNECTION TO THE CONVERTIBLE BONDS
PROPOSAL #8: APPROVE COMMITMENT FROM COMPANY'S ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER, ACTUAL CONTROLLER REGARDING
COUNTER-DILUTION MEASURES IN CONNECTION TO THE
CONVERTIBLE BONDS
PROPOSAL #9: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Hang Zhou Great Star Industrial Co. Ltd.
TICKER: 2444 CUSIP: Y3037V105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE TO CONTROLLED SUBSIDIARIES
PROPOSAL #11.1: APPROVE FINANCIAL ASSISTANCE TO JAPAN ISSUER YES AGAINST AGAINST
GREAT STAR CO., LTD.
PROPOSAL #11.2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
HANGZHOU GREAT STAR STEEL SHIELD TOOLS CO., LTD.
PROPOSAL #11.3: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
LONGYOU YIYANG FORGING CO., LTD.
PROPOSAL #11.4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
HANGZHOU OULEI LASER TECHNOLOGY CO., LTD.
PROPOSAL #11.5: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
CHANGZHOU HUADA KEJIE CONSTRUCTION MACHINERY CO.
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: ELECT CEN ZHENGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hang Zhou Iron & Steel Co., Ltd.
TICKER: 600126 CUSIP: Y30422102
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Hangjin Technology Co Ltd
TICKER: 000818 CUSIP: Y4443E109
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF THE ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #2: ELECT DING GUIBAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Hangjin Technology Co Ltd
TICKER: 000818 CUSIP: Y4443E109
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hangjin Technology Co., Ltd.
TICKER: 818 CUSIP: Y4443E109
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hangjin Technology Co., Ltd.
TICKER: 818 CUSIP: Y4443E109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE PLAN ISSUER YES FOR FOR
ISSUER: Hangjin Technology Co., Ltd.
TICKER: 000818 CUSIP: Y4443E109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAO MING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
AND ADJUSTMENT OF RELEVANT SPECIAL COMMITTEE MEMBERS
ISSUER: Hangxiao Steel Structure Co., Ltd.
TICKER: 600477 CUSIP: Y9892R105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTENDING RESOLUTION VALIDITY
PERIOD OF CONVERTIBLE BONDS ISSUANCE
ISSUER: Hangxiao Steel Structure Co., Ltd.
TICKER: 600477 CUSIP: Y9892R105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE APPLICATIONS FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS
PROPOSAL #2: APPROVE FINANCING GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hangxiao Steel Structure Co., Ltd.
TICKER: 600477 CUSIP: Y9892R105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT DAN YINMU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHANG YAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LU YONGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHANG ZHENYONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.1: ELECT LUO JINMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT WANG HONGWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHOU YONGLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT SONG TIANYE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT YING YING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Advance Gearbox Group Co. Ltd.
TICKER: 601177 CUSIP: Y3032B104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Hangzhou Advance Gearbox Group Co. Ltd.
TICKER: 601177 CUSIP: Y3032B104
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MERGER BY ABSORPTION SHAREHOLDER YES FOR FOR
ISSUER: Hangzhou Binjiang Real Estate Group Co., Ltd.
TICKER: 2244 CUSIP: Y30328101
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZE BOARD TO APPROVE ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE AUTHORIZE BOARD TO APPROVE ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR ASSOCIATE COMPANY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #4: APPROVE AUTHORIZE BOARD TO APPROVE ISSUER YES FOR FOR
PROVISION OF FINANCIAL ASSISTANCE FOR ITS
PROPOSAL #5: APPROVE ESTABLISHMENT OF ASSET-BACKED ISSUER YES FOR FOR
PLAN FOR ISSUANCE OF COMMERCIAL PROPERTY MORTGAGE
LOAN SUPPORT SECURITIES
PROPOSAL #6: APPROVE ESTABLISHMENT OF SINGLE FUND ISSUER YES FOR FOR
TRUST
PROPOSAL #7: APPROVE SIGNING OF TRUST INCREASE ISSUER YES FOR FOR
ARRANGEMENT AGREEMENT
PROPOSAL #8: APPROVE PRIORITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE SIGNING OF GUARANTEE CONTRACT ISSUER YES FOR FOR
AND EQUITY PLEDGE CONTRACT
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
HANGZHOU JINYU REAL ESTATE CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
HANGZHOU BINNING REAL ESTATE DEVELOPMENT CO., LTD.
ISSUER: Hangzhou Binjiang Real Estate Group Co., Ltd.
TICKER: 2244 CUSIP: Y30328101
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE FOR ASSOCIATE SUBSIDIARY
PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #4: APPROVE ASSET-BACKED PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF ASSET-BACKED NOTES ISSUER YES FOR FOR
ISSUER: Hangzhou Binjiang Real Estate Group Co., Ltd.
TICKER: 2244 CUSIP: Y30328101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #9: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CONTROLLED SUBSIDIARY FOR ITS
PROPOSAL #10: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO ASSOCIATE COMPANY
PROPOSAL #11: APPROVE USE OF OWN FUNDS FOR EXTERNAL ISSUER YES FOR FOR
FINANCIAL ASSISTANCE PROVISION (ENTRUSTED LOAN)
PROPOSAL #12: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #13: APPROVE USE OF OWN FUNDS TO CONDUCT SHAREHOLDER YES FOR FOR
RISK INVESTMENT
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE EXTERNAL PROVISION OF FINANCIAL ASSISTANCE
PROPOSAL #15.1: ELECT QI JINXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHU HUIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT MO JIANHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT LI YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT JIA SHENGHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT WANG SHUGUANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT WANG XIANGYAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT CHEN GUOLING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.2: ELECT XUE BEILEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hangzhou Binjiang Real Estate Group Co., Ltd.
TICKER: 002244 CUSIP: Y30328101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING PROVISION OF GUARANTEE
FOR CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING PROVISION OF GUARANTEE
FOR ASSOCIATE SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Hangzhou Boiler Group Co., Ltd.
TICKER: 002534 CUSIP: Y3032C102
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LU MIN AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: ELECT LU ZHIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YAN HAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Boiler Group Co., Ltd.
TICKER: 2534 CUSIP: Y3032C102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
ISSUER: Hangzhou Boiler Group Co., Ltd.
TICKER: 002534 CUSIP: Y3032C102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION FOR COMPANY AND SUBSIDIARIES
PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL AND ISSUER YES FOR FOR
TRUST PRODUCTS AND ENTRUSTED LOANS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: ELECT LIU GUOJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT XU GUANGAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hangzhou Cable Co., Ltd.
TICKER: 603618 CUSIP: Y3032H101
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND COMPLETION OF RAISED
FUNDS INVESTMENT PROJECT AS WELL AS USE OF REMAINING
RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hangzhou Cable Co., Ltd.
TICKER: 603618 CUSIP: Y3032H101
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF EXCESS RAISED FUNDS TO
REPLENISH WORKING CAPITAL
ISSUER: Hangzhou Cable Co., Ltd.
TICKER: 603618 CUSIP: Y3032H101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION AND ALLOWANCE FOR ISSUER YES AGAINST AGAINST
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #11: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMENDMENTS TO ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE TRANSFER OF EQUITY AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #14: APPROVE TERMINATION AND COMPLETION OF ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS AS WELL AS USE OF
EXCESS RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #15: APPROVE TERMINATION OF EARNINGS ISSUER YES FOR FOR
FORECAST COMPENSATION COMMITMENT
ISSUER: Hangzhou Century Co., Ltd.
TICKER: 300078 CUSIP: Y3032A106
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF CORPORATE BONDS ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE METHOD AND TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLES
PROPOSAL #3.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT OF SHARES
PROPOSAL #5: APPROVE DEMONSTRATION ANALYSIS REPORT ON ISSUER YES FOR FOR
THIS PRIVATE PLACEMENT
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE RESOLUTION VALIDITY PERIOD OF ISSUER YES FOR FOR
THIS PRIVATE PLACEMENT
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #11: APPROVE SPECIAL ACCOUNTS FOR RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hangzhou Century Co., Ltd.
TICKER: 300078 CUSIP: Y3032A106
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HU JIANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN FANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU YUBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YU XIAOLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG MIAOHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PAN HUIQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PAN ZENGXIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LUO YANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YANG KONGJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE TERMINATION OF 2018 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
ITS PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #2: APPROVE USE OF OWN RAISED FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RELATED RULES AND PROCEDURE
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE ITS FUNDS FOR ACQUISITION
OF EQUITY
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hangzhou Electronic Soul Network Technology Co., Ltd.
TICKER: 603258 CUSIP: Y3032M100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER NO N/A N/A
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Hangzhou First Applied Material Co., Ltd.
TICKER: 603806 CUSIP: Y29846105
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE MATTERS REGARDING GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.11: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.12: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.13: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #2.14: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.17: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.18: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.19: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #4: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hangzhou First Applied Material Co., Ltd.
TICKER: 603806 CUSIP: Y29846105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIN JIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU WEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU GUANGDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YANG DEREN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU JUNHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU XIAOSONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT KONG XIAOAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XIONG XI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hangzhou First Applied Material Co., Ltd.
TICKER: 603806 CUSIP: Y29846105
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6.1: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES AGAINST AGAINST
THE BOARD LIN JIANHUA
PROPOSAL #6.2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Hangzhou Hangyang Co., Ltd.
TICKER: 2430 CUSIP: Y30390101
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hangzhou Hangyang Co., Ltd.
TICKER: 002430 CUSIP: Y30390101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Hangzhou Hikvision Digital Technology Co., Ltd.
TICKER: 2415 CUSIP: Y3038Z105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #2.2: APPROVE SOURCE, TYPE AND NUMBER OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2.3: APPROVE ALLOCATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES
PROPOSAL #2.4: APPROVE GRANTING OF PERFORMANCE SHARES ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE UNLOCKING OF PERFORMANCE ISSUER YES FOR FOR
SHARES
PROPOSAL #2.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #2.7: APPROVE PERFORMANCE SHARES ADJUSTMENT ISSUER YES FOR FOR
METHODS AND PROCEDURES
PROPOSAL #2.8: APPROVE INCOME OF INCENTIVE PARTIES ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #2.1: APPROVE TREATMENT ON SPECIAL ISSUER YES FOR FOR
CIRCUMSTANCES
PROPOSAL #2.11: APPROVE ACCOUNTING TREATMENT AND THE ISSUER YES FOR FOR
IMPACT ON COMPANY PERFORMANCE
PROPOSAL #2.12: APPROVE DEVELOPMENT, APPROVAL, ISSUER YES FOR FOR
REVISION AND TERMINATION OF THE PLAN
PROPOSAL #2.13: APPROVE INFORMATION DISCLOSURE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hangzhou Hikvision Digital Technology Co., Ltd.
TICKER: 2415 CUSIP: Y3038Z105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM TERM NOTES ISSUER YES FOR FOR
PROPOSAL #12: AMEND AUTHORIZATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Hangzhou Iron & Steel Co., Ltd.
TICKER: 600126 CUSIP: Y30422102
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOU CHENHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT WANG HONGWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hangzhou Iron & Steel Co., Ltd.
TICKER: 600126 CUSIP: Y30422102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE SIGNING OF DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
PROPOSAL #9: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #10: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #12: APPROVE PROVISION OF LOANS TO WHOLLY- ISSUER YES FOR FOR
OWNED OR CONTROLLED SUBSIDIARIES
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE WORK REGULATIONS OF ISSUER YES FOR FOR
SHAREHOLDERS' MEETING
PROPOSAL #15: APPROVE WORK REGULATIONS OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Hangzhou Jiebai Group Co., Ltd.
TICKER: 600814 CUSIP: Y3042B102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION ASSESSMENT OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE MERGER BY ABSORPTION OF ISSUER YES FOR FOR
HANGZHOU JIEBAI LINGYIN SHOPPING CENTER CO., LTD.
PROPOSAL #11.1: ELECT BI LING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT MAO MINGCHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LIN HUSHAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Liaison Interactive Information Technology Co., Ltd.
TICKER: 002280 CUSIP: Y3041Y103
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF 51% EQUITY ISSUER YES FOR FOR
ISSUER: Hangzhou Liaison Interactive Information Technology Co., Ltd.
TICKER: 2280 CUSIP: Y3041Y103
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHI YUNCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE COMPANY'S OVERSEAS LISTING IN ISSUER YES FOR FOR
COMPLIANCE WITH THE NOTICE GOVERNING OVERSEAS LISTING
OF ENTERPRISES SUBORDINATE TO COMPANIES LISTED IN
PROPOSAL #3: APPROVE SCHEME FOR THE ABOVE COMPANY'S ISSUER YES FOR FOR
OVERSEAS LISTING
PROPOSAL #3.1: APPROVE ISSUE SUBJECT ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE LISTING LOCATION AND SECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMMITMENT OF UPHOLDING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS
PROPOSAL #5: APPROVE STATEMENT ON AND PROSPECT OF THE ISSUER YES FOR FOR
CONTINUING PROFITABILITY
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hangzhou Liaison Interactive Information Technology Co., Ltd.
TICKER: 002280 CUSIP: Y3041Y103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Hangzhou Liaison Interactive Information Technology Co., Ltd.
TICKER: 2280 CUSIP: Y3041Y103
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTROLLING SHAREHOLDER TO ISSUER YES FOR FOR
POSTPONE INCREASE IN COMPANY'S SHARE PLAN
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Hangzhou Liaison Interactive Information Technology Co., Ltd.
TICKER: 2280 CUSIP: Y3041Y103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINE
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hangzhou Robam Appliances Co., Ltd.
TICKER: 2508 CUSIP: Y3041Z100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER NO N/A N/A
IN FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
ISSUER: Hangzhou Shunwang Technology Co., Ltd.
TICKER: 300113 CUSIP: Y30419108
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE USE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: ELECT LI YIQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hangzhou Shunwang Technology Co., Ltd.
TICKER: 300113 CUSIP: Y30419108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT HUA YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LI YIQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT YU QUN'E AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT XU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT YU YINGTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT YANG JINGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHOU LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT LOU WENDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LU YUQUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Silan Microelectronics Co., Ltd.
TICKER: 600460 CUSIP: Y30432101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT WANG HUILIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHOU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Hangzhou Silan Microelectronics Co., Ltd.
TICKER: 600460 CUSIP: Y30432101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE USE OF FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Hangzhou Silan Microelectronics Co., Ltd.
TICKER: 600460 CUSIP: Y30432101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT CHEN XIANGDONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT ZHENG SHAOBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FAN WEIHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT JIANG ZHONGYONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.5: ELECT LUO HUABING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LI ZHIGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT WANG HUILIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT ZHOU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SONG ZHIHUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT MA SHUZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT HE LENIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT CHENG BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SONG WEIQUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHEN GUOHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hangzhou Steam Turbine Co. Ltd.
TICKER: 200771 CUSIP: Y30436102
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Hangzhou Steam Turbine Co., Ltd.
TICKER: 200771 CUSIP: Y30436102
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT LI GUIWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTION
ESTIMATES
ISSUER: Hangzhou Steam Turbine Co., Ltd.
TICKER: 200771 CUSIP: Y30436102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Hangzhou Sunrise Technology Co., Ltd.
TICKER: 300360 CUSIP: Y3R424109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG YOUZHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hangzhou Sunrise Technology Co., Ltd.
TICKER: 300360 CUSIP: Y3R424109
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AND TOTAL FUNDS FOR SHARE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hangzhou Sunrise Technology Co., Ltd.
TICKER: 300360 CUSIP: Y3R424109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LIU WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Hangzhou Tigermed Consulting Co., Ltd.
TICKER: 300347 CUSIP: Y3043G100
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Hangzhou Tigermed Consulting Co., Ltd.
TICKER: 300347 CUSIP: Y3043G100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hangzhou Tigermed Consulting Co., Ltd.
TICKER: 300347 CUSIP: Y3043G100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE SOURCE OF FUNDS AND TOTAL ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO SHARE REPURCHASE
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON 2018 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE MANAGEMENT METHOD OF 2018 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Hangzhou Tigermed Consulting Co., Ltd.
TICKER: 300347 CUSIP: Y3043G100
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hangzhou Tigermed Consulting Co., Ltd.
TICKER: 300347 CUSIP: Y3043G100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
SHORT-TERM BANK GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE CHANGE IN LEGAL ENTITY OF THE ISSUER YES FOR FOR
COMPANY AND AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: Hangzhou Weiguang Electronic Co., Ltd.
TICKER: 002801 CUSIP: ADPV37574
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #3: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #4: APPROVE DEVELOPMENT OF COMMODITY FUTURES ISSUER YES FOR FOR
HEDGING BUSINESS
PROPOSAL #5: APPROVE DEVELOPMENT OF FORWARD FOREIGN ISSUER YES FOR FOR
EXCHANGE TRANSACTIONS
PROPOSAL #6: APPROVE CONTINUED USE OF PARTIAL IDLE ISSUER YES FOR FOR
OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Hangzhou Weiguang Electronic Co., Ltd.
TICKER: 2801 CUSIP: ADPV37574
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT INVESTMENT PLAN
PROPOSAL #2: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Hangzhou Weiguang Electronic Co., Ltd.
TICKER: 002801 CUSIP: Y2984Y104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HE PING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHAO GUOXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU YAQIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HE SIYUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT NI DAMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT DONG RONGZHANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT WU JIANHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HU XIAOMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SHEN MENGHUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YU XIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN HUAPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hangzhou Weiguang Electronic Co., Ltd.
TICKER: 2801 CUSIP: Y2984Y104
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ADJUSTMENT ON USAGE OF IDLE OWN ISSUER YES FOR FOR
FUNDS TO INVEST IN FINANCIAL PRODUCTS
ISSUER: Hangzhou Weiguang Electronic Co., Ltd.
TICKER: 002801 CUSIP: Y2984Y104
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Hangzhou Zhongheng Electric Co., Ltd.
TICKER: 2364 CUSIP: Y3042Y102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hangzhou Zhongheng Electric Co., Ltd.
TICKER: 002364 CUSIP: Y3042Y102
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Hangzhou Zhongheng Electric Co., Ltd.
TICKER: 2364 CUSIP: Y3042Y102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: HannStar Display Corp.
TICKER: 6116 CUSIP: Y3062S100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH CAPITAL INCREASE OF COMMON ISSUER YES FOR FOR
SHARES BY PRIVATE PLACEMENT OR PUBLIC OFFERING BY WAY
OF ALTERNATIVE OR COMBINATION PROCESSING
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS (WALSIN LIHWA
CORPORATION)
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS (WALSIN LIHWA
CORPORATION REPRESENTATIVE WEN,TE-CHENG)
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS (CHIANG,HUI-
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS (CHAO,HSIN-CHE)
ISSUER: HannsTouch Solution, Inc.
TICKER: 3049 CUSIP: Y3080C103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CHANGES IN 2015 PLAN FOR ISSUER YES FOR FOR
ISSUANCE OF MARKETABLE SECURITIES VIA PRIVATE
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES VIA ISSUER YES FOR FOR
A PRIVATE PLACEMENT OR PUBLIC OFFERING
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Han's Laser Technology Industry Group Co., Ltd.
TICKER: 002008 CUSIP: Y3063F107
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE METHOD ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Han's Laser Technology Industry Group Co., Ltd.
TICKER: 002008 CUSIP: Y3063F107
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DETERMINATION OF THE USE OF THE ISSUER YES FOR FOR
REPURCHASED COMPANY SHARES
ISSUER: Han's Laser Technology Industry Group Co., Ltd.
TICKER: 2008 CUSIP: Y3063F107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Hanwang Technology Co., Ltd.
TICKER: 2362 CUSIP: Y30661105
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE AUTHORIZATION ON THE ADJUSTMENT ISSUER YES FOR FOR
OF THE USE OF IDLE FUNDS TO PURCHASE FINANCIAL
PROPOSAL #3: APPROVE EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION SYSTEM
ISSUER: Hanwang Technology Co., Ltd.
TICKER: 002362 CUSIP: Y30661105
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE OF REGISTERED CAPITAL, ISSUER YES FOR FOR
ADJUSTMENT OF BUSINESS SCOPE AND AMEND ARTICLES OF
ASSOCIATION
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Haoxiangni Health Food Co., Ltd.
TICKER: 2582 CUSIP: Y3068A103
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHI JUBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT QIU HAOQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SHI JULING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHENG DAWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WU HUAXIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HU XIAOSONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT BI HUIJING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT QI JINBO AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT XIE WEIHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG WEIFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHOU YONGGUANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Haoxiangni Health Food Co., Ltd.
TICKER: 002582 CUSIP: Y3068A103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL FUNDS OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE SOURCE OF FUNDS FOR SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.6: APPROVE PRICE RANGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE IMPLEMENTATION PERIOD OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Haoxiangni Health Food Co., Ltd.
TICKER: 2582 CUSIP: Y3068A103
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE USE OF RAISED FUNDS TO REPLENISH ISSUER YES FOR FOR
WORKING CAPITAL
ISSUER: Haoxiangni Health Food Co., Ltd.
TICKER: 2582 CUSIP: Y3068A103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
GUARANTEE MATTERS
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY AND INDIRECT SUBSIDIARY
ISSUER: Hap Seng Consolidated Berhad
TICKER: 3034 CUSIP: Y6579W100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT EDWARD LEE MING FOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE WEE YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ABDUL AZIZ BIN HASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE JORGEN BORNHOFT TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE CHAIRMAN
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Hapvida Participacoes e Investimentos SA
TICKER: HAPV3 CUSIP: P5R526106
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: ELECT ROBERTO ANTONIO MENDES AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Harbin Boshi Automation Co., Ltd.
TICKER: 2698 CUSIP: Y30693108
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: ELECT QI RONGKUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Harbin Boshi Automation Co., Ltd.
TICKER: 2698 CUSIP: Y30693108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE USE OF RAISED FUNDS TO ISSUER YES FOR FOR
SUPPLEMENT WORKING CAPITAL
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Harbin Churin Group Jointstock Co., Ltd.
TICKER: 600891 CUSIP: Y3069E104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE OF TIANJIN
JINJULAI
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO DEBT ISSUER YES FOR FOR
FINANCING OF SHENZHEN JINJULAI AND TIANJIN JINJULAI
ISSUER: Harbin Churin Group Jointstock Co., Ltd.
TICKER: 600891 CUSIP: Y3069E104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Harbin Electric Co. Ltd.
TICKER: 1133 CUSIP: Y30683109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED ACCOUNTS AND AUDITOR'S ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE BOARD TO APPOINT ANY PERSON TO ISSUER YES FOR FOR
FILL IN A CASUAL VACANCY IN THE BOARD OF DIRECTORS
OR AS AN ADDITIONAL DIRECTOR
ISSUER: Harbin Electric Co. Ltd.
TICKER: 1133 CUSIP: Y30683109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VOLUNTARY WITHDRAWAL OF LISTING ISSUER YES FOR FOR
OF THE H SHARES FROM THE STOCK EXCHANGE
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF THE ISSUER YES FOR FOR
COMPANY BY HARBIN ELECTRIC CORPORATION CO., LTD. AND
RELATED TRANSACTIONS
ISSUER: Harbin Electric Co. Ltd.
TICKER: 1133 CUSIP: Y30683109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF THE ISSUER YES FOR FOR
COMPANY BY HARBIN ELECTRIC CORPORATION CO., LTD. AND
RELATED TRANSACTIONS
ISSUER: Harbin Gloria Pharmaceuticals Co., Ltd.
TICKER: 2437 CUSIP: Y30688108
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTRODUCTION OF STRATEGIC ISSUER YES FOR FOR
INVESTORS BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Harbin Gloria Pharmaceuticals Co., Ltd.
TICKER: 002437 CUSIP: Y30688108
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Harbin Hatou Investment Co., Ltd.
TICKER: 600864 CUSIP: Y3067Z109
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Harbin Hatou Investment Co., Ltd.
TICKER: 600864 CUSIP: Y3067Z109
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ISSUANCE OF SUBORDINATED BONDS ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Harbin Hatou Investment Co., Ltd.
TICKER: 600864 CUSIP: Y3067Z109
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SUBORDINATE BOND ISSUANCE PLAN ISSUER YES FOR FOR
ISSUER: Harbin Hatou Investment Co., Ltd.
TICKER: 600864 CUSIP: Y3067Z109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
IMPAIRMENT COMPENSATION SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Harbin Hatou Investment Co., Ltd.
TICKER: 600864 CUSIP: Y3067Z109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION TO MANAGEMENT TO ISSUER YES FOR FOR
DISPOSE OF FINANCIAL ASSETS
PROPOSAL #10: APPROVE RENEWAL OF INSURANCE OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13.1: ELECT HU XIAOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Harbin Pharmaceutical Group Co., Ltd.
TICKER: 600664 CUSIP: Y3067Y102
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Harbin Pharmaceutical Group Co., Ltd.
TICKER: 600664 CUSIP: Y3067Y102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE AUDIT WORK REPORT AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hareon Solar Technology Co Ltd.
TICKER: 600401 CUSIP: Y5054M116
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS OTHER THAN INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS ON ARTICLE AMENDMENT
PROPOSAL #5.1: ELECT WU LIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LV YULONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hareon Solar Technology Co., Ltd.
TICKER: 600401 CUSIP: Y5054M116
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER OF GREENVISION ISSUER YES FOR FOR
AMBIENTE PHOTO SOLAR S.R.L
PROPOSAL #2: APPROVE EQUITY TRANSFER OF TIANJIN XIEHE ISSUER YES FOR FOR
HAIRUN NEW ENERGY EQUIPMENT SALES CO., LTD.
PROPOSAL #3: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AGRO ELITE EOOD AS WELL AS SIGNING OF
EQUITY TRANSFER AGREEMENT WITH HONG KONG JIN MING
CO., LTD.
PROPOSAL #4: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY BCI CHERGANOVO EOOD AS WELL AS SIGNING OF
EQUITY TRANSFER AGREEMENT WITH HONG KONG JIN MING
CO., LTD.
PROPOSAL #5: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY BESTSOLAR EOOD AS WELL AS SIGNING OF
EQUITY TRANSFER AGREEMENT WITH HONG KONG JIN MING
PROPOSAL #6: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY S.C. GREEN VISION SEVEN S.R.L. AS WELL AS
SIGNING OF EQUITY TRANSFER AGREEMENT WITH HONG KONG
JIN MING CO., LTD.
PROPOSAL #7: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY WUWEI AOTE SIWEI PHOTOVOLTAIC POWER
GENERATION CO., LTD. AS WELL AS SIGNING OF EQUITY
TRANSFER AGREEMENT WITH JIANGSU SUNSHINE CO., LTD.
PROPOSAL #8: APPROVE EQUITY TRANSFER OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY YUEPU HU HAIRUN PHOTOVOLTAIC POWER
GENERATION CO., LTD. AS WELL AS SIGNING OF EQUITY
TRANSFER AGREEMENT WITH JIANGSU SUNSHINE CO., LTD.
ISSUER: Hareon Solar Technology Co., Ltd.
TICKER: 600401 CUSIP: Y5054M116
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Harmony Gold Mining Co. Ltd.
TICKER: HAR CUSIP: S34320101
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MAX SISULU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JOAQUIM CHISSANO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RE-ELECT FIKILE DE BUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MODISE MOTLOBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PATRICE MOTSEPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT FIKILE DE BUCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT SIMO LUSHABA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT MODISE MOTLOBA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT KARABO NONDUMO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT JOHN WETTON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE IMPLEMENTATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #15: APPROVE DEFERRED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #1: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE DEFERRED
SHARE PLAN
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
ISSUER: Harmony Gold Mining Company Ltd
TICKER: HAR CUSIP: S34320101
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUANCE OF SHARES TO ARM ISSUER YES FOR FOR
PURSUANT TO A VENDOR CONSIDERATION PLACING
ISSUER: Hartalega Holdings Bhd.
TICKER: 5168 CUSIP: Y31139101
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES AND BENEFITS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2018
PROPOSAL #3: APPROVE DIRECTORS' FEES AND BENEFITS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING MARCH 31, 2019
PROPOSAL #4: ELECT KUAN MUN LEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KUAN MUN KENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT RAZMAN HAFIDZ BIN ABU RAHIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Havells India Ltd.
TICKER: HAVELLS CUSIP: Y3116C119
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AMEET KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SURJIT KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT JALAJ ASHWIN DANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT UPENDRA KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PRATIMA RAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT T. V. MOHANDAS PAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT PUNEET BHATIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND MAIN OBJECTS CLAUSE OF MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION
ISSUER: Havells India Ltd.
TICKER: 517354 CUSIP: Y3116C119
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: HCL Technologies Ltd.
TICKER: HCLTECH CUSIP: Y3121G147
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: HCL Technologies Ltd.
TICKER: 532281 CUSIP: Y3121G147
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ROSHNI NADAR MALHOTRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT JAMES PHILIP ADAMCZYK AS DIRECTOR ISSUER YES FOR FOR
ISSUER: HDFC Standard Life Insurance Co. Ltd
TICKER: 540777 CUSIP: Y3R1AP109
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT DEEPAK PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT VIBHA PADALKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICE WATERHOUSE CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS LLP AND GM KAPADIA & CO, CHARTERED
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT KETAN DALAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT AKT CHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JAMSHED J IRANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
AMITABH CHAUDHRY AS MANAGING DIRECTOR & CHIEF
EXECUTIVE OFFICER
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
VIBHA PADALKAR AS EXECUTIVE DIRECTOR & CHIEF
FINANCIAL OFFICER
PROPOSAL #11: APPROVE GRANT OF STOCK OPTIONS TO THE ISSUER YES FOR FOR
EMPLOYEES OF THE COMPANY UNDER THE EMPLOYEE STOCK
OPTION SCHEME - 2018
PROPOSAL #12: APPROVE GRANT OF STOCK OPTIONS TO THE ISSUER YES FOR FOR
EMPLOYEES OF SUBSIDIARY COMPANIES UNDER THE EMPLOYEE
STOCK OPTION SCHEME - 2018
PROPOSAL #13: APPROVE COMMISSION TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: HDFC Standard Life Insurance Co. Ltd.
TICKER: 540777 CUSIP: Y3R1AP109
MEETING DATE: 1/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VIBHA PADALKAR AS MANAGING DIRECTOR & CHIEF EXECUTIVE
OFFICER
PROPOSAL #2: ELECT SURESH BADAMI AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF SURESH BADAMI
AS EXECUTIVE DIRECTOR
PROPOSAL #3: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
ISSUER: He Bei Cheng de Lolo Co., Ltd.
TICKER: 000848 CUSIP: Y3120K107
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG JIANMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: He Bei Cheng de Lolo Co., Ltd.
TICKER: 000848 CUSIP: Y3120K107
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: He Bei Cheng de Lolo Co., Ltd.
TICKER: 848 CUSIP: Y3120K107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIANG QICHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Health & Happiness (H&H) International Holdings Limited
TICKER: 1112 CUSIP: G4387E107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT LUO FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT TAN WEE SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT XIAO BAICHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hebei Baoshuo Co., Ltd.
TICKER: 600155 CUSIP: Y3120E101
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Hefei Department Store Group Co., Ltd.
TICKER: 417 CUSIP: Y3121A108
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Hefei Department Store Group Co., Ltd.
TICKER: 000417 CUSIP: Y3121A108
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT YUAN WEIDONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hefei Department Store Group Co., Ltd.
TICKER: 417 CUSIP: Y3121A108
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT AND OPERATION OF ISSUER YES FOR FOR
CHIZHOU BAIDA AGRICULTURAL PRODUCTS LOGISTICS PARK
PROJECT
ISSUER: Hefei Department Store Group Co., Ltd.
TICKER: 000417 CUSIP: Y3121A108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Hefei Meiya Optoelectronic Technology Inc.
TICKER: 2690 CUSIP: Y3123L102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE REPLENISH WORKING CAPITAL ISSUER YES FOR FOR
ISSUER: Hefei Meiya Optoelectronic Technology Inc.
TICKER: 2690 CUSIP: Y3123L102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
ISSUER: HEG Ltd.
TICKER: 509631 CUSIP: Y3119F119
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SATYENDRA NATH BHATTACHARYA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE S C VASUDEVA & CO, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: REELECT VINITA SINGHANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT DHARMENDAR NATH DAVAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT OM PARKASH BAHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: HEG Ltd.
TICKER: 509631 CUSIP: Y3119F119
MEETING DATE: 1/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
ISSUER: Heilongjiang Agriculture Co., Ltd.
TICKER: 600598 CUSIP: Y3120A109
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS PERFORMANCE ASSESSMENT ISSUER YES FOR FOR
AND MANAGEMENT METHOD OF THE REMUNERATION OF THE
PERSON IN CHARGE
PROPOSAL #2: APPROVE REMUNERATION OF THE PERSON IN ISSUER YES FOR FOR
CHARGE OF THE COMPANY
PROPOSAL #3: APPROVE EXIT OF COMPANY FROM REAL ESTATE ISSUER YES FOR FOR
INDUSTRY
ISSUER: Heilongjiang Agriculture Co., Ltd.
TICKER: 600598 CUSIP: Y3120A109
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPOSSESSION PLAN ISSUER YES FOR FOR
ISSUER: Heilongjiang Agriculture Co., Ltd.
TICKER: 600598 CUSIP: Y3120A109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 ANNUAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: APPROVE COMPANY'S REPRESENTATIVE ISSUER YES FOR FOR
REMUNERATION CASHING
PROPOSAL #10: APPROVE INCREASE IN NATIONAL DEBT ISSUER YES FOR FOR
REVERSE REPURCHASE AND STRUCTURED DEPOSIT BUSINESS
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Heilongjiang Agriculture Co., Ltd.
TICKER: 600598 CUSIP: Y3120A109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Heilongjiang Interchina Water Co., Ltd.
TICKER: 600187 CUSIP: Y3120C105
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Heilongjiang Interchina Water Treatment Co. Ltd.
TICKER: 600187 CUSIP: Y3120C105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER NO N/A N/A
EXTERNAL GUARANTEES
PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
MANAGEMENT SYSTEM
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO ISSUER NO N/A N/A
PURCHASE FINANCIAL PRODUCTS
ISSUER: Heilongjiang Interchina Water Treatment Co. Ltd.
TICKER: 600187 CUSIP: Y3120C105
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE COMPANY'S SHARE ISSUER YES FOR FOR
REPURCHASE IMPLEMENTATION PERIOD
PROPOSAL #2: APPROVE INCREASE THE AMOUNT OF THE ISSUER YES FOR FOR
COMPANY'S REPURCHASE SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Heilongjiang Interchina Water Treatment Co. Ltd.
TICKER: 600187 CUSIP: Y3120C105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET ACQUISITION
PROPOSAL #2: APPROVE MAJOR ASSET ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE OVERALL PLAN OF MAJOR ASSET ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.2: APPROVE SPECIFIC CONTENT OF MAJOR ISSUER YES FOR FOR
ASSET ACQUISITION
PROPOSAL #2.3: APPROVE TARGET ASSET AND TRANSACTION ISSUER YES FOR FOR
PARTY
PROPOSAL #2.4: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.5: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DELIVERY ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TRANSFER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE FIXED INCREASE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PROFIT AND LOSS ARRANGEMENT ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.10: APPROVE GOVERNING ARRANGEMENTS FOR ISSUER YES FOR FOR
THE TARGET COMPANY
PROPOSAL #2.11: APPROVE PERFORMANCE COMMITMENT ISSUER YES FOR FOR
COMPENSATION AND REWARD
PROPOSAL #2.12: APPROVE OVERALL IMPAIRMENT TEST AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #2.13: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSET ACQUISITION
PROPOSAL #4: APPROVE PROPOSAL ON SIGNING THE RELEVANT ISSUER YES FOR FOR
AGREEMENT FOR THIS TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION IS IN ACCORDANCE ISSUER YES FOR FOR
WITH THE PROVISIONS OF ARTICLE 11 OF THE MEASURES FOR
THE REORGANIZATION OF ASSETS
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE COMPANY'S STOCK PRICE ISSUER YES FOR FOR
FLUCTUATION DOES NOT REACH THE STANDARDS FOR PROPOSAL
ON THE EXPLANATION OF RELEVANT STANDARDS FOR
NOTIFYING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE RELEVANT PARTIES' BEHAVIORS
PROPOSAL #8: APPROVE PROPOSAL DOES NOT CONSTITUTE AS ISSUER YES FOR FOR
RESTRUCTURING LISTING
PROPOSAL #9: APPROVE PROPOSAL DOES NOT CONSTITUTE AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Heilongjiang Interchina Water Treatment Co. Ltd.
TICKER: 600187 CUSIP: Y3120C105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: HeiLongJiang ZBD Pharmaceutical Co., Ltd.
TICKER: 603567 CUSIP: Y3R2DB105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: HeiLongJiang ZBD Pharmaceutical Co., Ltd.
TICKER: 603567 CUSIP: Y3R2DB105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINE AND ISSUER YES FOR FOR
LOAN
PROPOSAL #9: APPROVE 2018 GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ZHANG YUNQI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: HeiLongJiang ZBD Pharmaceutical Co., Ltd.
TICKER: 603567 CUSIP: Y3R2DB105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: Heliopolis Housing
TICKER: HELI CUSIP: M52987100
MEETING DATE: 11/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2017/2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE IMPLEMENTATION PLAN AND ISSUER NO N/A N/A
EVALUATION OF FINANCIAL STATEMENTS REPORTS FOR FY
PROPOSAL #4: ACCEPT FINANCIAL AND ANALYTICAL ISSUER NO N/A N/A
STATEMENTS FOR FY 2017/2018
PROPOSAL #5: APPROVE COMPENSATION OF EMPLOYEES FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #6: APPROVE CHARITABLE DONATIONS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2017/2018
PROPOSAL #8: REELECT BOARD CHAIRMAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE EXTENSION OF COMPANY LIFE FOR ISSUER NO N/A N/A
100 YEARS
PROPOSAL #10: AMEND ARTICLE 5 OF THE COMPANY'S BYLAWS ISSUER NO N/A N/A
PROPOSAL #11: AUTHORIZE CHAIRMAN TOR HIS DELEGATE O ISSUER NO N/A N/A
RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: Heliopolis Housing
TICKER: HELI CUSIP: M52987100
MEETING DATE: 6/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISIONARY BUDGET FOR FY ISSUER NO N/A N/A
2019/2020
PROPOSAL #2: OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
ISSUER: Hellenic Exchanges-Athens Stock Exchange SA
TICKER: EXAE CUSIP: X3247C104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION FOR 2018 ISSUER YES FOR FOR
PROPOSAL #5: PRE-APPROVE DIRECTOR REMUNERATION FOR ISSUER YES FOR FOR
2019
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8.1: ELECT ALEXANDROS ANTONOPOULOS AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT KONSTANTINOS VASSILIOU AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.3: ELECT GIORGOS DOUKIDIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT IOANNIS EMIRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT POLYXENI KAZOLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT SOFIA KOUNENAKI-EFRAIMOGLOU AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT IOANNIS KYRIAKOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.8: ELECT ADAMANTINI LAZARI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.9: ELECT SOCRATES LAZARIDIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT SPYRIDOULA PAPAGIANNIDOU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.11: ELECT ALEXIOS PILAVIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.12: ELECT GEORGE HANDJINICOLAOU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.13: ELECT NIKOLAOS CHRYSSOCHOIDIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT ALEXANDROS ANTONOPOULOS AS ISSUER YES FOR FOR
MEMBER OF AUDIT COMMITTEE
PROPOSAL #9.2: ELECT ADAMANTINI LAZARI AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9.3: ELECT GIORGOS DOUKIDIS AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #11: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL VIA DECREASE OF PAR VALUE
PROPOSAL #12: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Hellenic Petroleum SA
TICKER: ELPE CUSIP: X3234A111
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SERVICE ARRANGEMENT BETWEEN OTE ISSUER YES FOR FOR
SA, OTE GROUP COMPANIES, DEUTSCHE TELECOM AG AND
TELEKOM DEUTSCHLAND GMBH
PROPOSAL #2: AMEND RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: AMEND MANAGING DIRECTOR CONTRACT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Hellenic Telecommunications Organization SA
TICKER: HTO CUSIP: X3258B102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR LIABILITY CONTRACTS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT EELCO BLOK AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #6.2: ELECT ALBERTO HORCAJO AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #7.1: ELECT EELCO BLOK AS A MEMBER OF AUDIT SHAREHOLDER YES AGAINST N/A
COMMITTEE
PROPOSAL #7.2: ELECT ALBERTO HORCAJO AS A MEMBER OF SHAREHOLDER YES FOR N/A
AUDIT COMMITTEE
ISSUER: Henan Ancai Hi-tech Co., Ltd.
TICKER: 600207 CUSIP: Y3121D102
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTRUSTED FINANCING APPLICATION ISSUER YES FOR FOR
FROM CONTROLLING SHAREHOLDER AND RELATED PARTY
TRANSACTIONS
PROPOSAL #2: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE TERMINATION OF ANCAI ENERGY YUJI ISSUER YES FOR FOR
LINE DOCKING PROJECT AND USE ITS REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Henan Ancai Hi-tech Co., Ltd.
TICKER: 600207 CUSIP: Y3121D102
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: ELECT HE YIMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Henan City Development Environment Co., Ltd.
TICKER: 885 CUSIP: Y5362G108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF INVESTMENT AGREEMENT
ISSUER: Henan City Development Environment Co., Ltd.
TICKER: 885 CUSIP: Y5362G108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE REVIEW ON CAPITAL OCCUPANCY OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS AND OTHER RELATED PARTIES
PROPOSAL #11: APPROVE REVIEW ON THE COMPLETION OF THE ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS OF HENAN XUPING SOUTH
EXPRESSWAY CO., LTD.
ISSUER: Henan Hengxing Science & Technology Co., Ltd.
TICKER: 002132 CUSIP: Y31221107
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2018 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Henan Hengxing Science & Technology Co., Ltd.
TICKER: 002132 CUSIP: Y31221107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEE FINANCIAL PRODUCTS
PROPOSAL #2: APPROVE LOAN AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS FROM SHAREHOLDER
PROPOSAL #3: APPROVE GOVERNMENT'S LAND ACQUISITION ISSUER YES FOR FOR
AND STORAGE
ISSUER: Henan Hengxing Science & Technology Co., Ltd.
TICKER: 2132 CUSIP: Y31221107
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD FOR ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #4: APPROVE HANDLING ASSET MORTGAGE ISSUER YES FOR FOR
REGISTRATION
PROPOSAL #5: ELECT WANG LITING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #9.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GONGYI RUICHI TRANSPORTATION CO., LTD.
PROPOSAL #9.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
QINGDAO SHENGHE HENGXING TIRE TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COLLATERAL REPLACEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR SHAREHOLDER YES FOR FOR
ISSUER: Henan Hengxing Science & Technology Co., Ltd.
TICKER: 2132 CUSIP: Y31221107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HIGH-PERFORMANCE SILICONE ISSUER YES FOR FOR
POLYMER PROJECT WITH AN ANNUAL OUTPUT OF 120,000 TONS
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPEVISORS
ISSUER: Henan Huanghe Whirlwind Co., Ltd.
TICKER: 600172 CUSIP: Y3121L104
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORRECTION OF PRIOR ACCOUNTING ISSUER YES FOR FOR
ERRORS AND RETROACTIVE ADJUSTMENT REPORT
PROPOSAL #2: APPROVE 2017 SHANGHAI MINGSHI ISSUER YES FOR FOR
INTELLIGENT SYSTEM CO., LTD. UNFINISHED PERFORMANCE
COMMITMENT SHARE COMPENSATION PLAN
PROPOSAL #3: APPROVE ACQUISITION OF ASSETS BY ISSUING ISSUER YES FOR FOR
SHARES IMPAIRMENT TEST REPORT
PROPOSAL #4: APPROVE PROVISION FOR LONG-TERM EQUITY ISSUER YES FOR FOR
INVESTMENT IMPAIRMENT
ISSUER: Henan Huanghe Whirlwind Co., Ltd.
TICKER: 600172 CUSIP: Y3121L104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN USAGE OF REMAINING ISSUER YES FOR FOR
RAISED FUNDS FROM THE RAISED FUNDS INVESTMENT PROJECT
TO REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
SHARES TO BE COMPENSATED AND REQUEST FOR RETURN OF
CASH DIVIDEND BY MAJOR ASSET RESTRUCTURING
TRANSACTION PARTIES
PROPOSAL #4: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
COMPENSATION SHARES OF THE MAJOR ASSET RESTRUCTURING
TRANSACTION PARTIES
ISSUER: Henan Huanghe Whirlwind Co., Ltd.
TICKER: 600172 CUSIP: Y3121L104
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF PERFORMANCE SHARES
ISSUER: Henan Huanghe Whirlwind Co., Ltd.
TICKER: 600172 CUSIP: Y3121L104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISPOSAL OF FIXED ASSETS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Henan Mingtai Al. Industrial Co., Ltd.
TICKER: 601677 CUSIP: Y3122Z102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF FINANCIAL AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3.1: ELECT SONG XIAYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Henan Mingtai Al. Industrial Co., Ltd.
TICKER: 601677 CUSIP: Y3122Z102
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION ON IMPLEMENTATION OF ISSUER NO N/A N/A
2016 PERFORMANCE SHARE INCENTIVE PLAN AS WELL AS
REPURCHASE AND CANCELLATION OF PERFORMANCE SHARES
WHICH HAVE BEEN GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Henan Mingtai Al. Industrial Co., Ltd.
TICKER: 601677 CUSIP: Y3122Z102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: Henan Mingtai Al. Industrial Co., Ltd.
TICKER: 601677 CUSIP: Y3122Z102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #1.1: APPROVE THE PURPOSE AND MANAGEMENT OF ISSUER NO N/A N/A
THE INCENTIVE PLAN
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER NO N/A N/A
PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER, AND ALLOCATION ISSUER NO N/A N/A
OF PERFORMANCE SHARES
PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, LOCK-UP ISSUER NO N/A N/A
PERIOD AND UNLOCKING PERIOD OF RESTRICTED STOCKS
PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER NO N/A N/A
BASIS
PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER NO N/A N/A
UNLOCKING
PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO ISSUER NO N/A N/A
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT ISSUER NO N/A N/A
PROPOSAL #1.9: APPROVE IMPLEMENTATION, GRANT, UNLOCK, ISSUER NO N/A N/A
CHANGE, AND TERMINATION PROCEDURES FOR PERFORMANCE
SHARES INCENTIVE PLAN
PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER NO N/A N/A
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.11: APPROVE METHODS IN IMPLEMENTING THE ISSUER NO N/A N/A
INCENTIVE PLAN FOR CHANGES BETWEEN THE COMPANY AND
INCENTIVE PARTY
PROPOSAL #1.12: APPROVE PRINCIPLE FOR REPURCHASE ISSUER NO N/A N/A
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE DRAFT OF METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE LIST OF PARTICIPANTS FOR ISSUER NO N/A N/A
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL MATTERS RELATED TO PERFORMANCE SHARES INCENTIVE
PLAN
ISSUER: Henan Mingtai Al. Industrial Co., Ltd.
TICKER: 601677 CUSIP: Y3122Z102
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2.1: ELECT MA TINGYI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT HUA XINMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT DU YOUDONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT LIU JIE AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT ZHOU ZHENGGUO AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT GAO WEI AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.3: ELECT SONG XIAYUN AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT SUN HUIPENG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Henan Pinggao Electric Co., Ltd.
TICKER: 600312 CUSIP: Y3122A107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #3: ELECT GUO YUXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: ELECT HAN SHUMO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU GUANGHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Henan Pinggao Electric Co., Ltd.
TICKER: 600312 CUSIP: Y3122A107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Henan Pinggao Electric Co., Ltd.
TICKER: 600312 CUSIP: Y3122A107
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2.1: APPROVE ISSUE SCALE, ISSUANCE METHOD ISSUER YES FOR FOR
AND PAR VALUE
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRINCIPAL REPAYMENT AND ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.9: APPROVE COMPANY CREDIT SITUATION AND ISSUER YES FOR FOR
SAFEGUARD MEASURES FOR DEBT REPAYMENT
PROPOSAL #2.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO CORPORATE BONDS ISSUANCE
PROPOSAL #4: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF SUPER SHORT-TERM
COMMERCIAL PAPERS
ISSUER: Henan Rebecca Hair Products Co., Ltd.
TICKER: 600439 CUSIP: Y3122E125
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Henan Senyuan Electric Co Ltd
TICKER: 002358 CUSIP: Y3122L103
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN IMPLEMENTATION METHOD ISSUER YES FOR FOR
AND INVESTMENT SCALE OF PARTIAL RAISED FUNDS
INVESTMENT PROJECT
ISSUER: Henan Senyuan Electric Co., Ltd.
TICKER: 2358 CUSIP: Y3122L103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO PURCHASE GUARANTEED FINANCIAL PRODUCTS
ISSUER: Henan Senyuan Electric Co., Ltd.
TICKER: 2358 CUSIP: Y3122L103
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER NO N/A N/A
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER NO N/A N/A
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER NO N/A N/A
SHARES UPON CONVERSION
PROPOSAL #2.9: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER NO N/A N/A
CONVERSION
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER NO N/A N/A
SUBSCRIBERS
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER NO N/A N/A
MEETING
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER NO N/A N/A
PROPOSAL #2.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER NO N/A N/A
RAISED FUNDS
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER NO N/A N/A
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #11: ELECT CHEN XIANGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT CHEN XIANGYU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #12: ELECT YUAN DALU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT YUAN DALU AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
ISSUER: Henan Senyuan Electric Co., Ltd.
TICKER: 2358 CUSIP: Y3122L103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Henan Senyuan Electric Co., Ltd.
TICKER: 002358 CUSIP: Y3122L103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT TO ESTABLISH A JOINT ISSUER YES FOR FOR
VENTURE COMPANY
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Henan Shenhuo Coal Industry & Electricity Power Co., Ltd.
TICKER: 933 CUSIP: Y3122G104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR INVENTORY ISSUER YES FOR FOR
DEVALUATION AND ASSET IMPAIRMENT
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH HENAN SHENHUO GROUP CO., LTD.
PROPOSAL #10.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH HENAN SHENHUO GROUP XINLIDA CO., LTD.
PROPOSAL #10.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH HENAN SHENHUO CONSTRUCTION INSTALLATION
ENGINEERING CO., LTD.
PROPOSAL #10.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI SHENHUO ALUMINUM FOIL CO., LTD.
PROPOSAL #11: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13.1: ELECT REN HUIJUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT HUANG TAO AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
ISSUER: Henan Shenhuo Coal Industry & Electricity Power Co., Ltd.
TICKER: 000933 CUSIP: Y3122G104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AND RELATED ISSUER NO N/A N/A
PARTY TRANSACTIONS
ISSUER: Henan Shuanghui Investment & Development Co., Ltd.
TICKER: 000895 CUSIP: Y3121R101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WAN LONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIAO SHUGE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WAN HONGWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT MA XIANGJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YANG DONGSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DU HAIBO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LUO XINJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LIU DONGXIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HU YUNGONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT HU YUHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT LI XIANGHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Henan Shuanghui Investment & Development Co., Ltd.
TICKER: 000895 CUSIP: Y3121R101
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION FOR ISSUER YES FOR FOR
FIRST THREE QUARTERS
ISSUER: Henan Shuanghui Investment & Development Co., Ltd.
TICKER: 000895 CUSIP: Y3121R101
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ESTABLISHING ENTERPRISE GROUP ISSUER YES AGAINST AGAINST
WITH COMPANY AS PARENT COMPANY
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE MERGER BY ABSORPTION ISSUER YES AGAINST AGAINST
PROPOSAL #9.1: APPROVE OVERALL PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9.2: APPROVE EVALUATION PRICE ISSUER YES AGAINST AGAINST
PROPOSAL #9.3: APPROVE PAYMENT MANNER ISSUER YES AGAINST AGAINST
PROPOSAL #9.4: APPROVE SHARE TYPE AND PAR VALUE PER ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #9.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES AGAINST AGAINST
SUBSCRIBERS
PROPOSAL #9.6: APPROVE ISSUANCE PRICE ISSUER YES AGAINST AGAINST
PROPOSAL #9.7: APPROVE ISSUE SIZE ISSUER YES AGAINST AGAINST
PROPOSAL #9.8: APPROVE LISTING EXCHANGE ISSUER YES AGAINST AGAINST
PROPOSAL #9.9: APPROVE LOCK-UP PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #9.10: APPROVE CASH OPTION ISSUER YES AGAINST AGAINST
PROPOSAL #9.11: APPROVE CREDITOR'S BENEFIT PROTECTION ISSUER YES AGAINST AGAINST
MACHINE
PROPOSAL #9.12: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES AGAINST AGAINST
COMPENSATION ARRANGEMENT
PROPOSAL #9.13: APPROVE STAFF PLACEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #9.14: APPROVE TRANSITION PERIOD OF PROFIT ISSUER YES AGAINST AGAINST
AND LOSS ARRANGEMENT
PROPOSAL #9.15: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES AGAINST AGAINST
CUMULATIVE EARNINGS
PROPOSAL #10: APPROVE REPORT (DRAFT) AND SUMMARY OF ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTION IN CONNECTION TO THE MERGER
BY ABSORPTION
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES AGAINST AGAINST
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE MERGER BY ABSORPTION AND ISSUER YES AGAINST AGAINST
RELATED PARTY TRANSACTIONS IN CONNECTION WITH MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE TRANSACTION COMPLIES WITH ISSUER YES AGAINST AGAINST
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES AGAINST AGAINST
WITH ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #15: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES AGAINST AGAINST
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #16: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES AGAINST AGAINST
REPORT AND ASSET EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #17: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES AGAINST AGAINST
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #18: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES AGAINST AGAINST
FOR THIS TRANSACTION
PROPOSAL #19: APPROVE SIGNING OF MERGER BY ABSORPTION ISSUER YES AGAINST AGAINST
VIA ISSUANCE OF SHARES AGREEMENT, SUPPLEMENTARY
AGREEMENT OF MERGER BY ABSORPTION VIA ISSUANCE OF
SHARES AND PERFORMANCE COMMITMENT COMPENSATION
AGREEMENT
PROPOSAL #20: APPROVE SELF-INSPECTION REPORT ON ISSUER YES AGAINST AGAINST
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL RELATED MATTERS
ISSUER: Henan Splendor Science & Technology Co., Ltd.
TICKER: 002296 CUSIP: Y3122H102
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
RAISED FUNDS AND PERMANENTLY REPLENISH WORKING
ISSUER: Henan Splendor Science & Technology Co., Ltd.
TICKER: 002296 CUSIP: Y3122H102
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER NO N/A N/A
REPORT
PROPOSAL #7: APPROVE SELF-CHECKLIST ON IMPLEMENTATION ISSUER NO N/A N/A
OF INTERNAL CONTROL RULES
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE TO ADJUST THE REMUNERATION OF ISSUER NO N/A N/A
CHAIRMAN OF THE BOARD
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT ISSUER NO N/A N/A
LINES
PROPOSAL #13: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER NO N/A N/A
CASH MANAGEMENT
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Henan Taloph Pharmaceutical Stock Co., Ltd.
TICKER: 600222 CUSIP: Y3121Z103
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Henan Taloph Pharmaceutical Stock Co., Ltd.
TICKER: 600222 CUSIP: Y3121Z103
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Henan Taloph Pharmaceutical Stock Co., Ltd.
TICKER: 600222 CUSIP: Y3121Z103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EQUITY TRANSFER ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
ISSUER: Henan Thinker Automatic Equipment Co., Ltd.
TICKER: 603508 CUSIP: Y3124R108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #3.1: APPROVE OVERALL TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE TARGET ASSETS AND TRANSACTION ISSUER YES FOR FOR
PARTIES
PROPOSAL #3.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #3.4: APPROVE TRANSACTION PRICING AND ISSUER YES FOR FOR
PAYMENT METHOD
PROPOSAL #3.5: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #3.7: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ISSUANCE SIZE
PROPOSAL #3.8: APPROVE CASH PAYMENT PROGRESS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3.10: APPROVE ATTRIBUTABLE TRANSITIONAL ISSUER YES FOR FOR
PROFIT OR LOSS
PROPOSAL #3.11: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE PROFIT COMPENSATION ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #3.13: APPROVE AWARD INCENTIVE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.16: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE IN CONNECTION TO RAISING SUPPORTING
FUNDS
PROPOSAL #3.17: APPROVE ISSUANCE METHOD IN CONNECTION ISSUER YES FOR FOR
TO RAISING SUPPORTING FUNDS
PROPOSAL #3.18: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.19: APPROVE AMOUNT OF SUPPORTING FUNDS TO ISSUER YES FOR FOR
BE RAISED AND ISSUE SIZE
PROPOSAL #3.20: APPROVE RAISED FUNDS AND ITS USAGE ISSUER YES FOR FOR
PROPOSAL #3.21: APPROVE LOCK-UP PERIOD ARRANGEMENT IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.22: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.23: APPROVE LISTING EXCHANGE IN ISSUER YES FOR FOR
CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3.24: APPROVE RESOLUTION VALIDITY PERIOD ON ISSUER YES FOR FOR
THIS ISSUANCE
PROPOSAL #4: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS AND ITS SUMMARY
PROPOSAL #5: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS ARTICLE 13 MAJOR LISTING OF MANAGEMENT
APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF
LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE THIS TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
MANAGEMENT APPROACH REGARDING MAJOR ASSET
RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
AND PERFORMANCE COMMITMENT COMPENSATION AGREEMENT
PROPOSAL #10: APPROVE COMPANY STOCK PRICE VOLATILITY ISSUER YES FOR FOR
HAS NOT ACHIEVED THE ARTICLE REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE AUDIT REPORT RELEVANT TO THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #13: APPROVE ASSET EVALUATION REPORT ISSUER YES FOR FOR
RELEVANT TO THIS TRANSACTION
PROPOSAL #14: APPROVE REVIEWED FINANCIAL STATEMENTS ISSUER YES FOR FOR
RELEVANT TO THIS TRANSACTION
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN IN THE NEXT THREE YEARS
PROPOSAL #18: APPROVE TERMINATION OF 2018 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
ISSUER: Henan Thinker Automatic Equipment Co., Ltd.
TICKER: 603508 CUSIP: Y3124R108
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO IDLE FUNDS MANAGEMENT
ISSUER: Henan Thinker Automatic Equipment Co., Ltd.
TICKER: 603508 CUSIP: Y3124R108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE PLAN
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO PERFORMANCE SHARE INCENTIVE
ISSUER: Henan Thinker Automatic Equipment Co., Ltd.
TICKER: 603508 CUSIP: Y3124R108
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Henan Tongli Cement Co., Ltd.
TICKER: 000885 CUSIP: Y5362G108
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME, SECURITY ISSUER YES FOR FOR
ABBREVIATION, BUSINESS PURPOSE AND BUSINESS SCOPE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3.1: ELECT ZHU HONGBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CUI XINGTAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHANG DONGHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT CHEN LAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LI WEIZHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU BULIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT CAO SHENGXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WANG ZHAOSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LIU ZONGHU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Henan Yinge Industrial Investment Co., Ltd.
TICKER: 600069 CUSIP: Y31225108
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD OF
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT GU QI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LUO JINHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT MENG LINGKUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT FENG YUNFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT WANG YOUGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LIU BIANSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT ZHAO HAILONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT TAO XIONGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT FANG FUQIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT HU ZHIFANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT YANG XIANGYANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Henan Yinge Industrial Investment Co., Ltd.
TICKER: 600069 CUSIP: Y31225108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION ESTIMATES
PROPOSAL #5: APPROVE CHANGE IN REPAYMENT COMMITMENT ISSUER YES FOR FOR
FULFILLMENT PERIOD BY CONTROLLING SHAREHOLDER
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DEBT TRANSFER SUPPLEMENTAL AGREEMENT
ISSUER: Henan Yinge Industrial Investment Co., Ltd.
TICKER: 600069 CUSIP: Y31225108
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 GUARANTEE AMOUNT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INVESTMENT IN ESTABLISHING OF ISSUER YES FOR FOR
M&A FUND
ISSUER: Henan Yinge Industrial Investment Co., Ltd.
TICKER: 600069 CUSIP: Y31225108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF MORTGAGE GUARANTEE ISSUER YES FOR FOR
FOR LOAN APPLICATION OF SUBSIDIARY LUOHE YINGE LIFE
PAPER CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF MORTGAGE GUARANTEE ISSUER YES FOR FOR
FOR LOAN APPLICATION OF SUBSIDIARY HENAN YINGE
INDUSTRY AND TRADE CO., LTD.
ISSUER: Henan Yinge Industrial Investment Co., Ltd.
TICKER: 600069 CUSIP: Y31225108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND REVERSAL
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #8: APPROVE EXTENSION OF PERFORMANCE SHAREHOLDER YES FOR FOR
COMMITMENTS PERIOD
PROPOSAL #9: APPROVE POSTPONEMENT OF SHAREHOLDING SHAREHOLDER YES FOR FOR
INCREASE PLAN
ISSUER: Henan Yuguang Gold & Lead Co., Ltd.
TICKER: 600531 CUSIP: Y3122D101
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Henan Yuguang Gold & Lead Co., Ltd.
TICKER: 600531 CUSIP: Y3122D101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
2018 REMUNERATION MATTERS
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #10: APPROVE POSTPONEMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #11: APPROVE PURCHASE CONTRACT WITH HENAN ISSUER YES FOR FOR
YUGUANG ZINC INDUSTRY CO., LTD.
PROPOSAL #12: APPROVE SUPPLY CONTRACT WITH HENAN ISSUER YES FOR FOR
YUGUANG ZINC INDUSTRY CO., LTD.
PROPOSAL #13: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
ISSUER: Henan Yuneng Holding Co., Ltd.
TICKER: 001896 CUSIP: Y3121X108
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAO SHUYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YU DEZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Henan Yuneng Holding Co., Ltd.
TICKER: 1896 CUSIP: Y3121X108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE OF GUANGDONG YUEHE
INVESTMENT HOLDINGS CO., LTD.
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEE BY ISSUER YES FOR FOR
HENAN ZHONGFU ELECTRIC POWER CO., LTD. TO COMPANY
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY LINZHOU ISSUER YES FOR FOR
LINFENG ALUMINUM ELECTRIC CO., LTD. FOR THE BANK
CREDIT LINE APPLICATION OF LINZHOU LIXIN CARBON CO.,
LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES AGAINST AGAINST
FOR THE CREDIT LINE APPLICATION OF LINZHOU LINFENG
ALUMINUM ELECTRIC CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES FOR FOR
FOR THE CREDIT LINE APPLICATION OF HENAN SIJIAN CO.,
LTD.
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISCONTINUATION AND CAPACITY ISSUER YES FOR FOR
TRANSFER OF LINZHOU LINFENG ALUMINUM ELECTRIC CO.,
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING APPLICATION OF HENAN JINFENG COAL INDUSTRY
GROUP CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF HENAN ZHONGFU THERMAL POWER CO., LTD.
PROPOSAL #5.1: ELECT HE HUAIQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CUI HONGSONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHANG SONGJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT BAO GUANGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT MA WENCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT SI XINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT WU XI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT LIANG LIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT QU XIA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT CHEN HAITAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT QIAN YU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
LINZHOU LINFENG ALUMINUM ELECTRIC CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
GUANGYUAN LINFENG ALUMINUM MATERIAL CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY'S FINANCING APPLICATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY FOR THE COMPANY'S FINANCING
APPLICATION
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISCONTINUATION AND CAPACITY ISSUER YES FOR FOR
TRANSFER
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FINANCING APPLICATION OF LINZHOU LINFENG ALUMINUM
ELECTRIC CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING APPLICATION OF LINZHOU LIXIN CARBON CO.,
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING APPLICATION OF HENAN ZHONGFU ELECTRIC POWER
CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION OF HENAN 4TH
CONSTRUCTION GROUP CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF ANYANG
GAOJING ALUMINUM MATERIAL CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING APPLICATION OF HENAN JINFENG COAL INDUSTRY
GROUP CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
LINZHOU LINFENG ALUMINUM ELECTRIC CO., LTD. FOR
FINANCING APPLICATION OF HENAN LINZHOU HUALONG METAL
MATERIALS CO., LTD.
ISSUER: Henan Zhongfu Industrial Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES AGAINST AGAINST
ALL RELATED MATTERS REGARDING 2019 FINANCIAL
INSTITUTION CREDIT BUSINESS
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALUMINUM PRODUCT HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: APPROVE PROVISION FOR RELATED ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #12: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Henan Zhongfu Industry Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING APPLICATION OF HENAN ZHONGFU ELECTRIC POWER
CO., LTD. FROM CHINA HUARONG ASSET MANAGEMENT CO.,
LTD. HENAN BRANCH
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FINANCING APPLICATION OF LINZHOU HUALONG METAL
MATERIALS CO., LTD. BY LINZHOU LINFENG LVDIAN CO.,
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF GONGYI GAS
CO., LTD. FROM BANK OF PINGDINGSHAN ZHENGZHOU BRANCH
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF GONGYI GAS
CO., LTD.
ISSUER: Henan Zhongfu Industry Co., Ltd.
TICKER: 600595 CUSIP: Y3121Y106
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO HENAN ISSUER YES FOR FOR
ZHONGFU POWER CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO HENAN ISSUER YES AGAINST AGAINST
BOAO CONSTRUCTION CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO GONGYI ISSUER YES AGAINST AGAINST
TAITONG LOGISTICS CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO GONGYI ISSUER YES AGAINST AGAINST
HOTEL CO., LTD.
ISSUER: Henan Zhongyuan Expressway Co., Ltd.
TICKER: 600020 CUSIP: Y3R22L113
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK LOAN APPLICATION AS WELL AS ISSUER YES FOR FOR
ITS RELEVANT PLEDGE GUARANTEE
ISSUER: Henan Zhongyuan Expressway Co., Ltd.
TICKER: 600020 CUSIP: Y3R22L113
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SWAP AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Henan Zhongyuan Expressway Co., Ltd.
TICKER: 600020 CUSIP: Y3R22L113
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG TIEJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT FENG KE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Henan Zhongyuan Expressway Co., Ltd.
TICKER: 600020 CUSIP: Y3R22L113
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
ISSUER: Henan Zhongyuan Expressway Co., Ltd.
TICKER: 600020 CUSIP: Y3R22L113
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINT OF FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #2: APPROVE REDEMPTION OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hengan International Group Company Limited
TICKER: 1044 CUSIP: G4402L151
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SZE MAN BOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI WAI LEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZHOU FANG SHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT HO KWAI CHING MARK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT THEIL PAUL MARIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hengbao Co., Ltd
TICKER: 002104 CUSIP: Y4439V107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Hengbao Co., Ltd.
TICKER: 2104 CUSIP: Y4439V107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Hengbao Co., Ltd.
TICKER: 002104 CUSIP: Y4439V107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QIAN JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO CHANGJIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT HU ZHAOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LU DAORU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHONG YINGJIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CAI ZHENGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YUAN YUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN XUEJIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIANG XIAOPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHU JINSHAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hengdian Group DMEGC Magnetics Co., Ltd.
TICKER: 2056 CUSIP: Y3158L100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO THE ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE GOAL AND PURPOSE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL
PROPOSAL #2.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Hengdian Group DMEGC Magnetics Co., Ltd.
TICKER: 2056 CUSIP: Y3158L100
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #10: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Hengdian Group DMEGC Magnetics Co., Ltd.
TICKER: 002056 CUSIP: Y3158L100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO SECOND PHASE EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Hengli Petrochemical Co., Ltd.
TICKER: 600346 CUSIP: Y1963X103
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #5: APPROVE SIGNING OF PHASE 2 EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE COLLECTIVE FUND TRUST PLAN TRUST
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASE OF ASSETS BY SUBSIDIARY
ISSUER: Hengli Petrochemical Co., Ltd.
TICKER: 600346 CUSIP: Y1963X103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF AN ANNUAL OUTPUT 2.5 MILLION TONS OF PTA-5 OUTPUT
PROJECT BY SUBSIDIARY COMPANY
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TOTAL AMOUNT AND SCALE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Hengli Petrochemical Co., Ltd.
TICKER: 600346 CUSIP: Y1963X103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.11: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hengli Petrochemical Co., Ltd.
TICKER: 600346 CUSIP: Y1963X103
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 GUARANTEE PLAN ISSUER NO N/A N/A
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION
PROPOSAL #3: APPROVE AUTHORIZATION OF COMPANY ISSUER NO N/A N/A
MANAGEMENT IN FINANCING ACTIVITIES
ISSUER: Hengli Petrochemical Co., Ltd.
TICKER: 600346 CUSIP: Y1963X103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #9: APPROVE ENTRUSTED FINANCIAL INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #14.1: ELECT FAN HONGWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LI FENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LIU DUNLEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT GONG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT CHENG LONGDI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT FU YUANLUE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT LI LI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.1: ELECT WANG WEIMING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT XU YINFEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: HengTen Networks Group Limited
TICKER: 136 CUSIP: G4404N106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT HUANG XIANGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHUO YUEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SHI ZHUOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hengtong Optic-electric Co.,Ltd.
TICKER: 600487 CUSIP: Y3174C100
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF INNOVATION AND START-UP COMPANY BONDS
PROPOSAL #2: APPROVE ISSUANCE OF INNOVATION AND ISSUER YES FOR FOR
START-UP COMPANY BONDS
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE, METHOD OF ISSUER YES FOR FOR
DETERMINATION AND CAPITAL AND INTEREST PAYMENT MANNER
PROPOSAL #2.5: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.6: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LISTING FOR TRADING OR ISSUER YES FOR FOR
LISTING ARRANGEMENTS
PROPOSAL #2.11: APPROVE CREDITWORTHINESS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Hengyi Petrochemical Co., Ltd.
TICKER: 703 CUSIP: Y3183A103
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 SEMI-ANNUAL REPORT AND ISSUER YES FOR FOR
SUMMARY
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SCALE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #3.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #6: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #6.1: APPROVE SIGNING OF PRODUCT PURCHASE ISSUER YES FOR FOR
AND SALES CONTRACT WITH JIAXING YIPENG CHEMICAL FIBER
CO., LTD.
PROPOSAL #6.2: APPROVE SIGNING OF PRODUCT PURCHASE ISSUER YES FOR FOR
AND SALES CONTRACT WITH SHAOXING HENGMING CHEMICAL
FIBER CO., LTD.
PROPOSAL #6.3: APPROVE SIGNING OF WAREHOUSING SERVICE ISSUER YES FOR FOR
AGREEMENT WITH SHAOXING HENGMING CHEMICAL FIBER CO.,
LTD.
PROPOSAL #6.4: APPROVE SIGNING OF PRODUCT PURCHASE ISSUER YES FOR FOR
CONTRACT WITH SHAOXING HENGMING CHEMICAL FIBER CO.,
LTD.
ISSUER: Hengyi Petrochemical Co., Ltd.
TICKER: 000703 CUSIP: Y3183A103
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF RELATED ENTRUSTED ISSUER YES FOR FOR
LOAN
ISSUER: Hengyi Petrochemical Co., Ltd.
TICKER: 703 CUSIP: Y3183A103
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Hengyi Petrochemical Co., Ltd.
TICKER: 000703 CUSIP: Y3183A103
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURCHASE OF RAW MATERIALS ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURCHASE OF FUEL, POWER AND ISSUER YES FOR FOR
COMMODITIES
PROPOSAL #1.3: APPROVE SALES OF GOODS AND PRODUCTS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PROVISION OF LOGISTICS AND ISSUER YES FOR FOR
OTHER SERVICES
PROPOSAL #1.5: APPROVE ACCEPTANCE OF SERVICES ISSUER YES FOR FOR
PROVIDED BY AFFILIATES
PROPOSAL #2: APPROVE GUARANTEE AND MUTUAL GUARANTEE ISSUER YES AGAINST AGAINST
FOR CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE 2019 FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE 2019 COMMODITY DERIVATIVES ISSUER YES FOR FOR
TRADING BUSINESS
PROPOSAL #5: APPROVE LOAN AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
ISSUER: Herfy Food Services Co.
TICKER: 6002 CUSIP: M5285F107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
2020
PROPOSAL #5: ELECT ANIS AHMED MOMENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERIM DIVIDENDS OF SAR 1.1 PER ISSUER YES FOR FOR
SHARE FOR Q3 AND Q4 OF FY 2018
PROPOSAL #7: APPROVE INTERIM DIVIDENDS OF SAR 1 PER ISSUER YES FOR FOR
SHARE FOR Q1 AND Q2 OF FY 2018
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1,800,000 FOR FY 2018
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND BANDA COMPANY PART OF SAVOLA
GROUP RE: FOOD PRODUCT
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND BANDA COMPANY PART OF SAVOLA
GROUP RE: SHOP REAL STATE
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AFIA COMPANY PART OF SAVOLA
GROUP RE: FOOD PRODUCT
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND UNITED SUGAR COMPANY PART OF
SAVOLA GROUP RE: FOOD PRODUCT
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND KANAN INTER COMPANY PART OF
SAVOLA GROUP RE: REAL STATE
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND ALMARAI RE: FOOD PRODUCT
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND KHALID AHMED AL SAEED RE:
RENTAL
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND BAZBAZA COMPANY RE: RENTAL
AND SALE PRODUCT
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND KATAF CO. REAL STATE
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AHMED HAMAD AL SAEED RE: REAL
STATE
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AHMED HAMAD AL SAEED RE:
IMPORT SAUCE
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL TAZA GROUP RE: FOOD
PROPOSAL #22: ALLOW ISSAM AL MUHEIDIB, ANIS AHMED ISSUER YES FOR FOR
MOMENA, MOATAZ QUSAI, AL AZAWI, HUDA ALI RIDA TO BE
INVOLVED WITH OTHER COMPANIES
PROPOSAL #23: ALLOW ISSAM ABDULQADEER AL MUHEIDIB TO ISSUER YES FOR FOR
BE INVOLVED WITH COMPETITOR COMPANIES
PROPOSAL #24: ALLOW ANIS AHMED MOMENA TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES RE: LOZAIN COMPANY
PROPOSAL #25: ALLOW ANIS AHMED MOMENA TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES RE: AL EMAR COMPANY
PROPOSAL #26: ALLOW AHMED HAMAD AL SAEED TO BE ISSUER YES FOR FOR
INVOLVED WITH COMPETITOR COMPANIES
PROPOSAL #27: ALLOW KHALID AHMED AL SAEED TO BE ISSUER YES FOR FOR
INVOLVED WITH COMPETITOR COMPANIES
PROPOSAL #28: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #29: AMEND ARTICLE 29 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATIONS
PROPOSAL #30: AMEND ARTICLE 40 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #31: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #32: APPROVE NOMINATION AND REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHARTER
ISSUER: Hero MotoCorp Ltd.
TICKER: 500182 CUSIP: Y3194B108
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SUMAN KANT MUNJAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Hesteel Co., Ltd.
TICKER: 000709 CUSIP: Y85343104
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT LI YIREN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HU ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT CANG DAQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hesteel Co., Ltd.
TICKER: 709 CUSIP: Y85343104
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
ISSUER: Hesteel Co., Ltd.
TICKER: 709 CUSIP: Y85343104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE 2019 FINANCIAL BUSINESS PLAN ISSUER YES FOR FOR
WITH HEGANG GROUP FINANCE COMPANY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
PROPOSAL #11: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS TO QUALIFIED INVESTORS
PROPOSAL #11.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #11.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #11.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #11.1: APPROVE ISSUANCE OF AUTHORIZATION TO ISSUER YES FOR FOR
THE BOARD OF DIRECTORS
PROPOSAL #11.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
RIGHTS ISSUE SCHEME
PROPOSAL #13: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #13.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE BASE, PROPORTION AND NUMBER ISSUER YES FOR FOR
OF SHARES
PROPOSAL #13.4: APPROVE PRICING PRINCIPLE AND SHARE ISSUER YES FOR FOR
PRICE
PROPOSAL #13.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #13.7: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #13.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #13.9: APPROVE INVESTMENT IN RAISED FUNDS ISSUER YES FOR FOR
PROJECT
PROPOSAL #13.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #13.11: APPROVE LISTING FOR TRADING ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PLAN ON RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #17: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE RIGHTS ISSUE
PROPOSAL #18: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #19: APPROVE THE NOTION THAT THE COMPANY ISSUER YES FOR FOR
DOES NOT NEED TO PREPARE REPORT ON THE USAGE OF
PREVIOUSLY RAISED FUNDS
PROPOSAL #20: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
PROPOSAL #21: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hexaware Technologies Limited
TICKER: 532129 CUSIP: Y31825121
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KOSMAS KALLIAREKOS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT P R CHANDRASEKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hexing Electrical Co., Ltd.
TICKER: 603556 CUSIP: Y31824108
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5.1: ELECT ZHOU LIANGZHANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT LI XIAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHANG SHIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT CHENG RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ZHOU JUNHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT DING CHUNMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT WEI JIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT TENG ZHAOSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT WEI MEIZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT ZHANG FAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT DAI YINGPENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hexing Electrical Co., Ltd.
TICKER: 603556 CUSIP: Y31824108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE APPLICATION FOR CREDIT LINE AND ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE FOR CREDIT LINE OF SUBSIDIARY
ISSUER: Hexing Electrical Co., Ltd.
TICKER: 603556 CUSIP: Y31824108
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Hexing Electrical Co., Ltd.
TICKER: 603556 CUSIP: Y31824108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF APPROVE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hi Sun Technology (China) Limited
TICKER: 818 CUSIP: G4512G126
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SHARE OPTION SCHEME AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO DEAL WITH ALL MATTERS IN RELATION TO THE
AMENDMENT OF MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #2: APPROVE GRANT OF OPTION TO LI LI UNDER ISSUER YES FOR FOR
THE MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #3: APPROVE GRANT OF OPTION TO LIU ZHAN-LI ISSUER YES FOR FOR
UNDER THE MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #4: APPROVE GRANT OF OPTION TO XU CHANGJUN ISSUER YES FOR FOR
UNDER THE MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #5: APPROVE GRANT OF OPTION TO XU WENSHENG ISSUER YES FOR FOR
UNDER THE MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #6: APPROVE GRANT OF OPTION TO YANG LEI ISSUER YES FOR FOR
UNDER THE MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #7: APPROVE GRANT OF OPTION TO SONG JIE ISSUER YES FOR FOR
UNDER THE MEGAHUNT SHARE OPTION SCHEME
ISSUER: Hi Sun Technology (China) Ltd
TICKER: 818 CUSIP: G4512G126
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT MEGAHUNT SHARE OPTION SCHEME AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO DEAL WITH ALL MATTERS TO EXECUTE
AND GIVE EFFECT TO MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #2: APPROVE GRANT OF OPTIONS TO LI LI UNDER ISSUER YES FOR FOR
MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO LIU ZHAN-LI ISSUER YES FOR FOR
UNDER MEGAHUNT SHARE OPTION SCHEME
PROPOSAL #4: APPROVE GRANT OF OPTIONS TO YANG LEI ISSUER YES FOR FOR
UNDER MEGAHUNT SHARE OPTION SCHEME
ISSUER: Hi Sun Technology (China) Ltd.
TICKER: 818 CUSIP: G4512G126
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHEUNG YUK FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KUI MAN CHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEUNG WAI MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Highwealth Construction Corp.
TICKER: 2542 CUSIP: Y31959102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Himile Mechanical Science & Technology (Shandong) Co., Ltd.
TICKER: 2595 CUSIP: Y767AC109
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Himile Mechanical Science & Technology (Shandong) Co., Ltd.
TICKER: 2595 CUSIP: Y767AC109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Hindalco Industries Ltd.
TICKER: 500440 CUSIP: Y3196V185
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KUMAR MANGALAM BIRLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALKA BHARUCHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #7: APPROVE A.K. AGARWALA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: APPROVE GIRISH DAVE TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE M.M. BHAGAT TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE K.N. BHANDARI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RAM CHARAN TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE HINDALCO INDUSTRIES LIMITED ISSUER YES FOR FOR
EMPLOYEE STOCK OPTION SCHEME 2018 AND GRANT OF
OPTIONS TO PERMANENT EMPLOYEES UNDER THE SCHEME
PROPOSAL #13: APPROVE EXTENSION OF BENEFITS OF THE ISSUER YES FOR FOR
HINDALCO INDUSTRIES LIMITED EMPLOYEE STOCK OPTION
SCHEME 2018 TO THE PERMANENT EMPLOYEES IN THE
MANAGEMENT CADRE OF THE SUBSIDIARY COMPANIES
PROPOSAL #14: APPROVE TRUST ROUTE, ACQUISITION OF ISSUER YES FOR FOR
SECONDARY SHARES THROUGH THE TRUST AND PROVISION OF
MONEY TO THE TRUST FOR THE SUBSCRIPTION OF SHARES OF
THE COMPANY UNDER HINDALCO INDUSTRIES LIMITED
EMPLOYEE STOCK OPTION SCHEME 2018
ISSUER: Hindustan Construction Co. Ltd
TICKER: 500185 CUSIP: Y3213Q136
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT N. R. ACHARYULU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHARAD M. KULKARNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AJIT GULABCHAND AS CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #5: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
SHALAKA GULABCHAND DHAWAN AS WHOLE-TIME DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND HCC EMPLOYEES STOCK OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTENSION OF THE PERIOD OF ISSUER YES FOR FOR
CONVERSION OF THE OPTIONALLY CONVERTIBLE DEBENTURES
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
ISSUER: Hindustan Construction Co. Ltd.
TICKER: 500185 CUSIP: Y3213Q136
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
ISSUER: Hindustan Petroleum Corp. Ltd.
TICKER: 500104 CUSIP: Y3224R123
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PUSHP KUMAR JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT S JEYAKRISHNAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT AMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SIRAJ HUSSAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUBHASH KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
ISSUER: Hindustan Petroleum Corp. Ltd.
TICKER: 500104 CUSIP: Y3224R123
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH HPCL MITTAL ENERGY LIMITED
PROPOSAL #2: REELECT RAM NIWAS JAIN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Hindustan Unilever Ltd.
TICKER: 500696 CUSIP: Y3222L102
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PRADEEP BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT DEV BAJPAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT SRINIVAS PHATAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE INCREASE IN OVERALL LIMITS OF ISSUER YES FOR FOR
REMUNERATION FOR MANAGING/WHOLE-TIME DIRECTOR(S)
PROPOSAL #8: ELECT LEO PURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ADITYA NARAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT O. P. BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT SANJIV MISRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SANJIV MISRA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #13: REELECT KALPANA MORPARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE KALPANA MORPARIA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Hindustan Unilever Ltd.
TICKER: 500696 CUSIP: Y3222L102
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Hindustan Zinc Ltd.
TICKER: 500188 CUSIP: Y3224T137
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM FIRST AND SECOND INTERIM ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT AGNIVESH AGARWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT A.R. NARAYANASWAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ARUN L. TODARWAL AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Hisense Electric Co., Ltd.
TICKER: 600060 CUSIP: Y32263108
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hisense Electric Co., Ltd.
TICKER: 600060 CUSIP: Y32263108
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHENG KAIXUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hisense Electric Co., Ltd.
TICKER: 600060 CUSIP: Y32263108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU ZHITAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT GAO YULING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT ON THE AMOUNT AND ISSUER YES FOR FOR
TERM OF GUARANTEE FOR SUBSIDIARY
PROPOSAL #4: APPROVE AMOUNT AND TERM OF ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
ISSUER: Hisense Electric Co., Ltd.
TICKER: 600060 CUSIP: Y32263108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Hisense Home Appliances Group Co., Ltd.
TICKER: 921 CUSIP: Y3226R105
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS CO-OPERATION FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE BUSINESS FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
RELEVANT ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE PURCHASE FINANCING AGENCY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE FINANCIAL SERVICES AGREEMENT, ISSUER YES FOR FOR
RELEVANT ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
FINANCIAL BUSINESS FRAMEWORK AGREEMENT, RELEVANT
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #6: APPROVE ENTRUSTED WEALTH MANAGEMENT OF ISSUER YES FOR FOR
IDLE SELF-OWNED FUNDS OF THE COMPANY
ISSUER: Hisense Home Appliances Group Co., Ltd.
TICKER: 921 CUSIP: Y3226R105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE SHAREHOLDERS' RETURN PLAN FOR ISSUER YES FOR FOR
THE NEXT THREE YEARS (2019-2021)
PROPOSAL #7: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS AND SENIOR MANAGEMENT AND AUTHORIZE
BOARD TO HANDLE ALL RELEVANT MATTERS
PROPOSAL #8: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ADJUSTMENT ON THE BASIC ANNUAL ISSUER YES FOR FOR
REMUNERATION OF THE CHAIRMAN OF THE BOARD
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #12: ELECT FEI LI CHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13: ELECT GAO YU LING AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hisense Home Appliances Group Co., Ltd.
TICKER: 921 CUSIP: Y3226R113
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS CO-OPERATION FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE BUSINESS FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
RELEVANT ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE PURCHASE FINANCING AGENCY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, RELEVANT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE FINANCIAL SERVICES AGREEMENT, ISSUER YES FOR FOR
RELEVANT ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
FINANCIAL BUSINESS FRAMEWORK AGREEMENT, RELEVANT
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #6: APPROVE ENTRUSTED WEALTH MANAGEMENT OF ISSUER YES FOR FOR
IDLE SELF-OWNED FUNDS OF THE COMPANY
ISSUER: Hisense Home Appliances Group Co., Ltd.
TICKER: 921 CUSIP: Y3226R113
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE SHAREHOLDERS' RETURN PLAN FOR ISSUER YES FOR FOR
THE NEXT THREE YEARS (2019-2021)
PROPOSAL #7: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS AND SENIOR MANAGEMENT AND AUTHORIZE
BOARD TO HANDLE ALL RELEVANT MATTERS
PROPOSAL #8: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ADJUSTMENT ON THE BASIC ANNUAL ISSUER YES FOR FOR
REMUNERATION OF THE CHAIRMAN OF THE BOARD
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #12: ELECT FEI LI CHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #13: ELECT GAO YU LING AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hisense Kelon Electrical Holdings Co., Ltd.
TICKER: 921 CUSIP: Y3226R113
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: CHANGE ENGLISH NAME AND CHINESE NAME OF SHAREHOLDER YES FOR FOR
THE COMPANY
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Hisense Kelon Electrical Holdings Company Ltd.
TICKER: 000921 CUSIP: Y3226R113
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEUNG SAI KIT AS DIRECTOR AND FIX ISSUER YES FOR FOR
THE LEVEL OF HIS REMUNERATION
ISSUER: Hithink RoyalFlush Information Network Co., Ltd.
TICKER: 300033 CUSIP: Y3181P102
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF IDLE RAISED FUNDS ISSUER YES FOR FOR
TO CARRY OUT CASH MANAGEMENT AND AMOUNT AND PERIOD OF
USAGE OF IDLE FUNDS TO PURCHASE FINANCIAL PRODUCTS
ISSUER: Hithink RoyalFlush Information Network Co., Ltd.
TICKER: 300033 CUSIP: Y3181P102
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONTINUED SIGNING OF LEASE ISSUER YES FOR FOR
CONTRACT AND RELATED-PARTY TRANSACTION
ISSUER: HIWIN Technologies Corp.
TICKER: 2049 CUSIP: Y3226A102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #9.1: ELECT CHUO, YUNG-TSAI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHEN, CHIN-TSAI WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 11 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LEE, SHUN-CHIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 9 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT TSAI HUEY-CHIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT CHUO, WEN-HEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 24 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT A REPRESENTATIVE SAN HSIN ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 1711 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT CHIANG, CHENG-HO WITH ID NO. ISSUER YES AGAINST AGAINST
F102570XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT CHEN CHING-HUI WITH ID NO. ISSUER YES FOR FOR
A201684XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT TU, LI-MING WITH ID NO. ISSUER YES FOR FOR
H200486XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: HLA Corp. Ltd.
TICKER: 600398 CUSIP: Y1081Q105
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN FOR THE ISSUER YES FOR FOR
NEXT FIVE YEARS
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING (PHASE 1)
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: HLA Corp. Ltd.
TICKER: 600398 CUSIP: Y1081Q105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AND FIX THEIR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: HNA Infrastructure Investment Group Co., Ltd.
TICKER: 600515 CUSIP: Y2982H103
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LU XIAOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN DEHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: HNA Infrastructure Investment Group Co., Ltd.
TICKER: 600515 CUSIP: Y2982H103
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG XIANGRUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ZHANG ZHIQUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: HNA Infrastructure Investment Group Co., Ltd.
TICKER: 600515 CUSIP: Y2982H103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY BY SUBSIDIARY ISSUER YES FOR FOR
ISSUER: HNA Innovation Co. Ltd.
TICKER: 900955 CUSIP: Y3283W112
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SHU WEIDONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: HNA Innovation Co. Ltd.
TICKER: 900955 CUSIP: Y3283W112
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NING ZHIQUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR AND RESIGNATION OF GUO YAJUN AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #2: ELECT SHANG DUOXU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR AND RESIGNATION OF ZHU JIE AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #3: ELECT YU HUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
ISSUER: HNA Innovation Co. Ltd.
TICKER: 900955 CUSIP: Y3283W112
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #5: APPROVE FINANCING, EXTERNAL GUARANTEE ISSUER NO N/A N/A
AND RELATED AUTHORIZATIONS
PROPOSAL #6: APPROVE LOAN FROM SHAREHOLDER AND ITS ISSUER NO N/A N/A
RELATED PARTIES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: ELECT CHEN JIQIANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #9: ELECT HUANG HE AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #10: ELECT YANG MINGHUA AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: HNA Investment Group Co., Ltd.
TICKER: 616 CUSIP: Y1963T102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT AI ZHAOYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ZHANG XIAOFAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT JIANG JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: HNA Investment Group Co., Ltd.
TICKER: 616 CUSIP: Y1963T102
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHU WEIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN YINGJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EQUITY SWAP WITH RELATED PARTY ISSUER YES FOR FOR
ISSUER: HNA Technology Co., Ltd.
TICKER: 600751 CUSIP: Y8829D114
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS TO QUALIFIED INVESTORS
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AS WELL AS ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ADJUSTMENT ON COUPON RATE ISSUER YES FOR FOR
OPTION AS WELL AS ARRANGEMENT ON REDEMPTION AND SALE-
BACK
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Hna-Caissa Travel Group Co Ltd
TICKER: 000796 CUSIP: Y0698J108
MEETING DATE: 7/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG DONGMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hna-Caissa Travel Group Co Ltd
TICKER: 000796 CUSIP: Y0698J108
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TEMPORARY WAIVER OF INVESTMENT ISSUER YES FOR FOR
IN XIAN AVIATION FOOD PROJECT
PROPOSAL #2: ELECT GAO YUJUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: HNA-Caissa Travel Group Co., Ltd.
TICKER: 000796 CUSIP: Y0698J108
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION ON COMMITMENT PERIOD ISSUER YES FOR FOR
OF PEER COMPETITION OF SHAREHOLDERS
ISSUER: HNA-Caissa Travel Group Co., Ltd.
TICKER: 796 CUSIP: Y0698J108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT XU SEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
AGREEMENT OF CAPITAL INJECTION AGREEMENT AND
EXTENSION OF TERM IN THE COMMITMENT OF PERFORMANCE
ISSUER: Ho Tung Chemical Corp.
TICKER: 1714 CUSIP: Y37243105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Holitech Technology Co. Ltd.
TICKER: 2217 CUSIP: Y7677V101
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PERMANENT REPLENISHMENT OF ISSUER YES FOR FOR
WORKING CAPITAL WITH SAVED RAISED FUNDS
ISSUER: Holitech Technology Co. Ltd.
TICKER: 2217 CUSIP: Y7677V101
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
ISSUER: Holitech Technology Co. Ltd.
TICKER: 2217 CUSIP: Y7677V101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG XUHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHENG JIANFANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT ZHENG SHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIN LIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG HUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG ZUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WU BINBIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Holitech Technology Co. Ltd.
TICKER: 2217 CUSIP: Y7677V101
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE AUTHORIZATION OF THE MANAGEMENT ISSUER YES AGAINST AGAINST
TO HANDLE ALL RELATED MATTERS
ISSUER: Holitech Technology Co. Ltd.
TICKER: 2217 CUSIP: Y7677V101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN TO ISSUER YES FOR FOR
HANDLE APPLICATION OF CREDIT LINES FROM FINANCIAL
INSTITUTION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION OF CHAIRMAN TO ISSUER YES FOR FOR
HANDLE THE BORROWINGS FROM SHAREHOLDER AND RELATED-
PARTY TRANSACTION
PROPOSAL #13: APPROVE EXTERNAL INVESTMENT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #15: APPROVE CHANGES IN REGISTERED ADDRESS SHAREHOLDER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Holtek Semiconductor, Inc.
TICKER: 6202 CUSIP: Y3272F104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES FOR ACQUISITION OR ISSUER YES FOR FOR
DISPOSAL OF ASSETS AND FINANCIAL DERIVATIVES
TRANSACTIONS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT WU, CHI-YUNG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT GAU, KUO-TUNG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 10, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHANG, CHIH WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
101, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LIN, CHENG-FUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 26, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT TSAI, JUNG-TSUNG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 190, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT WANG, JEN-CHUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 11, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LU, CHENG-YUEH WITH ID NO. ISSUER YES AGAINST AGAINST
H101064XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT HSING, CHIH-TIEN WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 19025 AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT KUO, TAI-HAUR WITH ID NO. ISSUER YES FOR FOR
R121521XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE PERMIT OF DIRECTORS' ENGAGEMENT ISSUER YES FOR FOR
IN COMPETITIVE CONDUCT
ISSUER: Holy Stone Enterprise Co., Ltd.
TICKER: 3026 CUSIP: Y3272Z100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Home Product Center Public Co., Ltd.
TICKER: HMPRO CUSIP: Y32758115
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATION RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUWANNA BUDDHAPRASART AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT THAVEEVAT TATIYAMANEEKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT CHANIN ROONSUMRARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT WEERAPUN UNGSUMALEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION RE: ISSUER YES FOR FOR
COMPANY'S BUSINESS OBJECTIVES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Hon Hai Precision Industry Co., Ltd.
TICKER: 2317 CUSIP: Y36861105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND POLICIES AND PROCEDURES FOR ISSUER YES FOR FOR
FINANCIAL DERIVATIVES TRANSACTIONS
PROPOSAL #8.1: ELECT GOU, TAI-MING (TERRY GOU), WITH ISSUER YES FOR FOR
SHAREHOLDER NO.00000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LU FANG-MING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00109738, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LIU YANG-WEI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00085378, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LI CHIEH, A REPRESENTATIVE OF ISSUER YES FOR FOR
HON JIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO.00057132, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LU SUNG-CHING, A REPRESENTATIVE ISSUER YES FOR FOR
OF HON JIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO.00057132, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT TAI, CHENG-WU, A REPRESENTATIVE ISSUER YES FOR FOR
OF FULLDREAM INFORMATION CO., LTD. WITH SHAREHOLDER
NO.00412779, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT WANG KUO-CHENG, WITH ID ISSUER YES FOR FOR
NO.F120591XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT KUO TA-WEI, WITH ID ISSUER YES FOR FOR
NO.F121315XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT KUNG KUO-CHUAN, WITH ID ISSUER YES FOR FOR
NO.F122128XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Hong Leong Bank Bhd.
TICKER: 5819 CUSIP: Y36503103
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT KWEK LENG HAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM LEAN SEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Hong Leong Financial Group Bhd.
TICKER: 1082 CUSIP: Y36592106
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAN KONG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIM LEAN SEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
HONG LEONG COMPANY (MALAYSIA) BERHAD AND PERSONS
CONNECTED WITH HLCM
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
TOWER REAL ESTATE INVESTMENT TRUST
ISSUER: Hongbaoli Group Corp. Ltd.
TICKER: 002165 CUSIP: Y61974104
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hongbaoli Group Corp. Ltd.
TICKER: 002165 CUSIP: Y61974104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE FINANCING CREDIT ISSUER YES FOR FOR
LINE APPLICATION FROM FINANCIAL INSTITUTION
PROPOSAL #9: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Hongbo Co. Ltd.
TICKER: 002229 CUSIP: Y2654E107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.4: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hongbo Co. Ltd.
TICKER: 2229 CUSIP: Y2654E107
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
ISSUER: Hongbo Co. Ltd.
TICKER: 2229 CUSIP: Y2654E107
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Hongbo Co. Ltd.
TICKER: 002229 CUSIP: Y2654E107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Hongbo Co. Ltd.
TICKER: 002229 CUSIP: Y2654E107
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DONG YAN'AN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HE JING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT HU SUIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT MAO WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT NI HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HE ZHILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG BINBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHAI YIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LIU GUANGQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT GUO ZHENFENG AS SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DING YAN AS SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Hongda Xingye Co., Ltd.
TICKER: 002002 CUSIP: Y44450115
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Hongda Xingye Co., Ltd.
TICKER: 2002 CUSIP: Y44450115
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hongda Xingye Co., Ltd.
TICKER: 002002 CUSIP: Y44450115
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: APPROVE INCREASE IN THE PROMOTION OF ISSUER YES FOR FOR
SOIL CONDITIONERS AS WELL AS PARTIAL ADJUSTMENT TO
USE OF PROCEEDS
ISSUER: Hongda Xingye Co., Ltd.
TICKER: 2002 CUSIP: Y44450115
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ADJUSTMENT TO CONVERTIBLE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #3: APPROVE (REVISED) CONVERTIBLE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #3.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE PAR VALUE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PERIOD AND MANNER OF PAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #3.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #3.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #3.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #3.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #3.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #3.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #3.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE MANAGEMENT AND DEPOSIT ISSUER YES FOR FOR
ACCOUNT OF RAISED FUNDS
PROPOSAL #3.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS (REVISED)
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,
DIRECTORS AND SENIOR MANAGEMENT REGARDING COUNTER-
DILUTION MEASURES IN CONNECTION TO THE CONVERTIBLE
BOND ISSUANCE
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hongda Xingye Co., Ltd.
TICKER: 2002 CUSIP: Y44450115
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE CHANGE OF LOCATION FOR ISSUER YES FOR FOR
IMPLEMENTING FUND-RAISING INVESTMENT PROJECT AND
USAGE OF RAISED FUNDS
ISSUER: Hongfa Technology Co., Ltd.
TICKER: 600885 CUSIP: Y9716T105
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR COMPREHENSIVE CREDIT BANK APPLICATION
PROPOSAL #4.1: ELECT GUO MANJIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT DING YUNGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LIU ZHENTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CHEN LONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LI MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT GUO LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHAI GUOFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT DU HONGWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT CAI NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT SHI YUERONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT CHEN YAOHUANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hongfa Technology Co., Ltd.
TICKER: 600885 CUSIP: Y9716T105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Hongli Zhihui Group Co., Ltd.
TICKER: 300219 CUSIP: Y2932H104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
ISSUER: Hongli Zhihui Group Co., Ltd.
TICKER: 300219 CUSIP: Y2932H104
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI GUOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIA HECHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI JUNDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG YONGFA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU XINGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT DENG SHOUTIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT QUAN JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WAN JING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT WANG JIANMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIANG DEQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT WANG YUEFEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #8: APPROVE CODE OF CONDUCT OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Hongli Zhihui Group Co., Ltd.
TICKER: 300219 CUSIP: Y2932H104
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Hongli Zhihui Group Co., Ltd.
TICKER: 300219 CUSIP: Y2932H104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
THE COMPANY'S FUNDS BY CONTROLLING SHAREHOLDER AND
OTHER RELATED PARTIES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hongrun Construction Group Co., Ltd.
TICKER: 002062 CUSIP: Y35072126
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF BUSINESS ISSUER YES FOR FOR
COOPERATION WITH CHINA GOVERNMENT ENTERPRISE
COOPERATION INVESTMENT FUND CO., LTD.
ISSUER: Hongrun Construction Group Co., Ltd.
TICKER: 2062 CUSIP: Y35072126
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIN XIAOMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY SHAREHOLDER YES FOR FOR
PERIOD IN CONNECTION TO 2016 PRIVATE PLACEMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
2016 PRIVATE PLACEMENT MATTERS
ISSUER: Hongrun Construction Group Co., Ltd.
TICKER: 002062 CUSIP: Y35072126
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT ZHENG HONGFANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT YIN FANGDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HE XIUYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHAO YUFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LI JIANTONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT ZHENG ENHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHENG XIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG JIANMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JIN XIAOMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6.1: ELECT YAN BANGJI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT SHI JIALAI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hongrun Construction Group Co., Ltd.
TICKER: 002062 CUSIP: Y35072126
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE EXEMPTION ON PROVISION OF ISSUER YES AGAINST AGAINST
COUNTER GUARANTEE FOR THE COMPANY
PROPOSAL #8: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES AGAINST AGAINST
OF PPP PROJECT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Hopson Development Holdings Ltd.
TICKER: 754 CUSIP: G4600H101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT XIE BAO XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT BAO WENGE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT XI RONGGUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT CHING YU LUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3E: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hoshine Silicon Industry Co., Ltd.
TICKER: 603260 CUSIP: Y3125P101
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE/AMEND LOAN GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Hoshine Silicon Industry Co., Ltd.
TICKER: 603260 CUSIP: Y3125P101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHANG YACONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hosken Consolidated Investments Ltd.
TICKER: HCI CUSIP: S36080109
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT KEVIN GOVENDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT FREDDIE MAGUGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT DR MORETLO MOLEFI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT JABU NGCOBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT GRANT THORNTON JOHANNESBURG ISSUER YES FOR FOR
PARTNERSHIP AS AUDITORS OF THE COMPANY AND APPOINT
THEUNIS SCHOEMAN AS THE DESIGNATED REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT MAHOMED GANI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT DR MORETLO MOLEFI AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT JABU NGCOBO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES, OPTIONS ISSUER YES FOR FOR
AND CONVERTIBLE SECURITIES FOR CASH
PROPOSAL #2: APPROVE ANNUAL FEES OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Hota Industrial Manufacturing Co., Ltd.
TICKER: 1536 CUSIP: Y3722M105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT LIAO,SHU-CHUNG WITH ID NO. ISSUER YES FOR FOR
B120647XXX AS INDEPENDENT DIRECTOR
ISSUER: Hotai Motor Co., Ltd.
TICKER: 2207 CUSIP: Y37225102
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO CAUSE THE COMPANY'S ISSUER YES FOR FOR
SUBSIDIARY-HOZAN INVESTMENT CO., LTD. TO WAIVE ITS
PREEMPTIVE RIGHT IN HOTAI FINANCE CO., LTD.'S
ISSUANCE OF NEW SHARES FOR CASH CAPITAL INCREASE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT HUANG NAN KUANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHUN YUNG INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 74953 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT HUANG CHIH CHENG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHUN YUNG INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 74953 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LIN LI HUA, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
CHUN YUNG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
74953 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT HUANG WEN JUI, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
CHUN YUNG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
74953 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT SU CHWEN SHING, REPRESENTATIVE ISSUER YES FOR FOR
OF LI GANG ENTERPRISE CO., LTD., WITH SHAREHOLDER NO.
134 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT SU JEAN, REPRESENTATIVE OF LI ISSUER YES AGAINST AGAINST
GANG ENTERPRISE CO., LTD., WITH SHAREHOLDER NO. 134
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT SU YI CHUNG, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YONG HUI DEVELOPMENT CO., LTD., WITH SHAREHOLDER NO.
81181 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT LEON SOO, REPRESENTATIVE OF YONG ISSUER YES AGAINST AGAINST
HUI DEVELOPMENT CO., LTD., WITH SHAREHOLDER NO.
81181 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT KO JUNN YUAN, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YUAN TUO INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
136 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.10: ELECT ZHANG SHI YING (CHANG, SHIH- ISSUER YES AGAINST AGAINST
YIENG), REPRESENTATIVE OF GUI LONG INVESTMENT CO.,
LTD., WITH SHAREHOLDER NO. 55051 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #9.11: ELECT KAZUO NAGANUMA, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TOYOTA MOTOR CORPORATION, WITH SHAREHOLDER NO.
1692 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.12: ELECT SU CHIN HUO WITH ID NO. ISSUER YES FOR FOR
S101678XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.13: ELECT WU SHIH HAO WITH ID NO. ISSUER YES FOR FOR
A110779XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.14: ELECT SHIH HSIEN FU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1601 AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Hoteles City Express SA de CV
TICKER: HCITY CUSIP: P5184Q102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORTS IN ACCORDANCE WITH ISSUER YES FOR FOR
ARTICLE 28, SECTION IV OF STOCK MARKET LAW AND
DISCHARGE DIRECTORS, COMMITTEES, CEO AND OFFICIALS
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4.1: RATIFY ARMANDO GARCIA SEGOVIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: RATIFY JUAN LUIS ELEK KLEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: RATIFY ALEJANDRA SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT THE REST OF DIRECTORS FOR ISSUER YES FOR FOR
ADDITIONAL ONE-YEAR TERM
PROPOSAL #4.5: RATIFY INDEPENDENCE CLASSIFICATION OF ISSUER YES FOR FOR
DIRECTORS WITH EXCEPTION OF LUIS EDUARDO BARRIOS
SANCHEZ
PROPOSAL #5: RATIFY REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018 AND 2019
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE; APPROVE REMUNERATION
PROPOSAL #7: RATIFY MAXIMUM AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE APPROVED BY GENERAL MEETING ON APRIL 28,
2018; SET MAXIMUM AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #8: APPROVE TRANSACTIONS BETWEEN COMPANY AND ISSUER YES FOR FOR
SUBSIDIARIES IN EXCESS OF 20 PERCENT OF CONSOLIDATED
ASSETS
PROPOSAL #9: APPROVE WITHDRAWAL OF POWERS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Housing Development & Infrastructure Ltd.
TICKER: 532873 CUSIP: Y3722J102
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: REELECT LALIT MOHAN MEHTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT RAJ KUMAR AGGARWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: ADOPT NEW MEMORANDUM OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
ON PREFERENTIAL BASIS TO PROMOTERS OF THE COMPANY
ISSUER: Housing Development Finance Corp. Ltd.
TICKER: 500010 CUSIP: Y37246207
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: ELECT UPENDRA KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JALAJ ASHWIN DANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT B. S. MEHTA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT BIMAL JALAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT J. J. IRANI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT DEEPAK S. PAREKH AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HDFC BANK LIMITED
PROPOSAL #11: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KEKI M. MISTRY AS VICE CHAIRMAN & CHIEF EXECUTIVE
OFFICER
ISSUER: HPGC Renmintongtai Pharmaceutical Corp.
TICKER: 600829 CUSIP: Y30681103
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: HPGC Renmintongtai Pharmaceutical Corp.
TICKER: 600829 CUSIP: Y30681103
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LOAN APPLICATION OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: HPGC Renmintongtai Pharmaceutical Corp.
TICKER: 600829 CUSIP: Y30681103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: HPGC Renmintongtai Pharmaceutical Corp.
TICKER: 600829 CUSIP: Y30681103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION FOR ENTRUSTED LOAN ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY AND RELATED PARTY
ISSUER: Hsin Kuang Steel Co., Ltd.
TICKER: 2031 CUSIP: Y3736F104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: HTC Corp.
TICKER: 2498 CUSIP: Y3732M111
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT WANG,HSUEH-HUNG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHO,HUO-TU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
22, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHEN,WEN-CHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT DAVID BRUCE YOFFIE WITH ID NO. ISSUER YES AGAINST AGAINST
483748XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LIN,CHEN-KUO WITH ID NO. ISSUER YES AGAINST AGAINST
F102690XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT JOSEF FELDER WITH ID NO. ISSUER YES AGAINST AGAINST
X3456XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT VINCENT THAI WITH ID NO. ISSUER YES FOR FOR
488939XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE THE NEWLY ELECTED ISSUER YES FOR FOR
DIRECTORS (INCLUDE INDEPENDENT DIRECTOR) FROM NON-
COMPETITION RESTRICTIONS
ISSUER: Hu Lane Associate, Inc.
TICKER: 6279 CUSIP: Y3759R100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: Hua Hong Semiconductor Limited
TICKER: 1347 CUSIP: Y372A7109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT STEPHEN TSO TUNG CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LONG FEI YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JIANBO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT YANG DU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JUNJUN TANG DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hua Hong Semiconductor Ltd.
TICKER: 1347 CUSIP: Y372A7109
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF OPTIONS UNDER THE SHARE ISSUER YES FOR FOR
OPTION SCHEME
ISSUER: Hua Nan Financial Holdings Co., Ltd.
TICKER: 2880 CUSIP: Y3813L107
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #7.1: ELECT YUN-PENG CHANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 2, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT PAO-CHU LO, A REPRESENTATIVE OF ISSUER YES FOR FOR
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 2, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT SHIH-CHING JENG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF BANK OF TAIWAN WITH SHAREHOLDER NO.
3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT KEH-HER SHIH, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF BANK OF TAIWAN WITH SHAREHOLDER NO. 3, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT CHOU-WEN WANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF BANK OF TAIWAN WITH SHAREHOLDER NO. 3, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT HO-CHYUAN CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF BANK OF TAIWAN WITH SHAREHOLDER NO. 3, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHIAO-HSIANG CHANG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF BANK OF TAIWAN WITH SHAREHOLDER NO.
3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT YU-MIN YEN, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
BANK OF TAIWAN WITH SHAREHOLDER NO. 3, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT MING-CHENG LIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MEMORIAL SCHOLARSHIP FOUNDATION TO MR. LIN
HSIUNG-CHEN WITH SHAREHOLDER NO. 7899, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT T. LIN, A REPRESENTATIVE OF THE ISSUER YES AGAINST AGAINST
MEMORIAL SCHOLARSHIP FOUNDATION TO MR. LIN HSIUNG-
CHEN WITH SHAREHOLDER NO. 7899, AS NON-INDEPENDENT
PROPOSAL #7.11: ELECT CHIH-YU LIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MEMORIAL SCHOLARSHIP FOUNDATION TO MR. LIN
HSIUNG-CHEN WITH SHAREHOLDER NO. 7899, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT CHIH-YANG LIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF THE MEMORIAL SCHOLARSHIP FOUNDATION TO MR. LIN
HSIUNG-CHEN WITH SHAREHOLDER NO. 7899, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.13: ELECT AN-LAN HSU CHEN, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF HE QUAN INVESTMENT CO., LTD WITH
SHAREHOLDER NO. 372640, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.14: ELECT MICHAEL, YUAN-JEN HSU, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF HE QUAN INVESTMENT CO., LTD WITH
SHAREHOLDER NO. 372640, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.15: ELECT VIVIEN, CHIA-YING SHEN, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CHINA MAN-MADE FIBER CORPORATION
WITH SHAREHOLDER NO. 7963, AS NON-INDEPENDENT
PROPOSAL #7.16: ELECT KUEI-SUN WU WITH ID NO. ISSUER YES FOR FOR
P102266XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.17: ELECT KUO-CHUAN LIN WITH ID NO. ISSUER YES FOR FOR
A104286XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.18: ELECT MING-HSIEN YANG WITH ID NO. ISSUER YES FOR FOR
P101133XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.19: ELECT SUNG-TUNG CHEN WITH ID NO. ISSUER YES FOR FOR
H101275XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR: MINISTRY OF
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR: BANK OF TAIWAN
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR PAO-CHU LO, A
REPRESENTATIVE OF MINISTRY OF FINANCE
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR AN-LAN HSU CHEN, A
REPRESENTATIVE OF HE QUAN INVESTMENT CO., LTD.
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MICHAEL, YUAN-JEN
HSU, A REPRESENTATIVE OF HE QUAN INVESTMENT CO., LTD.
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHIH-YANG LIN, A
REPRESENTATIVE OF MEMORIAL SCHOLARSHIP FOUNDATION TO
MR. LIN HSIUNG-CHEN
ISSUER: Hua Xia Bank Co., Ltd.
TICKER: 600015 CUSIP: Y37467118
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF COMMON SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF COMMON ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SCALE AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.6: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
COMMON SHARES
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT WITH RELEVANT PARTIES
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Hua Xia Bank Co., Ltd.
TICKER: 600015 CUSIP: Y37467118
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CAPITAL BONDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
ISSUER: Hua Xia Bank Co., Ltd.
TICKER: 600015 CUSIP: Y37467118
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE REPORT ON THE IMPLEMENTATION OF ISSUER YES FOR FOR
THE RELATED PARTY TRANSACTION MANAGEMENT SYSTEM AND
RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE RELATED PARTY CREDIT LINE WITH ISSUER YES FOR FOR
FINANCE COMPANY AND OTHER RELATED PARTIES
PROPOSAL #9: APPROVE RELATED PARTY CREDIT LINE WITH ISSUER YES FOR FOR
STATE GRID YINGDA INTERNATIONAL HOLDINGS GROUP CO.,
LTD. AND OTHER RELATED PARTIES
PROPOSAL #10: APPROVE RELATED PARTY CREDIT LINES WITH ISSUER YES FOR FOR
CHINA PEOPLE'S INSURANCE CO., LTD. AND OTHER RELATED
PARTIES
PROPOSAL #11: APPROVE RELATED PARTY CREDIT LINES WITH ISSUER YES FOR FOR
BEIJING INFRASTRUCTURE INVESTMENT CO., LTD. AND
OTHER RELATED PARTIES
PROPOSAL #12: APPROVE RELATED PARTY CREDIT LINE WITH ISSUER YES FOR FOR
HUAXIA FINANCIAL LEASING CO., LTD.
PROPOSAL #13: AMEND EQUITY INVESTMENT MANAGEMENT ISSUER YES AGAINST AGAINST
METHOD
PROPOSAL #14.1: ELECT LUO QIANYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT MA XIAOYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT XIE YIQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS ON THE EVALUATION OF THE PERFORMANCE OF
THE BOARD OF DIRECTORS AND ITS MEMBERS
PROPOSAL #16: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS ON THE PERFORMANCE EVALUATION OF
SUPERVISORS
ISSUER: Hua Yuan Property Co.,Ltd.
TICKER: 600743 CUSIP: Y3747F101
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS (SHORT-TERM FINANCING BILLS)
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ISSUANCE OF DEBT
FINANCING INSTRUMENTS (SHORT-TERM FINANCING BILLS)
PROPOSAL #3: APPROVE ABOLISHMENT OF MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR INCENTIVE FUNDS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: HuaAn Securities Co., Ltd.
TICKER: 600909 CUSIP: Y372AR105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN BEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT XU QIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: HuaAn Securities Co., Ltd.
TICKER: 600909 CUSIP: Y372AR105
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
ISSUER: HuaAn Securities Co., Ltd.
TICKER: 600909 CUSIP: Y372AR105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ANHUI STATE-OWNED CAPITAL OPERATION HOLDING GROUP
CO., LTD.
PROPOSAL #6.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ANHUI PUBLISHING GROUP CO., LTD.
PROPOSAL #6.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ORIENTAL INTERNATIONAL VENTURE CO., LTD.
PROPOSAL #6.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ANHUI MINENG CO., LTD.
PROPOSAL #6.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
OTHER RELATED PARTIES
PROPOSAL #7: APPROVE EXPECTED SCALE OF SELF-OPERATED ISSUER YES FOR FOR
BUSINESS
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE TO FORMULATE EXTERNAL DONATION ISSUER YES FOR FOR
MANAGEMENT MEASURES
PROPOSAL #10.1: ELECT ZHANG HONGTAO AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT CHEN PEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LI SHIBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT QU YUANQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT ZHOU QINGXIA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT XU YIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.7: ELECT WANG SHOUQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.8: ELECT YIN ZHONGLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.9: ELECT ZHENG ZHENLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.10: ELECT WANG YE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.11: ELECT LI XIAOLING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT XU QIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT MA JUNWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT LI YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.4: ELECT LI YONGLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #13: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #13.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE TIME AND MANNER OF DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #13.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #13.8: APPROVE ADJUSTMENT AND DETERMINATION ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #13.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #13.10: APPROVE METHOD ON HANDLING ISSUER YES FOR FOR
FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #13.11: APPROVE REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #13.12: APPROVE RESALE TERMS ISSUER YES FOR FOR
PROPOSAL #13.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #13.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
PARTIES
PROPOSAL #13.15: APPROVE PLACEMENT ARRANGEMENT OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.16: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
BONDHOLDERS MEEING
PROPOSAL #13.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #13.18: APPROVE DEPOSIT ACCOUNT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #13.19: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #16: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS AS OF DECEMBER 31, 2017
PROPOSAL #17: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS AS OF DECEMBER 31, 2018
PROPOSAL #18: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #19: APPROVE COMMITMENT FROM REGARDING ISSUER YES FOR FOR
COUNTER-DILUTION MEASURES IN CONNECTION TO THE
CONVERTIBLE BONDS
PROPOSAL #20: APPROVE PRINCIPLES ON BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #21: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Huabao Flavours & Fragrances Co., Ltd.
TICKER: 300741 CUSIP: Y372B5102
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS FOR INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #8.1: APPROVE TRANSACTIONS WITH ULTIMATE ISSUER YES FOR FOR
CONTROLLERS
PROPOSAL #8.2: APPROVE TRANSACTIONS WITH DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8.3: APPROVE TRANSACTIONS WITH MINORITY ISSUER YES FOR FOR
SHAREHOLDERS AND ITS AFFILIATES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #11: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Huachangda Intelligent Equipment Group Co., Ltd.
TICKER: 300278 CUSIP: Y374AY106
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
RELATED PARTY
ISSUER: Huachangda Intelligent Equipment Group Co., Ltd.
TICKER: 300278 CUSIP: Y374AY106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #9: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #11: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
PARENT COMPANY
PROPOSAL #13: APPROVE INVESTMENT OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #18.1: ELECT JIA BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT HUA JIARONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huadian Energy Co., Ltd.
TICKER: 900937 CUSIP: Y3120G114
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ELECT LI XIJIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MAJOR TECHNOLOGY RENOVATION ISSUER YES FOR FOR
PROJECT
PROPOSAL #9: APPROVE MAJOR TECHNOLOGY RENOVATION ISSUER YES FOR FOR
PROJECT INVOLVING RELATED PARTIES
PROPOSAL #10: APPROVE DISPOSAL OF PART OF THE ISSUER YES FOR FOR
COMPANY'S PROPERTY
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huadian Energy Co., Ltd.
TICKER: 900937 CUSIP: Y3738R106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ELECT LI XIJIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MAJOR TECHNOLOGY RENOVATION ISSUER YES FOR FOR
PROJECT
PROPOSAL #9: APPROVE MAJOR TECHNOLOGY RENOVATION ISSUER YES FOR FOR
PROJECT INVOLVING RELATED PARTIES
PROPOSAL #10: APPROVE DISPOSAL OF PART OF THE ISSUER YES FOR FOR
COMPANY'S PROPERTY
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huadian Fuxin Energy Corp. Ltd.
TICKER: 816 CUSIP: Y3123J107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT SHI CHONGGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: AUTHORIZE THE REMUNERATION AND ISSUER YES FOR FOR
ASSESSMENT COMMITTEE OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE PROPOSED DIRECTOR ACCORDING TO
THE REMUNERATION PLAN FOR DIRECTORS OF THE COMPANY
PROPOSAL #1c: AUTHORIZE CHAIRMAN OF THE BOARD OR ANY ISSUER YES FOR FOR
OTHER EXECUTIVE DIRECTOR TO ENTER INTO A SERVICE
CONTRACT WITH THE PROPOSED DIRECTOR AND HANDLE
RELEVANT MATTERS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Huadian Fuxin Energy Corporation Limited
TICKER: 816 CUSIP: Y3123J107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
ADDITIONAL DOMESTIC SHARES AND H SHARES
PROPOSAL #11: APPROVE ACQUISITION BY ABSORPTION OF ISSUER YES FOR FOR
FUJIAN HUADIAN YINHE POWER CO., LTD.
PROPOSAL #12: ELECT DU JIANGWU AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #13: ELECT WANG BANGYI AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND ENTER
INTO THE SERVICE CONTRACT WITH HIM
ISSUER: HuaDian Heavy Industries Co., Ltd.
TICKER: 601226 CUSIP: Y3124L101
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF HUO LI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT WEN DUANCHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT TIAN LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HOU XUHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT GUO SHUWANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: HuaDian Heavy Industries Co., Ltd.
TICKER: 601226 CUSIP: Y3124L101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #11: APPROVE CNY 222,700,000 BANK LOAN ISSUER YES FOR FOR
APPLICATION
PROPOSAL #12: APPROVE CNY 50,000,000 BANK LOAN ISSUER YES FOR FOR
APPLICATION
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE REGISTER AND ISSUE ASSET ISSUER YES FOR FOR
SECURITIZATION PRODUCTS IN INTERBANK MARKET OR STOCK
EXCHANGE MARKET IN RELATION TO THE ISSUANCE OF
FINANCIAL FINANCING INSTRUMENTS
PROPOSAL #1.02: APPROVE COMBINED AUTHORIZATION TO THE ISSUER YES AGAINST AGAINST
FINANCING INSTRUMENTS AND EXCHANGE CORPORATE BOND
FINANCING INSTRUMENTS TO BE APPLIED FOR IN THE STOCK
EXCHANGE, INSURANCE MARKETS AND OTHER MARKETS IN
RELATION TO THE ISSUANCE OF FINANCIAL FINANCING I
PROPOSAL #2: ELECT CHEN WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT NI SHOUMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT WANG XIAOBO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE PURCHASE OF FUEL, ANNUAL CAP ISSUER YES FOR FOR
AND RELATED TRANSACTION
PROPOSAL #1b: APPROVE PROVISION OF RELEVANT SERVICES, ISSUER YES FOR FOR
ANNUAL CAP AND RELATED TRANSACTION
PROPOSAL #1c: APPROVE SALES OF FUEL AND PROVISION OF ISSUER YES FOR FOR
RELEVANT SERVICES, ANNUAL CAP AND RELATED TRANSACTION
PROPOSAL #2: APPROVE PROPOSED FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTION
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT WANG XUXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT CHEN HAIBIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.03: ELECT TAO YUNPENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.04: ELECT CHEN CUNLAI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #7.1: APPROVE BDO CHINA SHU LUN PAN ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL
PARTNERSHIP) AND BDO LIMITED AS DOMESTIC AUDITOR AND
OVERSEAS AUDITOR, RESPECTIVELY, AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7.2: APPROVE BDO CHINA SHU LUN PAN ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL
PARTNERSHIP) AS INTERNAL CONTROL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2018 PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #10: APPROVE ADJUSTMENTS OF EACH INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR'S ALLOWANCE
PROPOSAL #11: APPROVE ADJUSTMENTS OF EACH INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE SUPERVISOR'S ALLOWANCE
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y119
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE REGISTER AND ISSUE ASSET ISSUER YES FOR FOR
SECURITIZATION PRODUCTS IN INTERBANK MARKET OR STOCK
EXCHANGE MARKET IN RELATION TO THE ISSUANCE OF
FINANCIAL FINANCING INSTRUMENTS
PROPOSAL #1.02: APPROVE COMBINED AUTHORIZATION TO THE ISSUER YES AGAINST AGAINST
FINANCING INSTRUMENTS AND EXCHANGE CORPORATE BOND
FINANCING INSTRUMENTS TO BE APPLIED FOR IN THE STOCK
EXCHANGE, INSURANCE MARKETS AND OTHER MARKETS IN
RELATION TO THE ISSUANCE OF FINANCIAL FINANCING I
PROPOSAL #2: ELECT CHEN WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT NI SHOUMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT WANG XIAOBO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y119
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE THE PURCHASE OF FUEL, THE ISSUER YES FOR FOR
ANNUAL CAP AND RELATED TRANSACTION
PROPOSAL #1.2: APPROVE THE PROVISION OF RELEVANT ISSUER YES FOR FOR
SERVICES, THE ANNUAL CAP AND RELATED TRANSACTION
PROPOSAL #1.3: APPROVE THE SALES OF FUEL AND ISSUER YES FOR FOR
PROVISION OF RELEVANT SERVICES, THE ANNUAL CAP AND
RELATED TRANSACTION
PROPOSAL #2: APPROVE THE PROPOSED FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTION
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y119
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT WANG XUXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT CHEN HAIBIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.03: ELECT TAO YUNPENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.04: ELECT CHEN CUNLAI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Huadian Power International Corp. Ltd.
TICKER: 1071 CUSIP: Y3738Y119
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #7.1: APPROVE BDO CHINA SHU LUN PAN ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL
PARTNERSHIP) AND BDO LIMITED AS DOMESTIC AUDITOR AND
OVERSEAS AUDITOR, RESPECTIVELY, AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7.2: APPROVE BDO CHINA SHU LUN PAN ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL
PARTNERSHIP) AS INTERNAL CONTROL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2018 PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #10: APPROVE ADJUSTMENTS OF EACH INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR'S ALLOWANCE
PROPOSAL #11: APPROVE ADJUSTMENTS OF EACH INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE SUPERVISOR'S ALLOWANCE
ISSUER: Huadong Medicine Co., Ltd.
TICKER: 000963 CUSIP: Y3740R102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH YUANDA GROUP
PROPOSAL #6.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH HUADONG GROUP
PROPOSAL #6.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS 1 WITH OTHER RELATED PARTIES
PROPOSAL #6.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS 2 WITH OTHER RELATED PARTIES
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADDITIONAL COMPANY'S BUSINESS ISSUER YES FOR FOR
ADDRESS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ALLOWANCE OF APPOINTED ISSUER YES FOR FOR
DIRECTORS AND INDEPENDENT DIRECTORS
PROPOSAL #12: APPROVE ALLOWANCE OF APPOINTED ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13.1: ELECT LV LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT LI YUEDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT NIU ZHANQI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT KANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT JIN XUHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT ZHU LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHONG XIAOMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT YANG LAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT YANG JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT BAI XINHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT QIN YUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.3: ELECT LIU CHENGWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.4: ELECT HU BAOZHEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO HOUSING ACQUISITION INCOME RIGHT
FINANCING BUSINESS
PROPOSAL #2: APPROVE ISSUANCE OF LONG TERM RIGHTS ISSUER YES FOR FOR
MEDIUM-TERM NOTES
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.8: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE LOAN APPLICATION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #5: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR ASSET- ISSUER YES FOR FOR
BACKED PLAN
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER FOR THE ASSET-BACKED PLAN
PROPOSAL #3: APPROVE APPOINTING FINANCIAL CONSULTANT ISSUER YES FOR FOR
AND UNDERWRITER FOR THE ASSET-BACKED PLAN
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ESTABLISHMENT OF INDUSTRIAL INVESTMENT
CAYMAN FUND
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF CAPITAL INJECTION SHAREHOLDER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF GUANGJIN CENTER- ISSUER YES FOR FOR
HUAFA SHARES AND PURCHASE OF LAST PAYMENT INCOME
SERIES PRODUCTS
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SPECIAL PLAN OF FINANCIAL ASSETS SECURITIZATION OF
STORAGE-TYPE SUPPLY CHAIN AND PROVISION OF COUNTER
GUARANTEE AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE FINANCE LEASE AND RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF THE COMPANY ISSUER YES FOR FOR
AND SUBSIDIARY TO APPLY FOR FINANCING
PROPOSAL #11: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE APPLICATION OF LOANS AND ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINES
PROPOSAL #13: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT TEAM TO ENGAGE IN EXTERNAL INVESTMENTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT TEAM TO ENGAGE IN LAND ACQUISITION
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND PERFORMANCE ASSESSMENT METHOD
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huafa Industrial Co., Ltd. Zhuhai
TICKER: 600325 CUSIP: Y3739J103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FACTORING FINANCING AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE PARTICIPATION IN INVESTMENT IN ISSUER YES FOR FOR
ZHUHAI HUASHI ENTREPRENEUR REAL ESTATE DEVELOPMENT
INVESTMENT FUND (LIMITED PARTNERSHIP)
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ESCROW AGREEMENT AND SUPPLEMENTARY
AGREEMENT TO THE AFFILIATE AGREEMENT
PROPOSAL #4: APPROVE COUNTER-GUARANTEE PROVISION AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Huafon Microfibre (Shanghai) Co., Ltd.
TICKER: 300180 CUSIP: Y3735L102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
DISTRIBUTED EARNINGS
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FORMULATION OF DEMONSTRATION ISSUER YES FOR FOR
ANALYSIS REPORT IN CONNECTION TO PRIVATE PLACEMENT OF
SHARES
PROPOSAL #4: APPROVE FORMULATION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #8: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
DIVIDEND RETURN PLAN
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE INCREASE IN FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY BY SHAREHOLDERS
PROPOSAL #11: APPROVE BANK CREDIT LINE APPLICATION BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND GUARANTEE PROVISION PLAN
BY COMPANY
ISSUER: Huafon Microfibre (Shanghai) Co., Ltd.
TICKER: 300180 CUSIP: Y3735L102
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YOU XIAOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DUAN WEIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO HONGKAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XIAN DAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG TONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CAI KAICHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT ZHANG YUGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #1.8: ELECT WANG DAWEI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #1.9: ELECT TIAN RENCAN AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #1.1: ELECT JIN XIAOQIU AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1: ELECT TIAN JINGYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT TAN JIANYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YI YANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG YINGXING AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.5: ELECT TIAN XUAN AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.6: ELECT CHEN LVJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT ZHAO YUBIAO AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.8: ELECT XIE TAO AS INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT ZHANG QIBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JI GANG AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Huafon Microfibre (Shanghai) Co., Ltd.
TICKER: 300180 CUSIP: Y3735L102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE FORMULATION OF REPORT ON THE ISSUER YES FOR FOR
USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE CHANGE OF COMPANY NAME SHAREHOLDER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE COMPENSATION FOR UNFULFILLED SHAREHOLDER YES FOR FOR
PERFORMANCE COMMITMENTS OF WEIFUTONG TECHNOLOGY CO.,
LTD.
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO COMPENSATION FOR
UNFULFILLED PERFORMANCE COMMITMENTS OF WEIFUTONG
TECHNOLOGY CO., LTD.
PROPOSAL #13: ELECT HU ZHONGJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 002042 CUSIP: Y013A0104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GAO WEIDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 002042 CUSIP: Y013A0104
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 2042 CUSIP: Y013A0104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 3 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE EMPLOYEE SHARE PURCHASE
PROPOSAL #3.1: ELECT SUN WEITING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHEN LINGFEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT SUN XIAOTING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHANG JISONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT CHENG GUISONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT WANG GUOYOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HU YONGFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHEN WEIBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT KONG XIANGYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT GAO WEIDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT SHENG YONGYUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT HOU SEFANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 2042 CUSIP: Y013A0104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING FUNDS FROM ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT TO REPLENISH WORKING
CAPITAL
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 002042 CUSIP: Y013A0104
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE SECOND REVISION ON SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
ISSUER: Huafu Fashion Co., Ltd.
TICKER: 2042 CUSIP: Y013A0104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE PARTICIPATION IN FUTURES ISSUER YES FOR FOR
HEDGING BUSINESS
PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES AND LOANS
PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #19: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #20: ELECT SONG CHENLING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huagong Tech Co., Ltd.
TICKER: 000988 CUSIP: Y3740C105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Huagong Tech Co., Ltd.
TICKER: 000988 CUSIP: Y3740C105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Huagong Tech Co., Ltd.
TICKER: 000988 CUSIP: Y3740C105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS
ISSUER: Huaibei Mining Holdings Co., Ltd.
TICKER: 600985 CUSIP: Y013A7109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE APPOINTMENT OF EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE SIGNING OF DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES FROM FINANCIAL INSTITUTIONS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #11: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #12: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #16: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #16.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #16.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #16.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #16.4: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #16.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #16.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #16.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #16.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #16.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #16.10: APPROVE TERMS FOR DOWNWARD ISSUER YES FOR FOR
ADJUSTMENT OF CONVERSION PRICE
PROPOSAL #16.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #16.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #16.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #16.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #16.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #16.16: APPROVE MATTERS REGARDING ISSUER YES FOR FOR
BONDHOLDERS MEETING
PROPOSAL #16.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #16.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #16.19: APPROVE MANAGEMENT AND STORAGE ISSUER YES FOR FOR
ACCOUNT OF RAISED FUNDS PROJECT
PROPOSAL #16.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #17: APPROVE COMPANY'S PLAN FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #18: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #19: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #20: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #21: APPROVE FORMULATION OF CONVERTIBLE ISSUER YES FOR FOR
CORPORATE BONDHOLDERS MEETING RULES
PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #23: APPROVE RE-SIGNING OF FINANCIAL ISSUER YES FOR FOR
SERVICES AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: Huaku Development Co., Ltd.
TICKER: 2548 CUSIP: Y3742X107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Hualan Biological Engineering, Inc.
TICKER: 2007 CUSIP: Y3737H125
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hualan Biological Engineering, Inc.
TICKER: 2007 CUSIP: Y3737H125
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
ISSUER: Hualan Biological Engineering, Inc.
TICKER: 002007 CUSIP: Y3737H125
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT AN KANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT FAN BEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT WANG QIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT AN YING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT ZHANG JINGANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT TIAN LIJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT HUANG PEITANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT CAI LINLIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT MA CHAOYUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Huaming Power Equipment Co., Ltd.
TICKER: 002270 CUSIP: Y767A3109
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF RAISED FUNDS FOR NATIONAL ISSUER YES FOR FOR
BONDS REVERSE REPURCHASE INVESTMENT
ISSUER: Huaming Power Equipment Co., Ltd.
TICKER: 002270 CUSIP: Y767A3109
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTOR ZHU ISSUER YES FOR FOR
GUOGUANG
PROPOSAL #3.1: ELECT ZHU GUOGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huaming Power Equipment Co., Ltd.
TICKER: 002270 CUSIP: Y767A3109
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PART OF FUNDRAISING ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Huaming Power Equipment Co., Ltd.
TICKER: 2270 CUSIP: Y767A3109
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Huaming Power Equipment Co., Ltd.
TICKER: 2270 CUSIP: Y767A3109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #10: APPROVE EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION SYSTEM
PROPOSAL #12: APPROVE TERMINATION OF PROVISION OF ISSUER YES FOR FOR
EQUITY PLEDGE GUARANTEE
PROPOSAL #13: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND THE RULES AND PROCEDURES FOR GENERAL
MEETINGS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
SHANDONG COMPANY TO ITS SUBSIDIARY
PROPOSAL #4: ELECT SHU YINBIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE OF USE OF PART OF FUND ISSUER YES FOR FOR
RAISING PROCEEDS IN CERTAIN INVESTMENT PROJECTS
PROPOSAL #7: APPROVE USE OF PART OF THE IDLE RAISED ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #8: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS FOR 2019 BETWEEN THE COMPANY AND HUANENG
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5.2: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5.3: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #6: APPROVE GENERAL MANDATE TO ISSUE ISSUER YES FOR FOR
DOMESTIC AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A113
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND THE RULES AND PROCEDURES FOR GENERAL
MEETINGS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
SHANDONG COMPANY TO ITS SUBSIDIARY
PROPOSAL #4: ELECT SHU YINBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE OF USE OF PART OF FUND ISSUER YES FOR FOR
RAISING PROCEEDS IN CERTAIN INVESTMENT PROJECTS
PROPOSAL #7: APPROVE USE OF PART OF THE IDLE RAISED ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #8: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS FOR 2019 BETWEEN THE COMPANY AND HUANENG
ISSUER: Huaneng Power International, Inc.
TICKER: 902 CUSIP: Y3744A113
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5.2: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #5.3: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #6: APPROVE GENERAL MANDATE TO ISSUE ISSUER YES FOR FOR
DOMESTIC AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES
PROPOSAL #8: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Huaneng Renewables Corporation Limited
TICKER: 958 CUSIP: Y3739S111
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITORS
PROPOSAL #6a: ELECT LIN GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: ELECT CAO SHIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: ELECT WEN MINGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: ELECT WANG KUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: ELECT DAI XINMIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6f: ELECT ZHAI JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: ELECT QI HESHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6h: ELECT ZHANG LIZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6i: ELECT HU JIADONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6j: ELECT ZHU XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6k: ELECT HUANG JIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RULE OF PROCEDURE OF GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
ISSUER: Huang Hsiang Construction Corp.
TICKER: 2545 CUSIP: Y3744Z100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Huangshan Novel Co., Ltd.
TICKER: 002014 CUSIP: Y3740J118
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Huangshan Novel Co., Ltd.
TICKER: 2014 CUSIP: Y3740J118
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE AND ADJUSTMENT ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RELEVANT ARRANGEMENTS FOR ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huangshan Novel Co., Ltd.
TICKER: 2014 CUSIP: Y3740J118
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN IDLE FUNDS TO ISSUER YES FOR FOR
PURCHASE SHORT-TERM BANK FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #10: APPROVE INVESTMENT IN PROJECT ISSUER YES FOR FOR
ISSUER: Huangshan Tourism Development Co., Ltd.
TICKER: 900942 CUSIP: Y37455105
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S B ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE FOR SALE FINANCIAL ASSETS
PROPOSAL #4: AMEND EMPLOYEE REMUNERATION MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Huangshan Tourism Development Co., Ltd.
TICKER: 900942 CUSIP: Y37455105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
ISSUER: Huangshan Tourism Development Co., Ltd.
TICKER: 900942 CUSIP: Y37455113
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S B ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE FOR SALE FINANCIAL ASSETS
PROPOSAL #4: AMEND EMPLOYEE REMUNERATION MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Huangshan Tourism Development Co., Ltd.
TICKER: 900942 CUSIP: Y37455113
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
ISSUER: Huapont Life Sciences Co., Ltd.
TICKER: 002004 CUSIP: Y15896114
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG HAIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huapont Life Sciences Co., Ltd.
TICKER: 2004 CUSIP: Y15896114
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE 2019 APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES AND GUARANTEE MATTERS
PROPOSAL #5: APPROVE 2019 DEVELOPMENT OF FORWARD ISSUER YES FOR FOR
FOREIGN EXCHANGE TRANSACTIONS AND RMB TO FOREIGN
EXCHANGE OPTION PORTFOLIO AND OTHER SERVICES
PROPOSAL #6: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION AND 2019 DAILY RELATED PARTY
TRANSACTION
ISSUER: Huapont Life Sciences Co., Ltd.
TICKER: 002004 CUSIP: Y15896114
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Huapont Life Sciences Co., Ltd.
TICKER: 2004 CUSIP: Y15896114
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Huaren Pharmaceutical Co., Ltd.
TICKER: 300110 CUSIP: Y7163A108
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WAN HONGCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JI XIANGDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Huaren Pharmaceutical Co., Ltd.
TICKER: 300110 CUSIP: Y7163A108
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR INCENTIVE FUNDS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426106
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE PLAN OF THE ASSETMARK OVERSEAS ISSUER YES FOR FOR
LISTING
PROPOSAL #3: APPROVE COMPLIANCE OF THE ASSETMARK ISSUER YES FOR FOR
OVERSEAS LISTING WITH THE NOTICE ON ISSUES IN
RELATION TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #4: APPROVE UNDERTAKING OF MAINTAINING ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #5: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY
PROPOSAL #6: APPROVE AUTHORIZATION GRANTED TO THE ISSUER YES FOR FOR
BOARD AND ITS AUTHORIZED PARTY(IES) IN DEALING WITH
MATTERS REGARDING THE ASSETMARK OVERSEAS LISTING
PROPOSAL #7: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES AGAINST AGAINST
ONLY TO H-SHARE SHAREHOLDERS FOR THE ASSETMARK
OVERSEAS LISTING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #9: APPROVE ISSUANCE AND ADMISSION OF GDRS SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE PROPOSAL ON THE ISSUANCE AND SHAREHOLDER YES FOR FOR
ADMISSION OF GDRS
PROPOSAL #11: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RESPECT OF THE ISSUANCE AND ADMISSION
OF GDRS
PROPOSAL #12: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
SUCH PERSONS AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE ISSUANCE AND ADMISSION OF
GDRS
PROPOSAL #13: APPROVE DISTRIBUTION OF ACCUMULATED SHAREHOLDER YES FOR FOR
PROFITS PRIOR TO THE ISSUANCE AND ADMISSION OF GDRS
PROPOSAL #14: APPROVE REPORT ON THE USE OF THE SHAREHOLDER YES FOR FOR
PROCEEDS RAISED IN THE PREVIOUS ISSUANCE OF SHARES BY
THE COMPANY
PROPOSAL #15: APPROVE THE PLAN FOR THE USE OF SHAREHOLDER YES FOR FOR
PROCEEDS FROM THE ISSUANCE AND ADMISSION OF GDRS
PROPOSAL #16.1: ELECT DING FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT CHEN YONGBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT HU XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.4: ELECT FAN CHUNYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.5: ELECT ZHU XUEBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17.1: ELECT CHEN NING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT YU LANYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.3: ELECT YANG YALING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426106
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES AGAINST AGAINST
ONLY TO H-SHARE SHAREHOLDERS FOR THE ASSETMARK
OVERSEAS LISTING
PROPOSAL #2: APPROVE ISSUANCE AND ADMISSION OF GDRS SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE PROPOSAL ON THE ISSUANCE AND SHAREHOLDER YES FOR FOR
ADMISSION OF GDRS
PROPOSAL #4: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RESPECT OF THE ISSUANCE AND ADMISSION
OF GDRS
PROPOSAL #5: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
SUCH PERSONS AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE ISSUANCE AND ADMISSION OF
GDRS
PROPOSAL #6: APPROVE DISTRIBUTION OF ACCUMULATED SHAREHOLDER YES FOR FOR
PROFITS PRIOR TO THE ISSUANCE AND ADMISSION OF GDRS
PROPOSAL #7: APPROVE THE PLAN FOR THE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
FROM THE ISSUANCE AND ADMISSION OF GDRS
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 RESOLUTIONS ON ESTIMATED ISSUER YES FOR FOR
ORDINARY TRANSACTIONS WITH RELATED PARTIES
PROPOSAL #6.1: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU GUOXIN INVESTMENT GROUP
LIMITED AND ITS RELATED COMPANIES
PROPOSAL #6.2: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU COMMUNICATIONS HOLDING CO.,
LTD. AND ITS RELATED COMPANIES
PROPOSAL #6.3: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH GOVTOR CAPITAL GROUP CO., LTD. AND
ITS RELATED COMPANIES
PROPOSAL #6.4: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU SOHO HOLDINGS GROUP CO.,
LTD. AND ITS RELATED COMPANIES
PROPOSAL #6.5: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH OTHER RELATED PARTIES
PROPOSAL #7: APPROVE 2019 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: APPROVE KPMG HUAZHEN LLP AS AUDITOR FOR ISSUER YES FOR FOR
THE ACCOUNTING STATEMENTS, AS INTERNAL CONTROL
AUDITOR AND TO ISSUE AUDIT REPORTS ON A SHARES AND H
SHARES AND FIX THEIR REMUNERATION
PROPOSAL #9: AMEND DECISION MAKING SYSTEM FOR ISSUER YES FOR FOR
EXTERNAL GUARANTEE
PROPOSAL #10: APPROVE AMENDMENTS TO REGULATIONS ON ISSUER YES FOR FOR
THE MANAGEMENT OF PROCEEDS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: APPROVE ISSUANCE OF DOMESTIC AND ISSUER YES FOR FOR
OVERSEAS BOND FINANCING INSTRUMENTS
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426114
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2.1: ELECT DING FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHEN YONGBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HU XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT FAN CHUNYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ZHU XUEBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN NING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YU LANYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YANG YALING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN OF THE ASSETMARK OVERSEAS ISSUER YES FOR FOR
LISTING
PROPOSAL #5: APPROVE COMPLIANCE OF THE ASSETMARK ISSUER YES FOR FOR
OVERSEAS LISTING WITH THE NOTICE ON ISSUES IN
RELATION TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #6: APPROVE UNDERTAKING OF MAINTAINING ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #7: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY
PROPOSAL #8: APPROVE AUTHORIZATION GRANTED TO THE ISSUER YES FOR FOR
BOARD AND ITS AUTHORIZED PARTY(IES) IN DEALING WITH
MATTERS REGARDING THE ASSETMARK OVERSEAS LISTING
PROPOSAL #9: APPROVE REPORT ON THE USE OF THE SHAREHOLDER YES FOR FOR
PROCEEDS RAISED IN THE PREVIOUS ISSUANCE OF SHARES BY
THE COMPANY
PROPOSAL #10: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT ONLY TO H-SHARE SHAREHOLDERS FOR THE
ASSETMARK OVERSEAS LISTING
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #12: APPROVE ISSUANCE AND ADMISSION OF GDRS SHAREHOLDER YES FOR FOR
PROPOSAL #13: APPROVE PROPOSAL ON THE ISSUANCE AND SHAREHOLDER YES FOR FOR
ADMISSION OF GDRS
PROPOSAL #14: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RESPECT OF THE ISSUANCE AND ADMISSION
OF GDRS
PROPOSAL #15: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
SUCH PERSONS AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE ISSUANCE AND ADMISSION OF
GDRS
PROPOSAL #16: APPROVE DISTRIBUTION OF ACCUMULATED SHAREHOLDER YES FOR FOR
PROFITS PRIOR TO THE ISSUANCE AND ADMISSION OF GDRS
PROPOSAL #17: APPROVE THE PLAN FOR THE USE OF SHAREHOLDER YES FOR FOR
PROCEEDS FROM THE ISSUANCE AND ADMISSION OF GDRS
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426114
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
ONLY TO H-SHARE SHAREHOLDERS FOR THE ASSETMARK
OVERSEAS LISTING
PROPOSAL #2: APPROVE ISSUANCE AND ADMISSION OF GDRS SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE PROPOSAL ON THE ISSUANCE AND SHAREHOLDER YES FOR FOR
ADMISSION OF GDRS
PROPOSAL #4: APPROVE VALIDITY PERIOD OF THE SHAREHOLDER YES FOR FOR
RESOLUTIONS IN RESPECT OF THE ISSUANCE AND ADMISSION
OF GDRS
PROPOSAL #5: APPROVE AUTHORIZATION TO THE BOARD AND SHAREHOLDER YES FOR FOR
SUCH PERSONS AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE ISSUANCE AND ADMISSION OF
GDRS
PROPOSAL #6: APPROVE DISTRIBUTION OF ACCUMULATED SHAREHOLDER YES FOR FOR
PROFITS PRIOR TO THE ISSUANCE AND ADMISSION OF GDRS
PROPOSAL #7: APPROVE THE PLAN FOR THE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
FROM THE ISSUANCE AND ADMISSION OF GDRS
ISSUER: Huatai Securities Co., Ltd.
TICKER: 6886 CUSIP: Y37426114
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 RESOLUTIONS ON ESTIMATED ISSUER YES FOR FOR
ORDINARY TRANSACTIONS WITH RELATED PARTIES
PROPOSAL #6.1: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU GUOXIN INVESTMENT GROUP
LIMITED AND ITS RELATED COMPANIES
PROPOSAL #6.2: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU COMMUNICATIONS HOLDING CO.,
LTD. AND ITS RELATED COMPANIES
PROPOSAL #6.3: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH GOVTOR CAPITAL GROUP CO., LTD. AND
ITS RELATED COMPANIES
PROPOSAL #6.4: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU SOHO HOLDINGS GROUP CO.,
LTD. AND ITS RELATED COMPANIES
PROPOSAL #6.5: APPROVE ORDINARY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS WITH OTHER RELATED PARTIES
PROPOSAL #7: APPROVE 2019 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: APPROVE KPMG HUAZHEN LLP AS AUDITOR FOR ISSUER YES FOR FOR
THE ACCOUNTING STATEMENTS, AS INTERNAL CONTROL
AUDITOR AND TO ISSUE AUDIT REPORTS ON A SHARES AND H
SHARES AND FIX THEIR REMUNERATION
PROPOSAL #9: AMEND DECISION MAKING SYSTEM FOR ISSUER YES FOR FOR
EXTERNAL GUARANTEE
PROPOSAL #10: APPROVE AMENDMENTS TO REGULATIONS ON ISSUER YES FOR FOR
THE MANAGEMENT OF PROCEEDS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: APPROVE ISSUANCE OF DOMESTIC AND ISSUER YES FOR FOR
OVERSEAS BOND FINANCING INSTRUMENTS
ISSUER: Huatian Hotel Group Co. Ltd.
TICKER: 000428 CUSIP: Y3767W109
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING BUSINESS ISSUER YES FOR FOR
BETWEEN SUBSIDIARY AND HAITONG HENGXIN LEASING CO. AS
WELL AS GUARANTEE PROVISION BY COMPANY
PROPOSAL #2: APPROVE FINANCIAL LEASING BUSINESS ISSUER YES FOR FOR
BETWEEN SUBSIDIARY AND SHANGHAI DRAGON FINANCIAL
LEASING CO. AS WELL AS GUARANTEE PROVISION BY COMPANY
PROPOSAL #3: APPROVE ISSUE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
ISSUER: Huatian Hotel Group Co. Ltd.
TICKER: 428 CUSIP: Y3767W109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGING OF SUBSIDIARY'S SHARES ISSUER YES FOR FOR
AS COUNTER GUARANTEE PROVISION
PROPOSAL #2: APPROVE ADDITIONAL COUNTER GUARANTEE ISSUER YES FOR FOR
PROVISION FOR ISSUANCE OF MEDIUM-TERM NOTES
ISSUER: Huatian Hotel Group Co. Ltd.
TICKER: 428 CUSIP: Y3767W109
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Huatian Hotel Group Co. Ltd.
TICKER: 428 CUSIP: Y3767W109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION FOR FINANCING ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT
ISSUER: Huawei Culture Co., Ltd.
TICKER: 2502 CUSIP: Y2929Q109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
IN CONNECTION TO PLANNING OF MAJOR ASSET RESTRUCTURE
ISSUER: Huawei Culture Co., Ltd.
TICKER: 2502 CUSIP: Y2929Q109
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND INCREASE IN CAPITAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Huawei Culture Co., Ltd.
TICKER: 2502 CUSIP: Y2929Q109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LONG XUEQIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LONG XUEHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG FANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG XIAOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LING HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HE XINGQIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT TANG SHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHANG XUCONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LI BIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT HUANG YIWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Huawen Media Group
TICKER: 793 CUSIP: Y3R42R108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO TRANSFER OF REGISTERED TRADEMARK
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL ISSUER NO N/A N/A
BILLS
PROPOSAL #4: APPROVE 2014-2016 ANNUAL PERFORMANCE ISSUER NO N/A N/A
COMMITMENT SHARE COMPENSATION IMPLEMENTATION PLAN IN
CONNECTION TO 2014 MAJOR ASSET RESTRUCTURING PARTIAL
ASSET SUPPLEMENT
ISSUER: Huawen Media Group
TICKER: 793 CUSIP: Y3R42R108
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON DAILY OPERATING ISSUER NO N/A N/A
AGREEMENT OF CONTROLLED SUBSIDIARY
ISSUER: HUAXI Securities Co., Ltd.
TICKER: 002926 CUSIP: Y374D7102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PERFORMANCE ASSESSMENT AND ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #6: APPROVE PERFORMANCE ASSESSMENT AND ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE ISSUE TYPE, SCALE AND METHOD ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE TYPE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.3: APPROVE MATURITY OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.4: APPROVE INTEREST RATE OF DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #9.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.8: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #9.9: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469106
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISMISSAL OF IAN RILEY AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO ZHIGUANG NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH SIGNING OF EPC CONTRACT WITH HOLCIM
PHILIPPINES INC.
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469114
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISMISSAL OF IAN RILEY AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469114
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUO ZHIGUANG NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH SIGNING OF EPC CONTRACT WITH HOLCIM
PHILIPPINES INC.
ISSUER: Huaxin Cement Co., Ltd.
TICKER: 900933 CUSIP: Y37469114
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Huaxun Fangzhou Co., Ltd.
TICKER: 687 CUSIP: Y3120D103
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PLAN FOR PRIVATE PLACEMENT ISSUER YES FOR FOR
OF NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE THAT THE COMPANY DOES NOT NEED ISSUER YES FOR FOR
TO PRODUCE A REPORT ON THE USAGE OF PREVIOUSLY RAISED
FUNDS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF DEBT FINANCING PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO DEBT FINANCING PLAN
ISSUER: Huaxun Fangzhou Co., Ltd.
TICKER: 687 CUSIP: Y3120D103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT WU GUANGSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT PAN ZHONGXIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.3: ELECT ZHANG SHENWEI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.4: ELECT XU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT CAO JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT XIE WEIXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHANG YUCHUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT LI XIAOCONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT LIU LIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT LU WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY A RELATED ISSUER YES FOR FOR
PERSON FOR THE COMPREHENSIVE CREDIT LINE APPLICATION
OF COMPANY FROM CHINA MERCHANTS BANK
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION FROM CHINA ZHESHANG BANK
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND ULTIMATE CONTROLLER FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF THE
COMPANY
PROPOSAL #3: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION FROM PING AN BANK
PROPOSAL #4: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER YES FOR FOR
FOR COMPREHENSIVE CREDIT LINE BANK APPLICATION FROM
PING AN BANK
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY FROM CHINA
CITIC BANK
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION FROM CHINA MINSHENG BANK
PROPOSAL #8: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER YES FOR FOR
FOR COMPREHENSIVE CREDIT LINE BANK APPLICATION FROM
CHINA MINSHENG BANK
PROPOSAL #9: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
GUARANTEE FOR COMPREHENSIVE CREDIT LINE FROM CHINA
MERCHANTS BANK
PROPOSAL #10: APPROVE ADDITIONAL PROVISION OF PLEDGE ISSUER YES FOR FOR
GUARANTEE FOR TRUST LOAN
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE LOAN APPLICATION TO RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #3: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER YES FOR FOR
AND PROVISION OF GUARANTEE
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF THE COMPANY
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
GUARANTEE BY CHINA ZHESHANG BANK FOR COMPREHENSIVE
CREDIT LINE AND PROVISION OF GUARANTEE BY RELATED
NATURAL PERSON
PROPOSAL #2: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
GUARANTEE BY CHINA MERCHANTS BANK FOR COMPREHENSIVE
CREDIT LINE
PROPOSAL #3: APPROVE CANCELLATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE CANCELLATION OF PROVISION OF ISSUER YES FOR FOR
GUARANTEE BY COMPANY, WHOLLY-OWNED SUBSIDIARY AND
ULTIMATE CONTROLLER FOR COMPREHENSIVE CREDIT LINE
APPLICATION TO CHINA CITIC BANK
PROPOSAL #5: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
GUARANTEE FOR RELATED PARTY LOAN
PROPOSAL #6: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
GUARANTEE FOR COMPREHENSIVE CREDIT LINE TO CHINA
MINSHENG BANK
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF APPLICATION OF ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: APPROVE TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR THE COMPREHENSIVE BANK CREDIT LINE
APPLICATION OF COMPANY
PROPOSAL #3: APPROVE PROVISION OF PLEDGE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPLICATION FOR TERMINATION OF ISSUER YES FOR FOR
STOCK LISTING
PROPOSAL #5: APPROVE SHARE REPURCHASE PROTECTION ISSUER YES FOR FOR
MEASURES FOR DISSENTING SHAREHOLDERS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECEIPT OF FINANCING FROM A ISSUER YES FOR FOR
RELATED PARTY BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTEREST-FREE LOAN FROM ULTIMATE ISSUER YES FOR FOR
CONTROLLER AND RELATED PARTY TRANSACTIONS
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF PROVISION OF ISSUER YES FOR FOR
PLEDGE GUARANTEE FOR THE COMPANY
PROPOSAL #2: APPROVE TRANSFER OF EQUITY INCOME RIGHTS ISSUER YES FOR FOR
AND REPURCHASE MATTERS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
ULTIMATE CONTROLLER
PROPOSAL #4: APPROVE SIGNING OF MAXIMUM PLEDGE ISSUER YES FOR FOR
CONTRACT
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Huayi Brothers Media Corp.
TICKER: 300027 CUSIP: Y3743R109
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF COOPERATIVE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
ISSUER: Huayi Electric Co., Ltd.
TICKER: 600290 CUSIP: Y8182W105
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU MINYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Huayi Electric Co., Ltd.
TICKER: 600290 CUSIP: Y8182W105
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Huayi Electric Co., Ltd.
TICKER: 600290 CUSIP: Y8182W105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG GUANGYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT QU JUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Huayi Electric Co., Ltd.
TICKER: 600290 CUSIP: Y8182W105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND WRITE-OFF ASSET
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TO THE COMPANY
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLING SHAREHOLDER
PROPOSAL #12: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #15: APPROVE CHANGE IN RAISED FUNDS PROJECT ISSUER YES FOR FOR
ISSUER: Huayi Tencent Entertainment Company Limited
TICKER: 419 CUSIP: G4642G103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WANG ZHONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT CHENG WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LIN HAIFENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT HU JUNYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT YUEN HOI PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Huayi Tencent Entertainment Company Limited
TICKER: 419 CUSIP: G4642G103
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COOPERATION FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS, AND RELATED TRANSACTIONS
ISSUER: Huayu Automotive Systems Co., Ltd.
TICKER: 600741 CUSIP: Y3750U102
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTORS
ISSUER: Huayu Automotive Systems Co., Ltd.
TICKER: 600741 CUSIP: Y3750U102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION OF ISSUER YES FOR FOR
THE CONTROLLED SUBSIDIARY AND PROVISION OF GUARANTEE
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Huayuan Property Co., Ltd.
TICKER: 600743 CUSIP: Y3747F101
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Huayuan Property Co., Ltd.
TICKER: 600743 CUSIP: Y3747F101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
BY BEIJING HUAYUAN GROUP CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF WORKING CAPITAL AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #10: APPROVE PROVISION OF FINANCING ISSUER YES AGAINST AGAINST
GUARANTEE TO CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE ASSET PLEDGE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE MANAGEMENT METHOD OF INCENTIVE ISSUER YES FOR FOR
FUNDS
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #15: ELECT LI TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #17: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF CORPORATE
PROPOSAL #19: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF DEBT
PROPOSAL #21: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF DEBT
FINANCING INSTRUMENTS
ISSUER: Hubei Biocause Pharmaceutical Co., Ltd.
TICKER: 000627 CUSIP: Y3746X103
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Hubei Biocause Pharmaceutical Co., Ltd.
TICKER: 000627 CUSIP: Y3746X103
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU YIQIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT TIAN YIFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIAO YUNHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YI TINGHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SHI WENQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIU BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU WANFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XU XIANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT BI JIANLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WU SHIYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHEN JIANQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Hubei Biocause Pharmaceutical Co., Ltd.
TICKER: 627 CUSIP: Y3746X103
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Hubei Biocause Pharmaceutical Co., Ltd.
TICKER: 627 CUSIP: Y3746X103
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES AGAINST AGAINST
AUTHORIZATION OF THE BOARD TO HANDLE THE BUSINESS
REGISTRATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Hubei Biocause Pharmaceutical Co., Ltd.
TICKER: 627 CUSIP: Y3746X103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE PAYMENT OF AUDIT FEES OF ISSUER YES FOR FOR
FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
ISSUER: Hubei Broadcasting & Television Information Network Co., Ltd.
TICKER: 000665 CUSIP: Y9716F105
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE ENTERPRISE ANNUITY PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE OF CONVERTIBLE BONDS
PROPOSAL #4.1: ELECT HE WEIFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT GAO FU'AN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHENG DONGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CAI MANLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hubei Broadcasting & Television Information Network Co., Ltd.
TICKER: 665 CUSIP: Y9716F105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9.1: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PURCHASING OF GOODS AND RENTING HOUSES
FROM CONTROLLING SHAREHOLDERS AND RELATED PARTIES
PROPOSAL #9.2: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO SELLING OF GOODS AND PROVIDING SERVICES
TO CONTROLLING SHAREHOLDERS AND RELATED PARTIES
PROPOSAL #9.3: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO RENTING OF HOUSES
PROPOSAL #9.4: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO ACCEPTING OF LABOR SERVICES FROM CITIC
GUOAN GUANGSHI NETWORK CO., LTD.
PROPOSAL #9.5: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PROVIDING LABOR SERVICES TO CITIC GUOAN
GUANGSHI NETWORK CO., LTD.
PROPOSAL #9.6: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PURCHASING OF GOODS AND RENTING HOUSES
FROM OTHER RELATED PARTIES
PROPOSAL #9.7: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO SELLING OF GOODS TO OTHER RELATED
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Hubei Chutian Smart Communication Co., Ltd.
TICKER: 600035 CUSIP: Y37478107
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Hubei Chutian Smart Communication Co., Ltd.
TICKER: 600035 CUSIP: Y37478107
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
INTEREST RATE
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE INTERMEDIARY INSTITUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hubei Chutian Smart Communication Co., Ltd.
TICKER: 600035 CUSIP: Y37478107
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU ANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LIU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SONG XIAOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI LIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hubei Chutian Smart Communication Co., Ltd.
TICKER: 600035 CUSIP: Y37478107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE REPURCHASE OF SHARES COMPENSATED ISSUER YES FOR FOR
FROM MAJOR ASSET RESTRUCTURE AND CASH REFUND REQUEST
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Hubei Dinglong Co., Ltd.
TICKER: 300054 CUSIP: Y3745B102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Hubei Dinglong Co., Ltd.
TICKER: 300054 CUSIP: Y3745B102
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT INVESTMENT IN ESTABLISHING ISSUER YES FOR FOR
INDUSTRIAL INVESTMENT FUNDS AND RELATED PARTY
TRANSACTIONS
PROPOSAL #2: APPROVE ADJUSTMENT OF SHARES REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Hubei Energy Group Co., Ltd.
TICKER: 883 CUSIP: Y3747A102
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLIC LISTING OF EQUITY FOR ISSUER YES FOR FOR
TRANSFER
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hubei Energy Group Co., Ltd.
TICKER: 883 CUSIP: Y3747A102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADDITIONAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 RELATED-PARTY DEPOSIT AND ISSUER YES FOR FOR
LOAN
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF LIAONING YINGKOU GAS TURBINE COGENERATION PROJECT
ISSUER: Hubei Fuxing Science & Technology Co., Ltd.
TICKER: 000926 CUSIP: Y3747K100
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF THE BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Hubei Fuxing Science & Technology Co., Ltd.
TICKER: 000926 CUSIP: Y3747K100
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ISSUANCE OF OVERSEAS
PROPOSAL #3: ELECT ZHANG SHOUHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hubei Fuxing Science & Technology Co., Ltd.
TICKER: 000926 CUSIP: Y3747K100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE AUTHORIZATION OF CHAIRMAN TO ISSUER YES AGAINST AGAINST
HANDLE ALL MATTERS RELATED TO COMPANY'S LAND AUCTION
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD AND ISSUER YES FOR FOR
CHAIRMAN TO MUTUAL GUARANTEE PROVISION BETWEEN
COMPANY AND SUBSIDIARY
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Hubei Huachangda Intelligent Equipment Stock Co., Ltd.
TICKER: 300278 CUSIP: Y374AY106
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE
PROPOSAL #4: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Hubei Jiuzhiyang Infrared System Co., Ltd.
TICKER: 300516 CUSIP: Y374D0107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT WANG ZHENHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SUN XIURONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HU GUANLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT JIA YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LI HAIBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT LU LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT QIAO XIAOLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PEI XIAOLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHAO LIHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT ZUO JINMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT HAO JIANLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZHANG BO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT GUO WENQING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hubei Jiuzhiyang Infrared System Co., Ltd.
TICKER: 300516 CUSIP: Y374D0107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Hubei Jumpcan Pharmaceutical Co., Ltd.
TICKER: 600566 CUSIP: Y3120L105
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE REMUNERATION OF THE NEWLY ISSUER YES FOR FOR
ELECTED DIRECTOR
ISSUER: Hubei Jumpcan Pharmaceutical Co., Ltd.
TICKER: 600566 CUSIP: Y3120L105
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: ELECT ZHOU XINCHUN AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #11: ELECT ZHOU XINCHUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISOR ISSUER NO N/A N/A
CANDIDATE
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES AGAINST AGAINST
CANDIDATE
ISSUER: Hubei Kaile Science & Technology Co., Ltd.
TICKER: 600260 CUSIP: Y3746Q108
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Hubei Kaile Science & Technology Co., Ltd.
TICKER: 600260 CUSIP: Y3746Q108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE PLEDGING OF COMPANY'S SHARES ISSUER YES FOR FOR
ISSUER: Hubei Mailyard Share Co., Ltd.
TICKER: 600107 CUSIP: Y3746R106
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Hubei Mailyard Share Co., Ltd.
TICKER: 600107 CUSIP: Y3746R106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE EQUITY TRANSFER ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Hubei Sanxia New Building Materials Co., Ltd.
TICKER: 600293 CUSIP: Y3746N105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF SUBSIDIARY ISSUER YES FOR FOR
ISSUER: Hubei Sanxia New Building Materials Co., Ltd.
TICKER: 600293 CUSIP: Y3746N105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY OF ISSUER YES FOR FOR
XINJIANG PUYAO NEW BUILDING MATERIALS CO., LTD. FROM
YICHANG DANGBO GROUP CO., LTD. AND WUHAN JIAHAO
INVESTMENT CO., LTD.
PROPOSAL #2: APPROVE ACQUISITION OF EQUITY OF ISSUER YES FOR FOR
XINJIANG PUYAO NEW BUILDING MATERIALS CO., LTD. FROM
SHENZHEN NANPU TRADE CO., LTD. AND SHENZHEN LEFEIDA
TRADE CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Hubei Xingfa Chemicals Group Co., Ltd.
TICKER: 600141 CUSIP: Y3747R105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
WITH LONG-TERM RIGHTS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO HENAN ISSUER YES FOR FOR
XINGFA HAOLIDA FERTILIZER INDUSTRY CO., LTD.
ISSUER: Hubei Xingfa Chemicals Group Co., Ltd.
TICKER: 600141 CUSIP: Y3747R105
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH YICHANG XINGFA GROUP CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HENAN XINGFA HAOLIDA CHEMICAL CO., LTD. AND
ZHEJIANG JINFANDA BIOCHEMICAL CO., LTD.
PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH HUBEI JINMAI INVESTMENT CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Hubei Xingfa Chemicals Group Co., Ltd.
TICKER: 600141 CUSIP: Y3747R105
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE THE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION (REVISED) SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES AND ASSOCIATE COMPANIES
PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH WITH ISSUANCE OF SHARES AND
RAISING SUPPORTING FUNDS
PROPOSAL #14: APPROVE COMPANY'S PLAN ON ACQUISITION ISSUER YES FOR FOR
BY CASH WITH ISSUANCE OF SHARES AND RAISING
SUPPORTING FUNDS WITH ALL OTHER RELATED MATTERS
PROPOSAL #14.1: APPROVE PLAN ON ACQUISITION BY CASH ISSUER YES FOR FOR
WITH ISSUANCE OF SHARES
PROPOSAL #14.2: APPROVE TARGET ASSETS OF SHARES ISSUER YES FOR FOR
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.3: APPROVE TRANSACTION PARTIES OF SHARES ISSUER YES FOR FOR
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.4: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
CONSIDERATION OF SHARES RELATING TO ACQUISITION BY
CASH WITH ISSUANCE OF SHARES
PROPOSAL #14.5: APPROVE PAYMENT MANNER OF SHARES ISSUER YES FOR FOR
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.6: APPROVE TYPE AND PAR VALUE OF SHARES ISSUER YES FOR FOR
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.7: APPROVE PRICING REFERENCE DATE AND ISSUER YES FOR FOR
ISSUE PRICE OF SHARES RELATING TO ACQUISITION BY CASH
WITH ISSUANCE OF SHARES
PROPOSAL #14.8: APPROVE ISSUE PRICE ADJUSTMENT METHOD ISSUER YES FOR FOR
OF SHARES RELATING TO ACQUISITION BY CASH WITH
ISSUANCE OF SHARES
PROPOSAL #14.9: APPROVE ISSUE SIZE OF SHARES RELATING ISSUER YES FOR FOR
TO ACQUISITION BY CASH WITH ISSUANCE OF SHARES
PROPOSAL #14.10: APPROVE LISTING EXCHANGE OF SHARES ISSUER YES FOR FOR
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.11: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
OF SHARES RELATING TO ACQUISITION BY CASH WITH
ISSUANCE OF SHARES
PROPOSAL #14.12: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
EARNINGS FORECAST COMPENSATION ARRANGEMENT OF SHARES
RELATING TO ACQUISITION BY CASH WITH ISSUANCE OF
PROPOSAL #14.13: APPROVE IMPAIRMENT TEST AND ISSUER YES FOR FOR
COMPENSATION OF SHARES RELATING TO ACQUISITION BY
CASH WITH ISSUANCE OF SHARES
PROPOSAL #14.14: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD AND DISTRIBUTION
ARRANGEMENT OF CUMULATIVE EARNINGS OF SHARES RELATING
TO ACQUISITION BY CASH WITH ISSUANCE OF SHARES
PROPOSAL #14.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
OF SHARES RELATING TO ACQUISITION BY CASH WITH
ISSUANCE OF SHARES
PROPOSAL #14.16: APPROVE PLAN ON RAISING SUPPORTING ISSUER YES FOR FOR
FUNDS
PROPOSAL #14.17: APPROVE TRANSACTION PARTIES OF ISSUER YES FOR FOR
SHARES RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.18: APPROVE ISSUE MANNER OF SHARES ISSUER YES FOR FOR
RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.19: APPROVE TYPE AND PAR VALUE OF SHARES ISSUER YES FOR FOR
RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.20: APPROVE PRICING BASIS AND ISSUE ISSUER YES FOR FOR
PRICE OF SHARES RELATING TO RAISING OF SUPPORTING
PROPOSAL #14.21: APPROVE ISSUE SIZE OF SHARES ISSUER YES FOR FOR
RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.22: APPROVE LOCK-UP PERIOD OF SHARES ISSUER YES FOR FOR
RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.23: APPROVE USE OF PROCEEDS OF THE ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #14.24: APPROVE LISTING EXCHANGE OF SHARES ISSUER YES FOR FOR
RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #14.25: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
OF SHARES RELATING TO RAISING OF SUPPORTING FUNDS
PROPOSAL #15: APPROVE ALL MATTERS RELATED TO ISSUER YES FOR FOR
COMPANY'S PLAN ON ACQUISITION BY CASH WITH ISSUANCE
OF SHARES AND RAISING SUPPORTING FUNDS
PROPOSAL #16: APPROVE DRAFT REPORT AND SUMMARY OF ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH WITH ISSUANCE OF SHARES
AND RAISING SUPPORTING FUNDS
PROPOSAL #17: APPROVE SUBSCRIPTION AGREEMENT FOR THE ISSUER YES FOR FOR
TRANSACTION OF ACQUISITION BY CASH WITH ISSUANCE OF
SHARES
PROPOSAL #18: APPROVE SUPPLEMENTAL AGREEMENT AND ISSUER YES FOR FOR
PROFIT FORECAST COMPENSATION AGREEMENT FOR THE
TRANSACTION OF ACQUISITION BY CASH WITH ISSUANCE OF
SHARES
PROPOSAL #19: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #20: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 AND ARTICLE 43 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #21: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #22: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #23: APPROVE AUDIT REPORT, ASSET APPRAISAL ISSUER YES FOR FOR
REPORT, APPRAISAL REVIEW, FINANCIAL STATEMENTS, AND
REVIEW REPORT OF THE TRANSACTION
PROPOSAL #24: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #25: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THE TRANSACTION OF ACQUISITION BY
CASH WITH ISSUANCE OF SHARES AND RAISING SUPPORTING
FUND
PROPOSAL #26: APPROVE THE RESTRUCTURING CAUSED BY THE ISSUER YES FOR FOR
TRANSACTION OF ACQUISITION BY CASH WITH ISSUANCE OF
SHARES AND RAISING SUPPORTING FUNDS MAY DILUTE THE
RISK OF IMMEDIATE EARNINGS OF SHARES AND FILL THE
RETURN ARRANGEMENT
PROPOSAL #27: APPROVE REVIEW ON PRICING BASIS TO BE ISSUER YES FOR FOR
FAIR AND REASONABLE FOR THE ACQUISITION BY CASH WITH
ISSUANCE OF SHARES AND RAISING SUPPORTING FUNDS
PROPOSAL #28: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ACQUISITION BY CASH
WITH ISSUANCE OF SHARES AND RAISING SUPPORTING FUNDS
PROPOSAL #29: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER YES FOR FOR
(REVISED)
ISSUER: Hubei Xinyangfeng Fertilizer Co. Ltd.
TICKER: 000902 CUSIP: Y1427T102
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Hubei Xinyangfeng Fertilizer Co. Ltd.
TICKER: 902 CUSIP: Y1427T102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Hudaco Industries Ltd.
TICKER: HDC CUSIP: S36300101
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT GRAHAM DUNFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LOUIS MEIRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT BDO SOUTH AFRICA INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND REAPPOINT VANESSA DE
VILLIERS AS THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #4.2: RE-ELECT NYAMI MANDINDI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #4.3: RE-ELECT MARK THOMPSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: AMEND HUDACO INDUSTRIES LIMITED SHARE ISSUER YES FOR FOR
APPRECIATION PLAN
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORISE BOARD TO ISSUE AUTHORISED BUT ISSUER YES FOR FOR
UNISSUED ORDINARY SHARES
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Huizhou Desay SV Automotive Co., Ltd.
TICKER: 002920 CUSIP: Y374EM108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE REMUNERATION PLAN OF DIRECTORS ISSUER NO N/A N/A
AND SUPERVISORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
ISSUER: Huizhou Speed Wireless Technology Co., Ltd.
TICKER: 300322 CUSIP: Y3736D109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REVIEW ON EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE CREDIT LINE BANK APPLICATION BY ISSUER YES FOR FOR
JIANGSU KYLE BIOMETRIC TECHNOLOGY CO., LTD. AND
PROVISION OF ITS GUARANTEE
PROPOSAL #9: APPROVE CREDIT LINE BANK APPLICATION BY ISSUER YES FOR FOR
SUZHOU KEYANG OPTOELECTRONICS TECHNOLOGY CO., LTD.
AND PROVISION OF ITS GUARANTEE
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #14: APPROVE DEFERRING A PORTION OF THE ISSUER YES FOR FOR
PAYMENT FOR STOCK TRANSFER TO LU WEI
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Huizhou Speed Wireless Technology Co., Ltd.
TICKER: 300322 CUSIP: Y3736D109
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Huludao Zinc Industry Co., Ltd.
TICKER: 000751 CUSIP: Y37615104
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION SUPPLEMENT
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN PROVISION BY COMPANY'S MAJOR
SHAREHOLDER
ISSUER: Huludao Zinc Industry Co., Ltd.
TICKER: 751 CUSIP: Y37615104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Human Soft Holding Co. KSCC
TICKER: HUMANSOFT CUSIP: M5299Z107
MEETING DATE: 4/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE SPECIAL REPORT ON VIOLATIONS AND ISSUER YES FOR FOR
PENALTIES
PROPOSAL #5: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #6: APPROVE AUDIT COMMITTEE REPORT FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE TRANSFER OF KWD 1,000 OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE FOR FY 2018
PROPOSAL #8: APPROVE TRANSFER OF KWD 1,000 OF NET ISSUER YES FOR FOR
INCOME TO OPTIONAL RESERVE FOR FY 2018
PROPOSAL #9: APPROVE DIVIDENDS OF KWD 0.185 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #10: APPROVE REMUNERATION REPORT FOR FY 2018 ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
KWD 200,000
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES FOR FOR
FY 2018 AND FY 2019
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #15: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Human Soft Holding Co. KSCC
TICKER: HUMANSOFT CUSIP: M5299Z107
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
ISSUER: Humanwell Healthcare (Group) Co., Ltd.
TICKER: 600079 CUSIP: Y9716L102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIES BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE ADJUSTMENTS ON 2018 GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
ISSUER: Humanwell Healthcare (Group) Co., Ltd.
TICKER: 600079 CUSIP: Y9716L102
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.3: APPROVE PRICE OF SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SCALE AND AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.5: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.6: APPROVE USAGE OF SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #7: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PAR VALUE, SCALE AND MANNER ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE BOND INTEREST RATE AND DEBT ISSUER YES FOR FOR
SERVICE
PROPOSAL #7.3: APPROVE BOND TERMS AND OTHER SPECIFIC ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #7.4: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE TARGET PARTIES AND ARRANGEMENT ISSUER YES FOR FOR
TO SHAREHOLDERS
PROPOSAL #7.6: APPROVE GUARANTEE SITUATION ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE REDEMPTION AND RESALE ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #7.9: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #7.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Humanwell Healthcare (Group) Co., Ltd.
TICKER: 600079 CUSIP: Y9716L102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS, AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE FORMULATION OF CODE OF CONDUCT ISSUER YES FOR FOR
OF CONTROLLING SHAREHOLDER AND ACTUAL CONTROLLERS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Hunan Aihua Group Co., Ltd.
TICKER: 603989 CUSIP: Y3761D107
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
HANDLING OF BUSINESS REGISTRATION CHANGES
ISSUER: Hunan Aihua Group Co., Ltd.
TICKER: 603989 CUSIP: Y3761D107
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES AGAINST AGAINST
CONVERSION PRICE FOR AIHUA CONVERTIBLE BONDS
ISSUER: Hunan Aihua Group Co., Ltd.
TICKER: 603989 CUSIP: Y3761D107
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT AI LIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ANAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YIN BAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT AI LIYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GU QUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT XU LIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XIONG XIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG YUANBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHAO XINGUO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hunan Aihua Group Co., Ltd.
TICKER: 603989 CUSIP: Y3761D107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2019 DAILY RELATED-PARTY
PROPOSAL #6: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Hunan Corun New Energy Co., Ltd.
TICKER: 600478 CUSIP: Y1295J103
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE VIA BIDDING ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD AND PURPOSE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE TO SUBSIDIARY ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY'S ISSUANCE OF DEBT FINANCING
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #6.1: APPROVE TRANSACTION PARTIES SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: APPROVE TRANSACTION PRICE AND PRICING SHAREHOLDER YES FOR FOR
BASIS
PROPOSAL #6.3: APPROVE PAYMENT METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #6.4: APPROVE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #6.5: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #6.6: APPROVE PRICE REFERENCE DATE AND SHAREHOLDER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #6.7: APPROVE ISSUE SIZE SHAREHOLDER YES FOR FOR
PROPOSAL #6.8: APPROVE CONTRACTUAL OBLIGATIONS AND SHAREHOLDER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #6.9: APPROVE DISTRIBUTION OF CUMULATIVE SHAREHOLDER YES FOR FOR
EARNINGS
PROPOSAL #6.10: APPROVE LOCK-UP PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6.11: APPROVE TRANSFER OF OWNERSHIP SHAREHOLDER YES FOR FOR
PROCEDURES
PROPOSAL #6.12: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #6.13: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6.14: APPROVE AUTHORIZATION TO THE BOARD OF SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DRAFT AND SUMMARY ON ACQUISITION SHAREHOLDER YES FOR FOR
BY ISSUANCE OF SHARES AND RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHAREHOLDER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL SHAREHOLDER YES FOR FOR
SUPPLEMENTARY ACQUISITION BY ISSUANCE OF SHARES
AGREEMENT
PROPOSAL #10: APPROVE THIS TRANSACTION CONSTITUTES AS SHAREHOLDER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, REVIEW SHAREHOLDER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE SHAREHOLDER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE APPOINTING INTERMEDIARIES FOR SHAREHOLDER YES FOR FOR
THIS TRANSACTION
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE RE-ADJUSTMENTS ON USAGE OF SHAREHOLDER YES FOR FOR
RAISED FUNDS
PROPOSAL #19.1: ELECT YANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT XU ZHIHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hunan Corun New Energy Co., Ltd.
TICKER: 600478 CUSIP: Y1295J103
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE PARTICIPATION IN CAPITAL ISSUER YES FOR FOR
INCREASE OF ASSOCIATE COMPANY
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hunan Corun New Energy Co., Ltd.
TICKER: 600478 CUSIP: Y1295J103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF INDEPENDENT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DUTY PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE GUARANTEE PROVISION FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #15.1: ELECT ZHANG TAOWEI AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
ISSUER: Hunan Dakang International Food & Agriculture Co., Ltd.
TICKER: 2505 CUSIP: Y3759G104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE PAYMENT OF REMUNERATION AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #11: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: ELECT SHEN WEIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hunan Er-Kang Pharmaceutical Co., Ltd.
TICKER: 300267 CUSIP: Y37602102
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Hunan Er-Kang Pharmaceutical Co., Ltd.
TICKER: 300267 CUSIP: Y37602102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #12: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #14: ELECT QI YANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hunan Friendship & Apollo Commercial Co., Ltd.
TICKER: 2277 CUSIP: Y3R604106
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
ISSUER: Hunan Friendship & Apollo Commercial Co., Ltd.
TICKER: 2277 CUSIP: Y3R604106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hunan Friendship & Apollo Commercial Co., Ltd.
TICKER: 2277 CUSIP: Y3R604106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL, ISSUER YES FOR FOR
INCREASE IN BUSINESS SCOPE, AND AMENDMENTS TO
ARTICLES OF ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14.1: ELECT HU ZIJING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT CHEN XIHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT CUI XIANGDONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.4: ELECT XU HUIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT CHEN XUEWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT LONG GUIYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.7: ELECT HU SHUOXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT CHEN GONGRONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT DENG ZHONGHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT WANG YUANMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT YAN HONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT YANG QIZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT YANG YUKUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hunan Gold Corp. Ltd.
TICKER: 002155 CUSIP: Y1328M107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE 2018 AND 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GOLD FINANCE LEASE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGES IN REGISTERED ADDRESS ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER YES FOR FOR
GOLD CAVE MINING CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER YES FOR FOR
XINLONG MINING CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Hunan Gold Corporation Limited
TICKER: 002155 CUSIP: Y1328M107
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG QIFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN ZELV AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN JIANQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI ZHONGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN GONGRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT RAO YULEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU YUQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG CAIHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT LIU JINLIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hunan Investment (Group) Co. Ltd.
TICKER: 000548 CUSIP: Y1293S105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: APPROVE ADJUSTMENT ON LIUYANG FORTUNE ISSUER YES FOR FOR
NEW CITY INVESTMENT PLAN
PROPOSAL #12.1: ELECT LIU LINPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT CHEN XIAOSONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.3: ELECT PEI JIANKE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT HU LIANYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT CHEN KEKE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT LI MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT TANG HONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT ZHOU FUSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHOU LAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHANG BIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT CHEN LIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hunan Jingfeng Pharmaceutical Co., Ltd.
TICKER: 908 CUSIP: Y3769F104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL CREDIT LINE ISSUER YES FOR FOR
APPLICATIONS
PROPOSAL #2: ELECT BI YUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hunan Jingfeng Pharmaceutical Co., Ltd.
TICKER: 908 CUSIP: Y3769F104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: AMEND MANAGEMENT METHOD OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #14: AMEND MANAGEMENT METHOD OF FINANCING ISSUER YES FOR FOR
AND EXTERNAL GUARANTEE
PROPOSAL #15: AMEND MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #16: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENT
ISSUER: Hunan Mendale Hometextile Co., Ltd.
TICKER: 002397 CUSIP: Y3766Y106
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3.1: ELECT JIANG TIANWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI JIANWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LI JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHANG AICHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT LI JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT TU YUNHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT WU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT XIAO HAIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT WAN PING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT GUAN JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CHEN HAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PENG WEIGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Hunan Mendale Hometextile Co., Ltd.
TICKER: 002397 CUSIP: Y3766Y106
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.2: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.3: APPROVE AMOUNT AND SOURCE OF FUNDS OF ISSUER YES FOR FOR
SHARE REPURCHASE PLAN
PROPOSAL #2.4: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE PLAN
PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #5: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS ON PERFORMANCE SHARES
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
ISSUER: Hunan Mendale Hometextile Co., Ltd.
TICKER: 2397 CUSIP: Y3766Y106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Hunan Nanling Industrial Explosive Materials Co., Ltd.
TICKER: 002096 CUSIP: Y3766X108
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN JIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT MENG JIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LV CHUNXU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG JIANHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG QIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZOU QIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DAI XIAOFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XU LIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YAN JIGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN BIHAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG XIAOCUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hunan Nanling Industry Explosive Material Co. Ltd.
TICKER: 002096 CUSIP: Y3766X108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT WITH RELATED PARTY
PROPOSAL #10: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 ANNUAL DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS' REMUNERATION ASSESSMENT SETTLEMENT
PROPOSAL #13: APPROVE 2019 ANNUAL DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS' REMUNERATION TRIAL METHOD
PROPOSAL #14: ELECT ZHENG LIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Hunan Tianrun Digital Entertainment & Cultural Media Co., Ltd.
TICKER: 002113 CUSIP: Y37674101
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF CREDITOR'S RIGHTS ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #2: APPROVE TRANSFER OF CREDITOR'S RIGHTS TO ISSUER YES FOR FOR
RELATED PARTY
ISSUER: Hunan TV & Broadcast Intermediary Co., Ltd.
TICKER: 000917 CUSIP: Y37672105
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF HUNAN SHENGTE LUOPEI ENTERPRISE MANAGEMENT CO.,
PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY GUANGZHOU YUNHONG ADVERTISING
CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY JIANGSU YUNHONG AVENUE
ADVERTISING CO., LTD.
ISSUER: Hunan TV & Broadcast Intermediary Co., Ltd.
TICKER: 917 CUSIP: Y37672105
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF SHORT-TERM IDLE FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEED FINANCIAL PRODUCTS
ISSUER: Hunan TV & Broadcast Intermediary Co., Ltd.
TICKER: 917 CUSIP: Y37672105
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FU WEIGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Hunan TV & Broadcast Intermediary Co., Ltd.
TICKER: 917 CUSIP: Y37672105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Hunan Valin Steel Co., Ltd.
TICKER: 932 CUSIP: Y3767Q102
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Hunan Valin Steel Co., Ltd.
TICKER: 932 CUSIP: Y3767Q102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CAO ZHIQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YI ZUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHOU YINGQI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT XIAO JI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YANG XIANGHONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.6: ELECT LUO GUIQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GUAN BINGCHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG JIANPING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XIE LING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: ELECT REN MAOHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT TANG JIANHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hunan Valin Steel Co., Ltd.
TICKER: 000932 CUSIP: Y3767Q102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES AGAINST AGAINST
ASSET RESTRUCTURE AND ACQUISITION BY CASH AND
ISSUANCE OF SHARES
PROPOSAL #2: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTION
PROPOSAL #3.1: APPROVE TYPE AND PAR VALUE ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: APPROVE TARGET ASSETS AND PAYMENT ISSUER YES AGAINST AGAINST
METHOD
PROPOSAL #3.4: APPROVE PRICING PRINCIPLES AND ISSUER YES AGAINST AGAINST
TRANSACTION PRICE
PROPOSAL #3.5: APPROVE CONSIDERATION PAYMENT ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: APPROVE PRICING METHOD AND ISSUANCE ISSUER YES AGAINST AGAINST
PRICE
PROPOSAL #3.7: APPROVE ADJUSTMENT MECHANISM FOR ISSUER YES AGAINST AGAINST
ISSUANCE PRICE
PROPOSAL #3.8: APPROVE ACQUISITION AMOUNT, PAYMENT ISSUER YES AGAINST AGAINST
CONSIDERATION AND ISSUE SIZE
PROPOSAL #3.9: APPROVE LOCK-UP PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #3.10: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES AGAINST AGAINST
ARRANGEMENTS
PROPOSAL #3.11: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES AGAINST AGAINST
EARNINGS
PROPOSAL #3.12: APPROVE DELIVERY ARRANGEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #3.13: APPROVE LISTING EXCHANGE ISSUER YES AGAINST AGAINST
PROPOSAL #3.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON ACQUISITION ISSUER YES AGAINST AGAINST
BY CASH AND ISSUANCE OF SHARES AND RELATED-PARTY
TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL ISSUER YES AGAINST AGAINST
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES AGAINST AGAINST
SUPPLEMENTARY ACQUISITION BY CASH AND ISSUANCE OF
SHARES AGREEMENT
PROPOSAL #7: APPROVE RELEVANT FINANCIAL REPORT AND ISSUER YES AGAINST AGAINST
ASSET EVALUATION REPORT
PROPOSAL #8: APPROVE THIS TRANSACTION DOES NOT ISSUER YES AGAINST AGAINST
CONSTITUTE AS MAJOR LISTING
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES AGAINST AGAINST
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES AGAINST AGAINST
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES AGAINST AGAINST
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL RELATED MATTERS
ISSUER: Hunan Valin Steel Co., Ltd.
TICKER: 932 CUSIP: Y3767Q102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CAPITAL INJECTION FOR HUNAN ISSUER YES FOR FOR
VALIN STEEL GROUP FINANCE CO., LTD.
ISSUER: Hundsun Technologies, Inc.
TICKER: 600570 CUSIP: Y3041V109
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF LIMITED ISSUER YES FOR FOR
PARTNERSHIP WITH RELATED PARTY
PROPOSAL #2: AMEND OVERALL PLAN FOR FINANCIAL ISSUER YES FOR FOR
PRODUCTS INVESTMENT
ISSUER: Hundsun Technologies, Inc.
TICKER: 600570 CUSIP: Y3041V109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ITS ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8.1: ELECT JING XIANDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT HAN XINYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT ZHU CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT HU XI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT PENG ZHENGGANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT JIANG JIANSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.1: ELECT LIU SHUFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT DING WEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT GUO TIANYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LIU LANYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT LIU XIAOLUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT HUANG CHENLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT ZHAO YING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Hung Poo Real Estate Development Co. Ltd.
TICKER: 2536 CUSIP: Y37808105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR LOANING OF FUNDS ISSUER YES FOR FOR
AND MAKING OF ENDORSEMENT AND GUARANTEES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE REPEAL OF THE RULE AND DUTIES OF ISSUER YES FOR FOR
SUPERVISORS ESTABLISHMENT PROPOSAL
PROPOSAL #8.1: ELECT J.H. TUAN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
0000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT A REPRESENTATIVE OF FU-TA ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD WITH SHAREHOLDER NO. 0000013, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT A REPRESENTATIVE OF HUA-ZHAN ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD WITH SHAREHOLDER NO. 0000012, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT A REPRESENTATIVE OF FU-YI ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD WITH SHAREHOLDER NO. 0001712, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT B.S. LI WITH ID NO. T221483XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT J.R. WU WITH ID NO. G220208XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT K.L. YEN WITH ID NO. K120788XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Hung Sheng Construction Co., Ltd.
TICKER: 2534 CUSIP: Y3780S101
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE CAPITAL REDUCTION VIA CASH ISSUER YES FOR FOR
RETURN
ISSUER: Huolinhe Opencut Coal Industry Corp. Limited of Inner Mongolia
TICKER: 002128 CUSIP: Y3772Z105
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF 2018 INVESTMENT ISSUER YES FOR FOR
PLAN
ISSUER: Huolinhe Opencut Coal Industry Corp. Limited of Inner Mongolia
TICKER: 002128 CUSIP: Y3772Z105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
ISSUER: Huolinhe Opencut Coal Industry Corp. Limited of Inner Mongolia
TICKER: 2128 CUSIP: Y3772Z105
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Huolinhe Opencut Coal Industry Corp. Ltd. of Inner Mongolia
TICKER: 002128 CUSIP: Y3772Z105
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HE HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI RI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO XINYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHANG ZHENPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Huolinhe Opencut Coal Industry Corp. Ltd. of Inner Mongolia
TICKER: 2128 CUSIP: Y3772Z105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF SHANXI YOUYU GAOJIAPU WIND POWER PROJECT
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Huolinhe Opencut Coal Industry Corp. Ltd. of Inner Mongolia
TICKER: 2128 CUSIP: Y3772Z105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF DOMESTIC ISSUER YES FOR FOR
FACTORING BUSINESS
PROPOSAL #10: APPROVE FACTORING BUSINESS WITH ISSUER YES FOR FOR
NATIONAL NUCLEAR COMMERCIAL FACTORING CO., LTD.
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE HANDLING DEPOSITS, CREDITS, ISSUER YES FOR FOR
SETTLEMENTS WITH NATIONAL POWER INVESTMENT GROUP
FINANCE CO., LTD.
PROPOSAL #13: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Huolinhe Opencut Coal Industry Corporation Limited of Inner Mongolia
TICKER: 002128 CUSIP: Y3772Z105
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY CASH AND ISSUANCE OF
SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSET PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE
PROPOSAL #2.6: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PRICE ADJUSTMENT PARTIES ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE EFFECTIVITY CONDITIONS OF THE ISSUER YES FOR FOR
PRICE ADJUSTMENT
PROPOSAL #2.9: APPROVE PRICE ADJUSTMENT PERIOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE TRIGGER CONDITIONS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PRICE ADJUSTMENT REFERENCE ISSUER YES FOR FOR
DATE
PROPOSAL #2.12: APPROVE ISSUE PRICE ADJUSTMENT ISSUER YES FOR FOR
MECHANISM
PROPOSAL #2.13: APPROVE ISSUE SIZE ADJUSTMENT ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE EXCLUSION AND EX-DIVIDEND ISSUER YES FOR FOR
FROM THE PRICING ADJUSTMENT REFERENCE DATE TO THE
PROPOSAL #2.15: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE OVERALL PLAN IN CONNECTION TO ISSUER YES FOR FOR
RAISING OF SUPPORTING FUNDS
PROPOSAL #2.20: APPROVE SHARE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING OF SUPPORTING FUNDS
PROPOSAL #2.21: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN CONNECTION TO RAISING OF SUPPORTING
FUNDS
PROPOSAL #2.22: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE IN CONNECTION TO
RAISING OF SUPPORTING FUNDS
PROPOSAL #2.23: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
RAISING OF SUPPORTING FUNDS
PROPOSAL #2.24: APPROVE LOCK-UP PERIOD IN CONNECTION ISSUER YES FOR FOR
TO RAISING OF SUPPORTING FUNDS
PROPOSAL #2.25: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.26: APPROVE LISTING EXCHANGE IN ISSUER YES FOR FOR
CONNECTION TO RAISING OF SUPPORTING FUNDS
PROPOSAL #2.27: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO RAISING OF SUPPORTING FUNDS
PROPOSAL #3: APPROVE REPORT (REVISED DRAFT) AND ISSUER YES FOR FOR
SUMMARY ON COMPANY'S ACQUISITION BY CASH AND ISSUANCE
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE SECOND SUPPLEMENTAL CONDITIONAL ISSUER YES FOR FOR
ASSET PURCHASE AGREEMENT
PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, APPRAISAL ISSUER YES FOR FOR
REPORT AND PRO FORMA REVIEW REPORT
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Huolinhe Opencut Coal Industry Corporation Limited of Inner Mongolia
TICKER: 002128 CUSIP: Y3772Z105
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF COMPANY
ISSUER: HY Energy Group Co. Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: ELECT WANG KAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: HY Energy Group Co. Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: HY Energy Group Co. Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: HY Energy Group Co. Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MAJOR ASSET DISPOSAL AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #1.1: APPROVE PRICING OF TARGET ASSET ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CONSIDERATION ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #1.4: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #1.5: APPROVE TREATMENT OF CREDITOR'S RIGHTS ISSUER YES FOR FOR
AND DEBTS
PROPOSAL #1.6: APPROVE EMPLOYEE AND STAFF HANDLING ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
MAJOR ASSET DISPOSAL
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR MAJOR ASSET ISSUER YES FOR FOR
DISPOSAL COMPLIES WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #10: APPROVE AUDIT REPORT, REVIEW REPORT AND ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
ISSUER: HY Energy Group Co. Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MUTUAL GUARANTEE BETWEEN THE ISSUER YES FOR FOR
COMPANY AND SUBSIDIARIES
PROPOSAL #8: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
APPLY FOR COMPREHENSIVE CREDIT LINE FROM FINANCIAL
INSTITUTIONS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10.1: ELECT ZHANG PEIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT XING XIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Hybio Pharmaceutical Co.. Ltd.
TICKER: 300199 CUSIP: Y3813D105
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF MORTGAGE COUNTER ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Hybio Pharmaceutical Co.. Ltd.
TICKER: 300199 CUSIP: Y3813D105
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND AMEND ARTICLES OF ASSOCIATION
AND HANDLING INDUSTRIAL AND COMMERCIAL CHANGE
REGISTRATION
PROPOSAL #3: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION AND HANDLING
INDUSTRIAL AND COMMERCIAL CHANGE REGISTRATION
PROPOSAL #4.1: ELECT ZENG SHAOGUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZENG SHAOQIANGI AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT YUAN JIANCHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT ZHU WENFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CAO DIEYUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LI YAO AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT TANG JIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZENG SHAOBIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Hybio Pharmaceutical Co.. Ltd.
TICKER: 300199 CUSIP: Y3813D105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN AS WELL AS REPURCHASE CANCELLATION OF
PERFORMANCE SHARES AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE EXTENSION OF INCREASE IN ISSUER YES FOR FOR
SHAREHOLDING BY DIRECTORS AND SENIOR MANAGERS IN THE
COMPANY
ISSUER: Hybio Pharmaceutical Co.. Ltd.
TICKER: 300199 CUSIP: Y3813D105
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EQUITY DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #8: ELECT ZENG SHAOBIN AND PINXIANG YU AS SHAREHOLDER YES AGAINST AGAINST
NON-INDEPENDENT DIRECTORS
PROPOSAL #9: ELECT LI QINGYANG AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10: APPROVE INVESTMENT IN ESTABLISHMENT OF SHAREHOLDER YES AGAINST AGAINST
COMPANY AND RELATED-PARTY TRANSACTION
ISSUER: Hybrid Kinetic Group Limited
TICKER: 1188 CUSIP: G4709W108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT HUANG CHUNHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT WANG CHUANTAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT LI ZHENGSHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT CHENG TAT WA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT LI JIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT CHAN SIN HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ZHONGHUI ANDA CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Hybrid Kinetic Group Ltd.
TICKER: 1188 CUSIP: G4709W108
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE GBS DISPOSAL AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Hypera SA
TICKER: HYPE3 CUSIP: P5230A101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: FIX NUMBER OF DIRECTORS AT NINE ISSUER NO N/A N/A
PROPOSAL #6: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALVARO STAINFELD LINK AS BOARD CHAIRMAN
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BERNARDO MALPICA HERNANDEZ AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BRENO TOLEDO PIRES DE OLIVEIRA AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DAVID COURY NETO AS INDEPENDENT DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ESTEBAN MALPICA FOMPEROSA AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLAIR JOSE CARRILHO AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HUGO BARRETO SODRE LEAL AS DIRECTOR
PROPOSAL #9.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUCIANA CAVALHEIRO FLEISCHNER AS DIRECTOR
PROPOSAL #9.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIA CAROLINA FERREIRA LACERDA AS INDEPENDENT
DIRECTOR
PROPOSAL #10: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Hypera SA
TICKER: HYPE3 CUSIP: P5230A101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE RENUMBERING OF ARTICLES AND ISSUER NO N/A N/A
CONSOLIDATE BYLAWS
PROPOSAL #3: AMEND BONUS MATCHING PLAN ISSUER NO N/A N/A
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER NO N/A N/A
ISSUER: Hyprop Investments Ltd.
TICKER: HYP CUSIP: S3723H102
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: ELECT ZULEKA JASPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WILHELM NAUTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BRETT TILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT THABO MOKGATLHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RE-ELECT LOUIS NORVAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: RE-ELECT GAVIN TIPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT THABO MOKGATLHA AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT GAVIN TIPPER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: ELECT ZULEKA JASPER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.4: RE-ELECT STEWART SHAW-TAYLOR AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED PARTIES
PROPOSAL #3.1a: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3.1b: APPROVE FEES OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1c: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.1d: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.1e: APPROVE FEES OF THE REMUNERATION AND ISSUER YES FOR FOR
NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #3.1f: APPROVE FEES OF THE REMUNERATION AND ISSUER YES FOR FOR
NOMINATION COMMITTEE MEMBERS
PROPOSAL #3.1g: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.1h: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.1i: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.1j: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.2: APPROVE ANNUAL INCREASE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS' FEES
PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Hytera Communications Corp Ltd
TICKER: 002583 CUSIP: Y3815M103
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PHASE 1 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Hytera Communications Corp. Ltd.
TICKER: 2583 CUSIP: Y3815M103
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ADJUSTMENTS ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Hytera Communications Corp. Ltd.
TICKER: 2583 CUSIP: Y3815M103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: APPROVE CHANGE OF LOCATION AND ISSUER YES FOR FOR
INVESTMENT STRUCTURE OF SOME FUNDRAISING PROJECTS
PROPOSAL #10: APPROVE PARTIAL CLOSURE OF FUNDRAISING ISSUER YES FOR FOR
PROJECTS AND USE OF EXCESS RAISED FUNDS TO REPLENISH
WORKING CAPITAL
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: HyUnion Holding Co., Ltd.
TICKER: 002537 CUSIP: Y71641107
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: HyUnion Holding Co., Ltd.
TICKER: 002537 CUSIP: Y71641107
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL USAGE OF ISSUER YES FOR FOR
SHARES FROM THE SHARE REPURCHASE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #6.1: ELECT LIU GUOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT WU YING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT DAI BING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT HONG XIAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT ZHOU JIANFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT FAN HOUYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: ELECT LI BEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT SUN ZHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT XU GUOLIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT ZHU HONGWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT ZHANG PENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT WAN MING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT YANG LIANGGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT WANG ZHIJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: HyUnion Holding Co., Ltd.
TICKER: 2537 CUSIP: Y71641107
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #7: APPROVE ENGAGEMENT IN CASH MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF LOAN GUARANTEE BY ISSUER YES FOR FOR
HUBEI HAILI MEIDA AUTOMOBILE CO., LTD. FOR THE BANK
MORTGAGES OF CAR BUYERS
PROPOSAL #9: APPROVE APPLICATION OF BANK FINANCING ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: APPROVE ADJUSTMENT ON THE USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #15: APPROVE CLOSURE OF FUNDRAISING PROJECTS ISSUER YES FOR FOR
AND USE OF EXCESS RAISED FUNDS TO REPURCHASE COMPANY
SHARES
PROPOSAL #16: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT DID NOT MEET THE FIRST
CONDITIONS FOR LIFTING THE RESTRICTED PERIOD
ISSUER: ICHIA Technologies, Inc.
TICKER: 2402 CUSIP: Y38573104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT, INDIVIDUAL ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: ICICI Lombard General Insurance Co. Ltd.
TICKER: 540716 CUSIP: Y3R55N101
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF STOCK OPTIONS TO WHOLE- ISSUER YES FOR FOR
TIME DIRECTORS INCLUDING MANAGING DIRECTOR AND CEO
UNDER ICICI LOMBARD EMPLOYEES STOCK OPTION SCHEME -
2005
ISSUER: ICICI Lombard General Insurance Co. Ltd.
TICKER: 540716 CUSIP: Y3R55N101
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ASHVIN PAREKH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF BHARGAV DASGUPTA AS MANAGING DIRECTOR AND CEO
ISSUER: ICICI Lombard General Insurance Company Limited
TICKER: 540716 CUSIP: Y3R55N101
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #4: APPROVE PKF SRIDHAR & SANTHANAM LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS & CHATURVEDI & CO., CHARTERED
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT VISHAL MAHADEVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
BHARGAV DASGUPTA AS MANAGING DIRECTOR AND CEO
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
ALOK KUMAR AGARWAL AS EXECUTIVE DIRECTOR - WHOLESALE
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SANJEEV MANTRI AS EXECUTIVE DIRECTOR - RETAIL
PROPOSAL #9: AMEND ICICI LOMBARD GENERAL INSURANCE ISSUER YES FOR FOR
COMPANY LIMITED EMPLOYEE STOCK OPTION SCHEME 2005
PROPOSAL #10: APPROVE GRANT OF STOCK OPTIONS TO THE ISSUER YES FOR FOR
EMPLOYEES/DIRECTORS OF PRESENT AND FUTURE HOLDING AND
SUBSIDIARY COMPANIES UNDER THE ICICI LOMBARD GENERAL
INSURANCE COMPANY LIMITED EMPLOYEE STOCK OPTION
SCHEME 2005
PROPOSAL #11: ELECT SANDEEP BAKHSHI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: ICICI Lombard General Insurance Company Limited
TICKER: 540716 CUSIP: Y3R55N101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT SANJEEV MANTRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VISHAKHA MULYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SANDEEP BATRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REVISION OF REMUNERATION OF ISSUER YES FOR FOR
BHARGAV DASGUPTA AS MANAGING DIRECTOR & CEO
PROPOSAL #8: APPROVE REVISION OF REMUNERATION OF ALOK ISSUER YES FOR FOR
KUMAR AGARWAL AS WHOLE-TIME DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR - WHOLESALE
PROPOSAL #9: APPROVE REVISION OF REMUNERATION OF ISSUER YES FOR FOR
SANJEEV MANTRI AS WHOLE-TIME DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR - RETAIL
ISSUER: ICICI Prudential Life Insurance Co. Ltd.
TICKER: 540133 CUSIP: Y3R595106
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
N. S. KANNAN AS MANAGING DIRECTOR & CEO
PROPOSAL #2: ELECT SANDEEP BAKHSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
PUNEET NANDA AS EXECUTIVE DIRECTOR DESIGNATED AS
DEPUTY MANAGING DIRECTOR
ISSUER: IDBI Bank Limited
TICKER: 500116 CUSIP: Y40172119
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE STATUTORY CENTRAL AUDITORS AND ISSUER YES FOR FOR
BRANCH STATUTORY AUDITOR AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT BHUWANCHANDRA B. JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SAMARESH PARIDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JAMBUNATHAN NARAYANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SUDHIR SHYAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT B. SRIRAM AS MANAGING DIRECTOR AND ISSUER YES FOR FOR
CEO
ISSUER: IDBI Bank Ltd.
TICKER: 500116 CUSIP: Y40172119
MEETING DATE: 10/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
LIFE INSURANCE CORPORATION OF INDIA ON A PREFERENTIAL
ISSUER: IDBI Bank Ltd.
TICKER: 500116 CUSIP: Y40172119
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES AGAINST AGAINST
LIFE INSURANCE CORPORATION OF INDIA ON PREFERENTIAL
PROPOSAL #2: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND MEMORANDUM AND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE RECLASSIFICATION OF LIFE ISSUER YES AGAINST AGAINST
INSURANCE CORPORATION AS PROMOTER OF THE BANK
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: IDFC Bank Ltd.
TICKER: 539437 CUSIP: Y3R5A4107
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANINDITA SINHARAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT
PROPOSAL #6: REELECT ABHIJIT SEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT VEENA MANKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT AJAY SANDHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT RAJAN ANANDAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJIV B. LALL AS MANAGING DIRECTOR & CHIEF
EXECUTIVE OFFICER
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: IDFC Bank Ltd.
TICKER: 539437 CUSIP: Y3R5A4107
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPOSITE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: IDFC Bank Ltd.
TICKER: 539437 CUSIP: Y3R5A4107
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
ISSUER: IDFC Ltd
TICKER: 532659 CUSIP: Y40805114
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SOUMYAJIT GHOSH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: REELECT VINOD RAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SECURITIES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: IEI Integration Corp.
TICKER: 3022 CUSIP: Y38586106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE CAPITAL DECREASE VIA CASH ISSUER YES FOR FOR
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: IFCI Ltd.
TICKER: 500106 CUSIP: Y8743E123
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT KIRAN SAHDEV AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT N BALAKRISHNAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT ARVIND SAHAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #8: APPROVE ISSUANCE OF CUMULATIVE ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES ON PRIVATE PLACEMENT
ISSUER: Iflytek Co., Ltd.
TICKER: 2230 CUSIP: Y013A6101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #11: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #12: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: IGB Real Estate Investment Trust
TICKER: 5227 CUSIP: Y3865M102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF UNITHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ISSUANCE OF UNITS TO MANAGER AS ISSUER YES FOR FOR
MANAGEMENT FEE UNIT
ISSUER: Iguatemi Empresa de Shopping Centers S.A
TICKER: IGTA3 CUSIP: P5352J104
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT BERNARDO PARNES AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Iguatemi Empresa de Shopping Centers SA
TICKER: IGTA3 CUSIP: P5352J104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Iguatemi Empresa de Shopping Centers SA
TICKER: IGTA3 CUSIP: P5352J104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 14 ISSUER NO N/A N/A
ISSUER: IHH Healthcare Bhd.
TICKER: 5225 CUSIP: Y374AH103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHAMMED AZLAN BIN HASHIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT BHAGAT CHINTAMANI ANIRUDDHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT KOJI NAGATOMI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT TAKESHI SAITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES AND OTHER ISSUER YES FOR FOR
BENEFITS
PROPOSAL #7: APPROVE DIRECTORS' FEES AND OTHER ISSUER YES FOR FOR
BENEFITS TO COMPANY'S SUBSIDIARIES
PROPOSAL #8: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ALLOCATION OF UNITS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES TO TAN SEE LENG UNDER THE LONG
TERM INCENTIVE PLAN (LTIP)
PROPOSAL #11: APPROVE ALLOCATION OF UNITS AND ISSUER YES FOR FOR
ISSUANCE OF SHARES TO MEHMET ALI AYDINLAR UNDER THE
LONG TERM INCENTIVE PLAN (LTIP)
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: IIFL Holdings Limited
TICKER: IIFL CUSIP: Y3914X109
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT R VENKATARAMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES AGAINST AGAINST
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: IIFL Holdings Ltd.
TICKER: 532636 CUSIP: Y3914X109
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: IJM Corp. Bhd.
TICKER: 3336 CUSIP: Y3882M101
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TAN BOON SENG @ KRISHNAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT HAMZAH BIN HASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GOH TIAN SUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ALINA BINTI RAJA MUHD ALIAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT TAN TING MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ABDUL HALIM BIN ALI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BENEFITS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FEES AND ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
OF SUBSIDIARIES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: iKang Healthcare Group, Inc.
TICKER: KANG CUSIP: 45174L108
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
ISSUER: IKD Co., Ltd.
TICKER: 600933 CUSIP: Y385H9100
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 3 ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: IKD Co., Ltd.
TICKER: 600933 CUSIP: Y385H9100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: IMPACT Growth Real Estate Investment Trust
TICKER: IMPACT CUSIP: Y38852110
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Impala Platinum Holdings Ltd.
TICKER: IMP CUSIP: S37840113
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.1: ELECT DAWN EARP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT UDO LUCHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT MPHO NKELI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT PRESTON SPECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT BERNARD SWANEPOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DAWN EARP AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: RE-ELECT PETER DAVEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT PRESTON SPECKMANN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE ISSUE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE LONG-TERM INCENTIVE PLAN
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Imperial Holdings Ltd.
TICKER: IPL CUSIP: S38127122
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ALL THE ISSUED ISSUER YES FOR FOR
PREFERENCE SHARES FROM THE PREFERENCE SHAREHOLDERS
PROPOSAL #2: APPROVE ACQUISITION OF MORE THAN FIVE ISSUER YES FOR FOR
PERCENT OF THE ISSUED PREFERENCE SHARES
ISSUER: Imperial Holdings Ltd.
TICKER: IPL CUSIP: S38127122
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNBUNDLING IN TERMS OF SECTION ISSUER YES FOR FOR
112 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
IMPERIAL LOGISTICS LIMITED AND AMEND MEMORANDUM OF
INCORPORATION
PROPOSAL #1: AMEND EXISTING SHARE SCHEMES ISSUER YES FOR FOR
ISSUER: Imperial Holdings Ltd.
TICKER: IPL CUSIP: S38127122
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND APPOINT MLE TSHABALALA AS THE
DESIGNATED PARTNER
PROPOSAL #3.1: RE-ELECT GRAHAM DEMPSTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT RODDY SPARKS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: ELECT PETER COOPER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.1: RE-ELECT PETER COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT PHUMZILE LANGENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT THEMBISA SKWEYIYA (DINGAAN) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #7.1: APPROVE FEES OF THE CHAIRPERSON ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE FEES OF THE DEPUTY CHAIRPERSON ISSUER YES FOR FOR
AND LEAD INDEPENDENT DIRECTOR
PROPOSAL #7.3: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE FEES OF THE ASSETS AND ISSUER YES FOR FOR
LIABILITIES COMMITTEE CHAIRPERSON
PROPOSAL #7.5: APPROVE FEES OF THE ASSETS AND ISSUER YES FOR FOR
LIABILITIES COMMITTEE MEMBER
PROPOSAL #7.6: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #7.7: APPROVE FEES OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.8: APPROVE FEES OF THE DIVISIONAL BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #7.9: APPROVE FEES OF THE DIVISIONAL FINANCE ISSUER YES FOR FOR
AND RISK COMMITTEE MEMBER
PROPOSAL #7.10: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #7.11: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.12: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRPERSON
PROPOSAL #7.13: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.14: APPROVE FEES OF THE SOCIAL, ETHICS ISSUER YES FOR FOR
AND SUSTAINABILITY COMMITTEE CHAIRPERSON
PROPOSAL #7.15: APPROVE FEES OF THE SOCIAL, ETHICS ISSUER YES FOR FOR
AND SUSTAINABILITY COMMITTEE MEMBER
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
ISSUER: Inari Amertron Bhd.
TICKER: 0166 CUSIP: Y3887U108
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT KEMALA PAHANG TENGKU HAJJAH AISHAH ISSUER YES FOR FOR
BTE SULTAN HAJI AHMAD SHAH AS DIRECTOR
PROPOSAL #4: ELECT THONG KOK KHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WONG GIAN KUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PHANG AH TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GRANT THORNTON MALAYSIA AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GRANT OF ESOS OPTIONS TO PHANG ISSUER YES AGAINST AGAINST
AH TONG
ISSUER: India Cements Ltd.
TICKER: 530005 CUSIP: Y39167153
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT M. R. KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT SUNEEL BABU GOLLAPALLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT N. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BASAVARAJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LAKSHMI APARNA SREEKUMAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT SANDHYA RAJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Indiabulls Housing Finance Ltd.
TICKER: 535789 CUSIP: Y3R12A119
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT GAGAN BANGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT SUBHASH SHEORATAN MUNDRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #8: REELECT GYAN SUDHA MISRA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Indiabulls Real Estate Limited
TICKER: 532832 CUSIP: Y3912A101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Indiabulls Real Estate Ltd.
TICKER: 532832 CUSIP: Y3912A101
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT NARENDRA GEHLAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT GYAN SUDHA MISRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Indiabulls Ventures Limited
TICKER: 532960 CUSIP: Y3912B109
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF STOCK BROKING BUSINESS ISSUER YES FOR FOR
UNDERTAKING OF THE COMPANY IN FAVOUR OF INDIABULLS
SECURITIES LIMITED
ISSUER: Indiabulls Ventures Ltd.
TICKER: 532960 CUSIP: Y3912B109
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT PINANK JAYANT SHAH AS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE WALKER CHANDIOK & CO LLP, ISSUER YES AGAINST AGAINST
CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES (NCDS) AND/OR BONDS ON A PRIVATE PLACEMENT
BASIS
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: ELECT ABHAYA PRASAD HOTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Indiabulls Ventures Ltd.
TICKER: 532960 CUSIP: Y3912B109
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMPULSORILY ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES TO FOREIGN INVESTORS
ISSUER: Indian Bank
TICKER: 532814 CUSIP: Y39228112
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE EMPLOYEE SHARE PURCHASE SCHEME ISSUER YES FOR FOR
(INDBANK-ESPS)
ISSUER: Indian Bank
TICKER: 532814 CUSIP: Y39228112
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: Indian Hotels Co. Ltd.
TICKER: 500850 CUSIP: Y3925F147
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT PUNEET CHHATWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VENU SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEHERNOSH KAPADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Indian Oil Corp. Ltd.
TICKER: 530965 CUSIP: Y3925Y112
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND CONFIRM ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #3: REELECT G. K. SATISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT B. V. RAMA GOPAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RANJAN KUMAR MOHAPATRA AS DIRECTOR ISSUER YES FOR FOR
(HUMAN RESOURCE)
PROPOSAL #6: ELECT VINOO MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SAMIRENDRA CHATTERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHITTA RANJAN BISWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT JAGDISH KISHWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SANKAR CHAKRABORTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT D. S. SHEKHAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ISSUANCE OF SECURED/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES/BONDS ON
PRIVATE PLACEMENT BASIS
PROPOSAL #14: ELECT GURMEET SINGH AS DIRECTOR SHAREHOLDER YES AGAINST N/A
PROPOSAL #15: ELECT AKSHAY KUMAR SINGH AS DIRECTOR SHAREHOLDER YES AGAINST N/A
ISSUER: Indian Overseas Bank
TICKER: 532388 CUSIP: Y39282119
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Indian Overseas Bank
TICKER: 532388 CUSIP: Y39282119
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Indian Overseas Bank Ltd.
TICKER: IOB CUSIP: Y39282119
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE EMPLOYEE STOCK PURCHASE SCHEME ISSUER YES AGAINST AGAINST
ISSUER: Indorama Ventures Public Co. Ltd.
TICKER: IVL CUSIP: Y39742112
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT AMIT LOHIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT ALOKE LOHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SRI PRAKASH LOHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SUCHITRA LOHIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT SANJAY AHUJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE INCREASE IN SIZE OF BOARD AND ISSUER YES FOR FOR
ELECT TEVIN VONGVANICH AS DIRECTOR
PROPOSAL #6.2: APPROVE INCREASE IN SIZE OF BOARD AND ISSUER YES FOR FOR
ELECT YASHOVARDHAN LOHIA AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Indraprastha Gas Ltd.
TICKER: 532514 CUSIP: Y39881126
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAMESH SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT SATYABRATA BAIRAGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAJIV SIKKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJIV SIKKA AS DIRECTOR (COMMERCIAL)
PROPOSAL #8: REELECT RAGHU NAYYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT SUDHA SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS WITH GAIL (INDIA) LIMITED
ISSUER: Industrial & Commercial Bank of China Limited
TICKER: 1398 CUSIP: Y3990B104
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FIXED ASSET INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
EXTERNAL AUDITORS AND KPMG HUAZHEN LLP AS INTERNAL
CONTROL AUDITORS
PROPOSAL #7: ELECT YANG SIU SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHANG WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHEN BINGXI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: ELECT LU YONGZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Industrial & Commercial Bank of China Limited
TICKER: 1398 CUSIP: Y3990B112
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HU HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAN JIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF UNDATED ADDITIONAL SHAREHOLDER YES FOR FOR
TIER 1 CAPITAL BONDS
PROPOSAL #4: ELECT CHEN SIQING AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Industrial & Commercial Bank of China Limited
TICKER: 1398 CUSIP: Y3990B112
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FIXED ASSET INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
EXTERNAL AUDITORS AND KPMG HUAZHEN LLP AS INTERNAL
CONTROL AUDITORS
PROPOSAL #7: ELECT YANG SIU SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHANG WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHEN BINGXI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: ELECT LU YONGZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Industrial & Commercial Bank of China Ltd.
TICKER: 1398 CUSIP: Y3990B104
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG FUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOUT WELLINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT FRED ZULIU HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QU QIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE PAYMENT PLAN OF REMUNERATION ISSUER YES FOR FOR
TO DIRECTORS FOR 2017
PROPOSAL #7: APPROVE THE PAYMENT PLAN OF REMUNERATION ISSUER YES FOR FOR
TO SUPERVISORS FOR 2017
PROPOSAL #8: APPROVE PROPOSAL TO ISSUE ELIGIBLE TIER ISSUER YES FOR FOR
2 CAPITAL INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10.01: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.02: APPROVE NUMBER OF PREFERENCE SHARES ISSUER YES FOR FOR
TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.04: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.05: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.06: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #10.07: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
COMPANY
PROPOSAL #10.08: APPROVE TERMS OF DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.10: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.11: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE DOMESTIC PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.12: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.13: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #10.14: APPROVE RATING IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.15: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.16: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE DOMESTIC PREFERENCE SHARES
PROPOSAL #10.17: APPROVE TRANSFER IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.18: APPROVE RELATIONSHIP BETWEEN ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE ISSUANCE IN RELATION TO THE
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC
PREFERENCE SHARES
PROPOSAL #10.20: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE IN
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.21: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORISATION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.01: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.02: APPROVE NUMBER OF PREFERENCE SHARES ISSUER YES FOR FOR
TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.04: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.05: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.06: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #11.07: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
COMPANY
PROPOSAL #11.08: APPROVE TERMS OF DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.10: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.11: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE OFFSHORE PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.12: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE OFFSHORE PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.13: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #11.14: APPROVE RATING IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.15: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.16: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE OFFSHORE PREFERENCE SHARES
PROPOSAL #11.17: APPROVE TRANSFER IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.18: APPROVE RELATIONSHIP BETWEEN ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC ISSUANCE IN RELATION TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE
PREFERENCE SHARES
PROPOSAL #11.20: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE IN
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.21: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORISATION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #12: APPROVE PROPOSAL ON THE IMPACT ON ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS OF THE ISSUANCE OF
PREFERENCE SHARES AND THE REMEDIAL MEASURES OF THE
COMPANY
PROPOSAL #13: APPROVE PROPOSAL ON FORMULATING THE ISSUER YES FOR FOR
SHAREHOLDER RETURN PLAN FOR 2018 TO 2020 OF THE
ISSUER: Industrial & Commercial Bank of China Ltd.
TICKER: 1398 CUSIP: Y3990B104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HU HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAN JIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF UNDATED ADDITIONAL SHAREHOLDER YES FOR FOR
TIER 1 CAPITAL BONDS
PROPOSAL #4: ELECT CHEN SIQING AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Industrial & Commercial Bank of China Ltd.
TICKER: 1398 CUSIP: Y3990B112
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG FUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOUT WELLINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT FRED ZULIU HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QU QIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE PAYMENT PLAN OF REMUNERATION ISSUER YES FOR FOR
TO DIRECTORS FOR 2017
PROPOSAL #7: APPROVE THE PAYMENT PLAN OF REMUNERATION ISSUER YES FOR FOR
TO SUPERVISORS FOR 2017
PROPOSAL #8: APPROVE PROPOSAL TO ISSUE ELIGIBLE TIER ISSUER YES FOR FOR
2 CAPITAL INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10.01: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.02: APPROVE NUMBER OF PREFERENCE SHARES ISSUER YES FOR FOR
TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.04: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.05: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.06: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #10.07: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
COMPANY
PROPOSAL #10.08: APPROVE TERMS OF DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.10: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.11: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE DOMESTIC PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.12: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #10.13: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION
TO THE DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #10.14: APPROVE RATING IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.15: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.16: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE DOMESTIC PREFERENCE SHARES
PROPOSAL #10.17: APPROVE TRANSFER IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.18: APPROVE RELATIONSHIP BETWEEN ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE ISSUANCE IN RELATION TO THE
DOMESTIC PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #10.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC
PREFERENCE SHARES
PROPOSAL #10.20: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE IN
RELATION TO THE DOMESTIC PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #10.21: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORISATION IN RELATION TO THE DOMESTIC PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.01: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.02: APPROVE NUMBER OF PREFERENCE SHARES ISSUER YES FOR FOR
TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.04: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.05: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.06: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #11.07: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
COMPANY
PROPOSAL #11.08: APPROVE TERMS OF DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.10: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.11: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE OFFSHORE PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.12: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE OFFSHORE PREFERENCE SHARE
ISSUANCE PLAN OF THE COMPANY
PROPOSAL #11.13: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS FOR LIQUIDATION IN RELATION
TO THE OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF
THE COMPANY
PROPOSAL #11.14: APPROVE RATING IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.15: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.16: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE OFFSHORE PREFERENCE SHARES
PROPOSAL #11.17: APPROVE TRANSFER IN RELATION TO THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.18: APPROVE RELATIONSHIP BETWEEN ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC ISSUANCE IN RELATION TO THE
OFFSHORE PREFERENCE SHARE ISSUANCE PLAN OF THE
PROPOSAL #11.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE
OFFSHOREPREFERENCE SHARES
PROPOSAL #11.20: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE IN
RELATION TO THE OFFSHORE PREFERENCE SHARE ISSUANCE
PLAN OF THE COMPANY
PROPOSAL #11.21: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION IN RELATION TO THE OFFSHORE PREFERENCE
SHARE ISSUANCE PLAN OF THE COMPANY
PROPOSAL #12: APPROVE PROPOSAL ON THE IMPACT ON ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS OF THE ISSUANCE OF
PREFERENCE SHARES AND THE REMEDIAL MEASURES OF THE
COMPANY
PROPOSAL #13: APPROVE PROPOSAL ON FORMULATING THE ISSUER YES FOR FOR
SHAREHOLDER RETURN PLAN FOR 2018 TO 2020 OF THE
ISSUER: Industrial Bank Co., Ltd.
TICKER: 601166 CUSIP: Y3990D100
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUE OF FIXED-TERM CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #9: ELECT LI WEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE ABOLITION OF THE MEASURES FOR ISSUER YES FOR FOR
THE ADMINISTRATION OF FOREIGN EQUITY INVESTMENTS
PROPOSAL #14: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGERS
PROPOSAL #15: APPROVE ADDITIONAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Industrial Securities Co., Ltd.
TICKER: 601377 CUSIP: Y3994T101
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD FOR PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Industrial Securities Co., Ltd.
TICKER: 601377 CUSIP: Y3994T101
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SECURITIES INVESTMENT SCALE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF COMPANY ISSUER YES FOR FOR
REGARDING DOMESTIC DEBT FINANCING SCALE
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Industrias Bachoco SAB de CV
TICKER: BACHOCOB CUSIP: P5508Z127
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CEO'S REPORT INCLUDING ISSUER YES FOR FOR
AUDITOR'S OPINION AND BOARD'S OPINION ON CEO'S REPORT
PROPOSAL #1b: APPROVE BOARD'S REPORT ON PRINCIPAL ISSUER YES FOR FOR
POLICIES AND ACCOUNTING CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1c: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1d: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND SECRETARY; ISSUER YES AGAINST AGAINST
VERIFY INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, BOARD ISSUER YES FOR FOR
SECRETARY, AND AUDIT AND CORPORATE PRACTICES
COMMITTEE CHAIRMAN AND MEMBERS
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Industrias CH SA de CV
TICKER: ICHB CUSIP: P52413138
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES AGAINST AGAINST
FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE
DISCHARGE OF BOARD OF DIRECTORS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND SET ISSUER YES AGAINST AGAINST
AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, EXECUTIVE ISSUER YES AGAINST AGAINST
COMMITTEE MEMBERS, AUDIT AND CORPORATE PRACTICE
COMMITTEE MEMBERS, AND SECRETARY; APPROVE THEIR
REMUNERATION
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: Industrias Penoles SAB de CV
TICKER: PE&OLES CUSIP: P55409141
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT CEO'S REPORT AND AUDITORS' ISSUER YES FOR FOR
OPINION
PROPOSAL #1.3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.4: ACCEPT REPORT ON PRINCIPAL POLICIES ISSUER YES FOR FOR
AND ACCOUNTING CRITERIA AND INFORMATION FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.5: ACCEPT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE
PROPOSAL #4: ELECT OR RATIFY DIRECTORS; VERIFY ISSUER YES AGAINST AGAINST
DIRECTOR'S INDEPENDENCE CLASSIFICATION; APPROVE THEIR
RESPECTIVE REMUNERATION
PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: INESA Intelligent Tech, Inc.
TICKER: 900901 CUSIP: Y7693N117
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF AUDITOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT IN BANK FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: INESA Intelligent Tech, Inc.
TICKER: 900901 CUSIP: Y7693N125
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF AUDITOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT IN BANK FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Info Edge (India) Limited
TICKER: NAUKRI CUSIP: Y40353107
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND CONFIRM TWO ISSUER YES FOR FOR
INTERIM DIVIDENDS
PROPOSAL #3: REELECT HITESH OBEROI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: REAPPOINT ASHISH GUPTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Info Edge India Ltd.
TICKER: 532777 CUSIP: Y40353107
MEETING DATE: 3/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ARUN DUGGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT BALA DESHPANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAURABH SRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT NARESH GUPTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 000967 CUSIP: Y98909107
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2: APPROVE ADJUSTED RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION IN CONNECTION TO THE ASSET PURCHASE BY
ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.4: APPROVE TRANSACTION PERFORMANCE ISSUER YES FOR FOR
COMMITMENT, COMPENSATION ARRANGEMENT
PROPOSAL #2.5: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.8: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.13: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #9: APPROVE APPOINTMENT OF AGENCY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND RELATED PARTY
TRANSACTIONS
PROPOSAL #10: APPROVE REVISED DRAFT ON ACQUISITION BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AND RELATED PARTY TRANSACTION AND
ITS SUMMARY
PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL ASSET ISSUER YES FOR FOR
PURCHASE AGREEMENT AND PROFIT COMPENSATION AGREEMENT
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, PRO ISSUER YES FOR FOR
FORMA REVIEW REPORT AND APPRAISAL REPORT
PROPOSAL #14: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #16: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #17: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #18: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #19: APPROVE SIGNING OF SUPPLEMENTAL PROFIT ISSUER YES FOR FOR
COMPENSATION AGREEMENT
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 967 CUSIP: Y98909107
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN THE USAGE OF IDLE ISSUER YES FOR FOR
OWN FUNDS TO CONDUCT ENTRUSTED ASSET MANAGEMENT
PROPOSAL #2: APPROVE INCREASE IN GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 000967 CUSIP: Y98909107
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 967 CUSIP: Y98909107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE FOR SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 967 CUSIP: Y98909107
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT SHEN KE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN PEILIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT KUANG GUANGXIONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE TO DROP-OUT IN INVESTMENT IN ISSUER YES FOR FOR
NINGXIA ENVIRONMENTAL PROTECTION INDUSTRY FUND
(LIMITED PARTNERSHIP)
ISSUER: Infore Environment Technology Group Co., Ltd.
TICKER: 967 CUSIP: Y98909107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE USE OF OWN FUNDS TO CARRY OUT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CLIENTS
PROPOSAL #9: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #10: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ADDITIONAL APPROVE BILL POOL ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: AMEND PROVISION OF ASSET IMPAIRMENT ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #14: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND PERMANENTLY SUPPLEMENT WORKING CAPITAL
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #17: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Infortrend Technology, Inc.
TICKER: 2495 CUSIP: Y40829106
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT TSE-HAN LEE, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 0000098, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT LI-WEI CHEN, WITH ID NO. ISSUER YES FOR FOR
N120251XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Infosys Limited
TICKER: 500209 CUSIP: 456788108
MEETING DATE: 6/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT NANDAN M. NILEKANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INFOSYS EXPANDED STOCK OWNERSHIP ISSUER YES FOR FOR
PROGRAM - 2019 TO ELIGIBLE EMPLOYEES OF THE COMPANY
PROPOSAL #5: APPROVE INFOSYS EXPANDED STOCK OWNERSHIP ISSUER YES FOR FOR
PROGRAM - 2019 TO ELIGIBLE EMPLOYEES OF THE
COMPANY'S SUBSIDIARIES
PROPOSAL #6: APPROVE SECONDARY ACQUISITION OF SHARES ISSUER YES FOR FOR
OF THE COMPANY BY THE INFOSYS EXPANDED STOCK
OWNERSHIP TRUST
PROPOSAL #7: APPROVE GRANT OF STOCK INCENTIVES TO ISSUER YES FOR FOR
SALIL PAREKH UNDER INFOSYS EXPANDED STOCK OWNERSHIP
PROGRAM - 2019
PROPOSAL #8: APPROVE CHANGE OF TERMS OF APPOINTMENT ISSUER YES FOR FOR
OF SALIL PAREKH AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #9: APPROVE GRANT OF STOCK INCENTIVES TO U. ISSUER YES FOR FOR
B. PRAVIN RAO UNDER INFOSYS EXPANDED STOCK OWNERSHIP
PROGRAM - 2019
ISSUER: Infosys Limited
TICKER: 500209 CUSIP: Y4082C133
MEETING DATE: 6/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT NANDAN M. NILEKANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INFOSYS EXPANDED STOCK OWNERSHIP ISSUER YES FOR FOR
PROGRAM - 2019 TO ELIGIBLE EMPLOYEES OF THE COMPANY
PROPOSAL #5: APPROVE INFOSYS EXPANDED STOCK OWNERSHIP ISSUER YES FOR FOR
PROGRAM - 2019 TO ELIGIBLE EMPLOYEES OF THE
COMPANY'S SUBSIDIARIES
PROPOSAL #6: APPROVE SECONDARY ACQUISITION OF SHARES ISSUER YES FOR FOR
OF THE COMPANY BY THE INFOSYS EXPANDED STOCK
OWNERSHIP TRUST
PROPOSAL #7: APPROVE GRANT OF STOCK INCENTIVES TO ISSUER YES FOR FOR
SALIL PAREKH UNDER INFOSYS EXPANDED STOCK OWNERSHIP
PROGRAM - 2019
PROPOSAL #8: APPROVE CHANGE OF TERMS OF APPOINTMENT ISSUER YES FOR FOR
OF SALIL PAREKH AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #9: APPROVE GRANT OF STOCK INCENTIVES TO U. ISSUER YES FOR FOR
B. PRAVIN RAO UNDER INFOSYS EXPANDED STOCK OWNERSHIP
PROGRAM - 2019
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: 456788108
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #4: ELECT MICHAEL GIBBS AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: 456788108
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: REELECT KIRAN MAZUMDAR-SHAW AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: Y4082C133
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #4: ELECT MICHAEL GIBBS AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: Y4082C133
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: REELECT KIRAN MAZUMDAR-SHAW AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Infraestructura Energetica Nova SAB de CV
TICKER: IENOVA CUSIP: P5R19K107
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS; RATIFY ISSUER YES FOR FOR
MEMBERS OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #2: APPROVE WITHDRAWAL/GRANTING OF POWERS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Infraestructura Energetica Nova SAB de CV
TICKER: IENOVA CUSIP: P5R19K107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND ALLOCATION OF INCOME
PROPOSAL #2.a: RATIFY CARLOS RUIZ SACRISTAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.b: RATIFY DENNIS VICTOR ARRIOLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.c: RATIFY JOSEPH ALLAN HOUSEHOLDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.d: RATIFY FAISEL HUSSAIN KAHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.e: RATIFY PETER RONAN WALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.f: RATIFY JUSTIN CHRISTOPHER BIRD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.g: RATIFY TANIA ORTIZ MENA LOPEZ NEGRETE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2.h: RATIFY ERLE ALLEN NYE JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.i: RATIFY JEFFREY STEPHEN DAVIDOW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.j: RATIFY AARON DYCHTER POLTOLAREK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.k: RATIFY JOSE JULIAN SIDAOUI DIB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.l: RATIFY ALBERTO MULAS ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.m: DISMISS MARTHA BROWN WYRSCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.n: ELECT ERBIN BRIAN KEITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.o: RATIFY AARON DYCHTER POLTOLAREK AS ISSUER YES FOR FOR
CHAIRMAN AND MEMBER OF AUDIT COMMITTEE
PROPOSAL #2.p: RATIFY JOSE JULIAN SIDAOUI DIB AS ISSUER YES FOR FOR
MEMBER OF AUDIT COMMITTEE
PROPOSAL #2.q: RATIFY ALBERTO MULAS ALONSO AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMITTEE
PROPOSAL #2.r: RATIFY JEFFREY STEPHEN DAVIDOW AS ISSUER YES FOR FOR
MEMBER OF AUDIT COMMITTEE
PROPOSAL #2.s: RATIFY JEFFREY STEPHEN DAVIDOW AS ISSUER YES FOR FOR
CHAIRMAN AND MEMBER OF CORPORATE PRACTICE COMMITTEE
PROPOSAL #2.t: RATIFY AARON DYCHTER POLTOLAREK AS ISSUER YES FOR FOR
MEMBER OF CORPORATE PRACTICE COMMITTEE
PROPOSAL #2.u: RATIFY JOSE JULIAN SIDAOUI DIB AS ISSUER YES FOR FOR
MEMBER OF CORPORATE PRACTICE COMMITTEE
PROPOSAL #2.v: RATIFY JOSEPH ALLAN HOUSEHOLDER AS ISSUER YES FOR FOR
MEMBER OF CORPORATE PRACTICE COMMITTEE
PROPOSAL #2.w: RATIFY ALBERTO MULAS ALONSO AS MEMBER ISSUER YES FOR FOR
OF CORPORATE PRACTICE COMMITTEE
PROPOSAL #2.x: RATIFY INDEPENDENCE CLASSIFICATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
MEMBERS OF BOARD COMMITTEES AND COMPANY SECRETARY
PROPOSAL #4: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE; PRESENT REPORT ON POLICIES AND
DECISIONS ADOPTED BY BOARD ON SHARE REPURCHASE
PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Infund Holding Co., Ltd.
TICKER: 2141 CUSIP: Y2924D103
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WHOLLY-OWNED SUBSIDIARY'S ISSUER YES FOR FOR
IMPLEMENTATION OF EMPLOYEE EQUITY INCENTIVE FRAMEWORK
PLAN AND CAPITAL INCREASE AND SHARE EXPANSION
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE TO CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE APPLICATION OF FINANCING OF ISSUER YES FOR FOR
COMPANY AND CONTROLLED SUBSIDIARY
ISSUER: Infund Holding Co., Ltd.
TICKER: 002141 CUSIP: Y2924D103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN AND ISSUER YES AGAINST AGAINST
RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO CONDUCT CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS FOR FINANCING
PROPOSAL #10: APPROVE PLEDGE FINANCING OF COMPANY AND ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #11: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
CONDUCT RISK INVESTMENT
PROPOSAL #13: APPROVE REMUNERATION AND ASSESSMENT ISSUER YES FOR FOR
PLAN OF DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #14: APPROVE EXTERNAL INVESTMENT OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Inner Mongolia Baotou Steel Union Co. Ltd.
TICKER: 600010 CUSIP: Y4084T100
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT TO EQUITY MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL ISSUER YES FOR FOR
BILLS
PROPOSAL #3: APPROVE SUPPLY CHAIN FACTORING ISSUER YES FOR FOR
ISSUER: Inner Mongolia Baotou Steel Union Co. Ltd.
TICKER: 600010 CUSIP: Y4084T100
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PRIVATE PLACEMENT ISSUER YES FOR FOR
ISSUER: Inner Mongolia Baotou Steel Union Co. Ltd.
TICKER: 600010 CUSIP: Y4084T100
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.10: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #3.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD ISSUER YES FOR FOR
AUTHORIZE PERSONS TO HANDLE ALL RELATED MATTERS
REGARDING CORPORATE BONDS ISSUANCE
PROPOSAL #5: APPROVE "YIDAI YILU" CORPORATE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #5.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #5.10: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #5.12: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #5.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD AND ISSUER YES FOR FOR
AUTHORIZE PERSONS TO HANDLE ALL RELATED MATTERS
REGARDING "YIDAI YILU" CORPORATE BONDS ISSUANCE
PROPOSAL #7.1: ELECT SUN HAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Inner Mongolia Baotou Steel Union Co. Ltd.
TICKER: 600010 CUSIP: Y4084T100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEVELOPMENT ON PROFIT COMMITMENT ISSUER YES FOR FOR
IMPLEMENTATION
PROPOSAL #10: APPROVE IMPAIRMENT TEST REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPENSATION AGREEMENT FOR THE ISSUER YES FOR FOR
DIFFERENCE BETWEEN THE ACTUAL PROFIT AND THE NET
PROFIT FORECAST
PROPOSAL #12: APPROVE SIGNING OF RARE EARTH ISSUER YES FOR FOR
CONCENTRATE SUPPLY CONTRACT
PROPOSAL #13: APPROVE SIGNING OF RELEVANT AGREEMENT ISSUER YES FOR FOR
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #2: APPROVE 2018 BORROWINGS WITH RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #3: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE LOAN PROVISION BY RELATED PARTY ISSUER YES AGAINST AGAINST
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING
FUNDS COMPLIES WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #3.1: APPROVE OVERALL TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE SPECIFIC PLAN ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #3.5: APPROVE SUBSCRIPTION METHOD ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE MANNER OF PRICING, PRICING ISSUER YES FOR FOR
REFERENCE DATE AND ISSUE PRICE
PROPOSAL #3.7: APPROVE ISSUE PRICE ADJUSTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE PROFIT AND LOSS ARRANGEMENT ISSUER YES FOR FOR
IN THE TRANSITION PERIOD
PROPOSAL #3.12: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION ARRANGEMENTS
PROPOSAL #3.13: APPROVE HANDLING OF ASSET DELIVERY, ISSUER YES FOR FOR
ARRANGEMENT OF EMPLOYEES AND CREDITOR'S RIGHTS AND
DEBTS
PROPOSAL #3.14: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.16: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #3.17: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE AND TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.21: APPROVE ISSUE PRICE ADJUSTMENT ISSUER YES FOR FOR
MECHANISM
PROPOSAL #3.22: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.23: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.24: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.25: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.26: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.27: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY ISSUANCE OF SHARES AS WELL
AS RAISING SUPPORTING FUNDS
PROPOSAL #5: APPROVE SIGNING OF RELEVANT AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE TRANSACTION DOES NOT COMPLY ISSUER YES FOR FOR
WITH ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, ISSUER YES FOR FOR
ASSESSMENT AND PRO FORMA REVIEW REPORT
PROPOSAL #14: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
OF SUBSIDIARY
PROPOSAL #18: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Inner Mongolia Eerduosi Resources Co., Ltd.
TICKER: 900936 CUSIP: Y40841119
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES AGAINST AGAINST
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: AMEND INTERNAL CONTROL MEASURES ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Inner Mongolia First Machinery Group Co., Ltd.
TICKER: 600967 CUSIP: Y07048104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #1.1: APPROVE TERMINATION OF NEW ISSUER YES FOR FOR
TRANSMISSION SERIES INDUSTRIALIZATION CONSTRUCTION
PROPOSAL #1.2: APPROVE TERMINATION OF ENVIRONMENTAL ISSUER YES FOR FOR
AND NEW ENERGY SUPPORTING FACILITIES PRODUCTION
CONSTRUCTION PROJECT
PROPOSAL #1.3: APPROVE ADJUSTMENT OF COMPREHENSIVE ISSUER YES FOR FOR
TECHNOLOGY TRANSFORMATION PROJECT RAISED FUNDS
INVESTMENT AMOUNT
PROPOSAL #1.4: APPROVE ADJUSTMENT OF FOREIGN VEHICLE ISSUER YES FOR FOR
INDUSTRIALIZATION CONSTRUCTION PROJECT RAISED FUNDS
INVESTMENT AMOUNT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI QUANWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WEI JINZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LI ZHILIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LI JIANWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT WU JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT WANG TONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT DENG TENGJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU JIABIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT WANG HONGLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT GE DEWEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ZHAO JIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT LI YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT WANG TIESHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Inner Mongolia First Machinery Group Co., Ltd.
TICKER: 600967 CUSIP: Y07048104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS AS WELL AS RELATED-PARTY
TRANSACTIONS
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Inner Mongolia First Machinery Group Co., Ltd.
TICKER: 600967 CUSIP: Y07048104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE 2018 AND 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
DAILY RELATED TRANSACTION AGREEMENT
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #13: APPROVE EXTEND THE CONSTRUCTION PERIOD ISSUER YES FOR FOR
OF RAISED FUNDS INVESTMENT PROJECTS
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: AMEND AND IMPROVE THE CORPORATE SYSTEM ISSUER YES FOR FOR
AND PART OF THE BASIC CORPORATE GOVERNANCE SYSTEM
PROPOSAL #16: APPROVE TO FORMULATE THE WORKING ISSUER YES FOR FOR
METHODS OF THE BOARD OF SUPERVISORS
ISSUER: Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
TICKER: 601216 CUSIP: Y40887104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
TICKER: 601216 CUSIP: Y40887104
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE TO SINOCHEM INTERNATIONAL LOGISTICS CO.,
LTD. AND ITS DIRECTLY OR INDIRECTLY CONTROLLED
PROPOSAL #3: APPROVE POSTPONEMENT ON PROVISION OF ISSUER YES AGAINST AGAINST
FINANCIAL ASSISTANCE TO SINOCHEM INTERNATIONAL
LOGISTICS CO., LTD. AND ITS DIRECTLY OR INDIRECTLY
CONTROLLED SUBSIDIARIES
ISSUER: Inner Mongolia Lantai Industrial Co., Ltd.
TICKER: 600328 CUSIP: Y4085V104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Inner Mongolia Lantai Industrial Co., Ltd.
TICKER: 600328 CUSIP: Y4085V104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE AND LOAN PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: Inner Mongolia Lantai Industrial Co., Ltd.
TICKER: 600328 CUSIP: Y4085V104
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED PARTY TRANSACTIONS
PROPOSAL #4.1: APPROVE TRANSACTION OVERVIEW ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE TARGET ASSET PRICE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE PRICING BASE DATE, PRICING ISSUER YES FOR FOR
BASIS, AND ISSUE PRICE
PROPOSAL #4.6: APPROVE ISSUE SCALE AND CASH ISSUER YES FOR FOR
CONSIDERATION
PROPOSAL #4.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #4.10: APPROVE PERFORMANCE COMMITMENT ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #4.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE RAISING SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #4.13: APPROVE ISSUE TYPE AND PAR VALUE TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #4.14: APPROVE TARGET PARTIES TO RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #4.15: APPROVE PRICING BASE DATE, PRICING ISSUER YES FOR FOR
BASIS, AND ISSUE PRICE TO RAISING SUPPORTING FUNDS
PROPOSAL #4.16: APPROVE ISSUE SCALE TO RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #4.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4.18: APPROVE LOCK-UP PERIOD TO RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #4.19: APPROVE LISTING LOCATION TO RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #4.20: APPROVE RESOLUTION VALIDITY PERIOD TO ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #4.21: APPROVE ISSUE PRICE ADJUSTMENT PLAN ISSUER YES FOR FOR
FOR THE ISSUANCE OF SHARES TO PURCHASE ASSETS
PROPOSAL #4.22: APPROVE PRICE ADJUSTMENT PLAN ISSUER YES FOR FOR
EFFECTIVE CONDITIONS
PROPOSAL #4.23: APPROVE ADJUSTABLE PRICE PERIOD ISSUER YES FOR FOR
PROPOSAL #4.24: APPROVE TRIGGERING CONDITIONS ISSUER YES FOR FOR
PROPOSAL #4.25: APPROVE PRICE ADJUSTMENT DATE ISSUER YES FOR FOR
PROPOSAL #4.26: APPROVE ISSUE PRICE ADJUSTMENT ISSUER YES FOR FOR
MECHANISM
PROPOSAL #4.27: APPROVE NUMBER OF SHARES ISSUED ISSUER YES FOR FOR
PROPOSAL #4.28: APPROVE EX-DIVIDEND AND EX-DIVIDEND ISSUER YES FOR FOR
MATTERS FROM THE BENCHMARK DATE TO THE ISSUE DATE
PROPOSAL #5: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS AND
RELATED PARTY TRANSACTIONS DRAFT AND SUMMARY
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #8: APPROVE SIGNING OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENT AND COMPENSATION AGREEMENT
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #11: APPROVE WHITE WASH WAIVER ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #13: APPROVE ESTABLISHMENT OF SPECIAL ISSUER YES FOR FOR
DEPOSIT ACCOUNT FOR RAISED FUNDS
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17.1: ELECT LI DELU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT LONG XIAOBING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.3: ELECT FAN ZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #17.4: ELECT ZHOU JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #17.5: ELECT QU XIANZHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #17.6: ELECT LI HONGWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT LI YAOZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT WU ZHENYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.3: ELECT WANG YIBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT YANG XIULIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.2: ELECT HAN CHANGCHUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #19.3: ELECT CHENG SHAOMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
TICKER: 600863 CUSIP: Y40842109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #1.1: APPROVE PAR VALUE AND ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #1.4: APPROVE INTEREST DEFERRED PAYMENT ISSUER YES FOR FOR
TERMS
PROPOSAL #1.5: APPROVE RESTRICTIONS ON DEFERRED ISSUER YES FOR FOR
PAYMENT OF INTEREST
PROPOSAL #1.6: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #1.7: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #1.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.1: APPROVE GUARANTEE SITUATION ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
TICKER: 600863 CUSIP: Y40842109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PENG YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Inner Mongolia Mengdian Huaneng Thermal Power Corp. Ltd.
TICKER: 600863 CUSIP: Y40842109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND WORK SYSTEM OF BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Inner Mongolia MengDian HuaNeng Thermal Power Corporation Ltd.
TICKER: 600863 CUSIP: Y40842109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION OF INNER MONGOLIA ISSUER YES FOR FOR
MENGDIAN HUANENG THERMAL POWER CO., LTD. FENGZHEN
POWER PLANT
PROPOSAL #2: APPROVE REORGANIZATION OF NORTHERN ISSUER YES FOR FOR
UNITED POWER CO., LTD. AND LINFA POWER PLANT
PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
FOR FINANCING
ISSUER: Inner Mongolia M-Grass Ecology & Enviroment (Group) Co., Ltd.
TICKER: 300355 CUSIP: Y4R82M108
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY COMPANY SHAREHOLDER YES AGAINST AGAINST
AND CONTROLLED SUBSIDIARY
ISSUER: Inner Mongolia M-Grass Ecology & Enviroment (Group) Co., Ltd.
TICKER: 300355 CUSIP: Y4R82M108
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF PREFERRED STOCK
PROPOSAL #2: APPROVE ISSUANCE OF PREFERRED SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND NUMBER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE WHETHER THE ISSUE MANNER, ISSUER YES FOR FOR
TARGET SUBSCRIBER OR SCOPE OF TARGET SUBSCRIBER AND
PLACING ARRANGEMENT FOR SHAREHOLDERS IS DISTRIBUTED
SEPARATELY
PROPOSAL #2.3: APPROVE PAR VALUE, ISSUE PRICE OR ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #2.4: APPROVE COUPON DIVIDEND RATE OR ISSUER YES FOR FOR
DETERMINATION PRINCIPLE
PROPOSAL #2.5: APPROVE PREFERRED SHAREHOLDER ISSUER YES FOR FOR
PARTICIPATION IN THE PLAN OF DISTRIBUTION OF PROFITS
PROPOSAL #2.6: APPROVE TERMS OF REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LIMITATION AND RECOVERY OF ISSUER YES FOR FOR
VOTING RIGHTS
PROPOSAL #2.8: APPROVE LIQUIDATION ORDER AND ISSUER YES FOR FOR
LIQUIDATION METHOD
PROPOSAL #2.9: APPROVE CREDIT RATING AND TRACKING ISSUER YES FOR FOR
RATING ARRANGEMENTS
PROPOSAL #2.1: APPROVE GUARANTEE METHOD AND GUARANTEE ISSUER YES FOR FOR
SUBJECT
PROPOSAL #2.11: APPROVE POST-ISSUANCE OF LISTING ISSUER YES FOR FOR
TRANSACTION OR TRANSFER ARRANGEMENT
PROPOSAL #2.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
PREFERRED SHARES
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT ON ISSUER YES FOR FOR
THIS TRANSACTION
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: APPROVE USE OF RAISED FUNDS TO SHAREHOLDER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Inner Mongolia M-Grass Ecology & Enviroment (Group) Co., Ltd.
TICKER: 300355 CUSIP: Y4R82M108
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPANY PROJECT LOAN
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
INNER MONGOLIA FINANCIAL ASSET MANAGEMENT CO., LTD.
ISSUER: Inner Mongolia M-Grass Ecology & Enviroment (Group) Co., Ltd.
TICKER: 300355 CUSIP: Y4R82M108
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON THE GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
LIQUIDITY SUPPORT TO SUBSIDIARY
ISSUER: Inner Mongolia M-Grass Ecology & Enviroment (Group) Co., Ltd.
TICKER: 300355 CUSIP: Y4R82M108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE SHAREHOLDER BORROWINGS AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Inner Mongolia Xingye Mining Co., Ltd.
TICKER: 000426 CUSIP: Y13689107
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Inner Mongolia Xingye Mining Co., Ltd.
TICKER: 000426 CUSIP: Y13689107
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
2018 PERFORMANCE SHARE INCENTIVE PLAN AND REPURCHASE
AND CANCELLATION OF PERFORMANCE SHARE THAT HAS BEEN
GRANTED BUT NOT YET BEEN UNLOCKED
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Inner Mongolia Xingye Mining Co., Ltd.
TICKER: 426 CUSIP: Y13689107
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON THE PERFORMANCE ISSUER YES FOR FOR
COMMITMENT OF CONTROLLED SUBSIDIARY AND SIGNING OF
SUPPLEMENTARY AGREEMENT
ISSUER: Inner Mongolia Xingye Mining Co., Ltd.
TICKER: 000426 CUSIP: Y13689107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE TERMINATION OF MINES AND ISSUER YES FOR FOR
SMELTER AS WELL AS PROVISION FOR ASSET IMPAIRMENT
ISSUER: Inner Mongolia Yili Industrial Group Co., Ltd.
TICKER: 600887 CUSIP: Y408DG116
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE OPERATIONAL PLAN AND INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
UPSTREAM AND DOWNSTREAM BUSINESS PARTNERS
PROPOSAL #9: APPROVE PARTIAL CANCELLATION OF STOCK ISSUER YES FOR FOR
OPTIONS AS WELL AS REPURCHASE AND CANCELLATION OF
PERFORMANCE SHARES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
DOMESTIC AND FOREIGN DEBT FINANCING INSTRUMENTS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FOREIGN DEBT FINANCING INSTRUMENTS OF WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF
REMUNERATION
ISSUER: Inner Mongolia Yitai Coal Co., Ltd.
TICKER: 900948 CUSIP: Y40848106
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHANG ZHENJIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Inner Mongolia Yitai Coal Co., Ltd.
TICKER: 900948 CUSIP: Y40848106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CAPITAL EXPENDITURE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ENTRUSTED WEALTH MANAGEMENT ISSUER YES FOR FOR
USING IDLE EQUITY FUND
PROPOSAL #9.1: APPROVE ISSUE SIZE OF THE GREEN ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #9.2: APPROVE ISSUE METHODS AND ISSUE ISSUER YES FOR FOR
TARGETS
PROPOSAL #9.3: APPROVE ARRANGEMENT ON PLACEMENT TO ISSUER YES FOR FOR
SHAREHOLDERS OF THE COMPANY
PROPOSAL #9.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE BOND DURATION ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE VALIDITY OF RESOLUTION ISSUER YES FOR FOR
PROPOSAL #9.9: APPROVE LEAD UNDERWRITER AND TRUSTEE ISSUER YES FOR FOR
MANAGER FOR THE BONDS
PROPOSAL #9.1: APPROVE MEASURES FOR GUARANTEEING THE ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #9.11: APPROVE AUTHORIZATION OF THE BOARD OR ISSUER YES FOR FOR
ITS AUTHORIZED PERSONS FOR THE ISSUE
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 000683 CUSIP: Y40849104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND CHANGE IN PARTIAL USE OF
PROCEEDS
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 683 CUSIP: Y40849104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 683 CUSIP: Y40849104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL COLLATERAL TO ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR CONTROLLED SUBSIDIARY
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 683 CUSIP: Y40849104
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MARKET-ORIENTED DEBT-TO-EQUITY ISSUER YES AGAINST AGAINST
SWAP TRANSACTION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT PENG LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HUA YANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 000683 CUSIP: Y40849104
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PLAN ISSUER YES FOR FOR
ISSUER: Inner Mongolia Yuan Xing Energy Co., Ltd.
TICKER: 683 CUSIP: Y40849104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Innolux Corp.
TICKER: 3481 CUSIP: Y4090E105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF DOMESTIC ORDINARY ISSUER YES FOR FOR
SHARES OR ISSUANCE OF ORDINARY SHARES TO PARTICIPATE
IN THE ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #8.1: ELECT JIN-YANG HUNG WITH ID NO. ISSUER YES FOR FOR
A120309XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT JYH-CHAU WANG WITH SHAREHOLDER ISSUER NO N/A N/A
NO. 224402 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHIN-LUNG TING, REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF HONG YANG VENTURE CAPITAL CO., LTD., WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT CHU-HSIANG YANG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF HONG YANG VENTURE CAPITAL CO., LTD., WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT JING-YANG HUNG (JIN-YANG HUNG), SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF HONG YANG VENTURE CAPITAL CO.,
LTD., WITH SHAREHOLDER NO. 2 AS NON-INDEPENDENT
PROPOSAL #8.6: ELECT JYH-CHAU WANG, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
HONG YANG VENTURE CAPITAL CO., LTD., WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHI-CHIA HSIEH WITH ID NO. ISSUER YES AGAINST AGAINST
A110957XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT YUK-LUN YIM WITH ID NO. ISSUER YES FOR FOR
1959051XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT ZHEN-WEI WANG WITH ID NO. ISSUER YES FOR FOR
L101796XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Innuovo Technology Co., Ltd.
TICKER: 795 CUSIP: Y8481R104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU WENCAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HU TIANGAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI BAOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XU XIAOHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YAO XIANGSHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT WEI ZHONGHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIANG YUEXIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAO GUOHAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG CHENGFANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI GUOPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG LI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Innuovo Technology Co., Ltd.
TICKER: 795 CUSIP: Y8481R104
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Innuovo Technology Co., Ltd.
TICKER: 000795 CUSIP: Y8481R104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPLENISHMENT OF CAPITAL BY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT PLAN AND SUMMARY OF ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #5: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Insigma Technology Co. Ltd.
TICKER: 600797 CUSIP: Y4090C109
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TO CONTROLLED SUBSIDIARY
PROPOSAL #2: ELECT ZHANG TONGPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Insigma Technology Co. Ltd.
TICKER: 600797 CUSIP: Y4090C109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, MAXIMUM REPURCHASE ISSUER YES FOR FOR
AMOUNT AND PROPORTION
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Insigma Technology Co. Ltd.
TICKER: 600797 CUSIP: Y4090C109
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN ZHEDA WANGXIN
CONSTRUCTION INVESTMENT GROUP CO., LTD.
ISSUER: Insigma Technology Co. Ltd.
TICKER: 600797 CUSIP: Y4090C109
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Insigma Technology Co. Ltd.
TICKER: 600797 CUSIP: Y4090C109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE CONTINUED MUTUAL GUARANTEE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE REMUNERATION OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
SHARES IN CONNECTION TO ACQUISITION BY ISSUANCE OF
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO REPURCHASE CANCELLATION
OF SHARES
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 000977 CUSIP: Y51704107
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
(2ND REVISED DRAFT) AND ITS SUMMARY
PROPOSAL #2: APPROVE 2018 IMPLEMENTATION OF ISSUER YES FOR FOR
ASSESSMENT MANAGEMENT METHOD OF STOCK OPTION
INCENTIVE PLAN (REVISED DRAFT)
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING 2018 STOCK
OPTION INCENTIVE PLAN
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 000977 CUSIP: Y51704107
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
WITH LONG-TERM RIGHTS
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 000977 CUSIP: Y51704107
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
ULTRA SHORT-TERM FINANCIAL BILL
PROPOSAL #2: APPROVE AUTHORIZATION ON INCREASE IN ISSUER YES FOR FOR
BANKING-RELATED SERVICES
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 977 CUSIP: Y51704107
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTS RECEIVABLE NON-RECOURSE ISSUER YES FOR FOR
FACTORING BUSINESS
PROPOSAL #2: APPROVE COMPANY'S TRANSFER OF PARTIAL ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 977 CUSIP: Y51704107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 977 CUSIP: Y51704107
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTRUSTED BANK LOAN APPLICATION ISSUER YES FOR FOR
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 000977 CUSIP: Y51704107
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG PEIZHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 000977 CUSIP: Y51704107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF THEIR 2018 REMUNERATION
PROPOSAL #9: APPROVE 2019 APPOINTMENT OF INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR AND PAYMENT OF THEIR 2018
PROPOSAL #10: AMEND DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Inspur Electronic Information Industry Co., Ltd.
TICKER: 977 CUSIP: Y51704107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
ISSUER: Inspur Software Co., Ltd.
TICKER: 600756 CUSIP: Y7680N104
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Inspur Software Co., Ltd.
TICKER: 600756 CUSIP: Y7680N104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIN LIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Inspur Software Co., Ltd.
TICKER: 600756 CUSIP: Y7680N104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENTS AND REMUNERATIONS ISSUER YES FOR FOR
OF FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #11: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14.1: ELECT ZHANG GE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LU SHENGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Instituto Hermes Pardini SA
TICKER: PARD3 CUSIP: P5R2AD133
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB PRA VOCE - ISSUER YES FOR FOR
CENTRO DE ESPECIALIDADES MEDICAS SA
PROPOSAL #2: RATIFY SOLTZ, MATTOSO & MENDES AUDITORES ISSUER YES FOR FOR
AS THE FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF PRA VOCE - CENTRO ISSUER YES FOR FOR
DE ESPECIALIDADES MEDICAS SA
ISSUER: Instituto Hermes Pardini SA
TICKER: PARD3 CUSIP: P5R2AD133
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3.1: ELECT CARLOS EMILIO BARTILOTTI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT REGINA PARDINI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT ROBERTO ANTONIO MENDES AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT SIDNEY LEVY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT VICTOR CAVALCANTI PARDINI AS ISSUER NO N/A N/A
BOARD CHAIRMAN
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS EMILIO BARTILOTTI AS DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT REGINA PARDINI AS DIRECTOR
PROPOSAL #5.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO ANTONIO MENDES AS INDEPENDENT DIRECTOR
PROPOSAL #5.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SIDNEY LEVY AS DIRECTOR
PROPOSAL #5.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT VICTOR CAVALCANTI PARDINI AS BOARD CHAIRMAN
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
ISSUER: Integrated Electronic Systems Lab Co., Ltd.
TICKER: 2339 CUSIP: Y4091S103
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF SHARES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE OF
SHARES
PROPOSAL #3: APPROVE ADDITION OF BUSINESS SCOPE AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Integrated Electronic Systems Lab Co., Ltd.
TICKER: 2339 CUSIP: Y4091S103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION
ISSUER: Integrated Electronic Systems Lab Co., Ltd.
TICKER: 002339 CUSIP: Y4091S103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN XUJIANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Integrated Holding Co. KCSC
TICKER: INTEGRATED CUSIP: M53649105
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE REPORT FOR FY 2018
PROPOSAL #5: APPROVE SPECIAL REPORT ON VIOLATIONS AND ISSUER YES FOR FOR
PENALTIES
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #8: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE FOR FY 2018
PROPOSAL #9: APPROVE DIVIDENDS OF KWD 8.8 MILLION FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
KWD 60,000 FOR FY 2018
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #14: ELECT SHARIA SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #15: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #1: AMEND ARTICLE 2 OF BYLAWS RE: CHANGE ISSUER YES FOR FOR
COMPANY NAME
PROPOSAL #2: ADD ARTICLE 56 OF BYLAWS AND ARTICLE 13 ISSUER YES FOR FOR
OF ARTICLE OF ASSOCIATION RE: SHARE REPURCHASE
ISSUER: Inter Far East Energy Corp. Public Co. Ltd.
TICKER: IFEC CUSIP: Y408E6117
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED BY THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2: INFORM METHOD OF DIRECTORS' ELECTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHANON CHOTEVIJIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT NUNTAPOL KARNJANAWAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT SURIN PAIRTOW AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT PAIROJ ARCHARUNGROJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT HUTTAJIT NOONPUKDEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT UTNAGRIT DAMRONGCHIETANON AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.7: ELECT SINAT PRAKOONHUNGSIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT THAVICH TAYCHANAVAKUL AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.9: ELECT SAMPAO CHOOSRI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT PRANOM KOWINWIPAT AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.11: ELECT PHICHIT SINPATANASAKUL AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.12: ELECT HARN CHIOCHARN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.13: ELECT KUDUN SUKHUMANANDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.14: ELECT BOONLERD IEWPORNCHAI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.15: ELECT TAWATCHAI SAMUTSAKORN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.16: ELECT CHEYE PANICHPONPUN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.17: ELECT SONGPOL TIMASART AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.18: ELECT NATTAPAT PHOMCHOTIRAT AS ISSUER NO N/A N/A
DIRECTOR
ISSUER: Interconexion Electrica SA ESP
TICKER: ISA CUSIP: P5624U101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #11: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Interglobe Aviation Ltd.
TICKER: INDIGO CUSIP: Y4R97L111
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAKESH GANGWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE COMMISSION TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
ISSUER: International Container Terminal Services, Inc.
TICKER: ICT CUSIP: Y41157101
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON APRIL 19, 2018
PROPOSAL #4: PRESENTATION OF CHAIRMAN'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE CHAIRMAN'S REPORT AND THE ISSUER YES FOR FOR
2018 AUDITED FINANCIAL STATEMENTS
PROPOSAL #6: RATIFY THE ACTS, CONTRACTS, INVESTMENTS, ISSUER YES FOR FOR
AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND
MANAGEMENT SINCE THE LAST ANNUAL STOCKHOLDERS'
PROPOSAL #7.1: ELECT ENRIQUE K. RAZON, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT OCTAVIO VICTOR R. ESPIRITU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT JOSEPH R. HIGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT JOSE C. IBAZETA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT STEPHEN A. PARADIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT ANDRES SORIANO III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: International CSRC Investment Holdings Co. Ltd.
TICKER: 2104 CUSIP: Y15055109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: International Games System Co., Ltd.
TICKER: 3293 CUSIP: Y41065106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Intouch Holdings Public Co. Ltd.
TICKER: INTUCH CUSIP: Y4192A100
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT SOMCHAI SUPPHATADA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT SOPAWADEE LERTMANASCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT KWEK BUCK CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 002161 CUSIP: Y7743C103
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 2161 CUSIP: Y7743C103
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE GUARANTEE PROVISION PLAN
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 002161 CUSIP: Y7743C103
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION OF EQUITY OF HENAN ISSUER YES FOR FOR
THINKER BY COMPANY
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 2161 CUSIP: Y7743C103
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT ISSUER YES FOR FOR
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 2161 CUSIP: Y7743C103
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF ASSET DISPOSAL ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT
ISSUER: Invengo Information Technology Co., Ltd.
TICKER: 002161 CUSIP: Y7743C103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE AND SHAREHOLDER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND PROPORTION OF SHAREHOLDER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL FUNDS USED FOR
REPURCHASE
PROPOSAL #2.4: APPROVE CAPITAL SOURCE USED FOR THE SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE OR PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF THE SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
ISSUER: Inventec Corp.
TICKER: 2356 CUSIP: Y4176F109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHEN, RUEY-LONG AND SHYU,
JYUO-MIN
ISSUER: Inversiones Aguas Metropolitanas SA
TICKER: IAM CUSIP: P58595102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: PRESENT BOARD'S REPORT ON EXPENSES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #9: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #10: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Inversiones La Construccion SA
TICKER: ILC CUSIP: P5817R105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE DIVIDENDS OF CLP 350 PER SHARE ISSUER YES FOR FOR
PROPOSAL #c: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #f: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #g: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #h: RECEIVE REPORT OF DIRECTORS' COMMITTEE ISSUER YES FOR FOR
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #k: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Investec Ltd
TICKER: INL CUSIP: S39081138
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT LAUREL BOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT GLYNN BURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT CHERYL CAROLUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PEREGRINE CROSTHWAITE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT HENDRIK DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID FRIEDLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BERNARD KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN KANTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEPHEN KOSEFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LORD MALLOCH-BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KHUMO SHUENYANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT FANI TITI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT PHILIP HOURQUEBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT INCLUDING ISSUER YES FOR FOR
IMPLEMENTATION REPORT
PROPOSAL #17: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #20: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #21: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
DIVIDEND ACCESS (SOUTH AFRICAN RESIDENT) REDEEMABLE
PREFERENCE SHARE
PROPOSAL #22: APPROVE FINAL DIVIDEND ON THE ORDINARY ISSUER YES FOR FOR
SHARES AND THE DIVIDEND ACCESS (SOUTH AFRICAN
RESIDENT) REDEEMABLE PREFERENCE SHARE
PROPOSAL #23: REAPPOINT ERNST & YOUNG INC AS JOINT ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #24: REAPPOINT KPMG INC AS JOINT AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #25: PLACE UNISSUED ORDINARY SHARES UNDER ISSUER YES FOR FOR
CONTROL OF DIRECTORS
PROPOSAL #26: PLACE UNISSUED VARIABLE RATE, ISSUER YES FOR FOR
CUMULATIVE, REDEEMABLE PREFERENCE SHARES AND NON-
REDEEMABLE, NON-CUMULATIVE, NON-PARTICIPATING
PREFERENCE SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #27: PLACE UNISSUED SPECIAL CONVERTIBLE ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #28: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #29: AUTHORISE REPURCHASE OF CLASS ILRP2 ISSUER YES FOR FOR
REDEEMABLE, NON-PARTICIPATING PREFERENCE SHARES, ANY
OTHER REDEEMABLE, NON-PARTICIPATING PREFERENCE SHARES
AND NON-REDEEMABLE, NON-CUMULATIVE, NON-
PARTICIPATING PREFERENCE SHARES
PROPOSAL #30: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND DIRECTORS
PROPOSAL #31: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #32: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #33: SANCTION THE INTERIM DIVIDEND ON THE ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #34: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #35: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #36: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #37: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #38: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #39: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
ISSUER: Iochpe-Maxion SA
TICKER: MYPK3 CUSIP: P58749105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE ISSUER NO N/A N/A
PROPOSAL #4: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DAN IOSCHPE AS DIRECTOR AND SALOMAO IOSCHPE AS
ALTERNATE
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUSTAVO BERG IOSCHPE AS DIRECTOR AND DEBORA
BERG IOSCHPE AS ALTERNATE
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT IBOTY BROCHMANN IOSCHPE AS DIRECTOR AND CLAUDIA
IOSCHPE AS ALTERNATE
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURO LITWIN IOCHPE AS DIRECTOR AND LEANDRO
KOLODNY AS ALTERNATE
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ISRAEL VAINBOIM AS INDEPENDENT DIRECTOR AND
MAURO KNIJNIK AS ALTERNATE
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIZ ANTONIO CORREIA NUNES VIANA DE OLIVEIRA AS
INDEPENDENT DIRECTOR AND RONALD JOHN ALDWORTH AS
ALTERNATE
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NILDEMAR SECCHES AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SERGIO LUIZ SILVA SCHWARTZ AS INDEPENDENT
DIRECTOR
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXANDRE GONCALVES SILVA AS INDEPENDENT
PROPOSAL #8: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: IOI Corp. Bhd.
TICKER: 1961 CUSIP: Y41763106
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE YEOW CHOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT KAROWNAKARAN @ KARUNAKARAN A/L ISSUER YES FOR FOR
RAMASAMY AS DIRECTOR
PROPOSAL #3: ELECT CHEAH TEK KUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: IOI Properties Group Bhd.
TICKER: 5249 CUSIP: Y417A6104
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KOH KIN LIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE SAY TSHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TAN KIM HEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Ipca Laboratories Limited
TICKER: 524494 CUSIP: Y4175R146
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AJIT KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRANAY GODHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE G. M. KAPADIA & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF PREMCHAND GODHA AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Ipca Laboratories Ltd.
TICKER: 524494 CUSIP: Y4175R146
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ANAND T. KUSRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT DEV PARKASH YADAVA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT MANISHA PREMNATH AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: IRB Brasil Resseguros SA
TICKER: IRBR3 CUSIP: P5876C106
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLEMENTARY REMUNERATION TO BE ISSUER YES AGAINST AGAINST
PAID TO EXECUTIVES AS PART OF INCENTIVE BONUS PLAN
ISSUER: IRB Brasil Resseguros SA
TICKER: IRBR3 CUSIP: P5876C106
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #2: APPROVE LONG-TERM INCENTIVE PLAN ISSUER NO N/A N/A
ISSUER: IRB Brasil Resseguros SA
TICKER: IRBR3 CUSIP: P5876C106
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER NO N/A N/A
INCOME AND DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT OTAVIO LADEIRA DE MEDEIROS AS DIRECTOR AND
CHARLES CARVALHO GUEDES AS ALTERNATE
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO DUARTE GUIMARAES AS DIRECTOR AND LUIZA
DAMASIO RIBEIRO DO ROSARIO AS ALTERNATE
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXSANDRO BROEDEL LOPES AS DIRECTOR AND
OSVALDO DO NASCIMENTO AS ALTERNATE
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT VINICIUS JOSE DE ALMEIDA ALBERNAZ AS DIRECTOR
AND IVAN LUIZ GONTIJO JUNIOR AS ALTERNATE
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WERNER ROMERA SUFFERT AS DIRECTOR AND RAFAEL
AUGUSTO SPERENDIO AS ALTERNATE
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS BASTOS ROCHA AS DIRECTOR AND JOSE
OCTAVIO VIANELLO DE MELLO AS ALTERNATE
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO DAGNONI AS DIRECTOR AND MARCO ANTONIO
ROSADO FRANCA AS ALTERNATE
PROPOSAL #6.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIA ELENA BIDINO AS DIRECTOR
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #8: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #9: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #10: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: ELECT GABRIELA SOARES PEDERCINI AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND ALEXANDRE PEDERCINI ISSA AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
ISSUER: IRB Infrastructure Developers Ltd.
TICKER: 532947 CUSIP: Y41784102
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE TWO INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT DEEPALI VIRENDRA MHAISKAR AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AND GOKHALE & SATHE, CHARTERED
ACCOUNTANTS AS JOINT STATUTORY AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SUDHIR RAO HOSHING AS JOINT MANAGINGDIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
VIRENDRA D. MHAISKAR AS CHAIRMAN AND MANAGING
PROPOSAL #8: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
DEEPALI V. MHAISKAR AS WHOLE-TIME DIRECTOR
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: iReader Technology Co., Ltd.
TICKER: 603533 CUSIP: Y4164L100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN SHORT-TERM ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: Irico Display Devices Co., Ltd.
TICKER: 600707 CUSIP: Y77010109
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
(1)
PROPOSAL #2: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
(2)
ISSUER: Irico Display Devices Co., Ltd.
TICKER: 600707 CUSIP: Y77010109
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT FAN LAIYING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DING WENHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Irico Display Devices Co., Ltd.
TICKER: 600707 CUSIP: Y77010109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY 1
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY 2
ISSUER: Irico Display Devices Co., Ltd.
TICKER: 600707 CUSIP: Y77010109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Iron Force Industrial Co., Ltd.
TICKER: 2228 CUSIP: Y4R76Y100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: IRPC Public Co., Ltd.
TICKER: IRPC CUSIP: Y4177E119
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE OPERATING RESULTS AND APPROVE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES AGAINST AGAINST
AUDIT COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT KRIS IMSANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT WORAWAT PITAYASIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT BOONSUIB PRASIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SIRIWAN CHIERAPONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Is Gayrimenkul Yatirim Ortakligi AS
TICKER: ISGYO CUSIP: M57334100
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: Iskenderun Demir ve Celik AS
TICKER: ISDMR CUSIP: M57340115
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE DONATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #16: AMEND WORKING PRINCIPLES OF THE GENERAL ISSUER YES FOR FOR
ASSEMBLY
ISSUER: Italian-Thai Development Public Co., Ltd.
TICKER: ITD CUSIP: Y4211C210
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT WILLIAM LEE ZENTGRAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SAI WAH SIMON SUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PEETI KARNASUTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, AUDIT ISSUER YES FOR FOR
COMMITTEE AND RISK MANAGEMENT COMMITTEE
PROPOSAL #7: APPROVE GRANT THORNTON COMPANY LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Itau Corpbanca
TICKER: ITAUCORP CUSIP: P5R3QP103
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPOINT AUDITORS AND RISK ASSESSMENT ISSUER YES FOR FOR
COMPANIES
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; APPROVE
THEIR BUDGET
PROPOSAL #6: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: RECEIVE REPORT FROM DIRECTORS' COMMITTEE ISSUER YES FOR FOR
AND AUDIT COMMITTEE
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U105
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 1:1.5 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: INSTALL THE COMPANY'S FISCAL COUNCIL AS ISSUER YES FOR FOR
A PERMANENT STRUCTURE
PROPOSAL #4: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: AMEND ARTICLE 3 TO REFLECT CHANGES IN ISSUER YES FOR FOR
AUTHORIZED CAPITAL
PROPOSAL #6: AMEND ARTICLE 11 ISSUER YES FOR FOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 12 ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5.1: ELECT ALFREDO EGYDIO SETUBAL AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.2: ELECT AMOS GENISH AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.3: ELECT ANA LUCIA DE MATTOS BARRETTO ISSUER NO N/A N/A
VILLELA AS DIRECTOR
PROPOSAL #5.4: ELECT FABIO COLLETTI BARBOSA AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT GUSTAVO JORGE LABOISSIERE LOYOLA ISSUER NO N/A N/A
AS INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT JOAO MOREIRA SALLES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: ELECT JOSE GALLO AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.8: ELECT MARCO AMBROGIO CRESPI BONOMI AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT PEDRO LUIZ BODIN DE MORAES AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT PEDRO MOREIRA SALLES AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.11: ELECT RICARDO VILLELA MARINO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.12: ELECT ROBERTO EGYDIO SETUBAL AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALFREDO EGYDIO SETUBAL AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT AMOS GENISH AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANA LUCIA DE MATTOS BARRETTO VILLELA AS
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FABIO COLLETTI BARBOSA AS INDEPENDENT DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUSTAVO JORGE LABOISSIERE LOYOLA AS INDEPENDENT
DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAO MOREIRA SALLES AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GALLO AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCO AMBROGIO CRESPI BONOMI AS INDEPENDENT
DIRECTOR
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO LUIZ BODIN DE MORAES AS INDEPENDENT
DIRECTOR
PROPOSAL #7.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO MOREIRA SALLES AS DIRECTOR
PROPOSAL #7.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICARDO VILLELA MARINO AS DIRECTOR
PROPOSAL #7.12: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO EGYDIO SETUBAL AS DIRECTOR
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #10.1: ELECT ALKIMAR RIBEIRO MOURA AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND JOAO COSTA AS ALTERNATE
PROPOSAL #10.2: ELECT JOSE CARUSO CRUZ HENRIQUES AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND REINALDO GUERREIRO AS
ALTERNATE
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Itau Unibanco Holding SA
TICKER: ITUB4 CUSIP: P5968U113
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #3: ELECT EDUARDO AZEVEDO DO VALLE AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND DEBORA SANTILLE AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Itausa-Investimentos Itau SA
TICKER: ITSA4 CUSIP: P5887P427
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOSE MARIA REBELO AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND ISAAC BERENSZTEJN AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: ITC Ltd.
TICKER: ITC CUSIP: Y4211T171
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NAKUL ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SANJIV PURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT JOHN PULINTHANAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REDESIGNATION OF SANJIV PURI AS ISSUER YES FOR FOR
MANAGING DIRECTOR WITH EFFECT FROM MAY 16, 2018
PROPOSAL #8: REELECT SANJIV PURI AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE REAPPOINTMENT AND REMUNERATION OF SANJIV PURI
AS MANAGING DIRECTOR WITH EFFECT FROM JULY 22, 2019
PROPOSAL #9: REELECT NAKUL ANAND AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE REAPPOINTMENT AND REMUNERATION OF NAKUL ANAND
AS EXECUTIVE DIRECTOR WITH EFFECT FROM JAN. 3, 2019
PROPOSAL #10: REELECT RAJIV TANDON AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE REAPPOINTMENT AND REMUNERATION OF RAJIV
TANDON AS EXECUTIVE DIRECTOR WITH EFFECT FROM JULY
PROPOSAL #11: APPROVE REMUNERATION AND BENEFITS OF ISSUER YES AGAINST AGAINST
YOGESH CHANDER DEVESHWAR AS CHAIRMAN
PROPOSAL #12: REELECT YOGESH CHANDER DEVESHWAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REELECT SAHIBZADA SYED HABIB-UR-REHMAN ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #14: REELECT SHILABHADRA BANERJEE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16: APPROVE REMUNERATION OF P. RAJU IYER AS ISSUER YES FOR FOR
COST AUDITORS
PROPOSAL #17: APPROVE REMUNERATION OF SHOME & ISSUER YES FOR FOR
BANERJEE AS COST AUDITORS
ISSUER: ITC Ltd.
TICKER: 500875 CUSIP: Y4211T171
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF EQUITY SETTLED STOCK ISSUER YES FOR FOR
APPRECIATION RIGHTS TO THE ELIGIBLE EMPLOYEES OF THE
COMPANY UNDER THE LTC EMPLOYEE STOCK APPRECIATION
RIGHTS SCHEME 2018
PROPOSAL #2: APPROVE EXTENSION OF BENEFITS OF THE LTC ISSUER YES FOR FOR
EMPLOYEE STOCK APPRECIATION RIGHTS SCHEME 2018 TO
PERMANENT EMPLOYEES INCLUDING MANAGING /WHOLETIME
DIRECTORS, OF SUBSIDIARY COMPANIES
PROPOSAL #3: APPROVE VARIATION IN THE TERMS OF ISSUER YES FOR FOR
REMUNERATION OF THE MANAGING DIRECTOR AND OTHER
WHOLETIME DIRECTORS OF THE COMPANY
ISSUER: ITE Tech, Inc.
TICKER: 3014 CUSIP: Y4101F109
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: ITEQ Corp.
TICKER: 6213 CUSIP: Y4212E108
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Jack Sewing Machine Co., Ltd.
TICKER: 603337 CUSIP: Y417BV108
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE BANK CREDIT LINES AND GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Jafron Biomedical Co., Ltd.
TICKER: 300529 CUSIP: Y417B8109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jafron Biomedical Co., Ltd.
TICKER: 300529 CUSIP: Y417B8109
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF CASH MANAGEMENT ISSUER YES FOR FOR
PERIOD USING IDLE OWN FUNDS AND RAISED FUNDS
ISSUER: Jafron Biomedical Co., Ltd.
TICKER: 300529 CUSIP: Y417B8109
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: ELECT ZENG KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jafron Biomedical Co., Ltd.
TICKER: 300529 CUSIP: Y417B8109
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Jafron Biomedical Co., Ltd.
TICKER: 300529 CUSIP: Y417B8109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jain Irrigation Systems Ltd.
TICKER: 500219 CUSIP: Y42531148
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. SWAMINATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ASHOK B. JAIN AS WHOLE-TIME DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ANIL B. JAIN AS WHOLE-TIME DIRECTOR, DESIGNATED AS
VICE CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AJIT B. JAIN AS WHOLE-TIME DIRECTOR, DESIGNATED AS
JOINT MANAGING DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ATUL B. JAIN AS WHOLE-TIME DIRECTOR, DESIGNATED AS
CHIEF FINANCIAL OFFICER
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF R. SWAMINATHAN AS WHOLE-TIME DIRECTOR, DESIGNATED
AS EXECUTIVE DIRECTOR
PROPOSAL #11: AMEND EMPLOYEE STOCK OPTION PLAN 2011 ISSUER YES FOR FOR
AND RELATED ISSUES
PROPOSAL #12: APPROVE ISSUANCE OF SECURED NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Jain Irrigation Systems Ltd.
TICKER: 500219 CUSIP: Y42531148
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT DEVENDRA RAJ MEHTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Jaiprakash Associates Ltd.
TICKER: 532532 CUSIP: Y42539117
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT SUNNY GAUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT JAIPRAKASH GAUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TILAK RAJ KAKKAR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE KAILASH NATH BHANDARI TO ISSUER YES AGAINST AGAINST
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE SATISH CHARAN KUMAR PATNE TO ISSUER YES AGAINST AGAINST
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RAJ NARAIN BHARDWAJ TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE CHANDRA PRAKASH JAIN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Jammu & Kashmir Bank Ltd. (The)
TICKER: 532209 CUSIP: Y4S53D136
MEETING DATE: 7/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT ABDUL MAJID MIR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: Jangho Group Co. Ltd.
TICKER: 601886 CUSIP: Y0773D109
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jangho Group Co. Ltd.
TICKER: 601886 CUSIP: Y0773D109
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT AS WELL AS RELATED PARTY TRANSACTIONS
ISSUER: Jangho Group Co. Ltd.
TICKER: 601886 CUSIP: Y0773D109
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE APPLICATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE WRITING OFF OF SOME ACCOUNT ISSUER YES FOR FOR
RECEIVABLES
PROPOSAL #12.1: ELECT LIU ZAIWANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT XU XINGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHOU HANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT FU JIANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT YU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT HUANG XIAOFAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.1: ELECT FU LEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT GENG JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LIU YONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHU DAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT QIANG JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jarir Marketing Co.
TICKER: 4190 CUSIP: M6185P112
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF SAR 7.85 PER SHARE ISSUER YES FOR FOR
FOR Q1, Q2, Q3, Q4 FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
2.6 MILLION FOR FY 2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND KITE ARABIA CO RE: TECHNICAL
CONSULTANT
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND KITE ARABIA CO RE: REAL STATE
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND JARIR COMMERCIAL INVESTMENT
CO RE: REAL STATE
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND JARIR COMMERCIAL INVESTMENT
CO RE: REAL STATE
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AMWAJ AL ZAHRAN LIMITED CO
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
FUTURE MARKETS TRADING CO
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND JARIR REAL ESTATE CO RE:
RENTING LIBRARY
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND JARIR REAL ESTATE CO RE:
RENTING OFFICE
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TREELINE BUSINESS SOLUTIONS PVT LTD
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
RUBEN AL ARABIA
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
REAOV TABUK LTD
PROPOSAL #19: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
ISSUER: Jasmine Broadband Internet Infrastructure Fund
TICKER: JASIF CUSIP: Y4255A112
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Jasmine International Public Co. Ltd.
TICKER: JAS CUSIP: Y44202334
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1.1: ELECT SUDHITHAM CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.2: ELECT VICHIT YAMBOONRUANG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.3: ELECT TERASAK JERAUSWAPONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.4: ELECT SITTHA SUVIRATVITAYAKIT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Jason Furniture (Hangzhou) Co., Ltd.
TICKER: 603816 CUSIP: Y4255J105
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE AND LOAN BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2.1: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2.2: APPROVE GUARANTEE PROVISION TO EQUITY ISSUER YES FOR FOR
MORTGAGE OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Jason Furniture (Hangzhou) Co., Ltd.
TICKER: 603816 CUSIP: Y4255J105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Jason Furniture (Hangzhou) Co., Ltd.
TICKER: 603816 CUSIP: Y4255J105
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Jason Furniture (Hangzhou) Co., Ltd.
TICKER: 603816 CUSIP: Y4255J105
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Jason Furniture (Hangzhou) Co., Ltd.
TICKER: 603816 CUSIP: Y4255J105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE CARRY-OUT LONG-TERM FOREIGN ISSUER YES FOR FOR
EXCHANGE SETTLEMENT AND SALES BUSINESS
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES AND ISSUER YES FOR FOR
LOANS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: JBS SA
TICKER: JBSS3 CUSIP: P59695109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #4: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6.1: ELECT JEREMIAH ALPHONSUS OCALLAGHAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.2: ELECT JOSE BATISTA SOBRINHO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.3: ELECT AGUINALDO GOMES RAMOS FILHO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.4: ELECT GILBERTO MEIRELLES XANDO ISSUER YES AGAINST AGAINST
BAPTISTA AS DIRECTOR
PROPOSAL #6.5: ELECT WESLEY MENDONCA BATISTA FILHO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.6: ELECT CLEDORVINO BELINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT JOSE GUIMARAES MONFORTE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT MARCIO GUEDES PEREIRA JUNIOR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT ALBA PETHENGILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JEREMIAH ALPHONSUS OCALLAGHAN AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE BATISTA SOBRINHO AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT AGUINALDO GOMES RAMOS FILHO AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GILBERTO MEIRELLES XANDO BAPTISTA AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT WESLEY MENDONCA BATISTA FILHO AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CLEDORVINO BELINI AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE GUIMARAES MONFORTE AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCIO GUEDES PEREIRA JUNIOR AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ALBA PETHENGILL AS DIRECTOR
PROPOSAL #9: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER YES FOR FOR
FOUR
PROPOSAL #10: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11.1: ELECT ADRIAN LIMA DA HORA AS FISCAL ISSUER YES AGAINST AGAINST
COUNCIL MEMBER AND ANDRE ALCANTARA OCAMPOS AS
PROPOSAL #11.2: ELECT DEMETRIUS NICHELE MACEI AS ISSUER YES AGAINST AGAINST
FISCAL COUNCIL MEMBER AND MARCOS GODOY BROGIATO AS
ALTERNATE
PROPOSAL #11.3: ELECT JOSE PAULO DA SILVA FILHO AS ISSUER YES AGAINST AGAINST
FISCAL COUNCIL MEMBER AND SANDRO DOMINGUES RAFFAI AS
ALTERNATE
PROPOSAL #11.4: ELECT MAURICIO WANDERLEY ESTANISLAU ISSUER YES FOR FOR
DA COSTA AS FISCAL COUNCIL MEMBER AND FRANCISCO
VICENTE SANTANA SILVA TELLES AS ALTERNATE
PROPOSAL #12: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
ISSUER: JC Finance & Tax Interconnect Holdings Ltd.
TICKER: 2530 CUSIP: Y443A6100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPANY'S MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURING 2018 ANNUAL PERFORMANCE COMMITMENT AND
PERFORMANCE COMPENSATION
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS IN CONNECTION TO
PERFORMANCE COMPENSATION
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #12: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #13: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Jchx Mining Management Co., Ltd
TICKER: 603979 CUSIP: Y42554108
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE NUMBER OF AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: JCHX Mining Management Co., Ltd.
TICKER: 603979 CUSIP: Y42554108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT COOPERATION TO ISSUER YES FOR FOR
DEVELOP THE LIANGCHAHE PHOSPHATE MINE IN GUIZHOU
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO COOPERATIVE DEVELOPMENT
OF LIANGCHAHE PHOSPHATE MINE IN GUIZHOU PROVINCE AND
EXTERNAL GUARANTEES
PROPOSAL #4: APPROVE COMPLETION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES FROM FINANCIAL INSTITUTIONS
ISSUER: JCHX Mining Management Co., Ltd.
TICKER: 603979 CUSIP: Y42554108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT AND COOPERATION IN ISSUER YES FOR FOR
THE DEVELOPMENT OF LIANGFUHE PHOSPHATE MINE IN
GUIZHOU PROVINCE
PROPOSAL #2: APPROVE ADJUSTMENT OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EQUITY BIDDING
AND EXTERNAL GUARANTEE
ISSUER: JCHX Mining Management Co., Ltd.
TICKER: 603979 CUSIP: Y42554108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
(DRAFT)
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS (DRAFT)
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS (DRAFT) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION (DRAFT) ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS (DRAFT)
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR (DRAFT) ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH MAIN RELATED-PARTIES
PROPOSAL #10.1: ELECT XU WANGQING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jentech Precision Industrial Co. Ltd.
TICKER: 3653 CUSIP: Y4432G107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE 2019 EMPLOYEE RESTRICTED STOCK ISSUER YES FOR FOR
AWARDS
PROPOSAL #8.1: ELECT TSUNG HSIN CHAO, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT YUNG CHANG CHAO, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHIEN TSAI CHANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HSIN CHONG INTERNATIONAL CO. LTD, WITH
SHAREHOLDER NO. 9, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT CHUNG HUI HSU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HSIN CHONG INTERNATIONAL CO. LTD, WITH SHAREHOLDER
NO. 9, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHIN LUNG LIN, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HENG SHAN CO. LTD, WITH SHAREHOLDER NO. 8, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT KUO TUNG LU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HENG SHAN CO. LTD, WITH SHAREHOLDER NO. 8, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHIUNG HSI DUNG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF AVY PRECISION TECHNOLOGY INC, WITH SHAREHOLDER NO.
216, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT WEI PANG LIU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 55, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TSUNG NAN TSAI, WITH ID NO. ISSUER YES AGAINST AGAINST
Q101017XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT TE CHANG YAO, WITH ID NO. ISSUER YES FOR FOR
A121296XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT STEPHANIE CHANG, WITH ID NO. ISSUER YES FOR FOR
F221909XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Jess-Link Products Co., Ltd.
TICKER: 6197 CUSIP: Y4439Y101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT ZHANG SHUMEI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT A REPRESENTATIVE OF JU LI CO., ISSUER YES AGAINST AGAINST
LTD, WITH SHAREHOLDER NO. 53851 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #8.3: ELECT A REPRESENTATIVE OF DING ZHUN ISSUER YES AGAINST AGAINST
CO., LTD. WITH SHAREHOLDER NO. 84630 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT A REPRESENTATIVE OF TAI YI CO., ISSUER YES AGAINST AGAINST
LTD. WITH SHAREHOLDER NO. 123 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #8.5: ELECT XU WEI CHU WITH ID NO. ISSUER YES FOR FOR
A127684XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HE JING HUA WITH ID NO. ISSUER YES FOR FOR
F129523XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT ZHAN QIAN LONG WITH ID NO. ISSUER YES FOR FOR
H121201XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Jet Airways (India) Limited
TICKER: 532617 CUSIP: Y4440B116
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: REELECT ANITA GOYAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
BSR & CO. LLP, CHARTERED ACCOUNTANTS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF D ISSUER YES FOR FOR
T S & ASSOCIATES, CHARTERED ACCOUNTANTS
PROPOSAL #5: ELECT ASHOK CHAWLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SHARAD SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NASIM ZAIDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT HARSH MOHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT KEVIN NOLAN KNIGHT AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Jet Airways (India) Ltd.
TICKER: 532617 CUSIP: Y4440B116
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND CAPITAL CLAUSE IN MEMORANDUM OF ASSOCIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND LIABILITY CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE CONVERSION OF LOAN TO EQUITY ISSUER YES AGAINST AGAINST
SHARES OR CONVERTIBLE INSTRUMENTS OR OTHER SECURITIES
ISSUER: JG Summit Holdings, Inc.
TICKER: JGS CUSIP: Y44425117
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 28, 2018
PROPOSAL #2: APPROVE THE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LILY G. NGOCHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT PATRICK HENRY C. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT JOHNSON ROBERT G. GO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.7: ELECT ROBINA Y. GOKONGWEI-PE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.8: ELECT CIRILO P. NOEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.9: ELECT JOSE T. PARDO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT RENATO T. DE GUZMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT ANTONIO L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES AGAINST AGAINST
EXTERNAL AUDITOR
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND ITS COMMITTEES, OFFICERS, AND MANAGEMENT
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Jiajiayue Group Co., Ltd
TICKER: 603708 CUSIP: Y443BG107
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER NO N/A N/A
BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER NO N/A N/A
OF INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER NO N/A N/A
PRICE AND ITS ADJUSTMENT
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER NO N/A N/A
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER NO N/A N/A
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER NO N/A N/A
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER NO N/A N/A
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE AND IMPLEMENTATION OF ISSUER NO N/A N/A
PROCEEDS
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER NO N/A N/A
PROPOSAL #2.19: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #9: APPROVE EXTENSION AND INTERNAL ISSUER NO N/A N/A
ADJUSTMENT OF RAISED FUNDS PROJECTS
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Jiajiayue Group Co., Ltd
TICKER: 603708 CUSIP: Y443BG107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AND 2019 RELATED PARTY TRANSACTION PLAN
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION FOR CREDIT PLAN AND ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #11.1: ELECT WANG PEIHUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT FU YUANHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT BI MEIYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT WENG YINUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT CHEN GUOXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LIU JINGJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT WEI ZI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT ZHANG AIGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT CHEN JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiang Su Etern Co., Ltd.
TICKER: 600105 CUSIP: Y4444E108
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PAR VALUE AND PRICE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE DURATION ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #3.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE CONVERSION PRICE AND ITS ISSUER YES FOR FOR
ADJUSTMENT
PROPOSAL #3.9: APPROVE DOWNWARD CONVERSION OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #3.10: APPROVE DETERMINATION METHOD OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #3.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE ATTRIBUTABLE RELEVANT FOR THE ISSUER YES FOR FOR
YEAR OF CONVERSION
PROPOSAL #3.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #3.16: APPROVE MEETINGS OF THE CONVERTIBLE ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #3.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #3.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE ADDITIONAL BUSINESS SCOPE AND SHAREHOLDER YES FOR N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiang Su Etern Co., Ltd.
TICKER: 600105 CUSIP: Y4444E108
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT NOT
YET UNLOCKED
ISSUER: Jiang Su Etern Co., Ltd.
TICKER: 600105 CUSIP: Y4444E108
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiang Su Etern Co., Ltd.
TICKER: 600105 CUSIP: Y4444E108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MUTUAL GUARANTEE BETWEEN COMPANY ISSUER YES FOR FOR
AND CONTROLLING SHAREHOLDER
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY TO ITS WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS AND ISSUER YES FOR FOR
OWN FUNDS TO PURCHASE BANK FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #14: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT MO LINDI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHU QIZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHAO PEIJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT MO SIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT HUA WEILIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT GENG CHENGXUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT GUO JIANGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT MAO DONGQIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C104
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN ANNING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT XIAO HU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C104
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGLING MOTORS GROUP FINANCE
CO., LTD.
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH CHANGAN AUTOMOBILE FINANCE CO.,
LTD.
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH FORD AUTOMOTIVE FINANCE (CHINA)
CO., LTD.
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGLING MOTORS GROUP CO., LTD.
AND ITS CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH FORD MOTOR COMPANY AND ITS
CONTROLLED SUBSIDIARIES
PROPOSAL #10: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING MOTORS IMPORT
AND EXPORT CO., LTD.
PROPOSAL #11: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH NANCHANG BAO-JIANG STEEL
PROCESSING DISTRIBUTION CO., LTD.
PROPOSAL #12: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH GETRAG (JIANGXI) TRANSMISSION
CO., LTD.
PROPOSAL #13: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH NANCHANG JIANGLING HUAXIANG
AUTOMOBILE SPARE PART CO., LTD.
PROPOSAL #14: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING LEAR INTERIOR
SYSTEM CO., LTD.
PROPOSAL #15: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING MOTORS GROUP
SPECIAL VEHICLE CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #16: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH HANON SYSTEMS (NANCHANG) CO.,
PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #19.1: ELECT WANG WENTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT JIN WENHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C112
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN ANNING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT XIAO HU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C112
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Jiangling Motors Co., Ltd.
TICKER: 200550 CUSIP: Y4442C112
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGLING MOTORS GROUP FINANCE
CO., LTD.
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH CHANGAN AUTOMOBILE FINANCE CO.,
LTD.
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH FORD AUTOMOTIVE FINANCE (CHINA)
CO., LTD.
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGLING MOTORS GROUP CO., LTD.
AND ITS CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH FORD MOTOR COMPANY AND ITS
CONTROLLED SUBSIDIARIES
PROPOSAL #10: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING MOTORS IMPORT
AND EXPORT CO., LTD.
PROPOSAL #11: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH NANCHANG BAO-JIANG STEEL
PROCESSING DISTRIBUTION CO., LTD.
PROPOSAL #12: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH GETRAG (JIANGXI) TRANSMISSION
CO., LTD.
PROPOSAL #13: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH NANCHANG JIANGLING HUAXIANG
AUTOMOBILE SPARE PART CO., LTD.
PROPOSAL #14: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING LEAR INTERIOR
SYSTEM CO., LTD.
PROPOSAL #15: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH JIANGXI JIANGLING MOTORS GROUP
SPECIAL VEHICLE CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #16: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK PLAN WITH HANON SYSTEMS (NANCHANG) CO.,
PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #19.1: ELECT WANG WENTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT JIN WENHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangmen Kanhoo Industry Co., Ltd.
TICKER: 300340 CUSIP: Y444F0106
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO EXTERNAL INVESTMENT
ISSUER: Jiangmen Kanhoo Industry Co., Ltd.
TICKER: 300340 CUSIP: Y444F0106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PERFORMANCE COMMITMENT SITUATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: Jiangnan Mould & Plastic Technology Co., Ltd.
TICKER: 700 CUSIP: Y44432105
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CAO KEBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CAO MINGFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YAO WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DI RUIPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU MEIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHU XIAODONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YUAN JILIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jiangnan Mould & Plastic Technology Co., Ltd.
TICKER: 700 CUSIP: Y44432105
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION ALLOWANCE OF ISSUER YES AGAINST AGAINST
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Jiangshu Zhongli Group Co., Ltd.
TICKER: 2309 CUSIP: Y9893N103
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BETWEEN ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangshu Zhongli Group Co., Ltd.
TICKER: 002309 CUSIP: Y9893N103
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION
ISSUER: Jiangshu Zhongli Group Co., Ltd.
TICKER: 002309 CUSIP: Y9893N103
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Jiangshu Zhongli Group Co., Ltd.
TICKER: 2309 CUSIP: Y9893N103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND BASIS
PROPOSAL #2.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT SHARES
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangshu Zhongli Group Co., Ltd.
TICKER: 002309 CUSIP: Y9893N103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE FINANCIAL GUARANTEE PLAN OF ISSUER YES FOR FOR
COMPANY AND SUBSIDIARIES
PROPOSAL #3: APPROVE PROVISION OF DAILY OPERATIONS ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #4: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 002610 CUSIP: Y443AB109
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG SHENGGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 002610 CUSIP: Y443AB109
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 2610 CUSIP: Y443AB109
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND PROMOTE ISSUER YES FOR FOR
STRATEGIC COOPERATION WITH ZHEJIANG ENERGY GROUP
PROPOSAL #2: APPROVE ADDITIONAL EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 002610 CUSIP: Y443AB109
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 002610 CUSIP: Y443AB109
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 2610 CUSIP: Y443AB109
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHAO JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT GUAN YANPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE LAUNCH OF FINANCE LEASE AND SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTION BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 2610 CUSIP: Y443AB109
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE 2018 EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROVISION
PROPOSAL #3.1: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIANGYIN DONGHUA ALUMINUM MATERIAL TECHNOLOGY CO.,
LTD.
PROPOSAL #3.2: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIANGYIN KEMA METAL PRODUCTS CO., LTD.
PROPOSAL #3.3: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUZHOU AIKANG ENERGY ENGINEERING TECHNOLOGY CO.,
LTD.
PROPOSAL #3.4: APPROVE GUARANTEE PROVISION TO TANGYIN ISSUER YES FOR FOR
AIKANG ENERGY POWER CO., LTD.
PROPOSAL #3.5: APPROVE GUARANTEE PROVISION TO XUNWU ISSUER YES FOR FOR
AIKANG NEW ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #3.6: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
HAICHENG AIKANG ELECTRIC POWER CO., LTD.
PROPOSAL #3.7: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CHONGREN AIKANG NEW ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #3.8: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO GUZHEN AIKANG PHOTOVOLTAIC NEW ENERGY CO., LTD.
PROPOSAL #3.9: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO CIXIAN PINYOU PHOTOVOLTAIC POWER DEVELOPMENT CO.,
LTD.
PROPOSAL #3.1: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO LINQU XIANGTAI PHOTOVOLTAIC POWER GENERATION CO.,
LTD.
PROPOSAL #3.11: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JAPAN AIKANG CORPORATION
PROPOSAL #3.12: APPROVE GUARANTEE PROVISION TO WUHE ISSUER YES FOR FOR
AIKANG NEW ENERGY CO., LTD.
PROPOSAL #3.13: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUZHOU AIKANG BOMO NEW MATERIALS CO., LTD.
PROPOSAL #3.14: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIANGSU AIKANG GREEN HOME TECHNOLOGY CO., LTD.
PROPOSAL #3.15: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIANGSU AIKANG INDUSTRIAL GROUP CO., LTD.
PROPOSAL #3.16: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO GANZHOU DEVELOPMENT FINANCIAL LEASING CO., LTD.
PROPOSAL #3.17: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO SHANGHAI AIKANG FULUONA FINANCIAL LEASING CO.,
PROPOSAL #3.18: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIANGXI HUIGU SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #3.19: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JINCHANG QINGNENG POWER CO., LTD.
PROPOSAL #3.2: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIUZHOU FANGYUAN BOLE NEW ENERGY CO., LTD.
PROPOSAL #3.21: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO XINJIANG YIYANG ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #3.22: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUZHOU HENGKANG ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #3.23: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO INNER MONGOLIA SIZI WANGQI SHENGUANG ENERGY
DEVELOPMENT CO., LTD.
PROPOSAL #3.24: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO TEKESI YUHUI SOLAR ENERGY DEVELOPMENT CO., LTD.
PROPOSAL #3.25: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO ZHEJIANG RUIXU INVESTMENT CO., LTD.
PROPOSAL #3.26: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO XINJIANG AIKANG POWER DEVELOPMENT CO., LTD.
PROPOSAL #3.27: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO JIUZHOU FANGYUAN BOZHOU NEW ENERGY CO., LTD.
PROPOSAL #3.28: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO DANYANG ZHONGKANG POWER DEVELOPMENT CO., LTD.
PROPOSAL #3.29: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
TO XINJIANG JUYANG ENERGY TECHNOLOGY CO., LTD.
ISSUER: Jiangsu Akcome Science & Technology Co., Ltd.
TICKER: 2610 CUSIP: Y443AB109
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Jiangsu Aoyang Health Industry Co., Ltd.
TICKER: 002172 CUSIP: Y4439J104
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu Aoyang Health Industry Co., Ltd.
TICKER: 002172 CUSIP: Y4439J104
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHEN XUERU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHU BAOYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GUO JIANKANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI KEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHU ZHIHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YUAN YIBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN XIANFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHAO XU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT SHAO LVWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU LIYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GU SHENKAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Jiangsu Aoyang Health Industry Co., Ltd.
TICKER: 2172 CUSIP: Y4439J104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
FUNING AOYANG TECHNOLOGY CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
MANASI AOYANG TECHNOLOGY CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHANGJIAGANG AOYANG HOSPITAL CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU AOYANG PHARMACEUTICAL LOGISTICS CO., LTD.
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Jiangsu Aoyang Technology Corp. Ltd.
TICKER: 002172 CUSIP: Y4439J104
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ESTABLISHMENT OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Jiangsu Aoyang Technology Corp., Ltd.
TICKER: 002172 CUSIP: Y4439J104
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME, SECURITY ISSUER YES FOR FOR
ABBREVIATION AND BUSINESS SCOPE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: APPROVE MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #6: APPROVE MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Jiangsu Asia-Pacific Light Alloy Technology Co., Ltd.
TICKER: 002540 CUSIP: Y443A7108
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
TOTAL SHARE CAPITAL
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Jiangsu Asia-Pacific Light Alloy Technology Co., Ltd.
TICKER: 2540 CUSIP: Y443A7108
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #3: APPROVE USE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
ENTRUSTED FINANCIAL PRODUCTS
ISSUER: Jiangsu Asia-Pacific Light Alloy Technology Co., Ltd.
TICKER: 2540 CUSIP: Y443A7108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ADJUSTMENT ON USAGE OF OWN ISSUER YES FOR FOR
FUNDS TO INVEST IN SECURITIES
PROPOSAL #12: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
BUSINESS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Aucksun Co., Ltd.
TICKER: 2245 CUSIP: Y4439K101
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Aucksun Co., Ltd.
TICKER: 002245 CUSIP: Y4439K101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG YAXIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
ISSUER: Jiangsu Aucksun Co., Ltd.
TICKER: 002245 CUSIP: Y4439K101
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #14: APPROVE ACQUISITION OF MINORITY SHAREHOLDER YES FOR FOR
INTEREST
PROPOSAL #15: APPROVE STRATEGIC INVESTMENT PLAN SHAREHOLDER YES AGAINST AGAINST
ISSUER: Jiangsu Aucksun Co., Ltd.
TICKER: 2245 CUSIP: Y4439K101
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF M&A LOANS ISSUER YES FOR FOR
ISSUER: Jiangsu Aucksun Co., Ltd.
TICKER: 2245 CUSIP: Y4439K101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT SHEN XUERU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU BAOYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI KEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHEN KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LI WENHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT CHENG HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG YAXIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DING WEI AS INDEPENDENT ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HE WEI AS INDEPENDENT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ZHU ZHIHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT WANG YONGHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Bicon Pharmaceutical Listed Co.
TICKER: 002411 CUSIP: Y4441M103
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: ELECT CHEN JUNMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Bicon Pharmaceutical Listed Co.
TICKER: 002411 CUSIP: Y4441M103
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
ADDRESS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Broadcasting Cable Information Network Corp. Ltd.
TICKER: 600959 CUSIP: Y4S3B1104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LIN SHU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHAO YUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SONG SULAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Broadcasting Cable Information Network Corp. Ltd.
TICKER: 600959 CUSIP: Y4S3B1104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OVERALL DEVELOPMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING BILLS
PROPOSAL #4: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
ISSUER: Jiangsu Broadcasting Cable Information Network Corp. Ltd.
TICKER: 600959 CUSIP: Y4S3B1104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE FIXED ASSETS INVESTMENT PROJECT ISSUER YES AGAINST AGAINST
BUDGET PLAN
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPLETION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO BUSINESS REGISTRATION
CHANGES
PROPOSAL #12: ELECT JIANG LONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Broadcasting Cable Information Network Corp. Ltd.
TICKER: 600959 CUSIP: Y4S3B1104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD AND ISSUER YES FOR FOR
BOARD AUTHORIZATION PERIOD RESOLUTION ON MAJOR ASSET
RESTRUCTURING
ISSUER: Jiangsu Changbao Steeltube Co., Ltd.
TICKER: 2478 CUSIP: Y443A3107
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF PUBLIC SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Changbao Steeltube Co., Ltd.
TICKER: 2478 CUSIP: Y443A3107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ADJUSTMENT ON CONTINUED USE OF ISSUER NO N/A N/A
IDLE OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE ADJUSTMENT ON CONTINUED USE OF ISSUER NO N/A N/A
IDLE OWN FUNDS TO PROVIDE FINANCIAL ASSISTANCE
(ENTRUSTED LOAN)
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
ISSUER: Jiangsu Changhai Composite Materials Co., Ltd.
TICKER: 300196 CUSIP: Y443A9104
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.2: APPROVE THE PURPOSE AND USAGE OF THE ISSUER NO N/A N/A
SHARES TO BE REPURCHASED
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER NO N/A N/A
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER NO N/A N/A
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Jiangsu Changhai Composite Materials Co., Ltd.
TICKER: 300196 CUSIP: Y443A9104
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF PARTIAL RAISED ISSUER NO N/A N/A
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2.1: ELECT YANG GUOWEN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT YANG PENGWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT QI JIXING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT SHAO JUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.5: ELECT ZHOU YUANLONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.6: ELECT SHAO LIPING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT CAI GUIRU AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT CHOU SHIDONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT XU YAOXIN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT YIN LIN AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Jiangsu Changhai Composite Materials Co., Ltd.
TICKER: 300196 CUSIP: Y443A9104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION
ISSUER: Jiangsu Changhai Composite Materials Co., Ltd.
TICKER: 300196 CUSIP: Y443A9104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF ISSUER NO N/A N/A
REPURCHASED SHARES
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMENDMENTS TO ARTICLES OF ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION TO SUBSIDIARY ISSUER YES FOR FOR
JIANGYIN CHANGDIAN ADVANCED PACKAGING CO., LTD.
PROPOSAL #2: APPROVE CAPITAL INJECTION TO SUBSIDIARY ISSUER YES FOR FOR
SUZHOU CHANGDIAN XINKE INVESTMENT CO., LTD. AND
SUZHOU CHANGDIAN XINPENG INVESTMENT CO., LTD.
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN GUIFENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY DISPOSAL OF SUBSIDIARY ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EQUITY DISPOSAL
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGYIN XINSHUN MICROELECTRONICS CO., LTD. AND
JIANGSU CHANGJING TECHNOLOGY CO., LTD.
PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHONGXIN INTEGRATED CIRCUIT MANUFACTURING (SHAOXING)
CO., LTD. AND ZHONGXIN INTEGRATED CIRCUIT (NINGBO)
CO., LTD.
PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SEMICONDUCTOR MANUFACTURING INTERNATIONAL (SHANGHAI)
CO., LTD., SMIC INTERNATIONAL INTEGRATED CIRCUIT
MANUFACTURING (TIANJIN) CO., LTD. AND SEMICONDUCTOR
MANUFACTURING INTERNATIONAL (BEIJING) CO., LTD.
PROPOSAL #6.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHONGXIN ZHANGDIAN SEMICONDUCTOR (JIANGYIN) CO.,
PROPOSAL #6.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU XINCHAO TECHNOLOGY GROUP CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #9: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #11.1: APPROVE PRICE BASIS AND DISPOSAL ISSUER YES FOR FOR
PRICE
PROPOSAL #11.2: APPROVE ASSET DISPOSAL IN CONNECTION ISSUER YES FOR FOR
TO FUND-RAISING INVESTMENT PROJECT
PROPOSAL #11.3: APPROVE ASSET DISPOSAL OF OPERATING ISSUER YES FOR FOR
LEASE
PROPOSAL #11.4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSET DISPOSAL OF OPERATING LEASE
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
PROPOSAL #14.1: ELECT ZHOU ZIXUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT GAO YONGGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT ZHANG CHUNSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.4: ELECT REN KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT CHOON HEUNG LEE AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.6: ELECT LUO HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT SHI YING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT PAN QING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT LI JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT LIN GUIFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT WANG YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT ZHENG FANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Changjiang Electronics Technology Co., Ltd.
TICKER: 600584 CUSIP: Y4447T102
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE FINANCIAL LEASING BUSINESS OF ISSUER YES FOR FOR
STATS CHIPPAC PTE. LTD.
PROPOSAL #2.2: APPROVE ASSET FINANCIAL LEASING ISSUER YES FOR FOR
INVOLVING RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCIAL LEASING OF STATS CHIPPAC PTE. LTD.
PROPOSAL #2.4: APPROVE FINANCIAL LEASING BUSINESS OF ISSUER YES FOR FOR
XINGKE JINPENG SEMICONDUCTOR (JIANGYIN) CO., LTD.
PROPOSAL #2.5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCIAL LEASING OF XINGKE JINPENG SEMICONDUCTOR
(JIANGYIN) CO., LTD.
ISSUER: Jiangsu Changqing Agrichemical Co., Ltd.
TICKER: 002391 CUSIP: Y4439W105
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER NO N/A N/A
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
CONVERTIBLE BOND ISSUANCE
ISSUER: Jiangsu Changqing Agrichemical Co., Ltd.
TICKER: 002391 CUSIP: Y4439W105
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YU GUOQUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT HUANG NANZHANG AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT SUN XIALIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT DU GANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT SUN SHUBAO AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT WANG REN AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT GONG XINHAI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT YU GUOQING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT JI ZHIYANG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Jiangsu Changqing Agrichemical Co., Ltd.
TICKER: 002391 CUSIP: Y4439W105
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
ISSUER: Jiangsu Changqing Agrichemical Co., Ltd.
TICKER: 2391 CUSIP: Y4439W105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Jiangsu Chengxing Phosph-Chemical Co., Ltd.
TICKER: 600078 CUSIP: Y44438102
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG YONGKANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT WANG GUOZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JIANG JIANHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT JIANG YIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG ZHENGHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT TAN QINGRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT WANG HUIQING AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1: ELECT LIU BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SONG CHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG LING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FU ZHIXIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT HUA KAI AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT CHEN JINSHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Chengxing Phosph-Chemical Co., Ltd.
TICKER: 600078 CUSIP: Y44438102
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CASH ACQUISITION OF 55% EQUITY OF
YUNNAN MAITREYA BEACH HYDROPOWER CO., LTD.
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CASH ACQUISITION OF 100% EQUITY OF
GUIZHOU XINGRUNYI TRADING CO., LTD.
ISSUER: Jiangsu Chengxing Phosph-Chemical Co., Ltd.
TICKER: 600078 CUSIP: Y44438102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
ISSUER: Jiangsu Dagang Co., Ltd.
TICKER: 002077 CUSIP: Y4439G118
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangsu Dagang Co., Ltd.
TICKER: 002077 CUSIP: Y4439G118
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIE HENGFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU ZHICHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JING XUEBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZOU XUECHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MI YONGMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YUE XIUFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GONG ZHENQIU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIAN MIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Dagang Co., Ltd.
TICKER: 2077 CUSIP: Y4439G118
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Jiangsu Dagang Co., Ltd.
TICKER: 002077 CUSIP: Y4439G118
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE SALE AND LEASEBACK OF FINANCE ISSUER YES FOR FOR
LEASE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR SALE ISSUER YES AGAINST AGAINST
AND LEASEBACK OF FINANCE LEASE OF SUBSIDIARY
ISSUER: Jiangsu Dagang Co., Ltd.
TICKER: 2077 CUSIP: Y4439G118
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE SALE AND LEASEBACK FINANCE ISSUER YES FOR FOR
LEASING BUSINESS OF SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE INVESTMENT IN ESTABLISHING ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND EQUITY ACQUISITION OF
SUZHOU KEYANG OPTOELECTRONICS TECHNOLOGY CO., LTD.
ISSUER: Jiangsu Dewei Advanced Materials Co., Ltd.
TICKER: 300325 CUSIP: Y3900F104
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Dewei Advanced Materials Co., Ltd.
TICKER: 300325 CUSIP: Y3900F104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT ON RELATED-PARTIES' ISSUER YES FOR FOR
PURCHASE OF COMPANY'S SHARES
ISSUER: Jiangsu Eastern Shenghong Co., Ltd.
TICKER: 301 CUSIP: Y9717R108
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
INVESTMENT IN CONSTRUCTION OF SHENGHONG REFINING AND
CHEMICAL INTEGRATION PROJECT
ISSUER: Jiangsu Eastern Shenghong Co., Ltd.
TICKER: 000301 CUSIP: Y9717R108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE DEVELOPMENT STRATEGY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LUO YUKUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT CHEN JIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY ON NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF GREEN CORPORATE BONDS
PROPOSAL #12: APPROVE NON-PUBLIC ISSUANCE OF GREEN ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #12.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #12.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #12.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #12.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #12.8: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #12.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Jiangsu Eastern Shenghong Co., Ltd.
TICKER: 000301 CUSIP: Y9717R108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE CAPITAL INJECTION OF SECONDARY ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Jiangsu Eastern Shenghong Co., Ltd.
TICKER: 000301 CUSIP: Y9717R108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.4: APPROVE ISSUE SIZE AND TOTAL PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE ESTABLISHMENT OF SPECIAL ISSUER YES FOR FOR
ACCOUNTS FOR PROCEEDS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 177 CUSIP: Y4443L103
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 177 CUSIP: Y4443L103
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT SUN XIBIN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE THE SIGNING OF AN EXECUTIVE DIRECTOR SERVICE
CONTRACT WITH HIM
PROPOSAL #3.01: ELECT LIU XIAOXING AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE THE SIGNING OF A NON-EXECUTIVE DIRECTOR
SERVICE CONTRACT WITH HIM
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 177 CUSIP: Y4443L111
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Jiangsu Expressway Co. Ltd.
TICKER: 177 CUSIP: Y4443L111
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT SUN XIBIN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE THE SIGNING OF AN EXECUTIVE DIRECTOR SERVICE
CONTRACT WITH HIM
PROPOSAL #3.01: ELECT LIU XIAOXING AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE THE SIGNING OF A NON-EXECUTIVE DIRECTOR
SERVICE CONTRACT WITH HIM
ISSUER: Jiangsu Expressway Company Limited
TICKER: 177 CUSIP: Y4443L103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDIT REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTING REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 FINAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN AND FINAL DIVIDEND
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
INTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
ULTRA-SHORT-TERM NOTES AND AUTHORIZE SUN XIBIN TO
DEAL WITH ALL MATTERS IN RELATION TO THE EXECUTION OF
CONTRACT AND APPROVAL OF FUND APPROPRIATION
ISSUER: Jiangsu Expressway Company Limited
TICKER: 177 CUSIP: Y4443L111
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDIT REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTING REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 FINAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN AND FINAL DIVIDEND
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
INTERNAL AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
ULTRA-SHORT-TERM NOTES AND AUTHORIZE SUN XIBIN TO
DEAL WITH ALL MATTERS IN RELATION TO THE EXECUTION OF
CONTRACT AND APPROVAL OF FUND APPROPRIATION
ISSUER: Jiangsu Fasten Co., Ltd.
TICKER: 000890 CUSIP: Y4446H109
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCING PLAN OF WHOLLY-OWNED SHAREHOLDER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: ELECT CHEN MINGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Fasten Co., Ltd.
TICKER: 000890 CUSIP: Y4446H109
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON BORROWINGS OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY FROM RELATED PARTY
ISSUER: Jiangsu Fasten Co., Ltd.
TICKER: 890 CUSIP: Y4446H109
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE ESTIMATED BORROWINGS FROM ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
ISSUER: Jiangsu Fasten Co., Ltd.
TICKER: 890 CUSIP: Y4446H109
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jiangsu Financial Leasing Co. Ltd.
TICKER: 600901 CUSIP: ADPV40711
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATION OF MANAGEMENT METHOD ISSUER YES FOR FOR
OF INTERNAL INFORMATION AND INSIDER
PROPOSAL #2: APPROVE FORMULATION OF MANAGEMENT METHOD ISSUER YES FOR FOR
OF MAJOR INTERNAL REPORTING INFORMATION
PROPOSAL #3: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Jiangsu Financial Leasing Co. Ltd.
TICKER: 600901 CUSIP: Y4S3A7102
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Jiangsu Financial Leasing Co. Ltd.
TICKER: 600901 CUSIP: Y4S3A7102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
REPORT
PROPOSAL #13: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BANK OF NANJING CO., LTD.
PROPOSAL #13.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU COMMUNICATIONS HOLDING GROUP FINANCE
PROPOSAL #13.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH INTERNATIONAL FINANCE CORPORATION
PROPOSAL #13.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BANK OF JIANGSU CO., LTD.
PROPOSAL #14.1: ELECT JI LIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT XUE SHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT WU SHANGGANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu General Science Technology Co., Ltd.
TICKER: 601500 CUSIP: ADPV41144
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON COMPANY'S EXTERNAL ISSUER YES FOR FOR
INVESTMENT
ISSUER: Jiangsu General Science Technology Co., Ltd.
TICKER: 601500 CUSIP: ADPV41144
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER FOR THE COMPANY'S BANK CREDIT
LINE APPLICATION
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE CONTINUED FRAMEWORK AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES AGAINST AGAINST
INVESTMENTS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jiangsu General Science Technology Co., Ltd.
TICKER: 601500 CUSIP: Y444TW101
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #2.1: ELECT WANG XIAOJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 002091 CUSIP: Y4439U125
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PURCHASE OF PROPERTIES BY CONTROLLED
SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 2091 CUSIP: Y4439U125
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 002091 CUSIP: Y4439U125
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER RELATED PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 2091 CUSIP: Y4439U125
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 002091 CUSIP: Y4439U125
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN USAGE OF IDLE FUNDS ISSUER YES FOR FOR
TO PURCHASE GUARANTEED FINANCIAL PRODUCTS
ISSUER: Jiangsu Guotai International Group Guomao Co., Ltd.
TICKER: 2091 CUSIP: Y4439U125
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR VENTURE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE COMPANY'S ASSETS PURCHASE BY ISSUER YES FOR FOR
CASH PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS
RAISING SUPPORTING FUNDS AND RELATED PARTY
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURING AND RELATED PARTY
TRANSACTIONS THAT HAS UNFINISHED PERFORMANCE
COMMITMENT CORRESPONDING SHARES
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF SHARES OR SHARE GRANT RELATED MATTERS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #14: APPROVE CHANGE OF COMPANY'S REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #15: APPROVE MAJOR ASSET RESTRUCTURING ISSUER YES FOR FOR
TARGET ASSETS DEVALUATION TEST REPORT
ISSUER: Jiangsu Guoxin Corp. Ltd.
TICKER: 2608 CUSIP: Y7440C109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADDITIONAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Hagong Intelligent Robot Co. Ltd.
TICKER: 584 CUSIP: Y7933A107
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF SUBSIDIARY ISSUER YES FOR FOR
AS WELL AS EQUITY ACQUISITION BY SUBSIDIARY
ISSUER: Jiangsu Hagong Intelligent Robot Co. Ltd.
TICKER: 000584 CUSIP: Y7933A107
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AND JOINT INVESTMENT WITH WHOLLY-OWNED
SUBSIDIARY AND RELATED PARTY
ISSUER: Jiangsu Hagong Intelligent Robot Co. Ltd.
TICKER: 584 CUSIP: Y7933A107
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jiangsu Hengli Hydraulic Co., Ltd.
TICKER: 601100 CUSIP: Y443AC107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Jiangsu Hengrui Medicine Co., Ltd.
TICKER: 600276 CUSIP: Y4446S105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ADJUSTMENT TO NUMBER OF STOCKS SHAREHOLDER YES FOR FOR
AND REPURCHASE PRICE IN CONNECTION TO THE PERFORMANCE
SHARES INCENTIVE PLAN
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF SHAREHOLDER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Jiangsu Hengrui Medicine Co., Ltd.
TICKER: 600276 CUSIP: Y4446S105
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
EQUITY INCENTIVE STOCKS
ISSUER: Jiangsu Hengtong Photoelectric Stock Co., Ltd.
TICKER: 600487 CUSIP: Y3174C100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #4: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jiangsu Hengtong Photoelectric Stock Co., Ltd.
TICKER: 600487 CUSIP: Y3174C100
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #3: APPROVE FORMULATION OF 2018-2022 (PHASE ISSUER YES FOR FOR
3) INCENTIVE FUND MANAGEMENT SYSTEM
ISSUER: Jiangsu Hengtong Photoelectric Stock Co., Ltd.
TICKER: 600487 CUSIP: Y3174C100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE COMMODITY HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
PHASE 3
PROPOSAL #14: APPROVE EMPLOYEE SHARE INCENTIVE FUND ISSUER YES FOR FOR
PLAN
PROPOSAL #15: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND FINANCIAL SERVICES IN
CONNECTION WITH DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #17: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #18: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #19: APPROVE CHANGE IN THE RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #20: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #21: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #21.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #21.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #21.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #21.4: APPROVE NUMBER ISSUER YES FOR FOR
PROPOSAL #21.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #21.6: APPROVE LOCK-UP PERIOD ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #21.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #21.8: APPROVE USE AND NUMBER OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #21.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #21.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #22: APPROVE PRIVATE PLACEMENT OF NEW SHARES ISSUER YES FOR FOR
PROPOSAL #23: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #25: APPROVE SIGNING OF SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #26: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #27: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #28: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #29: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF NEW SHARES
PROPOSAL #30: APPROVE USE OF RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #31: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #32: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jiangsu Hengtong Photoelectric Stock Co., Ltd.
TICKER: 600487 CUSIP: Y3174C100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu High Hope International Group Corp.
TICKER: 600981 CUSIP: Y4450H102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF RAISED FUNDS ISSUER YES FOR FOR
FROM THE RAISED FUNDS INVESTMENT PROJECT TO PURCHASE
EQUITY AS WELL AS CAPITAL INCREASE
ISSUER: Jiangsu High Hope International Group Corp.
TICKER: 600981 CUSIP: Y4450H102
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE-FOR-SALE FINANCIAL ASSETS
ISSUER: Jiangsu High Hope International Group Corp.
TICKER: 600981 CUSIP: Y4450H102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF FULFILLMENT PERIOD ISSUER YES FOR FOR
OF COMPETITION COMMITMENTS BY CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD IN CONNECTION TO
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE AUTHORIZATION PERIOD ISSUER YES FOR FOR
ISSUER: Jiangsu High Hope International Group Corp.
TICKER: 600981 CUSIP: Y4450H102
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 INDIVIDUAL PROVISION FOR ISSUER YES FOR FOR
ASSET IMPAIRMENT
ISSUER: Jiangsu High Hope International Group Corp.
TICKER: 600981 CUSIP: Y4450H102
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JIANG HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
RENEWABLE CORPORATE BOND ISSUANCE
PROPOSAL #9: APPROVE RENEWABLE CORPORATE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #9.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #9.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #9.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE INTEREST DEFERRED PAYMENT ISSUER YES FOR FOR
TERMS
PROPOSAL #9.8: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #9.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #9.11: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #9.12: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #9.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #9.14: APPROVE AUTHORIZATION MATTER ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE REPURCHASE AMOUNT ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PRICE, PRICE ISSUER YES FOR FOR
RANGE AND PRICING PRINCIPLES
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE SHARE REPURCHASE NUMBER AND ISSUER YES FOR FOR
PROPORTION OF THE SHARE CAPITAL
PROPOSAL #1.8: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION OF EQUITY
PROPOSAL #4: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT IMPLEMENTATION
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER FOR THE CREDIT LINE
APPLICATION OF COMPANY
PROPOSAL #3: APPROVE SUPPLY AND DEMAND AGREEMENT ON ISSUER YES FOR FOR
STEAM AND ELECTRICITY
PROPOSAL #4: APPROVE COMPREHENSIVE SERVICES AGREEMENT ISSUER YES FOR FOR
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AS WELL AS THEIR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10.1: ELECT GU JINLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Hongdou Industry Co., Ltd.
TICKER: 600400 CUSIP: Y4446Q109
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Jiangsu Hoperun Software Co., Ltd.
TICKER: 300339 CUSIP: Y4S40G101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE REPURCHASE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE TYPE, SCALE, ISSUER YES FOR FOR
PROPORTION OF SHARE CAPITAL AND REPURCHASE AMOUNT
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD, PRICE DETERMINATION
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE CAPITAL DECREASE OF WHOLLY-OWNED SHAREHOLDER YES FOR FOR
SUBSIDIARY IN AMERICA
ISSUER: Jiangsu Hoperun Software Co., Ltd.
TICKER: 300339 CUSIP: Y4S40G101
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF IMPLEMENTATION ISSUER YES FOR FOR
METHOD OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION FOR
SUBSIDIARY
ISSUER: Jiangsu Huaxicun Co. Ltd.
TICKER: 000936 CUSIP: Y4446B102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE RE-SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
ISSUER: Jiangsu Huaxicun Co. Ltd.
TICKER: 936 CUSIP: Y4446B102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE AUTHORIZATION OF UPPER ISSUER YES FOR FOR
MANAGEMENT TO DISPOSE FINANCIAL ASSETS
PROPOSAL #10: APPROVE MUTUAL GUARANTEE WITH ISSUER YES FOR FOR
SHAREHOLDING SUBSIDIARY
PROPOSAL #11: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #12: APPROVE ACQUISITION OF ASSETS SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Huaxicun Co. Ltd.
TICKER: 000936 CUSIP: Y4446B102
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Jiangsu Huifeng Bio Agriculture Co., Ltd.
TICKER: 2496 CUSIP: Y4440N102
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PEI BOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Jiangnan High Polymer Fiber Co., Ltd.
TICKER: 600527 CUSIP: Y45205112
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PU MINHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Jiangnan High Polymer Fiber Co., Ltd.
TICKER: 600527 CUSIP: Y45205112
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12.1: ELECT TAO YE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT TAO GUOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHU ZHANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LU ZHENGZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.1: ELECT LI RONGZHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT WANG MEIQI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT JIN XIANGYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT PU MINHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Jin Tong Ling Fluid Machinery Technology Co., Ltd.
TICKER: 300091 CUSIP: Y4441N101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE INCREASE SHAREHOLDING PLANS OF ISSUER YES FOR FOR
JI WEI AND JI WEIDONG
PROPOSAL #11: APPROVE COMMITMENT OF JI WEI AND JI ISSUER YES FOR FOR
WEIDONG TO MAINTAIN CONTROL OF LISTED COMPANIES
ISSUER: Jiangsu Kanion Pharmaceutical Co., Ltd.
TICKER: 600557 CUSIP: Y4596E104
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PRICE AND ISSUER YES FOR FOR
PRICING PRINCIPLE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Kanion Pharmaceutical Co., Ltd.
TICKER: 600557 CUSIP: Y4596E104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EQUITY ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Jiangsu King's Luck Brewery Joint-stock Co., Ltd.
TICKER: 603369 CUSIP: Y444JU106
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AS WELL AS THE RULES OF PROCEDURES
REGARDING TO THE MEETINGS OF SHAREHOLDERS AND BOARD
OF DIRECTORS
PROPOSAL #2: ELECT LU ZHENGBO AS SUPERVISOR SHAREHOLDER YES FOR N/A
ISSUER: Jiangsu King's Luck Brewery Joint-stock Co., Ltd.
TICKER: 603369 CUSIP: Y444JU106
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Leike Defense Technology Co., Ltd.
TICKER: 002413 CUSIP: Y443A2109
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER NO N/A N/A
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT DAI BIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.2: ELECT LIU FENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT LIU SHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.4: ELECT GAO LINING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.5: ELECT HAN ZHOU'AN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.6: ELECT TIAN YOUNONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.7: ELECT KUANG ZHENXING AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.1: ELECT HUANG HUI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.2: ELECT LIU XUEQIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.3: ELECT LIU JIE AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT GONG GUOWEI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.1: ELECT ZHANG YING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #6.2: ELECT HUANG ZHAOXING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Jiangsu Leike Defense Technology Co., Ltd.
TICKER: 002413 CUSIP: Y443A2109
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES BY AUCTION TRADING
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Jiangsu Leike Defense Technology Co., Ltd.
TICKER: 2413 CUSIP: Y443A2109
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PARTIAL PERFORMANCE SHARES GRANTED BUT NOT YET
PROPOSAL #3: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER NO N/A N/A
2017 PERFORMANCE SHARES AND REPURCHASE AND
CANCELLATION GRANTED BUT NOT YET UNLOCKED PERFORMANCE
SHARES
PROPOSAL #4: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER NO N/A N/A
2018 PERFORMANCE SHARES AND REPURCHASE AND
CANCELLATION GRANTED BUT NOT YET UNLOCKED PERFORMANCE
SHARES
PROPOSAL #5: AMEND INVESTMENT DECISION MANAGEMENT ISSUER NO N/A N/A
SYSTEM
ISSUER: Jiangsu Lianfa Textile Co., Ltd.
TICKER: 2394 CUSIP: Y4441U105
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #2: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Jiangsu Lianfa Textile Co., Ltd.
TICKER: 2394 CUSIP: Y4441U105
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE GRANT OF PERFORMANCE SHARES TO ISSUER YES FOR FOR
THE CHAIRMAN
ISSUER: Jiangsu Lianfa Textile Co., Ltd.
TICKER: 2394 CUSIP: Y4441U105
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Lianfa Textile Co., Ltd.
TICKER: 002394 CUSIP: Y4441U105
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FACTORY CONSTRUCTION PROJECT IN ISSUER YES FOR FOR
INDONESIA
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Jiangsu Lianyungang Port Co., Ltd.
TICKER: 601008 CUSIP: Y4441X109
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CAPITAL INJECTION TO LIANYUNGANG ISSUER YES FOR FOR
PORT GROUP FINANCE CO., LTD.
PROPOSAL #3: APPROVE DISPOSAL OF IDLE ASSETS ISSUER YES FOR FOR
ISSUER: Jiangsu Lianyungang Port Co., Ltd.
TICKER: 601008 CUSIP: Y4441X109
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND SIZE OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Lianyungang Port Co., Ltd.
TICKER: 601008 CUSIP: Y4441X109
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE ADDITIONAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Jiangsu Lianyungang Port Co., Ltd.
TICKER: 601008 CUSIP: Y4441X109
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DUTY PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #12: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE LOAN APPLICATION FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTIONS
PROPOSAL #16: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: Jiangsu Linyang Electronics Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Jiangsu Linyang Electronics Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Linyang Electronics Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CONVERTIBLE CORPORATE BONDHOLDERS ISSUER YES FOR FOR
MEETING RULES
ISSUER: Jiangsu Linyang Electronics Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LU YONGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHEN KAIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LU YONGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YU HAIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SU KAI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CAI KELIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT JIA LINA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG GUIQIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG TIANBEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Linyang Electronics Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATIONS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS AND ENTRUSTED PRODUCTS
PROPOSAL #10: APPROVE 2019 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR AS WELL AS THEIR
2018 REMUNERATION
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Linyang Energy Co., Ltd.
TICKER: 601222 CUSIP: Y444CF106
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND AMOUNT OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu Nhwa Pharmaceutical Co., Ltd.
TICKER: 2262 CUSIP: Y4449J102
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS (REVISED DRAFT)
PROPOSAL #2: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS (REVISED DRAFT)
PROPOSAL #3: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS (REVISED DRAFT)
PROPOSAL #4: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS (REVISED DRAFT)
PROPOSAL #5: APPROVE MAJOR TREATMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM (REVISED DRAFT)
PROPOSAL #6: APPROVE INFORMATION DISCLOSURE ISSUER YES FOR FOR
MANAGEMENT SYSTEM (REVISED DRAFT)
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Nhwa Pharmaceutical Co., Ltd.
TICKER: 2262 CUSIP: Y4449J102
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE ELECT DIRECTORS AND INCREASE IN ISSUER YES FOR FOR
SIZE OF BOARD
PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE USE OF PARTIAL IDLE OWN FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
PROPOSAL #14.1: ELECT SUN PENGSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.2: ELECT FU QING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT CHEN ZENGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.4: ELECT YANG ZILIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT SUN JIAQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT WU YONGHE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT WANG GUANGJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT KONG XUSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT ZHANG LEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT WANG FENGSHOU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT JIA XINGLEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Nhwa Pharmaceutical Co., Ltd.
TICKER: 002262 CUSIP: Y4449J102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Phoenix Property Investment Co., Ltd.
TICKER: 600716 CUSIP: Y71718103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCUMULATED BORROWINGS FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE IMPLEMENTING RULES OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Jiangsu Phoenix Property Investment Co., Ltd.
TICKER: 600716 CUSIP: Y71718103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INVESTMENT PLAN AND FUNDING PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10.1: ELECT WANG WEIHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHOU JIANJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Phoenix Publishing & Media Corp. Ltd.
TICKER: 601928 CUSIP: Y444CW109
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIANG YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Phoenix Publishing & Media Corp. Ltd.
TICKER: 601928 CUSIP: Y444CW109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TERMINATION OF CHAIN NETWORK ISSUER YES FOR FOR
TRANSFORMATION PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 AND 2019 DAILY-RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13.1: ELECT LIANG YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT SUN ZHENFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT WANG YIXUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT SHE JIANGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT DAN XIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT XU HAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.7: ELECT LIN HAITAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT YING WENLU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LUO RONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT CHEN ZHIBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT DING SHAOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT ZHANG CHAOYANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT LI LAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Provincial Agricultural Reclamation & Dev Co., Ltd
TICKER: 601952 CUSIP: Y4S4EH104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT IMPLEMENTATION LOCATION AND MANNER
AS WELL AS ASSET ACQUISITION AGREEMENT
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12.1: ELECT MENG YAPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Rainbow Heavy Industries Co Ltd
TICKER: 002483 CUSIP: Y444BA108
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
ISSUER: Jiangsu Rainbow Heavy Industries Co., Ltd.
TICKER: 002483 CUSIP: Y444BA108
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHI XIAOYUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ANTTI KAUNONEN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT XIE GUIXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SHEN RONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT GE SHIFU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT TANG MIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU YONGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO HUBEI ISSUER YES AGAINST AGAINST
ZHONGYOU YOUYI ENVIRONMENTAL PROTECTION TECHNOLOGY
CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WUJIANG LUYI SOLID WASTE RECYCLING CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED INDIRECT SUBSIDIARY
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
INDIRECT SUBSIDIARY
ISSUER: Jiangsu Rainbow Heavy Industries Co., Ltd.
TICKER: 2483 CUSIP: Y444BA108
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Jiangsu Rainbow Heavy Industries Co., Ltd.
TICKER: 2483 CUSIP: Y444BA108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY AND SUBSIDIARY TO PROVIDE GUARANTEE TO
PARENT COMPANY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR HUBEI ISSUER YES FOR FOR
ZHONGYOU YOUYI ENVIRONMENTAL PROTECTION TECHNOLOGY
CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #10: APPROVE CHANGES IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #16: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Jiangsu Sainty Corp. Ltd.
TICKER: 600287 CUSIP: Y74523104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISPOSAL OF FINANCIAL ASSET ISSUER YES FOR FOR
PROPOSAL #9: ELECT GUI SHENGCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Shagang Co., Ltd.
TICKER: 002075 CUSIP: Y26824113
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION ESTIMATES
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Jiangsu Shagang Co., Ltd.
TICKER: 002075 CUSIP: Y26824113
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Shuangxing Color Plastic New Materials Co., Ltd.
TICKER: 002585 CUSIP: Y444C8102
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #13: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #13.1: APPROVE ISSUE SIZE AND MANNER ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #13.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #13.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.8: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #13.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #13.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Shuangxing Color Plastic New Materials Co., Ltd.
TICKER: 2585 CUSIP: Y444C8102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU PEIFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CAO WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU DI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU HAIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHENG YINCHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LAN HAILIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN QIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIN YE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHI WEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Sihuan Bioengineering Co., Ltd.
TICKER: 000518 CUSIP: Y5053Y103
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Sihuan Bioengineering Co., Ltd.
TICKER: 000518 CUSIP: Y5053Y103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU QI AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Jiangsu Sihuan Bioengineering Co., Ltd.
TICKER: 518 CUSIP: Y5053Y103
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Sihuan Bioengineering Co., Ltd.
TICKER: 518 CUSIP: Y5053Y103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Jiangsu SINOJIT Wind Energy Technology Co., Ltd.
TICKER: 601218 CUSIP: Y4441Q104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND NUMBER OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu SINOJIT Wind Energy Technology Co., Ltd.
TICKER: 601218 CUSIP: Y4441Q104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER NO N/A N/A
OF RAISED FUNDS
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER NO N/A N/A
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER NO N/A N/A
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Sunrain Solar Energy Co., Ltd.
TICKER: 603366 CUSIP: Y4S4BA102
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Jiangsu Sunrain Solar Energy Co., Ltd.
TICKER: 603366 CUSIP: Y4S4BA102
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Sunshine Co., Ltd.
TICKER: 600220 CUSIP: Y44444100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: ELECT MIAO FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Jiangsu Sunshine Co., Ltd.
TICKER: 600220 CUSIP: Y44444100
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHENG JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG LING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Wanlin Modern Logistics Co., Ltd.
TICKER: 603117 CUSIP: Y444L4101
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND EXTERNAL INVESTMENT
ISSUER: Jiangsu Wanlin Modern Logistics Co., Ltd.
TICKER: 603117 CUSIP: Y444L4101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINE AND ITS GUARANTEE PROVISION
PROPOSAL #8: APPROVE REPURCHASE OF PERFORMANCE STOCKS ISSUER YES FOR FOR
THAT HAVE BEEN GRANTED BUT NOT YET UNLOCKED
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jiangsu Wuzhong Industrial Co., Ltd.
TICKER: 600200 CUSIP: Y4446P101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF PROVISION OF ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #1.1: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO SUQIAN SUSU REAL ESTATE CO., LTD.
PROPOSAL #1.2: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO JIANGSU ZHONGWU REAL ESTATE CO., LTD.
PROPOSAL #1.3: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO JIANGSU WUZHONG PHARMACEUTICAL GROUP
CO., LTD.
PROPOSAL #1.4: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO JIANGSU WUZHONG PHARMACEUTICAL SALES
CO., LTD.
PROPOSAL #1.5: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO JIANGSU WUZHONG IMPORT AND EXPORT CO.,
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Wuzhong Industrial Co., Ltd.
TICKER: 600200 CUSIP: Y4446P101
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.4: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.4: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE AMOUNT AND SIZE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE AMOUNT AND SIZE OF THE SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER NO N/A N/A
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Jiangsu Wuzhong Industrial Co., Ltd.
TICKER: 600200 CUSIP: Y4446P101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE AUDIT FEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDIT FEE ISSUER NO N/A N/A
PROPOSAL #8: APPROVE AUDIT REPORT AND APPOINTMENT OF ISSUER NO N/A N/A
AUDITOR
PROPOSAL #8: APPROVE AUDIT REPORT AND APPOINTMENT OF ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 1.4 BILLION
PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 1.4 BILLION
PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 40 MILLION
PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 40 MILLION
PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 300 MILLION
PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 300 MILLION
PROPOSAL #9.4: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 400 MILLION
PROPOSAL #9.4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 400 MILLION
PROPOSAL #9.5: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 200 MILLION
PROPOSAL #9.5: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 200 MILLION
PROPOSAL #9.6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 100 MILLION
PROPOSAL #9.6: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
AMOUNTING TO CNY 100 MILLION
PROPOSAL #10: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION FOR GOODWILL ISSUER NO N/A N/A
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #12: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE BILL POOL BUSINESS ISSUER NO N/A N/A
ISSUER: Jiangsu Wuzhong Industrial Co., Ltd.
TICKER: 600200 CUSIP: Y4446P101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
COMPENSATION SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Wuzhong Industrial Co., Ltd.
TICKER: 600200 CUSIP: Y4446P101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
ISSUER: JiangSu Yabaite Technology Co. Ltd.
TICKER: 2323 CUSIP: Y444AK107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE ACCEPTANCE OF BORROWINGS FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER, PERSONS ACTING IN CONCERT
AND ACTUAL CONTROLLERS
PROPOSAL #10: APPROVE CHANGE 2017 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
ISSUER: Jiangsu Yabang Dyestuff Co., Ltd.
TICKER: 603188 CUSIP: Y444KA108
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
TICKER: 2304 CUSIP: Y444AE101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #8: ELECT XU YOUHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Yangnong Chemical Co., Ltd.
TICKER: 600486 CUSIP: Y4446X104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: AMEND MANAGEMENT SYSTEM FOR HOLDING AND ISSUER YES FOR FOR
TRADING COMPANY STOCKS BY DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10.1: ELECT CHENG XIAOXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHOU YINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT WU JIANMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHOU QIKUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT DONG ZHAOYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT WU XIAOJU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZHOU XIANHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT CHEN LIUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT SHAO LUWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT WANG YU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT CHEN MINGJUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT ZHANG PENGCHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Yinhe Electronics Co., Ltd.
TICKER: 002519 CUSIP: Y444BM102
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE EQUITY TRANSFER AGREEMENT AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
ISSUER: Jiangsu Yinhe Electronics Co., Ltd.
TICKER: 002519 CUSIP: Y444BM102
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #6.1: ELECT WU JIANMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT ZHANG HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT LIN CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT ZHANG YONGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT WANG JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT GU GEXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LI CHUNYAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangsu Yinhe Electronics Co., Ltd.
TICKER: 2519 CUSIP: Y444BM102
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE USE OF RAISED FUNDS TO REPLENISH ISSUER YES FOR FOR
WORKING CAPITAL
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Jiangsu Yoke Technology Co., Ltd.
TICKER: 2409 CUSIP: Y444AX109
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG ZHENGFAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YUE DAZHOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Yoke Technology Co., Ltd.
TICKER: 002409 CUSIP: Y444AX109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
STRUCTURED DEPOSITS AND PRINCIPAL-GUARANTEED
FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF AVAILABLE FOR SALE ISSUER YES FOR FOR
FINANCIAL ASSETS
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY IN JIANGSU ISSUER YES FOR FOR
YUEDA SPECIAL VEHICLE CO., LTD.
PROPOSAL #2: APPROVE ACQUISITION OF EQUITY IN YUEDA ISSUER YES FOR FOR
FINANCIAL LEASING CO., LTD.
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NON-INDEPENDENT DIRECTORS AND ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #1.1: ELECT WANG LIANCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT QI GUANGYA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG YUQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XU ZHAOJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XIE ZISHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI ZHIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT WANG CHENLAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT WANG PEIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHU YUANWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.10: ELECT GAO BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT TENG XIAOMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.12: ELECT ZHOU HUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT WU DENGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZENG WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZHANG HUALIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MUTUAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU YUEDA SPECIAL VEHICLE CO.,LTD.
ISSUER: Jiangsu Yueda Investment Co., Ltd.
TICKER: 600805 CUSIP: Y4442K106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LIQUIDATION OF A COMPANY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
ISSUER: Jiangsu Yulong Steel Pipe Co Ltd.
TICKER: 601028 CUSIP: Y444CS108
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangsu Yulong Steel Pipe Co., Ltd.
TICKER: 601028 CUSIP: Y444CS108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Jiangsu Yulong Steel Pipe Co., Ltd.
TICKER: 601028 CUSIP: Y444CS108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangsu Yulong Steel Pipe Co., Ltd.
TICKER: 601028 CUSIP: Y444CS108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Jiangsu Yulong Steel Pipe Co., Ltd.
TICKER: 601028 CUSIP: Y444CS108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND WRITE-OFF BAD DEBTS
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
ISSUER: Jiangsu Yunyi Electric Co., Ltd.
TICKER: 300304 CUSIP: Y444E4109
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF RAISED FUNDS ISSUER YES FOR FOR
IMPLEMENTED SUBJECT AND ADDRESS
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL, ISSUER YES FOR FOR
BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Yunyi Electric Co., Ltd.
TICKER: 300304 CUSIP: Y444E4109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
AND EXCESS FUNDS TO INVEST IN NEW PRODUCTION LINE
ISSUER: Jiangsu Yunyi Electric Co., Ltd.
TICKER: 300304 CUSIP: Y444E4109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS AND RAISED ISSUER YES FOR FOR
FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
TICKER: 002223 CUSIP: Y4449E103
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
TICKER: 002223 CUSIP: Y4449E103
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.
TICKER: 2223 CUSIP: Y4449E103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd.
TICKER: 002839 CUSIP: Y444RL107
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION ESTIMATES
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #6: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
CONVERTIBLE BOND ISSUANCE
ISSUER: Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd.
TICKER: 2839 CUSIP: Y444RL107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
BOARD OF DIRECTORS FOR DIRECTORS, SENIOR MANAGEMENT
MEMBERS
PROPOSAL #7: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
BOARD OF SUPERVISORS FOR DIRECTORS, MANAGEMENT AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION REPORT OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE SPECIAL REPORT OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU SHAGANG GROUP CO., LTD.
PROPOSAL #10.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD.
PROPOSAL #10.3: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZHANGJIAGANG CITY ZHISHU ASSET MANAGEMENT CO.,
PROPOSAL #10.4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU XINFANG TECHNOLOGY GROUP CO., LTD. AND
AFFILIATES
PROPOSAL #10.5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH CHANGJIANG RUNFA GROUP CO., LTD. AND AFFILIATES
PROPOSAL #10.6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU XINGHUA RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #10.7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JIANGSU YONGLIAN PRECISION CONSTRUCTION GROUP
PROPOSAL #10.8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD.
PROPOSAL #10.9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ASSOCIATE NATURAL PERSON
PROPOSAL #11: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF FIXED-TERM CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #13: ELECT HE SHENGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: APPROVE CAPITAL MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR SUBSIDIARY
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING STOCK OPTION
INCENTIVE PLAN
PROPOSAL #4: APPROVE EQUITY DISPOSAL OF ASSOCIATE ISSUER YES FOR FOR
COMPANY AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR LOAN OF SUBSIDIARY
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF ISSUE SIZE IN ISSUER YES FOR FOR
CONNECTION TO THE CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF ULTRA SHORT-TERM FINANCING BILLS
PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING BILLS
PROPOSAL #2.1: APPROVE REGISTERED SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE TIME AND METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PERIOD AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUANCE COST ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE ADJUSTMENT ON ISSUE SCALE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #5: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR SUBSIDIARY
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF PARTIAL EQUITY OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AS WELL AS PROVISION OF
GUARANTEE
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #4: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUE TIME AND MANNER ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE BOND MATURITY AND BOND TYPE ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR SUBSIDIARY
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH EQUITY ACQUISITION
PROPOSAL #2: APPROVE ADDITIONAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR FINANCING OF SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF SUPPLEMENTARY ISSUER YES FOR FOR
SERVICES
PROPOSAL #5: APPROVE ESTABLISHMENT OF REAL ESTATE ISSUER YES FOR FOR
BUSINESS AND INVESTMENT MANAGEMENT SYSTEM
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ADDITIONAL ISSUER YES FOR FOR
FINANCING GUARANTEE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WENZHOU JINCHEN AND OTHER SUBSIDIARIES
PROPOSAL #3: APPROVE SUPPLEMENTAL CONSIDERATION OF ISSUER YES FOR FOR
TRANSFER OF PART OF INTERESTS OF THE SHENZHEN PROJECT
COMPANY
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT ON THE SPECIAL PLAN ISSUER YES FOR FOR
FOR ASSET-BACKED ISSUANCE OF FINAL PAYMENT
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 961 CUSIP: Y4451G103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT AND DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #11.1: ELECT LU ZHONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT ZHANG ZUOXUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT LIU FANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT BAI LIZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongnan Construction Group Co., Ltd.
TICKER: 000961 CUSIP: Y4451G103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE APPRAISAL MEASURES OF THE STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO STOCK OPTION INCENTIVE
PLAN
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangsu Zhongtian Technology Co., Ltd.
TICKER: 600522 CUSIP: Y444E8100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE ADDITIONAL DAILY OPERATING ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ADJUSTMENTS ON GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jiangsu Zhongtian Technology Co., Ltd.
TICKER: 600522 CUSIP: Y444E8100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SUMMARY OF ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINES TO CONTROLLED SUBSIDIARY
PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND TERMS OF SERVICE OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS, AND SENIOR MANAGEMENT MEMBERS IN THE
ARTICLES OF ASSOCIATION
PROPOSAL #16: AMEND PROVISIONS ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
IN THE ARTICLES OF ASSOCIATION
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: APPROVE ADJUSTMENTS TO SHARE REPURCHASE ISSUER YES FOR FOR
SCHEME
PROPOSAL #19.1: APPROVE PURPOSE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #19.2: APPROVE PRICE RANGE OF THE SHARES TO ISSUER YES FOR FOR
BE REPURCHASED
PROPOSAL #19.3: APPROVE THE NUMBER OR AMOUNT OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #20: APPROVE MANAGEMENT METHOD FOR AWARDING ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #21: AMEND PROVISIONS FOR REPURCHASING ISSUER YES FOR FOR
SHARES IN THE ARTICLES OF ASSOCIATION
PROPOSAL #22: APPROVE CHANGES IN SUBJECT AND LOCATION SHAREHOLDER YES FOR FOR
FOR IMPLEMENTING FUND-RAISING INVESTMENT PROJECT
PROPOSAL #23.1: ELECT XUE JIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.2: ELECT XUE CHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.3: ELECT LU WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.4: ELECT SHEN YICHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.5: ELECT HE JINLIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #23.6: ELECT LIN JINTONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #24.1: ELECT ZHU RONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #24.2: ELECT WU DAWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #24.3: ELECT ZHENG HANGBIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #25.1: ELECT XUE RUGEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #25.2: ELECT LIN FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #25.3: ELECT YANG HUAYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangsu Zongyi Co., Ltd.
TICKER: 600770 CUSIP: Y4444H101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT ZAN SHENGDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT YANG MENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT HUANG TIANHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT GU ZHENGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT CAO XUDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHU LIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT HU JIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT CAO JIANZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT ZAN RUIGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangxi Bank Co., Ltd.
TICKER: 1916 CUSIP: Y444NK103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESOLUTIONS IN RELATION TO THE ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #1a: ELECT CHEN XIAOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT LUO YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT XU JIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT QUE YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT LI ZHANRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT LIU SANGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT ZHUO LIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DENG JIANXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT HUANG ZHENPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT ZHANG RUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT WONG HIN WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT OU MINGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT ZHANG WANGXIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT YAN HONGBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1o: ELECT WANG YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESOLUTIONS IN RELATION TO THE ISSUER YES FOR FOR
ELECTION OF SUPERVISORS
PROPOSAL #2a: ELECT SHI ZHONGLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LI DANLIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SHI JING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT CHEN JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT YU HAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT ZHOU MINHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE KPMG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AND KPMG HUAZHEN (SGP) AS AUDITORS FOR
PROPOSAL #9: APPROVE KPMG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AND KPMG HUAZHEN (SGP) AS AUDITORS FOR
PROPOSAL #10: APPROVE AMENDMENTS TO THE WORKING RULES ISSUER YES FOR FOR
OF THE EXTERNAL SUPERVISORS
PROPOSAL #11: APPROVE AMENDMENTS TO THE MEASURES FOR ISSUER YES FOR FOR
EQUITY MANAGEMENT
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE ISSUANCE OF GREEN FINANCIAL ISSUER YES FOR FOR
BONDS
PROPOSAL #14: APPROVE ISSUANCE OF UNDATED CAPITAL ISSUER YES FOR FOR
BONDS
PROPOSAL #15: APPROVE WITHDRAWAL OF THE ISSUANCE OF ISSUER YES FOR FOR
FINANCIAL BONDS
ISSUER: Jiangxi Copper Co. Ltd.
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF WU YUNENG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESIGNATION OF WU JINXING ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU TONG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #4: ELECT ZHU XINGWEN AS DIRECTOR, AUTHORIZE SHAREHOLDER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #5: APPROVE REPORT CHANGE IN USE OF THE ISSUER YES FOR FOR
REMAINING BALANCE OF THE SPECIAL ACCOUNT FOR THE
PROCEEDS RAISED
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Copper Co. Ltd.
TICKER: 358 CUSIP: Y4446C118
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF WU YUNENG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESIGNATION OF WU JINXING ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU TONG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #4: ELECT ZHU XINGWEN AS DIRECTOR, AUTHORIZE SHAREHOLDER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #5: APPROVE REPORT CHANGE IN USE OF THE ISSUER YES FOR FOR
REMAINING BALANCE OF THE SPECIAL ACCOUNT FOR THE
PROCEEDS RAISED
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Copper Co., Ltd.
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG GAOQING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND ENTER
INTO THE SERVICE CONTRACT WITH HIM
ISSUER: Jiangxi Copper Co., Ltd.
TICKER: 358 CUSIP: Y4446C118
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG GAOQING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND ENTER
INTO THE SERVICE CONTRACT WITH HIM
ISSUER: Jiangxi Copper Company Limited
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS OVERSEAS
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PROPOSED PROVISION OF GUARANTEES ISSUER YES FOR FOR
TO JIANGXI COPPER HONG KONG COMPANY LIMITED AND
JIANGXI COPPER (HONG KONG) INVESTMENT COMPANY LIMITED
FOR THE APPLICATION TO FINANCIAL INSTITUTIONS FOR
COMPREHENSIVE CREDIT FACILITIES
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Copper Company Limited
TICKER: 358 CUSIP: Y4446C100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Jiangxi Copper Company Limited
TICKER: 358 CUSIP: Y4446C118
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS OVERSEAS
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PROPOSED PROVISION OF GUARANTEES ISSUER YES FOR FOR
TO JIANGXI COPPER HONG KONG COMPANY LIMITED AND
JIANGXI COPPER (HONG KONG) INVESTMENT COMPANY LIMITED
FOR THE APPLICATION TO FINANCIAL INSTITUTIONS FOR
COMPREHENSIVE CREDIT FACILITIES
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Copper Company Limited
TICKER: 358 CUSIP: Y4446C118
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Jiangxi Ganfeng Lithium Co., Ltd.
TICKER: 002460 CUSIP: Y444B3104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE INVESTMENT IN ESTABLISHMENT OF ISSUER YES AGAINST AGAINST
ASSOCIATE COMPANY AND RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO PROVISION OF FINANCIAL ASSISTANCE BY
WHOLLY-OWNED SUBSIDIARY TO LITHIUM AMERICAS CORP.
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO PROVISION OF FINANCIAL ASSISTANCE TO
ARGENTINA MINERA EXAR
ISSUER: Jiangxi Ganneng Co., Ltd.
TICKER: 000899 CUSIP: Y4444C102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT JIE XIAOJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT YANG LIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT HE GUOQUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT ZHANG HUILIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHEN WANBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT SUN MENGJIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.7: ELECT LI BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT WU BORONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT XIE LIJIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT ZHANG MEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT XU QINGTIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT WANG LI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT LU QINGHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT SUN QI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT LI GUOQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiangxi Ganyue Expressway Co., Ltd.
TICKER: 600269 CUSIP: Y4444J107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Hongdu Aviation Industry Co., Ltd.
TICKER: 600316 CUSIP: Y4445M109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER AGREEMENT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO TRANSFER AGREEMENT
PROPOSAL #2.1: ELECT LUO FEI AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT LUO FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HUANG YIHONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT HUANG YIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiangxi Hongdu Aviation Industry Co., Ltd.
TICKER: 600316 CUSIP: Y4445M109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER NO N/A N/A
DEVELOP ENTRUSTED FINANCIAL PRODUCTS BUSINESS
PROPOSAL #1: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
DEVELOP ENTRUSTED FINANCIAL PRODUCTS BUSINESS
PROPOSAL #2: APPROVE SIGNING OF REAL ESTATE ISSUER YES FOR FOR
COLLECTION COMPENSATION AGREEMENT AS WELL AS ASSET
PROPOSAL #2: APPROVE SIGNING OF REAL ESTATE ISSUER NO N/A N/A
COLLECTION COMPENSATION AGREEMENT AS WELL AS ASSET
ISSUER: Jiangxi Hongdu Aviation Industry Co., Ltd.
TICKER: 600316 CUSIP: Y4445M109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE FINANCING BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE WAIVER OF PRE-EMPTIVE RIGHT ISSUER YES FOR FOR
ISSUER: Jiangxi Huangshanghuang Group Food Co., Ltd.
TICKER: 002695 CUSIP: Y444GZ108
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF EXCESS RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECTS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jiangxi Huangshanghuang Group Food Co., Ltd.
TICKER: 2695 CUSIP: Y444GZ108
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Jiangxi Huangshanghuang Group Food Co., Ltd.
TICKER: 002695 CUSIP: Y444GZ108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jiangxi Huangshanghuang Group Food Co., Ltd.
TICKER: 002695 CUSIP: Y444GZ108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REPURCHASE AND CANCELLATION OF PARTIAL ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Jiangxi Lianchuang Optoelectronic Science & Tech Co., Ltd.
TICKER: 600363 CUSIP: Y4445T104
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETED FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE ITS REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZENG ZHIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WU RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XU FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT QIAN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT GU HONGWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT PENG ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT DONG YUNTING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT LI GUOPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.9: ELECT DENG BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LI ZHONGYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT TAO QI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT WANG WEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangxi Lianchuang Optoelectronic Science & Tech Co., Ltd.
TICKER: 600363 CUSIP: Y4445T104
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangxi Lianchuang Optoelectronic Science & Tech Co., Ltd.
TICKER: 600363 CUSIP: Y4445T104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGXI LIANCHUANG ZHIGUANG TECHNOLOGY CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGXI LIANCHUANG PHOTOELECTRIC MARKETING CENTER
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SHENZHEN LIANZHI PHOTOELECTRIC TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE DEPOSITS AND LOANS FROM RELATED ISSUER YES FOR FOR
BANK
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Jiangxi Special Electric Motor Co., Ltd.
TICKER: 002176 CUSIP: Y4448B100
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
SUBSIDIARY
ISSUER: Jiangxi Special Electric Motor Co., Ltd.
TICKER: 002176 CUSIP: Y4448B100
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE ISSUER NO N/A N/A
ISSUER: Jiangxi Special Electric Motor Co., Ltd.
TICKER: 002176 CUSIP: Y4448B100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (1)
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (2)
ISSUER: Jiangxi Wannianqing Cement Co., Ltd.
TICKER: 789 CUSIP: Y4445F104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG SHANGWEN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT HU XIANKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GU YOUHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YAN GUOZHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI SHIFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GUO HUAPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GUO YAXIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHOU XUEJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI YUANBEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHU YE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT GUO JINGLU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jiangxi Wannianqing Cement Co., Ltd.
TICKER: 789 CUSIP: Y4445F104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF RELOCATION AGREEMENT ISSUER YES FOR FOR
FOR RESIDENTS WITHIN THE SCOPE OF HEALTH PROTECTION
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND GUARANTEE AUTHORIZATION
ISSUER: Jiangxi Wannianqing Cement Co., Ltd.
TICKER: 000789 CUSIP: Y4445F104
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #7: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #7.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #7.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #7.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #7.10: APPROVE NUMBER OF SHARES TO BE ISSUER YES FOR FOR
CONVERTED
PROPOSAL #7.11: APPROVE REDEMPTION CLAUSE ISSUER YES FOR FOR
PROPOSAL #7.12: APPROVE RESALE TERMS ISSUER YES FOR FOR
PROPOSAL #7.13: APPROVE OWNERSHIP OF RIGHTS IN THE ISSUER YES FOR FOR
YEAR OF CONVERSION
PROPOSAL #7.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
PARTIES
PROPOSAL #7.15: APPROVE PLACEMENT ARRANGEMENT TO ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #7.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #7.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #7.18: APPROVE RAISED FUNDS MANAGEMENT AND ISSUER YES FOR FOR
DEPOSIT ACCOUNT
PROPOSAL #7.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #7.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #9: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #10: APPROVE THERE IS NO NEED TO PREPARE A ISSUER YES FOR FOR
REPORT ON THE USE OF THE PREVIOUS RAISED FUNDS
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ESTABLISHMENT OF THE ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BOND HOLDERS MEETING RULES
ISSUER: Jiangxi Zhengbang Technology Co Ltd
TICKER: 002157 CUSIP: Y4448A102
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PARTIAL PERFORMANCE SHARES
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER NO N/A N/A
PARTY TRANSACTION ESTIMATES
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION ESTIMATES
PROPOSAL #3: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER YES FOR FOR
BUSINESS AND GUARANTEES
PROPOSAL #3: APPROVE ACCOUNTS RECEIVABLE FACTORING ISSUER NO N/A N/A
BUSINESS AND GUARANTEES
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 2157 CUSIP: Y4448A102
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2017 PERFORMANCE SHARES
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
2017 PERFORMANCE SHARES
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 2157 CUSIP: Y4448A102
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 STOCK ISSUER NO N/A N/A
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 002157 CUSIP: Y4448A102
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER NO N/A N/A
SUBSCRIPTION METHOD
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE AMOUNT AND USAGE OF RAISED ISSUER NO N/A N/A
FUNDS
PROPOSAL #2.8: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER NO N/A N/A
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 PLAN FOR PRIVATE PLACEMENT ISSUER NO N/A N/A
OF NEW SHARES
PROPOSAL #3: APPROVE 2018 PLAN FOR PRIVATE PLACEMENT ISSUER YES FOR FOR
OF NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER NO N/A N/A
SUBSCRIPTION AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER NO N/A N/A
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #9: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE WHITEWASH WAIVER AND RELATED ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 002157 CUSIP: Y4448A102
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 PRIVATE ISSUER NO N/A N/A
PLACEMENT
PROPOSAL #2: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS (REVISED)
PROPOSAL #2: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS (REVISED)
PROPOSAL #3: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #3: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (REVISED)
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER NO N/A N/A
SHARES (REVISED)
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 002157 CUSIP: Y4448A102
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 EXTERNAL GUARANTEES ISSUER NO N/A N/A
PROPOSAL #1: APPROVE 2019 EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #3: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #3: APPROVE BORROWINGS FROM CONTROLLING ISSUER NO N/A N/A
SHAREHOLDER
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
WITH ULTIMATE CONTROLLER
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ULTIMATE CONTROLLER
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
WITH ASSOCIATE COMPANY
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ASSOCIATE COMPANY
PROPOSAL #6: APPROVE BANK CREDIT LINE APPLICATIONS ISSUER NO N/A N/A
AND ITS RELEVANT AUTHORIZATIONS
PROPOSAL #6: APPROVE BANK CREDIT LINE APPLICATIONS ISSUER YES AGAINST AGAINST
AND ITS RELEVANT AUTHORIZATIONS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 002157 CUSIP: Y4448A102
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jiangxi Zhengbang Technology Co., Ltd.
TICKER: 2157 CUSIP: Y4448A102
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON USAGE OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #6: APPROVE SPECIAL REPORT ON USAGE OF ISSUER NO N/A N/A
RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES ON SPECIAL ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES ON SPECIAL ISSUER NO N/A N/A
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSAL #12: APPROVE ADDITIONAL LOAN FROM ISSUER NO N/A N/A
CONTROLLING SHAREHOLDER
PROPOSAL #12: APPROVE ADDITIONAL LOAN FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #14: APPROVE INVESTMENT COOPERATION ISSUER YES FOR FOR
AGREEMENT WITH LINCHUAN DISTRICT PEOPLE'S GOVERNMENT
OF FUZHOU CITY
PROPOSAL #14: APPROVE INVESTMENT COOPERATION ISSUER NO N/A N/A
AGREEMENT WITH LINCHUAN DISTRICT PEOPLE'S GOVERNMENT
OF FUZHOU CITY
ISSUER: Jiangzhong Pharmaceutical Co., Ltd.
TICKER: 600750 CUSIP: Y4442Z103
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LU XIAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HE XINGZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU WEIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LIU DIANZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU XUHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT XU YONGQIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HONG LIANJIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG ZHIGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CAI SUHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YU QI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LIU YAOMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jianxin Mining Co., Ltd.
TICKER: 000688 CUSIP: Y2666C107
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
DECISION-MAKING SYSTEM
PROPOSAL #5: APPROVE ADJUSTMENT ON ALLOWANCES OF VICE ISSUER YES FOR FOR
CHAIRMAN AND CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #6: ELECT YANG SHILIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd.
TICKER: 000612 CUSIP: Y44433103
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE 2018 ANNUAL FUTURES AND OVER- ISSUER YES FOR FOR
THE-COUNTER OPTION OPERATION PLAN
PROPOSAL #3: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #4: APPROVE 2018 DAILY RELATED-PARTY SHAREHOLDER YES FOR N/A
TRANSACTIONS
ISSUER: Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd.
TICKER: 000612 CUSIP: Y44433103
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF LI CHONGYANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT HUANG YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GUO JIEBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd.
TICKER: 612 CUSIP: Y44433103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
ISSUER: Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd.
TICKER: 000612 CUSIP: Y44433103
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUO BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU CHUANLIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT HUANG YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHU LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GUO JIEBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SONG ZHIBIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU JIDONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT KONG XIANGDUO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT QIN GAOWU AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG KAILI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT SHI RUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd.
TICKER: 612 CUSIP: Y44433103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTENSION OF REPURCHASE SHAREHOLDER YES FOR FOR
COMMITMENTS
ISSUER: Jiawei Renewable Energy Co., Ltd.
TICKER: 300317 CUSIP: Y7746K102
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN SHIQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR AND ADJUSTMENT OF SPECIAL COMMITTEE RELATED
MEMBER
ISSUER: Jiawei Renewable Energy Co., Ltd.
TICKER: 300317 CUSIP: Y7746K102
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jiayuan International Group Limited
TICKER: 2768 CUSIP: G5139G100
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Jiayuan International Group Limited
TICKER: 2768 CUSIP: G5139G100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT ZHANG YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG JIANFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT SHEN XIAODONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT CHEUNG WAI BUN, CHARLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a5: ELECT GU YUNCHANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Jiayuan International Group Ltd.
TICKER: 2768 CUSIP: G5139G100
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT, ISSUER YES FOR FOR
GRANT OF SPECIFIC MANDATE TO ISSUE CONSIDERATION
SHARES AND RELATED TRANSACTIONS
ISSUER: Jih Sun Financial Holding Co., Ltd.
TICKER: 5820 CUSIP: Y4446J105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S BUSINESS PERFORMANCE ISSUER YES FOR FOR
REPORT AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS BY JIH SUN
FINANCIAL HOLDING CO., LTD.
PROPOSAL #5.1: ELECT TANG CHAK LAM WITH ID NO. ISSUER YES FOR FOR
1961122XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE THE COMPANY'S 7TH TERM ISSUER YES FOR FOR
DIRECTOR MASAAKI SAKAMOTO FROM NON-COMPETITION
RESTRICTIONS
PROPOSAL #7: APPROVE RELEASE THE COMPANY'S 7TH TERM ISSUER YES FOR FOR
DIRECTOR CHUNMEI OZAKI(HUANG) FROM NON-COMPETITION
RESTRICTIONS
PROPOSAL #8: APPROVE RELEASE THE COMPANY'S 7TH TERM ISSUER YES FOR FOR
DIRECTOR LIOU CHIH-POUNG FROM NON-COMPETITION
RESTRICTIONS
PROPOSAL #9: APPROVE RELEASE THE COMPANY'S 7TH TERM ISSUER YES FOR FOR
DIRECTOR HUANG HSIN-HUI FROM NON-COMPETITION
RESTRICTIONS
PROPOSAL #10: APPROVE RELEASE THE COMPANY'S 7TH TERM ISSUER YES FOR FOR
DIRECTOR TANG CHAK LAM FROM NON-COMPETITION
RESTRICTIONS
ISSUER: Jihua Group Corp. Ltd.
TICKER: 601718 CUSIP: Y444B4102
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE LAND USE RIGHTS COLLECTED BY THE ISSUER YES FOR FOR
GOVERNMENT
ISSUER: Jilin Aodong Pharmaceutical Group Co., Ltd.
TICKER: 000623 CUSIP: Y4451E108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE POSTPONEMENT ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: AMEND REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Jilin Jian Yisheng Pharmaceutical Co., Ltd.
TICKER: 002566 CUSIP: Y444BY106
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK WORKING CAPITAL LOAN ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jilin Jian Yisheng Pharmaceutical Co., Ltd.
TICKER: 2566 CUSIP: Y444BY106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.1: ELECT ZHANG YISHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT XUE XIAOMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT MENG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT LIANG ZHIQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT TONG XIAOLE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT QU JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT BI YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT XU SHAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT LI MING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT YE JUNYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT BAI YINGYING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Jilin Liyuan Precision Manufacturing Co., Ltd.
TICKER: 2501 CUSIP: Y444BF107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHA YUFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jilin Liyuan Precision Manufacturing Co., Ltd.
TICKER: 002501 CUSIP: Y444BF107
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF CHANGCHUN ISSUER YES FOR FOR
LIYUAN REFINED INDUSTRIAL CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHA YUFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG JIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YAO ENDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LIU JI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT FANG CHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT KANG JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT TAN CHAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LIU PENGFEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHU GUANGFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jilin Liyuan Precision Manufacturing Co., Ltd.
TICKER: 2501 CUSIP: Y444BF107
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF PRODUCT COMMISSIONING ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
LIAOYUAN CITY ZHICHENGDA ASSET MANAGEMENT CO., LTD.
PROPOSAL #4.1: ELECT BAO CHANGJIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHANG XIAOYU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jilin Liyuan Precision Manufacturing Co., Ltd.
TICKER: 2501 CUSIP: Y444BF107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE REPLACEMENT ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHAO ZIQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 000875 CUSIP: Y4446A104
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EPC CONTRACT WITH ISSUER YES FOR FOR
ZHONGDIANTOU POWER ENGINEERING CO., LTD.
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 875 CUSIP: Y4446A104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
LITIGATION CASE ON PROPERTY PRESERVATION OF
CONTROLLED SUBSIDIARY
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 000875 CUSIP: Y4446A104
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTRUSTED LOAN BUSINESS ISSUER NO N/A N/A
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 000875 CUSIP: Y4446A104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 000875 CUSIP: Y4446A104
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCE LEASING TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FACTORING BUSINESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #11.2: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
SALE OF STEAM
PROPOSAL #11.3: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PURCHASE OF COAL
PROPOSAL #11.4: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PURCHASE OF OPEN PIT COAL
PROPOSAL #11.5: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PURCHASE OF RECEIPT OF MATERIAL PACKAGE
PROPOSAL #11.6: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PURCHASE OF SALE OF HEAT
PROPOSAL #11.7: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
TECHNICAL SUPERVISION FRAMEWORK AGREEMENT
ISSUER: Jilin Power Share Co., Ltd.
TICKER: 875 CUSIP: Y4446A104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Jilin Sino-Microelectronics Co., Ltd.
TICKER: 600360 CUSIP: Y44453101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT NOT
YET UNLOCKED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jilin Sino-Microelectronics Co., Ltd.
TICKER: 600360 CUSIP: Y44453101
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
RIGHTS ISSUANCE
ISSUER: Jilin Sino-Microelectronics Co., Ltd.
TICKER: 600360 CUSIP: Y44453101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE BANK CREDIT LINE AND AUTHORIZE ISSUER YES FOR FOR
THE COMPANY'S CHAIRMAN TO SIGN THE RELEVANT LOAN
AGREEMENT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ENTRUSTED ASSET MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jilin Yatai (Group) Co., Ltd.
TICKER: 600881 CUSIP: Y4443R100
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER NO N/A N/A
FINANCIAL BILL
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #4: APPROVE LEASE OF PROPERTY OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #4: APPROVE LEASE OF PROPERTY OF WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
YATAI GROUP MATERIAL TRADE CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER NO N/A N/A
YATAI GROUP MATERIAL TRADE CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
YATAI SUPERMARKET CO., LTD., AND JILIN YATAI FUYUAN
SHOPPING CENTER CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER NO N/A N/A
YATAI SUPERMARKET CO., LTD., AND JILIN YATAI FUYUAN
SHOPPING CENTER CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CHANGCHUN LONGDA HOTEL CO., LTD. AND JILIN YATAI
SUPERMARKET CO., LTD. TO THE COMPANY
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
CHANGCHUN LONGDA HOTEL CO., LTD. AND JILIN YATAI
SUPERMARKET CO., LTD. TO THE COMPANY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY ISSUER NO N/A N/A
BEIJING YATAI HOTEL CO., LTD. TO THE LOAN OF JILIN DA
PHARMACY PHARMACEUTICAL CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
BEIJING YATAI HOTEL CO., LTD. TO THE LOAN OF JILIN DA
PHARMACY PHARMACEUTICAL CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER NO N/A N/A
DA PHARMACY PHARMACEUTICAL CO., LTD., AND JILIN
NORTHEAST ASIA PHARMACEUTICAL CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
DA PHARMACY PHARMACEUTICAL CO., LTD., AND JILIN
NORTHEAST ASIA PHARMACEUTICAL CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER NO N/A N/A
YATAI CEMENT CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
YATAI HENGDA DECORATION ENGINEERING CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER NO N/A N/A
YATAI HENGDA DECORATION ENGINEERING CO., LTD.
PROPOSAL #12: APPROVE JILIN YATAI GROUP CEMENT SALES ISSUER YES FOR FOR
CO., LTD. TO USE ITS PROPERTY RIGHTS TO PROVIDE
GUARANTEE TO THE COMPANY
PROPOSAL #12: APPROVE JILIN YATAI GROUP CEMENT SALES ISSUER NO N/A N/A
CO., LTD. TO USE ITS PROPERTY RIGHTS TO PROVIDE
GUARANTEE TO THE COMPANY
ISSUER: Jilin Yatai (Group) Co., Ltd.
TICKER: 600881 CUSIP: Y4443R100
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
PHARMACY PHARMACEUTICAL CO., LTD., JILIN PROVINCE
NORTHEAST ASIA PHARMACEUTICAL CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGCHUN YATAI JINAN REAL ESTATE DEVELOPMENT CO.,
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
JIANGSU WEIKAIER PHARMACEUTICAL TECHNOLOGY CO., LTD.
BY JILIN YATAI GROUP PHARMACEUTICAL INVESTMENT CO.,
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
YATAI FUYUAN SHOPPING CENTER CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI MINGCHENG CEMENT CO., LTD., JILIN YATAI LONGTAN
CEMENT CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI FUYUAN SHOPPING CENTER CO., LTD., JILIN YATAI
SUPERMARKET CO., LTD., JILIN YATAI DINGLU CEMENT CO.,
LTD., JILIN YATAI GROUP BUILDING MATERIALS
INVESTMENT CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD., YATAI GROUP YITONG CEMENT
CO., LTD., JILIN DA PHARMACY PHARMACEUTICAL CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI MINGCHENG CEMENT CO., LTD., JILIN YATAI LONGTAN
CEMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD., JILIN PHARMACY
PHARMACEUTICAL CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
PHARMACY PHARMACEUTICAL CO., LTD., JILIN YATAI
CEMENT CO., LTD., JILIN YATAI MINGCHENG CEMENT CO.,
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD., JILIN YATAI MINGCHENG CEMENT
CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO YATAI ISSUER YES AGAINST AGAINST
GROUP CHANGCHUN BUILDING MATERIAL CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGCHUN YATAI THERMAL POWER CO., LTD.
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
PROVINCE NORTHEAST ASIA PHARMACEUTICAL CO., LTD.
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
COMPANY BY CHANGCHUN LONGDA HOTEL CO., LTD.JILIN
YATAI SUPERMARKET CO., LTD.
ISSUER: Jilin Yatai (Group) Co., Ltd.
TICKER: 600881 CUSIP: Y4443R100
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Jilin Yatai (Group) Co., Ltd.
TICKER: 600881 CUSIP: Y4443R100
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHANGCHUN YATAI HEATING POWER CO., LTD. AND THE GREAT
JILIN MEDICINE STORE PHARMACEUTICAL CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
TO JILIN YATAI CEMENT CO., LTD. AND JILIN YATAI
CONSTRUCTION ENGINEERING CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD. AND JILIN YATAI MINGCHENG
CEMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD., JILIN YATAI MINGCHENG CEMENT
CO., LTD., THE GREAT JILIN MEDICINE STORE
PHARMACEUTICAL CO., LTD. AND JILIN LONGXIN
PHARMACEUTICAL CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES FOR FOR
YATAI FUYUAN SHOPPING CENTER CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI YONGANTANG PHARMACEUTICAL CO., LTD., JILIN
YATAI SUPERMARKET CO., LTD., JILIN YATAI HOTEL CO.,
LTD., CHANGCHUN LONGDA HOTEL CO., LTD. AND JILIN
YATAI DINGLU CEMENT CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO JILIN ISSUER YES AGAINST AGAINST
YATAI CEMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO YATAI ISSUER YES AGAINST AGAINST
GROUP HARBIN CEMENT CO., LTD. AND YATAI GROUP HARBIN
CEMENT (ACHENG) CO., LTD.
PROPOSAL #10: APPROVE CONTINUED PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEE TO JILIN YATAI MINGCHENG CEMENT CO., LTD.
AND JILIN YATAI LONGTAN CEMENT CO., LTD.
PROPOSAL #11: APPROVE CONTINUED PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEE TO YATAI GROUP TONGHUA CEMENT CO., LTD.
ISSUER: Jilin Yatai (Group) Co., Ltd.
TICKER: 600881 CUSIP: Y4443R100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE DEBT TRANSFER AND DEBT ISSUER YES AGAINST AGAINST
RESTRUCTURING WITH GUARANTEE PROVISION FOR JILIN
YATAI CONSTRUCTION ENGINEERING CO., LTD.
PROPOSAL #12: APPROVE GUARANTEE PROVISION TO THE ISSUER YES AGAINST AGAINST
FINANCIAL LEASING OF JILIN YATAI CEMENT CO., LTD. AND
LIAONING TRANSPORTATION CEMENT CO., LTD.
PROPOSAL #13: APPROVE GUARANTEE PROVISION TO YATAI ISSUER YES AGAINST AGAINST
GROUP TIELING CEMENT CO., LTD. AND LIAONING FUSHAN
CEMENT CO., LTD.
PROPOSAL #14: APPROVE GUARANTEE PROVISION TO JILIN DA ISSUER YES AGAINST AGAINST
PHARMACY PHARMACEUTICAL CO., LTD.
PROPOSAL #15: APPROVE GUARANTEE PROVISION TO THE ISSUER YES AGAINST AGAINST
CREDIT LINE OF JILIN YATAI CEMENT CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION TO JIANGSU ISSUER YES AGAINST AGAINST
WEIKAIER PHARMACEUTICAL TECHNOLOGY CO., LTD.
PROPOSAL #17.1: ELECT FENG WEIJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT ZHANG XIUYING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jilin Zixin Pharmaceutical Industrial Co., Ltd.
TICKER: 2118 CUSIP: Y44478108
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING GUARANTEE PLAN ISSUER YES AGAINST AGAINST
ISSUER: Jilin Zixin Pharmaceutical Industrial Co., Ltd.
TICKER: 2118 CUSIP: Y4S43P116
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RELATED PARTY TRANSACTION RULES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #11: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12.1: ELECT GUO CHUNLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT FENG YOUSHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT HAN MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LUAN FUMEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT REN YUEYING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT YAN ZHONGHAI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT CHENG YAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT WANG RENHOU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT BAI YUBIAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jilin Zixin Pharmaceutical Industrial Co., Ltd.
TICKER: 002118 CUSIP: Y4S43P116
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Jinchuan Group International Resources Co. Ltd
TICKER: 2362 CUSIP: G5138B102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
TERMINATE EXISTING SHARE OPTION SCHEME
ISSUER: Jinchuan Group International Resources Co. Ltd.
TICKER: 2362 CUSIP: G5138B102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHANG YOUDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT YANG JINSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ZENG WEIBING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT YEN YUEN HO, TONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
SHARE INCENTIVE SCHEME
ISSUER: Jindal SAW Ltd.
TICKER: 500378 CUSIP: Y4449A101
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SMINU JINDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT NEERAJ KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NEERAJ KUMAR AS GROUP CEO & WHOLE-TIME DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS TO
QUALIFIED INSTITUTIONAL BUYERS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE CONVERSION OF LOAN TO EQUITY ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #12: APPROVE AUTHORIZATION OF JINDAL SAW ISSUER YES AGAINST AGAINST
LIMITED STOCK APPRECIATION RIGHTS' SCHEME 2018
PROPOSAL #13: APPROVE EXTENSION OF BENEFITS OF THE ISSUER YES AGAINST AGAINST
JINDAL SAW LIMITED STOCK APPRECIATION RIGHTS' SCHEME
2018 TO ELIGIBLE EMPLOYEES OF SUBSIDIARY COMPANIES
PROPOSAL #14: APPROVE ACQUISITION OF SHARES FROM THE ISSUER YES AGAINST AGAINST
SECONDARY MARKET BY JINDAL SAW EMPLOYEE WELFARE TRUST
FOR THE IMPLEMENTATION OF THE JINDAL SAW LIMITED
STOCK APPRECIATION RIGHTS' SCHEME 2018
PROPOSAL #15: APPROVE AUTHORIZATION OF JINDAL SAW ISSUER YES FOR FOR
LIMITED GENERAL EMPLOYEE BENEFIT SCHEME 2018
PROPOSAL #16: APPROVE EXTENSION OF BENEFITS OF THE ISSUER YES FOR FOR
JINDAL SAW LIMITED GENERAL EMPLOYEE BENEFIT SCHEME
2018 TO ELIGIBLE EMPLOYEES OF SUBSIDIARY COMPANIES
PROPOSAL #17: APPROVE ACQUISITION OF SHARES FROM THE ISSUER YES FOR FOR
SECONDARY MARKET BY JINDAL SAW EMPLOYEE WELFARE TRUST
FOR THE IMPLEMENTATION OF THE JINDAL SAW LIMITED
GENERAL EMPLOYEE BENEFIT SCHEME 2018
PROPOSAL #18: APPROVE AUTHORIZATION OF JINDAL SAW ISSUER YES FOR FOR
LIMITED RETIREMENT BENEFIT SCHEME 2018
PROPOSAL #19: APPROVE EXTENSION OF BENEFITS OF THE ISSUER YES FOR FOR
JINDAL SAW LIMITED RETIREMENT BENEFIT SCHEME 2018 TO
ELIGIBLE EMPLOYEES OF SUBSIDIARY COMPANIES
PROPOSAL #20: APPROVE ACQUISITION OF SHARES FROM THE ISSUER YES FOR FOR
SECONDARY MARKET BY JINDAL SAW EMPLOYEE WELFARE TRUST
FOR THE IMPLEMENTATION OF THE JINDAL SAW LIMITED
RETIREMENT BENEFIT SCHEME 2018
PROPOSAL #21: APPROVE IMPLEMENTATION OF JINDAL SAW ISSUER YES AGAINST AGAINST
LIMITED STOCK APPRECIATION RIGHTS SCHEME 2018, JINDAL
SAW LIMITED GENERAL EMPLOYEE BENEFIT SCHEME 2018 AND
JINDAL SAW LIMITED RETIREMENT BENEFIT SCHEME 2018
ISSUER: Jindal Steel & Power Ltd.
TICKER: 532286 CUSIP: Y4447P100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT DINESH KUMAR SARAOGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #6: APPROVE JINDAL STEEL & POWER LIMITED ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE SCHEME - 2018 AND APPROVE
ISSUANCE OF SHARES TO EMPLOYEES OF COMPANIES UNDER
THE JINDAL STEEL & POWER LIMITED EMPLOYEE STOCK
PURCHASE SCHEME - 2018
PROPOSAL #7: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES FOR FOR
OF SUBSIDIARY COMPANIES UNDER THE JINDAL STEEL &
POWER LIMITED EMPLOYEE STOCK PURCHASE SCHEME - 2018
PROPOSAL #8: APPROVE PAYMENT OF REMUNERATION AND ISSUER YES AGAINST AGAINST
WAIVER OF RECOVERY OF EXCESS REMUNERATION PAID TO
NAVEEN JINDAL AS WHOLE-TIME DIRECTOR DESIGNATED AS
THE CHAIRMAN OF THE COMPANY
PROPOSAL #9: APPROVE CONTINUATION TO HOLD OFFICE AND ISSUER YES AGAINST AGAINST
APPROVE REMUNERATION OF VENKATESH JINDAL AS ECONOMIC
ANALYST
PROPOSAL #10: APPROVE AMENDMENT IN TERMS AND ISSUER YES AGAINST AGAINST
CONDITIONS OF APPOINTMENT OF RAJEEV RUPENDRA
BHADAURIA AS WHOLE-TIME DIRECTOR
PROPOSAL #11: APPROVE AMENDMENT IN TERMS AND ISSUER YES AGAINST AGAINST
CONDITIONS OF APPOINTMENT OF DINESH KUMAR SARAOGI AS
WHOLE-TIME DIRECTOR
ISSUER: Jinduicheng Molybdenum Co., Ltd.
TICKER: 601958 CUSIP: Y44498106
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING PLAN ISSUER YES FOR FOR
ISSUER: Jinduicheng Molybdenum Co., Ltd.
TICKER: 601958 CUSIP: Y44498106
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION (REVISED) SHAREHOLDER YES AGAINST AGAINST
ISSUER: Jinduicheng Molybdenum Co., Ltd.
TICKER: 601958 CUSIP: Y44498106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MA ZHIGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT MA XIANGZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG GUOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jinduicheng Molybdenum Co., Ltd.
TICKER: 601958 CUSIP: Y44498106
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RELATED-PARTY TRANSACTION ISSUER YES AGAINST AGAINST
MANAGEMENT SYSTEM
ISSUER: Jinduicheng Molybdenum Co., Ltd.
TICKER: 601958 CUSIP: Y44498106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION PLAN
PROPOSAL #7: APPROVE 2019 TECHNICAL CHANGES AND ISSUER YES FOR FOR
EQUIPMENT RENEWAL INVESTMENT PLAN
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9.1: ELECT ZHANG XIAOLEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jinfa Labi Maternity & Baby Articles Co., Ltd.
TICKER: 002762 CUSIP: Y444KT107
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Jinfa Labi Maternity & Baby Articles Co., Ltd.
TICKER: 2762 CUSIP: Y444KT107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
ISSUER: Jinfa Labi Maternity and Baby Articles Co., Ltd.
TICKER: 002762 CUSIP: Y444KT107
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL MARKETING ISSUER YES FOR FOR
NETWORK CONSTRUCTION PROJECT IMPLEMENTATION LOCATION
AND IMPLEMENTATION CONTENT
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 669 CUSIP: Y4444G103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 000669 CUSIP: Y4444G103
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT SETTLEMENT PLAN (REVISED ISSUER YES FOR FOR
DRAFT)
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY TO DEBT SETTLEMENT PLAN OF THE
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 000669 CUSIP: Y4444G103
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT SETTLEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ADJUST THE PLEDGE
GUARANTEE
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 669 CUSIP: Y4444G103
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LV TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZENG QIFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JIAO YUWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG PEIXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIANG BINGCONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT CAO BIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT JING YUNCHUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG FAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GUO JIANCHI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT WANG JINGFANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 669 CUSIP: Y4444G103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION AND PROVISION OF GUARANTEE
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Jinhong Holdings Group Co., Ltd.
TICKER: 000669 CUSIP: Y4444G103
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE ITS REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
ISSUER: JinJian Cereals Industry Co., Ltd.
TICKER: 600127 CUSIP: Y37687103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QUAN ZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: JinJian Cereals Industry Co., Ltd.
TICKER: 600127 CUSIP: Y37687103
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF CHANGSHA CITY ISSUER YES FOR FOR
PROPERTY RIGHTS TRANSACTION CONTRACT WITH HUNAN GRAIN
GROUP CO., LTD.
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: JinJian Cereals Industry Co., Ltd.
TICKER: 600127 CUSIP: Y37687103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
FOR SUBSIDIARY
PROPOSAL #8: APPROVE BANK LOAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT QUAN ZHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT CHEN GENRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT CHEN WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LI QISHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT YANG PINGBO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT DAI XIAOFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LING ZHIXIONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT WANG ZHIHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT CHENG LIPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jinke Property Group Co Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #3.1: APPROVE ADJUSTMENT OF THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3.2: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.3: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO REAL ISSUER YES FOR FOR
ESTATE PROJECT
PROPOSAL #3: APPROVE PROVISION OF DAILY OPERATING ISSUER YES FOR FOR
FUNDS AND PROVISION OF FINANCIAL ASSISTANCE TO REAL
ESTATE PROJECT
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION TO AFTER-SALES AND
LEASEBACK FINANCIAL LEASING BUSINESS BETWEEN
CONTROLLED SUBSIDIARY AND RELATED PARTY
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO REAL ISSUER YES FOR FOR
ESTATE PROJECT
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 656 CUSIP: Y4463Q107
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF DAILY OPERATING ISSUER YES FOR FOR
FUNDS AS WELL AS FINANCIAL ASSISTANCE
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 656 CUSIP: Y4463Q107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FUNDS BY COMPANY ISSUER YES FOR FOR
AND ITS PARTNER IN A CONTROLLED SUBSIDIARY
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF GUARANTEE AND ISSUER YES FOR FOR
NEW GUARANTEE AMOUNT
PROPOSAL #2: APPROVE CANCELLATION OF GUARANTEE OF ISSUER YES FOR FOR
REAL ESTATE PROJECT OF ASSOCIATE COMPANY AND NEW
GUARANTEE AMOUNT
PROPOSAL #3: APPROVE PROVISION OF LOAN AND ISSUER YES FOR FOR
AUTHORIZATION MANAGEMENT
PROPOSAL #4: ELECT YU LINQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE EMPLOYEES AND INVESTMENT REAL ISSUER YES AGAINST AGAINST
ESTATE PROJECT COMPANY MANAGEMENT METHOD
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 656 CUSIP: Y4463Q107
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU ZHONGHAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY AND ITS PARTNER TO USE ISSUER YES FOR FOR
SUBSIDIARY'S FUNDS ACCORDING TO EQUITY RATIO
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 656 CUSIP: Y4463Q107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF CONTROLLED SUBSIDIARY'S ISSUER YES FOR FOR
FUNDS
ISSUER: Jinke Property Group Co., Ltd.
TICKER: 000656 CUSIP: Y4463Q107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PHASE 1 ISSUER YES FOR FOR
SHARE PURCHASE PLAN
ISSUER: JinkoSolar Holding Co., Ltd.
TICKER: JKS CUSIP: 47759T100
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN MARKSCHEID ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WING KEONG SIEW ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS ZHONG TIAN ISSUER YES FOR FOR
LLP AS AUDITORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Jinling Pharmaceutical Co., Ltd.
TICKER: 000919 CUSIP: Y4446N106
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF EQUITY IN NANJING HUADONG
MEDICINE CO., LTD.
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF EQUITY IN NANJING JINLING
PHARMACY CO., LTD.
PROPOSAL #3: ELECT YE WEIJIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jinling Pharmaceutical Co., Ltd.
TICKER: 919 CUSIP: Y4446N106
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO JOINT DEVELOPMENT OF MEDICAL INDUSTRY
INVESTMENT FUND WITH CONTROLLING SHAREHOLDER
ISSUER: Jinling Pharmaceutical Co., Ltd.
TICKER: 000919 CUSIP: Y4446N106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Jinlong Machinery & Electronic Co., Ltd.
TICKER: 300032 CUSIP: Y444AL105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MIDYEAR PROVISION FOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #2: APPROVE USE OF RAISED FUNDS FROM SHAREHOLDER YES FOR FOR
TERMINATED FUND-RAISING INVESTMENT PROJECT TO
REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE GUARANTEE PROVISION ARRANGEMENT SHAREHOLDER YES FOR FOR
ISSUER: Jinlong Machinery & Electronic Co., Ltd.
TICKER: 300032 CUSIP: Y444AL105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Jinneng Science & Technology Co., Ltd.
TICKER: 603113 CUSIP: Y444SK108
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAN YU'AN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jinneng Science & Technology Co., Ltd.
TICKER: 603113 CUSIP: Y444SK108
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDIT REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS AND 2019 REMUNERATION PLAN
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jinxi Axle Co., Ltd.
TICKER: 600495 CUSIP: Y44464108
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON 2018 CAPITAL ISSUER YES FOR FOR
EXPENDITURE BUDGET
PROPOSAL #2: APPROVE USE OF PARTIAL IDLE OWN FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS AND RELATED PARTY
TRANSACTIONS
ISSUER: Jinxi Axle Co., Ltd.
TICKER: 600495 CUSIP: Y44464108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF ASSET TO COMPENSATE ISSUER YES FOR FOR
DEBT AS WELL AS ARRANGEMENT OF EMPLOYEES BY WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: Jinxi Axle Co., Ltd.
TICKER: 600495 CUSIP: Y4S46M102
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT OUYANG JUNTAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jinxi Axle Co., Ltd.
TICKER: 600495 CUSIP: Y4S46M102
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AGREEMENT WITH JINXI INDUSTRIES GROUP
CO., LTD.
PROPOSAL #9.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT - SECURITY, GREENING, FILE MANAGEMENT
PROPOSAL #9.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT - POWER ENERGY
PROPOSAL #9.3: APPROVE RELATED TRANSACTION AGREEMENT ISSUER YES FOR FOR
- PHYSICAL AND CHEMICAL MEASUREMENT SERVICE
PROPOSAL #9.4: APPROVE RELATED TRANSACTION AGREEMENT ISSUER YES FOR FOR
- HOUSE LEASE, ROAD MAINTENANCE
PROPOSAL #9.5: APPROVE ASSET LEASE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AGREEMENT OF WHOLLY-OWNED SUBSIDIARY
JINXI RAILWAY VEHICLE CO., LTD. AND JINXI INDUSTRIES
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT - SECURITY, GREENING, FILE MANAGEMENT
PROPOSAL #10.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT - POWER ENERGY
PROPOSAL #10.3: APPROVE RELATED TRANSACTION AGREEMENT ISSUER YES FOR FOR
- PHYSICAL AND CHEMICAL MEASUREMENT SERVICE
PROPOSAL #10.4: APPROVE RELATED TRANSACTION AGREEMENT ISSUER YES FOR FOR
- HOUSE LEASE, ROAD MAINTENANCE
PROPOSAL #11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AGREEMENT OF WHOLLY-OWNED SUBSIDIARY
JINXI EQUIPMENT MANUFACTURING CO., LTD. AND JINXI
INDUSTRIES GROUP CO., LTD.
PROPOSAL #12: APPROVE SIGNING OF LAND LEASING ISSUER YES FOR FOR
AGREEMENT WITH JINXI INDUSTRIES GROUP CO., LTD.
PROPOSAL #13: APPROVE SIGNING OF LAND LEASING ISSUER YES FOR FOR
AGREEMENT OF WHOLLY-OWNED SUBSIDIARY JINXI RAILWAY
VEHICLE CO., LTD. AND JINXI INDUSTRIES GROUP CO.,
PROPOSAL #14: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT WITH NORTH INDUSTRIES GROUP FINANCE CO.,
ISSUER: Jinyu Bio-technology Co., Ltd.
TICKER: 600201 CUSIP: Y4085H105
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE CAPITAL AND CAPITAL SOURCE ISSUER YES FOR FOR
USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Jinyu Bio-Technology Co., Ltd.
TICKER: 600201 CUSIP: Y4085H105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCE WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
PERFORMANC SHARE INCENTIVE PLAN AS WELL AS
REPURCHASE AND CANCELLATION OF PERFORMANCE SHARE THAT
HAS BEEN GRANTED BUT NOT YET UNLOCKED
PROPOSAL #10: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #10.1: APPROVE TYPE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #10.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #10.5: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #10.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
TOTAL SHARE REPURCHASE
PROPOSAL #10.7: APPROVE PERIOD OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #10.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16.1: ELECT ZHANG CHONGYU AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.2: ELECT WEI XUEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT WANG YONGSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.4: ELECT ZHAO HONGXIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT ZHANG GUIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT SHEN CHANGE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT LIU ZHENGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT ZHANG ZHANFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT ZHANG XIAOLIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jinzhou Cihang Group Co., Ltd.
TICKER: 000587 CUSIP: Y2930Q106
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Jinzhou Cihang Group Co., Ltd.
TICKER: 000587 CUSIP: Y2930Q106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA ZHONGWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jinzhou Cihang Group Co., Ltd.
TICKER: 587 CUSIP: Y2930Q106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINES AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN LOW-RISK ISSUER YES FOR FOR
PRINCIPAL-GUARANTEED SHORT-TERM FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH LAUNCHING OF FINANCIAL LEASE AND
FACTORING BUSINESS
PROPOSAL #2.1: APPROVE RECEIPT OF SERVICES BY JINZHOU ISSUER YES FOR FOR
SHENGBANG ROAD PORT CO., LTD.
PROPOSAL #2.2: APPROVE PROVISION OF SERVICES TO ISSUER YES FOR FOR
SHANGHAI JUNAN SHIPPING CO., LTD.
PROPOSAL #2.3: APPROVE PURCHASE OF GOODS FROM JINGANG ISSUER YES FOR FOR
INTERNATIONAL TRADE DEVELOPMENT CO., LTD.
PROPOSAL #2.4: APPROVE PROVISION OF OTHER SERVICES TO ISSUER YES FOR FOR
JINZHOU SHENGBANG ROAD PORT CO., LTD.
PROPOSAL #2.5: APPROVE PROVISION OF OTHER SERVICES TO ISSUER YES FOR FOR
SHANGHAI JUNAN SHIPPING CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURING COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET DISPOSAL
PROPOSAL #4.1: APPROVE TRANSACTION TARGET ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #4.4: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #4.6: APPROVE EMPLOYEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE LIABILITY FOR BREACH OF THE ISSUER YES FOR FOR
TRANSFER OF THE UNDERLYING ASSET OWNERSHIP
PROPOSAL #4.8: APPROVE AGREEMENT EFFECTIVITY ISSUER YES FOR FOR
CONDITIONS AND EFFECTIVE PERIOD
PROPOSAL #5: APPROVE DRAFT AND SUMMARY OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION IN CONNECTION TO MAJOR ASSET SALE
PROPOSAL #6: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, PRO FORMA ISSUER YES FOR FOR
SIMULATED FINANCIAL REPORT AND ASSET APPRAISAL
PROPOSAL #9: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING
PROPOSAL #10: APPROVE SIGNING OF WATERWAY ENGINEERING ISSUER YES FOR FOR
ASSETS DISPOSAL AGREEMENT
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE RELEVANT PARTIES OF THE ARE ISSUER YES FOR FOR
QUALIFIED TO PARTICIPATE IN THE MAJOR ASSETS
RESTRUCTURING ACCORDING TO ARTICLE 13 OF PROVISIONAL
REGULATIONS ON ENHANCING SUPERVISION ON ABNORMAL
STOCK TRADING REGARDING MAJOR ASSETS RESTRUCTURING OF
PROPOSAL #13: APPROVE PRICE FLUCTUATION DOESN'T MEET ISSUER YES FOR FOR
RELEVANT STANDARDS AS IN ARTICLE 5 OF NOTICE ON
REGULATING INFORMATION DISCLOSURE OF LISTED COMPANIES
AND CONDUCT OF RELEVANT PARTIES ACHIEVES STANDARD IN
ARTICLE 5 ON THE SAME NOTICE
PROPOSAL #14: APPROVE ADDITIONAL CONTINUAL RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS AND SIGNING OF RELEVANT AGREEMENTS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #4: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #5.1: APPROVE PROVISION OF PORTS AND OTHER ISSUER YES FOR FOR
SERVICES TO AFFILIATES
PROPOSAL #5.2: APPROVE PURCHASE OF GOODS TO ISSUER YES FOR FOR
AFFILIATES
PROPOSAL #5.3: APPROVE SALE OF HYDROPOWER AND STEAM, ISSUER YES FOR FOR
ETC. TO AFFILIATES
PROPOSAL #5.4: APPROVE SALES OF GOODS TO AFFILIATES ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE ACCEPTANCE OF SERVICES AND ISSUER YES FOR FOR
OTHER SERVICES PROVIDED BY AFFILIATES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2ND PHASE OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN (DRAFT) AND SUMMARY
PROPOSAL #9: APPROVE 2ND PHASE OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN MANAGEMENT RULES
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF CORPORATE BONDS
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469115
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH LAUNCHING OF FINANCIAL LEASE AND
FACTORING BUSINESS
PROPOSAL #2.1: APPROVE RECEIPT OF SERVICES BY JINZHOU ISSUER YES FOR FOR
SHENGBANG ROAD PORT CO., LTD.
PROPOSAL #2.2: APPROVE PROVISION OF SERVICES TO ISSUER YES FOR FOR
SHANGHAI JUNAN SHIPPING CO., LTD.
PROPOSAL #2.3: APPROVE PURCHASE OF GOODS FROM JINGANG ISSUER YES FOR FOR
INTERNATIONAL TRADE DEVELOPMENT CO., LTD.
PROPOSAL #2.4: APPROVE PROVISION OF OTHER SERVICES TO ISSUER YES FOR FOR
JINZHOU SHENGBANG ROAD PORT CO., LTD.
PROPOSAL #2.5: APPROVE PROVISION OF OTHER SERVICES TO ISSUER YES FOR FOR
SHANGHAI JUNAN SHIPPING CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469115
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURING COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET DISPOSAL
PROPOSAL #4.1: APPROVE TRANSACTION TARGET ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #4.4: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #4.6: APPROVE EMPLOYEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE LIABILITY FOR BREACH OF THE ISSUER YES FOR FOR
TRANSFER OF THE UNDERLYING ASSET OWNERSHIP
PROPOSAL #4.8: APPROVE AGREEMENT EFFECTIVITY ISSUER YES FOR FOR
CONDITIONS AND EFFECTIVE PERIOD
PROPOSAL #5: APPROVE DRAFT AND SUMMARY OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION IN CONNECTION TO MAJOR ASSET SALE
PROPOSAL #6: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, PRO FORMA ISSUER YES FOR FOR
SIMULATED FINANCIAL REPORT AND ASSET APPRAISAL
PROPOSAL #9: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
PRICING
PROPOSAL #10: APPROVE SIGNING OF WATERWAY ENGINEERING ISSUER YES FOR FOR
ASSETS DISPOSAL AGREEMENT
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE RELEVANT PARTIES OF THE ARE ISSUER YES FOR FOR
QUALIFIED TO PARTICIPATE IN THE MAJOR ASSETS
RESTRUCTURING ACCORDING TO ARTICLE 13 OF PROVISIONAL
REGULATIONS ON ENHANCING SUPERVISION ON ABNORMAL
STOCK TRADING REGARDING MAJOR ASSETS RESTRUCTURING OF
PROPOSAL #13: APPROVE PRICE FLUCTUATION DOESN'T MEET ISSUER YES FOR FOR
RELEVANT STANDARDS AS IN ARTICLE 5 OF NOTICE ON
REGULATING INFORMATION DISCLOSURE OF LISTED COMPANIES
AND CONDUCT OF RELEVANT PARTIES ACHIEVES STANDARD IN
ARTICLE 5 ON THE SAME NOTICE
PROPOSAL #14: APPROVE ADDITIONAL CONTINUAL RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS AND SIGNING OF RELEVANT AGREEMENTS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469115
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #4: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #5.1: APPROVE PROVISION OF PORTS AND OTHER ISSUER YES FOR FOR
SERVICES TO AFFILIATES
PROPOSAL #5.2: APPROVE PURCHASE OF GOODS TO ISSUER YES FOR FOR
AFFILIATES
PROPOSAL #5.3: APPROVE SALE OF HYDROPOWER AND STEAM, ISSUER YES FOR FOR
ETC. TO AFFILIATES
PROPOSAL #5.4: APPROVE SALES OF GOODS TO AFFILIATES ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE ACCEPTANCE OF SERVICES AND ISSUER YES FOR FOR
OTHER SERVICES PROVIDED BY AFFILIATES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Jinzhou Port Co., Ltd.
TICKER: 900952 CUSIP: Y44469115
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2ND PHASE OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN (DRAFT) AND SUMMARY
PROPOSAL #9: APPROVE 2ND PHASE OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN MANAGEMENT RULES
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF CORPORATE BONDS
ISSUER: Jinzi Ham Co., Ltd.
TICKER: 002515 CUSIP: Y444BL104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET DISPOSAL AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE MAJOR ASSET DISPOSAL ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE PLAN OVERVIEW ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
TRANSACTION PRICES
PROPOSAL #3.5: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE UNDERLYING ASSET DELIVERY ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #3.7: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #3.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY OF ISSUER YES FOR FOR
MAJOR ASSET DISPOSAL AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
DOES NOT CONSTITUTE AS ARTICLE 13 OF THE MANAGEMENT
APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF
LISTED COMPANIES
PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL
ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF
LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE PRICING BASIS OF THE TRANSACTION ISSUER YES FOR FOR
AND ITS FAIRNESS
PROPOSAL #10: APPROVE AUDIT REPORT, PRO FORMA ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENT REVIEW REPORT AND
VALUATION REPORT
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE CONDITIONAL SIGNING OF EQUITY ISSUER YES FOR FOR
REPURCHASE AGREEMENT AND ITS SUPPLEMENTAL AGREEMENT
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS RELATED TO THE ASSET DISPOSAL
PROPOSAL #14: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #14.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #14.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE TYPE, NUMBER AND PROPORTION ISSUER YES FOR FOR
AS WELL AS TOTAL FUNDS USED FOR REPURCHASE
PROPOSAL #14.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #14.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #14.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO SHARE REPURCHASE
PROPOSAL #16: APPROVE TERMINATION OF ESTABLISHMENT OF ISSUER YES FOR FOR
AN INDUSTRIAL FUND AND CANCELLATION OF NINGBO JINZI
ZHONGYU MEDICAL INVESTMENT ENTERPRISE (LIMITED
PARTNERSHIP)
ISSUER: Jionto Energy Investment Co., Ltd. Hebei
TICKER: 600 CUSIP: Y444BH103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Jionto Energy Investment Co., Ltd. Hebei
TICKER: 600 CUSIP: Y7746X104
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Jionto Energy Investment Co., Ltd. Hebei
TICKER: 600 CUSIP: Y7746X104
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AND RELATED-PARTY TRANSACTION
PROPOSAL #2.1: APPROVE TRANSACTION OVERVIEW ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SUBJECT OF THE TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAYMENT METHOD AND PAYMENT ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #2.5: APPROVE EVALUATION PRICING FOR THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.6: APPROVE BASIC CONDITION OF THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #3: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION BUT NOT CONSTITUTED AS
MAJOR ASSET RESTRUCTURE AND MAJOR LISTING
PROPOSAL #3.1: APPROVE THIS TRANSACTION CONSTITUTES ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #3.2: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS MAJOR ASSET RESTRUCTURE
PROPOSAL #3.3: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS MAJOR LISTING
PROPOSAL #4: APPROVE STOCK PRICE VOLATILITY HAD NOT ISSUER YES FOR FOR
ACHIEVED THE RELEVANT STANDARDS OF ARTICLE 5 ON
REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE ACTS OF ALL THE RELATED PARTIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND RELATED-PARTY
TRANSACTION
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT
PROPOSAL #8: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE REPORT ON ASSET ACQUISITION AND ISSUER YES FOR FOR
DISPOSAL OF THE COMPANY WITHIN 12 MONTHS BEFORE THIS
TRANSACTION
PROPOSAL #15: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
ISSUER: Jionto Energy Investment Co., Ltd. Hebei
TICKER: 000600 CUSIP: Y7746X104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE RELATED FINANCIAL SERVICES WITH ISSUER NO N/A N/A
HEBEI JIONTO GROUP FINANCE CO., LTD.
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER NO N/A N/A
AGREEMENT
ISSUER: Jishi Media Co., Ltd.
TICKER: 601929 CUSIP: Y444DQ101
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Jishi Media Co., Ltd.
TICKER: 601929 CUSIP: Y444DQ101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER NO N/A N/A
ISSUER: Jishi Media Co., Ltd.
TICKER: 601929 CUSIP: Y444DQ101
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
ISSUER: JITF Infralogistics Ltd.
TICKER: 540311 CUSIP: ADPV39707
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT NEERAJ KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DHANANJAYA PATI TRIPATHI TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
AMARENDRA KUMAR SINHA AS WHOLE TIME DIRECTOR
ISSUER: Jiugui Liquor Co., Ltd.
TICKER: 799 CUSIP: Y37688101
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jiugui Liquor Co., Ltd.
TICKER: 799 CUSIP: Y37688101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE GENERAL MANAGER ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION BETWEEN JIUGUI LIQUOR SUPPLY AND
MARKETING CO., LTD. AND JIUGUI LIQUOR HUNAN SALES
PROPOSAL #8.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION BETWEEN JIUGUI LIQUOR SUPPLY AND
MARKETING CO., LTD. AND COFCO FOOD MARKETING CO.,
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: ELECT ZHENG YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jiuzhitang Co., Ltd.
TICKER: 000989 CUSIP: Y3768H101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICE RANGE ISSUER YES FOR FOR
AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
TOTAL SHARE CAPITAL
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS
ISSUER: Jiuzhitang Co., Ltd.
TICKER: 989 CUSIP: Y3768H101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Jizhong Energy Resources Co., Ltd.
TICKER: 000937 CUSIP: Y3121C104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG YINCHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Jizhong Energy Resources Co., Ltd.
TICKER: 937 CUSIP: Y3121C104
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HU ZHUYIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Jizhong Energy Resources Co., Ltd.
TICKER: 937 CUSIP: Y3121C104
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Jizhong Energy Resources Co., Ltd.
TICKER: 000937 CUSIP: Y3121C104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF FEES
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE POSTPONED PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS OF SHAREHOLDERS
ISSUER: JM Financial Ltd
TICKER: 523405 CUSIP: Y44462110
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NIMESH KAMPANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES AGAINST AGAINST
JM FINANCIAL CREDIT SOLUTIONS LIMITED
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES AGAINST AGAINST
JM FINANCIAL ASSET RECONSTRUCTION COMPANY LIMITED
PROPOSAL #7: APPROVE ISSUANCE OF SECURED/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
PROPOSAL #8: APPROVE RECLASSIFICATION OF THE STATUS ISSUER YES FOR FOR
OF PROMOTERS SHAREHOLDING INTO PUBLIC SHAREHOLDING
PROPOSAL #9: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
ISSUER: JM Financial Ltd.
TICKER: 523405 CUSIP: Y44462110
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE E A KSHIRSAGAR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE DARIUS E UDWADIA TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS NON-EXECUTIVE DIRECTOR
PROPOSAL #3: APPROVE VIJAY KELKAR TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #4: REELECT E A KSHIRSAGAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DARIUS E UDWADIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT VIJAY KELKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT PAUL ZUCKERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT KEKI DADISETH AS DIRECTOR ISSUER YES FOR FOR
ISSUER: JNBY Design Ltd.
TICKER: 3306 CUSIP: G55044104
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LI MING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A2: ELECT ZHANG BEILI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3A3: ELECT HAN MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: JOEONE Co., Ltd.
TICKER: 601566 CUSIP: Y444C7104
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
FINANCIAL ASSETS
ISSUER: JOEONE Co., Ltd.
TICKER: 601566 CUSIP: Y444C7104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD AND GENERAL MANAGER TO HANDLE BANK CREDIT LINE
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT LIN CONGYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT CHEN JINDUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT CHEN JIAYA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT CHEN JIAPIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT LIN CANGJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT ZHANG JINGCHUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.1: ELECT CHEN SHOUDE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LIN ZHIYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHENG XUEJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT SHEN PEILING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT CHEN AIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Johnson Health Tech Co. Ltd.
TICKER: 1736 CUSIP: Y4466K107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Joincare Pharmaceutical Group Industry Co., Ltd.
TICKER: 600380 CUSIP: Y7742H103
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT OF ALLOWANCE OF ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD AND VICE-CHAIRMAN OF THE BOARD
PROPOSAL #4.1: ELECT ZHU BAOGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LIU GUANGXIA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT CAO PINGWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT QIU QINGFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT FENG YANFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT HU QING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT CUI LIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT PENG JINHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT XIE YOUGUO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Joincare Pharmaceutical Group Industry Co., Ltd.
TICKER: 600380 CUSIP: Y7742H103
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #5: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Joincare Pharmaceutical Group Industry Co., Ltd.
TICKER: 600380 CUSIP: Y7742H103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Joincare Pharmaceutical Group Industry Co., Ltd.
TICKER: 600380 CUSIP: Y7742H103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDIT REPORT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE SPECIAL AUDIT REPORT ON THE ISSUER YES FOR FOR
SUMMARY OF NON-OPERATING FUND USAGE AND OTHER RELATED
FUND TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S CREDIT FINANCING AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE TO SUBSIDIARIES
PROPOSAL #10: ELECT HUO JING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jointown Pharmaceutical Group Co., Ltd.
TICKER: 600998 CUSIP: Y444BD102
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
ASSET BACKED PLAN
PROPOSAL #2: APPROVE 2018 ADDITIONAL BANK ISSUER YES FOR FOR
COMPREHENSIVE CREDIT PLAN APPLICATION
PROPOSAL #3: APPROVE 2018 ADDITIONAL GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
ISSUER: Jointown Pharmaceutical Group Co., Ltd.
TICKER: 600998 CUSIP: Y444BD102
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF CORPORATE BOND ISSUANCE
ISSUER: Jointown Pharmaceutical Group Co., Ltd.
TICKER: 600998 CUSIP: Y444BD102
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION PLAN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF THE
COMPANY AND ITS SUBSIDIARIES
PROPOSAL #3: APPROVE ASSET-BACKED SECURITIES PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
PROPOSAL #5: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #6: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Jointown Pharmaceutical Group Co., Ltd.
TICKER: 600998 CUSIP: Y444BD102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9.3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9.4: AMEND INFORMATION DISCLOSURE SYSTEM ISSUER YES FOR FOR
PROPOSAL #9.5: AMEND DECISION-MAKING SYSTEM OF ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #9.6: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.7: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #9.8: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9.9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #10.1: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10.2: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Jollibee Foods Corporation
TICKER: JFC CUSIP: Y4466S100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR N/A
PROPOSAL #2: CERTIFICATION BY THE CORPORATE SECRETARY ISSUER YES FOR N/A
ON NOTICE AND QUORUM
PROPOSAL #3: APPROVE MINUTES OF THE LAST ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #4: APPROVE MANAGEMENT'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND ANNUAL REPORT
PROPOSAL #6: RATIFY ACTIONS BY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND OFFICERS OF THE CORPORATION
PROPOSAL #7.1: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT WILLIAM TAN UNTIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT ERNESTO TANMANTIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT JOSEPH C. TANBUNTIONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT ANG CHO SIT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT ANTONIO CHUA POE ENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.7: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.8: ELECT MONICO V. JACOB AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.9: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AMENDMENTS TO THE SENIOR ISSUER YES AGAINST AGAINST
MANAGEMENT STOCK OPTION AND INCENTIVE PLAN
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: ADJOURNMENT ISSUER YES FOR FOR
ISSUER: Jolywood (Suzhou) Sunwatt Co., Ltd.
TICKER: 300393 CUSIP: Y4S4C9104
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Jolywood (Suzhou) Sunwatt Co., Ltd.
TICKER: 300393 CUSIP: Y4S4C9104
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2016 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: ELECT ZHANG ZHENGLONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Jolywood (Suzhou) Sunwatt Co., Ltd.
TICKER: 300393 CUSIP: Y4S4C9104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Jolywood (Suzhou) Sunwatt Co., Ltd.
TICKER: 300393 CUSIP: Y4S4C9104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #14: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE LIST OF HOLDERS OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
ISSUER: Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
TICKER: 600872 CUSIP: Y9889J108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND DETAILED RULES FOR ONLINE VOTING ISSUER YES FOR FOR
OF THE SHAREHOLDERS GENERAL MEETING
ISSUER: Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
TICKER: 600872 CUSIP: Y9889J108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HUANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU YANMEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YU JIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT PENG HAIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT QIN ZHIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIANG TONGYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN YANWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SUN LI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHENG YIZHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
TICKER: 600872 CUSIP: Y9889J108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Jonjee Hi-Tech Industrial & Commercial Holding Co., Ltd.
TICKER: 600872 CUSIP: Y9889J108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BOARD-RELATED AMENDMENTS TO ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #8: APPROVE GUARANTEE-RELATED AMENDMENTS TO ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Joyoung Co., Ltd.
TICKER: 002242 CUSIP: Y4466H104
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ADJUSTMENT IN 2018 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #3.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #3.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #3.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #3.5: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #3.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE OF
COMPANY'S SHARES
ISSUER: Joyoung Co., Ltd.
TICKER: 2242 CUSIP: Y4466H104
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU HONGXIA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Joyoung Co., Ltd.
TICKER: 002242 CUSIP: Y4466H104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #12: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: ELECT HAN RUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: JSE Ltd.
TICKER: JSE CUSIP: S4254A102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DR SURESH KANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT BEN KRUGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT FATIMA DANIELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT FAITH KHANYILE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT NONKULULEKO NYEMBEZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: RE-ELECT DAVID LAWRENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: REAPPOINT ERNST & YOUNG INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND AUTHORISE THEIR
PROPOSAL #4.2: REAPPOINT IMRAAN AKOODIE AS THE ISSUER YES FOR FOR
DESIGNATED AUDITOR
PROPOSAL #5.1: RE-ELECT DR SURESH KANA AS CHAIRMAN OF ISSUER YES FOR FOR
THE GROUP AUDIT COMMITTEE
PROPOSAL #5.2: ELECT FATIMA DANIELS AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT COMMITTEE
PROPOSAL #5.3: ELECT FAITH KHANYILE AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT COMMITTEE
PROPOSAL #5.4: ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT COMMITTEE
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #11: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
EMOLUMENTS
ISSUER: JSTI Group
TICKER: 300284 CUSIP: Y444EG102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION AND RELEVANT GUARANTEE PROVISION
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE DRAFT AND SUMMARY ON THIRD ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #11: APPROVE MANAGEMENT METHOD OF THIRD ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: JSW Energy Ltd.
TICKER: 533148 CUSIP: Y44677105
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT JYOTI KUMAR AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JYOTI KUMAR AGARWAL AS WHOLE-TIME DIRECTOR DESIGNATED
AS DIRECTOR - FINANCE
PROPOSAL #6: ELECT SATTIRAJU SESHAGIRI RAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE FUND RAISING THROUGH BONDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: JSW Steel Ltd.
TICKER: 500228 CUSIP: Y44680158
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON 10 PERCENT ISSUER YES FOR FOR
CUMULATIVE REDEEMABLE PREFERENCE SHARES
PROPOSAL #3: APPROVE DIVIDEND ON 0.01 PERCENT ISSUER YES FOR FOR
CUMULATIVE REDEEMABLE PREFERENCE SHARES
PROPOSAL #4: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #5: REELECT SESHAGIRI RAO M.V.S AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REELECT PUNITA KUMAR SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND INVESTMENTS
ISSUER: JSW Steel Ltd.
TICKER: 500228 CUSIP: Y44680158
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JSWSL EMPLOYEES SAMRUDDHI PLAN ISSUER YES FOR FOR
2019 AND ITS ADMINISTRATION THROUGH THE JSW STEEL
EMPLOYEES WELFARE TRUST
PROPOSAL #2: APPROVE SECONDARY ACQUISITION OF EQUITY ISSUER YES FOR FOR
SHARES BY ELIGIBLE EMPLOYEES UNDER THE JSWSL
EMPLOYEES SAMRUDDHI PLAN 2019
PROPOSAL #3: APPROVE PROVISION OF MONEY BY THE ISSUER YES FOR FOR
COMPANY
ISSUER: Jubilant FoodWorks Ltd.
TICKER: 533155 CUSIP: Y4493W108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HARI S. BHARTIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ASHWANI WINDLASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ABHAY PRABHAKAR HAVALDAR AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Jubilant Life Sciences Limited
TICKER: 530019 CUSIP: Y44787110
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JLL EMPLOYEES STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
2018 FOR EMPLOYEES OF THE COMPANY
PROPOSAL #2: APPROVE JLL EMPLOYEES STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
2018 FOR EMPLOYEES OF SUBSIDIARY COMPANIES
PROPOSAL #3: APPROVE IMPLEMENTATION OF JLL EMPLOYEES ISSUER YES AGAINST AGAINST
STOCK OPTION PLAN 2018 THROUGH THE ESOP TRUST
PROPOSAL #4: APPROVE ACQUISITION OF SECONDARY SHARES ISSUER YES AGAINST AGAINST
THROUGH THE ESOP TRUST FOR THE IMPLEMENTATION OF JLL
EMPLOYEES STOCK OPTION PLAN 2018
PROPOSAL #5: APPROVE PROVISION OF MONEY TO THE ESOP ISSUER YES AGAINST AGAINST
TRUST FOR THE IMPLEMENTATION OF JLL EMPLOYEES STOCK
OPTION PLAN 2018
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Jubilant Life Sciences Ltd.
TICKER: 530019 CUSIP: Y44787110
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHYAM S BHARTIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES AGAINST AGAINST
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: REELECT S SRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SUDHA PILLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ASHOK MISRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RAJESH KUMAR SRIVASTAVA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH KUMAR SRIVASTAVA AS WHOLE-TIME DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Juhayna Food Industries
TICKER: JUFO CUSIP: M62324104
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER NO N/A N/A
2019
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2019 ISSUER NO N/A N/A
ISSUER: Juhayna Food Industries
TICKER: JUFO CUSIP: M62324104
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 4 OF BYLAWS RE: COMPANY'S ISSUER NO N/A N/A
HEADQUARTERS
PROPOSAL #2: AMEND ARTICLE 5 OF BYLAWS RE: EXTENSION ISSUER NO N/A N/A
OF COMPANY LIFE
ISSUER: Juli Sling Co., Ltd.
TICKER: 002342 CUSIP: Y4469L102
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI YANYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Juli Sling Co., Ltd.
TICKER: 002342 CUSIP: Y4469L102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Jumbo SA
TICKER: BELA CUSIP: X4114P111
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.b: APPROVE REMUNERATION OF CERTAIN BOARD ISSUER YES AGAINST AGAINST
MEMBERS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
ISSUER: Juneyao Airlines Co., Ltd.
TICKER: 603885 CUSIP: Y446EY108
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION OF ADDITIONAL ISSUER YES FOR FOR
SHARES OF CHINA EASTERN AIRLINES CO., LTD. AND
RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Juneyao Airlines Co., Ltd.
TICKER: 603885 CUSIP: Y446EY108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Juneyao Airlines Co., Ltd.
TICKER: 603885 CUSIP: Y446EY108
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING REFERENCE PERIOD, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES
PROPOSAL #2.4: APPROVE RAISED FUNDS AMOUNT AND ISSUE ISSUER YES FOR FOR
SCALE
PROPOSAL #2.5: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.7: APPROVE RESTRICTION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE SIGNING OF SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT WITH SPECIFIC TARGET PARTIES
PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Juneyao Airlines Co., Ltd.
TICKER: 603885 CUSIP: Y446EY108
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN COMMITMENTS OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS AND ULTIMATE CONTROLLERS IN
REGARDS TO PREVENTION OF HORIZONTAL COMPETITION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
ISSUER: Juneyao Airlines Co., Ltd.
TICKER: 603885 CUSIP: Y446EY108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY SHANGHAI JUNEYAO AIR SERVICE
CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY SHANGHAI JUNEYAO AIR HONG
KONG CO., LTD.
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Just Dial Ltd.
TICKER: 535648 CUSIP: Y4S789102
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT V. KRISHNAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE S. R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Just Dial Ltd.
TICKER: 535648 CUSIP: Y4S789102
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JUST DIAL LIMITED EMPLOYEES ISSUER YES FOR FOR
STOCK OPTION SCHEME - 2019
PROPOSAL #2: APPROVE GRANT OF STOCK OPTIONS TO THE ISSUER YES FOR FOR
EMPLOYEES OF SUBSIDIARY COMPANIES UNDER THE JUST DIAL
LIMITED EMPLOYEES STOCK OPTION SCHEME - 2019
ISSUER: Kaidi Ecological and Environmental Technology Co., Ltd.
TICKER: 000939 CUSIP: Y97167103
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE 2018 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPLEMENT NEW ACCOUNTING ISSUER YES AGAINST AGAINST
STANDARDS
PROPOSAL #10.1: ELECT CHEN YILONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT JIANG HAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT SUN SHOUEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT SHEN LIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kaile Technology Co., Ltd. Hubei
TICKER: 600260 CUSIP: Y3746Q108
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO LIST OF ISSUER YES FOR FOR
PARTICIPANTS FOR 2018 PERFORMANCE SHARE INCENTIVE
PROPOSAL #2: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
2018 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE REFORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Kailuan Energy Chemical Co., Ltd.
TICKER: 600997 CUSIP: Y4479K102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION ON CREDIT MATTERS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF GUARANTEE ISSUER YES AGAINST AGAINST
MATTERS
PROPOSAL #10: APPROVE AUTHORIZATION ON ENTRUSTED ISSUER YES AGAINST AGAINST
LOANS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Kaisa Group Holdings Ltd.
TICKER: 1638 CUSIP: G52132100
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
ISSUER: Kaisa Group Holdings Ltd.
TICKER: 1638 CUSIP: G52132100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT KWOK YING SHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WENG HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHEN SHAOHUAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT RAO YONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: ADOPT SHARE OPTION SCHEME AND TERMINATE ISSUER YES FOR FOR
EXISTING SHARE OPTION SCHEME
PROPOSAL #13: ADOPT SUBSIDIARY SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: KAISA Jiayun Technology Inc.
TICKER: 300242 CUSIP: Y6031M104
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE FACTORING BUSINESS OF
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: KAISA JiaYun Technology, Inc.
TICKER: 300242 CUSIP: Y6031M104
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHONG LIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT WAN LINHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: KAISA JiaYun Technology, Inc.
TICKER: 300242 CUSIP: Y6031M104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: KAISA JiaYun Technology, Inc.
TICKER: 300242 CUSIP: Y6031M104
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: ELECT LIU YANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE OF THE UNRECOVERED LOSS ISSUER YES FOR FOR
REACHING 1/3 OF TOTAL PAID-IN CAPITAL
PROPOSAL #12: APPROVE DETERMINATION OF REMUNERATION ISSUER YES FOR FOR
AND ALLOWANCE OF DIRECTORS
PROPOSAL #13: APPROVE DETERMINATION OF REMUNERATION ISSUER YES FOR FOR
AND ALLOWANCE OF SUPERVISORS
PROPOSAL #14: AMEND FOREIGN INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #15: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Kajaria Ceramics Ltd.
TICKER: 500233 CUSIP: Y45199166
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHETAN KAJARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RISHI KAJARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE WALKER CHANDIOK & CO LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF CHETAN KAJARIA AS JOINT MANAGING DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RISHI KAJARIA AS JOINT MANAGING DIRECTOR
PROPOSAL #8: REELECT H. RATHNAKAR HEGDE AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Kajaria Ceramics Ltd.
TICKER: 500233 CUSIP: Y45199166
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RAJ KUMAR BHARGAVA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE DEBI PRASAD BAGCHI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE RAJ KUMAR BHARGAVA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR FOR SECOND TERM
PROPOSAL #4: APPROVE DEBI PRASAD BAGCHI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR FOR SECOND TERM
ISSUER: Kama Co., Ltd.
TICKER: 900953 CUSIP: Y45197103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 COMPREHENSIVE BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANDONG KAMA AUTOMOBILE MANUFACTURING CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SHANDONG HUAYUAN LAIDONG ENGINE CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO WUXI ISSUER YES AGAINST AGAINST
WORLDBEST KAMA POWER CO., LTD.
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Kangde Xin Composite Material Group Co., Ltd.
TICKER: 002450 CUSIP: Y0772X106
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 AMENDMENT OF PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #3: APPROVE ADJUSTMENT ON CONSTRUCTION ISSUER YES FOR FOR
PERIOD OF THE COMPANY'S FUND-RAISING INVESTMENT
PROPOSAL #4: APPROVE PROVISION OF ADDITIONAL ISSUER YES FOR FOR
GUARANTEE FOR CONTROLLED SUBSIDIARY
PROPOSAL #5: APPROVE POSTPONEMENT OF ACQUISITION PLAN SHAREHOLDER YES FOR FOR
OF COMPANY'S EQUITY BY CONTROLLING SHAREHOLDER
ISSUER: Kangde Xin Composite Material Group Co., Ltd.
TICKER: 2450 CUSIP: Y0772X106
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
IN CONNECTION TO PLANNING OF ACQUISITION BY ISSUANCE
OF SHARES
ISSUER: Kangde Xin Composite Material Group Co., Ltd.
TICKER: 002450 CUSIP: Y0772X106
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Kangde Xin Composite Material Group Co., Ltd.
TICKER: 002450 CUSIP: Y0772X106
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIAO PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU SHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HOU XIANGJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JI FUXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YU YAO AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT CHEN DONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG SHUHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG GUANGYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG WANDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GAO TIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Kangmei Pharmaceutical Co., Ltd.
TICKER: 600518 CUSIP: Y2930H106
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT PLAN FOR THE ISSUER YES FOR FOR
CONSTRUCTION OF KANGMEI PUNING CHINESE MEDICINE
INDUSTRIAL PARK PROJECT
PROPOSAL #2: APPROVE INVESTMENT PLAN FOR THE ISSUER YES FOR FOR
CONSTRUCTION OF KANGMEI KUNMING HEALTH INDUSTRY PARK
PROJECT
PROPOSAL #3: APPROVE INVESTMENT PLAN FOR THE ISSUER YES FOR FOR
CONSTRUCTION OF KANGMEI ZHIHUI PHARMACY PROJECT
PROPOSAL #4: APPROVE INVESTMENT PLAN FOR THE ISSUER YES FOR FOR
CONSTRUCTION OF KANGMEI ZHIHUI MEDICINE CABINET
ISSUER: Kangmei Pharmaceutical Co., Ltd.
TICKER: 600518 CUSIP: Y2930H106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISTRIBUTION PLAN FOR PREFERRED ISSUER YES FOR FOR
STOCK DIVIDENDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINE AND ISSUER YES FOR FOR
RELATED AUTHORIZATION
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PRODUCT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Kangxin New Materials Co., Ltd.
TICKER: 600076 CUSIP: Y95336106
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 1 EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Kangxin New Materials Co., Ltd.
TICKER: 600076 CUSIP: Y95336106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Kangxin New Materials Co., Ltd.
TICKER: 600076 CUSIP: Y95336106
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD OF DETERMINING SHARES ISSUER YES FOR FOR
TO BE CONVERTED
PROPOSAL #2.9: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.10: APPROVE ADJUSTMENT METHOD AND ISSUER YES FOR FOR
CALCULATION FORMULA FOR CONVERSION PRICE
PROPOSAL #2.11: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RELEVANT DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR OF SHARE CONVERSION
PROPOSAL #2.15: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE BONDHOLDERS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Kangxin New Materials Co., Ltd.
TICKER: 600076 CUSIP: Y95336106
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT SHAO JIANDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Kansai Nerolac Paints Limited
TICKER: 500165 CUSIP: Y4586N130
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HIDENORI FURUKAWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ANUJ JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: KAP Industrial Holdings Ltd.
TICKER: KAP CUSIP: S41361106
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO UED AND ISSUER YES AGAINST AGAINST
UEL IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES
ISSUER: KAP Industrial Holdings Ltd.
TICKER: KAP CUSIP: S41361106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH DR DIRK STEYN AS THE REGISTERED
AUDITOR
PROPOSAL #3.1: APPROVE FEES PAYABLE TO INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #3.2: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DEPUTY CHAIRMAN
PROPOSAL #3.3: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DEPUTY CHAIRMAN - ADDITIONAL SERVICES
PROPOSAL #3.4: APPROVE FEES PAYABLE TO BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE FEES PAYABLE TO BOARD MEMBERS ISSUER YES FOR FOR
FOR AD HOC MEETINGS
PROPOSAL #3.6: APPROVE FEES PAYABLE TO AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.7: APPROVE FEES PAYABLE TO AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.8: APPROVE FEES PAYABLE TO HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #3.9: APPROVE FEES PAYABLE TO HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE MEMBERS
PROPOSAL #3.10: APPROVE FEES PAYABLE TO NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.11: APPROVE FEES PAYABLE TO NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3.12: APPROVE FEES PAYABLE TO SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #3.13: APPROVE FEES PAYABLE TO SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBERS
PROPOSAL #3.14: APPROVE FEES PAYABLE TO INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #3.15: APPROVE FEES PAYABLE TO INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #4.1: RE-ELECT STEVE MULLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT PATRICK QUARMBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: AUTHORISE REDUCTION IN THE NUMBER OF ISSUER YES FOR FOR
DIRECTORS ON THE BOARD
PROPOSAL #5.1: RE-ELECT STEVE MULLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT SANDILE NOMVETE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT PATRICK QUARMBY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.1: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #6.2: PLACE AUTHORISED BUT UNISSUED ISSUER YES FOR FOR
PREFERENCE SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE GENERAL PAYMENT TO SHAREHOLDERS ISSUER YES FOR FOR
FROM THE COMPANY'S SHARE CAPITAL, SHARE PREMIUM AND
RESERVES
PROPOSAL #9: AUTHORISE CREATION AND ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES, DEBENTURE STOCK OR OTHER
CONVERTIBLE INSTRUMENTS
PROPOSAL #10.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
TICKER: KRDMD CUSIP: M8765T100
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE INFORMATION ON LAWSUITS AND ISSUER YES FOR FOR
GRANT PERMISSION RETROSPECTIVELY FOR BOARD MEMBERS TO
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND
BE INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES AGAINST AGAINST
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #13: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #15: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
TICKER: KRDMD CUSIP: M8765T126
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE INFORMATION ON LAWSUITS AND ISSUER YES FOR FOR
GRANT PERMISSION RETROSPECTIVELY FOR BOARD MEMBERS TO
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND
BE INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES AGAINST AGAINST
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #13: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #15: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Karnataka Bank Ltd. (The)
TICKER: KTKBANK CUSIP: Y4590V128
MEETING DATE: 7/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT P. JAYARAMA BHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MANOHAR CHOWDHRY & ASSOCIATES, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AND BADARI, MADHUSUDHAN &
SRINIVASAN, CHARTERED ACCOUNTANTS AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPOINT BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT MYTHILY RAMESH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
MAHABALESHWARA M S AS MANAGING DIRECTOR & CEO
PROPOSAL #8: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #10: REELECT ASHOK HARANAHALLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT RAMMOHAN RAO BELLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE KBL STOCK OPTION SCHEME 2018 ISSUER YES FOR FOR
ISSUER: Karur Vysya Bank Ltd.
TICKER: KARURVYSYA CUSIP: Y4589P215
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT M K VENKATESAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT M V SRINIVASAMOORTHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE WALKER CHANDIOK & CO. LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT P R SESHADRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF P R SESHADRI AS ISSUER YES FOR FOR
MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER
PROPOSAL #9: APPROVE ISSUANCE OF DEBT INSTRUMENTS ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
PROPOSAL #10: ELECT R RAMKUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Kasen International Holdings Ltd.
TICKER: 496 CUSIP: G5216Q104
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT ZHOU LINGQIANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT ZHANG YUCHUAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Kasikornbank Public Co. Ltd.
TICKER: KBANK CUSIP: Y4591R118
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT BANTHOON LAMSAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT NALINEE PAIBOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT SARAVOOT YOOVIDHYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PIYASVASTI AMRANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT KALIN SARASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT PIPIT ANEAKNITHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JAINNISA KUVINICHKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AMEND OF ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Kaveri Seed Co. Ltd.
TICKER: 532899 CUSIP: Y458A4137
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT C. MITHUN CHAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MUSINIPALLY CHAYA RATAN AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kaveri Seed Company Limited
TICKER: 532899 CUSIP: Y458A4137
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KAVERI SEED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
OPTION PLAN- 2018
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO EMPLOYEES OF ISSUER YES AGAINST AGAINST
SUBSIDIARY COMPANIES UNDER THE KAVERI EMPLOYEE STOCK
OPTION PLAN- 2018
PROPOSAL #4: APPROVE ACQUISITION OF SECONDARY SHARES ISSUER YES AGAINST AGAINST
THROUGH KAVERI EMPLOYEES TRUST FOR THE IMPLEMENTATION
OF KAVERI SEED EMPLOYEE STOCK OPTION PLAN- 2018
ISSUER: KCE Electronics Public Co., Ltd.
TICKER: KCE CUSIP: Y45958140
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATION RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT VORALUKSANA ONGKOSIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SIRIPHAN SUNTANAPHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KANCHIT BUNAJINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE AND OFFERING WARRANTS ISSUER YES FOR FOR
TO PURCHASE ORDINARY SHARES TO DIRECTORS, MANAGEMENT
AND EMPLOYEES
PROPOSAL #9: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #10: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES FOR THE EXERCISE OF WARRANTS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Keda Clean Energy Co., Ltd.
TICKER: 600499 CUSIP: Y2930K109
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES AGAINST AGAINST
COMPANY AND SUBSIDIARY
PROPOSAL #3.1: ELECT BIAN CHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WU MUHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WU ZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT ZHONG YINGZHOU AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT SHEN YANCHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT CHEN XIONGYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LUO JIANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HAO JIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT XU JIANQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JIAO SHENGHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Keda Clean Energy Co., Ltd.
TICKER: 600499 CUSIP: Y2930K109
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Keda Clean Energy Co., Ltd.
TICKER: 600499 CUSIP: Y2930K109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE EXTERNAL INVESTMENT AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Keda Clean Energy Co., Ltd.
TICKER: 600499 CUSIP: Y2930K109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #11: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE PRICING REFERENCE PERIOD, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES
PROPOSAL #11.4: APPROVE RAISED FUNDS AMOUNT AND USAGE ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #11.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
DISTRIBUTED EARNINGS
PROPOSAL #11.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #14: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #16: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #17: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES
IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #18: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #20: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #21: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #23: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #24: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: KEDA GROUP CO LTD
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE AMOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION (AUGUST ISSUER YES FOR FOR
2018)
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION (NOVEMBER ISSUER YES FOR FOR
2018)
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECURITIZATION OF COMPANY'S ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE
ISSUER: Keda Group Co., Ltd.
TICKER: 600986 CUSIP: Y45915116
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #10: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO STOCK OPTION AND
PERFORMANCE SHARE INCENTIVE PLAN
ISSUER: Kee Tai Properties Co., Ltd.
TICKER: 2538 CUSIP: Y4634Z101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT CHEN,SHI-MING, A REPRESENTATIVE ISSUER NO N/A N/A
OF CHUANG SHI JI CONSULTANT CO., LTD. WITH
SHAREHOLDER NO. 88614, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT FENG,XIAN-MIAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANG FU ASSET MANAGEMENT CONSULTANTS CO., LTD.
WITH SHAREHOLDER NO. 90592, AS NON-INDEPENDENT
PROPOSAL #8.3: ELECT LU,YU-CHONG, A REPRESENTATIVE OF ISSUER NO N/A N/A
RONG YUAN CO., LTD. WITH SHAREHOLDER NO. 102963, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT YANG,FEI-LONG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF QIAN FU DEVELOPMENT CO., LTD. WITH SHAREHOLDER NO.
105918, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT YANG,HAI-JIE WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 324, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT ZHENG,YUN, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
FU MAO ASSET CONSULTANT CO., LTD. WITH SHAREHOLDER
NO. 12191, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT FENG,HE-ZHI, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
JING DIAN TANG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 26476, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT JIANG,GUO-WEI, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JING DIAN TANG INDUSTRIAL CO., LTD. WITH
SHAREHOLDER NO. 26476, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHEN,JUN-TONG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JING DIAN TANG INDUSTRIAL CO., LTD. WITH
SHAREHOLDER NO. 26476, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT YANG,CHU-MING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF SHI MAO ASSET SERVICE CO., LTD. WITH SHAREHOLDER
NO. 93435, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT XU,ZHE-CHANG WITH ID NO. ISSUER YES FOR FOR
A102941XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT LIN,HENG-YI WITH ID NO. ISSUER YES FOR FOR
A124421XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT HUANG,WEI-ZHOU WITH ID NO. ISSUER YES FOR FOR
M120655XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Kehua Hengsheng Co., Ltd.
TICKER: 002335 CUSIP: Y9718R107
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF PROJECT LOAN OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND PROVISION OF GUARANTEE
ISSUER: Kehua Hengsheng Co., Ltd.
TICKER: 2335 CUSIP: Y9718R107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN SHORT-TERM FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #13: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Kenda Rubber Industrial Co., Ltd.
TICKER: 2106 CUSIP: Y4658X107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Kiatnakin Bank Public Co. Ltd.
TICKER: KKP CUSIP: Y47675114
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SUPOL WATTANAVEKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DAYANA BUNNAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT CHET PATTRAKORNKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT THITINAN WATTANAVEKIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Kindom Construction Corp.
TICKER: 2520 CUSIP: Y4792R107
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6.1: ELECT MA JHIH-GANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT LIOU MEI-JHU, A REPRESENTATIVE ISSUER YES FOR FOR
OF YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT JHANG JING-FEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT CHEN MING, A REPRESENTATIVE OF ISSUER YES FOR FOR
YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 71,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT HONG JIN-CIN, A REPRESENTATIVE ISSUER YES FOR FOR
OF YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT JHANG SHENG-AN, A REPRESENTATIVE ISSUER YES FOR FOR
OF YU DE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
71, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT GONG SHEN-YOU, WITH ID NO. ISSUER YES FOR FOR
J100759XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT HUANG HONG-JIN, WITH ID NO. ISSUER YES FOR FOR
F120136XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT LIN GUO-FONG, WITH ID NO. ISSUER YES FOR FOR
L103316XXX, AS INDEPENDENT DIRECTOR
ISSUER: King Slide Works Co., Ltd.
TICKER: 2059 CUSIP: Y4771C105
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: King Yuan Electronics Co., Ltd.
TICKER: 2449 CUSIP: Y4801V107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Kingboard Holdings Limited
TICKER: 148 CUSIP: G52562140
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT CHEUNG KWOK WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHEUNG KWONG KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT CHONG KIN KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LEUNG TAI CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
ISSUER: Kingboard Laminates Holdings Limited
TICKER: 1888 CUSIP: G5257K107
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT CHEUNG KWOK KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHEUNG KWOK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LAM KA PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LAU PING CHEUNG, KAIZER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Kingdee International Software Group Company Limited
TICKER: 268 CUSIP: G52568147
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT XU SHAO CHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT DONG MING ZHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT CAO YANG FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Kingenta Ecological Engineering Group Co., Ltd.
TICKER: 2470 CUSIP: Y7684A108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QIN TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Kingenta Ecological Engineering Group Co., Ltd.
TICKER: 002470 CUSIP: Y7684A108
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF RELEVANT RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Kingenta Ecological Engineering Group Co., Ltd.
TICKER: 002470 CUSIP: Y7684A108
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Kingenta Ecological Engineering Group Co., Ltd.
TICKER: 2470 CUSIP: Y7684A108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
SHARES CORRESPONDING TO UNFULFILLED PERFORMANCE
COMMITMENTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE ADJUSTMENT ON REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Kingfa Sci. & Tech. Co., Ltd.
TICKER: 600143 CUSIP: Y4455H107
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE GUARANTEE PROVISION OBLIGATION SHAREHOLDER YES FOR FOR
DUE TO ACQUISITION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO NINGBO SHAREHOLDER YES FOR FOR
HAIYUE NEW MATERIAL CO., LTD.
ISSUER: Kingfa Sci. & Tech. Co., Ltd.
TICKER: 600143 CUSIP: Y4455H107
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Kingfa Sci. & Tech. Co., Ltd.
TICKER: 600143 CUSIP: Y4455H107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
ISSUER: Kingfa Science & Technology Co., Ltd.
TICKER: 600143 CUSIP: Y4455H107
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE FOR QUALIFIED INVESTOR
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE FOR ISSUER YES FOR FOR
QUALIFIED INVESTOR
PROPOSAL #2.1: APPROVE ISSUE SIZE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERMS OF REDEMPTION AND TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING OF THE BONDS
PROPOSAL #2.10: APPROVE CREDIT STATUS AND SAFEGUARD ISSUER YES FOR FOR
MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
MEDIUM-TERM NOTES
PROPOSAL #5: APPROVE 2018 COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
ISSUER: Kingnet Network Co., Ltd.
TICKER: 002517 CUSIP: Y8421B102
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT JIN FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHEN YONGCONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kingnet Network Co., Ltd.
TICKER: 2517 CUSIP: Y8421B102
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE PURPOSE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: APPROVE PRICE RANGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #4.4: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #4.5: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #4.6: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Kingnet Network Co., Ltd.
TICKER: 2517 CUSIP: Y8421B102
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIN FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG YUE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN YONGCONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI SIYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HAO SHUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HUANG FA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU YAYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FU WEIGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIN BIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHEN LIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Kingnet Network Co., Ltd.
TICKER: 2517 CUSIP: Y8421B102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE USE OF IDLE FUNDS AND IDLE ISSUER YES FOR FOR
RAISED FUNDS TO PURCHASE FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: ELECT SHEN JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: King's Town Bank
TICKER: 2809 CUSIP: Y59448103
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHIANG HUNG-LIANG WITH ID NO. ISSUER YES FOR FOR
R120805XXX AS INDEPENDENT DIRECTOR
ISSUER: King's Town Bank
TICKER: 2809 CUSIP: Y59448103
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Kingsignal Technology Co., Ltd.
TICKER: 300252 CUSIP: Y4769K101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Kingsignal Technology Co., Ltd.
TICKER: 300252 CUSIP: Y4769K101
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXEMPTION OF SHARE RESTRICTION ISSUER YES FOR FOR
COMMITMENT OF SHAREHOLDER ZHANG TIAN
ISSUER: Kingsignal Technology Co., Ltd.
TICKER: 300252 CUSIP: Y4769K101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7.1: APPROVE REMUNERATION OF CHAIRMAN HUANG ISSUER YES FOR FOR
CHANGHUA
PROPOSAL #7.2: APPROVE REMUNERATION OF VICE CHAIRMAN ISSUER YES FOR FOR
ZHENG JUN
PROPOSAL #7.3: APPROVE REMUNERATION OF DIRECTOR JIANG ISSUER YES FOR FOR
HUIJIANG
PROPOSAL #7.4: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
SECRETARY OF THE BOARD, WU JINGPING
PROPOSAL #7.5: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR QU XIANFU
PROPOSAL #7.6: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR ZHAO DENGPING
PROPOSAL #7.7: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR HU ZUOHAO
PROPOSAL #7.8: APPROVE REMUNERATION OF GENERAL ISSUER YES FOR FOR
MANAGER YU XIN
PROPOSAL #7.9: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
FINANCE OFFICER, JIN SHENGQI
PROPOSAL #7.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
FINANCIAL CONTROLLER (RESIGNED), WU JIN
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
FUNDS OF CONTROLLING SHAREHOLDER AND OTHER RELATED
PARTIES
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11.1: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD WU HUA
PROPOSAL #11.2: APPROVE REMUNERATION OF SUPERVISOR LI ISSUER YES FOR FOR
KEJIA
PROPOSAL #11.3: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES FOR FOR
XIN YANRUI
ISSUER: Kingsoft Corp. Ltd.
TICKER: 3888 CUSIP: G5264Y108
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT TAO ZOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YUK KEUNG NG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT SHUN TAK WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Kingswood Enterprise Co., Ltd.
TICKER: 600255 CUSIP: Y0139R107
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON GUARANTEE ISSUER NO N/A N/A
PROVISION PLAN
PROPOSAL #1: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #2.1: ELECT TAN JIAJIA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT TAN JIAJIA AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT WANG YU AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT WANG YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG ZIQIAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT WANG ZIQIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Kingswood Enterprise Co., Ltd.
TICKER: 600255 CUSIP: Y0139R107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT YANG ZHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI KEMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SONG ZHIGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHEN XILONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHANG LONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT HE JIANHU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Kingswood Enterprise Co., Ltd.
TICKER: 600255 CUSIP: Y0139R107
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Kinik Co.
TICKER: 1560 CUSIP: Y4789C105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Kinpo Electronics, Inc.
TICKER: 2312 CUSIP: Y1063L108
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT HSU SHENG-HSIUNG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 7, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT HSU SHENG-CHIEH, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 183, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT SHEN SHYH-YONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 165545, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KO CHARNG-CHYI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 34, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHEN JUI-TSUNG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 76, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HSU CHIEH-LI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 324, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHOU YEN-CHIA, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 45, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHEN YI-CHANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 23, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT HSU WEI-YANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 278, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT CHEN PEI-YUAN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 86, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT HUANG YU-HUI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 1361, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT CHUN DE SHEN, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
PANPAL TECHNOLOGY CORP., WITH SHAREHOLDER NO.
118584, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT HO MEI-YUEH, WITH ID NO. ISSUER YES FOR FOR
Q200495XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.14: ELECT HUANG CHIH-PENG, WITH ID NO. ISSUER YES FOR FOR
Y100083XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.15: ELECT HSIEH FA-DAH, WITH ID NO. ISSUER YES FOR FOR
B100772XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Kinsus Interconnect Technology Corp.
TICKER: 3189 CUSIP: Y4804T109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT, PARENT-COMPANY- ISSUER YES FOR FOR
ONLY FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Kirton Bank SA
TICKER: N/A CUSIP: P0773W107
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISMISSAL OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #3: ELECT ALEXANDRE CAMARA AND IURI RAPOPORT ISSUER NO N/A N/A
AS MEMBERS OF THE EXECUTIVE COMMITTEE
ISSUER: Kirton Bank SA
TICKER: N/A CUSIP: P0773W107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
ISSUER: Klabin SA
TICKER: KLBN4 CUSIP: P60933135
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5.1: ELECT DANIEL MIGUEL KLABIN AS DIRECTOR ISSUER YES ABSTAIN AGAINST
AND AMANDA KLABIN TKACZ AS ALTERNATE
PROPOSAL #5.2: ELECT ARMANDO KLABIN AS DIRECTOR AND ISSUER YES ABSTAIN AGAINST
BERNARDO KLABIN AS ALTERNATE
PROPOSAL #5.3: ELECT PEDRO OLIVA MARCILIO DE SOUSA AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND ALBERTO KLABIN AS ALTERNATE
PROPOSAL #5.4: ELECT JOSE LUIS DE SALLES FREIRE AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND FRANCISCO LAFER PATI AS ALTERNATE
PROPOSAL #5.5: ELECT FRANCISCO AMAURY OLSEN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND EDUARDO LAFER PIVA AS ALTERNATE
PROPOSAL #5.6: ELECT ISRAEL KLABIN AS DIRECTOR AND ISSUER YES ABSTAIN AGAINST
CELSO LAFER AS ALTERNATE
PROPOSAL #5.7: ELECT PAULO SERGIO COUTINHO GALVAO ISSUER YES ABSTAIN AGAINST
FILHO AS DIRECTOR AND VIVIAN DO VALLE S. L. MIKUI AS
ALTERNATE
PROPOSAL #5.8: ELECT ROBERTO KLABIN MARTIN XAVIER AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND LILIA KLABIN LEVINE AS ALTERNATE
PROPOSAL #5.9: ELECT ROBERTO LUIZ LEME KLABIN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND MARCELO BERTINI DE REZENDE BARBOSA AS
ALTERNATE
PROPOSAL #5.10: ELECT JOAQUIM PEDRO MONTEIRO DE ISSUER YES ABSTAIN AGAINST
CARVALHO COLLOR DE MELLO AS DIRECTOR AND CAMILO
MARCANTONIO JUNIOR AS ALTERNATE
PROPOSAL #5.11: ELECT SERGIO FRANCISCO MONTEIRO DE ISSUER YES ABSTAIN AGAINST
CARVALHO GUIMARAES AS DIRECTOR AND OLAVO EGYDIO
MONTEIRO DE CARVALHO AS ALTERNATE
PROPOSAL #5.12: ELECT VERA LAFER AS DIRECTOR AND VERA ISSUER YES ABSTAIN AGAINST
LAFER LORCH CURY AS ALTERNATE
PROPOSAL #5.13: ELECT AMAURY GUILHERME BIER AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND LUIS EDUARDO PEREIRA DE CARVALHO AS
ALTERNATE
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT DANIEL MIGUEL KLABIN AS DIRECTOR AND AMANDA
KLABIN TKACZ AS ALTERNATE
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ARMANDO KLABIN AS DIRECTOR AND BERNARDO KLABIN
AS ALTERNATE
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PEDRO OLIVA MARCILIO DE SOUSA AS DIRECTOR AND
ALBERTO KLABIN AS ALTERNATE
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE LUIS DE SALLES FREIRE AS DIRECTOR AND
FRANCISCO LAFER PATI AS ALTERNATE
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FRANCISCO AMAURY OLSEN AS DIRECTOR AND EDUARDO
LAFER PIVA AS ALTERNATE
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ISRAEL KLABIN AS DIRECTOR AND CELSO LAFER AS
ALTERNATE
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PAULO SERGIO COUTINHO GALVAO FILHO AS DIRECTOR
AND VIVIAN DO VALLE S. L. MIKUI AS ALTERNATE
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ROBERTO KLABIN MARTIN XAVIER AS DIRECTOR AND
LILIA KLABIN LEVINE AS ALTERNATE
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ROBERTO LUIZ LEME KLABIN AS DIRECTOR AND
MARCELO BERTINI DE REZENDE BARBOSA AS ALTERNATE
PROPOSAL #7.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOAQUIM PEDRO MONTEIRO DE CARVALHO COLLOR DE
MELLO AS DIRECTOR AND CAMILO MARCANTONIO JUNIOR AS
ALTERNATE
PROPOSAL #7.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SERGIO FRANCISCO MONTEIRO DE CARVALHO GUIMARAES
AS DIRECTOR AND OLAVO EGYDIO MONTEIRO DE CARVALHO AS
ALTERNATE
PROPOSAL #7.12: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT VERA LAFER AS DIRECTOR AND VERA LAFER LORCH
CURY AS ALTERNATE
PROPOSAL #7.13: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT AMAURY GUILHERME BIER AS DIRECTOR AND LUIS
EDUARDO PEREIRA DE CARVALHO AS ALTERNATE
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER YES FOR N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10.1: ELECT MAURO GENTILE RODRIGUES DA SHAREHOLDER YES FOR N/A
CUNHA AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #10.2: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES ABSTAIN N/A
ALTERNATE DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #10.3: ELECT JOAO VERNER JUENEMANN AS SHAREHOLDER YES FOR N/A
ALTERNATE DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #11: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #12: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #13: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER YES AGAINST N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #14: ELECT LOUISE BARSI AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND GERALDO AFFONSO FERREIRA AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #15: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #16: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #17: ELECT MAURICIO AQUINO HALEWICZ AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MARIA CARMEN WESTERLUND
MONTERA AS ALTERNATE APPOINTED BY MINORITY
ISSUER: KLCC Property Holdings Bhd.
TICKER: 5235SS CUSIP: Y4804V112
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1: ELECT AHMAD NIZAM BIN SALLEH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT MUHAMMAD TAUFIK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT FARINA BINTI FARIKHULLAH KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT PRAGASA MOORTHI A/L KRISHNASAMY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Koc Holding AS
TICKER: KCHOL CUSIP: M63751107
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE 2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Komercni banka, a.s.
TICKER: KOMB CUSIP: X45471111
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND STATE OF ITS ASSETS IN
FISCAL 2018
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 51 PER SHARE
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10.1: ELECT CECILE CAMILLI AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #10.2: ELECT PETRA WENDELOVA AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #11: ELECT PETRA WENDELOVA AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #12: RATIFY DELOITTE AUDIT S.R.O AS AUDITOR ISSUER YES FOR FOR
ISSUER: Konfoong Materials International Co., Ltd.
TICKER: 300666 CUSIP: Y613F4108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO EXTERNAL INVESTMENT IN THE
ESTABLISHMENT OF LIMITED PARTNERSHIP
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONTINUED APPLICATION OF BANK ISSUER YES FOR FOR
CREDIT LINES AND PROVISION OF GUARANTEE
ISSUER: Konfoong Materials International Co., Ltd.
TICKER: 300666 CUSIP: Y613F4108
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2: APPROVE CHANGE IN RAISED FUNDS PROJECT ISSUER YES FOR FOR
IMPLEMENTATION LOCATION AND RELATED PARTY
ISSUER: Konfoong Materials International Co., Ltd.
TICKER: 300666 CUSIP: Y613F4108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN PHASE 1
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING STOCK OPTION
INCENTIVE PLAN PHASE 1
ISSUER: Konfoong Materials International Co., Ltd.
TICKER: 300666 CUSIP: Y613F4108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RAW MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Konfoong Materials International Co., Ltd.
TICKER: 300666 CUSIP: Y613F4108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Konka Group Co., Ltd.
TICKER: 200016 CUSIP: Y70114114
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO YIBIN ISSUER YES FOR FOR
HUAQIAOCHENG SANJIANG PROPERTIES CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO KUNSHAN ISSUER YES FOR FOR
KANGSHENG INVESTMENT DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO SHENZHEN ISSUER YES FOR FOR
KONKA ELECTRONICS TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO DONGGUAN ISSUER YES FOR FOR
KONKA ELECTRONICS CO., LTD.
PROPOSAL #5: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO ANHUI KONKA TONGCHUANG APPLIANCES CO., LTD.
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ANHUI ISSUER YES FOR FOR
KONKA APPLIANCES TECHNOLOGY CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO GUANGDONG ISSUER YES FOR FOR
XINGDA HONGYE ELECTRONICS CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION TO KONKA ISSUER YES FOR FOR
HUANJIA (DALIAN) ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE GUARANTEE PROVISION TO YIKAN ISSUER YES FOR FOR
TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE GUARANTEE PROVISION TO SICHUAN ISSUER YES FOR FOR
KANGJIATONG SUPPLY CHAIN MANAGEMENT CO. LTD.
PROPOSAL #11: APPROVE GUARANTEE PROVISION TO SHENZHEN ISSUER YES FOR FOR
KONKA LIFENG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #12: APPROVE GUARANTEE PROVISION TO HAINAN ISSUER YES FOR FOR
KONKA MATERIALS TECHNOLOGY CO., LTD.
PROPOSAL #13: APPROVE GUARANTEE PROVISION TO SHENZHEN ISSUER YES FOR FOR
KONKA PENGRUN TECHNOLOGY INDUSTRY CO., LTD.
PROPOSAL #14: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
ZHONGKANG SUPPLY CHAIN MANAGEMENT CO., LTD.
PROPOSAL #15: APPROVE GUARANTEE PROVISION TO JIAXIN ISSUER YES FOR FOR
TECHNOLOGY CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
KANGJIETONG (HONG KONG) CO., LTD.
PROPOSAL #17: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
ISSUER: Konka Group Co., Ltd.
TICKER: 200016 CUSIP: Y70114114
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU FENGXI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT HE HAIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZHANG JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ZHOU BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT SUN SHENGDIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT WANG SHUGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT DENG CHUNHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT WANG YOULAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT YANG GUOBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION TO JIANGXI ISSUER YES FOR FOR
KONKA NEW MATERIALS TECHNOLOGY CO., LTD.
PROPOSAL #11: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO KONKA HUANJIA (DALIAN) ENVIRONMENTAL TECHNOLOGY
CO., LTD.
PROPOSAL #12: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO HONG KONG KONKA CO., LTD.
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Konka Group Co., Ltd.
TICKER: 200016 CUSIP: Y70114114
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN ISSUER YES FOR FOR
ISSUER: Konka Group Co., Ltd.
TICKER: 200016 CUSIP: Y70114114
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #8: APPROVE ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE ISSUANCE METHOD AND ISSUANCE ISSUER YES FOR FOR
TIME
PROPOSAL #8.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #8.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #8.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #8.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #11: APPROVE TO NOT PREPARE THE REPORT ON ISSUER YES FOR FOR
THE USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #15: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGDONG XINGDA HONGYE ELECTRONICS CO., LTD.
PROPOSAL #19: APPROVE PROVISION OF GUARANTEE TO KONKA ISSUER YES FOR FOR
HUANJIA (DALIAN) ENVIRONMENTAL PROTECTION TECHNOLOGY
CO., LTD.
PROPOSAL #20: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGXI GOLDEN PHOENIX NANOCRYSTALLITE CO., LTD.
PROPOSAL #21: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGXI XINFENG MICROCRYSTALLINE JADE CO., LTD.
PROPOSAL #22: APPROVE PROVISION OF GUARANTEE TO HENAN ISSUER YES FOR FOR
XINFEI REFRIGERATION APPLIANCE CO., LTD.
PROPOSAL #23: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN JIELUNTE TECHNOLOGY CO., LTD.
ISSUER: Konya Cimento Sanayii AS
TICKER: KONYA CUSIP: M63826107
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #13: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
RECEIVE INFORMATION ON PROFIT DISTRIBUTION POLICY
PROPOSAL #14: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019, RECEIVE INFORMATION ON DONATION POLICY AND
CHARITABLE DONATIONS FOR 2018
PROPOSAL #17: APPROVE TRANSACTIONS IN ACCORDANCE TO ISSUER YES FOR FOR
ARTICLE 1.3.6 OF CAPITAL MARKET BOARD CORPORATE
GOVERNANCE PRINCIPLES
ISSUER: KONZUM Befektetesi es Vagyonkezelo NyRt.
TICKER: KONZ CUSIP: X4551B112
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE MERGER WITH OPUS GLOBAL NYRT. ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE MERGER PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DATE OF MERGER ISSUER YES AGAINST AGAINST
PROPOSAL #6: GRANT AUTHORIZATION TO THE SIGNATURE OF ISSUER YES AGAINST AGAINST
THE MERGER AGREEMENT
PROPOSAL #7: APPROVE MERGER RELATED QUESTIONS ISSUER YES AGAINST AGAINST
ISSUER: KONZUM Befektetesi es Vagyonkezelo NyRt.
TICKER: KONZ CUSIP: X4551B112
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #2: APPROVE SUPERVISORY BOARD REPORT; ISSUER YES FOR FOR
APPROVE AUDIT COMMITTEE REPORT
PROPOSAL #3: ACCEPT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES AGAINST AGAINST
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #9: ELECT SUPERVISORY BOARD MEMBERS AND FIX ISSUER YES AGAINST AGAINST
THEIR REMUNERATION
PROPOSAL #10: ELECT AUDIT COMMITTEE MEMBERS AND FIX ISSUER YES AGAINST AGAINST
THEIR REMUNERATION
PROPOSAL #11: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #12: AMEND BYLAWS ISSUER YES AGAINST AGAINST
ISSUER: Kordsa Teknik Tekstil A.S.
TICKER: KORDS CUSIP: M6403Q108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DONATIONS MADE IN 2018 ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Kossan Rubber Industries Bhd.
TICKER: 7153 CUSIP: Y4964F105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIM LENG BUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM SIAU TIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM SIAU HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Kot Addu Power Co. Ltd.
TICKER: KAPCO CUSIP: Y4939U104
MEETING DATE: 10/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Kot Addu Power Co. Ltd.
TICKER: KAPCO CUSIP: Y4939U104
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE YOUSUF ADIL AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: KPC Pharmaceuticals, Inc.
TICKER: 600422 CUSIP: Y5053T104
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES GRANTED TO RESIGNED TARGETS BUT
HAS YET TO BE RELEASED
PROPOSAL #2: APPROVE CANCELLATION OF RESERVED GRANT ISSUER YES FOR FOR
OF PERFORMANCE SHARE AND CANCELLATION OF PARTIAL
REPURCHASED SHARES
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: KPC Pharmaceuticals, Inc.
TICKER: 600422 CUSIP: Y5053T104
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SIZE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2.1: ELECT WANG SIYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI SHUANGYOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PEI RONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT HE QIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YANG QINGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI XIAOJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GUO YUNPEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT PING QINENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LIU KE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT XIAO QIJING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT HUA SHIGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT HU JIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: KPC Pharmaceuticals, Inc.
TICKER: 600422 CUSIP: Y5053T104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
FINANCIAL MANAGEMENT
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #3: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: KPC Pharmaceuticals, Inc.
TICKER: 600422 CUSIP: Y5053T104
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH CONTROLLING SHAREHOLDERS
PROPOSAL #10: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH IMPORTANT SHAREHOLDERS
PROPOSAL #11: APPROVE 2019 FINANCING CREDIT LIMIT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: ELECT ZHONG XIANGGANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: KPC Pharmaceuticals, Inc.
TICKER: 600422 CUSIP: Y5053T104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE DETERMINATION METHOD OF SIZE ISSUER YES FOR FOR
FOR SHARE CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE CONVERTIBLE ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE MANAGEMENT AND DEPOSIT ISSUER YES FOR FOR
ACCOUNTS FOR PROCEEDS
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES AND COMMITMENTS TO
BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: KPIT Technologies Ltd.
TICKER: 532400 CUSIP: Y4984R147
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT KISHOR PATIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT ANANT TALAULICAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KLAUS BLICKLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NICKHIL JAKATDAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ANJAN LAHIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ALKA BHARUCHA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: KPIT Technologies Ltd.
TICKER: 532400 CUSIP: Y4984R147
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: KPJ Healthcare Bhd.
TICKER: 5878 CUSIP: Y4984Y100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KAMARUZZAMAN BIN ABU KASSIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT AMIRUDDIN BIN ABDUL SATAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZULKIFLI BIN IBRAHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MUTHANNA BIN ABDULLAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT BAJIT KOR A/P TEJA SINGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT CHRISTINA FOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JASIMAH BINTI HASSAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING DECEMBER 31, 2019
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE PERIOD FROM APRIL 19, 2019 UNTIL THE CONCLUSION
OF THE NEXT AGM
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: KRBL Ltd.
TICKER: 530813 CUSIP: Y4991N105
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ARUN KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ANOOP KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE WALKER CHANDIOK & CO, LLP, AS ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Kroton Educacional SA
TICKER: KROT3 CUSIP: P6115V251
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
ISSUER: Kroton Educacional SA
TICKER: KROT3 CUSIP: P6115V251
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Kroton Educacional SA
TICKER: KROT3 CUSIP: P6115V251
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #4: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
FOUR
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
ISSUER: Krung Thai Bank Public Co., Ltd.
TICKER: KTB CUSIP: Y49885208
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT EKNITI NITITHANPRAPAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT DISTAT HOTRAKITYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT VICHAI ASSARASAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NITIMA THEPVANANGKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
ISSUER: KrungThai Card Public Co. Ltd.
TICKER: KTC CUSIP: Y498B4116
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT RATHIAN SRIMONGKOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PRARALEE RATANAPRASARTPORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT KOSOL CHAMCHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Krungthai Card Public Company Ltd.
TICKER: KTC CUSIP: Y4989A115
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PAR VALUE OF SHARES ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
THE CHANGE IN PAR VALUE
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Kuala Lumpur Kepong Berhad
TICKER: KLK CUSIP: Y47153104
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Kuala Lumpur Kepong Bhd.
TICKER: 2445 CUSIP: Y47153104
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YEOH ENG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT QUAH POH KEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE JIA ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE DIVIDEND REINVESTMENT PLAN ISSUER YES FOR FOR
ISSUER: Kuang-Chi Technologies Co., Ltd.
TICKER: 2625 CUSIP: Y9895R102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Kuang-Chi Technologies Co., Ltd.
TICKER: 002625 CUSIP: Y9895R102
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Kuang-Chi Technologies Co., Ltd.
TICKER: 2625 CUSIP: Y9895R102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #11: APPROVE USE OF RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #12: APPROVE USE OF RAISED FUNDS TO INVEST ISSUER YES FOR FOR
IN INTELLIGENT MANUFACTURING BASE
PROPOSAL #13: APPROVE USE OF RAISED FUNDS TO INVEST ISSUER YES FOR FOR
IN INTELLIGENT EQUIPMENT INDUSTRIAL PARK
ISSUER: Kuang-Chi Technologies Co., Ltd.
TICKER: 002625 CUSIP: Y9895R102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUAN LIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT JI CHUNLIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Kuangda Technology Group Co. Ltd.
TICKER: 2516 CUSIP: Y4441Y107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Kuangda Technology Group Co. Ltd.
TICKER: 2516 CUSIP: Y4441Y107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPLICATION OF BANK ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINES FROM FINANCIAL INSTITUTION
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Kuangda Technology Group Co., Ltd.
TICKER: 002516 CUSIP: Y4441Y107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Kumba Iron Ore Ltd
TICKER: KIO CUSIP: S4341C103
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESOP SCHEME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Kumba Iron Ore Ltd.
TICKER: KIO CUSIP: S4341C103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH NITA RANCHOD AS INDIVIDUAL
DESIGNATED AUDITOR
PROPOSAL #2.1: RE-ELECT BUYELWA SONJICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT NONKULULEKO DLAMINI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: RE-ELECT TERENCE GOODLACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT SANGO NTSALUBA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT TERENCE GOODLACE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT MARY BOMELA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6.1: AMEND BONUS AND RETENTION SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #6.2: AMEND PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES TO THE LONG-TERM ISSUER YES FOR FOR
INCENTIVE AND FORFEITABLE SHARE AWARDS
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE FEES OF THE CHAIRPERSON OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2.2: APPROVE FEES OF THE BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE FEES OF THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: APPROVE FEES OF THE CHAIRPERSON OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.5: APPROVE FEES OF THE MEMBERS OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.6: APPROVE FEES OF THE CHAIRPERSON OF THE ISSUER YES FOR FOR
RISK AND OPPORTUNITIES COMMITTEE
PROPOSAL #2.7: APPROVE FEES OF THE MEMBERS OF THE ISSUER YES FOR FOR
RISK AND OPPORTUNITIES COMMITTEE
PROPOSAL #2.8: APPROVE FEES OF THE CHAIRPERSON OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.9: APPROVE FEES OF THE MEMBERS OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.1: APPROVE FEES OF THE MEMBERS OF THE ISSUER YES FOR FOR
NOMINATIONS AND GOVERNANCE COMMITTEE
PROPOSAL #2.11: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND REMUNERATION COMMITTEE
PROPOSAL #2.12: APPROVE FEES OF THE MEMBERS OF THE ISSUER YES FOR FOR
HUMAN RESOURCES AND REMUNERATION COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Kung Long Batteries Industrial Co., Ltd.
TICKER: 1537 CUSIP: Y5052J107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Kunlun Energy Company Limited
TICKER: 135 CUSIP: G5320C108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT ZHAO ZHONGXUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT LIU XIAO FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT SUN PATRICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Kunming Yunnei Power Co., Ltd.
TICKER: 903 CUSIP: Y5054J105
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG YAPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SU HONGMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kunming Yunnei Power Co., Ltd.
TICKER: 000903 CUSIP: Y5054J105
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Kunming Yunnei Power Co., Ltd.
TICKER: 000903 CUSIP: Y5054J105
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Kunming Yunnei Power Co., Ltd.
TICKER: 000903 CUSIP: Y5054J105
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE BANK FINANCING APPLICATIONS ISSUER YES FOR FOR
ISSUER: Kunshan Kersen Science & Technology Co. Ltd.
TICKER: 603626 CUSIP: Y5021U100
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Kunshan Kersen Science & Technology Co. Ltd.
TICKER: 603626 CUSIP: Y5021U100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DRAFT AND SUMMARY ON FIRST ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #11: APPROVE MANAGEMENT METHOD OF FIRST ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Kunshan Kersen Science & Technology Co.,Ltd.
TICKER: 603626 CUSIP: Y5021U100
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO CONVERTIBLE
BONDS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO CONVERTIBLE BONDS ISSUANCE
ISSUER: Kunwu Jiuding Investment Holdings Co., Ltd.
TICKER: 600053 CUSIP: Y4444Q101
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ITS RELATED PARTIES AND RELATED-
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE 2019 LENDING FUNDS AND RELATED- ISSUER YES AGAINST AGAINST
PARTY TRANSACTIONS
PROPOSAL #4: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5.1: ELECT WU GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT HUANG XIAOJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WU QIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT CAI LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT TAN ZHENGYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT KANG QINGSHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZHOU CHUNSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT XIANG RUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT MA SIYUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT LIU WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT LIU YUJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Kunwu Jiuding Investment Holdings Co., Ltd.
TICKER: 600053 CUSIP: Y4444Q101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Kuo Toong International Co., Ltd.
TICKER: 8936 CUSIP: Y5021K102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LOANING OF COMPANY ISSUER YES FOR FOR
FUNDS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #8.1: ELECT CHANG YI-SHUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.E120185XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT KUO,CHING PAO, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.S120908XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT WANG SHEN LUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.D120112XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Kuo Yang Construction Co., Ltd.
TICKER: 2505 CUSIP: Y50571101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Kuwait Finance House KSC
TICKER: KFH CUSIP: M64176106
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.020 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: AUTHORIZE BONUS SHARES ISSUE ISSUER YES FOR FOR
REPRESENTING 10 PERCENT OF THE SHARE CAPITAL
PROPOSAL #8: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE AND 10 PERCENT TO
VOLUNTARY RESERVE
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE MEMBERS UP TO KWD 941,850 FOR FY 2018
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2019
PROPOSAL #11: AUTHORIZE ISSUANCE OF SUKUK OR OTHER ISSUER YES AGAINST AGAINST
SHARIAH COMPLIANT INSTRUMENTS AND AUTHORIZE BOARD TO
SET TERMS OF ISSUANCE
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #14: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #15: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #16: RATIFY EXTERNAL SHARIAH AUDITORS AND ISSUER YES FOR FOR
FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE REPRESENTING 10 PERCENT OF SHARE CAPITAL
PROPOSAL #2: AMEND ARTICLE 8 OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION AND ARTICLE 7 OF BYLAWS RE: CHANGES IN
CAPITAL
PROPOSAL #3: AMEND ARTICLE 5 OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION AND ARTICLE 4 OF BYLAWS RE: CORPORATE
PURPOSES
ISSUER: Kuwait International Bank KSC
TICKER: KIB CUSIP: M6535C100
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: APPROVE SPECIAL REPORT ON VIOLATIONS AND ISSUER YES FOR FOR
PENALTIES FOR FY 2018
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.011 PER SHARE ISSUER YES FOR FOR
AND STOCK DIVIDENDS OF 4:100 FOR FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER YES FOR FOR
DIRECTORS OF KWD 300,000 AND SPECIAL REMUNERATION FOR
CHAIRMAN OF KWD 150,000 FOR FY 2018
PROPOSAL #8: APPROVE MONTHLY OF KWD 12,000 AS ISSUER YES FOR FOR
REMUNERATION OF CHAIRMAN FOR DUTIES DURING FY 2019
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES AGAINST AGAINST
BOARD MEMBERS FOR FY 2019
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE
PROPOSAL #14: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO OPTIONAL RESERVE
PROPOSAL #15: AUTHORIZE ISSUANCE OF SUKUK SHARIA ISSUER YES AGAINST AGAINST
COMPLIANT BONDS AND AUTHORIZE BOARD TO SET TERMS OF
ISSUANCE
PROPOSAL #16: ELECT SHARIA SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2019
PROPOSAL #17: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #18: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE BY KWD 41,493,067
PROPOSAL #2: AMEND ARTICLE 5 OF BYLAWS AND ARTICLE 6 ISSUER YES FOR FOR
OF ARTICLES OF ASSOCIATION RE: CHANGES IN CAPITAL
PROPOSAL #3: AMEND ARTICLE 19 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEMBERSHIP REQUIRMENTS
PROPOSAL #4: AMEND ARTICLE 33 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
ISSUER: Kweichow Moutai Co., Ltd.
TICKER: 600519 CUSIP: Y5070V116
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Kweichow Moutai Co., Ltd.
TICKER: 600519 CUSIP: Y5070V116
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kweichow Moutai Co., Ltd.
TICKER: 600519 CUSIP: Y5070V116
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI JINGREN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Kweichow Moutai Co., Ltd.
TICKER: 600519 CUSIP: Y5070V116
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: KWG Group Holdings Limited
TICKER: 1813 CUSIP: G53224104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT KONG JIANMIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT KONG JIANTAO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT LEE KA SZE, CARMELO AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #10a: APPROVE SPECIFIC MANDATE TO ISSUE ISSUER YES FOR FOR
CONNECTED AWARDED SHARES UNDER THE SHARE AWARD SCHEME
PROPOSAL #10b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ISSUANCE OF CONNECTED
AWARDED SHARES
PROPOSAL #11: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO TSUI KAM TIM UNDER THE SHARE AWARD SCHEME
PROPOSAL #12: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO CAI FENGJIA UNDER THE SHARE AWARD SCHEME
PROPOSAL #13: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO CHEN GUANGCHUAN UNDER THE SHARE AWARD
PROPOSAL #14: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO CHEN WENDE UNDER THE SHARE AWARD SCHEME
PROPOSAL #15: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO HUANG YANPING UNDER THE SHARE AWARD SCHEME
PROPOSAL #16: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO JIN YANLONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #17: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO MAI LIHUA UNDER THE SHARE AWARD SCHEME
PROPOSAL #18: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO OU JIAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #19: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES FOR FOR
SHARES TO TANG WEN UNDER THE SHARE AWARD SCHEME
ISSUER: KWG Group Holdings Ltd.
TICKER: 1813 CUSIP: G53224104
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SPECIFIC MANDATE TO ISSUE ISSUER YES AGAINST AGAINST
CONNECTED AWARDED SHARES UNDER THE SHARE AWARD SCHEME
PROPOSAL #1b: AUTHORIZE ANY ONE OF THE DIRECTORS TO ISSUER YES AGAINST AGAINST
TAKE ANY ACTION TO CARRY OUT THE ISSUANCE OF THE
CONNECTED AWARDED SHARES UNDER THE SPECIFIC MANDATE
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO TSUI KAM TIM UNDER THE SHARE AWARD SCHEME
PROPOSAL #3: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO CAI FENGJIA UNDER THE SHARE AWARD SCHEME
PROPOSAL #4: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO CHEN GUANGCHUAN UNDER THE SHARE AWARD
PROPOSAL #5: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO CHEN WENDE UNDER THE SHARE AWARD SCHEME
PROPOSAL #6: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO HUANG YANPING UNDER THE SHARE AWARD SCHEME
PROPOSAL #7: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO JIN YANLONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #8: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO LI NING UNDER THE SHARE AWARD SCHEME
PROPOSAL #9: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO LIU BINGYANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #10: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO LIU YU UNDER THE SHARE AWARD SCHEME
PROPOSAL #11: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO MAI LIHUA UNDER THE SHARE AWARD SCHEME
PROPOSAL #12: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO OU JIAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #13: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO TANG LING UNDER THE SHARE AWARD SCHEME
PROPOSAL #14: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO WEI MINGCHONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #15: APPROVE GRANT OF CONNECTED AWARDED ISSUER YES AGAINST AGAINST
SHARES TO ZHANG MIN UNDER THE SHARE AWARD SCHEME
PROPOSAL #16: ELECT CAI FENGJIA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: KWG Property Holding Ltd.
TICKER: 1813 CUSIP: G53224104
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF ENGLISH NAME AND ISSUER YES FOR FOR
CHINESE NAME AS DUAL FOREIGN NAME OF THE COMPANY AND
AUTHORIZE BOARD TO DEAL WITH ALL MATTERS IN RELATION
TO CHANGE OF COMPANY NAME
ISSUER: L&K Engineering Co. Ltd.
TICKER: 6139 CUSIP: Y5341A107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND PROCEDURES OF EMPLOYEE ISSUER YES FOR FOR
REMUNERATION DISBURSEMENT
ISSUER: L&T Finance Holdings Ltd.
TICKER: 533519 CUSIP: Y5153Q109
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT DINANATH DUBHASHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT RAJANI R. GUPTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PRABHAKAR B. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE ISSUANCE OF CUMULATIVE ISSUER YES FOR FOR
COMPULSORILY REDEEMABLE NON-CONVERTIBLE PREFERENCE
SHARES WITHOUT PREEMPTIVE RIGHTS
ISSUER: L.P.N. Development Public Co., Ltd.
TICKER: LPN CUSIP: Y5347B216
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE PERFORMANCE RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT VUDHIPHOL SURIYABHIVADH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT TIKHAMPORN PLENGSRISUK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT KRIRK VANIKKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SURAWUT SUKCHAROENSIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: APPROVE D I A INTERNATIONAL AUDIT CO., ISSUER YES FOR FOR
LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: AMEND ARTICLE OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: La Comer SAB de CV
TICKER: LACOMERUBC CUSIP: P6125F114
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: RECEIVE ACTIVITY REPORTS OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEES
PROPOSAL #1.b: RECEIVE CEO'S REPORT, INDIVIDUAL AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS AND AUDITOR REPORT
PROPOSAL #1.c: RECEIVE BOARD'S OPINION ON CEO'S ISSUER YES FOR FOR
REPORT
PROPOSAL #1.d: RECEIVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.e: RECEIVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #1.f: RECEIVE REPORT OF AGREEMENTS ON ISSUER YES FOR FOR
PRESENTED INFORMATION AND ACTIONS CARRIED OUT BY
BOARD, COMMITTEES, CEO, AND SECRETARY
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND MAXIMUM ISSUER YES FOR FOR
AMOUNT FOR REPURCHASE OF SHARES
PROPOSAL #3: ELECT OR RATIFY MEMBERS AND ALTERNATES ISSUER YES AGAINST AGAINST
OF BOARD OF DIRECTORS AND PLANNING COMMITTEE,
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEES;
VERIFY THEIR INDEPENDENCE; ELECT OR RATIFY CEO AND
SECRETARY; APPROVE THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Lafarge Malaysia Berhad
TICKER: 3794 CUSIP: Y5348J101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT IMRAN IBNI ALMARHUM TUANKU JA'AFAR ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2: ELECT YEOH SOCK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YEOH SEOK KIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YEOH SEOK HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YEOH SOCK SIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT YEOH SOO KENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YEOH KHOON CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE IMRAN IBNI ALMARHUM TUANKU ISSUER YES FOR FOR
JA'AFAR TO CONTINUE OFFICE AS INDEPENDENT NON-
EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: LAMDA Development SA
TICKER: LAMDA CUSIP: X4740Y122
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #6: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Land & Houses Public Co., Ltd.
TICKER: LH CUSIP: Y5172C198
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME, LEGAL ISSUER YES FOR FOR
RESERVE AND DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT WATCHARIN KASINRERK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT NAPORN SUNTHORNCHITCHAROEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PAKHAWAT KOVITVATHANAPHONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ADUL CHUVANICHANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Lander Sports Development Co., Ltd.
TICKER: 558 CUSIP: Y77405101
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE FOREIGN INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #6: APPROVE TRANSFER OF EQUITY OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Lander Sports Development Co., Ltd.
TICKER: 558 CUSIP: Y77405101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Landing International Development Limited
TICKER: 582 CUSIP: G5369T129
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL REORGANIZATION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Landing International Development Limited
TICKER: 582 CUSIP: G5369T178
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT YANG ZHIHUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT XU NING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT CHAN MEE SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT FOK HO YIN, THOMAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2e: ELECT WONG CHUN HUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2f: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ZENITH CPA LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: LandMark Optoelectronics Corp.
TICKER: 3081 CUSIP: Y51823105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND REGULATIONS GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND REGULATIONS GOVERNING LOANING OF ISSUER YES AGAINST AGAINST
FUNDS AND REGULATIONS GOVERNING MAKING OF
ENDORSEMENTS AND GUARANTEE
ISSUER: LandOcean Group Ltd.
TICKER: 300157 CUSIP: Y5153A104
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCOMPLETE 2017 PERFORMANCE ISSUER YES FOR FOR
COMMITMENT OF SICHUAN CHUANYOU ENGINEERING SURVEY AND
DESIGN CO., LTD. AS WELL AS COMPENSATION METHOD
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
SICHUAN CHUANYOU ENGINEERING SURVEY AND DESIGN CO.,
LTD. SHARES WHICH HAVE NOT COMPLETED THEIR
PERFORMANCE COMMITMENT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: LandOcean Group Ltd.
TICKER: 300157 CUSIP: Y5153A104
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN YUQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LIU QINGFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG JIANQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JIAN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU JUNHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YUAN CHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YE JINXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN XIANGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JIANG YUXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: LandOcean Group Ltd.
TICKER: 300157 CUSIP: Y5153A104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION AND GUARANTEE
PROPOSAL #10: ELECT FANG SHIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 002305 CUSIP: Y9710N104
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHONG YONGHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXTERNAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
PROVISION AND RELATED PARTY TRANSACTIONS
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 2305 CUSIP: Y9710N104
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF LOAN ASSET- ISSUER YES FOR FOR
BACKED PLAN
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #3.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.6: APPROVE PERIOD AND MANNER OF PAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #3.7: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #3.8: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.11: APPROVE LISTING AND TRADING ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #3.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 2305 CUSIP: Y9710N104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF COMPENSATION ISSUER YES FOR FOR
AGREEMENT ON PROPERTY EXPROPRIATION AND COLLECTION OF
STATE-OWNED LAND USE RIGHTS
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 002305 CUSIP: Y9710N104
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 2305 CUSIP: Y9710N104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SECURITIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 2305 CUSIP: Y9710N104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE OBTAINING OF SHAREHOLDERS ISSUER YES FOR FOR
ENTRUSTED LOAN
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PAYMENT OF GUARANTEE FEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CARRY OUT SUPPLY CHAIN ISSUER YES FOR FOR
FINANCING BUSINESS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16: AMEND DETAILED RULES FOR BOARD ISSUER YES FOR FOR
NOMINATION AND REMUNERATION APPRAISAL COMMITTEE
PROPOSAL #17: AMEND ADMINISTRATIVE RULES OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #18: AMEND INFORMATION DISCLOSURE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #19.1: ELECT XUE ZHIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT QIN PUGAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.3: ELECT WU LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.4: ELECT ZHONG YONGHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #19.5: ELECT TAN YONGZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #19.6: ELECT LIU YIWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.7: ELECT LI YAPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.1: ELECT WU JIANBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.2: ELECT LIANG WEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT PENG ZHONGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.4: ELECT YU BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21.1: ELECT YAO GUILING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #21.2: ELECT NING CHAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Langold Real Estate Co., Ltd.
TICKER: 002305 CUSIP: Y9710N104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEVELOPMENT OF SUPPLY CHAIN ISSUER YES FOR FOR
ACCOUNTS PAYABLE ASSET SUPPORT NOTES TRUST
PROPOSAL #3: APPROVE EXTERNAL GUARANTEE AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL SUPPLY CHAIN ISSUER YES FOR FOR
FINANCING BUSINESS AND RELATED PARTY TRANSACTIONS
ISSUER: Lanhai Medical Investment Co., Ltd.
TICKER: 600896 CUSIP: Y2982N100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE MAJOR ASSET TRANSFER AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSETS TRANSFER
PROPOSAL #4: APPROVE MAJOR ASSETS TRANSFER CONSTITUTE ISSUER YES FOR FOR
AS RELATED PARTY TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF SHARE TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF SUPPLEMENTAL SHARE ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE SIGNING OF ENTRUSTED SERVICE SHAREHOLDER YES FOR FOR
FRAMEWORK AGREEMENT
ISSUER: Lanzhou Greatwall Electrical Co., Ltd.
TICKER: 600192 CUSIP: Y5209Q103
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Lanzhou Greatwall Electrical Co., Ltd.
TICKER: 600192 CUSIP: Y5209Q103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF CREDIT GUARANTEES ISSUER YES AGAINST AGAINST
TO SUBSIDIARIES
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: ELECT WANG YOUYUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR (NOMINATED BY SHAREHOLDERS) AND ELECT LEI
HAILIANG AS INDEPENDENT DIRECTOR (NOMINATED BY
MANAGEMENT)
ISSUER: Lanzhou LS Heavy Equipment Co Ltd
TICKER: 603169 CUSIP: Y5209X108
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ADDITIONAL 2018 BORROWINGS FROM ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Lanzhou LS Heavy Equipment Co., Ltd.
TICKER: 603169 CUSIP: Y5209X108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
FINANCIAL LEASING OF SUBSIDIARY
ISSUER: Lanzhou LS Heavy Equipment Co., Ltd.
TICKER: 603169 CUSIP: Y5209X108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UNRECOVERED LOSSES REACHING ONE- ISSUER YES FOR FOR
THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
PROPOSAL #10.1: ELECT ZHANG PULIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT REN SHIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT MA XIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT YUAN WUJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT SHANG HEPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT HU JUNWANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WAN HONGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LEI HAILIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT CHOU LINGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT DING GUIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT YANG CHENG'EN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Lao Feng Xiang Co., Ltd.
TICKER: 900905 CUSIP: Y1424Z119
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF NON-STATE ISSUER YES FOR FOR
OWNED EQUITY OF CONTROLLED SUBSIDIARY AS WELL AS
WAIVER OF PREEMPTIVE RIGHT
PROPOSAL #2: APPROVE PARTICIPATION IN RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE PARTNERSHIP AGREEMENT ISSUER YES FOR FOR
ISSUER: Lao Feng Xiang Co., Ltd.
TICKER: 900905 CUSIP: Y1424Z119
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTIRBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE ENTRUSTED ASSET MANAGEMENT OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12.1: ELECT LI JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHU LITING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT CHEN ZHIHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHANG ZHOUMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Lao Feng Xiang Co., Ltd.
TICKER: 900905 CUSIP: Y1490U101
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF NON-STATE ISSUER YES FOR FOR
OWNED EQUITY OF CONTROLLED SUBSIDIARY AS WELL AS
WAIVER OF PREEMPTIVE RIGHT
PROPOSAL #2: APPROVE PARTICIPATION IN RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE PARTNERSHIP AGREEMENT ISSUER YES FOR FOR
ISSUER: Lao Feng Xiang Co., Ltd.
TICKER: 900905 CUSIP: Y1490U101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTIRBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12.1: ELECT LI JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHU LITING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT CHEN ZHIHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHANG ZHOUMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Laobaixing Pharmacy Chain JSC
TICKER: 603883 CUSIP: Y5S72F101
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUE BATCH ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE LEAD UNDERWRITER ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Laobaixing Pharmacy Chain JSC
TICKER: 603883 CUSIP: Y5S72F101
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
YANGZHOU BAIXINYUAN PHARMACEUTICAL CHAIN CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHENJIANG HUAKANG PHARMACY CHAIN CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ANHUI BAIXING YUANDA PHARMACY CHAIN CO., LTD.
PROPOSAL #1.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ANHUI LINJIAYI KANGFU PHARMACY CHAIN CO., LTD.
PROPOSAL #1.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
FENGWODA PHARMACEUTICAL LOGISTICS (HANGZHOU) CO.,
PROPOSAL #1.6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XI'AN LONGSHENG PHARMACEUTICAL CO., LTD.
PROPOSAL #1.7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU BAIJIA HUISUHE PHARMACY CHAIN CO., LTD.
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND HANDLE ISSUER YES FOR FOR
BUSINESS REGISTRATION CHANGES
ISSUER: Laobaixing Pharmacy Chain JSC
TICKER: 603883 CUSIP: Y5S72F101
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #6.1: ELECT HUANG GAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Laobaixing Pharmacy Chain JSC
TICKER: 603883 CUSIP: Y5S72F101
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
GUARANTEE PROVISION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND CHANGES IN BUSINESS REGISTRATION
ISSUER: LARGAN Precision Co., Ltd.
TICKER: 3008 CUSIP: Y52144105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7.1: ELECT YAO-YING LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
MAO YU COMMEMORATE CO., LTD., WITH SHAREHOLDER NO.
74145, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT EN-CHOU LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
MAO YU COMMEMORATE CO., LTD., WITH SHAREHOLDER NO.
74145, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT EN-PING LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
MAO YU COMMEMORATE CO., LTD., WITH SHAREHOLDER NO.
74145, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT SHIH-CHING CHEN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT MING-YUAN HSIEH, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT SHAN-CHIEH YEN, WITH ID NO. ISSUER YES FOR FOR
L120856XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT MING-HUA PENG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 253, AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT CHUNG-JEN LIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 7, AS SUPERVISOR
PROPOSAL #7.9: ELECT TSUI-YING CHIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 2, AS SUPERVISOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Larsen & Toubro Infotech Ltd. (India)
TICKER: 540005 CUSIP: Y5S745101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. SHANKAR RAMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT S. N. SUBRAHMANYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SANJAY JALONA AS CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR
PROPOSAL #6: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
AFTAB ZAID ULLAH AS WHOLE-TIME DIRECTOR
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SUDHIR CHATURVEDI AS WHOLE-TIME DIRECTOR
PROPOSAL #8: APPROVE A.M. NAIK TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
ISSUER: Larsen & Toubro Ltd.
TICKER: 500510 CUSIP: Y5217N159
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SUBRAMANIAN SARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SUNITA SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT A.M NAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT D.K SEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HEMANT BHARGAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT A.M NAIK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF A.M NAIK AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE ISSUANCE OF SECURE/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Larsen & Toubro Ltd.
TICKER: 500510 CUSIP: Y5217N159
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: LATAM Airlines Group SA
TICKER: LTM CUSIP: 51817R106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS OF USD 0.09 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: LATAM Airlines Group SA
TICKER: LTM CUSIP: P61894104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS OF USD 0.09 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Launch Tech Co. Ltd.
TICKER: 2488 CUSIP: Y5223T109
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Launch Tech Co. Ltd.
TICKER: 2488 CUSIP: Y5223T109
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Launch Tech Company Limited
TICKER: 2488 CUSIP: Y5223T109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE DA HUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INDEPENDENT AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT LIU XIN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: ELECT LIU JUN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #7: ELECT LIU YUAN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #8: AUTHORIZE BOARD TO ENTER INTO A SERVICE ISSUER YES FOR FOR
CONTRACT WITH THE NEWLY RE-APPOINTED DIRECTORS AND
HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF OF THE
COMPANY
PROPOSAL #9: ELECT LIN YUAN WEN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #S1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #S2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR NEW H
SHARES AND DOMESTIC SHARES
PROPOSAL #S3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND CAPITALIZATION OF CAPITAL RESERVES
ISSUER: Launch Tech Company Limited
TICKER: 2488 CUSIP: Y5223T109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #S1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Laurus Labs Limited
TICKER: 540222 CUSIP: Y2090Y105
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT SATYANARAYANA CHAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT V.V.RAVI KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT VENKATA LAKSHMANA RAO CHUNDURU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VENKATA LAKSHMANA RAO CHUNDURU AS WHOLE-TIME DIRECTOR
PROPOSAL #10: APPROVE LAURUS LABS EMPLOYEE STOCK ISSUER YES FOR FOR
OPTION SCHEME 2018 AND GRANT OF OPTIONS TO THE
EMPLOYEES OF THE COMPANY UNDER THE SCHEME
PROPOSAL #11: ELECT M. VENU GOPALA RAO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: LCY Chemical Corp.
TICKER: 1704 CUSIP: Y52424101
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELISTING OF SHARES AND ISSUER YES FOR FOR
REVOCATION OF PUBLIC OFFERINGS
ISSUER: LeaLea Enterprise Co., Ltd.
TICKER: 1444 CUSIP: Y5239M106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT LEE, DAO MING WITH ID NO. ISSUER YES FOR FOR
A122906XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT OU, YU LUN WITH ID NO. ISSUER YES FOR FOR
A121602XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT LU, QI CHANG WITH ID NO. ISSUER YES FOR FOR
R100921XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Lee & Man Paper Manufacturing Limited
TICKER: 2314 CUSIP: G5427W130
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Lee & Man Paper Manufacturing Ltd.
TICKER: 2314 CUSIP: G5427W130
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYING AGENT AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: Lee & Man Paper Manufacturing Ltd.
TICKER: 2314 CUSIP: G5427W130
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE MAN BUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER A. DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING THE REMUNERATION, OF POON CHUN
KWONG
PROPOSAL #6: AUTHORIZE BOARD TO CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING THE REMUNERATION, OF WONG KAI
TUNG TONY
PROPOSAL #7: AUTHORIZE BOARD TO CONFIRM THE TERMS OF ISSUER YES FOR FOR
APPOINTMENT, INCLUDING THE REMUNERATION, OF CHAU
SHING YIM DAVID
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE YEAR ENDED DECEMBER 31, 2018
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2019
PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Legend Holdings Corp.
TICKER: 3396 CUSIP: Y52237107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: ELECT NING MIN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Legend Holdings Corp.
TICKER: 3396 CUSIP: Y52237107
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT TO THE QUALIFIED SHAREHOLDERS OF THE
COMPANY FOR THE OVERSEAS LISTING OF ZHENGQI FINANCIAL
HOLDINGS
ISSUER: Legend Holdings Corp.
TICKER: 3396 CUSIP: Y52237107
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT TO THE QUALIFIED SHAREHOLDERS OF THE
COMPANY FOR THE OVERSEAS LISTING OF ZHENGQI FINANCIAL
HOLDINGS
ISSUER: Legend Holdings Corporation
TICKER: 3396 CUSIP: Y52237107
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SUPERVISORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE 2019 MEDIUM AND LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
ISSUER: Lenovo Group Limited
TICKER: 992 CUSIP: Y5257Y107
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YANG YUANQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHAO JOHN HUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT NICHOLAS C. ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WILLIAM TUDOR BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Lens Technology Co., Ltd.
TICKER: 300433 CUSIP: Y5227A106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES AGAINST AGAINST
CONVERSION PRICE IN CONNECTION TO THE CONVERTIBLE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Lens Technology Co., Ltd.
TICKER: 300433 CUSIP: Y5227A106
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAO YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND RELATED PARTY TRANSACTIONS
ISSUER: Lens Technology Co., Ltd.
TICKER: 300433 CUSIP: Y5227A106
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE AND STOCK OPTION INCENTIVE PLAN
AND REPURCHASE AND CANCELLATION OF SHARES THAT HAS
BEEN GRANTED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Lens Technology Co., Ltd.
TICKER: 300433 CUSIP: Y5227A106
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Lens Technology Co., Ltd.
TICKER: 300433 CUSIP: Y5227A106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Leo Group Co., Ltd.
TICKER: 002131 CUSIP: Y9892V106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE IN CONNECTION TO THE CONVERTIBLE
ISSUER: Leo Group Co., Ltd.
TICKER: 2131 CUSIP: Y9892V106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPAIRMENT TEST OF TARGET ASSETS ISSUER YES FOR FOR
IN CONNECTION TO MAJOR ASSET RESTRUCTURING
PROPOSAL #2: APPROVE PERFORMANCE COMPENSATION OF ISSUER YES FOR FOR
PREVIOUS SHAREHOLDERS OF BEIJING MIAGE ADVERTISING
CO., LTD.
PROPOSAL #3: APPROVE PERFORMANCE COMPENSATION OF ISSUER YES FOR FOR
PREVIOUS SHAREHOLDERS OF SHANGHAI WIT ADVERTISING
CO., LTD.
PROPOSAL #4: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Leo Group Co., Ltd.
TICKER: 002131 CUSIP: Y9892V106
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AND TOTAL FUNDS FOR SHARE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.9: APPROVE FOLLOW-UP PLAN OF SHARE ISSUER YES FOR FOR
REPURCHASE
ISSUER: Leo Group Co., Ltd.
TICKER: 002131 CUSIP: Y9892V106
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JIXIANG INFORMATION TECHNOLOGY ISSUER YES FOR FOR
(SHANGHAI) CO., LTD. SHARE COMPENSATION
ISSUER: Leo Group Co., Ltd.
TICKER: 2131 CUSIP: Y9892V106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE SUMMARY REPORT OF AUDIT WORK AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #8: APPROVE CREDIT SCALE AND EXTERNAL ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #9: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE USE OF RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #11: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
ISSUER: Lepu Medical Technology (Beijing) Co., Ltd.
TICKER: 300003 CUSIP: Y52384107
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS (AMENDED DRAFT)
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
SHARES
PROPOSAL #2.10: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE BONDHOLDERS MEETING ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE USAGE OF PREVIOUSLY RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.19: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
(AMENDED DRAFT)
PROPOSAL #4: APPROVE PRINCIPLE OF BONDHOLDERS MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO CONVERTIBLE BOND ISSUANCE
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM TERM NOTES ISSUER YES FOR FOR
ISSUER: Lepu Medical Technology (Beijing) Co., Ltd.
TICKER: 300003 CUSIP: Y52384107
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN PHASE 1
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EMPLOYEE SHARE
PURCHASE PLAN PHASE 1
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Lepu Medical Technology (Beijing) Co., Ltd.
TICKER: 300003 CUSIP: Y52384107
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE OR PRICE RANGE OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Lepu Medical Technology (Beijing) Co., Ltd.
TICKER: 300003 CUSIP: Y52384107
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Leshi Internet Information & Technology Corp. Beijing
TICKER: 300104 CUSIP: Y5238F102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Leshi Internet Information & Technology Corp. Beijing
TICKER: 300104 CUSIP: Y5238F102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU YANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Leshi Internet Information & Technology Corp. Beijing
TICKER: 300104 CUSIP: Y5238F102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE BANK FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE OF THE UNRECOVERED LOSS REACHING ISSUER YES FOR FOR
1/3 OF TOTAL PAID-IN CAPITAL
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Lewis Group Ltd.
TICKER: LEW CUSIP: S460FN109
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT HILTON SAVEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT ALAN SMART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DUNCAN WESTCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT JOHAN ENSLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT JACQUES BESTBIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT HILTON SAVEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT ALAN SMART AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: ELECT DUNCAN WESTCOTT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT THINUS HAMMAN AS
THE DESIGNATED AUDITOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE CONTINUED ISSUANCE OF NOTES ISSUER YES FOR FOR
UNDER THE COMPANY'S DOMESTIC MEDIUM TERM NOTES
PROGRAMME
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Lextar Electronics Corp.
TICKER: 3698 CUSIP: Y5240P106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FENG CHENG SU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00000002 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT KUO HSIN,MICHAEL,TSAI, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF AU OPTRONICS CORP., WITH
SHAREHOLDER NO.00000001 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT WEI LUNG LIAU, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF AU OPTRONICS CORP., WITH SHAREHOLDER NO.00000001
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT HSUAN BIN,H.B.,CHEN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.00000171 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT TENG HUEI HUANG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.00000469 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT SEN TAI WEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.U100409XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT YIH LIAN CHEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.E100213XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT SHIAN HO SHEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.P100930XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS, AMENDMENTS TO
PROCEDURES GOVERNING THE ACQUISITION OR DISPOSAL OF
ASSETS, AMEND PROCEDURES FOR LENDING FUNDS TO OTHER
PARTIES AND PROCEDURES FOR ENDORSEMENT AND GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF ORDINARY SHARES OR ISSUANCE OF
ORDINARY SHARES VIA PRIVATE PLACEMENT OR ISSUANCE OF
CONVERTIBLE BONDS VIA PRIVATE PLACEMENT
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Leyard Optoelectronic Co., Ltd.
TICKER: 300296 CUSIP: Y5171W104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Leyard Optoelectronic Co., Ltd.
TICKER: 300296 CUSIP: Y5171W104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT AS WELL AS
ADJUSTMENT ON 2019 REMUNERATION OF DIRECTORS AND
SUPERVISORS
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #10.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #10.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #10.9: APPROVE ADJUSTMENT AND CALCULATION OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #10.10: APPROVE TERMS FOR DOWNWARD ISSUER YES FOR FOR
ADJUSTMENT OF CONVERSION PRICE
PROPOSAL #10.11: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #10.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #10.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #10.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #10.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10.17: APPROVE MATTERS REGARDING ISSUER YES FOR FOR
BONDHOLDERS MEETING
PROPOSAL #10.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #10.20: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #10.21: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #10.22: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Leyou Technologies Holdings Limited
TICKER: 1089 CUSIP: G5471S100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3a1: ELECT XU YIRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CAO BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT HU CHUNG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LI YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Leyou Technologies Holdings Ltd.
TICKER: 1089 CUSIP: G5471S100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT I ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SALE AND PURCHASE AGREEMENT II ISSUER YES AGAINST AGAINST
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE SALE AND PURCHASE AGREEMENT III ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
ISSUER: Li Cheng Enterprise Co., Ltd.
TICKER: 4426 CUSIP: Y5275S108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
ISSUER: Li Ning Company Limited
TICKER: 2331 CUSIP: G5496K124
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT KOO FOOK SUN, LOUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT SU JING SHYH, SAMUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX THE ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Li Peng Enterprise Co., Ltd.
TICKER: 1447 CUSIP: Y5308Q103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: LianChuang Electronic Technology Co., Ltd.
TICKER: 2036 CUSIP: ADPV37803
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN NANCHANG HONGGU ISSUER YES FOR FOR
SHENGSHAN INVESTMENT CENTER
PROPOSAL #2.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: LianChuang Electronic Technology Co., Ltd.
TICKER: 2036 CUSIP: ADPV37803
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HAN SHENGLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZENG JIYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LU FANRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG ZHAOYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FENG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT BAO XINMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG JINLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU JIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT LI HANHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE PRODUCT INTEGRATION PROJECT OF ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: LianChuang Electronic Technology Co., Ltd.
TICKER: 2036 CUSIP: ADPV37803
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
TO WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF JOINT AND SEVERAL ISSUER YES AGAINST AGAINST
LIABILITY GUARANTEES
ISSUER: LianChuang Electronic Technology Co., Ltd.
TICKER: 002036 CUSIP: ADPV37803
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: LianChuang Electronic Technology Co., Ltd.
TICKER: 2036 CUSIP: ADPV37803
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
TO JIANGXI LIANCHUANG ELECTRONIC CO.,LTD.
PROPOSAL #7: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
TO CHONGQING LIANGJIANG LIANCHUANG ELECTRONICS CO.,
LTD.
PROPOSAL #8: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
BY JIANGXI LIANCHUANG ELECTRONIC CO.,LTD. TO JIANGXI
LIANCHUANG (WANNIAN) ELECTRONICS CO., LTD.
PROPOSAL #9: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
BY JIANGXI LIANCHUANG ELECTRONIC CO.,LTD. TO JIANGXI
LIANSI CHUKONG TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE CONTINUED PROVISION OF ISSUER YES FOR FOR
GUARANTEE BY JIANGXI LIANCHUANG ELECTRONIC CO.,LTD.
TO JIANGXI LIANCHUANG HONGSHENG ELECTRONICS CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGXI LIANYI OPTICAL CO., LTD.
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: LianChuang Electronic Technology Co.,Ltd
TICKER: 002036 CUSIP: ADPV37803
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Lianhe Chemical Technology Co., Ltd.
TICKER: 2250 CUSIP: Y5257D103
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA ISSUER YES FOR FOR
PUBLIC OFFERING
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE VIA ISSUER YES FOR FOR
PRIVATE OFFERING
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF ULTRA SHORT-TERM SHAREHOLDER YES FOR FOR
FINANCING BILLS
ISSUER: Lianhe Chemical Technology Co., Ltd.
TICKER: 002250 CUSIP: Y5257D103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Lianhe Chemical Technology Co., Ltd.
TICKER: 002250 CUSIP: Y5257D103
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE REMAINING RAISED
FUNDS TO PERMANENTLY SUPPLEMENT WORKING CAPITAL
ISSUER: Lianhe Chemical Technology Co., Ltd.
TICKER: 2250 CUSIP: Y5257D103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Lianhe Chemical Technology Co., Ltd.
TICKER: 002250 CUSIP: Y5257D103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Lianhua Supermarket Holdings Co., Ltd.
TICKER: 980 CUSIP: Y5279F102
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF DEPOSIT SERVICES ISSUER YES FOR FOR
UNDER THE FINANCIAL SERVICES AGREEMENT AND ITS
PROPOSED ANNUAL CAPS
PROPOSAL #2: APPROVE SALES AGENCY FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND ITS PROPOSED ANNUAL CAPS
PROPOSAL #3: APPROVE SUPPLY OF GOODS FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND ITS PROPOSED ANNUAL CAPS
PROPOSAL #4: ELECT XU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Lianhua Supermarket Holdings Co., Ltd.
TICKER: 980 CUSIP: Y5279F102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 CONSOLIDATED AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND 2018 REPORT OF THE
INTERNATIONAL AUDITORS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE SHANGHAI CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITORS AND DELOITTE TOUCHE
TOHMATSU AS INTERNATIONAL AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT ZHAO XIN-SHENG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Liaoning Cheng Da Co., Ltd.
TICKER: 600739 CUSIP: Y5279J104
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCING BILLS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE FORMULATION OF MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR PERFORMANCE APPRAISAL OF DIRECTORS, SUPERVISORS
AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #5: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF CHAIRMAN OF THE SUPERVISORY
ISSUER: Liaoning Cheng Da Co., Ltd.
TICKER: 600739 CUSIP: Y5279J104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Liaoning Cheng Da Co., Ltd.
TICKER: 600739 CUSIP: Y5279J104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PURCHASE OF SHORT-TERM FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
FROM RELATED PARTY
PROPOSAL #11: APPROVE APPLICATION OF FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #13: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Liaoning Hongyang Energy Resource Invest Co., Ltd.
TICKER: 600758 CUSIP: Y5279L109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE APPLICATION FOR FINANCING CREDIT ISSUER NO N/A N/A
LINE
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER NO N/A N/A
PROPOSAL #9: APPROVE ISSUANCE OF NON-FINANCIAL DEBT ISSUER NO N/A N/A
FINANCING INSTRUMENTS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTIONS
ISSUER: Liaoning SG Automotive Group Co., Ltd.
TICKER: 600303 CUSIP: Y1970F103
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT ZHANG HONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT GAO HUIEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LIANG WENLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT GONG DA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT XU SHAOJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT MA NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHAO HANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT XU ZHIHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT YU MIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT YU HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT LI HONGYAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Liaoning SG Automotive Group Co., Ltd.
TICKER: 600303 CUSIP: Y1970F103
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Liaoning SG Automotive Group Co., Ltd.
TICKER: 600303 CUSIP: Y1970F103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Liaoning Wellhope Agri-Tech JSC Ltd.
TICKER: 603609 CUSIP: Y5S62L100
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER NO N/A N/A
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD AND AUTHORIZATION PERIOD OF BOARD IN
CONNECTION TO THE PRIVATE PLACEMENT OF SHARES
PROPOSAL #4: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF BOARD IN
CONNECTION TO THE PRIVATE PLACEMENT OF SHARES
ISSUER: Liaoning Wellhope Agri-Tech JSC Ltd.
TICKER: 603609 CUSIP: Y5S62L100
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Liberty Holdings Ltd.
TICKER: LBH CUSIP: S44440121
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2.1: RE-ELECT MONHLA HLAHLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JACKO MAREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JIM SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT SIM TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SIMON RIDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT THEMBISA SKWEYIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT HOWARD WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PWC INC. AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT YUNUS SULEMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #6.2: RE-ELECT ANGUS BAND AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #6.3: RE-ELECT TONY CUNNINGHAM AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #6.4: RE-ELECT NOORAYA KHAN AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #6.5: RE-ELECT JIM SUTCLIFFE AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE DIRECTORS TO ISSUE ANY ISSUER YES FOR FOR
ORDINARY SHARES OF THE COMPANY FOR THE IMPLEMENTATION
OF ANY SHARE INCENTIVE SCHEME
PROPOSAL #2.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2.2: APPROVE FEES FOR THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: APPROVE FEES FOR THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE FEES FOR THE INTERNATIONAL ISSUER YES FOR FOR
BOARD MEMBER, MEMBER OF COMMITTEES AND SUBSIDIARY
BOARD AND CHAIRMAN OF A SUB-COMMITTEE
PROPOSAL #2.5: APPROVE FEES FOR THE INTERNATIONAL ISSUER YES FOR FOR
BOARD MEMBER, MEMBER OF COMMITTEES AND SUBSIDIARY
BOARD AND CHAIRMAN OF A COMMITTEE
PROPOSAL #2.6: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.7: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.8: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP ACTUARIAL COMMITTEE
PROPOSAL #2.9: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP ACTUARIAL COMMITTEE
PROPOSAL #2.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP RISK COMMITTEE
PROPOSAL #2.11: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP RISK COMMITTEE
PROPOSAL #2.12: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP REMUNERATION COMMITTEE
PROPOSAL #2.13: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP REMUNERATION COMMITTEE
PROPOSAL #2.14: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.15: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.16: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP DIRECTORS' AFFAIRS COMMITTEE
PROPOSAL #2.17: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GROUP IT COMMITTEE
PROPOSAL #2.18: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
GROUP IT COMMITTEE
PROPOSAL #2.19: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
STANLIB LIMITED BOARD
PROPOSAL #2.2: APPROVE FEES FOR THE MEMBER OF THE ISSUER YES FOR FOR
STANLIB LIMITED BOARD
PROPOSAL #2.21: APPROVE FEE PER AD HOC BOARD MEETING ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE FEE PER AD HOC BOARD ISSUER YES FOR FOR
COMMITTEE MEETING
PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANY
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE TO ANY ISSUER YES FOR FOR
EMPLOYEE, DIRECTOR, PRESCRIBED OFFICER OR OTHER
PERSON OR ANY TRUST ESTABLISHED FOR THEIR BENEFIT IN
TERMS OF ANY SHARE INCENTIVE SCHEME
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: LIC Housing Finance Ltd.
TICKER: 500253 CUSIP: Y5278Z133
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAVITA SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE CHOKSHI & CHOKSHI, LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AND SHAH GUPTA & CO.,
CHARTERED ACCOUNTANTS, MUMBAI AS JOINT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: ELECT P KOTESWARA RAO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: LIC Housing Finance Ltd.
TICKER: 500253 CUSIP: Y5278Z133
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JAGDISH CAPOOR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Lien Hwa Industrial Corp.
TICKER: 1229 CUSIP: Y5284N108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE PROPOSAL TO TRANSFORM THE ISSUER YES FOR FOR
COMPANY INTO AN INVESTMENT HOLDING CORPORATION AND
CHANGE COMPANY NAME
PROPOSAL #5: APPROVE DEMERGER OF FLOUR BUSINESS IN ISSUER YES FOR FOR
TAIWAN
PROPOSAL #6: APPROVE DEMERGER OF LEASING BUSINESS IN ISSUER YES FOR FOR
TAIWAN
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #9: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #10: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #11: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #12: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #13: APPROVE AMENDMENTS TO TRADING ISSUER YES FOR FOR
PROCEDURES GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #14.1: ELECT HU-SHIH CHING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HUA CHENG INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.100788, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Lier Chemical Co., Ltd.
TICKER: 002258 CUSIP: Y52760108
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF HAZARDOUS ISSUER YES FOR FOR
WASTE CENTRALIZED TREATMENT CENTER AND URBAN
RENEWABLE RESOURCE RESERVE PROJECT CONSTRUCTION
PROPOSAL #2: APPROVE APPLICATION OF BANK LOANS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE CHANGE PART OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT METHOD OF WHOLLY-OWNED SUBSIDIARY AND
CORRESPONDING CHANGES TO PARTIAL GUARANTEE CONTENTS
PROPOSAL #5: APPROVE PROVISION OF FINANCIAL AID TO ISSUER YES AGAINST AGAINST
ASSOCIATE COMPANY
PROPOSAL #6: APPROVE EXTERNAL DONATION MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #7: ELECT XIA ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Lier Chemical Co., Ltd.
TICKER: 2258 CUSIP: Y52760108
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE AND ISSUER NO N/A N/A
LOAN APPLICATIONS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE NEW PRODUCTION LINE AND ISSUER NO N/A N/A
SUPPORTING CONSTRUCTION PROJECT
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHANGJIAGANG FREE TRADE ZONE
INTERNATIONAL AUTOMOBILE CITY CO., LTD.
PROPOSAL #2: APPROVE MORE ADDITIONAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHANGJIAGANG FREE TRADE ZONE
INTERNATIONAL AUTOMOBILE CITY CO., LTD.
PROPOSAL #3: APPROVE CHANGE IN REGISTERED ADDRESS AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE CONVERSION OF PERSONAL REAL SHAREHOLDER YES FOR FOR
ESTATE INTO INVESTMENT REAL ESTATE AND USE OF FAIR
VALUE MODEL OF WHOLLY-OWNED SUBSIDIARY CHONGQING
LIFAN CHENGYONG CAR CO., LTD.
PROPOSAL #5: APPROVE EQUITY DISPOSAL OF WHOLLY-OWNED SHAREHOLDER YES FOR FOR
SUBSIDIARY CHONGQING LIFAN AUTOMOBILE CO. LTD.
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF DERIVATIVES FOR HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: APPROVE PRODUCT SALES FINANCIAL ISSUER YES FOR FOR
COOPERATION RELATED GUARANTEES
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO LIFAN ISSUER YES FOR FOR
FINANCIAL LEASING (SHANGHAI) CO., LTD. AND RELATED
PARTY TRANSACTIONS
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHANGJIAGANG FREE TRADE ZONE INTERNATIONAL AUTOMOBILE
CITY CO., LTD. AND RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE ADDITIONAL PROVISION OF SHAREHOLDER YES AGAINST AGAINST
GUARANTEE TO INTERNAL SUBSIDIARY
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEE FOR INTERNAL SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDERS AND ULTIMATE CONTROLLERS
PROPOSAL #3: APPROVE ADDITIONAL DEBT AND RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Lifan Industry (Group) Co., Ltd.
TICKER: 601777 CUSIP: Y52761106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES AGAINST AGAINST
PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
ISSUER: Life Healthcare Group Holdings Ltd.
TICKER: LHC CUSIP: S4682C100
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT PETER GOLESWORTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MALEFETSANE NGATANE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: RE-ELECT JOEL NETSHITENZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DR SHREY VIRANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH M NAIDOO AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #3.1: RE-ELECT PETER GOLESWORTHY AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT AUDREY MOTHUPI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT GARTH SOLOMON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT ROYDEN VICE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
ISSUER: LifeTech Scientific Corp.
TICKER: 1302 CUSIP: G54872117
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF SHARE OPTIONS TO XIE ISSUER YES FOR FOR
YUEHUI
ISSUER: LifeTech Scientific Corp.
TICKER: 1302 CUSIP: G54872117
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE PURSUANT TO SHARE ISSUER YES FOR FOR
AWARD SCHEME
ISSUER: LifeTech Scientific Corporation
TICKER: 1302 CUSIP: G54872117
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT XIE YUEHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LIU JIANXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JIANG FENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT LIANG HSIEN TSE JOSEPH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT WANG WANSONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ZHOU LUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: LifeTech Scientific Corporation
TICKER: 1302 CUSIP: G54872117
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT 2019 SHARE OPTION SCHEME AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Ligeance Aerospace Technology Co., Ltd.
TICKER: 000697 CUSIP: Y7702Q101
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT ZHANG ZHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT LIANG DINGBANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT WEI YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT ZHAO WEIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LI BINGXIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT YANG NAIDING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT JIN BAOCHANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WANG YONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT WANG YUANBIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Light SA
TICKER: LIGT3 CUSIP: P63529104
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ARISTOTELES LUIZ MENEZES ISSUER YES FOR FOR
VASCONCELLOS DRUMMOND AS ALTERNATE DIRECTOR
PROPOSAL #1.2: ELECT MARCOS BASTOS ROCHA AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
ISSUER: Light SA
TICKER: LIGT3 CUSIP: P63529104
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLE 5 ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND ARTICLE 6 ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND ARTICLE 25 ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 27 ISSUER YES FOR FOR
ISSUER: Light SA
TICKER: LIGT3 CUSIP: P63529104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7: ELECT DOMENICA EISENTEIN NORONHA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MAURICIO ROCHA ALVES DE
CARVALHO AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #8: ELECT SERGIO DINIZ AS FISCAL COUNCIL SHAREHOLDER YES ABSTAIN N/A
MEMBER AND SUELI BERSELLI MARINHO AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
ISSUER: Light SA
TICKER: LIGT3 CUSIP: P63529104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: DISMISS DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT RICARDO REISEN DE PINHO AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.2: ELECT RAPHAEL MANHAES MARTINS AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.3: ELECT RODRIGO DE MESQUITA PEREIRA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RICARDO REISEN DE PINHO AS DIRECTOR APPOINTED
BY MINORITY SHAREHOLDER
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RAPHAEL MANHAES MARTINS AS DIRECTOR APPOINTED
BY MINORITY SHAREHOLDER
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RODRIGO DE MESQUITA PEREIRA AS DIRECTOR
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #7: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: ELECT RODRIGO DE MESQUITA PEREIRA AS SHAREHOLDER YES ABSTAIN N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
ISSUER: Linewell Software Co., Ltd.
TICKER: 603636 CUSIP: Y527AT100
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND FINANCING MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: LingNan Eco & Culture Tourism Co., Ltd.
TICKER: 2717 CUSIP: Y527AV105
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE REVISED DRAFT AND SUMMARY OF SHAREHOLDER YES AGAINST AGAINST
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE GUARANTEE PROVISION FOR THE SHAREHOLDER YES FOR FOR
PROJECT COMPANY
PROPOSAL #7: APPROVE ESTIMATED GUARANTEE AMOUNT FOR SHAREHOLDER YES FOR FOR
THE PROJECT COMPANY
ISSUER: LingNan Eco & Culture Tourism Co., Ltd.
TICKER: 2717 CUSIP: Y527AV105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES AGAINST AGAINST
PROJECT COMPANY
ISSUER: LingNan Eco & Culture Tourism Co., Ltd.
TICKER: 2717 CUSIP: Y527AV105
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES AGAINST AGAINST
CONVERSION PRICE OF CONVERTIBLE BOND
ISSUER: LingNan Eco & Culture Tourism Co., Ltd.
TICKER: 002717 CUSIP: Y527AV105
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #10: APPROVE REMUNERATION PLAN OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #11: APPROVE 2019 EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
PROJECT COMPANY
PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES
ISSUER: LingNan Eco & Culture-Tourism Co Ltd
TICKER: 002717 CUSIP: Y527AV105
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG YUBIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG PING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE IN PARTIAL EXECUTIVE ISSUER YES FOR FOR
POSITIONS AND CHANGE IN REGISTERED CAPITAL AS WELL AS
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN SHAREHOLDER YES FOR FOR
CONNECTION TO SIGNING OF PROJECT CONTRACT BY WHOLLY-
OWNED SUBSIDIARY
ISSUER: Lingsen Precision Industries Ltd.
TICKER: 2369 CUSIP: Y5287U109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELET YEH,SHU-CHUAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.15 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT YANG,SHUN-CHING, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.379 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT YEH,SHU-HSUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.23 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT TU,MING-TE, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.55551 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT TSAI,TSE-SUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.L120551XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT FANG,PIN-WEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.247810 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT SHIH,FENG-HSIEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO.511 AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHEN,WAN-PIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO.213058 AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT WEI,PING-CHI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.35881 AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 2600 CUSIP: Y446BS104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
GUARANTEE PROVISION BETWEEN COMPANY AND SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION FOR BAD DEBTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #4: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #8: AMEND SELECTION SYSTEM OF AUDITING FIRM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FORMULATION OF EXTERNAL ISSUER YES FOR FOR
GUARANTEE MANAGEMENT SYSTEM
PROPOSAL #10: APPROVE FORMULATION OF IMPLEMENTING ISSUER YES FOR FOR
RULES FOR CUMULATIVE VOTING SYSTEM
PROPOSAL #11: ELECT LI DONGFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 2600 CUSIP: Y446BS104
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #1.1: APPROVE IMPLEMENTATION OF STOCK ISSUER YES FOR FOR
OPTIONS AND PERFORMANCE SHARE INCENTIVE PLAN GOAL
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE PLAN PARTICIPANTS NAME LIST ISSUER YES FOR FOR
AND ALLOCATION
PROPOSAL #1.4: APPROVE TYPE, SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE, EXERCISE PROPORTION AND LOCK-
UP PERIOD IN CONNECTION TO THE STOCK OPTION INCENTIVE
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.8: APPROVE PROCEDURES TO GRANT AND ISSUER YES FOR FOR
EXERCISE THE STOCK OPTIONS
PROPOSAL #1.9: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT IN ISSUER YES FOR FOR
CONNECTION TO THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.11: APPROVE TYPE, SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS IN CONNECTION TO THE PERFORMANCE
SHARES INCENTIVE PLAN
PROPOSAL #1.12: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD IN
CONNECTION TO THE PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #1.13: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS IN CONNECTION TO THE PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #1.14: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING IN CONNECTION TO THE PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #1.15: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #1.16: APPROVE REPURCHASE AND CANCELLATION ISSUER YES FOR FOR
OF PERFORMANCE SHARES
PROPOSAL #1.17: APPROVE ACCOUNTING TREATMENT OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #1.18: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.19: APPROVE CONDITIONS TO CHANGE OR ISSUER YES FOR FOR
TERMINATE THE INCENTIVE PLAN & OTHER MATTERS
PROPOSAL #1.2: APPROVE SETTLEMENT MECHANISM WHEN ISSUER YES FOR FOR
THERE ARE DISPUTES BETWEEN THE COMPANY AND PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 002600 CUSIP: Y446BS104
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES AGAINST AGAINST
OWNED SUBSIDIARY TO THE COMPANY AND ITS SUBSIDIARIES
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 002600 CUSIP: Y446BS104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SELECTION SYSTEM OF AUDITING FIRM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT BUSINESS
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 2600 CUSIP: Y446BS104
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU PENG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 2600 CUSIP: Y446BS104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE CANCELLATION OF STOCK OPTION AND ISSUER YES FOR FOR
REPURCHASE AND CANCELLATION OF PERFORMANCE SHARE
PROPOSAL #10: APPROVE TERMINATION OF THE ISSUER YES FOR FOR
IMPLEMENTATION FUNDRAISING PROJECT AND USE OF
REMAINING RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #11: APPROVE GUARANTEE AGREEMENT AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #12: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Lingyi iTech (Guangdong) Co.
TICKER: 002600 CUSIP: Y446BS104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
COMMITMENTS OF THE CONTROLLING SHAREHOLDERS, ULTIMATE
CONTROLLING SHAREHOLDER, DIRECTORS AND SENIOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
PROPOSAL #3: APPROVE AMENDMENT ON REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SINTERING MACHINE RENOVATION AND ISSUER YES FOR FOR
EXPANSION PROJECT
PROPOSAL #2: APPROVE RAW MATERIAL FIELD RENOVATION ISSUER YES FOR FOR
AND EXPANSION PROJECT
PROPOSAL #3: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #6: APPROVE PROVISION OF CREDIT GUARANTEE ISSUER YES FOR FOR
FOR WHOLLY-OWNED SUBSIDIARY
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT SUN HAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
OTHER FINANCING MATTERS
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.11: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.12: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.13: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.14: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE ATTRIBUTABLE DIVIDEND DURING ISSUER YES FOR FOR
THE YEAR OF CONVERSION
PROPOSAL #2.17: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #2.18: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Lingyuan Iron & Steel Co., Ltd.
TICKER: 600231 CUSIP: Y52896100
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
ISSUER: Lingyun Industrial Corp. Ltd.
TICKER: 600480 CUSIP: Y5289R104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE SCHEME
PROPOSAL #2: APPROVE RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.4: APPROVE PRICING PRINCIPLES AND RIGHTS ISSUER YES FOR FOR
ISSUE PRICE
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.7: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING FOR TRADING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE RIGHTS ISSUANCE
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Lingyun Industrial Corp. Ltd.
TICKER: 600480 CUSIP: Y5289R104
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF GUARANTEE PERIOD TO ISSUER YES FOR FOR
WALDASCHAFF AUTOMOTIVE GMBH
ISSUER: Lingyun Industrial Corp. Ltd.
TICKER: 600480 CUSIP: Y5289R104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Lingyun Industrial Corp. Ltd.
TICKER: 600480 CUSIP: Y5289R104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Lingyun Industrial Corp. Ltd.
TICKER: 600480 CUSIP: Y5289R104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INCREASE IN PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR SUBSIDIARY
PROPOSAL #10: APPROVE INCREASE OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #11: APPROVE ENTRUSTED LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SHORT-TERM LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #14: APPROVE SIGNING OF FINANCIAL LEASING ISSUER YES FOR FOR
SERVICE FRAMEWORK AGREEMENT
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17.1: ELECT ZHAO YANCHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.2: ELECT LUO KAIQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT LI ZHIFA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.4: ELECT MOU YUEHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.5: ELECT LI SONGGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.6: ELECT HE YUPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT LI WANGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT FU JIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.3: ELECT ZHENG YUANWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT XIN HUFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.2: ELECT LI JIUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Linx SA
TICKER: LINX3 CUSIP: P6S933101
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PROGRAM: ISSUER YES FOR FOR
STOCK OPTION PLAN AND DEFERRED SHARE PLAN
ISSUER: Linx SA
TICKER: LINX3 CUSIP: P6S933101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER NO N/A N/A
INCOME
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #5: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #9: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #10.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NERCIO JOSE MONTEIRO FERNANDES AS DIRECTOR
PROPOSAL #10.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALBERTO MENACHE AS DIRECTOR
PROPOSAL #10.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALON DAYAN AS DIRECTOR
PROPOSAL #10.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAO COX NETO AS DIRECTOR
PROPOSAL #10.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROGER DE BARBOSA INGOLD AS DIRECTOR
PROPOSAL #11: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #12: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Linx SA
TICKER: LINX3 CUSIP: P6S933101
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 2 RE: COMPANY HEADQUARTERS ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: AMEND ARTICLE 11 ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 16 ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLE 16 SECTIONS IX AND X ISSUER NO N/A N/A
PROPOSAL #6: AMEND ARTICLE 17 PARAGRAPH 1 ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLE 17 PARAGRAPH 4 ISSUER NO N/A N/A
PROPOSAL #8: AMEND ARTICLE 22 ISSUER NO N/A N/A
PROPOSAL #9: AMEND ARTICLE 23 ISSUER NO N/A N/A
PROPOSAL #10: AMEND ARTICLE 23 SECTION XII ISSUER NO N/A N/A
PROPOSAL #11: AMEND ARTICLE 23 SECTION XXII ISSUER NO N/A N/A
PROPOSAL #12: AMEND ARTICLE 23 SECTION XLIV ISSUER NO N/A N/A
PROPOSAL #13: AMEND ARTICLE 23 PARAGRAPH 1 ISSUER NO N/A N/A
PROPOSAL #14: AMEND ARTICLE 24 ISSUER NO N/A N/A
PROPOSAL #15: AMEND ARTICLE 25 ISSUER NO N/A N/A
PROPOSAL #16: AMEND ARTICLE 25 SECTION VIII ISSUER NO N/A N/A
PROPOSAL #17: AMEND ARTICLE 32 ISSUER NO N/A N/A
PROPOSAL #18: AMEND ARTICLE 48 ISSUER NO N/A N/A
PROPOSAL #19: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #20: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Linzhou Heavy Machinery Group Co., Ltd.
TICKER: 002535 CUSIP: Y5286G101
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF MUTUAL GUARANTEE AGREEMENT
PROPOSAL #3: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #4: APPROVE CHANGE IN FEASIBILITY ANALYSIS ISSUER YES FOR FOR
REPORT ON THE USE OF PROCEEDS
PROPOSAL #5: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #6: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Linzhou Heavy Machinery Group Co., Ltd.
TICKER: 002535 CUSIP: Y5286G101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI WEIZHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHU JINQIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Linzhou Heavy Machinery Group Co., Ltd.
TICKER: 2535 CUSIP: Y5286G101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH LIAONING GENERAL HEAVY MACHINERY
PROPOSAL #7.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH CHINA COAL INTERNATIONAL LEASING
PROPOSAL #7.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH PINGMEI SHENMA MACHINERY EQUIPMENT
GROUP HENAN HEAVY MACHINERY CO., LTD.
PROPOSAL #7.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH LINZHOU HEAVY MACHINERY TRADING CO.,
PROPOSAL #7.5: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH BEIJING ZHONGKE HONGBA TECHNOLOGY
PROPOSAL #7.6: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH PINGDINGSHAN DONGLIAN MINING
MACHINERY MANUFACTURING CO., LTD.
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REPORT ON CAPITAL OCCUPANCY OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #10: APPROVE REMUNERATION AND ALLOWANCE ISSUER YES AGAINST AGAINST
STANDARDS OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE SIGNING OF MUTUAL GUARANTEE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #12: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND RELATED PARTY
PROPOSAL #13: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Lite-On Semiconductor Corp.
TICKER: 5305 CUSIP: Y21856102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #8.1: ELECT SONG GONG-YUAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.134, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHEN ZHONG-XIONG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.8, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHEN GUANG-ZHONG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.25669, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT ZHU,KUN-CHENG, A REPRESENTATIVE ISSUER YES FOR FOR
OF YUAN TAI INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.23980, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT PAN,YONG-TANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF MINGXING INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.26082, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT LI CHAO-FU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.16283, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT WANG,JING-CHUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.26037, AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT LUO,JIE-ZHONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.124051, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT SUN JIN-SHU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.113131, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Lite-On Technology Corp.
TICKER: 2301 CUSIP: Y5313K109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7.1: ELECT RAYMOND SOONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WARREN CHEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 130589, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT TOM SOONG, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
88, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT KEH SHEW LU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TA SUNG INVESTMENT CO LTD., WITH SHAREHOLDER NO.
59285, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT CH CHEN, REPRESENTATIVE OF TA ISSUER YES AGAINST AGAINST
SUNG INVESTMENT CO LTD., WITH SHAREHOLDER NO. 59285,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT ALBERT HSUEH, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 528391, AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT HARVEY CHANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 441272, AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT EDWARD YANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 435270, AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT MIKE YANG, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
555968, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Liuzhou Iron & Steel Co., Ltd.
TICKER: 601003 CUSIP: Y52878108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RE-ESTIMATION OF 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
ISSUER: Liuzhou Iron & Steel Co., Ltd.
TICKER: 601003 CUSIP: Y52878108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #9: APPROVE RENEWAL OF RAW MATERIAL PURCHASE ISSUER YES FOR FOR
AND SALE AGREEMENT
PROPOSAL #10: APPROVE RENEWAL OF PRODUCTION AND ISSUER YES FOR FOR
OPERATION SERVICE AGREEMENT
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT CHEN HAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LV ZHI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Liuzhou Liangmianzhen Co., Ltd.
TICKER: 600249 CUSIP: Y5323H104
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF PARTIAL CITIC ISSUER YES FOR FOR
SECURITIES SHARES
ISSUER: Liuzhou Liangmianzhen Co., Ltd.
TICKER: 600249 CUSIP: Y5323H104
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Liuzhou Liangmianzhen Co., Ltd.
TICKER: 600249 CUSIP: Y5323H104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZED MANAGEMENT LOAN ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (LLP) AS AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE TRANSFER OF ASSETS RELATED TO ISSUER YES FOR FOR
PART OF FUND-RAISING INVESTMENT PROJECTS AND
ALTERATION TO SUB-PROJECTS OF FUND-RAISING INVESTMENT
PROJECTS
PROPOSAL #7: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #8: APPROVE FACILITY FINANCING AND PROVISION ISSUER YES FOR FOR
OF FINANCING GUARANTEES TO ITS SUBSIDIARIES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
LIVZON MAB
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSIDIARY SHARE OPTION SCHEME ISSUER YES FOR FOR
AND RELATED MATTERS
PROPOSAL #2: APPROVE GRANT OF SUBSIDIARY SHARE ISSUER YES FOR FOR
OPTIONS TO FU DAOTIAN UNDER THE SUBSIDIARY SHARE
PROPOSAL #3A: APPROVE BASIS FOR DETERMINING THE SHAREHOLDER YES FOR FOR
INCENTIVE PARTICIPANTS AND THE SCOPE OF INCENTIVE
PARTICIPANTS
PROPOSAL #3B: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS
PROPOSAL #3C: APPROVE VALIDITY PERIOD, DATE OF GRANT, SHAREHOLDER YES FOR FOR
VESTING PERIOD, EXERCISE DATE AND LOCK-UP PERIOD OF
THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3D: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND BASIS FOR DETERMINATION
PROPOSAL #3E: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
EXERCISE OF THE SHARE OPTIONS
PROPOSAL #3F: APPROVE METHODS AND PROCEDURES FOR SHAREHOLDER YES FOR FOR
ADJUSTMENTS FOR THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3G: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS
PROPOSAL #3H: APPROVE PROCEDURES FOR IMPLEMENTATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3I: APPROVE RESPECTIVE RIGHTS AND SHAREHOLDER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE INCENTIVE
PARTICIPANTS
PROPOSAL #3J: APPROVE HANDLING UNUSUAL CHANGES OF THE SHAREHOLDER YES FOR FOR
COMPANY AND THE INCENTIVE PARTICIPANTS
PROPOSAL #4: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL SYSTEM OF THE 2018 SHARE OPTIONS INCENTIVE
SCHEME OF THE COMPANY
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2018 SHARE OPTIONS INCENTIVE
PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: APPROVE BASIS FOR DETERMINING THE SHAREHOLDER YES FOR FOR
INCENTIVE PARTICIPANTS AND THE SCOPE OF INCENTIVE
PARTICIPANTS
PROPOSAL #1B: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS
PROPOSAL #1C: APPROVE VALIDITY PERIOD, DATE OF GRANT, SHAREHOLDER YES FOR FOR
VESTING PERIOD, EXERCISE DATE AND LOCK-UP PERIOD OF
THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1D: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND BASIS FOR DETERMINATION
PROPOSAL #1E: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
EXERCISE OF THE SHARE OPTIONS
PROPOSAL #1F: APPROVE METHODS AND PROCEDURES FOR SHAREHOLDER YES FOR FOR
ADJUSTMENTS FOR THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1G: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS
PROPOSAL #1H: APPROVE PROCEDURES FOR IMPLEMENTATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1I: APPROVE RESPECTIVE RIGHTS AND SHAREHOLDER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE INCENTIVE
PARTICIPANTS
PROPOSAL #1J: APPROVE HANDLING UNUSUAL CHANGES OF THE SHAREHOLDER YES FOR FOR
COMPANY AND THE INCENTIVE PARTICIPANTS
PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL SYSTEM OF THE 2018 SHARE OPTIONS INCENTIVE
SCHEME OF THE COMPANY
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2018 SHARE OPTIONS INCENTIVE
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y52889105
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG YANGGANG AS DIRECTOR AND AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS ANNUAL DIRECTOR'S FEE
PROPOSAL #2: APPROVE DIRECTOR'S FEE OF THE CHAIRMAN ISSUER YES FOR FOR
AND VICE CHAIRMAN OF THE COMPANY
PROPOSAL #3: AMEND THE ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSIDIARY SHARE OPTION SCHEME ISSUER YES FOR FOR
AND RELATED MATTERS
PROPOSAL #2: APPROVE GRANT OF SUBSIDIARY SHARE ISSUER YES FOR FOR
OPTIONS TO FU DAOTIAN UNDER THE SUBSIDIARY SHARE
PROPOSAL #3.1: APPROVE BASIS FOR DETERMINING THE SHAREHOLDER YES FOR FOR
INCENTIVE PARTICIPANTS AND THE SCOPE OF INCENTIVE
PARTICIPANTS
PROPOSAL #3.2: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS
PROPOSAL #3.3: APPROVE VALIDITY PERIOD, DATE OF SHAREHOLDER YES FOR FOR
GRANT, VESTING PERIOD, EXERCISE DATE AND LOCK-UP
PERIOD OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3.4: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND BASIS FOR DETERMINATION
PROPOSAL #3.5: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
EXERCISE OF THE SHARE OPTIONS
PROPOSAL #3.6: APPROVE METHODS AND PROCEDURES FOR SHAREHOLDER YES FOR FOR
ADJUSTMENTS FOR THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3.7: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS
PROPOSAL #3.8: APPROVE PROCEDURES FOR IMPLEMENTATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #3.9: APPROVE RESPECTIVE RIGHTS AND SHAREHOLDER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE INCENTIVE
PARTICIPANTS
PROPOSAL #3.1: APPROVE HANDLING UNUSUAL CHANGES OF SHAREHOLDER YES FOR FOR
THE COMPANY AND THE INCENTIVE PARTICIPANTS
PROPOSAL #4: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL SYSTEM OF THE 2018 SHARE OPTIONS INCENTIVE
SCHEME OF THE COMPANY
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2018 SHARE OPTIONS INCENTIVE
PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE BASIS FOR DETERMINING THE SHAREHOLDER YES FOR FOR
INCENTIVE PARTICIPANTS AND THE SCOPE OF INCENTIVE
PARTICIPANTS
PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS
PROPOSAL #1.3: APPROVE VALIDITY PERIOD, DATE OF SHAREHOLDER YES FOR FOR
GRANT, VESTING PERIOD, EXERCISE DATE AND LOCK-UP
PERIOD OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1.4: APPROVE EXERCISE PRICE OF THE SHARE SHAREHOLDER YES FOR FOR
OPTIONS AND BASIS FOR DETERMINATION
PROPOSAL #1.5: APPROVE CONDITIONS OF GRANT AND SHAREHOLDER YES FOR FOR
EXERCISE OF THE SHARE OPTIONS
PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES FOR SHAREHOLDER YES FOR FOR
ADJUSTMENTS FOR THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT OF THE SHAREHOLDER YES FOR FOR
SHARE OPTIONS
PROPOSAL #1.8: APPROVE PROCEDURES FOR IMPLEMENTATION SHAREHOLDER YES FOR FOR
OF THE SHARE OPTIONS INCENTIVE SCHEME
PROPOSAL #1.9: APPROVE RESPECTIVE RIGHTS AND SHAREHOLDER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND THE INCENTIVE
PARTICIPANTS
PROPOSAL #1.1: APPROVE HANDLING UNUSUAL CHANGES OF SHAREHOLDER YES FOR FOR
THE COMPANY AND THE INCENTIVE PARTICIPANTS
PROPOSAL #2: APPROVE ADMINISTRATIVE MEASURES FOR ISSUER YES FOR FOR
APPRAISAL SYSTEM OF THE 2018 SHARE OPTIONS INCENTIVE
SCHEME OF THE COMPANY
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2018 SHARE OPTIONS INCENTIVE
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG YANGGANG AS DIRECTOR AND AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS ANNUAL DIRECTOR'S FEE
PROPOSAL #2: APPROVE DIRECTOR'S FEE OF THE CHAIRMAN ISSUER YES FOR FOR
AND VICE CHAIRMAN OF THE COMPANY
PROPOSAL #3: AMEND THE ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (LLP) AS AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE TRANSFER OF ASSETS RELATED TO ISSUER YES FOR FOR
PART OF FUND-RAISING INVESTMENT PROJECTS AND
ALTERATION TO SUB-PROJECTS OF FUND-RAISING INVESTMENT
PROJECTS
PROPOSAL #7: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #8: APPROVE FACILITY FINANCING AND PROVISION ISSUER YES FOR FOR
OF FINANCING GUARANTEES TO ITS SUBSIDIARIES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
LIVZON MAB
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Livzon Pharmaceutical Group, Inc.
TICKER: 1513 CUSIP: Y9890T111
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Localiza Rent A Car SA
TICKER: RENT3 CUSIP: P6330Z111
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT OSCAR DE PAULA BERNARDES NETO AS ISSUER NO N/A N/A
INDEPENDENT BOARD CHAIRMAN
PROPOSAL #5.2: ELECT JOSE GALLO AS INDEPENDENT BOARD ISSUER NO N/A N/A
VICE-CHAIRMAN
PROPOSAL #5.3: ELECT EUGENIO PACELLI MATTAR AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.4: ELECT MARIA LETICIA DE FREITAS COSTA ISSUER NO N/A N/A
AS INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT PAULO ANTUNES VERAS AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT PEDRO DE GODOY BUENO AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT ROBERTO ANTONIO MENDES AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT OSCAR DE PAULA BERNARDES NETO AS INDEPENDENT
BOARD CHAIRMAN
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GALLO AS INDEPENDENT BOARD VICE-CHAIRMAN
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EUGENIO PACELLI MATTAR AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIA LETICIA DE FREITAS COSTA AS INDEPENDENT
DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO ANTUNES VERAS AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO DE GODOY BUENO AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO ANTONIO MENDES AS DIRECTOR
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Localiza Rent A Car SA
TICKER: RENT3 CUSIP: P6330Z111
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #3: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Log Commercial Properties e Participacoes SA
TICKER: LOGG3 CUSIP: P64016101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RUBENS MENIN TEIXEIRA DE SOUZA AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCOS ALBERTO CABALEIRO FERNANDEZ AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MANUEL MARIA PULIDO GARCIA FERRAO DE SOUSA AS
INDEPENDENT DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LEONARDO GUIMARAES CORREA AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCELO MARTINS PATRUS AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JUNIA MARIA DE SOUSA LIMA GALVAO AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT BARRY STUART STERNLICHT AS INDEPENDENT DIRECTOR
AND RAFAEL STEINBRUCH AS ALTERNATE
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Log Commercial Properties e Participacoes SA
TICKER: LOGG3 CUSIP: P64016101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AMEND ARTICLE 9 ISSUER YES FOR FOR
PROPOSAL #4: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #6: APPROVE MINUTES OF MEETING SUMMARY WITH ISSUER YES FOR FOR
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Logan Property Holdings Company Limited
TICKER: 3380 CUSIP: G55555109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT JI JIANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT XIAO XU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIU KA YING, REBECCA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Logo Yazilim Sanayi ve Ticaret AS
TICKER: LOGO CUSIP: M6777T100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DONATION POLICY AND UPPER LIMIT ISSUER YES FOR FOR
OF DONATIONS FOR 2019
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Lojas Americanas SA
TICKER: LAME4 CUSIP: P6329M105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Lojas Americanas SA
TICKER: LAME4 CUSIP: P6329M105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Lojas Americanas SA
TICKER: LAME4 CUSIP: P6329M113
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT VICENTE ANTONIO DE CASTRO FERREIRA ISSUER YES ABSTAIN AGAINST
AS FISCAL COUNCIL MEMBER AND CARLOS ALBERTO DE SOUZA
AS ALTERNATE
PROPOSAL #6.1: ELECT MARCIO LUCIANO MANCINI AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND PEDRO CARVALHO DE MELLO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6.2: ELECT DOMENICA EISENSTEIN NORONHA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND RICARDO REISEN DE PINHO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
ISSUER: Lojas Americanas SA
TICKER: LAME4 CUSIP: P6329M113
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Lojas Renner SA
TICKER: LREN3 CUSIP: P6332C102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5.1: ELECT OSVALDO BURGOS SCHIRMER AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CARLOS FERNANDO COUTO DE ISSUER NO N/A N/A
OLIVEIRA SOUTO AS INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT JOSE GALLO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT FABIO DE BARROS PINHEIRO AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT HEINZ-PETER ELSTRODT AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT THOMAS BIER HERRMANN AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT JULIANA ROZENBAUM MUNEMORI AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT CHRISTIANE ALMEIDA EDINGTON AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT BEATRIZ PEREIRA CARNEIRO CUNHA SHAREHOLDER NO N/A N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT OSVALDO BURGOS SCHIRMER AS INDEPENDENT DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS FERNANDO COUTO DE OLIVEIRA SOUTO AS
INDEPENDENT DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GALLO AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FABIO DE BARROS PINHEIRO AS INDEPENDENT
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HEINZ-PETER ELSTRODT AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT THOMAS BIER HERRMANN AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JULIANA ROZENBAUM MUNEMORI AS INDEPENDENT
DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CHRISTIANE ALMEIDA EDINGTON AS INDEPENDENT
DIRECTOR
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BEATRIZ PEREIRA CARNEIRO CUNHA AS DIRECTOR
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #11.1: ELECT JOAREZ JOSE PICININI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND RICARDO GUS MALTZ AS ALTERNATE
PROPOSAL #11.2: ELECT CRISTELL LISANIA JUSTEN AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND ROBERTO ZELLER BRANCHI AS
ALTERNATE
PROPOSAL #11.3: ELECT RICARDO ZAFFARI GRECHI AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND ROBERTO FROTA DECOURT AS
PROPOSAL #11.4: ELECT JOSE EDUARDO MOREIRA BERGO AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND ISABEL CRISTINA BITTENCOURT
SANTIAGO AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #12: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Lojas Renner SA
TICKER: LREN3 CUSIP: P6332C102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #2: AUTHORIZE BONUS ISSUE ISSUER NO N/A N/A
PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER NO N/A N/A
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 002601 CUSIP: Y3122W109
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 2601 CUSIP: Y3122W109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL BANK CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
ASSURANCE MEASURES FOR LOAN OF SUBSIDIARY
PROPOSAL #4: APPROVE EXTERNAL POVERTY ALLEVIATION ISSUER YES FOR FOR
DONATION
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 002601 CUSIP: Y3122W109
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL BANK CREDIT LINE ISSUER YES FOR FOR
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 2601 CUSIP: Y3122W109
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 2601 CUSIP: Y3122W109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FIRST QUARTER PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE DRAFT AND SUMMARY ON PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #9: APPROVE MANAGEMENT SYSTEM OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 2 EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Lomon Billions Group Co., Ltd.
TICKER: 002601 CUSIP: Y3122W109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE OF YUNNAN ISSUER YES FOR FOR
METALLURGICAL XINLI TITANIUM INDUSTRY CO., LTD. BY
DEBT-TO-EQUITY SWAP
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Loncin Motor Co., Ltd.
TICKER: 603766 CUSIP: Y53199108
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FUNDS AND SOURCE OF FUNDS FOR ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, SIZE, AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Loncin Motor Co., Ltd.
TICKER: 603766 CUSIP: Y53199108
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STRATEGIC PLANNING OUTLINE IN ISSUER YES FOR FOR
THE NEXT FIVE YEARS
ISSUER: Loncin Motor Co., Ltd.
TICKER: 603766 CUSIP: Y53199108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Loncin Motor Co., Ltd.
TICKER: 603766 CUSIP: Y53199108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
AFFILIATED ENTERPRISES
PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
RELATED ENTERPRISES OF MINORITY SHAREHOLDERS OF
SUBSIDIARY
PROPOSAL #8: APPROVE TO CARRY OUT DEPOSIT AND WEALTH ISSUER YES FOR FOR
MANAGEMENT BUSINESS WITH RELATED BANK
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD OF
DIRECTOR MEETINGS
ISSUER: Long Bon International Co., Ltd.
TICKER: 2514 CUSIP: Y5344Z109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE CAPITAL DECREASE VIA CASH ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT YANG,KUEI-HSIUNG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.L100968XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT NING,KUO-HUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.F102192XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT CHANG,CHENG-CHUNG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO.Y120054XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Long Chen Paper Co., Ltd.
TICKER: 1909 CUSIP: Y53458108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING OF CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: APPROVE INTENDING TO TERMINATE THE ISSUER YES FOR FOR
PREVIOUSLY SIGNED NON-COMPETITION AGREEMENT WITH OUR
SUBSIDIARY JIANGSU LONGCHEN GREENTECH CO., LTD.
ISSUER: Long Yuan Construction Group Co., Ltd.
TICKER: 600491 CUSIP: Y5S25J119
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE BANK FINANCING AMOUNT FROM AGM ISSUER YES FOR FOR
DATE OF 2018 TO AGM DATE OF 2019
PROPOSAL #10: APPROVE HIGHEST GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE INVESTMENT IN GOVERNMENT AND ISSUER YES FOR FOR
SOCIAL COOPERATION (PPP) PROJECT
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: APPROVE PROVISION OF LIQUIDITY SUPPORT ISSUER YES AGAINST AGAINST
TO ASSOCIATE PPP PROJECT COMPANIES
PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #17: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #17.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #17.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #17.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #17.4: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #17.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #17.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #17.7: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #17.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #17.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #17.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #17.11: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #17.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #17.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #17.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #17.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #17.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #17.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #17.18: APPROVE MATTERS REGARDING ISSUER YES FOR FOR
BONDHOLDERS MEETING
PROPOSAL #17.19: APPROVE RAISED FUNDS MANAGEMENT AND ISSUER YES FOR FOR
STORAGE
PROPOSAL #17.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #18: APPROVE PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #19: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #20: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #21: APPROVE FORMULATION OF CONVERTIBLE ISSUER YES FOR FOR
CORPORATE BONDHOLDER MEETING RULES
PROPOSAL #22: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #23: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #24: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #25.1: ELECT LAI ZHENYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #25.2: ELECT LAI CHAOHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #25.3: ELECT QIAN SHUIJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #25.4: ELECT LAI WENHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #26.1: ELECT WANG XIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #26.2: ELECT DING HUAMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #26.3: ELECT LIU WENFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #27.1: ELECT LU JIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #27.2: ELECT HE SHUGUANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Longfor Group Holdings Limited
TICKER: 960 CUSIP: G5635P109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU YAJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI CHAOJIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT ZENG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: LONGi Green Energy Technology Co., Ltd.
TICKER: 601012 CUSIP: Y9727F102
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 ADDITIONAL ISSUER YES FOR FOR
GUARANTEE PROVISION PLAN
PROPOSAL #3.1: ELECT ZHONG BAOSHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI ZHENGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LIU XUEWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT XU DAPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT ZOU ZONGHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT ZHANG RUMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT TIAN GAOLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI SHOUSHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT GUO JUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT QI CHENGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LI XIANGJU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: LONGi Green Energy Technology Co., Ltd.
TICKER: 601012 CUSIP: Y9727F102
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT AND CONSTRUCTION OF A ISSUER YES FOR FOR
BATTERY PROJECT
PROPOSAL #2: APPROVE ISSUANCE OF LONG-TERM RIGHT ISSUER YES FOR FOR
INCLUDING MEDIUM-TERM NOTES (PERPETUAL BOND)
PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #6: APPROVE RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #6.4: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #6.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #6.7: APPROVE ISSUANCE TIME ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #6.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6.11: APPROVE LISTING FOR TRADING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PLAN ON COMPANY'S RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE RIGHT ISSUANCE
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO RIGHTS ISSUANCE
PROPOSAL #13: APPROVE ADJUSTMENT ON PERFORMANCE SHARE ISSUER YES FOR FOR
QUANTITY AND REPURCHASE PRICE OF THE PERFORMANCE
SHARES INCENTIVE PLAN
PROPOSAL #14: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #15: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: LONGi Green Energy Technology Co., Ltd.
TICKER: 601012 CUSIP: Y9727F102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: APPROVE 2019 GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER AND PARTIES ACTING IN CONCERT
TO COMPANY AND ITS SUBSIDIARIES
PROPOSAL #7: APPROVE 2019 ADDITIONAL GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN AND AUTHORIZATIONS
ISSUER: LONGi Green Energy Technology Co., Ltd.
TICKER: 601012 CUSIP: Y9727F102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: LONGi Green Energy Technology Co., Ltd.
TICKER: 601012 CUSIP: Y9727F102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE ADJUSTMENT ON PERFORMANCE SHARE ISSUER YES FOR FOR
QUANTITY AND PRICE OF THE PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Longshine Technology Co. Ltd.
TICKER: 300682 CUSIP: ADPV41862
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT AND 2019 REMUNERATION AND
ASSESSMENT PLAN
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS AND VERIFICATION REPORT
PROPOSAL #9: APPROVE REPORT ON THE OCCUPATION OF ISSUER YES FOR FOR
COMPANY'S FUNDS BY CONTROLLING SHAREHOLDERS AND OTHER
RELATED PARTIES
PROPOSAL #10: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #14: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #15: APPROVE NAME CHANGE OF PART OF THE ISSUER YES FOR FOR
COMPANY'S SHAREHOLDERS AND PROMOTERS
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Longshine Technology Co. Ltd.
TICKER: 300682 CUSIP: Y5324Y106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
BUSINESS SCOPE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Lonking Holdings Limited
TICKER: 3339 CUSIP: G5636C107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI SAN YIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LUO JIANRU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ZHENG KEWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT YIN KUNLUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT NGAI NGAN YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT WU JIAN MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT CHEN ZHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ELECT QIAN SHIZHENG AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: APPROVE ERNST & YOUNG, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Lotes Co., Ltd.
TICKER: 3533 CUSIP: Y53302108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT ZHU,DE-XIANG, REPRESENTATIVE OF ISSUER YES FOR FOR
JIA MING INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
15, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT HE,DE-YOU, REPRESENTATIVE OF JIA ISSUER YES FOR FOR
MING INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 15,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT JIN,CHANG-MIN, WITH ID NO. ISSUER YES FOR FOR
A121068XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT CAI,MING-RUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 54, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT XIE,JIA-YING, WITH ID NO. ISSUER YES FOR FOR
J120074XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT HU,RUI-QING, WITH ID NO. ISSUER YES FOR FOR
A220494XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT YANG,WEN-MING, WITH ID NO. ISSUER YES FOR FOR
D120101XXX, AS SUPERVISOR
PROPOSAL #6.8: ELECT ZHANG,KUN-YAO, REPRESENTATIVE OF ISSUER YES FOR FOR
JIN LING INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
16, AS SUPERVISOR
PROPOSAL #6.9: ELECT ZHENG,MING-SONG, WITH ID NO. ISSUER YES FOR FOR
N120045XXX, AS SUPERVISOR
ISSUER: Lotte Chemical Titan Holding Bhd.
TICKER: 5284 CUSIP: Y53470103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE DONG WOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT RAFIAH BINTI SALIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PADUKA SITI SA'DIAH BINTI SHEIKH ISSUER YES FOR FOR
BAKIR AS DIRECTOR
PROPOSAL #4: ELECT KIM SO YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED DECEMBER 31, 2018
PROPOSAL #6: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDING DECEMBER 31, 2019
PROPOSAL #7: APPROVE DIRECTORS' REMUNERATION AND ISSUER YES FOR FOR
BENEFITS (EXCLUDING DIRECTORS' FEES)
PROPOSAL #8: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Lotus Health Group Co.
TICKER: 600186 CUSIP: Y3121N100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Lotus Health Group Co.
TICKER: 600186 CUSIP: Y3121N100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Lotus Health Group Company
TICKER: 600186 CUSIP: Y3121N100
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAN ANDAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Lotus Pharmaceutical Co., Ltd.
TICKER: 1795 CUSIP: Y5335F112
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE PLACEMENT ISSUER YES AGAINST AGAINST
ISSUER: Lotus Pharmaceutical Co., Ltd.
TICKER: 1795 CUSIP: Y5335F112
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FUND RAISING ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: LT Group, Inc.
TICKER: LTG CUSIP: Y5342M100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: SECRETARY'S PROOF OF NOTICE OF ISSUER YES FOR FOR
MEETING/CERTIFICATION OF QUORUM
PROPOSAL #3: APPROVE THE MINUTES OF THE 2018 ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 8, 2018
PROPOSAL #4: APPROVE THE MANAGEMENT REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #5: RATIFY ALL ACTS, TRANSACTIONS, AND ISSUER YES FOR FOR
RESOLUTIONS BY THE BOARD OF DIRECTORS AND MANAGEMENT
IN 2018
PROPOSAL #6.1: ELECT LUCIO C. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT CARMEN K. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT HARRY C. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT MICHAEL G. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT LUCIO K. TAN, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT JUANITA TAN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT PETER Y. ONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT JOHNIP CUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.9: ELECT WILFRIDO E. SANCHEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT FLORENCIA G. TARRIELA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.11: ELECT ROBIN C. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ADJOURNMENT ISSUER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P109
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF UNLISTED FOREIGN ISSUER YES FOR FOR
SHARES HELD BY TAILUN CO., LTD. INTO B SHARES
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION OF TAILUN CO., LTD
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
CONVERSION OF UNLISTED SHARES TO B SHARES
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P109
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT ZHOU ZHIJI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P109
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU ZIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU ZHINAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT TENGYUAN YINGLI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CHEN RUIMOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZENG FACHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG FANGSHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LIU DEMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT QIN GUILING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHANG HONGMEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT BI XIULI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHOU ZHIJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PAN AILING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG XINYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT QU DONGMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG SHOUGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU ZILONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF FINANCIAL SHAREHOLDER YES FOR FOR
DEALINGS WITH RELATED PARTIES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P117
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF UNLISTED FOREIGN ISSUER YES FOR FOR
SHARES HELD BY TAILUN CO., LTD. INTO B SHARES
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION OF TAILUN CO., LTD
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
CONVERSION OF UNLISTED SHARES TO B SHARES
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P117
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT ZHOU ZHIJI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P117
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Lu Thai Textile Co., Ltd.
TICKER: 200726 CUSIP: Y5361P117
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU ZIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU ZHINAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT TENGYUAN YINGLI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CHEN RUIMOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZENG FACHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG FANGSHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LIU DEMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT QIN GUILING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHANG HONGMEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT BI XIULI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHOU ZHIJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PAN AILING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG XINYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT QU DONGMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG SHOUGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU ZILONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF FINANCIAL SHAREHOLDER YES FOR FOR
DEALINGS WITH RELATED PARTIES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Lubelski Wegiel BOGDANKA SA
TICKER: LWB CUSIP: X5152C102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES FOR N/A
NOMINEES
ISSUER: Lucky Cement Ltd.
TICKER: LUCK CUSIP: Y53498104
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
YEAR ENDED JUNE 30, 2018
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
YEAR ENDED JUNE 30, 2019
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Lucky Film Co., Ltd.
TICKER: 600135 CUSIP: Y5256Z105
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSTRUCTION INVESTMENT FOR HIGH ISSUER YES FOR FOR
PERFORMANCE LITHIUM ION BATTERY PE DIAPHRAGM
INDUSTRIALIZATION CONSTRUCTION EXPANSION PROJECT
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #3: APPROVE 2018 APPOINT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
ISSUER: Lucky Film Co., Ltd.
TICKER: 600135 CUSIP: Y5256Z105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES AS WELL AS RAISING SUPPORTING FUNDS IN
ACCORDANCE WITH THE RELEVANT LAWS AND REGULATIONS
PROPOSAL #12: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #13: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #14: APPROVE DETAILS OF COMPANY'S PLAN FOR ISSUER YES FOR FOR
ACQUISITION BY CASH WITH ISSUANCE OF SHARES AND
RAISING SUPPORTING FUNDS
PROPOSAL #14.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
OF TARGET ASSETS
PROPOSAL #14.4: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #14.7: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE, AND PRICING BASIS
PROPOSAL #14.8: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #14.9: APPROVE ARRANGEMENT FOR ATTRIBUTION ISSUER YES FOR FOR
OF PROFIT AND LOSS DURING THE TRANSITION PERIOD
PROPOSAL #14.10: APPROVE DELIVERY OF ASSETS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF CONTRACTUAL OBLIGATIONS
PROPOSAL #14.11: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #14.12: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #14.13: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #14.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #14.15: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #14.16: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #14.17: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #14.18: APPROVE AMOUNT OF FUNDS TO BE RAISED ISSUER YES FOR FOR
PROPOSAL #14.19: APPROVE PRICING BASIS AND ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #14.20: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #14.21: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #14.22: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.23: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #14.24: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #14.25: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #15: APPROVE RELEVANT FINANCIAL REPORT AND ISSUER YES FOR FOR
ASSET EVALUATION REPORT
PROPOSAL #16: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH WITH ISSUANCE OF SHARES
AND RAISING SUPPORTING FUNDS
PROPOSAL #17: APPROVE SIGNING OF SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT AND ITS SUPPLEMENTARY AGREEMENT
PROPOSAL #18: APPROVE SIGNING OF PROFIT FORECAST ISSUER YES FOR FOR
COMPENSATION AGREEMENT AND ITS SUPPLEMENTARY
PROPOSAL #19: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #20: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN
PROPOSAL #21: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO ACQUISITION BY CASH
WITH ISSUANCE OF SHARES AND RAISING SUPPORTING FUNDS
PROPOSAL #23: APPROVE CONTINUE TO CARRY OUT FINANCIAL SHAREHOLDER YES FOR N/A
SERVICE AGREEMENT
ISSUER: Luenmei Quantum Co., Ltd.
TICKER: 600167 CUSIP: Y77420100
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND WORKING SYSTEM OF BOARD AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Luenmei Quantum Co., Ltd.
TICKER: 600167 CUSIP: Y77420100
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Lungyen Life Service Corp.
TICKER: 5530 CUSIP: Y5379T101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Luolai Lifestyle Technology Co., Ltd.
TICKER: 2293 CUSIP: Y5345Z108
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Luolai Lifestyle Technology Co., Ltd.
TICKER: 002293 CUSIP: Y5345Z108
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STRATEGIC INVESTMENT IN THE ISSUER YES FOR FOR
COMPANY THROUGH AGREEMENT TRANSFER BY CA FABRIC
INVESTMENTS
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF 2017 ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE REPURCHASE CANCELLATION OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Luolai Lifestyle Technology Co., Ltd.
TICKER: 2293 CUSIP: Y5345Z108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE CREDIT LINE AND GUARANTEE ISSUER YES AGAINST AGAINST
MATTERS
ISSUER: Luolai Lifestyle Technology Co., Ltd.
TICKER: 002293 CUSIP: Y5345Z108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GONG ZHIZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Luoniushan Co Ltd
TICKER: 000735 CUSIP: Y2981N101
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Luoniushan Co., Ltd.
TICKER: 735 CUSIP: Y2981N101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON MATTERS RELATED TO ISSUER YES FOR FOR
COOPERATIVE DEVELOPMENT OF REAL ESTATE PROJECTS
ISSUER: Luoniushan Co., Ltd.
TICKER: 735 CUSIP: Y2981N101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Lupin Ltd.
TICKER: 500257 CUSIP: Y5362X101
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAMESH SWAMINATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NILESH DESHBANDHU GUPTA AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TRANSFER OF REGISTER OF MEMBERS, ISSUER YES FOR FOR
DOCUMENTS AND CERTIFICATES TO SHARE REGISTRARS
ISSUER: Lupin Ltd.
TICKER: 500257 CUSIP: Y5362X101
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
KAMAL K. SHARMA AS ADVISOR
PROPOSAL #2: APPROVE VARIATION IN REMUNERATION ISSUER YES FOR FOR
PAYABLE TO NILESH DESHBANDHU GUPTA AS MANAGING
ISSUER: Lupin Ltd.
TICKER: 500257 CUSIP: Y5362X101
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANJU D. GUPTA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS CHAIRMAN, NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE VIJAY KELKAR TO CONTINUE OFFICE ISSUER YES AGAINST AGAINST
AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE R. A. SHAH TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE K. U. MADA TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3.1: ELECT LI YANYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DONG HONGLIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DUAN DONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT MA TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHU NANJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT JIANG GUODONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT CHA RUIPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.4: APPROVE LISTING TRANSFER METHOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN AND ITS SUMMARY
PROPOSAL #1.1: APPROVE GOAL AND MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF STOCK OPTIONS
PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE AND LOCK-UP PERIOD
PROPOSAL #1.5: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING
PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.1: APPROVE GRANT INTEREST AND EXERCISING ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #1.11: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY
AND INCENTIVE OBJECTS
PROPOSAL #1.12: APPROVE CHANGE OR TERMINATION OF THE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE APPRAISAL MEASURES OF THE STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE RESIGNATION OF LI YANYONG AS ISSUER YES FOR FOR
NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT JIA QINGWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: APPROVE RESIGNATION OF JIANG GUODONG ISSUER YES FOR FOR
AS SUPERVISOR
PROPOSAL #2.2: ELECT HAN YUANQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF FINANCING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
MANAGERS TO PARTICIPATE IN LAND AUCTION RIGHTS
PROPOSAL #11: ABOUT PROJECT AND INVESTMENT MANAGEMENT ISSUER YES FOR FOR
MEASURES
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Lushang Property Co., Ltd.
TICKER: 600223 CUSIP: Y5363M104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Luxi Chemical Group Co., Ltd.
TICKER: 000830 CUSIP: Y7680K100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES AND ISSUER YES AGAINST AGAINST
FINANCING
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE RECEIPT OF LOAN FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS, RULES ON SHAREHOLDER
MEETINGS AND RULES AND PROCEDURES REGARDING MEETINGS
OF BOARD OF SUPERVISOR
PROPOSAL #13.1: ELECT ZHANG JINCHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.2: ELECT JIAO YANBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT CAI YINGQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.1: ELECT WANG YUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT JIANG TAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LIU GUANGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT ZHANG HUIYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT WANG FUJIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT LIU YUCAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT JIN TONGYING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Luxin Venture Capital Group Co., Ltd.
TICKER: 600783 CUSIP: Y5S47U100
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
ISSUER: Luxin Venture Capital Group Co., Ltd.
TICKER: 600783 CUSIP: Y5S47U100
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION MANNER
PROPOSAL #2.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE REDEMPTION OR RESALE ISSUER YES FOR FOR
CONDITIONS
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.9: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.1: APPROVE CREDITWORTHINESS AND SAFEGUARD ISSUER YES FOR FOR
MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Luxin Venture Capital Group Co., Ltd.
TICKER: 600783 CUSIP: Y5S47U100
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Luxin Venture Capital Group Co., Ltd.
TICKER: 600783 CUSIP: Y5S47U100
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG QINGBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Luxin Venture Capital Group Co., Ltd.
TICKER: 600783 CUSIP: Y5S47U100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BOARD OF INDEPENDENT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE ESTABLISHMENT OF LIMITED SHAREHOLDER YES FOR FOR
PARTNERSHIP FUND
PROPOSAL #10.1: ELECT WANG BIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LIU BAIZHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LI GAOFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT WANG XUDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT GUO QUANZHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT HOU ZHENKAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT REN HUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.2: ELECT LIU JIANKANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.3: ELECT TANG QINGBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12.1: ELECT GUO SHOUGUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT MA GUANGHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.3: ELECT LIU MEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Luxshare Precision Industry Co. Ltd.
TICKER: 2475 CUSIP: Y7744X106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE OF INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE DETERMINATION BASIS AND SCOPE ISSUER YES FOR FOR
OF TARGET SUBSCRIBER
PROPOSAL #1.3: APPROVE LIST OF TARGET SUBSCRIBER AND ISSUER YES FOR FOR
ALLOCATION SITUATION
PROPOSAL #1.4: APPROVE TYPE, SOURCE AND SCALE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE VALIDITY PERIOD, AUTHORIZED ISSUER YES FOR FOR
DATE, WAITING PERIOD, VESTING DATE, EXERCISE RATIO,
AND LOCK-UP PERIOD
PROPOSAL #1.6: APPROVE DETERMINATION OF EXERCISE ISSUER YES FOR FOR
PRICE AND EXERCISE PRICE
PROPOSAL #1.7: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.8: APPROVE GRANT AND EXERCISE PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE ADJUSTMENT METHOD AND ISSUER YES FOR FOR
PROCEDURE
PROPOSAL #1.1: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS ISSUER YES FOR FOR
PROPOSAL #1.12: APPROVE CHANGES AND TERMINATION ISSUER YES FOR FOR
PROPOSAL #1.13: APPROVE MECHANISM FOR DISPUTES OR ISSUER YES FOR FOR
DISPUTES BETWEEN THE COMPANY AND INCENTIVE OBJECT
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Luxshare Precision Industry Co. Ltd.
TICKER: 002475 CUSIP: Y7744X106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE OF IMPLEMENTATION OF ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE LIST OF PERSONNEL AND ISSUER YES FOR FOR
DISTRIBUTION OF INCENTIVE TARGETS
PROPOSAL #1.4: APPROVE TYPE, SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, VESTING DATE, EXERCISE RATIO AND LOCK-UP
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE CONDITIONS OF GRANT AND ISSUER YES FOR FOR
CONDITIONS OF EXERCISE
PROPOSAL #1.8: APPROVE GRANT AND EXERCISE PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE CONDITIONS TO CHANGE OR ISSUER YES FOR FOR
TERMINATE THE INCENTIVE PLAN
PROPOSAL #1.13: APPROVE MECHANISM FOR DISPUTES OR ISSUER YES FOR FOR
DISPUTES BETWEEN THE COMPANY AND INCENTIVE OBJECT
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Luxshare Precision Industry Co. Ltd.
TICKER: 2475 CUSIP: Y7744X106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Luxshare Precision Industry Co., Ltd.
TICKER: 002475 CUSIP: Y7744X106
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS FROM ISSUER YES FOR FOR
THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Luyang Energy-Saving Materials Co., Ltd.
TICKER: 2088 CUSIP: Y76822124
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANTHONY B. GREENE AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2: ELECT LIU JIALI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Luyang Energy-Saving Materials Co., Ltd.
TICKER: 2088 CUSIP: Y76822124
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Luye Pharma Group Ltd.
TICKER: 2186 CUSIP: G57007109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LIU DIAN BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHANG HUA QIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHOY SZE CHUNG JOJO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Luyin Investment Group Co., Ltd.
TICKER: 600784 CUSIP: Y5362A101
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Luyin Investment Group Co., Ltd.
TICKER: 600784 CUSIP: Y5362A101
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT ZHANG YUCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG YULIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG YABIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Luyin Investment Group Co., Ltd.
TICKER: 600784 CUSIP: Y5362A101
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN FROM CONTROLLING SHAREHOLDER
ISSUER: Luyin Investment Group Co., Ltd.
TICKER: 600784 CUSIP: Y5362A101
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OVERALL PLAN FOR MAJOR ASSET ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE THIS TRANSACTION ADJUSTMENT DOES ISSUER YES FOR FOR
NOT CONSTITUTE AS MAJOR ADJUSTMENT
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET ACQUISITION
PROPOSAL #4: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS MAJOR LISTING
PROPOSAL #6: APPROVE COMPANY STOCK PRICE VOLATILITY ISSUER YES FOR FOR
HAD NOT ACHIEVE THE STANDARDS OF ARTICLE 5
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
MAJOR ASSET ACQUISITION
PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT AND ISSUER YES FOR FOR
REVIEW REPORT
PROPOSAL #14: APPROVE SIGNING OF CONDITIONAL PROPERTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT AND ITS SUPPLEMENTARY
PROPOSAL #15: APPROVE SIGNING OF CONDITIONAL PROFIT ISSUER YES FOR FOR
FORECAST COMPENSATION AGREEMENT
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE APPOINTMENT OF INTERMEDIARY ISSUER YES FOR FOR
SERVICE AGENCY FOR THIS TRANSACTION
ISSUER: Luzhou Laojiao Co., Ltd.
TICKER: 568 CUSIP: Y5347R104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE MANNER OF REPAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.8: APPROVE TERMS OF REDEMPTION OR APPROVE ISSUER YES FOR FOR
TERMS OF SELL-BACK
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Luzhou Laojiao Co., Ltd.
TICKER: 000568 CUSIP: Y5347R104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: M. Dias Branco SA Industria e Comercio de Alimentos
TICKER: MDIA3 CUSIP: P64876108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARIA CONSUELO SARAIVA LEAO DIAS BRANCO AS
BOARD CHAIRMAN AND GERALDO LUCIANO MATTOS JUNIOR AS
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FRANCISCO CLAUDIO SARAIVA LEAO DIAS BRANCO AS
BOARD VICE-CHAIRMAN AND VERA MARIA RODRIGUES PONTE AS
ALTERNATE
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FRANCISCO MARCOS SARAIVA LEAO DIAS BRANCO AS
DIRECTOR AND MARIA REGINA SARAIVA LEAO DIAS BRANCO
XIMENES AS ALTERNATE
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME AFFONSO FERREIRA AS INDEPENDENT
DIRECTOR AND DANIEL MOTA GUTIERREZ AS ALTERNATE
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FERNANDO FONTES IUNES AS INDEPENDENT DIRECTOR
AND MARIA DAS GRACAS DIAS BRANCO DA ESCOSSIA AS
ALTERNATE
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL FUNIS AS INDEPENDENT DIRECTOR AND LUIZA
ANDREA FARIAS NOGUEIRA AS ALTERNATE
PROPOSAL #7: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
ISSUER: M. Dias Branco SA Industria e Comercio de Alimentos
TICKER: MDIA3 CUSIP: P64876108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: AMEND ARTICLES ISSUER NO N/A N/A
ISSUER: M.video PJSC
TICKER: MVID CUSIP: X5596G107
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT 14 ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ANDREAS BLASE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT PAVEL BREEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT MIKAIL GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT SAID GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT ELDAR VAGAPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT ANDREY DEREKH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT VILEN YELISEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT ANTON ZHUCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT JANUSZ ALEKSANDER LELLA AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #3.1: ELECT ALEKSEY MAKHNEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.11: ELECT AVET MIRAKIAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.12: ELECT VLADIMIR PREOBRAZHENSKY AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #3.13: ELECT ALEKSANDR TYNKOVAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.14: ELECT BILAN UZHAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
ISSUER: M.video PJSC
TICKER: MVID CUSIP: X5596G107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT 14 ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ANDREAS BLASE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT PAVEL BREEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT ELDAR VAGAPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT MIKAIL GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT SAID GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT ANDREI DEREKH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT VILEN ELISEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT ANTON ZHUCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT ALEKSEI MAKHNEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.10: ELECT AVET MIRAKIAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.11: ELECT VLADIMIR PREOBRAZHENSKII AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #3.12: ELECT ALEKSANDR TYNKOVAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.13: ELECT BILAN UZHAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.14: ELECT JANUSZ LELLA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.15: ELECT SERGEI MENZHINSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.1: ELECT ANDREI GOROKHOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT ALEKSEI ROZHKOVSKII AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT EVGENII BEZLIK AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT COMMISSION MEMBERS
PROPOSAL #6: RATIFY ERNST AND YOUNG AS AUDITOR ISSUER YES FOR FOR
ISSUER: Maanshan Iron & Steel Co., Ltd.
TICKER: 323 CUSIP: Y5361G109
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SUPPLEMENTARY CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY
LIMITED AND PROPOSED ANNUAL CAPS
PROPOSAL #2: APPROVE THE SUPPLEMENTARY ENERGY SAVING ISSUER YES FOR FOR
AND ENVIRONMENTAL PROTECTION AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND ANHUI XINCHUANG ENERGY SAVING
AND ENVIRONMENTAL PROTECTION SCIENCE & TECHNOLOGY
CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #3: APPROVE THE 2019-2021 SALE AND PURCHASE ISSUER YES FOR FOR
OF ORE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND
MAGANG (GROUP) HOLDING COMPANY LIMITED AND PROPOSED
ANNUAL CAPS
PROPOSAL #4: APPROVE THE 2019-2021 ENERGY SAVING AND ISSUER YES FOR FOR
ENVIRONMENTAL PROTECTION AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND ANHUI XINCHUANG ENERGY SAVING
AND ENVIRONMENTAL PROTECTION SCIENCE & TECHNOLOGY
CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY
LIMITED AND PROPOSED ANNUAL CAPS
PROPOSAL #6: APPROVE THE LOAN SERVICES TRANSACTIONS ISSUER YES FOR FOR
CONTEMPLATED UNDER THE 2019-2021 FINANCIAL SERVICES
AGREEMENT ENTERED INTO BETWEEN MAGANG GROUP FINANCE
CO. LTD. AND MAGANG (GROUP) HOLDING COMPANY LIMITED
AND PROPOSED ANNUAL CAPS
PROPOSAL #7: APPROVE THE SHARE TRANSFER AGREEMENT OF ISSUER YES FOR FOR
MA STEEL SCRAP STEEL CO., LTD.
PROPOSAL #8: APPROVE THE CAPITAL INCREASE AGREEMENT ISSUER YES FOR FOR
OF ANHUI MA STEEL K. WAH NEW BUILDING MATERIALS CO.,
PROPOSAL #9: APPROVE THE CAPITAL INCREASE AGREEMENT ISSUER YES FOR FOR
OF ANHUI MA STEEL CHEMICAL ENERGY TECHNOLOGY CO.,
PROPOSAL #10: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MA STEEL SCRAP STEEL CO., LTD. AND
PROPOSED ANNUAL CAPS
PROPOSAL #11: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND ANHUI MA STEEL K. WAH NEW BUILDING
MATERIALS CO., LTD AND PROPOSED ANNUAL CAPS
PROPOSAL #12: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND ANHUI MA STEEL CHEMICAL ENERGY
TECHNOLOGY CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #13: APPROVE 2018 INTERIM PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
ISSUER: Maanshan Iron & Steel Co., Ltd.
TICKER: 323 CUSIP: Y5361G117
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SUPPLEMENTARY CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY
LIMITED AND PROPOSED ANNUAL CAPS
PROPOSAL #2: APPROVE THE SUPPLEMENTARY ENERGY SAVING ISSUER YES FOR FOR
AND ENVIRONMENTAL PROTECTION AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND ANHUI XINCHUANG ENERGY SAVING
AND ENVIRONMENTAL PROTECTION SCIENCE & TECHNOLOGY
CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #3: APPROVE THE 2019-2021 SALE AND PURCHASE ISSUER YES FOR FOR
OF ORE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND
MAGANG (GROUP) HOLDING COMPANY LIMITED AND PROPOSED
ANNUAL CAPS
PROPOSAL #4: APPROVE THE 2019-2021 ENERGY SAVING AND ISSUER YES FOR FOR
ENVIRONMENTAL PROTECTION AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND ANHUI XINCHUANG ENERGY SAVING
AND ENVIRONMENTAL PROTECTION SCIENCE & TECHNOLOGY
CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY
LIMITED AND PROPOSED ANNUAL CAPS
PROPOSAL #6: APPROVE THE LOAN SERVICES TRANSACTIONS ISSUER YES FOR FOR
CONTEMPLATED UNDER THE 2019-2021 FINANCIAL SERVICES
AGREEMENT ENTERED INTO BETWEEN MAGANG GROUP FINANCE
CO. LTD. AND MAGANG (GROUP) HOLDING COMPANY LIMITED
AND PROPOSED ANNUAL CAPS
PROPOSAL #7: APPROVE THE SHARE TRANSFER AGREEMENT OF ISSUER YES FOR FOR
MA STEEL SCRAP STEEL CO., LTD.
PROPOSAL #8: APPROVE THE CAPITAL INCREASE AGREEMENT ISSUER YES FOR FOR
OF ANHUI MA STEEL K. WAH NEW BUILDING MATERIALS CO.,
PROPOSAL #9: APPROVE THE CAPITAL INCREASE AGREEMENT ISSUER YES FOR FOR
OF ANHUI MA STEEL CHEMICAL ENERGY TECHNOLOGY CO.,
PROPOSAL #10: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND MA STEEL SCRAP STEEL CO., LTD. AND
PROPOSED ANNUAL CAPS
PROPOSAL #11: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND ANHUI MA STEEL K. WAH NEW BUILDING
MATERIALS CO., LTD AND PROPOSED ANNUAL CAPS
PROPOSAL #12: APPROVE THE 2019-2021 CONTINUING ISSUER YES FOR FOR
CONNECTED TRANSACTIONS AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND ANHUI MA STEEL CHEMICAL ENERGY
TECHNOLOGY CO., LTD. AND PROPOSED ANNUAL CAPS
PROPOSAL #13: APPROVE 2018 INTERIM PROFIT ISSUER YES FOR FOR
DISTRIBUTION PLAN
ISSUER: Maanshan Iron & Steel Company Limited
TICKER: 323 CUSIP: Y5361G109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT FOR THE YEAR 2018
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Maanshan Iron & Steel Company Limited
TICKER: 323 CUSIP: Y5361G117
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT FOR THE YEAR 2018
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Maccura Biotechnology Co., Ltd.
TICKER: 300463 CUSIP: Y7T31T106
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES FOR FOR
CHINA POSTAL SAVINGS BANK CO., LTD. CHENGDU BRANCH
PROPOSAL #2: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES FOR FOR
INDUSTRIAL AND COMMERCIAL BANK OF CHINA, CHENGDU
YANSHIKOU BRANCH
ISSUER: Maccura Biotechnology Co., Ltd.
TICKER: 300463 CUSIP: Y7T31T106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE FROM BANK OF COMMUNICATIONS
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE FROM INDUSTRIAL BANK CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Maccura Biotechnology Co., Ltd.
TICKER: 300463 CUSIP: Y7T31T106
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TANG YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GUO LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG DENGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIU QILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WU MINGJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XU SHENGGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT FU DAIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI WANYI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT PENG GANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZOU YUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YANG HUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Maccura Biotechnology Co., Ltd.
TICKER: 300463 CUSIP: Y7T31T106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AND 2019
REMUNERATION PLAN OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBER
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION
PROPOSAL #11.2: APPROVE PROVISION OF FINANCING ISSUER YES AGAINST AGAINST
GUARANTEE FOR SUBSIDIARY
ISSUER: MACHVISION, Inc.
TICKER: 3563 CUSIP: Y5360T102
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #3: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT COLLIN WANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT YUNG-YANG CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 11 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT MING-CHANG YU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT YUNG-SHUN CHUANG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 225 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT DAVID YEN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
484 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT TSU-TE LI WITH ID NO. A102418XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT TSUNG-MING YEN WITH ID NO. ISSUER YES FOR FOR
N101168XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT MING-HAN DU WITH ID NO. ISSUER YES FOR FOR
Y100298XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: MACHVISION, Inc.
TICKER: 3563 CUSIP: Y5360T102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHENG FU SHENG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.11806 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Macrolink Culturaltainment Development Co., Ltd.
TICKER: 000620 CUSIP: Y6147N103
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
PRIVATE PLACEMENT
PROPOSAL #3: APPROVE 2018 ADDITIONAL GUARANTEE ISSUER YES FOR FOR
PROVISION
ISSUER: Macrolink Culturaltainment Development Co., Ltd.
TICKER: 620 CUSIP: Y6147N103
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE PAYMENT FOR FINANCING GUARANTEE ISSUER YES FOR FOR
FEE
PROPOSAL #3: APPROVE CHANGE IN REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Macrolink Culturaltainment Development Co., Ltd.
TICKER: 620 CUSIP: Y6147N103
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: ELECT YANG YUNFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR AND SPECIAL COMMITTEE MEMBER
ISSUER: Macrolink Culturaltainment Development Co., Ltd.
TICKER: 620 CUSIP: Y6147N103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EXTENSION OF
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF
SHARES
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Macronix International Co., Ltd.
TICKER: 2337 CUSIP: Y5369A104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENT OF THE FOLLOWING INTERNAL ISSUER YES FOR FOR
RULES: A. PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B. PROCEDURES FOR FINANCIAL DERIVATIVES
TRANSACTIONS; C. PROCEDURES FOR RULES FOR LOANS TO
OTHERS; D. PROCEDURES FOR ENDORSEMENT AND GUARANTEE
PROPOSAL #4: APPROVE OF PUBLIC OFFERING AND/OR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SECURITIES
PROPOSAL #5: APPROVE ISSUANCE OF NEW SHARES FOR ISSUER YES FOR FOR
EMPLOYEE RESTRICTED STOCK AWARDS
PROPOSAL #6.1: ELECT MIIN CHYOU WU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.21, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT A REPRESENTATIVE OF CHIEN HSU ISSUER YES AGAINST AGAINST
INVESTMENT CORPORATION WITH SHAREHOLDER NO.1242496 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT CHIH-YUAN LU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.45641, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT SHIGEKI MATSUOKA, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHUN YIN INVESTMENT LTD WITH
SHAREHOLDER NO.777505, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHENG-YI FANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.239, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT CHUNG-LAUNG LIU, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.941249, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT A REPRESENTATIVE OF ACHI CAPITAL ISSUER YES AGAINST AGAINST
LIMITED WITH SHAREHOLDER NO.1065570 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHE-HO WEI, WITH ID ISSUER YES AGAINST AGAINST
NO.L101566XXX (L10156XXXX), AS NON-INDEPENDENT
PROPOSAL #6.9: ELECT DANG-HSING YIU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.810, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT FUL-LONG NI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.837, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT A REPRESENTATIVE OF HUI YING ISSUER YES AGAINST AGAINST
INVESTMENT LTD. WITH SHAREHOLDER NO.280338 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT CHIANG KAO, WITH ID ISSUER YES FOR FOR
NO.A100383XXX (A10038XXXX), AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT YAN-KUIN SU, WITH ID ISSUER YES FOR FOR
NO.E101280XXX (E10128XXXX), AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT JOHN C.F. CHEN, WITH ID ISSUER YES FOR FOR
NO.N100056XXX (N10005XXXX), AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT TU TZU-CHUN, WITH ID ISSUER YES FOR FOR
NO.T120363XXX (T12036XXXX), AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF DIRECTORS' NON- ISSUER YES FOR FOR
COMPETITION OBLIGATION
ISSUER: Madinet Nasr for Housing & Development S.A.E.
TICKER: MNHD CUSIP: M6879R101
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2018
PROPOSAL #5: APPROVE CORPORATE GOVERNANCE POLICIES ISSUER NO N/A N/A
PROPOSAL #6: APPROVE INCREASE OF ISSUED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES 6 AND 7 OF BYLAWS ACCORDINGLY
PROPOSAL #7: APPROVE CHARITABLE DONATIONS OF MINIMUM ISSUER NO N/A N/A
EGP 1,000 FOR FY 2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE ALLOWANCES AND TRANSPORTATION ISSUER NO N/A N/A
EXPENSES OF DIRECTORS FOR FY 2019
PROPOSAL #10: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: Madinet Nasr for Housing & Development S.A.E.
TICKER: MNHD CUSIP: M6879R101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: Madinet Nasr for Housing & Development S.A.E.
TICKER: MNHD CUSIP: M6879R101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 21, 46 AND 50 OF BYLAWS ISSUER NO N/A N/A
RE: CUMULATIVE VOTING ADOPTION
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: Magazine Luiza SA
TICKER: MGLU3 CUSIP: P6425Q109
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUIZA HELENA TRAJANO INACIO RODRIGUES AS
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO JOSE FERREIRA E SILVA AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS RENATO DONZELLI AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT INES CORREA DE SOUZA AS INDEPENDENT DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE PASCHOAL ROSSETTI AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BETANIA TANURE DE BARROS AS INDEPENDENT
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SILVIO ROMERO DE LEMOS MEIRA AS INDEPENDENT
DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #11: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #12.1: ELECT EDUARDO CHRISTOVAM GALDI SHAREHOLDER NO N/A N/A
MESTIERI AS FISCAL COUNCIL MEMBER APPOINTED BY
MINORITY SHAREHOLDER
PROPOSAL #12.2: ELECT THIAGO COSTA JACINTO AS SHAREHOLDER NO N/A N/A
ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY MINORITY
SHAREHOLDER
PROPOSAL #13: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
ISSUER: Magazine Luiza SA
TICKER: MGLU3 CUSIP: P6425Q109
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ACQUISITIONS OF TECNOLOGIA ISSUER NO N/A N/A
SOFTBOX SISTEMAS DE INFORMACAO LTDA., CERTA
ADMINISTRACAO LTDA. AND KELEX TECNOLOGIA LTDA.
PROPOSAL #2: RATIFY AMERICAN APPRAISAL SERVICOS DE ISSUER NO N/A N/A
AVALIACAO LTDA. (DUFF & PHELPS BRASIL) AS THE
INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #4: RECTIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT APPROVED AT THE APRIL 13, 2018, AGM/EGM
ISSUER: Magnesita Refratarios SA
TICKER: MAGG3 CUSIP: P6426L158
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S DELISTING FROM THE ISSUER YES AGAINST AGAINST
NOVO MERCADO SEGMENT OF THE SAO PAULO STOCK EXCHANGE
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: 55953Q202
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: 55953Q202
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 166.78 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.1: ELECT ALEXANDER VINOKUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT TIMOTHY DEMCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT JAN DUNNING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT SERGEY ZAKHAROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT HANS KOCH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.6: ELECT EVGENIY KUZNETSOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.7: ELECT ALEXEY MAKHNEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT GREGOR MOWAT AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT CHARLES RYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: ELECT JAMES SIMMONS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT PAUL FOLEY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT VLADIMIR CHIRAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT FLORIAN JANSEN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT EVGENY PROKOSHEV AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT IRINA TSYPLENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT ALEXEY NERONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND CHARTER RE: ARTICLE 8.9 EQUITIES ISSUER YES FOR N/A
AND SHAREHOLDERS' RIGHTS
PROPOSAL #10: AMEND CHARTER RE: ARTICLE 8.9 EQUITIES ISSUER YES AGAINST AGAINST
AND SHAREHOLDERS' RIGHTS
PROPOSAL #11: AMEND CHARTER RE: GENERAL SHAREHOLDERS ISSUER YES FOR N/A
MEETINGS
PROPOSAL #12: AMEND CHARTER RE: GENERAL SHAREHOLDERS ISSUER YES FOR FOR
MEETINGS
PROPOSAL #13: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES FOR N/A
SUBPARAGRAPH 32 BOARD OF DIRECTORS
PROPOSAL #14: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES AGAINST AGAINST
SUBPARAGRAPH 32 BOARD OF DIRECTORS
PROPOSAL #15: AMEND CHARTER RE: ARTICLE 14.2 ISSUER YES FOR N/A
MANAGEMENT BOARD
PROPOSAL #16: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR N/A
DIRECTORS
PROPOSAL #18: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #19: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES AGAINST N/A
SUBPARAGRAPH 43 BOARD OF DIRECTORS
PROPOSAL #20: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES FOR FOR
SUBPARAGRAPH 43 BOARD OF DIRECTORS
PROPOSAL #21: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 30
PROPOSAL #22: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
RE: ARTICLE 30
PROPOSAL #23: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 35.1
PROPOSAL #24: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
RE: ARTICLE 35.1
PROPOSAL #25: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 42
PROPOSAL #26: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
RE: ARTICLE 42
PROPOSAL #27: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #28: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #29: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #30: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: X51729105
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Magnit PJSC
TICKER: MGNT CUSIP: X51729105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 166.78 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.1: ELECT ALEXANDER VINOKUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT TIMOTHY DEMCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT JAN DUNNING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT SERGEY ZAKHAROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT HANS KOCH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.6: ELECT EVGENIY KUZNETSOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.7: ELECT ALEXEY MAKHNEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT GREGOR MOWAT AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT CHARLES RYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: ELECT JAMES SIMMONS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT PAUL FOLEY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT VLADIMIR CHIRAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT FLORIAN JANSEN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT EVGENY PROKOSHEV AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT IRINA TSYPLENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT ALEXEY NERONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND CHARTER RE: ARTICLE 8.9 EQUITIES ISSUER YES FOR N/A
AND SHAREHOLDERS' RIGHTS
PROPOSAL #10: AMEND CHARTER RE: ARTICLE 8.9 EQUITIES ISSUER YES AGAINST AGAINST
AND SHAREHOLDERS' RIGHTS
PROPOSAL #11: AMEND CHARTER RE: GENERAL SHAREHOLDERS ISSUER YES FOR N/A
MEETINGS
PROPOSAL #12: AMEND CHARTER RE: GENERAL SHAREHOLDERS ISSUER YES FOR FOR
MEETINGS
PROPOSAL #13: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES FOR N/A
SUBPARAGRAPH 32 BOARD OF DIRECTORS
PROPOSAL #14: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES AGAINST AGAINST
SUBPARAGRAPH 32 BOARD OF DIRECTORS
PROPOSAL #15: AMEND CHARTER RE: ARTICLE 14.2 ISSUER YES FOR N/A
MANAGEMENT BOARD
PROPOSAL #16: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR N/A
DIRECTORS
PROPOSAL #18: AMEND CHARTER RE: ARTICLE 14.2 BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #19: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES AGAINST N/A
SUBPARAGRAPH 43 BOARD OF DIRECTORS
PROPOSAL #20: AMEND CHARTER RE: ARTICLE 14.2, ISSUER YES FOR FOR
SUBPARAGRAPH 43 BOARD OF DIRECTORS
PROPOSAL #21: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 30
PROPOSAL #22: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
RE: ARTICLE 30
PROPOSAL #23: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 35.1
PROPOSAL #24: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
RE: ARTICLE 35.1
PROPOSAL #25: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR N/A
RE: ARTICLE 42
PROPOSAL #26: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
RE: ARTICLE 42
PROPOSAL #27: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #28: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #29: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #30: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
ISSUER: Magnitogorsk Iron & Steel Works PJSC
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
YEAR OF FISCAL 2018
ISSUER: Magnitogorsk Iron & Steel Works PJSC
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF FOR FIRST ISSUER YES FOR FOR
NINE MONTHS OF FISCAL 2018
ISSUER: Magnitogorsk Iron & Steel Works PJSC
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #2: ELECT GENERAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4: CANCEL REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
ISSUER: Magnitogorsk Iron & Steel Works PJSC
TICKER: MAGN CUSIP: X5170Z109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDENDS OF RUB 1.398 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3.1: ELECT VIKTOR RASHNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ANDREI EREMIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.3: ELECT KIRILL LEVIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.4: ELECT VALERII MARTSINOVICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.5: ELECT RALF MORGAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.6: ELECT NIKOLAI NIKIFOROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT OLGA RASHNIKOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT ZUMRUD RUSTAMOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT SERGEI USHAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT PAVEL SHILIAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #6.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #6.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
CEO
PROPOSAL #7: APPROVE DIVIDENDS ISSUER YES FOR FOR
ISSUER: Magnum Berhad
TICKER: 3859 CUSIP: Y61831106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES)
PROPOSAL #3: ELECT LAWRENCE LIM SWEE LIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT KRIAN UPATKOON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AMEND CONSTITUTION ISSUER YES FOR FOR
ISSUER: Magyar Telekom Telecommunications Plc
TICKER: MTEL CUSIP: X5187V109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5.1: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM APPROVED AT 2018 AGM
PROPOSAL #5.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT ROBERT HAUBER AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #8.2: ELECT TIBOR REKASI AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.3: ELECT EVA SOMORJAI-TAMASSY AS ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8.4: ELECT GUIDO MENZEL AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.5: ELECT RALF NEJEDL AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.6: ELECT FRANK ODZUCK AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.7: ELECT MIHALY PATAI AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #9.1: ELECT JANOS ILLESSY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.2: ELECT SANDOR KEREKES AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.3: ELECT TAMAS LICHNOVSZKY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.4: ELECT MARTIN MEFFERT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.5: ELECT ATTILA BUJDOSO AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.6: ELECT LASZLO PAP AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #9.7: ELECT KAROLY SALAMON AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.8: ELECT ZSOLTNE VARGA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9.9: ELECT KONRAD WETZKER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10.1: ELECT JANOS ILLESSY AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #10.2: ELECT SANDOR KEREKES AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #10.3: ELECT LASZLO PAP AS AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #10.4: ELECT KAROLY SALAMON AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #10.5: ELECT KONRAD WETZKER AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #11: AMEND REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND REGULATIONS ON SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: Mahanagar Gas Ltd.
TICKER: 539957 CUSIP: Y5S732109
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT VIRENDRA NATH DATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJEEV KUMAR MATHUR AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
GOUTAM GHOSH AS WHOLE TIME DIRECTOR DESIGNATED AS
TECHNICAL DIRECTOR
PROPOSAL #8: REELECT RAJ KISHORE TEWARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PREMESH KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SANJIB DATTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SANJIB DATTA AS MANAGING DIRECTOR
PROPOSAL #12: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #13: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #14: ELECT SATISH GAVAI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Mahanagar Gas Ltd.
TICKER: 539957 CUSIP: Y5S732109
MEETING DATE: 11/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Mahindra & Mahindra Financial Services Limited
TICKER: M&MFIN CUSIP: Y53987122
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANISH SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
ISSUER: Mahindra & Mahindra Financial Services Ltd.
TICKER: 532720 CUSIP: Y53987122
MEETING DATE: 3/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MILIND SARWATE AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Mahindra & Mahindra Ltd.
TICKER: M&M CUSIP: Y54164150
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANAND MAHINDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REELECT M. M. MURUGAPPAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT NADIR B. GODREJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF DEBT SECURITIES ON ISSUER YES FOR FOR
PRIVATE PLACEMENT BASIS
ISSUER: Mahindra CIE Automotive Limited
TICKER: 532756 CUSIP: Y53867100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JESUS MARIA HERRERA BARANDIARAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: ELECT ANDER ARENAZA ALVAREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MATERIAL RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #7: APPROVE REMUNERATION OF HEMANT LUTHRA AS ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #8: ELECT ROMESH KAUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ROMESH KAUL AS WHOLE-TIME DIRECTOR
ISSUER: Mahle Metal Leve SA
TICKER: LEVE3 CUSIP: P6528U106
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB MAHLE ISSUER YES FOR FOR
INDUSTRY DO BRASIL LTDA.
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF MAHLE INDUSTRY DO ISSUER YES FOR FOR
BRASIL LTDA.
PROPOSAL #5: APPROVE LIQUIDATION AND TRANSFER OF ALL ISSUER YES FOR FOR
ASSETS OF MAHLE INDUSTRY DO BRASIL LTDA. TO COMPANY
PROPOSAL #6: AMEND ARTICLE 15 RE: RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Mahle Metal Leve SA
TICKER: LEVE3 CUSIP: P6528U106
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB MAHLE ISSUER YES FOR FOR
INDUSTRY DO BRASIL LTDA.
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF MAHLE INDUSTRY DO ISSUER YES FOR FOR
BRASIL LTDA.
PROPOSAL #5: APPROVE EXTINCTION OF THE REGISTERED ISSUER YES FOR FOR
OFFICE AND BRANCH OF MAHLE INDUSTRY DO BRASIL LTDA.
AND TRANSFER OF ASSETS TO THE COMPANY
ISSUER: Mahle Metal Leve SA
TICKER: LEVE3 CUSIP: P6528U106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6.1: ELECT PETER PAUL WILHELM GRUNOW AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND LILIANA FACCIO NOVARETTI AS ALTERNATE
PROPOSAL #6.2: ELECT HEINZ KONRAD JUNKER AS DIRECTOR ISSUER YES ABSTAIN AGAINST
AND MARCIO DE OLIVEIRA SANTOS AS ALTERNATE
PROPOSAL #6.3: ELECT WOLFGANG WERNER ERNST FRITZ ISSUER YES ABSTAIN AGAINST
FRITZEMEYER AS DIRECTOR AND FLAVIO VENTURELLI HELU AS
ALTERNATE
PROPOSAL #6.4: ELECT EDUARDO AUGUSTO ROCHA POCETTI AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND JOSE GOMES RODRIGUES DA SILVA AS
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PETER PAUL WILHELM GRUNOW AS DIRECTOR AND
LILIANA FACCIO NOVARETTI AS ALTERNATE
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT HEINZ KONRAD JUNKER AS DIRECTOR AND MARCIO DE
OLIVEIRA SANTOS AS ALTERNATE
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT WOLFGANG WERNER ERNST FRITZ FRITZEMEYER AS
DIRECTOR AND FLAVIO VENTURELLI HELU AS ALTERNATE
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT EDUARDO AUGUSTO ROCHA POCETTI AS DIRECTOR AND
JOSE GOMES RODRIGUES DA SILVA AS ALTERNATE
PROPOSAL #9.1: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER YES FOR N/A
DIRECTOR AND WALTER LUIS BERNARDES ALBETONI AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #9.2: ELECT LUCIA HAUPTMANN AS DIRECTOR AND SHAREHOLDER YES ABSTAIN N/A
DANILO TADEU MAURIN CABRERA AS ALTERNATE APPOINTED BY
MINORITY SHAREHOLDER
PROPOSAL #10: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12.1: ELECT AXEL ERHARD BROD AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND CAMILA PAGLIATO FIGUEIREDO AS
ALTERNATE
PROPOSAL #12.2: ELECT HELIO CARLO DE LAMARE COX AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND DIMAS LAZARINI SILVEIRA
COSTA AS ALTERNATE
PROPOSAL #13: ELECT ROBERTO MORENO PINNA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND RAFAEL LOPES RODRIGUES AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #14: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #15: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Major Cineplex Group Public Co. Ltd.
TICKER: MAJOR CUSIP: Y54190130
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SOMCHAINUK ENGTRAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VICHA POOLVARALUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT WICHAI POOLVARALUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPER ABAS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
DECREASE IN REGISTERED CAPITAL
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Makalot Industrial Co., Ltd.
TICKER: 1477 CUSIP: Y5419P101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL SURPLUS
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Malakoff Corp. Bhd.
TICKER: 5264 CUSIP: Y5401R107
MEETING DATE: 10/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 97.37 PERCENT ISSUER YES FOR FOR
EQUITY INTEREST IN ALAM FLORA SDN BHD AND RESULTANT
DIVERSIFICATION OF THE EXISTING PRINCIPAL ACTIVITIES
OF MALAKOFF CORPORATION BHD AND ITS SUBSIDIARIES
ISSUER: Malakoff Corp. Bhd.
TICKER: 5264 CUSIP: Y5401R107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MUHAMAD SYED ABDUL KADIR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT IDRIS ABDULLAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SOFIA SYED MOKHTAR SHAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Malayan Banking Bhd.
TICKER: 1155 CUSIP: Y54671105
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT ABDUL FARID ALIAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT R. KARUNAKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHENG KEE CHECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FAUZIAH HISHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SHARIFFUDDIN KHALID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR'S BENEFITS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
ISSUER: Malaysia Airports Holdings Bhd.
TICKER: 5014 CUSIP: Y5585D106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZAINUN ALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SITI ZAUYAH MD DESA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAMANATHAN SATHIAMUTTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT WONG SHU HSIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MOHAMAD HUSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT AZAILIZA MOHD AHAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Malaysia Building Society Berhad
TICKER: 1171 CUSIP: Y56103107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #4: ELECT MOSLIM BIN OTHMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DIVIDEND REINVESTMENT SCHEME
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Malaysian Resources Corp. Bhd.
TICKER: 1651 CUSIP: Y57177100
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RATIFICATION OF THE MUTUAL ISSUER YES FOR FOR
TERMINATION OF THE CONCESSION AWARDED BY THE
GOVERNMENT OF MALAYSIA TO MRCB LINGKARAN SELATAN SDN
BHD
ISSUER: Malaysian Resources Corporation Berhad
TICKER: 1651 CUSIP: Y57177100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHAMAD NASIR AB LATIF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT AZLAN ZAINOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HASMAN YUSRI YUSOFF AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED DECEMBER 31, 2018
PROPOSAL #6: APPROVE DIRECTORS' FEES FOR THE PERIOD ISSUER YES FOR FOR
FROM JANUARY 1, 2019 TO THE NEXT AGM
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Manappuram Finance Ltd.
TICKER: 531213 CUSIP: Y5759P141
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT B. N. RAVEENDRA BABU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SECURED REDEEMABLE ISSUER YES FOR FOR
NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #5: ELECT GAUTAM NARAYAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Manappuram Finance Ltd.
TICKER: 531213 CUSIP: Y5759P141
MEETING DATE: 3/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EKNATH ATMARAM KSHIRSAGAR TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NOMINEE DIRECTOR
PROPOSAL #2: APPROVE P. MANOMOHANAN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE JAGADISH CAPOOR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE REAPPOINTMENT AND DIRECTORSHIP ISSUER YES FOR FOR
OF JAGDISH CAPOOR AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #5: APPROVE REAPPOINTMENT AND DIRECTORSHIP ISSUER YES FOR FOR
OF P. MANOMOHANAN AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #6: REELECT V. R. RAJIVEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT V. R. RAMACHANDRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SUTAPA BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PAYMENT OF ANNUAL REMUNERATION ISSUER YES FOR FOR
TO EXECUTIVE DIRECTORS OF THE COMPANY BELONGING TO
THE PROMOTER GROUP
ISSUER: Mangalore Refinery & Petrochemicals Ltd.
TICKER: 500109 CUSIP: Y5763P137
MEETING DATE: 8/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT VINOD S. SHENOY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT AUDITORS
PROPOSAL #5: ELECT BALBIR SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SEWA RAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT V. P. HARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT G. K. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHASHI SHANKER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT K. M. MAHESH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT SANJAY KUMAR JAIN AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT SUBHASH KUMAR AS A DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Mango Excellent Media Co., Ltd.
TICKER: 300413 CUSIP: Y306B1109
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: AMEND RELATED PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT METHOD
PROPOSAL #6: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #7: AMEND RAISED FUNDS MANAGEMENT METHOD ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT XIAO XING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT LIU YUHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Mango Excellent Media Co., Ltd.
TICKER: 300413 CUSIP: Y306B1109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Manila Electric Company
TICKER: MER CUSIP: Y5764J148
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING OF ISSUER YES FOR FOR
STOCKHOLDERS HELD ON MAY 29, 2018
PROPOSAL #2: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: RATIFY THE ACTS OF THE BOARD AND ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: ELECT ANABELLE L. CHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT JAMES L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.5: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.6: ELECT JOSE MA. K. LIM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT ELPIDIO L. IBANEZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT MANUEL V. PANGILINAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT PEDRO E. ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT VICTORICO P. VARGAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Manila Water Co., Inc.
TICKER: MWC CUSIP: Y56999108
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018
PROPOSAL #3: RATIFY THE ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS
PROPOSAL #4: APPROVE AMENDMENT OF THE SECOND ARTICLE ISSUER YES FOR FOR
OF THE ARTICLES OF INCORPORATION TO INCLUDE AS PART
OF THE PRIMARY PURPOSE THE AUTHORITY TO ENTER INTO
CONTRACTS OF GUARANTEE AND/OR SURETYSHIP
PROPOSAL #5.1: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT FERDINAND M. DELA CRUZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT GERARDO C. ABLAZA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ANTONINO T. AQUINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT JOHN ERIC T. FRANCIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT OSCAR S. REYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT SHERISA P. NUESA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT JOSE L. CUISIA, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT JAIME C. LAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SYCIP GORRES VELAYO AND COMPANY AS ISSUER YES FOR FOR
EXTERNAL AUDITORS AND FIX ITS REMUNERATION
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Maoming Petro-Chemical Shihua Co., Ltd.
TICKER: 637 CUSIP: Y5825L108
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Maoming Petro-Chemical Shihua Co., Ltd.
TICKER: 000637 CUSIP: Y5825L108
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF TERMINATION OF ISSUER YES FOR FOR
COOPERATION ON HYDROGEN PEROXIDE PROJECT AND RELATED
AGREEMENT
PROPOSAL #2: APPROVE ACCEPTANCE OF INVESTMENT BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY MAOMING SHIHUA DONGCHENG
CHEMICAL CO., LTD. AND COMMITMENT TO REPURCHASE AND
PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND CONFIRMATION OF
REMUNERATION
ISSUER: Maoming Petro-Chemical Shihua Co., Ltd.
TICKER: 000637 CUSIP: Y5825L108
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND INVESTMENT IN COMPREHENSIVE
UTILIZATION PROJECT OF PYROLYTIC CARBON 9 AND
PYROLYTIC TAR AND HYDROGEN PEROXIDE PROJECT
ISSUER: Maoming Petro-Chemical Shihua Co., Ltd.
TICKER: 637 CUSIP: Y5825L108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
BANK OF CHINA
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY FROM
CHINA CONSTRUCTION BANK
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF MAOMING SHIHUA EAST OIL
CHEMICAL CO., LTD. FROM BANK OF CHINA
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF MAOMING SHIHUA EAST OIL
CHEMICAL CO., LTD. FROM INDUSTRIAL AND COMMERCIAL
BANK OF CHINA
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF MAOMING SHIHUA EAST OIL
CHEMICAL CO., LTD. FROM CHINA CONSTRUCTION BANK
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT REN SHICHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHU XIAOGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YE JING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
FOR CLIENT'S BANK MORTGAGE LOAN
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROFIT DISTRIBUTION FOR THE ISSUER YES FOR FOR
FIRST THREE QUARTERS OF 2018
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZENG ZHIGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO YUGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Maoye Commercial Co., Ltd.
TICKER: 600828 CUSIP: Y13065100
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #6: APPROVE COMPANY'S MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURING 2018 ANNUAL PERFORMANCE COMMITMENT AND
PERFORMANCE COMPENSATION OF RESTRUCTURING COUNTER
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PERFORMANCE
COMMITMENT AND PERFORMANCE COMPENSATION OF
RESTRUCTURING COUNTER PARTY
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Maoye Communication & Network Co., Ltd.
TICKER: 000889 CUSIP: Y71711108
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE INTEREST RATE LEVEL AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE MANNER OF REPAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION AND TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Maoye Communication & Network Co., Ltd.
TICKER: 000889 CUSIP: Y71711108
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MORTGAGE OF COMPANY'S ASSETS AND ISSUER YES FOR FOR
AUTHORIZATION OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Maoye Communication & Network Co., Ltd.
TICKER: 000889 CUSIP: Y71711108
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Maoye Communication & Network Co., Ltd.
TICKER: 889 CUSIP: Y71711108
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Maoye International Holdings Limited
TICKER: 848 CUSIP: G5804G104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIU BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHOW CHAN LUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PAO PING WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Marcopolo SA
TICKER: POMO4 CUSIP: P64331112
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CRISTIANO MACHADO COSTA AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND ROBERTO LAMB AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Marfrig Global Foods SA
TICKER: MRFG3 CUSIP: P64386116
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS ANTONIO MOLINA DOS SANTOS AS DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCIA APARECIDA PASCOAL MARCAL DOS SANTOS AS
DIRECTOR
PROPOSAL #5.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RODRIGO MARCAL FILHO AS DIRECTOR
PROPOSAL #5.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALAIN EMILIE HENRY MARTINET AS DIRECTOR
PROPOSAL #5.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO DOS SANTOS MACIEL NETO AS DIRECTOR
PROPOSAL #5.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO FALDINI AS DIRECTOR
PROPOSAL #5.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HERCULANO ANIBAL ALVES AS DIRECTOR
PROPOSAL #5.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO SILVA WAACK AS DIRECTOR
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #8: ELECT AXEL ERHARD BROD AS FISCAL COUNCIL SHAREHOLDER NO N/A N/A
MEMBER AND CHRISTIANO ERNESTO BURMEISTER AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #10: RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
ISSUER: Marico Limited
TICKER: 531642 CUSIP: Y5841R170
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RAJEN MARIWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE, ESTIMATED MAXIMUM NUMBER ISSUER YES FOR FOR
AND PROPORTION OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT ON REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE ADJUSTMENT ON SIZE OR AMOUNT ISSUER YES FOR FOR
OF SHARE REPURCHASE
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION PERIOD OF 2017 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE GUARANTEE PLAN BETWEEN THE ISSUER YES FOR FOR
COMPANY AND CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE USE OF OWN IDLE FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCT
PROPOSAL #5: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITORS AND PAYMENT OF THEIR REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITORS AND PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Markor International Home Furnishings Co., Ltd.
TICKER: 600337 CUSIP: Y5846T106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Marksans Pharma Ltd.
TICKER: 524404 CUSIP: Y57686100
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VINAY GOPAL NAYAK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE BHUTA SHAH & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE EXTENSION OF REDEMPTION PERIOD ISSUER YES AGAINST AGAINST
OF 7 PERCENT REDEEMABLE CUMULATIVE PREFERENCE SHARES
PROPOSAL #6: ELECT DIGANT MAHESH PARIKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MARKSANS EMPLOYEES STOCK OPTION ISSUER YES FOR FOR
SCHEMES 2018
ISSUER: Maruti Suzuki India Ltd.
TICKER: 532500 CUSIP: Y7565Y100
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TOSHIAKI HASUIKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT KINJI SAITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
KAZUNARI YAMAGUCHI AS WHOLE-TIME DIRECTOR DESIGNATED
AS DIRECTOR (PRODUCTION)
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION - BOARD ISSUER YES FOR FOR
RELATED
PROPOSAL #8: APPROVE R.C. BHARGAVA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE O. SUZUKI TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
ISSUER: MAS Real Estate, Inc.
TICKER: MSP CUSIP: G5884M104
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: MAS Real Estate, Inc.
TICKER: MSP CUSIP: G5884M104
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: RE-ELECT RON SPENCER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JACO JANSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT PAUL OSBOURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WERNER ALBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MORNE WILKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT PRICEWATERHOUSECOOPERS LLC (PWC) ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY AND APPOINT NICOLA
SHEPSTONE AS DESIGNATED AUDIT PARTNER
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
ISSUER: Massmart Holdings Ltd.
TICKER: MSM CUSIP: S4799N122
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OLUFUNKE IGHODARO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT LINDIWE MTHIMUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JP SUAREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ENRIQUE OSTALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SUSAN MUIGAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KUSENI DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ROGER HILLEN AS THE AUDIT PARTNER
PROPOSAL #8.1: ELECT OLUFUNKE IGHODARO AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #8.2: ELECT LINDIWE MTHIMUNYE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #8.3: RE-ELECT LULU GWAGWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8.4: RE-ELECT PHUMZILE LANGENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE FEES OF THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #2.2: APPROVE FEES OF THE DEPUTY CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #2.3: APPROVE FEES OF THE INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #2.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.5: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2.6: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #2.7: APPROVE FEES OF THE NOMINATIONS AND ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE CHAIRMEN
PROPOSAL #2.8: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #2.9: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Materials Industry Zhongda Group Co., Ltd.
TICKER: 600704 CUSIP: Y9890U100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS AND ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ISSUANCE OF CORPORATE
BONDS AND ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #7: ELECT YAN CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Materials Industry Zhongda Group Co., Ltd.
TICKER: 600704 CUSIP: Y9890U100
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Materials Industry Zhongda Group Co., Ltd.
TICKER: 600704 CUSIP: Y9890U100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #9.1: ELECT WANG TINGGE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT SONG HONGJIONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT ZHANG BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT XU QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT XU FANGGEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT YAN CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.7: ELECT HE XIANGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT BEN SHENGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT XIE WEIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT SHEN JIANLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT GU GUODA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT LIU CHUNKAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT ZHEN JIANMIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT SHI XINYI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Materials Industry Zhongda Group Co., Ltd.
TICKER: 600704 CUSIP: Y9890U100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Mavi Giyim Sanayive ve Ticaret AS
TICKER: MAVI CUSIP: M68551114
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: AMEND COMPANY ARTICLES 3 AND 6 ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PURPOSE AND RECEIVE INFORMATION IN ACCORDANCE TO
ARTICLE 1.3.6 OF CORPORATE GOVERNANCE PRINCIPLES
ISSUER: Max Financial Services Ltd.
TICKER: 500271 CUSIP: Y5903C145
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT ASHWANI WINDLASS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SANJAY OMPRAKASH NAYAR AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: ELECT SAHIL VACHANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT ANALJIT SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION BY WAY ISSUER YES FOR FOR
OF COMMISSION TO DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF MOHIT TALWAR AS ISSUER YES AGAINST AGAINST
MANAGING DIRECTOR
ISSUER: Maxis Bhd.
TICKER: 6012 CUSIP: Y58460109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ARSHAD BIN RAJA TUN UDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT MOKHZANI BIN MAHATHIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MAZEN AHMED M. ALJUBEIR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ABDULAZIZ ABDULLAH M. ALGHAMDI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE ARSHAD BIN RAJA TUN UDA TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #6: APPROVE MOKHZANI BIN MAHATHIR TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ASTRO MALAYSIA HOLDINGS BERHAD AND/OR ITS
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH TANJONG PUBLIC LIMITED COMPANY AND/OR ITS
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH USAHA TEGAS SDN. BHD. AND/OR ITS AFFILIATES
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MAXIS COMMUNICATIONS BERHAD AND/OR ITS
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SAUDI TELECOM COMPANY AND/OR ITS AFFILIATES
PROPOSAL #16: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SRG ASIA PACIFIC SDN. BHD.
PROPOSAL #17: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
MALAYSIAN LANDED PROPERTY SDN. BHD.
ISSUER: Maybank Kim Eng Securities (Thailand) Public Co. Ltd.
TICKER: MBKET CUSIP: Y47925683
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT HANS JOHAN PATRIK SANDIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT HAMIDAH BINTI MORIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE AND OFFERING OF ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Mayinglong Pharmaceutical Group Co., Ltd.
TICKER: 600993 CUSIP: Y97116100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11.1: ELECT CHEN PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT SU GUANGXIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT CHEN KUANGGUO AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT YOU SHIXU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT ZHAI CAOMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT XIA YOUZHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHAO MAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT HUANG YANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT MAO PENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT XIE YEXIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT ZHU QIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: MBK Public Co. Ltd.
TICKER: MBK CUSIP: Y5925H148
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PRACHA JAIDEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PIYAPHONG ARTMANGKORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT SUVAIT THEERAVACHIRAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT HATCHAPONG PHOKAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND PENSION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: MCB Bank Ltd.
TICKER: MCB CUSIP: Y61898105
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE KPMG TASEER HADI AND COMPANY AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: MCC Meili Cloud Computing Industry Investment Co., Ltd.
TICKER: 815 CUSIP: Y63652104
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: MCC Meili Cloud Computing Industry Investment Co., Ltd.
TICKER: 815 CUSIP: Y63652104
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: MCC Meili Cloud Computing Industry Investment Co., Ltd.
TICKER: 815 CUSIP: Y63652104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Mcleod Russel India Ltd
TICKER: 532654 CUSIP: Y5934T133
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AMRITANSHU KHAITAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AZAM MONEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT BRIJ MOHAN KHAITAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT RAGHAVACHARI SRINIVASAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE SALE OR DISPOSAL OF CERTAIN TEA ISSUER YES FOR FOR
ESTATES OF THE COMPANY OR THE ASSETS THEREOF
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR THE YEAR ENDED MARCH 31, 2018
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR THE YEAR ENDING MARCH 31, 2019
ISSUER: Mechel PAO
TICKER: MTLR CUSIP: 583840608
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Mechel PAO
TICKER: MTLR CUSIP: 583840608
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.1: ELECT IGOR ZIUZIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT OLEG KORZHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT GEORGII PETROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT ALEKSANDR KOTSKII AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.5: ELECT IURII MALYSHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT ALEKSANDR ORISHCHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.7: ELECT VIKTOR TRIGUBKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT TIGRAN KHACHATUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT ALEKSANDR SHOKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3: RATIFY AUDITOR ISSUER YES FOR FOR
ISSUER: Mechel PAO
TICKER: MTLR CUSIP: X8487H101
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Mechel PAO
TICKER: MTLR CUSIP: X8487H101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.1: ELECT IGOR ZIUZIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT OLEG KORZHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT GEORGII PETROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT ALEKSANDR KOTSKII AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.5: ELECT ALEKSANDR ORISHCHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT VIKTOR TRIGUBKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT ALEKSANDR SHOKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT TIGRAN KHACHATUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT IURII MALYSHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3: RATIFY AUDITOR ISSUER YES FOR FOR
ISSUER: MediaTek, Inc.
TICKER: 2454 CUSIP: Y5945U103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: MedicalSystem Biotechnology Co. Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #2: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING AND TRADING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO THE RIGHTS ISSUANCE
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF INTERMEDIARY ISSUER YES FOR FOR
SERVICE AGENCY
ISSUER: MedicalSystem Biotechnology Co. Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF SHARE ALLOTMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND TERMINATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #3: APPROVE REPURCHASE AND TERMINATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
(SECOND TIME IN 2018)
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: MedicalSystem Biotechnology Co. Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF SHAREHOLDING PLAN ISSUER YES FOR FOR
OF SOME DIRECTORS, SUPERVISORS AND SENIOR MANAGERS
PROPOSAL #2: APPROVE WITHDRAWAL FROM NINGBO MEIKANG ISSUER YES FOR FOR
EQUITY INVESTMENT FUND PARTNERSHIP (LIMITED
PARTNERSHIP) AND CASH ACQUISITION OF HANGZHOU YITIAN
BIOTECHNOLOGY CO., LTD. EQUITY AND RELATED
ISSUER: MedicalSystem Biotechnology Co. Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.10: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE ARGUMENT ANALYSIS REPORT ON THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
ISSUER: MedicalSystem Biotechnology Co. Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTENSION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Medigen Biotechnology Corp.
TICKER: 3176 CUSIP: Y5945Y105
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: Mega Financial Holding Co., Ltd.
TICKER: 2886 CUSIP: Y59456106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF A REPRESENTATIVE OF
MINISTRY OF FINANCE, R.O.C.
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAO-SHUN CHANG
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF KUANG-HUA-HU
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF YE-CHIN CHIOU
ISSUER: MegaFon PJSC
TICKER: MFON CUSIP: 58517T209
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES AGAINST AGAINST
TRANSACTION
ISSUER: Megaworld Corporation
TICKER: MEG CUSIP: Y59481112
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ANNUAL ISSUER YES FOR FOR
MEETING
PROPOSAL #5: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ACTS AND RESOLUTIONS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS, BOARD COMMITTEES AND MANAGEMENT
PROPOSAL #7a: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7c: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: ELECT ENRIQUE SANTOS L. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7e: ELECT JESUS B. VARELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7f: ELECT CRESENCIO P. AQUINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7g: ELECT ROBERTO S. GUEVARA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG MINGYUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT YANG XUDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FU JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT WU YONGJUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTARY AGREEMENT ON THE ISSUER YES FOR FOR
EQUITY TRANSFER AGREEMENT OF SHANGHAI DELANGNENG
POWER BATTERY CO., LTD.
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIN HAI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LU XIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU JIANWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ACQUISITION ISSUER YES FOR FOR
AGREEMENT BY COMPANY, SHAREHOLDER WANG MINGYUE OF
SHANDONG RUIFU LITHIUM INDUSTRY CO., LTD. AND
MANAGEMENT TEAM
PROPOSAL #2: APPROVE TERMINATION OF ACQUISITION ISSUER YES FOR FOR
AGREEMENT BY COMPANY, QI LIANG, GUO CHENGYUN AND NINE
OTHERS
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #5: APPROVE APPLICATION OF FINANCING ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINES
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE AUTHORIZATION OF THE COMPANY ISSUER YES FOR FOR
MANAGEMENT TO USE OWN IDLE FUNDS FOR SHORT-TERM
INVESTMENTS
ISSUER: MeiDu Energy Corp.
TICKER: 600175 CUSIP: Y2982D102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HE JINCHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EQUITY DISPOSAL AGREEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN BAOYIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SHEN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT MA ZHIGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Meihua Holdings Group Co., Ltd.
TICKER: 600873 CUSIP: Y9719G100
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #10: APPROVE ADJUSTMENT ON PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN DRAFT
PROPOSAL #11: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 2044 CUSIP: ADPV39738
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF USD BONDS BY ISSUER YES FOR FOR
OVERSEAS WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ISSUANCE OF BONDS BY OVERSEAS WHOLLY-OWNED SUBSIDIARY
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 002044 CUSIP: ADPV39738
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YU RONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GUO MEILING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU KE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WOO SWEE LIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT FENG JUNYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG JIAFEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LI JUNDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GE JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT XIAO ZHIXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT LIU XIAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 002044 CUSIP: ADPV39738
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE, PRICE RANGE AND PRICE ISSUER YES FOR FOR
BASIS OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 2044 CUSIP: ADPV39738
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE OR PRICING PRINCIPLE
PROPOSAL #3.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
COMMITMENTS OF THE CONTROLLING SHAREHOLDERS, ULTIMATE
CONTROLLING SHAREHOLDER, DIRECTORS AND SENIOR
PROPOSAL #9: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 2044 CUSIP: ADPV39738
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU QINWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION ESTIMATES
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND PROVISION OF GUARANTEE
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF STRATEGIC COOPERATION
AGREEMENT
PROPOSAL #5: APPROVE EXTERNAL INVESTMENT OF ISSUER YES FOR FOR
SUBSIDIARY AND RELATED-PARTY TRANSACTIONS
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 002044 CUSIP: ADPV39738
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 2044 CUSIP: ADPV39738
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
STRUCTURED DEPOSITS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
PROCUREMENT FRAMEWORK AGREEMENT
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12.1: ELECT BIAN GUOFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT WANG XIAOJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Meinian Onehealth Healthcare Holdings Co., Ltd.
TICKER: 002044 CUSIP: ADPV39738
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF IMPLEMENTATION ISSUER YES FOR FOR
PERIOD IN REPURCHASING COMPANY SHARES
ISSUER: Meisheng Cultural & Creative Corp., Ltd.
TICKER: 002699 CUSIP: Y5S4AM104
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF AN INSURANCE COMPANY
ISSUER: Meisheng Cultural & Creative Corp., Ltd.
TICKER: 002699 CUSIP: Y5S4AM104
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Meitu, Inc.
TICKER: 1357 CUSIP: G5966D105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE SHARE PURCHASE AGREEMENT, ISSUER YES FOR FOR
ISSUANCE OF CONSIDERATION SHARES AND RELATED
TRANSACTIONS
PROPOSAL #b: APPROVE GRANT OF SPECIFIC MANDATE FOR ISSUER YES FOR FOR
THE ISSUANCE OF NEW ORDINARY SHARES IN RELATION TO
THE SHARE PURCHASE AGREEMENT
PROPOSAL #c: APPROVE EXERCISE OF PUT OPTION BY THE ISSUER YES FOR FOR
PURCHASER IN RELATION TO THE SHARE PURCHASE AGREEMENT
PROPOSAL #d: AUTHORIZE ANY DIRECTOR OR THE CHIEF ISSUER YES FOR FOR
FINANCIAL OFFICER TO DEAL WITH ALL MATTERS IN
RELATION TO THE SHARE PURCHASE AGREEMENT AND RELATED
TRANSACTIONS
ISSUER: Meitu, Inc.
TICKER: 1357 CUSIP: G5966D105
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CAI WENSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WU ZEYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LAI XIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT ZHANG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Meituan Dianping
TICKER: 3690 CUSIP: G59669104
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO MU RONGJUN UPON VESTING OF HIS RESTRICTIVE
SHARE UNITS PURSUANT TO THE TERMS OF THE PRE-IPO
EMPLOYEE STOCK INCENTIVE SCHEME AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO WANG HUIWEN UPON VESTING OF HIS RESTRICTIVE
SHARE UNITS PURSUANT TO THE TERMS OF THE PRE-IPO
EMPLOYEE STOCK INCENTIVE SCHEME AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO CHEN LIANG UPON VESTING OF HIS RESTRICTIVE
SHARE UNITS PURSUANT TO THE TERMS OF THE PRE-IPO
EMPLOYEE STOCK INCENTIVE SCHEME AND RELATED
TRANSACTIONS
PROPOSAL #5: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO ORR GORDON ROBERT HALYBURTON UPON VESTING
OF HIS RESTRICTIVE SHARE UNITS PURSUANT TO THE TERMS
THE POST-IPO SHARE AWARD SCHEME AND RELATED
PROPOSAL #6: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO LENG XUESONG UPON VESTING OF HIS
RESTRICTIVE SHARE UNITS PURSUANT TO THE TERMS THE
POST-IPO SHARE AWARD SCHEME AND RELATED TRANSACTIONS
PROPOSAL #7: APPROVE ISSUANCE OF CLASS B ORDINARY ISSUER YES FOR FOR
SHARES TO SHUM HEUNG YEUNG HARRY UPON VESTING OF HIS
RESTRICTIVE SHARE UNITS PURSUANT TO THE TERMS THE
POST-IPO SHARE AWARD SCHEME AND RELATED TRANSACTIONS
ISSUER: Meituan Dianping
TICKER: 3690 CUSIP: G59669104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT WANG XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MU RONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG HUIWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Mercuries & Associates Holding Ltd.
TICKER: 2905 CUSIP: Y6017H103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Mercuries Life Insurance Co., Ltd.
TICKER: 2867 CUSIP: Y5S44Z102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
ISSUER: Merida Industry Co., Ltd.
TICKER: 9914 CUSIP: Y6020B101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Merry Electronics Co., Ltd.
TICKER: 2439 CUSIP: Y6021M106
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #8: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #9: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT LIAO, LU-LEE WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT WEI, WEN-CHIEH WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT LIN, SHIH-CHIEH WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 17 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT LIN, SHU-CHUN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 27 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT HUANG, CHAO-LI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 39 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT LIAO, KENG-PIN, REPRESENTATIVE ISSUER YES FOR FOR
OF TONG-CIAN INVESTMENT CORPORATION, WITH SHAREHOLDER
NO. 25514 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT WU, HUEI-HUANG WITH ID NO. ISSUER YES FOR FOR
P100014XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.8: ELECT SHER, JIH-HSIN WITH ID NO. ISSUER YES FOR FOR
D120020XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10.9: ELECT KO, JIUNN-HUEI WITH ID NO ISSUER YES FOR FOR
A122450XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Mesnac Co., Ltd.
TICKER: 002073 CUSIP: Y7162X117
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD TO APPLY FOR FINANCING
PROPOSAL #2: APPROVE REPURCHASE OF IMPLEMENTED EQUITY ISSUER YES FOR FOR
INCENTIVES
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #5: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE TARGET SUBSCRIBER AND PLACING ISSUER YES FOR FOR
ARRANGEMENT TO SHAREHOLDERS
PROPOSAL #5.4: APPROVE TYPE AND PERIOD ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE USAGE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION MANNER
PROPOSAL #5.8: APPROVE REDEMPTION CLAUSE OR RESALE ISSUER YES FOR FOR
CLAUSE
PROPOSAL #5.9: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #5.10: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #5.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5.12: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #7.1: ELECT WANG JIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT LI QIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Mesnac Co., Ltd.
TICKER: 2073 CUSIP: Y7162X117
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Mesnac Co., Ltd.
TICKER: 2073 CUSIP: Y7162X117
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND CHANGE IN USAGE OF
PARTIAL RAISED FUNDS FOR THE REPAYMENT OF CORPORATE
BONDS AND BANK LOANS
PROPOSAL #2: ELECT LI ZHAONIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Mesnac Co., Ltd.
TICKER: 2073 CUSIP: Y7162X117
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE 2019 SALES BUSINESS REPURCHASE ISSUER YES FOR FOR
GUARANTEE AMOUNT
PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
AGRICULTURAL BANK QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
BANK OF COMMUNICATIONS QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA CONSTRUCTION BANK QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #13: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
INDUSTRIAL AND COMMERCIAL BANK OF CHINA QINGDAO
BRANCH AS WELL AS PROVISION OF JOINT RESPONSIBILITY
GUARANTEE TO SUBSIDIARIES
PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
BANK OF CHINA QINGDAO BRANCH AS WELL AS PROVISION OF
JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #15: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
SHANGHAI PUDONG DEVELOPMENT BANK QINGDAO BRANCH AS
WELL AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE
TO SUBSIDIARIES
PROPOSAL #16: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA EVERBRIGHT BANK QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #17: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA MINSHENG BANK QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #18: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA MERCHANTS BANK QINGDAO BRANCH AS WELL AS
PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #19: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
INDUSTRIAL BANK QINGDAO BRANCH AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #20: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
BANK OF QINGDAO AS WELL AS PROVISION OF JOINT
RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #21: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA CITIC BANK QINGDAO BRANCH AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #22: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
HUA XIA BANK QINGDAO BRANCH AS WELL AS PROVISION OF
JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #23: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
POSTAL SAVINGS BANK OF CHINA QINGDAO BRANCH AS WELL
AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #24: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
QINGDAO RURAL COMMERCIAL BANK AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #25: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
HENG FENG BANK QINGDAO BRANCH AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #26: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA BOHAI BANK QINGDAO BRANCH AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES
PROPOSAL #27: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
CHINA DEVELOPMENT BANK QINGDAO BRANCH
PROPOSAL #28: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
BELGIUM UNITED BANK COMPANY SHANGHAI BRANCH AS WELL
AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
SUBSIDIARIES
PROPOSAL #29: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
BELGIUM UNITED BANK COMPANY SHANGHAI BRANCH AS WELL
AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO
OVERSEAS SUBSIDIARIES
PROPOSAL #30: APPROVE FINANCING APPLICATION OF ISSUER YES FOR FOR
OVERSEAS SUBSIDIARIES FROM BANKS AS WELL AS PROVISION
OF JOINT RESPONSIBILITY GUARANTEE
PROPOSAL #31: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #32.1: ELECT HE NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #32.2: ELECT LUDAOFU SHAERPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #32.3: ELECT FAN QINGWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #32.4: ELECT LU LINA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #33.1: ELECT WANG JIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #33.2: ELECT LI QIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #33.3: ELECT ZHANG JING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #34.1: ELECT ZHANG YAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #34.2: ELECT SUN ZHIHUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Mesnac Co.,Ltd.
TICKER: 002073 CUSIP: Y7162X117
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LUDAOFU SHA'ERPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT FAN QINGWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Meson Fintech CO
TICKER: 002647 CUSIP: Y988BS105
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HUO DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT YAN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHAO JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WANG SHISHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT LIU CHANGYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT MENG JIAOYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZENG FANYUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT KANG XIAOYUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT CHAI XIAOLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LIU CHUNYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CUI ZHEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Meson Fintech CO
TICKER: 002647 CUSIP: Y988BS105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
SECURITY ABBREVIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Metair Investments Ltd.
TICKER: MTA CUSIP: S49280126
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT GRATHEL MOTAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MICHAEL FLEMMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SAM SITHOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAUL MOEKETSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH LEON DE WET AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #6i: ELECT MICHAEL FLEMMING AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6ii: RE-ELECT GRATHEL MOTAU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6iii: RE-ELECT BILLY MAWASHA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7a: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Metallurgical Corp. of China Ltd.
TICKER: 1618 CUSIP: Y5949Y101
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GUO WENQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: ELECT ZHANG ZHAOXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: ELECT ZHOU JICHANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT YU HAILONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT REN XUDONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT CHAN KA KEUNG, PETER AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT CAO XIUYUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG YANDI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Metallurgical Corp. of China Ltd.
TICKER: 1618 CUSIP: Y5949Y101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE 2019 GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS AUDITOR AND
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF DOMESTIC BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MUTUAL SUPPLY OF COMPREHENSIVE SHAREHOLDER YES FOR FOR
RAW MATERIALS, PRODUCTS AND SERVICES AGREEMENT,
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Metallurgical Corp. of China Ltd.
TICKER: 1618 CUSIP: Y5949Y119
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT GUO WENQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1b: ELECT ZHANG ZHAOXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2a: ELECT ZHOU JICHANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2b: ELECT YU HAILONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2c: ELECT REN XUDONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2d: ELECT CHAN KA KEUNG, PETER AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3a: ELECT CAO XIUYUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3b: ELECT ZHANG YANDI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Metallurgical Corp. of China Ltd.
TICKER: 1618 CUSIP: Y5949Y119
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE 2019 GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS AUDITOR AND
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF DOMESTIC BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MUTUAL SUPPLY OF COMPREHENSIVE SHAREHOLDER YES FOR FOR
RAW MATERIALS, PRODUCTS AND SERVICES AGREEMENT,
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Metalurgica Gerdau SA
TICKER: GOAU4 CUSIP: P4834C118
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT CARLOS JOSE DA COSTA ANDRE AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #3: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #4: ELECT ARAMIS SA DE ANDRADE AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND ALOISIO MACARIO FERREIRA DE SOUZA
AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Methanol Chemicals Co.
TICKER: 2001 CUSIP: M7002R109
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Metro Land Corp. Ltd.
TICKER: 600683 CUSIP: Y59699101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF PRIVATE PLACEMENT OF CORPORATE
PROPOSAL #2: APPROVE GUARANTEE APPLICATION, PROVISION ISSUER YES FOR FOR
OF COUNTER-GUARANTEE AND RELATED PARTY TRANSACTION
ISSUER: Metro Land Corp. Ltd.
TICKER: 600683 CUSIP: Y59699101
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TO BEIJING JINGTOU YINTAI
REAL ESTATE CO., LTD.
PROPOSAL #2: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHENG YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIU JIANHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Metro Land Corp. Ltd.
TICKER: 600683 CUSIP: Y59699101
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE CARRY-OUT AFTER-SALES LEASEBACK ISSUER YES FOR FOR
BUSINESS AND RELATED PARTY TRANSACTIONS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Metro Land Corp. Ltd.
TICKER: 600683 CUSIP: Y59699101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
APPROVE INVESTMENT REAL ESTATE PROJECTS
PROPOSAL #9: APPROVE EXTERNAL FINANCING, PROVISION OF ISSUER YES AGAINST AGAINST
LOAN AND EXTERNAL GUARANTEE
PROPOSAL #10: APPROVE INVESTMENT IN GUARANTEED ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #12: APPROVE COOPERATION IN INVESTMENT IN ISSUER YES FOR FOR
REAL ESTATE PROJECT
ISSUER: Metro Pacific Investments Corporation
TICKER: MPI CUSIP: Y60305102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 18, 2018
PROPOSAL #2: APPROVE REPORT OF THE PRESIDENT AND ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER
PROPOSAL #3: APPROVE THE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: RATIFY THE ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND MANAGEMENT
PROPOSAL #5.1: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.2: ELECT LYDIA B. ECHAUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT RAMONCITO S. FERNANDEZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.5: ELECT RODRIGO E. FRANCO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.6: ELECT EDWARD S. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.7: ELECT JOSE MA. K. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DAVID J. NICOL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.9: ELECT AUGUSTO P. PALISOC JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.1: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.11: ELECT MANUEL V. PANGILINAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.12: ELECT ALFREDO S. PANLILIO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.13: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.14: ELECT ALFRED V. TY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.15: ELECT CHRISTOPHER H. YOUNG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENT OF THE SECOND ARTICLE ISSUER YES FOR FOR
OF THE COMPANY'S AMENDED ARTICLES OF INCORPORATION
ISSUER: Metropolitan Bank & Trust Co.
TICKER: MBT CUSIP: Y6028G136
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING ISSUER YES FOR FOR
HELD ON APRIL 25, 2018
PROPOSAL #2a: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
REGARDING INCREASE OF AUTHORIZED CAPITAL STOCK
PROPOSAL #2b: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2c: APPROVE MERGER OF METROBANK CARD ISSUER YES FOR FOR
CORPORATION WITH METROPOLITAN BANK & TRUST COMPANY
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS, MANAGEMENT AND ALL COMMITTEES
FROM APRIL 25, 2018 TO APRIL 23, 2019
PROPOSAL #4.1: ELECT ARTHUR TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FRANCISCO C. SEBASTIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT FABIAN S. DEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JESLI A. LAPUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ALFRED V. TY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT REX C. DRILON II AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT EDMUND A. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT FRANCISCO F. DEL ROSARIO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.9: ELECT VICENTE R. CUNA, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT EDGAR O. CHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.11: ELECT SOLOMON S. CUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT ANGELICA H. LAVARES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES AGAINST AGAINST
EXTERNAL AUDITORS
ISSUER: Mexichem SAB de CV
TICKER: MEXCHEM CUSIP: P57908132
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTRAORDINARY CASH DIVIDENDS OF ISSUER YES FOR FOR
USD 150 MILLION
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Mexichem SAB de CV
TICKER: MEXCHEM CUSIP: P57908132
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CASH DIVIDENDS OF UP TO USD 168 ISSUER YES FOR FOR
MILLION
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Mexichem SAB de CV
TICKER: MEXCHEM CUSIP: P57908132
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT CEO'S REPORT AND BOARD'S REPORT ISSUER YES FOR FOR
ON OPERATIONS AND RESULTS
PROPOSAL #1.2: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.3: ACCEPT REPORT ON COMPLIANCE OF FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #2: ACCEPT REPORT OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT REPORT OF CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4.1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
NET PROFIT AFTER MINORITY INTEREST IN THE AMOUNT OF
USD 354.89 MILLION
PROPOSAL #4.2: APPROVE ALLOCATION OF INDIVIDUAL AND ISSUER YES FOR FOR
OR CONSOLIDATED PROFITS AND OR LOSSES REFERRED TO IN
PREVIOUS ITEM TO THE ACCUMULATED NET INCOME ACCOUNT
PROPOSAL #5.1: RATIFY ANTONIO DEL VALLE RUIZ AS ISSUER YES FOR FOR
HONORARY AND LIFETIME BOARD CHAIRMAN
PROPOSAL #5.2a: ELECT OR RATIFY JUAN PABLO DEL VALLE ISSUER YES FOR FOR
PEROCHENA AS BOARD MEMBER
PROPOSAL #5.2b: ELECT OR RATIFY ADOLFO DEL VALLE RUIZ ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #5.2c: ELECT OR RATIFY IGNACIO DEL VALLE ISSUER YES AGAINST AGAINST
RUIZ AS BOARD MEMBER
PROPOSAL #5.2d: ELECT OR RATIFY ANTONIO DEL VALLE ISSUER YES FOR FOR
PEROCHENA AS BOARD MEMBER
PROPOSAL #5.2e: ELECT OR RATIFY MARIA GUADALUPE DEL ISSUER YES FOR FOR
VALLE PEROCHENA AS BOARD MEMBER
PROPOSAL #5.2f: ELECT OR RATIFY JAIME RUIZ SACRISTAN ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #5.2g: ELECT OR RATIFY FERNANDO RUIZ SAHAGUN ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #5.2h: ELECT OR RATIFY EUGENIO SANTIAGO ISSUER YES FOR FOR
CLARIOND REYES AS BOARD MEMBER
PROPOSAL #5.2i: ELECT OR RATIFY EDUARDO TRICIO HARO ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #5.2j: ELECT OR RATIFY GUILLERMO ORTIZ ISSUER YES FOR FOR
MARTINEZ AS BOARD MEMBER
PROPOSAL #5.2k: ELECT OR RATIFY DIVO MILAN HADDAD AS ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #5.2l: ELECT OR RATIFY ALMA ROSA MORENO RAZO ISSUER YES FOR FOR
AS BOARD MEMBER
PROPOSAL #5.2m: ELECT OR RATIFY MARIA TERESA ISSUER YES FOR FOR
ALTAGRACIA ARNAL MACHADO AS BOARD MEMBER
PROPOSAL #5.3a: ELECT OR RATIFY JUAN PABLO DEL VALLE ISSUER YES FOR FOR
PEROCHENA AS CHAIRMAN OF BOARD OF DIRECTORS
PROPOSAL #5.3b: ELECT OR RATIFY JUAN PABLO DEL RIO ISSUER YES FOR FOR
BENITEZ AS SECRETARY (WITHOUT BEING A MEMBER) OF
PROPOSAL #5.3c: ELECT OR RATIFY FRANCISCO RAMON ISSUER YES FOR FOR
HERNANDEZ AS ALTERNATE SECRETARY (WITHOUT BEING A
MEMBER) OF BOARD
PROPOSAL #5.4a: ELECT OR RATIFY FERNANDO RUIZ SAHAGUN ISSUER YES FOR FOR
AS CHAIRMAN OF AUDIT COMMITTEE
PROPOSAL #5.4b: ELECT OR RATIFY EUGENIO SANTIAGO ISSUER YES FOR FOR
CLARIOND REYES AS CHAIRMAN OF CORPORATE PRACTICES
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
BOARD, AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEE; APPROVE REMUNERATION OF MEMBERS OF BOARD
AND MEMBERS OF AUDIT COMMITTEE AND CORPORATE
PRACTICES COMMITTEE
PROPOSAL #7.1: APPROVE CANCELLATION OF BALANCE OF ISSUER YES FOR FOR
AMOUNT APPROVED TO BE USED FOR ACQUISITION OF
COMPANY'S SHARES
PROPOSAL #7.2: SET AGGREGATE NOMINAL AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE RESERVE AT USD 400 MILLION
PROPOSAL #8: ACCEPT REPORT ON ADOPTION OR ISSUER YES FOR FOR
MODIFICATION OF POLICIES IN SHARE REPURCHASES OF
PROPOSAL #9.1: RESOLUTIONS REGARDING DECISION ADOPTED ISSUER YES FOR FOR
BY GENERAL MEETING ON AUG. 21, 2018 RE: EXTEND
DIVIDEND TERM OF REMAINING USD 100 MILLION
PROPOSAL #9.2: RESOLUTIONS REGARDING DECISION ADOPTED ISSUER YES FOR FOR
BY GENERAL MEETING ON AUG. 21, 2018 RE: AUTHORIZE
BOARD CHAIRMAN, CEO AND CFO TO SET DATES AND PAYMENT
FORM OF AFOREMENTIONED DIVIDENDS
PROPOSAL #10: AMEND ARTICLES; APPROVE CERTIFICATION ISSUER YES AGAINST AGAINST
OF COMPANY'S BYLAWS
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Mezzan Holding Co. K.S.C.
TICKER: MEZZAN CUSIP: M6934W103
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE'S REPORT FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE SPECIAL REPORT ON VIOLATIONS AND ISSUER YES FOR FOR
PENALTIES FOR FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.016 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF KWD ISSUER YES FOR FOR
75,000 FOR FY 2018
PROPOSAL #8: APPROVE DISCONTINUE OF TRANSFER OF NET ISSUER YES FOR FOR
INCOME TO STATUTORY RESERVE FOR FY 2018
PROPOSAL #9: APPROVE DISCONTINUE OF TRANSFER OF NET ISSUER YES FOR FOR
INCOME TO OPTIONAL RESERVE FOR FY 2018
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2018 AND FY 2019
PROPOSAL #12: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #13: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #14: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Mianyang Fulin Precision Machining Co. Ltd.
TICKER: 300432 CUSIP: Y5969H103
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Mianyang Fulin Precision Machining Co. Ltd.
TICKER: 300432 CUSIP: Y5969H103
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Mianyang Fulin Precision Machining Co. Ltd.
TICKER: 300432 CUSIP: Y5969H103
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TAN JIANWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Mianyang Fulin Precision Machining Co. Ltd.
TICKER: 300432 CUSIP: Y5969H103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE ALLOWANCE AND REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Microbio Co., Ltd.
TICKER: 4128 CUSIP: Y6035R109
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENT OF PLAN OF RIGHTS ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Micro-Star International Co., Ltd.
TICKER: 2377 CUSIP: Y6037K110
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: Middle East Healthcare Co.
TICKER: 4009 CUSIP: M7002V100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3, Q4 FOR FY 2019 AND Q1 FOR FY
2020
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS OF SAR 2,144,303 FOR FY 2018
PROPOSAL #8: AMEND ARTICLE 29 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATIONS
PROPOSAL #9: AMEND ARTICLE 40 OF BYLAWS RE: COMMITTEE ISSUER YES FOR FOR
REPORTS
PROPOSAL #10: AMEND ARTICLE 44 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
EMIRATES HEALTHCARE DEVELOPMENT COMPANY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI YEMENI HEALTHCARE COMPANY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
EGYPTIAN SAUDI HEALTHCARE COMPANY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
HAIL NATIONAL COMPANY FOR HEALTHCARE SERVICES
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE MEDICAL CO.
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE COMPANY FOR EDUCATION & TRAINING
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDULJALIL KHALID BATTERJEE
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE PHARMACEUTICAL INDUSTRIES CO.
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GULF YOUTH COMPANY FOR INVESTMENT & REAL ESTATE
DEVELOPMENT
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INTERNATIONAL HOSPITALS CONSTRUCTION CO.
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE MEDICAL CO.
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL BAIT INTERNATIONAL CO.
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE MEDICAL CO.
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE MEDICAL CO.
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BAIT AL BATTERJEE MEDICAL CO.
ISSUER: Midea Group Co. Ltd.
TICKER: 333 CUSIP: Y6S40V103
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT FANG HONGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YIN BITONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHU FENGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT GU YANMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT HE JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT YU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XUE YUNKUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GUAN QINGYOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT HAN JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LIU MIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHAO JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND EXTERNAL DIRECTORS
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Midea Group Co. Ltd.
TICKER: 333 CUSIP: Y6S40V103
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION VIA SHARE ISSUER YES FOR FOR
SWAP AND ISSUANCE OF SHARES COMPLIES WITH RELEVANT
LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MERGER BY ABSORPTION PLAN VIA ISSUER YES FOR FOR
SHARE SWAP AND ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE SUBJECT MERGER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF MERGER ISSUER YES FOR FOR
PROPOSAL #2.3: MERGER EFFECTIVE DATE AND COMPLETION ISSUER YES FOR FOR
DATE
PROPOSAL #2.4: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE PRICE OF MIDEA GROUP ISSUER YES FOR FOR
CO., LTD.
PROPOSAL #2.7: APPROVE CONVERSION PRICE OF WUXI ISSUER YES FOR FOR
LITTLE SWAN CO., LTD.
PROPOSAL #2.8: APPROVE CONVERSION RATIO ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SHARE SWAP BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURCHASE CLAIM OF DISSIDENT ISSUER YES FOR FOR
SHAREHOLDER OF MIDEA GROUP CO., LTD.
PROPOSAL #2.11: APPROVE CASH OPTION FOR DISSIDENT ISSUER YES FOR FOR
SHAREHOLDERS OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.12: APPROVE DISSENT SHAREHOLDER PURCHASE ISSUER YES FOR FOR
CLAIM PRICE OF MIDEA GROUP CO., LTD. AND ADJUSTMENT
MECHANISM OF DISSIDENT SHAREHOLDERS' CASH OPTION
PRICE OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.13: APPROVE CONVERSION IMPLEMENTATION ISSUER YES FOR FOR
DATE
PROPOSAL #2.14: APPROVE CONVERSION METHOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE ISSUANCE OF SHARES LISTED FOR ISSUER YES FOR FOR
CIRCULATION
PROPOSAL #2.16: APPROVE FRACTIONAL SHARES PROCESSING ISSUER YES FOR FOR
METHOD
PROPOSAL #2.17: APPROVE HANDLING OF LIMITED RIGHTS OF ISSUER YES FOR FOR
SHARES OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.18: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.19: APPROVE CREDITOR'S RIGHTS AND DEBTS ISSUER YES FOR FOR
INVOLVED IN THE MERGER
PROPOSAL #2.2: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.21: APPROVE EMPLOYEE PLACEMENT ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON MERGER BY ISSUER YES FOR FOR
ABSORPTION VIA SHARE SWAP AND ISSUANCE OF SHARES AS
WELL AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS MAJOR ASSET RESTRUCTURING
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF SHARE SWAP AND MERGER BY ABSORPTION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES AND WITH
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE RELEVANT FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EVALUATION REPORT ON THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE GROUP DISSENTING SHAREHOLDERS' ISSUER YES FOR FOR
ACQUISITION CLAIMS PROVIDER
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Midea Group Co. Ltd.
TICKER: 000333 CUSIP: Y6S40V103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Midea Group Co. Ltd.
TICKER: 333 CUSIP: Y6S40V103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #8: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF STOCK OPTION INCENTIVE PLAN
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO STOCK OPTION INCENTIVE
PLAN
PROPOSAL #10: APPROVE DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #11: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PERFORMANCE SHARE INCENTIVE PLAN
PARTICIPANTS
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #13: APPROVE DRAFT AND SUMMARY ON FIFTH ISSUER YES FOR FOR
PHASE SHARE PURCHASE PLAN
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO FIFTH PHASE SHARE
PURCHASE PLAN
PROPOSAL #15: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE SHARE PURCHASE PLAN
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SECOND PHASE SHARE
PURCHASE PLAN
PROPOSAL #17: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REPORT ON FOREIGN EXCHANGE ISSUER YES FOR FOR
DERIVATIVES BUSINESS
PROPOSAL #19: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
CONDUCT ENTRUSTED ASSET MANAGEMENT
PROPOSAL #20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #21: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Midea Group Co., Ltd.
TICKER: 000333 CUSIP: Y6S40V103
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: MIE Holdings Corp.
TICKER: 1555 CUSIP: G61157106
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: MIE Holdings Corp.
TICKER: 1555 CUSIP: G61157106
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS, ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE OILFIELD SERVICES AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: Migros Ticaret AS
TICKER: MGROS CUSIP: M7024Q105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES FOR FOR
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PURPOSE AND RECEIVE INFORMATION IN ACCORDANCE TO
ARTICLE 1.3.6 OF CORPORATE GOVERNANCE PRINCIPLES
ISSUER: Millat Tractors Ltd.
TICKER: MTL CUSIP: Y6044N107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES FOR FOR
YEAR ENDED JUNE 30, 2018
PROPOSAL #7: AUTHORIZE CEO TO APPROVE RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS FOR YEAR ENDING JUNE 30, 2019
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE HOLDING OF OFFICE OF PROFIT BY ISSUER YES FOR FOR
SIKANDAR MUSTAFA KHAN AND SOHAIL BASHIR RANA
PROPOSAL #1: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Min Aik Technology Co., Ltd.
TICKER: 3060 CUSIP: Y6050H101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE DEFICIT COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Minda Industries Limited
TICKER: 532539 CUSIP: Y6S358119
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Minda Industries Limited
TICKER: 532539 CUSIP: Y6S358119
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND AND APPROVE ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #3: REELECT ANAND KUMAR MINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REELECT ALOK DUTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SATISH SEKHRI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Minda Industries Ltd.
TICKER: 532539 CUSIP: Y6S358119
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNOMINDA EMPLOYEE STOCK OPTION ISSUER YES AGAINST AGAINST
SCHEME 2019 OR UNOMINDA ESOS-2019
PROPOSAL #2: APPROVE GRANT OF STOCK OPTIONS TO THE ISSUER YES AGAINST AGAINST
EMPLOYEES OF SUBSIDIARY COMPANIES UNDER THE UNOMINDA
EMPLOYEE STOCK OPTION SCHEME 2019 OR UNOMINDA ESOS-
PROPOSAL #3: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN LIMIT OF LOANS, ISSUER YES AGAINST AGAINST
GUARANTEES, INVESTMENTS IN SECURITIES IN OTHER BODY
CORPORATE
ISSUER: MindTree Limited
TICKER: MINDTREE CUSIP: Y60362103
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS AND FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT N S PARTHASARATHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BIJOU KURIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHARITABLE DONATIONS ISSUER YES AGAINST AGAINST
ISSUER: Mindtree Ltd.
TICKER: 532819 CUSIP: Y60362103
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT APURVA PUROHIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF NAMAKAL SRINIVASAN PARTHASARATHY AS EXECUTIVE VICE
CHAIRMAN
ISSUER: Minerva SA
TICKER: BEEF3 CUSIP: P6831V106
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #3: AMEND CORPORATE PURPOSE AND AMEND ISSUER YES FOR FOR
ARTICLE 3 ACCORDINGLY
PROPOSAL #4: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 6 ACCORDINGLY
PROPOSAL #5: APPROVE NEW BOARD'S RESPONSIBILITY AND ISSUER YES FOR FOR
AMEND ARTICLE 19 ACCORDINGLY
PROPOSAL #6: AMEND COMPANY'S FORM OF REPRESENTATION ISSUER YES FOR FOR
AND AMEND ARTICLE 26 ACCORDINGLY
PROPOSAL #7: APPROVE INCREASE OF THE MINIMUM ISSUER YES FOR FOR
PERCENTAGE REQUIRED TO HOLD A PUBLIC OFFER FOR THE
ACQUISITION OF COMPANY'S SHARES AND AMEND ARTICLE 46
ACCORDINGLY
PROPOSAL #8: ADD NEW CHAPTER TO BYLAWS ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES FOR FOR
REGULATION
PROPOSAL #10: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Minerva SA
TICKER: BEEF3 CUSIP: P6831V106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: INSTALL FISCAL COUNCIL ISSUER NO N/A N/A
PROPOSAL #4: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
ISSUER: Minerva SA
TICKER: BEEF3 CUSIP: P6831V106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTION
ISSUER: Mingfa Group (International) Co. Ltd.
TICKER: 846 CUSIP: G61413103
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT WONG WUN MING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2b: ELECT HUANG QINGZHU AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2c: ELECT HUANG LIANCHUN AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2d: ELECT HUANG LI SHUI AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2e: ELECT LAU KIN HON AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2f: ELECT CHU KIN WANG PELEUS AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2g: ELECT LAM, LEE G. AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Minmetals Capital Co., Ltd.
TICKER: 600390 CUSIP: Y4796R103
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT OF INTERNAL MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #2: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF EQUITY TRANSFER AGREEMENT OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Minmetals Capital Co., Ltd.
TICKER: 600390 CUSIP: Y4796R103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF RAISED FUNDS FOR ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #9: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #10: ELECT CHENG FENGCHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Minmetals Development Co., Ltd.
TICKER: 600058 CUSIP: Y6065P106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5.1: ELECT LIU QINGCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHEN SHAORONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WEN JIANYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT ZHANG JINXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT TANG MIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT WANG XIULI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT ZHANG SHOUWEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT YAN LIJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT NIU JINGKUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT HE XIAOLI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Minmetals Development Co., Ltd.
TICKER: 600058 CUSIP: Y6065P106
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Minmetals Development Co., Ltd.
TICKER: 600058 CUSIP: Y6065P106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Minmetals Development Co., Ltd.
TICKER: 600058 CUSIP: Y6065P106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES AGAINST AGAINST
2018 AND FOR 2019
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS FOR ISSUER YES AGAINST AGAINST
2018 AND FOR 2019
PROPOSAL #9: ELECT KANG CHENGYE AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR AND APPROVE HIS RENUMERATION
PROPOSAL #10: APPROVE DEVELOPMENT OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLE FACTORING AND BILLS DISCOUNTING BUSINESS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Minmetals Land Limited
TICKER: 230 CUSIP: G6144P101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
FINANCIAL SERVICES FRAMEWORK AGREEMENT AND REVISION
OF ANNUAL CAPS FOR DEPOSIT SERVICES UNDER THE
FRAMEWORK AGREEMENT
ISSUER: Minmetals Land Ltd.
TICKER: 230 CUSIP: G6144P101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN XINGWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAM CHUNG LUN, BILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: FIX MAXIMUM NUMBER OF DIRECTORS AT 15 ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO APPOINT ADDITIONAL DIRECTORS
UP TO SUCH MAXIMUM NUMBER
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Minor International PCL
TICKER: MINT CUSIP: Y6069M133
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TAKEOVER BID AND BLOCK SHARE ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: APPROVE AUTHORIZATION IN RELATION TO THE ISSUER YES FOR FOR
TAKEOVER BID AND BLOCK SHARE ACQUISITION
PROPOSAL #4: APPROVE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
ISSUER: Minor International Public Co., Ltd.
TICKER: MINT CUSIP: Y6069M133
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ACKNOWLEDGE STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE ISSUANCE OF WARRANTS TO PURCHASE ISSUER YES FOR FOR
ORDINARY SHARES TO EXISTING SHAREHOLDERS
PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #8: APPROVE ALLOTMENT OF NEW ORDINARY SHARES ISSUER YES FOR FOR
TO EXISTING SHAREHOLDERS
PROPOSAL #9.1: ELECT PAUL CHARLES KENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT SUVABHA CHAROENYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT THIRAPHONG CHANSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
ISSUER: Minsheng Holdings Co., Ltd.
TICKER: 000416 CUSIP: Y5363W102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: ELECT WU GE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: MISC Bhd.
TICKER: 3816 CUSIP: Y6080H105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROZALILA ABDUL RAHMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MUHAMMAD TAUFIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NASARUDIN MD IDRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YEE YANG CHIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES FROM JANUARY 1, ISSUER YES FOR FOR
2018 TO APRIL 24, 2019
PROPOSAL #6: APPROVE DIRECTORS' FEES FROM APRIL 25, ISSUER YES FOR FOR
2019 UNTIL THE NEXT AGM
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Misho Ecology & Landscape Co. Ltd.
TICKER: 300495 CUSIP: Y444MM100
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLETION OF INITIAL RAISED ISSUER YES FOR FOR
FUND INVESTMENT PROJECT AND USE OF EXCESS RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #3: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ZHAO SHAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Misho Ecology & Landscape Co. Ltd.
TICKER: 300495 CUSIP: Y444MM100
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Misho Ecology & Landscape Co. Ltd.
TICKER: 300495 CUSIP: Y444MM100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE TO APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE REALIZATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS AND ARRANGEMENT FOR COMPENSATION IN
CONNECTION TO MAJOR ASSET RESTRUCTURE
ISSUER: Misho Ecology & Landscape Co. Ltd.
TICKER: 300495 CUSIP: Y444MM100
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT NOT
YET UNLOCKED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: MiTAC Holdings Corp.
TICKER: 3706 CUSIP: Y60778100
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, TRADING PROCEDURES
GOVERNING DERIVATIVES PRODUCTS, LENDING FUNDS TO
OTHER PARTIES, ENDORSEMENT AND GUARANTEES AND RULES
AND PROCEDURES FOR ELECTION OF DIRECTORS AND
PROPOSAL #6.1: ELECT MIAU, MATTHEW FENG CHIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT HO, JHI- WU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 117, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT HSU, TZU-HWA, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
MITAC INC., WITH SHAREHOLDER NO. 57, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT SU, LIANG, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
MITAC INC., WITH SHAREHOLDER NO. 57, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT WAY, YUNG-DO, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
UPC TECHNOLOGY CORP, WITH SHAREHOLDER NO. 226, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT CHANG,KWANG-CHENG, ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF UPC TECHNOLOGY CORP, WITH
SHAREHOLDER NO. 226, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT CHIAO, YU-CHENG, WITH ID NO. ISSUER YES AGAINST AGAINST
A120667XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT LU, SHYUE-CHING, WITH ID NO. ISSUER YES FOR FOR
H100330XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT MA, SHAW-HSIANG, WITH ID NO. ISSUER YES FOR FOR
A128427XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.1: ELECT TSAY, CHING-YEN, WITH ID NO. ISSUER YES FOR FOR
J102300XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: MK Restaurant Group PCL
TICKER: M CUSIP: Y6131W119
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT KATIYA GREIGARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ATTAPON CHODCHOY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUJINT CHUMPOLKANJANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PRAVIT TANTIWASINCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: MLP Saglik Hizmetleri AS
TICKER: MPARK CUSIP: M7030H107
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: MLS Co., Ltd.
TICKER: 2745 CUSIP: Y603AS101
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND RELATED AUTHORIZATION
PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: MLS Co., Ltd.
TICKER: 002745 CUSIP: Y603AS101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE FORMULATION OF REMUNERATION ISSUER NO N/A N/A
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE 2019 USE OF OWN FUNDS TO ISSUER NO N/A N/A
CONDUCT ENTRUSTED ASSET MANAGEMENT
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #12: APPROVE LOAN FROM CONTROLLING ISSUER NO N/A N/A
SHAREHOLDER AND RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE CAPITAL INCREASE IN WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #14: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
ISSUER: MMC Norilsk Nickel PJSC
TICKER: GMKN CUSIP: 55315J102
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: MMC Norilsk Nickel PJSC
TICKER: GMKN CUSIP: 55315J102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 792.52 PER SHARE
PROPOSAL #5.1: ELECT SERGEI BARBASHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT ALEKSEI BASHKIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT SERGEI BRATUKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT ANDREI BUGROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT SERGEI VOLK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.6: ELECT MARIANNA ZAKHAROVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.8: ELECT STALBEK MISHAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT MAKSIM POLETAEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.11: ELECT VIACHESLAV SOLOMIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT EVGENII SHVARTS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.13: ELECT ROBERT EDWARDS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: ELECT ALEKSEI DZYBALOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT ANNA MASALOVA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.3: ELECT GEORGII SVANIDZE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT VLADIMIR SHILKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ELENA IANEVICH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INDEMNIFICATION AGREEMENTS WITH DIRECTORS AND
EXECUTIVES
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION
ISSUER: MMC Norilsk Nickel PJSC
TICKER: GMKN CUSIP: X5424N118
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: MMC Norilsk Nickel PJSC
TICKER: GMKN CUSIP: X5424N118
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 792.52 PER SHARE
PROPOSAL #5.1: ELECT SERGEI BARBASHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT ALEKSEI BASHKIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT SERGEI BRATUKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT ANDREI BUGROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT SERGEI VOLK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.6: ELECT MARIANNA ZAKHAROVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.8: ELECT STALBEK MISHAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT MAKSIM POLETAEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.11: ELECT VIACHESLAV SOLOMIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT EVGENII SHVARTS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.13: ELECT ROBERT EDWARDS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: ELECT ALEKSEI DZYBALOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT ANNA MASALOVA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.3: ELECT GEORGII SVANIDZE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT VLADIMIR SHILKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ELENA IANEVICH AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
INDEMNIFICATION AGREEMENTS WITH DIRECTORS AND
EXECUTIVES
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION
ISSUER: MMI Holdings Ltd.
TICKER: MMI CUSIP: S5143R107
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RISTO KETOLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT HILLIE MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT JEANETTE CILLIERS (MARAIS) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: RE-ELECT FRANS TRUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT KHEHLA SHUBANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JABU MOLEKETI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: RE-ELECT JOHAN VAN REENEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ANDREW TAYLOR AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #4.1: RE-ELECT FRANS TRUTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT FATIMA DANIELS (JAKOET) AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE FEES OF THE CHAIRPERSON OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #1.2: APPROVE FEES OF THE DEPUTY CHAIRPERSON ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #1.3: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #1.5: APPROVE FEES OF THE MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #1.6: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
ACTUARIAL COMMITTEE
PROPOSAL #1.7: APPROVE FEES OF THE MEMBER OF ISSUER YES FOR FOR
ACTUARIAL COMMITTEE
PROPOSAL #1.8: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #1.9: APPROVE FEES OF THE MEMBER OF ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #1.10: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
RISK, CAPITAL AND COMPLIANCE COMMITTEE
PROPOSAL #1.11: APPROVE FEES OF THE MEMBER OF RISK, ISSUER YES FOR FOR
CAPITAL AND COMPLIANCE COMMITTEE
PROPOSAL #1.12: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #1.13: APPROVE FEES OF THE MEMBER OF SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #1.14: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
NOMINATIONS COMMITTEE
PROPOSAL #1.15: APPROVE FEES OF THE MEMBER OF ISSUER YES FOR FOR
NOMINATIONS COMMITTEE
PROPOSAL #1.16: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
FAIR PRACTICES COMMITTEE
PROPOSAL #1.17: APPROVE FEES OF THE MEMBER OF FAIR ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #1.18: APPROVE FEES OF THE CHAIRPERSON OF ISSUER YES FOR FOR
BOARD COMMITTEE/SUBSIDIARY BOARD
PROPOSAL #1.19: APPROVE FEES OF THE MEMBER OF BOARD ISSUER YES FOR FOR
COMMITTEE/SUBSIDIARY BOARD
PROPOSAL #1.20: APPROVE FEES OF AD HOC WORK (HOURLY) ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: MMI Holdings Ltd.
TICKER: MMI CUSIP: S5143R107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
MOMENTUM METROPOLITAN HOLDINGS LIMITED
PROPOSAL #1: AUTHORISE RATIFICATION OF SPECIAL ISSUER YES FOR FOR
RESOLUTION 1
ISSUER: Mobile Telecommunications Co. KSC
TICKER: ZAIN CUSIP: M7034R101
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE REPORT FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF KWD 0.030 PER SHARE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF KWD ISSUER YES FOR FOR
420,000 FOR FY 2018
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2018
PROPOSAL #10: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #11: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Mobile Telecommunications Co. Saudi Arabia
TICKER: 7030 CUSIP: M7039H108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4.1: ELECT NAIF AL KABEER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT BADER AL KHARAFI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT OSAMA MATI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.4: ELECT HAMAD AL SHEIKH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #4.5: ELECT RAED AL SAIF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.6: ELECT SAOUD AL BAWARDI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT ABDULLAH AL HUSSEINI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT FIRAS OGAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #4.9: ELECT MARTEL KARATY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.10: ELECT MARK GEGENHEIMER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.11: ELECT MOHAMMED AL MOAMMAR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #4.12: ELECT HISHAM ATAAR AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND FOR Q1
OF FY 2020
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL MARAI
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ALARSHIFA LIMITED WAREHOUSES
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
3,675,000 FOR FY 2018
PROPOSAL #10: ELECT MARTEL KARATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
ISSUER: Mobile TeleSystems PJSC
TICKER: MTSS CUSIP: 607409109
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
YEAR OF FISCAL 2018
PROPOSAL #3.1: APPROVE COMPANY'S MEMBERSHIP IN JOINT ISSUER YES FOR FOR
AUDIT COOPERATION
PROPOSAL #3.2: APPROVE COMPANY'S MEMBERSHIP IN KIROV ISSUER YES FOR FOR
UNION OF INDUSTRIALISTS AND ENTREPRENEURS
ISSUER: Mobile TeleSystems PJSC
TICKER: MTSS CUSIP: X5430T109
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
YEAR OF FISCAL 2018
PROPOSAL #3.1: APPROVE COMPANY'S MEMBERSHIP IN JOINT ISSUER YES FOR FOR
AUDIT COOPERATION
PROPOSAL #3.2: APPROVE COMPANY'S MEMBERSHIP IN KIROV ISSUER YES FOR FOR
UNION OF INDUSTRIALISTS AND ENTREPRENEURS
ISSUER: Mobile TeleSystems PJSC
TICKER: MTSS CUSIP: X5430T109
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: RESOLVE TO ANNOUNCE VOTING RESULTS AND ISSUER YES FOR FOR
RESOLUTIONS ON GENERAL MEETING
PROPOSAL #2.1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 19.98 PER SHARE
PROPOSAL #3.1: ELECT ANTONIOU ANTONIOS THEODOSIOU AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #3.2: ELECT FELIKS EVTUSHENKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT ARTEM ZASURSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT ALEKSEI KATKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT ALEKSEI KORNIA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT VSEVOLOD ROZANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.7: ELECT REGINA VON FLEMMING AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT THOMAS HOLTROP AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT VALENTIN IUMASHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT MAKSIM MAMONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT ANDREI POROKH AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: RATIFY DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
ISSUER: MOL Hungarian Oil & Gas Plc
TICKER: MOL CUSIP: X5S32S129
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE ISSUER NO N/A N/A
COLLECTION METHOD
PROPOSAL #2: ELECT KEEPER OF MINUTES, SHAREHOLDERS TO ISSUER NO N/A N/A
AUTHENTICATE MINUTES, AND COUNTER OF VOTES
PROPOSAL #3: APPROVE STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDENDS OF HUF 142.5 PER SHARE ISSUER NO N/A N/A
PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER NO N/A N/A
STATEMENT
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE REPORT ON SHARE REPURCHASE ISSUER NO N/A N/A
PROGRAM APPROVED AT 2018 AGM
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #10: ELECT SANDOR CSANYI AS MANAGEMENT BOARD ISSUER NO N/A N/A
MEMBER
PROPOSAL #11: ELECT ANTHONY RADEV AS MANAGEMENT BOARD ISSUER NO N/A N/A
MEMBER
PROPOSAL #12: ELECT JANOS MARTONYI AS MANAGEMENT ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #13: ELECT TALAL AL AWFI AS MANAGEMENT BOARD ISSUER NO N/A N/A
MEMBER
PROPOSAL #14: ELECT ANETT PANDURICS AS SUPERVISORY ISSUER NO N/A N/A
BOARD
PROPOSAL #15: ELECT ANETT PANDURICS AS AUDIT ISSUER NO N/A N/A
COMMITTEE MEMBER
PROPOSAL #16: AUTHORIZE SHARE CAPITAL INCREASE BY ISSUER NO N/A N/A
HOLDERS OF "A" SERIES SHARES
PROPOSAL #17: AUTHORIZE SHARE CAPITAL INCREASE BY ISSUER NO N/A N/A
HOLDERS OF "B" SERIES SHARES
PROPOSAL #18: APPROVE UP TO HUF 132.4 BILLION ISSUER NO N/A N/A
INCREASE IN SHARE CAPITAL WITH PREEMPTIVE RIGHTS;
AMEND ARTICLES OF ASSOCIATION ACCORDINGLY
ISSUER: momo.com, Inc.
TICKER: 8454 CUSIP: Y265B6106
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: momo.com, Inc.
TICKER: 8454 CUSIP: Y265B6106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7.1: ELECT CHIEH WANG, WITH ID NO. ISSUER YES FOR FOR
G120583XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS - CHRIS TSAI
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS - JAMIE LIN
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS - SHIN SEONGBIN
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS - CHIEH WANG
ISSUER: Mondi Ltd.
TICKER: MND CUSIP: S5274K111
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT STEPHEN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ANDREW KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER OSWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT FRED PHASWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEPHEN YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TANYA FRATTO AS MEMBER OF THE ISSUER YES FOR FOR
DLC AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT STEPHEN HARRIS AS MEMBER OF ISSUER YES FOR FOR
THE DLC AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT STEPHEN YOUNG AS MEMBER OF THE ISSUER YES FOR FOR
DLC AUDIT COMMITTEE
PROPOSAL #12: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #16: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #19: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 AND/OR 45 OF THE SA COMPANIES ACT
PROPOSAL #20: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #21: PLACE AUTHORISED BUT UNISSUED SPECIAL ISSUER YES FOR FOR
CONVERTING SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #22: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #23: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #24: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #25: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #26: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #27: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #28: AUTHORISE THE DLC AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #29: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #30: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #31: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #32: APPROVE MATTERS RELATING TO THE ISSUER YES FOR FOR
SIMPLIFICATION
PROPOSAL #33: AMEND ARTICLES OF ASSOCIATION OF MONDI ISSUER YES FOR FOR
PLC
PROPOSAL #34: APPROVE CANCELLATION OF ALL DEFERRED ISSUER YES FOR FOR
SHARES OF MONDI PLC
PROPOSAL #35: AMEND MEMORANDUM OF INCORPORATION OF ISSUER YES FOR FOR
MONDI LIMITED
PROPOSAL #36: APPROVE CANCELLATION OF ALL DEFERRED ISSUER YES FOR FOR
SHARES OF MONDI LIMITED
PROPOSAL #37: AUTHORISE ISSUE OF NON-VOTING SHARES TO ISSUER YES FOR FOR
MONDI PLC
PROPOSAL #38: AUTHORISE THE ENTRY INTO AND ISSUER YES FOR FOR
IMPLEMENTATION OF THE SCHEME OF ARRANGEMENT
PROPOSAL #39: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #40: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #41: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
ISSUER: MONETA Money Bank, a.s.
TICKER: MONET CUSIP: X3R0GS100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: ELECT MEETING CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: MONETA Money Bank, a.s.
TICKER: MONET CUSIP: X3R0GS100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: ELECT MEETING CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #6: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 6.15 PER SHARE
PROPOSAL #9: APPROVE CONTRACTS ON PERFORMANCE OF ISSUER YES FOR FOR
FUNCTIONS WITH EMPLOYEES' REPRESENTATIVES TO
SUPERVISORY BOARD
PROPOSAL #10: RATIFY AUDITOR ISSUER YES FOR FOR
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 002123 CUSIP: Y7323P102
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF 2018 STOCK OPTION AND ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 002123 CUSIP: Y7323P102
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL LIMIT AND ISSUER YES FOR FOR
CAPITAL SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, REPURCHASE AMOUNT LIMIT ISSUER YES FOR FOR
ESTIMATE AND PROPORTION OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 002123 CUSIP: Y7323P102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN CIQIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 2123 CUSIP: Y7323P102
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 2123 CUSIP: Y7323P102
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CANCELLATION OF GRANTED STOCK ISSUER YES FOR FOR
OPTION BUT NOT YET EXERCISED
PROPOSAL #3: APPROVE CANCELLATION OF SHARES UNDER ISSUER YES FOR FOR
2018 INCENTIVE PLAN
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 002123 CUSIP: Y7323P102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YU WENSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN CIQIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG CHUNBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HUANG YONGGANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT TIAN FEICHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG YONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU ZHONGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HOU YANZHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT SHI YONGQI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 2123 CUSIP: Y7323P102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Montnets Rongxin Technology Group Co., Ltd.
TICKER: 002123 CUSIP: Y7323P102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF STOCK OPTIONS ISSUER YES FOR FOR
AND REPURCHASE CANCELLATION OF PERFORMANCE SHARES
ISSUER: Moon Environment Technology Co., Ltd.
TICKER: 811 CUSIP: Y97408101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT RONG FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT JI XIANGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
ISSUER: Moscow Exchange MICEX-RTS PJSC
TICKER: MOEX CUSIP: X5504J102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 7.7 PER SHARE
PROPOSAL #4.1: ELECT ILIA BAKHTURIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT PAUL BODART AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT MIKHAIL BRATANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.4: ELECT OLEG VYUGIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.5: ELECT ANDREI GOLIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT MARIIA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT VALERII GOREGLIAD AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT IURII DENISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT DMITRII EREMEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.10: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ALEKSANDER IZOSIMOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.12: ELECT RAINER RIESS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT VLADISLAV ZIMIN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT MIHAIL KIREEV AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT OLGA ROMANTSOVA AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REGULATIONS ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #12: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION OF FINANCIAL TECHNOLOGY DEVELOPMENT
ISSUER: Motech Industries, Inc.
TICKER: 6244 CUSIP: Y61397108
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT TSENG YUNG-HUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LEE CHIH-KAOU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT HUANG SHAO-HUA, WITH ID NO. ISSUER YES FOR FOR
A101313XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LU MING-HSIAO, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT WU CHENG-CHING, WITH ID NO. ISSUER YES FOR FOR
A102732XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT LEE SAN-BOH, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 52, AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LEE CHING-CHAO, WITH ID NO. ISSUER YES FOR FOR
Q100052XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Motherson Sumi Systems Ltd.
TICKER: 517334 CUSIP: Y6139B141
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT LAKSH VAAMAN SEHGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SHUNICHIRO NISHIMURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Motherson Sumi Systems Ltd.
TICKER: 517334 CUSIP: Y6139B141
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Motic (Xiamen) Electric Group Co., Ltd.
TICKER: 300341 CUSIP: Y613BC104
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Motic (Xiamen) Electric Group Co., Ltd.
TICKER: 300341 CUSIP: Y613BC104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Motilal Oswal Financial Services Ltd.
TICKER: 532892 CUSIP: Y6136Z109
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: DECLARE FINAL DIVIDEND AND CONFIRM ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #4: REELECT MOTILAL OSWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NAVIN AGARWAL AS MANAGING DIRECTOR
PROPOSAL #6: ELECT AJAY MENON AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION OF AJAY MENON AS WHOLE-
TIME DIRECTOR
PROPOSAL #7: ELECT REKHA SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS ON A PRIVATE PLACEMENT BASIS
PROPOSAL #9: APPROVE SALE, LEASE OR DISPOSAL BY ISSUER YES AGAINST AGAINST
MOTILAL OSWAL ASSET MANAGEMENT COMPANY LIMITED, A
MATERIAL SUBSIDIARY, OF ITS ASSETS
ISSUER: Motilal Oswal Financial Services Ltd.
TICKER: 532892 CUSIP: Y6136Z109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Motor Oil (Hellas) Corinth Refineries SA
TICKER: MOH CUSIP: X55904100
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
ZENCHARM HOLDINGS LIMITED ON OPERATION AND MANAGEMENT
OF TALLON COMMODITIES LIMITED
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
ZENCHARM HOLDINGS LIMITED ON OPERATION AND MANAGEMENT
OF TALLON PTE LTD
PROPOSAL #3: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
ISSUER: Motor Oil (Hellas) Corinth Refineries SA
TICKER: MOH CUSIP: X55904100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADVANCE PAYMENTS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT SHARING TO DIRECTORS AND ISSUER YES FOR FOR
KEY MANAGEMENT PERSONNEL
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
ISSUER: Mouwasat Medical Services Co.
TICKER: 4002 CUSIP: M7065G107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND FOR Q1
OF FY 2020
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 1.75 FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL MOUWASAT MEDICAL RELATED
TO HOUSING ACCOMMODATION
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL MOUWASAT MEDICAL RELATED
TO SUPPLY OF MEDICAL SUPPLIES
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL MOUWASAT MEDICAL RELATED
TO TICKETS AND TOURISM SERVICES
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL MOUWASAT MEDICAL RELATED
TO RENTAL OF TRAINED TECHNICAL PERSONNEL
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND AL MOUWASAT MEDICAL RELATED
TO CONTRACTS FOR SUPPLY AND INSTALLATION OF STAINLESS
STEEL
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND MEDIAL VISION EST RELATED TO
EXECUTION AND SUPPLY OF ADVERTISING, ADVERTISING AND
MARKETING
PROPOSAL #12: ALLOW SAMI ABDULKARIM TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #13: ALLOW NASSER AL SUBAIE TO BE INVOLVED ISSUER YES FOR FOR
WITH COMPETITOR COMPANIES
PROPOSAL #14: ALLOW MOHAMMED SULEIMAN AL SALIM TO BE ISSUER YES FOR FOR
INVOLVED WITH COMPETITOR COMPANIES
PROPOSAL #15: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #16: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS OF SAR 450,000 FOR FY 2018
ISSUER: Movida Participacoes SA
TICKER: MOVI3 CUSIP: P6S8CC103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
ISSUER: Movida Participacoes SA
TICKER: MOVI3 CUSIP: P6S8CC103
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: AMEND ARTICLES 3 AND 13 AND CONSOLIDATE ISSUER NO N/A N/A
BYLAWS
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER NO N/A N/A
ISSUER: Mphasis Ltd
TICKER: 526299 CUSIP: Y6144V108
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT AMIT DALMIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT DAVID LAWRENCE JOHNSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: REELECT NARAYANAN KUMAR AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Mphasis Ltd.
TICKER: 526299 CUSIP: Y6144V108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Mr. Price Group Ltd.
TICKER: MRP CUSIP: S5256M135
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2.1: RE-ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT MAUD MOTANYANE-WELCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT BRENDA NIEHAUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH VINODHAN PILLAY AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #5.1: RE-ELECT BOBBY JOHNSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.3: ELECT MARK BOWMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: ADOPT THE SOCIAL, ETHICS, TRANSFORMATION ISSUER YES FOR FOR
AND SUSTAINABILITY COMMITTEE REPORT
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #11: AMEND SHARE OPTION SCHEMES' EXERCISE ISSUER YES FOR FOR
PERIODS
PROPOSAL #12: AMEND SHARE OPTION SCHEMES' PERFORMANCE ISSUER YES FOR FOR
CONDITIONS
PROPOSAL #1.1: APPROVE FEES OF THE INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN
PROPOSAL #1.2: APPROVE FEES OF THE HONORARY CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: APPROVE FEES OF THE NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1.5: APPROVE FEES OF THE AUDIT AND ISSUER YES FOR FOR
COMPLIANCE COMMITTEE CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE AUDIT AND ISSUER YES FOR FOR
COMPLIANCE COMMITTEE MEMBERS
PROPOSAL #1.7: APPROVE FEES OF THE REMUNERATION AND ISSUER YES FOR FOR
NOMINATIONS COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE REMUNERATION AND ISSUER YES FOR FOR
NOMINATIONS COMMITTEE MEMBERS
PROPOSAL #1.9: APPROVE FEES OF THE SOCIAL, ETHICS, ISSUER YES FOR FOR
TRANSFORMATION AND SUSTAINABILITY COMMITTEE CHAIRMAN
PROPOSAL #1.10: APPROVE FEES OF THE SOCIAL, ETHICS, ISSUER YES FOR FOR
TRANSFORMATION AND SUSTAINABILITY COMMITTEE MEMBERS
PROPOSAL #1.11: APPROVE FEES OF THE RISK AND IT ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #1.12: APPROVE FEES OF THE RISK AND IT ISSUER YES FOR FOR
COMMITTEE - IT SPECIALIST
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
ISSUER: MRF Ltd.
TICKER: 500290 CUSIP: Y6145L117
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT CIBI MAMMEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AMBIKA MAMMEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ARUN MAMMEN AS VICE CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: MRF Ltd.
TICKER: 500290 CUSIP: Y6145L117
MEETING DATE: 1/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF K M MAMMEN AS MANAGING DIRECTOR
PROPOSAL #2: ELECT VIMLA ABRAHAM AS DIRECTOR ISSUER YES FOR FOR
ISSUER: MRV Engenharia e Participacoes SA
TICKER: MRVE3 CUSIP: P6986W107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTIAL SPIN-OFF RE: SHARES OF ISSUER YES FOR FOR
LOG COMMERCIAL PROPERTIES E PARTICIPACOES S.A.
PROPOSAL #2: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
RE: SHARES OF LOG COMMERCIAL PROPERTIES E
PARTICIPACOES S.A.
PROPOSAL #3: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
WITHOUT CANCELLATION OF SHARES
PROPOSAL #7: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MINUTES OF MEETING WITH ISSUER YES FOR FOR
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #10: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: MRV Engenharia e Participacoes SA
TICKER: MRVE3 CUSIP: P6986W107
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION TO THE CURRENT ISSUER NO N/A N/A
ORGANIZATIONAL STRUCTURE OF THE COMPANY AND AMEND
ARTICLES ACCORDINGLY
PROPOSAL #2.1: ELECT SINAI WAISBERG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.2: ELECT LEONARDO GUIMARAES CORREA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT BETANIA TANURE DE BARROS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT RUBENS MENIN TEIXEIRA DE SOUZA ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #2.5: ELECT MARCOS ALBERTO CABALEIRO ISSUER NO N/A N/A
FERNANDEZ AS DIRECTOR
PROPOSAL #2.6: ELECT RAFAEL NAZARETH MENIN TEIXEIRA ISSUER NO N/A N/A
DE SOUZA AS DIRECTOR
PROPOSAL #2.7: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES FOR EACH
SUPPORTED NOMINEE?
PROPOSAL #4.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SINAI WAISBERG AS DIRECTOR
PROPOSAL #4.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LEONARDO GUIMARAES CORREA AS DIRECTOR
PROPOSAL #4.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BETANIA TANURE DE BARROS AS DIRECTOR
PROPOSAL #4.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUBENS MENIN TEIXEIRA DE SOUZA AS DIRECTOR
PROPOSAL #4.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS ALBERTO CABALEIRO FERNANDEZ AS DIRECTOR
PROPOSAL #4.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RAFAEL NAZARETH MENIN TEIXEIRA DE SOUZA AS
DIRECTOR
PROPOSAL #4.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO KANDIR AS DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #6: APPROVE DECREASE IN BOARD SIZE ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLE 23 ISSUER NO N/A N/A
PROPOSAL #8: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #9: AMEND STOCK OPTION PLAN ISSUER NO N/A N/A
PROPOSAL #10: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
ISSUER: MRV Engenharia e Participacoes SA
TICKER: MRVE3 CUSIP: P6986W107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE MINUTES OF MEETING WITH ISSUER NO N/A N/A
EXCLUSION OF SHAREHOLDER NAMES
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: MRV Engenharia e Participacoes SA
TICKER: MRVE3 CUSIP: P6986W107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SILVIO ROMERO DE LEMOS MEIRA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2: INSTALL INNOVATION COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN BOARD SIZE FROM ISSUER YES FOR FOR
SEVEN TO EIGHT MEMBERS
PROPOSAL #4: CHANGE NAME OF GOVERNANCE AND ETHICS ISSUER YES FOR FOR
COMMITTEE TO GOVERNANCE AND COMPLIANCE COMMITTEE
PROPOSAL #5: AMEND ARTICLE 23 ISSUER YES FOR FOR
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING WITH ISSUER YES FOR FOR
EXCLUSION OF SHAREHOLDER NAMES
ISSUER: MTN Group Ltd.
TICKER: MTN CUSIP: S8039R108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MCEBISI JONAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KHOTSO MOKHELE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT SWAZI TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT SHAYGAN KHERADPIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT KOOSUM KALYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: RE-ELECT AZMI MIKATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: RE-ELECT DAWN MAROLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: RE-ELECT PETER MAGEZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1: RE-ELECT ALAN HARPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT CHRISTINE RAMON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT PAUL HANRATTY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.4: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #4: REAPPOINT SIZWENTSALUBAGOBODO GRANT ISSUER YES FOR FOR
THORNTON INC AS AUDITORS OF THE COMPANY
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED
ENTITIES
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
DIRECTORS, PRESCRIBED OFFICERS AND EMPLOYEE SHARE
SCHEME BENEFICIARIES
ISSUER: Muangthai Capital Public Co. Ltd.
TICKER: MTC CUSIP: Y613G3109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT APICHET PENGSRITONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHUCHAT PETAUMPAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DAONAPA PETAMPAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: ELECT SUKSIT PETAMPAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Muhibbah Engineering (M) Berhad
TICKER: 5703 CUSIP: Y6151L100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZAKARIA BIN ABDUL HAMID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT MAC CHUNG JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEE POH KWEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CROWE HORWATH AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ZAKARIA BIN ABDUL HAMID TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ABD HAMID BIN IBRAHIM TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Multi Commodity Exchange of India Ltd.
TICKER: 534091 CUSIP: Y5S057101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MADHU VADERA JAYAKUMAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT HEMANG RAJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAH GUPTA & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
ISSUER: Multiexport Foods SA
TICKER: MULTIFOODS CUSIP: P6988Z108
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE PARAGRAPH OF ARTICLES RE: ISSUER YES FOR FOR
LOCATION OF SHAREHOLDER MEETINGS
PROPOSAL #2: RATIFY RESOLUTIONS APPROVED BY ISSUER YES FOR FOR
SHAREHOLDER MEETING ON APRIL 18, 2018
PROPOSAL #3: AMEND ARTICLES RE: LOCATION OF COMPANY ISSUER YES FOR FOR
HEADQUARTERS
ISSUER: Multiexport Foods SA
TICKER: MULTIFOODS CUSIP: P6988Z108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #7: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Multiplan Empreendimentos Imobiliarios S.A.
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 1:3 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES 5 AND 8 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL AND
CONSOLIDATE BYLAWS
PROPOSAL #4: ELECT ANA PAULA KAMINITZ PERES AS ISSUER YES AGAINST AGAINST
DIRECTOR
ISSUER: Multiplan Empreendimentos Imobiliarios SA
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Multiplan Empreendimentos Imobiliarios SA
TICKER: MULT3 CUSIP: P69913187
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 24 AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: NOVO MERCADO ISSUER YES AGAINST AGAINST
REGULATION
PROPOSAL #2: AMEND ARTICLES RE: B3 S.A. ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES RE: EXECUTIVE OFFICERS ISSUER YES FOR FOR
PROPOSAL #4: REMOVE ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: ADD ARTICLES ISSUER YES FOR FOR
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANDATORY REPURCHASE OF ISSUER NO N/A N/A
REMAINING SHARES IN THE MARKET FOLLOWING THE TENDER
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
ISSUER: Multiplus SA
TICKER: MPLU3 CUSIP: P69915109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS AND INTEREST-ON- ISSUER YES FOR FOR
CAPITAL-STOCK
PROPOSAL #4: INFORM REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT FOR 2018 AND APPROVE REMUNERATION OF
COMPANY'S MANAGEMENT FOR 2019
PROPOSAL #5: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
ISSUER: Murray & Roberts Holdings Ltd.
TICKER: MUR CUSIP: S52800133
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT RALPH HAVENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT NTOMBI LANGA-ROYDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT KEITH SPENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT HENRY LAAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH GRAEME BERRY AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
POLICY
PROPOSAL #8: RE-ELECT DIANE MCCANN (RADLEY) AS ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT & SUSTAINABILITY COMMITTEE
PROPOSAL #9: RE-ELECT EMMA MASHILWANE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT & SUSTAINABILITY COMMITTEE
PROPOSAL #10: RE-ELECT KEITH SPENCE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT & SUSTAINABILITY COMMITTEE
PROPOSAL #11: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
ISSUER: Muthoot Finance Ltd.
TICKER: 533398 CUSIP: Y6190C103
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT GEORGE ALEXANDER MUTHOOT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: REELECT GEORGE THOMAS MUTHOOT AS ISSUER YES AGAINST AGAINST
DIRECTOR
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 2714 CUSIP: Y6149B107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICING REFERENCE PERIOD, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES
IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 2714 CUSIP: Y6149B107
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 2714 CUSIP: Y6149B107
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #2: APPROVE CHANGE IN LOCATION OF RAISED ISSUER YES FOR FOR
FUNDS PROJECT
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 2714 CUSIP: Y6149B107
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF LAND USE RIGHTS AND
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 002714 CUSIP: Y6149B107
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Muyuan Foods Co., Ltd.
TICKER: 2714 CUSIP: Y6149B107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS FROM ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES TO PURCHASE FINANCIAL
PRODUCTS
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS FROM ISSUER YES FOR FOR
PRIVATE PLACEMENT OF PREFERRED SHARES TO PURCHASE
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #13: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Muyuan Foodstuff Company Limited
TICKER: 002714 CUSIP: Y6149B107
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2.1: ELECT QIN YINGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT QIAN YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CAO ZHINIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT RAM CHARAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI HONGWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIU LIJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XIANG ZHENHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT CHU KE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LI FUQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ADDITIONAL DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #6: APPROVE DEVELOPMENT OF SUPPLY CHAIN ISSUER YES FOR FOR
ACCOUNTS PAYABLE ASSET SECURITIZATION
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SUPPLY CHAIN
ACCOUNTS PAYABLE ASSET SECURITIZATION
ISSUER: My E.G. Services Bhd.
TICKER: 138 CUSIP: Y6147P116
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT NORRAESAH BINTI HAJI MOHAMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT MOHD JIMMY WONG BIN ABDULLAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT WONG KOK CHAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CROWE MALAYSIA PLT AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE MOHD JIMMY WONG BIN ABDULLAH TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE MUHAMMAD RAIS BIN ABDUL KARIM TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Myhome Real Estate Development Group Co., Ltd.
TICKER: 000667 CUSIP: Y5053U101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Myhome Real Estate Development Group Co., Ltd.
TICKER: 000667 CUSIP: Y5053U101
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
ISSUER: Myhome Real Estate Development Group Co., Ltd.
TICKER: 667 CUSIP: Y5053U101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUBSIDIARY AND GUARANTEE RECIPIENTS
ISSUER: Myhome Real Estate Development Group Co., Ltd.
TICKER: 667 CUSIP: Y5053U101
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #9: APPROVE MUTUAL GUARANTEE PROVISION ISSUER YES FOR FOR
BETWEEN COMPANY AND CONTROLLING SHAREHOLDER
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION FOR ASSET-BACKED
SECURITIES ISSUANCE PLAN
ISSUER: MYS Group Co Ltd
TICKER: 002303 CUSIP: Y77444100
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S SHAREHOLDER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE MANNER OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: APPROVE PRICE RANGE AND PRICING SHAREHOLDER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.3: APPROVE NUMBER AND PROPORTION OF THE SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL SHAREHOLDER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PERIOD OF THE SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #2.6: APPROVE THE USAGE OF THE SHARES TO BE SHAREHOLDER YES FOR FOR
REPURCHASED
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: MYS Group Co., Ltd.
TICKER: 2303 CUSIP: Y77444100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #8: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE AMOUNT TO SUBSIDIARIES
ISSUER: Mytilineos Holdings SA
TICKER: MYTIL CUSIP: X56014131
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: CHANGE LOCATION OF REGISTERED OFFICE ISSUER YES FOR FOR
ISSUER: Mytilineos Holdings SA
TICKER: MYTIL CUSIP: X56014131
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #7: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
ISSUER: Namchow Holdings Co., Ltd.
TICKER: 1702 CUSIP: Y61998103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT CHUN HSUEH CHEN, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 180815, AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHEN YIWEN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
NANQIAO INVESTMENT HOLDINGS CO., LTD., WITH
SHAREHOLDER NO. 1797, AS NON-INDEPENDENT DIRECTOR
ISSUER: Nampak Ltd
TICKER: NPK CUSIP: S5326R114
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT IN CONNECTION WITH
THE EXISTING SHARE SCHEMES
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
ISSUER: Nampak Ltd.
TICKER: NPK CUSIP: S5326R114
MEETING DATE: 2/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: RE-ELECT NOPASIKA LILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5.1: RE-ELECT JENITHA JOHN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.2: RE-ELECT IPELENG MKHARI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.3: RE-ELECT NOPASIKA LILA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #8: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: AMEND MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY
ISSUER: Nan Ya Plastics Corp.
TICKER: 1303 CUSIP: Y62061109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHIA CHAU, WU WITH SHAREHOLDER SHAREHOLDER YES FOR N/A
NO. 16681 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WEN YUAN, WONG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 0273986 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT WILFRED WANG, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
FORMOSA PETROCHEMICAL CORPORATION, WITH SHAREHOLDER
NO. 0260221 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT RUEY YU, WANG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 0073127 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT MING JEN, TZOU, WITH SHAREHOLDER SHAREHOLDER YES FOR N/A
NO. 0427610 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT KUEI YUNG, WANG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 0445487 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT SHEN YI, LEE, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
FORMOSA CHEMICALS & FIBRE CORP. WITH SHAREHOLDER NO.
6090 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT FONG CHIN, LIN WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 0253418 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT ZO CHUN JEN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
FORMOSA PLASTICS CORP., WITH SHAREHOLDER NO. 5658 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT SIN YI, HUANG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 26459 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT CHENG CHUNG LEE WITH ID NO. SHAREHOLDER YES AGAINST N/A
A101797XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT CHING CHENG, CHANG, SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF FREEDOM INTERNATION ENTERPRISE
COMPANY, WITH SHAREHOLDER NO. 655362 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.13: ELECT CHIH KANG, WANG WITH ID NO. SHAREHOLDER YES FOR N/A
F103335XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.14: ELECT YI FU LIN WITH ID NO. SHAREHOLDER YES FOR N/A
A103619XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.15: ELECT YUN PENG, CHU WITH SHAREHOLDER SHAREHOLDER YES FOR N/A
NO. 0055680 AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Nan Ya Printed Circuit Board Corp
TICKER: 8046 CUSIP: Y6205K108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Nanfang Zhongjin Environment Co., Ltd.
TICKER: 300145 CUSIP: Y30420106
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE ISSUE PRICE, PRICING PERIOD, ISSUER YES FOR FOR
AND PRICING BASIS
PROPOSAL #1.5: APPROVE ISSUE TYPE, SCALE, PROPORTION ISSUER YES FOR FOR
OF SHARE CAPITAL
PROPOSAL #1.6: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.7: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Nanfang Zhongjin Environment Co., Ltd.
TICKER: 300145 CUSIP: Y30420106
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TANG HONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT YAO HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT BAI FENGLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG QINGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SHEN MENGHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SHEN QINWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SONG ZHENGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LUO JING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZHANG PING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG MIANHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHAO XIUFANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Nanfang Zhongjin Environment Co., Ltd.
TICKER: 300145 CUSIP: Y30420106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING ISSUANCE OF SUPER
SHORT-TERM COMMERCIAL PAPERS AND MEDIUM-TERM NOTES
ISSUER: Nanfang Zhongjin Environment Co., Ltd.
TICKER: 300145 CUSIP: Y30420106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9.1: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
LUO JING
PROPOSAL #9.2: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
SONG ZHENGPING
PROPOSAL #9.3: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
ZHANG PING
PROPOSAL #10: AMEND ALLOWANCE PROVISION SYSTEM FOR ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE REMUNERATION OF SHEN MENGHUI ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE REMUNERATION OF WANG QINGXIN ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE REMUNERATION OF SHEN QINWEI ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FORMULATION OF SUPERVISOR ISSUER YES FOR FOR
COMPENSATION PLAN
ISSUER: NanJi E-Commerce Co., Ltd.
TICKER: 002127 CUSIP: Y4447Q108
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
FROM PROJECT TO REPAY PARTIAL MEDIUM-TERM LOANS AND
PURCHASE LOANS
ISSUER: NanJi E-Commerce Co., Ltd.
TICKER: 2127 CUSIP: Y4447Q108
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF COOPERATION FRAMEWORK
AGREEMENT WITH A RELATED PARTY
ISSUER: NanJi E-Commerce Co., Ltd.
TICKER: 002127 CUSIP: Y4447Q108
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: NanJi E-Commerce Co., Ltd.
TICKER: 2127 CUSIP: Y4447Q108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
BUSINESS CHANGES
ISSUER: Nanjing Central Emporium (Group) Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES FOR FOR
FOR TRANSFER OF INCOME RIGHTS OF ACCOUNTS
RECEIVABLES AND FOR REPURCHASE FINANCING
PROPOSAL #1.2: APPROVE GUARANTEE PROVISION BY JIANGSU ISSUER YES FOR FOR
CENTRAL XINYA DEPARTMENT STORE CO., LTD. FOR
TRANSFER OF INCOME RIGHTS OF ACCOUNTS RECEIVABLES AND
REPURCHASE FINANCING
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SIGNING OF PROPERTY LEASING ISSUER YES FOR FOR
AGREEMENT BY CONTROLLED SUBSIDIARY NANJING CENTRAL
PLAZA GROUP COMMERCIAL MANAGEMENT CO., LTD. WITH
RELATED PARTIES
PROPOSAL #1.2: APPROVE SIGNING OF PROPERTY LEASING ISSUER YES FOR FOR
AGREEMENT BY CONTROLLED SUBSIDIARY HUBEI DAYE CENTRAL
INTERNATIONAL COMMERCIAL MANAGEMENT CO., LTD. WITH
RELATED PARTIES
PROPOSAL #1.3: APPROVE SIGNING OF PROPERTY LEASING ISSUER YES FOR FOR
AGREEMENT BY CONTROLLED SUBSIDIARY TONGLING YURUN
CENTRAL SHOPPING PLAZA CO., LTD. WITH RELATED PARTIES
PROPOSAL #1.4: APPROVE SIGNING OF ASSET MANAGEMENT ISSUER YES FOR FOR
SERVICES AGREEMENT BY CONTROLLED SUBSIDIARY NANJING
CENTRAL PLAZA GROUP COMMERCIAL MANAGEMENT CO., LTD.
WITH RELATED PARTIES
PROPOSAL #2: APPROVE SIGNING OF RELOCATION ISSUER YES FOR FOR
COMPENSATION AGREEMENT BY CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE SIGNING OF LEASE CONTRACT ISSUER YES FOR FOR
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT TO TREASURY SHARE ISSUER YES FOR FOR
HOLDING PERIOD
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 200 MILLION FOR NANJING CENTRAL
SHOPPING MALL GROUP JOINT MARKETING CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANJING CENTRAL SHOPPING MALL GROUP JOINT MARKETING
CO., LTD. BY JIANGSU CENTRAL NEW ASIA DEPARTMENT
STORE CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
AMOUNTING TO CNY 327 MILLION FOR NANJING CENTRAL
SHOPPING MALL GROUP JOINT MARKETING CO., LTD.
PROPOSAL #1.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANJING CENTRAL SHOPPING MALL GROUP JOINT MARKETING
CO., LTD. BY XUZHOU CENTRAL DEPARTMENT STORE CO.,
PROPOSAL #1.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NANJING CENTRAL SHOPPING MALL GROUP BUSINESS
MANAGEMENT CO., LTD.
PROPOSAL #1.6: APPROVE PROVISION OF GUARANTEE TO XUYI ISSUER YES FOR FOR
YURUN CENTRAL SHOPPING PLAZA CO., LTD.
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT ZHU JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHU YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT QIAN YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT TENG JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT WANG YUETANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZHAO SHUNLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LI DONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WANG SHENGLING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT YANG XUEPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nanjing Central Emporium Stocks Co., Ltd.
TICKER: 600280 CUSIP: Y6204X101
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONSTRUCTION AGENCY CONTRACT AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #8: APPROVE COMMISSIONED SALES AGENCY ISSUER YES FOR FOR
CONTRACT AND RELATED-PARTY TRANSACTIONS
ISSUER: Nanjing Chixia Development Co., Ltd.
TICKER: 600533 CUSIP: Y6203W104
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT JIANG JINSONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT FAN YEMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XU SHUIYAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT XU YIMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT MAO NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GENG QIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LIU SHIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LU YANGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT YUAN CUILING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nanjing Chixia Development Co., Ltd.
TICKER: 600533 CUSIP: Y6203W104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR INVENTORY ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLING SHAREHOLDER AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Nanjing Gaoke Co., Ltd.
TICKER: 600064 CUSIP: Y6197V104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSTRUCTION OF JING'AN JIAYUAN ISSUER YES FOR FOR
SAFE HOUSING PHASE 4 PROJECT
PROPOSAL #2: APPROVE CONSTRUCTION OF XINHE VILLAGE ISSUER YES FOR FOR
SAFE HOUSING PROJECT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LU YANGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZHOU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Nanjing Gaoke Co., Ltd.
TICKER: 600064 CUSIP: Y6197V104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #7: APPROVE AUTHORIZE CHAIRMAN OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR BANK LOAN
PROPOSAL #8: APPROVE FINANCING SUPPORT PROVISION FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARIES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
ISSUER: Nanjing Hanrui Cobalt Co., Ltd.
TICKER: 300618 CUSIP: Y6196V105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF ASSET POOLING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: AMEND DETAILED RULES FOR ONLINE VOTING ISSUER YES FOR FOR
OF THE SHAREHOLDERS GENERAL MEETING
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Nanjing Hanrui Cobalt Co., Ltd.
TICKER: 300618 CUSIP: Y6196V105
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT REN TING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Nanjing Hanrui Cobalt Co., Ltd.
TICKER: 300618 CUSIP: Y6196V105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Nanjing Hanrui Cobalt Co., Ltd.
TICKER: 300618 CUSIP: Y6196V105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES TO THE FUNDRAISING ISSUER YES FOR FOR
PROJECT
ISSUER: Nanjing Hanrui Cobalt Co., Ltd.
TICKER: 300618 CUSIP: Y6196V105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #9: APPROVE 2019 REMUNERATION PLAN OF ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #10: APPROVE 2019 REMUNERATION PLAN OF ISSUER NO N/A N/A
SUPERVISORS
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 727 CUSIP: Y6203X102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 000727 CUSIP: Y6203X102
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU GUIXIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN KUANYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU GUOFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SUN XUEJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GUO ZHENLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YAO ZHAONIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT ZHANG BAIZHE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT LIN LEI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.9: ELECT LI YUXIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT TU CHANGBAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG CHENGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 000727 CUSIP: Y6203X102
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 727 CUSIP: Y6203X102
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF TECHNICAL SERVICE ISSUER YES FOR FOR
CONTRACT
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 727 CUSIP: Y6203X102
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION SITUATION AND 2019 DAILY RELATED PARTY
TRANSACTIONS
PROPOSAL #2: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHONG YOUXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 000727 CUSIP: Y6203X102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DEBT FINANCING PLAN OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR DEBT INVESTMENT PLAN
ISSUER: Nanjing Huadong Electronics Information & Technology Co., Ltd.
TICKER: 000727 CUSIP: Y6203X102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHEN JIANLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU GUOZHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO JI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING BUSINESS
ISSUER: Nanjing Iron & Steel Co., Ltd.
TICKER: 600282 CUSIP: Y62041101
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #3.6: APPROVE PAYMENT MANNER OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #3.7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE SPECIAL ACCOUNT FOR PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #5: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
PROPOSAL #6: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: AMEND INFORMATION DISCLOSURE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Nanjing Iron & Steel Co., Ltd.
TICKER: 600282 CUSIP: Y62041101
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Nanjing Iron & Steel Co., Ltd.
TICKER: 600282 CUSIP: Y62041101
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCREASE IN CAPITAL OF BAIZHONG ISSUER YES FOR FOR
ENVIRONMENTAL TECHNOLOGY (SHANGHAI) CO., LTD.
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Nanjing Iron & Steel Co., Ltd.
TICKER: 600282 CUSIP: Y62041101
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHAREHOLDER RATIFICATION FOR ISSUER YES FOR FOR
2018 DAILY RELATED PARTY TRANSACTION
PROPOSAL #11: APPROVE SHAREHOLDER RATIFICATION FOR ISSUER YES FOR FOR
2018 GUARANTEE FOR WHOLLY-OWNED SUBSIDIARY AND
CONTROLLED SUBSIDIARY
PROPOSAL #12: APPROVE SHAREHOLDER RATIFICATION FOR ISSUER YES FOR FOR
2018 GUARANTEE FOR ASSOCIATE COMPANY
PROPOSAL #13: APPROVE CONTINUANCE OF HEDGING BUSINESS ISSUER YES FOR FOR
IN THE STEEL INDUSTRY
PROPOSAL #14: APPROVE ADJUSTMENT OF OWN FUNDS FOR ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #15: ELECT ZHANG LIANGSEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT ZHENG HE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT XU WENDONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Nanjing Kangni Mechanical & Electrical Co., Ltd.
TICKER: 603111 CUSIP: Y6S9BA106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND ESTIMATED LIABILITIES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURING ANNUAL PERFORMANCE COMMITMENT AND
PERFORMANCE COMPENSATION OF RESTRUCTURING COUNTER
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF SHARES
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #14.1: ELECT CHEN YINGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT JIN YUANGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT GAO WENMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT LIU WENPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT HAN BING AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #14.6: ELECT NIE BANGJUN AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #14.7: ELECT TAN YAOHUI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #15.1: ELECT LU GUANGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT QIU XIANGYANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG HONGFA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT ZHU WEIDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT LIU JIANXIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Nanjing Keyuan Automatic Corp. Co., Ltd.
TICKER: 2380 CUSIP: Y6197F109
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Nanjing Keyuan Automatic Corp. Co., Ltd.
TICKER: 002380 CUSIP: Y6197F109
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND INCREASE CAPITAL IN SUBSIDIARY
PROPOSAL #2: AMEND HOUSING MANAGEMENT LOAN MANAGEMENT ISSUER YES FOR FOR
MEASURES
ISSUER: Nanjing Keyuan Automatic Corp. Co., Ltd.
TICKER: 002380 CUSIP: Y6197F109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DRAFT OF SECOND PHASE OF ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Nanjing Keyuan Automatic Corp. Co., Ltd.
TICKER: 2380 CUSIP: Y6197F109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY'S FULL NAME ISSUER YES FOR FOR
AND SECURITIES ABBREVIATION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Nanjing Panda Electronics Co. Ltd.
TICKER: 553 CUSIP: Y6204F118
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SUB-CONTRACTING AGREEMENT, ISSUER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #2: APPROVE THE SALE AGREEMENT, THE PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #3: APPROVE THE FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #4: APPROVE THE CEC SUBCONTRACTING ISSUER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #5: APPROVE THE PURCHASE AGREEMENT, THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #6: APPROVE THE LEASE AGREEMENT, THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #7: APPROVE THE NEIIC GROUP LEASE AGREEMENT, ISSUER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #8: APPROVE THE TRADEMARK LICENSE AGREEMENT, ISSUER YES FOR FOR
THE PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
ISSUER: Nanjing Panda Electronics Co. Ltd.
TICKER: 553 CUSIP: Y6204F118
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS INTERNATIONAL AUDITOR, PRC
AUDITOR AND INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO DETERMINE THEIR REMUNERATION
PROPOSAL #7: APPROVE 2018 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN OF ISSUER YES FOR FOR
NANJING PANDA (2019-2021)
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCING OF NANJING PANDA ELECTRONICS EQUIPMENT CO.,
LTD. AND AUTHORIZE THE GENERAL MANAGER TO HANDLE
RELATED MATTERS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCING OF NANJING PANDA INFORMATION INDUSTRY CO.,
LTD. AND AUTHORIZE THE GENERAL MANAGER TO HANDLE
RELATED MATTERS
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCING OF NANJING PANDA ELECTRONIC MANUFACTURE
CO., LTD. AND AUTHORIZE THE GENERAL MANAGER TO HANDLE
RELATED MATTERS
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCING OF NANJING HUAGE ELECTRONICS PLASTIC
INDUSTRY CO., LTD. AND AUTHORIZE THE GENERAL MANAGER
TO HANDLE RELATED MATTERS
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES AGAINST AGAINST
FINANCING OF NANJING PANDA MACHINE ELECTRICITY
MANUFACTURING CO., LTD. AND AUTHORIZE THE GENERAL
MANAGER TO HANDLE RELATED MATTERS
PROPOSAL #17.1: ELECT ZHOU GUIXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.2: ELECT LU QING AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #17.3: ELECT SHEN JIANLONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.1: ELECT ZHAO JI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nanjing Pharmaceutical Co., Ltd.
TICKER: 600713 CUSIP: Y62044105
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #3: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
ISSUER: Nanjing Pharmaceutical Co., Ltd.
TICKER: 600713 CUSIP: Y62044105
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAN DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
ASSET-BACKED NOTES (ABN)
ISSUER: Nanjing Pharmaceutical Co., Ltd.
TICKER: 600713 CUSIP: Y62044105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH LOANS
PROPOSAL #11: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Nanjing Quanxin Cable Technology Co., Ltd.
TICKER: 300447 CUSIP: Y6204V105
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Nanjing Quanxin Cable Technology Co., Ltd.
TICKER: 300447 CUSIP: Y6204V105
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND TOTAL SHARE ISSUER YES FOR FOR
CAPITAL OF THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Nanjing Quanxin Cable Technology Co., Ltd.
TICKER: 300447 CUSIP: Y6204V105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 ANNUAL PERFORMANCE ISSUER YES FOR FOR
COMMITMENT AND COMPENSATION
PROPOSAL #9: APPROVE REPURCHASE OF COMPENSATION ISSUER YES FOR FOR
SHARES
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11.1: ELECT CHEN XIANGLOU AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT HAN ZIYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT DING RAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT LIU LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT GAO YUNBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LI YOUGEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT HU XIAOMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT FU CONGCONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT JI HAILEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Nanjing Red Sun Co., Ltd.
TICKER: 000525 CUSIP: Y6202Z108
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PHASE 1 EMPLOYEE SHARE PURCHASE ISSUER YES FOR FOR
PLAN (DRAFT) AND ITS SUMMARY
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 1 EMPLOYEE SHARE
PURCHASE PLAN
PROPOSAL #4: APPROVE VERIFICATION ON LIST OF ISSUER YES FOR FOR
PARTICIPANTS OF PHASE 1 EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE ADJUSTMENT ON MUTUAL GUARANTEE ISSUER YES FOR FOR
WITH RED SUN GROUP CO., LTD.
ISSUER: Nanjing Red Sun Co., Ltd.
TICKER: 525 CUSIP: Y6202Z108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN XINCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Nanjing Red Sun Co., Ltd.
TICKER: 525 CUSIP: Y6202Z108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER YES FOR FOR
BETWEEN COMPANY AND SUBSIDIARIES
PROPOSAL #7: APPROVE APPOINTMENTS OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Nanjing Red Sun Co., Ltd.
TICKER: 000525 CUSIP: Y6202Z108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF EXCHANGEABLE BONDS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE EXISTING PERIOD OF ISSUER YES FOR FOR
EXCHANGEABLE BONDS
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE DETERMINATION METHOD FOR SIZE ISSUER YES FOR FOR
OF CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND DURING THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
EXCHANGEABLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Nanjing Securities Co., Ltd.
TICKER: 601990 CUSIP: Y619BG102
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Nanjing Securities Co., Ltd.
TICKER: 601990 CUSIP: Y619BG102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROPRIETARY INVESTMENT SCALE ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH NANJING STATE-OWNED ASSETS
INVESTMENT MANAGEMENT HOLDING (GROUP) CO., LTD.,
NANJING ZIJIN INVESTMENT GROUP CO., LTD., AND RELATED
PARTIES
PROPOSAL #7.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH NANJING NEW INDUSTRY INVESTMENT
GROUP CO., LTD. AND RELATED PARTIES
PROPOSAL #7.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH JIANGSU PHOENIX PROPERTY CO., LTD.
AND RELATED PARTIES
PROPOSAL #7.4: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH NANJING COMMUNICATIONS CONSTRUCTION
INVESTMENT HOLDING (GROUP) CO., LTD. AND RELATED
PARTIES
PROPOSAL #7.5: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH OTHER RELATED PARTIES
ISSUER: Nanjing Xinjiekou Department Store Co. Ltd.
TICKER: 600682 CUSIP: Y62032100
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YUAN YAFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHENG DEWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Nanjing Xinjiekou Department Store Co. Ltd.
TICKER: 600682 CUSIP: Y62032100
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CLARIFICATION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF SHARE ISSUANCE TO PURCHASE ASSETS
AND RAISE FUNDS
ISSUER: Nanjing Xinjiekou Department Store Co. Ltd.
TICKER: 600682 CUSIP: Y62032100
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GAO YUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Nanjing Xinlian Electronics Co., Ltd.
TICKER: 002546 CUSIP: Y6197Y108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INCREASE THE IMPLEMENTATION OF ISSUER YES FOR FOR
THE FUNDRAISING PROJECT AND USE THE RAISED FUNDS TO
INCREASE THE CAPITAL OF THE WHOLLY-OWNED INDIRECT
SUBSIDIARY
PROPOSAL #9: APPROVE RAISED FUND PROJECT EXTENSION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIE CASTING AND MATCHING ISSUER YES FOR FOR
MAGNESIUM ALLOY RECYCLING PROJECT AS WELL AS
ESTABLISHMENT OF SUBSIDIARY
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEI XIAOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT TENG HANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU JIANFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT FAN NAIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SUN JIUBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG XIANGSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT JIANG XIHE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU XIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LU WENLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YANG DAOJIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MA NIANSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HUANG ZHENLIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN PROJECTS BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI ZHANGCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND DEBT FINANCING
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES AND GUARANTEE BETWEEN
SUBSIDIARIES
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Nanjing Yunhai Special Metals Co., Ltd.
TICKER: 002182 CUSIP: Y61988104
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF INVESTMENT IN THE ISSUER YES FOR FOR
CONSTRUCTION OF AN ANNUAL OUTPUT OF 50,000 TONS OF
ALUMINUM INTERMEDIATE ALLOY AND 50,000 TONS OF HIGH
PERFORMANCE ALUMINUM ALLOY BAR PROJECT
PROPOSAL #2: APPROVE CONSTRUCTION OF AN ANNUAL OUTPUT ISSUER YES FOR FOR
OF 100,000 TONS OF ALUMINUM INTERMEDIATE ALLOY
PROJECT AND THE ESTABLISHMENT OF A JOINT VENTURE
PROPOSAL #3: APPROVE CONSTRUCTION OF AN ANNUAL OUTPUT ISSUER YES FOR FOR
OF 300,000 TONS OF FERROSILICON ALLOY PROJECT
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Nankang Rubber Tire Corp., Ltd.
TICKER: 2101 CUSIP: Y62036101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR EXTERNAL ISSUER YES FOR FOR
ENDORSEMENT AND GUARANTEES
PROPOSAL #8.1: ELECT ZHENG HUI-RONG, WITH ID ISSUER YES AGAINST AGAINST
NO.J220346XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WU SI-YI, WITH ID NO.A220209XXX, ISSUER YES AGAINST AGAINST
AS INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHEN ZHU-QUE, WITH ID ISSUER YES FOR FOR
NO.S202131XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Nanning Sugar Industry Co., Ltd.
TICKER: 000911 CUSIP: Y6204B109
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Nantex Industry Co., Ltd.
TICKER: 2108 CUSIP: Y58162101
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT YANG DONG-YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT HOU BO-MING, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT ZHENG LI-LING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000188, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT WU LIANG-HONG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT HOU BO-YU, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT WU QING-FENG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF XINHEXING INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.00000174, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT XIE MING-FAN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TA CHEN CONSTRUCTION & ENGINEERING CORP. WITH
SHAREHOLDER NO.00009835, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT ZHUANG YING-ZHI, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF RUIXING INTERNATIONAL INVESTMENT
CO., LTD. WITH SHAREHOLDER NO.00101652, AS NON-
PROPOSAL #8.9: ELECT WU ZHONG-HE, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YONGYUAN INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.00033426, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT ZHENG BI-YING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000164, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT HOU ZHI-YUAN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT WANG LI-FAN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAINAN SPINNING CO., LTD. WITH SHAREHOLDER
NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT ZHUANG JING-YAO, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF TAINAN SPINNING CO., LTD. WITH
SHAREHOLDER NO.00000038, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.14: ELECT DU BO-CANG, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
JIUFU INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.00000186, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.15: ELECT LIAO MENG-SHENG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF HON HAN ENTERPRISE CORPORATION WITH
SHAREHOLDER NO.00061264, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.16: ELECT HOU WEN-TENG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000075, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.17: ELECT ZHOU DE-GUANG, WITH ID ISSUER YES FOR FOR
NO.H121453XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.18: ELECT HUANG YONG-CI, WITH ID ISSUER YES FOR FOR
NO.N200306XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.19: ELECT LAI MING-CAI, WITH ID ISSUER YES AGAINST AGAINST
NO.L121186XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.20: ELECT SHI WU-RONG, WITH ID ISSUER YES FOR FOR
NO.D120478XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Nantong Jianghai Capacitor Co., Ltd.
TICKER: 2484 CUSIP: Y619A3102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN FOR ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
PROPOSAL #2: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Nantong Jianghai Capacitor Co., Ltd.
TICKER: 002484 CUSIP: Y619A3102
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN FOR ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
ISSUER: Nantong Jianghai Capacitor Co., Ltd.
TICKER: 002484 CUSIP: Y619A3102
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Nantong Jianghai Capacitor Co., Ltd.
TICKER: 002484 CUSIP: Y619A3102
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO PURCHASE GUARANTEED INCOME CERTIFICATES
PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
ISSUER: Nantong Jianghai Capacitor Co., Ltd.
TICKER: 2484 CUSIP: Y619A3102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Nantong Square Cold Chain Equipment Co., Ltd.
TICKER: 603339 CUSIP: Y619AX106
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
HANDLING OF BUSINESS REGISTRATION CHANGES
ISSUER: Nanya Technology Corp.
TICKER: 2408 CUSIP: Y62066108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHIA CHAU, WU, A REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF NANYA PLASTICS CORP. WITH SHAREHOLDER NO. 0000001,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WEN YUAN, WONG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 0017206, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT SUSAN WANG WITH ID NO. SHAREHOLDER YES AGAINST N/A
A220199XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT JOSEPH WU, A REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
NANYA PLASTICS CORP. WITH SHAREHOLDER NO. 0000001, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT REX CHUANG, A REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
NANYA PLASTICS CORP. WITH SHAREHOLDER NO. 0000001, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT SHIH-MING HSIE, A REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF FORMOSA TAFFETA CORP. WITH SHAREHOLDER NO.
0000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT MING JEN, TZOU, A REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF WITH ID NO. M100002XXX, AS NON-INDEPENDENT
PROPOSAL #7.8: ELECT PEI-ING LEE WITH SHAREHOLDER NO. SHAREHOLDER YES FOR N/A
0001266, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT LIN-CHIN SU WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
0000285, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.1: ELECT CHING-CHYI LAI WITH ID NO. SHAREHOLDER YES FOR N/A
B101000XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT SHU-PO HSU WITH ID NO. SHAREHOLDER YES AGAINST N/A
P121619XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT TSAI-FENG HOU WITH ID NO. SHAREHOLDER YES FOR N/A
Q202201XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Nanyang Topsec Technologies Group, Inc.
TICKER: 2212 CUSIP: Y2931A100
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE AMOUNT AND SOURCE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Nanyang Topsec Technologies Group, Inc.
TICKER: 2212 CUSIP: Y2931A100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FORMULATION OF MAJOR TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3: AMEND CORPORATE GOVERNANCE SYSTEM ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3.2: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.3: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #3.4: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3.5: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Nanyang Topsec Technologies Group, Inc.
TICKER: 2212 CUSIP: Y2931A100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF DAHUA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS TO ISSUE A SPECIAL AUDIT REPORT ON
THE COMPLETION OF 2018 ANNUAL PERFORMANCE COMMITMENT
OF BEIJING TOPSEC TECHNOLOGY CO., LTD.
ISSUER: Nanyang Topsec Technologies Group, Inc.
TICKER: 002212 CUSIP: Y2931A100
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Nanyang Topsec Technologies Group, Inc.
TICKER: 2212 CUSIP: Y2931A100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE IMPAIRMENT TESTING REPORT ISSUER YES FOR FOR
ISSUER: NARI Technology Co., Ltd.
TICKER: 600406 CUSIP: Y6S99Q112
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3.1: ELECT ZHANG JIANWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG JIANMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT CHEN SONGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HU JIANGYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT XIA JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: NARI Technology Co., Ltd.
TICKER: 600406 CUSIP: Y6S99Q112
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE USE OF SHORT-TERM IDLE OWN FUNDS ISSUER YES FOR FOR
TO CONDUCT ENTRUSTED ASSET MANAGEMENT
ISSUER: NARI Technology Co., Ltd.
TICKER: 600406 CUSIP: Y6S99Q112
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF IMPLEMENTING THE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS
PROPOSAL #1.4: APPROVE TIME ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE PROCEDURE ON COMPANY GRANT ISSUER YES FOR FOR
RIGHTS AND UNLOCKING ARRANGEMENTS
PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.11: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.12: APPROVE CONDITIONS TO CHANGE OR ISSUER YES FOR FOR
TERMINATE THE INCENTIVE PLAN
PROPOSAL #1.13: APPROVE PRINCIPLE OF RESTRICTED STOCK ISSUER YES FOR FOR
REPURCHASE CANCELLATION
PROPOSAL #2: APPROVE PERFORMANCE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PERFORMANCE
SHARE INCENTIVE PLAN
PROPOSAL #5: APPROVE ENTRUSTED LOAN APPLICATION AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: NARI Technology Co., Ltd.
TICKER: 600406 CUSIP: Y6S99Q112
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LENG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: NARI Technology Co., Ltd.
TICKER: 600406 CUSIP: Y6S99Q112
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE ENTRUSTED LOAN APPLICATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS AND FINANCIAL SERVICES RELATED
PROPOSAL #11: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #14: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE ISSUE SIZE, ISSUE MANNER, AND ISSUER YES FOR FOR
PAR VALUE
PROPOSAL #14.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE REPAYMENT OF PRINCIPAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #14.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #14.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.7: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #14.8: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #14.9: APPROVE COMPANY'S CREDIT STATUS AND ISSUER YES FOR FOR
DEBT REPAYMENT GUARANTEE MEASURES
PROPOSAL #14.1: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #14.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #14.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO CORPORATE BOND
PROPOSAL #16: APPROVE CHANGE IN THE IMPLEMENTATION OF ISSUER YES FOR FOR
FUNDRAISING PROJECT
PROPOSAL #17.1: ELECT LENG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT ZHANG JIANWEI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.3: ELECT WU WEINING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.4: ELECT ZHENG YUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.5: ELECT MIN TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.6: ELECT ZHENG ZONGQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.7: ELECT ZHANG JIANMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.8: ELECT CHEN SONGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT ZHENG CHUIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT HUANG XUELIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.3: ELECT LIU XIANGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.4: ELECT XIONG YANREN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT HU JIANGYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.2: ELECT DING HAIDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.3: ELECT XIA JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.4: ELECT ZHANG GUOHUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Naspers Ltd.
TICKER: NPN CUSIP: S53435103
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: APPROVE DIVIDENDS FOR N ORDINARY AND A ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH BRENDAN DEEGAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4: RE-ELECT MARK SOROUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT CRAIG ENENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RE-ELECT DON ERIKSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: RE-ELECT HENDRIK DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: RE-ELECT GUIJIN LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: RE-ELECT ROBERTO OLIVEIRA DE LIMA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: RE-ELECT DON ERIKSSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT BEN VAN DER ROSS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT RACHEL JAFTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES AGAINST AGAINST
UNDER CONTROL OF DIRECTORS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.5: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.7: APPROVE FEES OF THE HUMAN RESOURCES ISSUER YES FOR FOR
AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE HUMAN RESOURCES ISSUER YES FOR FOR
AND REMUNERATION COMMITTEE MEMBER
PROPOSAL #1.9: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.10: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.12: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE FEES OF THE TRUSTEES OF GROUP ISSUER YES FOR FOR
SHARE SCHEMES/OTHER PERSONNEL FUNDS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF N ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORISE REPURCHASE OF A ORDINARY ISSUER YES AGAINST AGAINST
SHARES
ISSUER: NATCO Pharma Ltd.
TICKER: 524816 CUSIP: Y6211C157
MEETING DATE: 9/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM TWO INTERIM DIVIDENDS AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT D. LINGA RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SRIDHAR SANKARARAMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF P. S. R. K. PRASAD AS DIRECTOR AND EXECUTIVE VICE
PRESIDENT (CORPORATE ENGINEERING SERVICES)
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF D. LINGA RAO AS DIRECTOR & PRESIDENT (TECH.
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE CONTINUATION OF DIRECTORSHIP OF ISSUER YES FOR FOR
G.S. MURTHY AS INDEPENDENT DIRECTOR
ISSUER: National Agricultural Development Co.
TICKER: 6010 CUSIP: M7S81H105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE AUDIT COMMITTEE REPORT FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1.75 MILLION FOR FY 2018
PROPOSAL #8: ELECT ALAA AL HASHEM AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SERA HOLDING
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SIQAF SOLUTIONS
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL AGRICULTURAL COMPANY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TAKWEEN ADVANCED INDUSTRIES
PROPOSAL #13: ALLOW IBRAHIM ABO ABAA TO ENGAGE IN ISSUER YES FOR FOR
COMMERCIAL TRANSACTIONS WITH COMPETITORS
ISSUER: National Aluminium Co. Ltd.
TICKER: 532234 CUSIP: Y6211M130
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT BASANT KUMAR THAKUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT K. RAJESWARA RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ANIL KUMAR NAYAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PRADIP KUMAR MISHRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: National Bank of Greece SA
TICKER: ETE CUSIP: X56533171
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOLLOWED BY A REVERSE STOCK SPLIT
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #10: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: National Bank of Kuwait SAK
TICKER: NBK CUSIP: M7103V108
MEETING DATE: 3/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE DISCONTINUATION OF STATUTORY ISSUER YES FOR FOR
RESERVE DEDUCTIONS FOR FY 2018
PROPOSAL #6.a: APPROVE DIVIDENDS OF KWD 0.035 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #6.b: AUTHORIZE BONUS SHARES ISSUE ISSUER YES FOR FOR
REPRESENTING 5 PERCENT OF THE SHARE CAPITAL FOR FY
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #8: AUTHORIZE ISSUANCE OF ISSUER YES AGAINST AGAINST
BONDS/DEBENTURES/SUKUK AND AUTHORIZE BOARD TO SET
TERMS OF ISSUANCE
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2019
PROPOSAL #10: APPROVE DIRECTORS' LOANS FOR FY 2019 ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
ABSENCE OF THEIR REMUNERATION FOR FY 2018
PROPOSAL #12: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #13: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE UP TO KWD 652,398,588
PROPOSAL #2: AMEND ARTICLE 4 OF BYLAWS RE : CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #3: AMEND ARTICLE 5 OF THE MEMORANDUM AND ISSUER YES FOR FOR
BYLAWS RELATED TO THE BANK'S CAPITAL TO REFLECT
CHANGES IN CAPITAL
ISSUER: National Bank of Pakistan
TICKER: NBP CUSIP: Y6212G108
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: National Central Cooling Co. PJSC
TICKER: TABREED CUSIP: M72005107
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/SUKUKS UP TO USD 1 BILLION
ISSUER: National Central Cooling Co. PJSC
TICKER: TABREED CUSIP: M72005107
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY'S ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY'S ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.095 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: National Industrialization Co.
TICKER: 2060 CUSIP: M7228W106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: AMEND ARTICLE 14.5 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #6: AMEND ARTICLE 14.8 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #7: AMEND ARTICLE 16.7 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #8: AMEND ARTICLE 17.4 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: AMEND ARTICLE 19.2 OF BYLAWS RE: ISSUER YES FOR FOR
ALLOCATION OF INCOME AND ACCOUNTS
PROPOSAL #10: AMEND ARTICLE 19.3 OF BYLAWS RE: ISSUER YES FOR FOR
ALLOCATION OF INCOME AND ACCOUNTS
PROPOSAL #11: AMEND ARTICLE 20 OF BYLAWS RE: DISPUTES ISSUER YES FOR FOR
AND CONFLICTS
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THE NATIONAL TITANIUM DIOXIDE COMPANY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ETHYLENE AND POLYETHYLENE COMPANY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BANQUE SAUDI FRANSI
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BANQUE SAUDI FRANSI
PROPOSAL #16.1: ELECT TALAL AL SHAIR AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.2: ELECT IBRAHIM AL QADI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.3: ELECT MOSAB AL MOHAIDEB AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.4: ELECT MOHAMMED AL HASN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.5: ELECT MUBARAK AL KHAFRA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.6: ELECT FAISAL AL WALAN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.7: ELECT FAISAL AL QASIM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.8: ELECT ABDULLAH AL SABEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.9: ELECT ABDULLAH AL HUSSEINI AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #16.10: ELECT ABDULATEEF AL MULHEM AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #16.11: ELECT ABDULAZEEZ AL SHAREEF AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #16.12: ELECT ABDULRAHMAN AL SAIARY AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #16.13: ELECT ABDULRAHMAN AL HUSSEINI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #16.14: ELECT ABDULHAI MOQDAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.15: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.16: ELECT TALAL AL MIMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.17: ELECT SALEEH HFNI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.18: ELECT SALEEH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.19: ELECT SAUD AL JHNI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.20: ELECT SALEM AL KHALDI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.21: ELECT BADR AL DAKHEEL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.22: ELECT AHMED AL MFREH AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #16.23: ELECT NAZIH NASSIF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #16.24: ELECT WALID BAMAROUF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #17: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #18: APPROVE REMUNERATION OF SAR 100,000 ISSUER YES FOR FOR
EACH AUDIT COMMITTEE MEMBER FOR FY 2018
PROPOSAL #19: APPROVE REMUNERATION OF SAR 350,000 ISSUER YES FOR FOR
EACH DIRECTOR FOR FY 2018
PROPOSAL #20: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
ISSUER: National Industries Group (Holding) SAK
TICKER: NIND CUSIP: M6416W100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE SPECIAL REPORT ON PENALTIES AND ISSUER YES FOR FOR
VIOLATIONS FOR FY 2018
PROPOSAL #3: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER YES FOR FOR
AUDIT COMMITTEE REPORT FOR FY 2018
PROPOSAL #4: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #6: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
INCOME TO LEGAL RESERVE AND THE ABSENCE OF TRANSFER
TO OPTIONAL RESERVE
PROPOSAL #7: APPROVE CASH DIVIDENDS OF KWD 0.012 PER ISSUER YES FOR FOR
SHARE AND STOCK DIVIDENDS OF 5 PERCENT FOR FY 2018
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS OF KWD ISSUER YES FOR FOR
480,000 FOR FY 2018
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
FY 2018 AND FY 2019
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM OF ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORIZE ISSUANCE OF BONDS/SUKUK AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO SET TERMS OF ISSUANCE
PROPOSAL #12: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #13: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #14: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
ISSUER: National Industries Group (Holding) SAK
TICKER: NIND CUSIP: M6416W100
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE REPRESENTING 5 PERCENT OF SHARE CAPITAL
PROPOSAL #2: AMEND ARTICLE 6 OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION AND ARTICLE 5 OF BYLAWS RE: CHANGES IN
CAPITAL
ISSUER: National Medical Care Co.
TICKER: 4005 CUSIP: M7228Y102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TAWUNIYA INSURANCE
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GENERAL ORGANIZATION FOR SOCIAL INSURANCE
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DRAGER SAUDI ARABIA
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN MEDICAL HOSPITAL SUPPLY COMPANY
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND FOR Q1
OF FY 2020
PROPOSAL #9: APPROVE DIVIDENDS OF SAR 1 FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 1,900,000 FOR FY 2018
PROPOSAL #11: APPROVE REGULATIONS ON BOARD MEMBERSHIP ISSUER YES FOR FOR
REQUIRMENTS
PROPOSAL #12: APPROVE DISCONTINUING THE ALLOCATION OF ISSUER YES FOR FOR
10 PERCENT OF NET PROFIT TO RESERVES
PROPOSAL #13: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
ISSUER: National Petrochemical Co. (Saudi Arabia)
TICKER: 2002 CUSIP: M7243L101
MEETING DATE: 4/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 0.5 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF SAR 200,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI INDUSTRIAL INVESTMENT GROUP
PROPOSAL #9.1: ELECT HAMD AL SYARI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.2: ELECT SULIMAN AL MANDIL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.3: ELECT KHALID AL HAQEEL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.4: ELECT ABDULLA AL SANAE AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.5: ELECT RASHID AWEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.6: ELECT ABDULLA AL SABIL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.7: ELECT SAED AL KATHIRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.8: ELECT ABDULRAHMAN AL SAYARI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #9.9: ELECT AHMED AL JABRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.10: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.11: ELECT ABDULLA AL HUSSEINI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.12: ELECT KHALID AL ARIFI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.13: ELECT ZIAD AL SHIHA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.14: ELECT NABIL AL MUBARAK AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.15: ELECT ABULRAHMAN AL SAMAIL AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #9.16: ELECT WALEED BAMAROUF AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.17: ELECT RAED AL KAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.18: ELECT BADR AL ISSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.19: ELECT ABDULLATEEF AL SEEF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.20: ELECT IYAD AL HUSSEIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.21: ELECT SALIH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.22: ELECT ZAIN IMAM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.23: ELECT LOAY MOUSSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.24: ELECT BASSIM AL SALOUM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #11: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
PROPOSAL #12: AMEND ARTICLE 14 OF BYLAWS RE: CHANGES ISSUER YES FOR FOR
IN CAPITAL
PROPOSAL #13: AMEND ARTICLE 21 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
PERMISSIONS
PROPOSAL #14: AMEND ARTICLE 23 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN, CEO AND SECRATERY PERMISSIONS
PROPOSAL #15: AMEND ARTICLE 32 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #16: AMEND ARTICLE 33 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY ATTENDANCE LOG
PROPOSAL #17: AMEND ARTICLE 43 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #18: AMEND ARTICLE 47 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #19: AMEND ARTICLE 48 OF BYLAWS RE: INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #20: APPROVE REGULATIONS ON NOMINATION AND ISSUER YES FOR FOR
REMUNERATION COMMITTEE CHARTER
PROPOSAL #21: APPROVE BOARD MEMBERSHIP POLICY ISSUER YES FOR FOR
PROPOSAL #22: APPROVE REGULATIONS ON AUDIT COMMITTEE ISSUER YES FOR FOR
CHARTER
ISSUER: Nationz Technologies Inc.
TICKER: 300077 CUSIP: Y6206N101
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE, AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION AND HANDLE THE PROCESS OF
CHANGING THE BUSINESS REGISTRATION
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
ISSUER: Nationz Technologies Inc.
TICKER: 300077 CUSIP: Y6206N101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE UNRECOVERED LOSSES HAD REACHED ISSUER YES FOR FOR
ONE THIRD OF TOTAL PAID-UP SHARE CAPITAL
PROPOSAL #7: APPROVE ADJUSTMENT ON ACQUISITION PRICE ISSUER YES FOR FOR
OF EQUITY
PROPOSAL #8: APPROVE USE OF OWN FUNDS AND EXCESS ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Natura Cosmeticos SA
TICKER: NATU3 CUSIP: P7088C106
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB NATURA ISSUER YES FOR FOR
INOVACAO E TECNOLOGIA DE PRODUTOS LTDA. (NATURA
INOVACAO)
PROPOSAL #2: RATIFY KPMG AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE FIRM TO APPRAISE PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF NATURA INOVACAO E ISSUER YES FOR FOR
TECNOLOGIA DE PRODUTOS LTDA. (NATURA INOVACAO)
PROPOSAL #5: AUTHORIZE EXECUTIVE BOARD TO RATIFY AND ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
PROPOSAL #6: ELECT JESSICA DILULLO HERRIN AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Natura Cosmeticos SA
TICKER: NATU3 CUSIP: P7088C106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTOR AT NINE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PEDRO LUIZ BARREIROS PASSOS AS DIRECTOR
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANTONIO LUIZ DA CUNHA SEABRA AS DIRECTOR
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUILHERME PEIRAO LEAL AS DIRECTOR
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SILVIA FREIRE DENTE DA SILVA DIAS LAGNADO AS
DIRECTOR
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CARLA SCHMITZBERGER AS DIRECTOR
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ROBERTO DE OLIVEIRA MARQUES AS DIRECTOR
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GILBERTO MIFANO AS DIRECTOR
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FABIO COLLETTI BARBOSA AS DIRECTOR
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JESSICA DILULLO HERRIN AS DIRECTOR
PROPOSAL #8: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #9: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH FOR YOUR VOTES TO BE AUTOMATICALLY
DISTRIBUTED AMONGST THE NOMINEES?
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #11: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #12: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Natura Cosmeticos SA
TICKER: NATU3 CUSIP: P7088C106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN AND CO- ISSUER YES AGAINST AGAINST
INVESTMENT PLAN
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND SHARE MATCHING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: NAURA Technology Group Co., Ltd.
TICKER: 002371 CUSIP: Y0772M100
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR THE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, SIZE AND ALLOCATION OF ISSUER YES FOR FOR
UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE, EXERCISE ARRANGEMENT AND LOCK-
UP PERIOD
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT AND ISSUER YES FOR FOR
EFFECT ON COMPANY'S PERFORMANCE
PROPOSAL #1.10: APPROVE PROCEDURES OF THE INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: NAURA Technology Group Co., Ltd.
TICKER: 2371 CUSIP: Y0772M100
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUANCE ISSUER YES FOR FOR
TIME
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING METHOD AND ISSUANCE ISSUER YES FOR FOR
PRICE
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDISTRIBUTED EARNINGS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT OF SHARES
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: NAURA Technology Group Co., Ltd.
TICKER: 2371 CUSIP: Y0772M100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE EXEMPTION ON FULFILLMENT OF ISSUER YES FOR FOR
COMMITMENT
ISSUER: Navinfo Co., Ltd.
TICKER: 2405 CUSIP: Y62121101
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCEPTANCE OF INVESTMENT BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE SIGNING OF RELATED AGREEMENT AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR BEIJING SIWEI ZHILIAN
TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Navinfo Co., Ltd.
TICKER: 002405 CUSIP: Y62121101
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE OR PRICING ISSUER YES FOR FOR
PERIOD AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.5: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Navinfo Co., Ltd.
TICKER: 2405 CUSIP: Y62121101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS IN REGISTERED ISSUER YES FOR FOR
CAPITAL, BUSINESS SCOPE, AND OTHERS IN ARTICLES OF
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
FOR ADDITIONAL INVESTMENT IN NEW OFFICE BUILDING
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: NBCC (India) Ltd.
TICKER: 534309 CUSIP: Y6S14N129
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT RAJENDRA RAMSHARAN CHAUDHARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE APPOINTMENT OF ANOOP KUMAR ISSUER YES FOR FOR
MITTAL AS CHAIRMAN CUM MANAGING DIRECTOR
PROPOSAL #7: RELECT NEELESH MANHERLAL SHAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: NCC Ltd.
TICKER: 500294 CUSIP: Y6198W135
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT A S N RAJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT A G K RAJU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
ON PREFERENTIAL BASIS TO PROMOTER GROUP
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
U SUNIL AS ASSOCIATE DIRECTOR
PROPOSAL #12: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
S R K SURYA SRI KRISHNA RAJU AS ASSOCIATE DIRECTOR
PROPOSAL #13: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
A VISHNU VARMA AS ASSOCIATE DIRECTOR
PROPOSAL #14: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
A HARSHA VARMA AS ASSOCIATE DIRECTOR
PROPOSAL #15: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
J K CHAITANYA VARMA AS ASSOCIATE DIRECTOR
ISSUER: Nedbank Group Ltd.
TICKER: NED CUSIP: S5518R104
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM THE ODD-LOT HOLDERS
PROPOSAL #1: AUTHORISE IMPLEMENTATION OF THE ODD-LOT ISSUER YES FOR FOR
OFFER
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Nedbank Group Ltd.
TICKER: NED CUSIP: S5518R104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PETER MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT ROB LEITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MICHAEL BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BRIAN DAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT VASSI NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT STANLEY SUBRAMONEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH LITO NUNES AS THE
DESIGNATED REGISTERED AUDITOR
PROPOSAL #3.2: APPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH FAROUK MOHIDEEN AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1.1: APPROVE FEES FOR THE NON-EXECUTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.2: APPROVE FEES FOR THE LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: APPROVE FEES FOR THE NEDBANK GROUP ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #1.4: APPROVE FEES FOR THE GROUP AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #1.5: APPROVE FEES FOR THE GROUP CREDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #1.6: APPROVE FEES FOR THE GROUP DIRECTORS' ISSUER YES FOR FOR
AFFAIRS COMMITTEE
PROPOSAL #1.7: APPROVE FEES FOR THE GROUP INFORMATION ISSUER YES FOR FOR
TECHNOLOGY COMMITTEE
PROPOSAL #1.8: APPROVE FEES FOR THE GROUP RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS COMMITTEE
PROPOSAL #1.9: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #1.1: APPROVE FEES FOR THE GROUP RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE
PROPOSAL #1.11: APPROVE FEES FOR THE GROUP ISSUER YES FOR FOR
TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED COMPANIES
ISSUER: Nemak SAB de CV
TICKER: NEMAKA CUSIP: P71340106
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS; APPROVE MAXIMUM AMOUNT FOR REPURCHASE OF
SHARES
PROPOSAL #3: ELECT DIRECTORS AND CHAIRMAN OF AUDIT ISSUER YES AGAINST AGAINST
AND CORPORATE PRACTICES COMMITTEE; FIX THEIR
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Neoglory prosperity Inc.
TICKER: 002147 CUSIP: Y5349D103
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FRAMEWORK AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: NEPI Rockcastle PLC
TICKER: NRP CUSIP: G6420W101
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2017
PROPOSAL #2.1: ELECT ROBERT EMSLIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ALEXANDRU MORAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT SPIRO NOUSSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT MIRELA COVASA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT MAREK NOETZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ANDRE VAN DER VEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DESMOND DE BEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT ANTOINE DIJKSTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT VUSO MAJIJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GEORGE AASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ANTOINE DIJKSTRA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2.1: ELECT ANDRE VAN DER VEER AS ISSUER YES FOR FOR
CHAIRPERSON OF THE AUDIT COMMITTEE
PROPOSAL #4.2.2: ELECT GEORGE AASE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #9: AUTHORISE DIRECTORS TO DETERMINE NON- ISSUER YES AGAINST AGAINST
EXECUTIVE DIRECTORS' ADDITIONAL SPECIAL PAYMENTS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE SPECIFIC ISSUE OF SHARES ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #12: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
ISSUER: Nestle (Malaysia) Bhd.
TICKER: 4707 CUSIP: Y6269X103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SYED ANWAR JAMALULLAIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT FRITS VAN DIJK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NIRMALA MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JUAN ARANOLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CRAIG CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RAFIK BIN SHAH MOHAMAD TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE RAFIAH BINTI SALIM TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Nestle India Ltd.
TICKER: 500790 CUSIP: Y6268T111
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT MARTIN ROEMKENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROOPA KUDVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONTINUATION OF THE PAYMENT OF ISSUER YES FOR FOR
ROYALTY TO SOCIETE DES PRODUITS NESTLE S.A., BEING A
MATERIAL RELATED PARTY TRANSACTIONS
PROPOSAL #7: REELECT RAJYA VARDHAN KANORIA AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Net Holding AS
TICKER: NTHOL CUSIP: M7341L102
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF SENIOR EXECUTIVES ISSUER YES FOR FOR
PROPOSAL #10: FIX NUMBER OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT INDEPENDENT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #15: APPROVE DONATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2018 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #17: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
ISSUER: Net263 Ltd.
TICKER: 002467 CUSIP: Y6257T106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI XIAOLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LU BING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JIE ZHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI YUJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG KE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JIN YUDAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT JIANG BIJIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG XUESI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT WU YIBIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Net263 Ltd.
TICKER: 002467 CUSIP: Y6257T106
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN AND PERFORMANCE SHARE INCENTIVE
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Net263 Ltd.
TICKER: 002467 CUSIP: Y6257T106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #3: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER NO N/A N/A
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER NO N/A N/A
FINANCIAL PRODUCTS
ISSUER: Net263 Ltd.
TICKER: 002467 CUSIP: Y6257T106
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #8: ELECT YING HUAJIANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Netcare Ltd.
TICKER: NTC CUSIP: S5507D108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT DELOITTE & TOUCHE AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY AND APPOINT GRAEME BERRY AS DESIGNATED
AUDITOR
PROPOSAL #2.1: RE-ELECT BUKELWA BULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT AZAR JAMMINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT NORMAN WELTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT MARK BOWER AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT BUKELWA BULO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT AZAR JAMMINE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT NORMAN WELTMAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #10: AUTHORISE SPECIFIC REPURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES FROM NETCARE HOSPITAL GROUP
PROPRIETARY LIMITED
ISSUER: NetDragon Websoft Holdings Limited
TICKER: 777 CUSIP: G6427W104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: ELECT LIU DEJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4B: ELECT LEUNG LIM KIN, SIMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4C: ELECT CHAO GUOWEI, CHARLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: NetEase, Inc.
TICKER: NTES CUSIP: 64110W102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT WILLIAM LEI DING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT ALICE CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DENNY LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT JOSEPH TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT LUN FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT MICHAEL LEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT MICHAEL TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITOR
ISSUER: NetPosa Technologies Ltd.
TICKER: 300367 CUSIP: Y62580108
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON REPURCHASE SIZE ISSUER YES FOR FOR
AND PRICE OF PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: NetPosa Technologies Ltd.
TICKER: 300367 CUSIP: Y62580108
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION AS WELL AS INTRODUCTION OF INVESTORS
ISSUER: NetPosa Technologies Ltd.
TICKER: 300367 CUSIP: Y62580108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE THE FINANCING PLAN
ISSUER: NEUCA SA
TICKER: NEU CUSIP: X9148Y111
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: APPROVE SHARE CANCELLATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #10: AMEND ISSUE PRICE OF SERIES L SHARES ISSUER YES AGAINST AGAINST
ISSUED FOR PURPOSE OF STOCK OPTION PLAN
PROPOSAL #11: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
AT SEVEN
PROPOSAL #12: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #13: AMEND DEC. 10, 2014, EGM, RESOLUTION ISSUER YES AGAINST AGAINST
RE: STOCK OPTION PLAN
ISSUER: Neusoft Corp.
TICKER: 600718 CUSIP: Y6280M102
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: ELECT NORIYASU OKITANI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2: ELECT NORIYASU OKITANI AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
ISSUER: Neusoft Corp.
TICKER: 600718 CUSIP: Y6280M102
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE SHARE REPURCHASE TYPE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE SHARE REPURCHASE MANNER ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE SHARE REPURCHASE PRICE ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TOTAL AMOUNT, NUMBER AND ISSUER NO N/A N/A
PROPORTION OF THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TOTAL AMOUNT, NUMBER AND ISSUER YES FOR FOR
PROPORTION OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #2.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
ISSUER: Neusoft Corp.
TICKER: 600718 CUSIP: Y6280M102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF INDEPENDENT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS ON PURCHASING RAW MATERIALS FROM RELATED
PARTIES
PROPOSAL #9.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS ON SALES OF PRODUCTS AND GOODS FROM
RELATED PARTIES
PROPOSAL #9.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS ON PROVISION OF SERVICES FROM RELATED
PARTIES
PROPOSAL #9.4: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS ON ACCEPTING PROVISION OF SERVICES
PROPOSAL #10: APPROVE SIGNED DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
PROPOSAL #11: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #13.1: ELECT MOU HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT SUN ZHEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: New China Life Insurance Co., Ltd.
TICKER: 1336 CUSIP: Y625A4107
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DAILY RELATED TRANSACTIONS ISSUER YES FOR FOR
WITH CHINA DEVELOPMENT BANK
PROPOSAL #2: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: New China Life Insurance Co., Ltd.
TICKER: 1336 CUSIP: Y625A4107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 ANNUAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REPORT OF PERFORMANCE OF ISSUER YES FOR FOR
THE DIRECTORS
PROPOSAL #7: APPROVE 2018 REPORT OF PERFORMANCE OF ISSUER YES FOR FOR
THE INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL
AUDITOR
PROPOSAL #9: APPROVE THE DAILY RELATED TRANSACTIONS ISSUER YES FOR FOR
WITH CHINA DEVELOPMENT BANK
PROPOSAL #10: APPROVE RESOLUTIONS IN RELATION TO THE SHAREHOLDER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #10.1: ELECT LIU HAOLING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT XIONG LIANHUA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT YANG YI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT GUO RUIXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.5: ELECT LI QIQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.6: ELECT HU AIMIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.7: ELECT PENG YULONG AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.8: ELECT LI ZONGJIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.9: ELECT EDOUARD SCHMID AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.10: ELECT LI XIANGLU AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.11: ELECT ZHENG WEI AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.12: ELECT CHENG LIE AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.13: ELECT GENG JIANXIN AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.14: ELECT MA YIU TIM AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE RESOLUTIONS IN RELATION TO THE SHAREHOLDER YES FOR FOR
ELECTION OF SUPERVISORS
PROPOSAL #11.1: ELECT WANG CHENGRAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT YU JIANNAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.3: ELECT WU XIAOYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: New China Life Insurance Co., Ltd.
TICKER: 1336 CUSIP: Y625A4115
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DAILY RELATED TRANSACTIONS ISSUER YES FOR FOR
WITH CHINA DEVELOPMENT BANK
PROPOSAL #2: APPROVE CHANGE OF REGISTERED ADDRESS OF ISSUER YES FOR FOR
THE COMPANY AND AMEND ARTICLES OF ASSOCIATION
ISSUER: New China Life Insurance Co., Ltd.
TICKER: 1336 CUSIP: Y625A4115
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 ANNUAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 REPORT OF PERFORMANCE OF ISSUER YES FOR FOR
THE DIRECTORS
PROPOSAL #7: APPROVE 2018 REPORT OF PERFORMANCE OF ISSUER YES FOR FOR
THE INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITOR AND ERNST & YOUNG AS INTERNATIONAL
AUDITOR
PROPOSAL #9: APPROVE THE DAILY RELATED TRANSACTIONS ISSUER YES FOR FOR
WITH CHINA DEVELOPMENT BANK
PROPOSAL #10: APPROVE RESOLUTIONS IN RELATION TO THE SHAREHOLDER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #10.1: ELECT LIU HAOLING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT XIONG LIANHUA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT YANG YI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT GUO RUIXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.5: ELECT LI QIQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.6: ELECT HU AIMIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.7: ELECT PENG YULONG AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.8: ELECT LI ZONGJIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.9: ELECT EDOUARD SCHMID AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.10: ELECT LI XIANGLU AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.11: ELECT ZHENG WEI AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.12: ELECT CHENG LIE AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.13: ELECT GENG JIANXIN AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #10.14: ELECT MA YIU TIM AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE RESOLUTIONS IN RELATION TO THE SHAREHOLDER YES FOR FOR
ELECTION OF SUPERVISORS
PROPOSAL #11.1: ELECT WANG CHENGRAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT YU JIANNAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.3: ELECT WU XIAOYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: New Hope Liuhe Co., Ltd.
TICKER: 000876 CUSIP: Y7933V101
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL ESTIMATES OF ISSUER YES FOR FOR
FINANCING GUARANTEE
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF COMPANY SHARE ISSUER YES FOR FOR
REPURCHASE
ISSUER: New Hope Liuhe Co., Ltd.
TICKER: 000876 CUSIP: Y7933V101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ESTIMATED 2019 FINANCING ISSUER YES FOR FOR
GUARANTEE PLAN
PROPOSAL #8: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #10.7: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #10.9: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #10.10: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.11: APPROVE DETERMINATION METHOD OF ISSUER YES FOR FOR
SHARE CONVERSION SIZE
PROPOSAL #10.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #10.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #10.14: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND DURING THE YEAR OF SHARE CONVERSION
PROPOSAL #10.15: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #10.16: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10.17: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #10.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.19: APPROVE DEPOSIT ACCOUNT FOR PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: New Hope Liuhe Co., Ltd.
TICKER: 000876 CUSIP: Y7933V101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES AND STOCK OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARES AND
STOCK OPTION INCENTIVE PLAN
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7.1: ELECT LIU CHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT LIU YONGHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT WANG HANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT LI JIANXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT DENG CHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT DENG FENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT CHEN HUANCHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT CAI MANLI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT XU ZHIGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT YANG FANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: New Huadu Supercenter Co., Ltd.
TICKER: 002264 CUSIP: Y2654H100
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE MINHOU LOGISTICS PARK PROJECT ISSUER YES FOR FOR
COOPERATION PROJECT
PROPOSAL #3: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: New Huadu Supercenter Co., Ltd.
TICKER: 2264 CUSIP: Y2654H100
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: New Huadu Supercenter Co., Ltd.
TICKER: 2264 CUSIP: Y2654H100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Neway Valve (Suzhou) Co., Ltd.
TICKER: 603699 CUSIP: Y6280S109
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER AND AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE NUMBER AND AMOUNT OF THE SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Neway Valve (Suzhou) Co., Ltd.
TICKER: 603699 CUSIP: Y6280S109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE OF WHOLLY OWNED ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #1: APPROVE CAPITAL INCREASE OF WHOLLY OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2.1: ELECT WANG BAOQING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT WANG BAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LU BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LU BIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT CHENG ZHANGWEN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.3: ELECT CHENG ZHANGWEN AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT XI CHAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.4: ELECT XI CHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT DENG GUOCHUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.5: ELECT DENG GUOCHUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT HUANG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT HUANG QIANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT LOU HETONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT LOU HETONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XI YOUMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XI YOUMIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT CHEN GUOLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHEN GUOLONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT HAO RUBING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT HAO RUBING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHEN BIN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT CHEN BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Neway Valve (Suzhou) Co., Ltd.
TICKER: 603699 CUSIP: Y6280S109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS AND ISSUER YES FOR FOR
OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS AND ISSUER NO N/A N/A
OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE FOREIGN EXCHANGE FORWARD ISSUER NO N/A N/A
TRANSACTION
PROPOSAL #12: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Newcapec Electronics Co., Ltd.
TICKER: 300248 CUSIP: Y98958104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING CHANGE IN
REGISTERED CAPITAL AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Newcapec Electronics Co., Ltd.
TICKER: 300248 CUSIP: Y98958104
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Newcapec Electronics Co., Ltd.
TICKER: 300248 CUSIP: Y98958104
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Newcapec Electronics Co., Ltd.
TICKER: 300248 CUSIP: Y98958104
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 CREDIT PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #12: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Newcapec Electronics Co., Ltd.
TICKER: 300248 CUSIP: Y98958104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Newland Digital Technology Co., Ltd.
TICKER: 000997 CUSIP: Y2654K103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR CLOUD ISSUER YES FOR FOR
LENDING BUSINESS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE 2019 PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: NHPC Ltd.
TICKER: 533098 CUSIP: Y6268G101
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT NIKHIL KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MAHESH KUMAR MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF JOINT STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT BHAGWAT PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JUGAL KISHORE MOHAPATRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT NALINI KANT JHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JANARDAN CHOUDHARY AS DIRECTOR ISSUER YES FOR FOR
(TECHNICAL)
PROPOSAL #11: APPROVE ISSUANCE OF SECURED/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES/BONDS ON
PRIVATE PLACEMENT BASIS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Nickel Asia Corp.
TICKER: NIKL CUSIP: Y6350R106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 80 PERCENT STOCK DIVIDEND ISSUER YES FOR FOR
DECLARATION
PROPOSAL #2: APPROVE AMENDMENTS TO THE COMPANY'S BY- ISSUER YES FOR FOR
LAWS
ISSUER: Nickel Asia Corporation
TICKER: NIKL CUSIP: Y6350R106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF (1) ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 28, 2018 AND (2)
SPECIAL STOCKHOLDERS' MEETING ON OCTOBER 9, 2018
PROPOSAL #2: APPROVE ANNUAL REPORTS AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDING 31 DECEMBER
2018
PROPOSAL #3: RATIFY AND APPROVE THE ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS AND EXECUTIVE OFFICERS
PROPOSAL #4: APPOINT SYCIP, GORRES, VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #5.1: ELECT MARIA PATRICIA Z. RIINGEN AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.2: ELECT GERARD H. BRIMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT MARTIN ANTONIO G. ZAMORA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT PHILIP T. ANG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT LUIS J. L. VIRATA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.6: ELECT MASAHIRO KAMIYA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.7: ELECT TORU HIGO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.8: ELECT FULGENCIO S. FACTORAN, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT FREDERICK Y. DY AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Nien Hsing Textile Co., Ltd.
TICKER: 1451 CUSIP: Y6349B105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Nien Made Enterprise Co., Ltd.
TICKER: 8464 CUSIP: Y6349P112
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
INCLUDING DERIVATIVES PRODUCTS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: NIIT Technologies Ltd.
TICKER: 532541 CUSIP: Y62769107
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJENDRA S PAWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJENDRA S PAWAR AS CHAIRMAN
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ARVIND THAKUR AS VICE-CHAIRMAN & MANAGING DIRECTOR
ISSUER: Nine Dragons Paper (Holdings) Limited
TICKER: 2689 CUSIP: G65318100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TIANJIN ACN SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENT, REVISED ANNUAL CAPS AND RELATED
ISSUER: Nine Dragons Paper Holdings Ltd.
TICKER: 2689 CUSIP: G65318100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CHEUNG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT KEN LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT ZHANG YUANFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT TAM WAI CHU, MARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN KEFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Ninestar Corp.
TICKER: 002180 CUSIP: Y9892Z107
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Ninestar Corp.
TICKER: 2180 CUSIP: Y9892Z107
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD TO CARRY OUT FINANCIAL DERIVATIVES TRADING
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD TO USE IDLE OWN FUNDS TO CONDUCT CASH
ISSUER: Ninestar Corp.
TICKER: 2180 CUSIP: Y9892Z107
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE 2019 FINANCIAL DERIVATIVES ISSUER YES FOR FOR
TRADING BUSINESS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REDUCTION OF REGISTERED CAPITAL, ISSUER YES FOR FOR
INCREASE BUSINESS SCOPE AND AMEND ARTICLES OF
ASSOCIATION
ISSUER: Ninestar Corp.
TICKER: 2180 CUSIP: Y9892Z107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DECREASE IN CAPITAL AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE REMUNERATION OF INDENPENDENT ISSUER YES FOR FOR
AND NON-INDEPENDENT DIRECTORS
ISSUER: Ningbo BaoSi Energy Equipment Co., Ltd.
TICKER: 300441 CUSIP: Y6289T108
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Ningbo Bird Co., Ltd.
TICKER: 600130 CUSIP: Y6364L103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT XIE SHICAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XIE CHAOCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHENG XIAOFENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT LU CHAOHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT WANG YONGSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.1: ELECT QIU YUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT MEN HE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT BAO JIANYA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT WANG QUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT WANG YOUJIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AND RELATED-PARTY
TRANSACTION COMPLIES WITH RELEVANT LAWS AND
PROPOSAL #2: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AND RELATED-PARTY TRANSACTION
PROPOSAL #3.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ASSET ACQUISITION ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE ACQUISITION PRICE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE ACQUISITION BY CASH ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.6: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #3.8: APPROVE BASIS FOR SELECTING MARKET ISSUER YES FOR FOR
REFERENCE PRICE
PROPOSAL #3.9: APPROVE PRICE ADJUSTMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE PERFORMANCE COMMITMENTS AND ISSUER YES FOR FOR
COMPENSATION MEASURES
PROPOSAL #3.14: APPROVE IMPAIRMENT TESTING ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE PROFIT OR LOSS DURING THE ISSUER YES FOR FOR
PERIOD
PROPOSAL #3.16: APPROVE CUMULATIVE EARNINGS OF TARGET ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.17: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3.18: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #3.19: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AND
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL PROFIT ISSUER YES FOR FOR
FORECAST COMPENSATION AGREEMENT
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY ACQUISITION BY CASH AND ISSUANCE OF
SHARES AGREEMENT
PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY PROFIT FORECAST COMPENSATION AGREEMENT
PROPOSAL #9: APPROVE RELEVANT EVALUATION REPORT, ISSUER YES FOR FOR
AUDIT REPORT, REVIEW REPORT AND USAGE OF PREVIOUSLY
RAISED FUNDS VERIFICATION REPORT
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #15: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #16: APPROVE STOCK PRICE VOLATILITY HAD NOT ISSUER YES FOR FOR
ACHIEVED THE RELEVANT STANDARDS OF ARTICLE 5
REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE ACTS OF ALL THE RELATED PARTIES
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
AUTHORIZE CHAIRMAN OF THE BOARD
PROPOSAL #8: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: APPROVE PERFORMANCE ACHIEVEMENT OF ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURING AS WELL AS REPURCHASE AND
CANCELLATION OF PURCHASE OF ASSET BY ISSUANCE OF
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF MAJOR ASSET RESTRUCTURING
ISSUER: Ningbo Boway Alloy Material Co., Ltd.
TICKER: 601137 CUSIP: Y6298F107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.9: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #6: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING GENERAL MEETINGS OF CONVERTIBLE
BONDHOLDERS
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE VERIFICATION REPORT ON COMPANY'S ISSUER YES FOR FOR
WEIGHTED AVERAGE RETURN ON NET ASSETS AND NON-
RECURRING GAINS AND LOSSES IN THE LAST THREE YEARS
PROPOSAL #10: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY FOR COMPANY
ISSUER: Ningbo David Medical Device Co., Ltd.
TICKER: 300314 CUSIP: Y6196L107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: ELECT ZHU YAQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ADJUSTMENTS IN TYPE, QUOTA AND ISSUER YES FOR FOR
INVESTMENT DEADLINE OF FINANCIAL PRODUCTS
ISSUER: Ningbo Fuda Co., Ltd.
TICKER: 600724 CUSIP: Y6365X106
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE MAJOR ASSET DISPOSAL ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION MANNERS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #2.5: APPROVE PAYMENT OF TRANSFER PRICE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.7: APPROVE ARRANGEMENT OF EMPLOYEES ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TREATMENT OF CLAIMS AND DEBTS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE HANDLING OF GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE EQUITY REPURCHASE OBLIGATION ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE PENDING ISSUER YES FOR FOR
LITIGATION/ARBITRATION, DISPUTES ARISING FROM PROFIT
AND LOSS ARRANGEMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSFER OF EQUITY OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE CAPITAL INJECTION TO SUBSIDIARY ISSUER YES FOR FOR
AND CAPITAL INJECTION OF SUBSIDIARY TO AFFILIATED
COMPANY
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #9: APPROVE SIGNING OF MAJOR ASSET DISPOSAL ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #10: APPROVE MAJOR ASSET DISPOSAL REPORT ISSUER YES FOR FOR
(DRAFT) AND ITS SUMMARY
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, PRO ISSUER YES FOR FOR
FORMA REVIEW REPORT AND EVALUATION REPORT
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE CONTROLLING SHAREHOLDER ISSUER YES FOR FOR
APPLICATION FOR CHANGES IN RELATED COMMITMENTS
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #17: ELECT ZHANG BO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Ningbo Fuda Co., Ltd.
TICKER: 600724 CUSIP: Y6365X106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL CASH MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT SHI CHUNHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Ningbo Huaxiang Electronic Co. Ltd.
TICKER: 2048 CUSIP: Y62983104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
RELATED AUTHORIZATION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SALE OF SHARES AND ISSUER YES FOR FOR
AUTHORIZATION OF CHAIRMAN OF THE BOARD
PROPOSAL #11: APPROVE FINANCIAL LEASING ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND FAIR DECISION-MAKING SYSTEM OF SHAREHOLDER YES FOR FOR
RELATED-PARTY TRANSACTION
ISSUER: Ningbo Huaxiang Electronic Co., Ltd.
TICKER: 002048 CUSIP: Y62983104
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND TEMPORARY MANAGEMENT METHOD OF ISSUER YES FOR FOR
SIGNIFICANT MATTERS ON DISPOSAL
ISSUER: Ningbo Huaxiang Electronic Co., Ltd.
TICKER: 002048 CUSIP: Y62983104
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG QINGJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ningbo Jifeng Auto Parts Co., Ltd.
TICKER: 603997 CUSIP: Y6298V102
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU JIANJUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Ningbo Joyson Electronic Corp.
TICKER: 600699 CUSIP: Y5278D108
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
USAGE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Ningbo Joyson Electronic Corp.
TICKER: 600699 CUSIP: Y5278D108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS, COMMERCIAL PAPERS AND MEDIUM-TERM
NOTES
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Ningbo Ligong Environment & Energy Technology Co., Ltd.
TICKER: 2322 CUSIP: Y6298B106
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Ningbo Ligong Environment & Energy Technology Co., Ltd.
TICKER: 002322 CUSIP: Y6298B106
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Ningbo Ligong Environment & Energy Technology Co., Ltd.
TICKER: 2322 CUSIP: Y6298B106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Ningbo Marine Co., Ltd.
TICKER: 600798 CUSIP: Y62984102
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION IN CONNECTION TO ACQUISITION BY ISSUANCE
OF SHARES COMPLIES WITH RELEVANT LAWS AND
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.5: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.7: APPROVE PROFIT COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION AGREEMENT
PROPOSAL #2.8: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PRICING REFERENCE DATE AND ISSUER YES FOR FOR
ISSUE PRICE
PROPOSAL #2.12: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.15: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE DRAFT AND SUMMARY OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION IN CONNECTION TO ACQUISITION BY
ISSUANCE OF SHARES
PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE ISSUER YES FOR FOR
AGREEMENT, SUPPLEMENTAL CONDITIONAL ASSET PURCHASE
AGREEMENT AND PROFIT FORECAST COMPENSATION AGREEMENT
PROPOSAL #6: APPROVE RELEVANT AGENCIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT AND ASSET ISSUER YES FOR FOR
APPRAISAL REPORT
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #14: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES IN CONNECTION
TO BACKDOOR LISTING
PROPOSAL #15: APPROVE TRANSACTION DOES NOT HAVE ANY ISSUER YES FOR FOR
SITUATION WHICH CONSTITUTES ARTICLE 13 OF
STRENGTHENING THE SUPERVISION OVER ABNORMAL STOCK
TRADING RELATED TO THE MATERIAL ASSET REORGANIZATIONS
OF LISTED COMPANIES
PROPOSAL #16: APPROVE CONFIDENTIALITY MEASURES AND ISSUER YES FOR FOR
SYSTEM
PROPOSAL #17: APPROVE ACQUISITION AND DISPOSAL OF ISSUER YES FOR FOR
ASSETS WITHIN THE LAST 12 MONTHS
PROPOSAL #18: APPROVE WHETHER THE STOCK PRICE ISSUER YES FOR FOR
VOLATILITY ACHIEVES THE STANDARD OF ARTICLE 5 NOTICE
ON REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE BEHAVIOR OF RELATED PARTIES
PROPOSAL #19: APPROVE EXTENSION OF NON-COMPETITION ISSUER YES FOR FOR
AGREEMENT PERIOD BY COMPANY'S CONTROLLING SHAREHOLDER
PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #21: APPROVE APPOINTMENT OF 2018 AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #22: APPROVE SIGNING OF COAL TRANSPORTATION ISSUER YES FOR FOR
AGREEMENT
ISSUER: Ningbo Medicalsystem Biotechnology Co., Ltd.
TICKER: 300439 CUSIP: Y6298X108
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNLOCKING OF PERFORMANCE SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Ningbo Peacebird Fashion Co., Ltd.
TICKER: 603877 CUSIP: Y6366S106
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #1.1: APPROVE ADJUSTMENT ON 2018 RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH TAIPING BIRD GROUP CO., LTD.
PROPOSAL #1.2: APPROVE ADJUSTMENT ON 2018 RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH YUYAO HENGFA HOUSING LEASING
SERVICE CO., LTD.
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE SIZE, AMOUNT, AND PROPORTION ISSUER YES FOR FOR
TO TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #3.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #5: APPROVE EXTENSION ON THE PERIOD FOR SHAREHOLDER YES FOR FOR
USING IDLE RAISED FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Ningbo Peacebird Fashion Co., Ltd.
TICKER: 603877 CUSIP: Y6366S106
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE THE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT ZHANG JIANGPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT ZHANG JIANGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHEN HONGCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT DAI ZHIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT OU LIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT WANG MINGFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YU JIONGYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LOU BAIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT PU YIWEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WANG DONGPENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ZHANG DANFENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ningbo Peacebird Fashion Co., Ltd.
TICKER: 603877 CUSIP: Y6366S106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Ningbo Peacebird Fashion Co., Ltd.
TICKER: 603877 CUSIP: Y6366S106
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: APPROVE ADJUSTMENT ON OWN FUNDS USED FOR ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Ningbo Peacebird Fashion Co., Ltd.
TICKER: 603877 CUSIP: Y6366S106
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHAOLI CENTER HOUSE LEASING AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH PEACEBIRD GROUP CO., LTD. AND ITS RELATED
PROPOSAL #11.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH YUYAO HENGFA HOUSING LEASING SERVICE CO., LTD.
PROPOSAL #12: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Ningbo Sanxing Medical Electric Co Ltd
TICKER: 601567 CUSIP: Y6298G105
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Ningbo Sanxing Medical Electric Co., Ltd.
TICKER: 601567 CUSIP: Y6298G105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Ningbo Shanshan Co., Ltd.
TICKER: 600884 CUSIP: Y6365H101
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Ningbo Shanshan Co., Ltd.
TICKER: 600884 CUSIP: Y6365H101
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY'S STOCK ISSUER YES FOR FOR
ISSUANCE PLAN AND WAIVER OF PRE-EMPTIVE RIGHT
ISSUER: Ningbo Shanshan Co., Ltd.
TICKER: 600884 CUSIP: Y6365H101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL REVIEW OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Ningbo Shanshan Co., Ltd.
TICKER: 600884 CUSIP: Y6365H101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE GUARANTEE PROVISION BY ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH DEPOSIT TO ZHEJIANG CHOUZHOU
COMMERCIAL BANK CO., LTD.
PROPOSAL #11: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #12: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DISPOSAL OF SHARES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Ningbo Tuopu Group Co., Ltd.
TICKER: 601689 CUSIP: Y62990109
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF ENTRUSTED LOAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE USE OF IDLE FUNDS FOR ISSUER YES FOR FOR
STRUCTURED DEPOSITS OR PURCHASE OF PRINCIPAL-
GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: APPROVE REVISE AMENDMENTS TO ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION
PROPOSAL #16: APPROVE ADJUSTMENTS TO IMPLEMENTATION ISSUER YES FOR FOR
MANNER OF RAISED FUNDS
PROPOSAL #17: APPROVE INCREASE CAPITAL OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #18: APPROVE ADJUSTMENTS TO PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #19: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Ningbo Yunsheng Co., Ltd.
TICKER: 600366 CUSIP: Y6366H100
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE AND AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Ningbo Yunsheng Co., Ltd.
TICKER: 600366 CUSIP: Y6366H100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
ISSUER: Ningbo Zhoushan Port Co., Ltd.
TICKER: 601018 CUSIP: Y6298E100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #12: APPROVE CONTINUED RELATED PARTY ISSUER YES FOR FOR
TRANSACTION OF ZHEJIANG HARBOUR GROUP FINANCE CO.,
LTD. AND ZHEJIANG HARBOUR INVESTMENT OPERATION GROUP
CO., LTD.
PROPOSAL #13: APPROVE APPLICATION OF DEBT FINANCING ISSUER YES FOR FOR
ISSUER: Ningxia Building Materials Group Co., Ltd.
TICKER: 600449 CUSIP: Y63663119
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Ningxia Building Materials Group Co., Ltd.
TICKER: 600449 CUSIP: Y63663119
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Ningxia Building Materials Group Co., Ltd.
TICKER: 600449 CUSIP: Y63663119
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Ningxia Qinglong Pipes Industry Co Ltd
TICKER: 002457 CUSIP: Y6337B109
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JINGZE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Ningxia Qinglong Pipes Industry Co., Ltd.
TICKER: 2457 CUSIP: Y6337B109
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF PARTNERSHIP ENTERPRISE
ISSUER: Ningxia Qinglong Pipes Industry Co., Ltd.
TICKER: 2457 CUSIP: Y6337B109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PRICE AND PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.3: APPROVE SOURCE OF FUNDS AND TOTAL ISSUER YES FOR FOR
FUNDS OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Ningxia Qinglong Pipes Industry Co., Ltd.
TICKER: 2457 CUSIP: Y6337B109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF RAISED FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Ningxia Western Venture Industrial Co., Ltd.
TICKER: 000557 CUSIP: Y2929Y102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF CREDIT AND DEBT ISSUER YES FOR FOR
OFFSET AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: Ningxia Western Venture Industrial Co., Ltd.
TICKER: 557 CUSIP: Y2929Y102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Ningxia Xinri Hengli Steel Wire Rope Co. Ltd.
TICKER: 600165 CUSIP: Y6365L102
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF JOINT VENTURE ISSUER YES FOR FOR
WITH FUDING INVESTMENT MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF CONSTRUCTION PROJECT ISSUER YES FOR FOR
CONSTRUCTION CONTRACT
PROPOSAL #4: ELECT CHEN RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Ningxia Younglight Chemicals Co., Ltd.
TICKER: 000635 CUSIP: Y6365C102
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF FINANCIAL SERVICES AGREEMENT
ISSUER: Ningxia Younglight Chemicals Co., Ltd.
TICKER: 000635 CUSIP: Y6365C102
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Ningxia Younglight Chemicals Co., Ltd.
TICKER: 000635 CUSIP: Y6365C102
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
ISSUER: Ningxia Younglight Chemicals Co., Ltd.
TICKER: 000635 CUSIP: Y6365C102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIANG HANGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG KETING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT TIAN SHAOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI XUEJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI YAOZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG HUINING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG NINGGANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YU GUANGRUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG XU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT LIU YU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nishat Mills Ltd.
TICKER: NML CUSIP: Y63771102
MEETING DATE: 10/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE LOAN TO NISHAT POWER LIMITED, ISSUER YES FOR FOR
SUBSIDIARY COMPANY
ISSUER: Nishat Mills Ltd.
TICKER: NML CUSIP: Y63771102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES IN NISHAT ISSUER YES FOR FOR
HOTELS AND PROPERTIES LTD, ASSOCIATED COMPANY
ISSUER: NMDC Ltd.
TICKER: 526371 CUSIP: Y6223W100
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT T.R.K. RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT P.K. SATPATHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT ASHOK KUMAR ANGURANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT RASIKA CHAUBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Norinco International Cooperation Ltd.
TICKER: 000065 CUSIP: Y7742L104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEVELOPMENT OF FINANCIAL ISSUER YES FOR FOR
DERIVATIVES BUSINESS
ISSUER: Norinco International Cooperation Ltd.
TICKER: 000065 CUSIP: Y7742L104
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
ISSUER: Norinco International Cooperation Ltd.
TICKER: 65 CUSIP: Y7742L104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE SECURITY TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE EXISTENCE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.7: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE BOND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE OWNERSHIP OF DIVIDENDS DURING ISSUER YES FOR FOR
THE CONVERSION YEAR
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.18: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE RAISED FUNDS MANAGEMENT AND ISSUER YES FOR FOR
DEPOSIT ACCOUNT
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON CONVERTIBLE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN FOR THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #7: APPROVE PRINCIPLE ON BONDHOLDERS MEETING ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SELF-INSPECTION REPORT ON REAL ISSUER YES FOR FOR
ESTATE BUSINESS OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE COMMITMENT OF CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, ULTIMATE CONTROLLING PERSON, DIRECTOR,
SUPERVISORS AND SENIOR MANAGERS ON SPECIAL SELF-
INSPECTION REPORT
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE FINANCIAL AND APPRAISAL REPORT ISSUER YES FOR FOR
ON CONVERTIBLE BONDS RAISED FUNDS
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
ISSUER: Norinco International Cooperation Ltd.
TICKER: 000065 CUSIP: Y7742L104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE OF DAILY RELATED ISSUER YES FOR FOR
TRANSACTION IN CONNECTION WITH PROVISION OF LABOR
SERVICES
ISSUER: Norinco International Cooperation Ltd.
TICKER: 65 CUSIP: Y7742L104
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA WANBAO ENGINEERING CO., LTD.
ISSUER: North China Pharmaceutical Co., Ltd.
TICKER: 600812 CUSIP: Y6408H100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU XIAOBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG YUXIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CAO YAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO LINING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LI FAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: North China Pharmaceutical Co., Ltd.
TICKER: 600812 CUSIP: Y6408H100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #10.1: ELECT YANG GUOZHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LIU WENFU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT ZHOU XIAOBING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT ZHANG YUXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT CAO YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT ZHENG WENYA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT PAN GUANGCHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LIU XIAOHAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHOU DEMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT YANG XIUQING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT MA JINGHAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHAO LINING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT YANG JUNTAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.3: ELECT LI FAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: North Electro-Optic Co., Ltd.
TICKER: 600184 CUSIP: Y6411N102
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT FAN GUOBIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: North Electro-Optic Co., Ltd.
TICKER: 600184 CUSIP: Y6411N102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU GUOSONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE WRITE-OFF OF ACCOUNTS RECEIVABLE ISSUER YES FOR FOR
ISSUER: North Electro-Optic Co., Ltd.
TICKER: 600184 CUSIP: Y6411N102
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN HUBEI NEW HUAGUANG INFORMATION MATERIALS CO.,
LTD. AND HUAGUANG XIAOYUAN OPTICAL MATERIALS
(XIANGYANG) CO., LTD.
PROPOSAL #8: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION, RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS AND RULES AND PROCEDURES REGARDING
MEETINGS OF BOARD OF DIRECTORS
ISSUER: North Huajin Chemical Industries Co., Ltd.
TICKER: 000059 CUSIP: Y7742G105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: North Huajin Chemical Industries Co., Ltd.
TICKER: 000059 CUSIP: Y7742G105
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: North Huajin Chemical Industries Co., Ltd.
TICKER: 59 CUSIP: Y7742G105
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
ISSUER: North Huajin Chemical Industries Co., Ltd.
TICKER: 000059 CUSIP: Y7742G105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: North Huajin Chemical Industries Co., Ltd.
TICKER: 59 CUSIP: Y7742G105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL SERVICES AGREEMENT AND ISSUER YES FOR FOR
OTHER RELATED TRANSACTIONS WITH NORTH INDUSTRIES
GROUP FINANCE COMPANY LTD.
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: North Huajin Chemical Industries Co.,Ltd
TICKER: 000059 CUSIP: Y7742G105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAR VALE AND ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DETERMINATION METHOD OF ISSUER YES FOR FOR
ISSUANCE PRICE AND INTEREST RATE
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE METHODS OF PRINCIPAL REPAYMENT ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #2.5: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.8: APPROVE COMPANY'S CREDIBILITY AND ISSUER YES FOR FOR
SAFEGUARD MEASURES FOR DEBT REPAYMENT
PROPOSAL #2.9: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: North Industries Group Red Arrow Co., Ltd.
TICKER: 519 CUSIP: Y13068104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORRECTION IN PRIOR ACCOUNTING ISSUER YES FOR FOR
ERRORS
PROPOSAL #2: APPROVE REPURCHASE OF SHARES WHICH HAVE ISSUER YES FOR FOR
NOT COMPLETED THE PERFORMANCE COMMITMENT IN
CONNECTION TO THE CORRECTION OF PRIOR ACCOUNTING
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF SHARES
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION SYSTEM
ISSUER: North Industries Group Red Arrow Co., Ltd.
TICKER: 519 CUSIP: Y13068104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REPORT OF INDEPENDENT DIRECTOR ISSUER YES FOR FOR
WU ZHONG
PROPOSAL #7.2: APPROVE REPORT OF INDEPENDENT DIRECTOR ISSUER YES FOR FOR
DONG MIN
PROPOSAL #7.3: APPROVE REPORT OF INDEPENDENT DIRECTOR ISSUER YES FOR FOR
HAN CHIFENG
PROPOSAL #7.4: APPROVE REPORT OF INDEPENDENT DIRECTOR ISSUER YES FOR FOR
LI ZHIHONG
PROPOSAL #7.5: APPROVE REPORT OF INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ZHENG JINQIAO
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ANNUAL OUTPUT OF 6,000 TONS OF ISSUER YES FOR FOR
SPECIAL GRAPHITE (ISOSTATIC PRESSING) PRODUCTION LINE
PROPOSAL #15: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #16: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: North Mining Shares Company Limited
TICKER: 433 CUSIP: G6661B121
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT YANG YING MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHAO JIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT ZHANG JIA KUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT CHENG CHAK HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ELITE PARTNERS CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: North Navigation Control Technology Co., Ltd.
TICKER: 600435 CUSIP: Y1518S104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Northam Platinum Ltd.
TICKER: NHM CUSIP: S56540156
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2.1: RE-ELECT CARNEGIE CHABEDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT HESTER HICKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT TEMBA MVUSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DR YOZA JEKWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT MCEBISI JONAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT JEAN NEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG INC. AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH EBRAHIM DHORAT AS THE DESIGNATED
EXTERNAL AUDITOR PARTNER
PROPOSAL #4.1: RE-ELECT HESTER HICKEY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: ELECT DAVID BROWN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: RE-ELECT RALPH HAVENSTEIN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.4: RE-ELECT EMILY KGOSI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION TO ISSUER YES FOR FOR
INCREASE THE MAXIMUM NUMBER OF DIRECTORS
PROPOSAL #2.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAYMENT OF ADDITIONAL NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS' FEES
PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANIES
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Northcom Group Co., Ltd.
TICKER: 002359 CUSIP: Y7683F108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF A WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Northcom Group Co., Ltd.
TICKER: 002359 CUSIP: Y7683F108
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG WENXIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Northcom Group Co., Ltd.
TICKER: 2359 CUSIP: Y7683F108
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
BUSINESS SCOPE AS WELL AS TO AMEND ARTICLES OF
ASSOCIATION
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 000597 CUSIP: Y64112108
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT WEI HAIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #2.2: ELECT HUANG CHENGREN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2.3: ELECT AO XINHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #2.4: ELECT WU KAIHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #2.5: ELECT HAN BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT WANG GUODONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HAN DEMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YAO HUI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.4: ELECT LIANG JIE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT GAO YUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT CUI WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 000597 CUSIP: Y64112108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITORS, ISSUER YES FOR FOR
INTERNAL CONTROL AUDITORS AND THEIR REMUNERATION
PROPOSAL #2: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TERMINATION OF SELF-BUILT MODERN ISSUER YES FOR FOR
PHARMACEUTICAL LOGISTICS CENTER PROJECT
PROPOSAL #6: APPROVE FORMULATION OF MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF REMUNERATION OF SENIOR MANAGEMENT
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 000597 CUSIP: Y64112108
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE LIST OF PARTICIPANTS IN ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 597 CUSIP: Y64112108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT HE PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT ZHAN BAIDAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION FOR BAD DEBTS OF ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE AND OTHER RECEIVABLES
PROPOSAL #5: APPROVE EXTERNAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
PROVISION
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE WORKING RULES OF THE STRATEGY ISSUER YES FOR FOR
COMMITTEE OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE WORKING RULES OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE WORKING RULES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE WORKING RULES OF THE ISSUER YES FOR FOR
REMUNERATION AND APPRAISAL COMMITTEE OF BOARD OF
DIRECTORS
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 597 CUSIP: Y64112108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE VERIFICATION ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,
DIRECTORS, SENIOR MANAGEMENT REGARDING COUNTER-
DILUTION MEASURES IN CONNECTION TO THE PRIVATE
PLACEMENT
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF CONDITIONAL SHARE
SUBSCRIPTION AGREEMENT
PROPOSAL #11: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 000597 CUSIP: Y64112108
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF
REMUNERATION
PROPOSAL #8: APPROVE FINANCIAL INSTITUTION LOAN ISSUER YES AGAINST AGAINST
CREDIT
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Northeast Pharmaceutical Group Co., Ltd.
TICKER: 000597 CUSIP: Y64112108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
ISSUER: Northeast Securities Co., Ltd.
TICKER: 686 CUSIP: Y6411E102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION SYSTEM ISSUER YES FOR FOR
ISSUER: Northeast Securities Co., Ltd.
TICKER: 686 CUSIP: Y6411E102
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: ELECT CUI QIANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Northeast Securities Co., Ltd.
TICKER: 686 CUSIP: Y6411E102
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Northern Region Cement Co.
TICKER: 3004 CUSIP: M7S61C100
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE ABSENCE OF DIVIDENDS FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF SAR 200,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KINGDOM INVESTMENTS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KINGDOM INVESTMENTS
ISSUER: Northern United Publishing & Media (Group) Co., Ltd.
TICKER: 601999 CUSIP: Y52614107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
ISSUER: Notre Dame Intermedica Participacoes SA
TICKER: GNDI3 CUSIP: P7S227106
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CHRISTOPHER RILEY GORDON AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT T. DEVIN O'REILLY AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WAYNE SCOTT DE VEYDT AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MICHEL DAVID FREUND AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT IRLAU MACHADO FILHO AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LEONARDO PORCINCULA GOMES PEREIRA AS
INDEPENDENT DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE LUIZ TEIXEIRA ROSSI AS INDEPENDENT
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Notre Dame Intermedica Participacoes SA
TICKER: GNDI3 CUSIP: P7S227106
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ELECTION OF LEONARDO PORCIUNCULA ISSUER NO N/A N/A
GOMES PEREIRA AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 5, 6 AND 15 AND ISSUER NO N/A N/A
CONSOLIDATE BYLAWS
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: NOVATEK JSC
TICKER: NVTK CUSIP: 669888109
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER NO N/A N/A
YEAR OF FISCAL 2018
ISSUER: NOVATEK JSC
TICKER: NVTK CUSIP: 669888109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.2: ELECT ARNAUD LA FALL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT MICHAEL BORRELL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.4: ELECT BERGMANN BURCKHARD AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.5: ELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.6: ELECT MIKHELSON LEONID AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.7: ELECT NATALENKO ALEKSANDR AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.8: ELECT ORLOV VIKTOR AS DIRECTOR ISSUER NO N/A N/A
ISSUER: NOVATEK JSC
TICKER: NVTK CUSIP: 669888109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #1.2: APPROVE DIVIDENDS OF RUB 16.81 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #2.2: ELECT ARNAUD LE FOLL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT MICHAEL BORRELL AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.4: ELECT BURCKHARD BERGMANN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.5: ELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.6: ELECT LEONID MIKHELSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.7: ELECT ALEKSANDR NATALENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.8: ELECT VIKTOR ORLOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT OLGA BELYAEVA AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.2: ELECT ANNA MERZLYAKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #3.3: ELECT IGOR RYASKOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.4: ELECT NIKOLAY SHULIKIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4: RATIFY AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
ISSUER: NOVATEK JSC
TICKER: NVTK CUSIP: X5880H100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER NO N/A N/A
YEAR OF FISCAL 2018
ISSUER: Novatek Microelectronics Corp.
TICKER: 3034 CUSIP: Y64153102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: 6.70E+208
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
YEAR OF FISCAL 2018
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: 6.70E+208
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2.1: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #2.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2.5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #2.6: CANCEL REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #2.7: CANCEL REGULATIONS ON REMUNERATION OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: 67011E204
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 22.81 PER SHARE
PROPOSAL #4.1: ELECT OLEG BAGRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT THOMAS VERASZTO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT NIKOLAY GAGARIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT JOACHIM LIMBERG AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.5: ELECT VLADIMIR LISIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT MARJAN OUDEMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT KAREN SARKISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT STANISLAV SHEKSHNYA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.9: ELECT BENEDICT SCIORTINO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5: ELECT GRIGORY FEDORISHIN AS PRESIDENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: RATIFY PRICEWATERHOUSECOOPERS AS RAS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7.2: RATIFY PRICEWATERHOUSECOOPERS AS IFRS ISSUER YES FOR FOR
AUDITOR
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: 67011E204
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 7.34 ISSUER YES FOR FOR
PER SHARE FOR FIRST QUARTER OF FISCAL 2019
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST HALF ISSUER YES FOR FOR
YEAR OF FISCAL 2018
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2.1: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #2.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2.5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #2.6: CANCEL REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #2.7: CANCEL REGULATIONS ON REMUNERATION OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 22.81 PER SHARE
PROPOSAL #4.1: ELECT OLEG BAGRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT THOMAS VERASZTO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT NIKOLAY GAGARIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT JOACHIM LIMBERG AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.5: ELECT VLADIMIR LISIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT MARJAN OUDEMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT KAREN SARKISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT STANISLAV SHEKSHNYA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.9: ELECT BENEDICT SCIORTINO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5: ELECT GRIGORY FEDORISHIN AS PRESIDENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: RATIFY PRICEWATERHOUSECOOPERS AS RAS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7.2: RATIFY PRICEWATERHOUSECOOPERS AS IFRS ISSUER YES FOR FOR
AUDITOR
ISSUER: Novolipetsk Steel
TICKER: NLMK CUSIP: X58996103
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 7.34 ISSUER YES FOR FOR
PER SHARE FOR FIRST QUARTER OF FISCAL 2019
ISSUER: NSFOCUS Information Technology Co., Ltd.
TICKER: 300369 CUSIP: Y6412Y107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: NSFOCUS Information Technology Co., Ltd.
TICKER: 300369 CUSIP: Y6412Y107
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: NSFOCUS Information Technology Co., Ltd.
TICKER: 300369 CUSIP: Y6412Y107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: NTPC Ltd.
TICKER: 532555 CUSIP: Y6421X116
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM PAYMENT OF INTERIM DIVIDEND AND ISSUER YES FOR FOR
DECLARE FINAL DIVIDNED
PROPOSAL #3: REELECT SAPTARSHI ROY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT M. P. SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PRADEEP KUMAR DEB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SHASHI SHEKHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SUBHASH JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT VINOD KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SUSANTA KUMAR ROY AS DIRECTOR ISSUER YES AGAINST AGAINST
(PROJECT)
PROPOSAL #11: ELECT PRASANT KUMAR MOHAPATRA AS ISSUER YES AGAINST AGAINST
DIRECTOR (TECHNICAL)
PROPOSAL #12: ELECT PRAKASH TIWARI AS DIRECTOR ISSUER YES AGAINST AGAINST
(OPERATIONS)
PROPOSAL #13: ELECT VIVEK KUMAR DEWANGAN AS ISSUER YES AGAINST AGAINST
GOVERNMENT NOMINEE DIRECTOR
PROPOSAL #14: ELECT BHIM SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT K.P.KYLASANATHA PILLAY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT ARCHANA AGRAWAL AS GOVERNMENT ISSUER YES AGAINST AGAINST
NOMINEE DIRECTOR
PROPOSAL #17: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: NTPC Ltd.
TICKER: 532555 CUSIP: Y6421X116
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER YES FOR FOR
ISSUANCE OF BONUS SHARES
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
SUBSIDIARY QINGHAI NUODE FROM BANK OF QINGHAI CO.,
LTD. CHENGDONG BRANCH
PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
SUBSIDIARY QINGHAI NUODE FROM INDUSTRIAL BANK XINING
BRANCH
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-
OWNED SUBSIDIARY QINGHAI ELECTRONICS FROM BANK OF
QINGHAI CO., LTD. CHENGDONG BRANCH
PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-
OWNED SUBSIDIARY QINGHAI NUODE FROM BANK OF QINGHAI
CO., LTD. CHENGDONG BRANCH
PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES AGAINST AGAINST
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF
SUBSIDIARY NUODE LEASING FROM BANK OF GUANGZHOU
CO.,LTD. SHENZHEN BRANCH
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO FINANCING ISSUER YES AGAINST AGAINST
OF SUBSIDIARY NUODE LEASING FROM CDB LEASING
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO FINANCING ISSUER YES AGAINST AGAINST
OF SUBSIDIARY NUODE LEASING FROM HEBEI FINANCIAL
LEASING CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION TO FINANCING ISSUER YES AGAINST AGAINST
OF SUBSIDIARY NUODE LEASING FROM HENGQIN
INTERNATIONAL FINANCIAL LEASING CO., LTD.
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY JIANGSU
LIANXIN FROM CHINA EVERBRIGHT BANK KUNSHAN BRANCH AND
GUARANTEE PROVISION BY COMPANY
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY JIANGSU
LIANXIN FROM CHINA CONSTRUCTION BANK KUNSHAN BRANCH
AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY HUIZHOU
ELECTRONICS FROM HUAXIA BANK SHENZHEN BRANCH AND
GUARANTEE PROVISION BY COMPANY
PROPOSAL #4.1: ELECT WANG WEIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU SONGQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT CHEN LIZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CHEN XUYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT LI GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT SUN ZHIFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CHEN SHUJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHEN YOUCHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT GUO XINMEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZHAO ZHOUNAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT XU XUEBIAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
PROPOSAL #3: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE BY COMPANY AND PROVISION OF GUARANTEE BY
QINGHAI ELECTRONICS, HUIZHOU ELECTRONICS AND SHENZHEN
BAIJIADA
PROPOSAL #2: APPROVE APPLICATION OF DOLLAR LOAN BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY QINGHAI ELECTRONICS AND
PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY QINGHAI
ELECTRONICS AND PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES AGAINST N/A
SHENZHEN NUODE FINANCIAL LEASING CO., LTD.
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE SUBSIDIARY TO APPLY FOR ISSUER YES AGAINST AGAINST
FINANCING AND COMPANY'S GUARANTEE PROVISION
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Nuode Investment Co., Ltd.
TICKER: 600110 CUSIP: Y1293M108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING APPLICATIONS FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTION AND NON-FINANCIAL INSTITUTION
PROPOSAL #7: APPROVE FINANCING AND ITS RELEVANT ISSUER YES AGAINST AGAINST
GUARANTEE
PROPOSAL #8: APPROVE SHORT-TERM FINANCING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR FEES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
QINGHAI ELECTRONIC MATERIALS INDUSTRY CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF JIANGSU
LIANXIN ELECTRONIC INDUSTRY CO., LTD. FROM CHINA
EVERBRIGHT BANK
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF JIANGSU
LIANXIN ELECTRONIC INDUSTRY CO., LTD. FROM BANK OF
JIANGSU
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN BAIJIADA NEW ENERGY MATERIALS CO., LTD.
PROPOSAL #14: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM CHINA ZHESHANG BANK
PROPOSAL #15: APPROVE BANK ACCEPTANCE BILLS BUSINESS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM HUAXIA BANK
PROPOSAL #17: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM INDUSTRIAL BANK
PROPOSAL #18: APPROVE DEBT FINANCING AND ITS RELEVANT ISSUER YES FOR FOR
GUARANTEE
ISSUER: O2 Czech Republic as
TICKER: TELEC CUSIP: X89734101
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MEETING CHAIRMAN AND OTHER ISSUER YES FOR FOR
MEETING OFFICIALS
PROPOSAL #5.1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #6.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 17 AND CZK 170 PER SHARE
PROPOSAL #6.2: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
RESERVE WITH REPAYMENT TO SHAREHOLDERS
PROPOSAL #7: RATIFY KPMG CESKA REPUBLIKA AUDIT, ISSUER YES FOR FOR
S.R.O. AS AUDITOR
PROPOSAL #8: RECALL AND ELECT AUDIT COMMITTEE MEMBERS ISSUER YES AGAINST AGAINST
ISSUER: OBI Pharma, Inc.
TICKER: 4174 CUSIP: Y64270104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT ZENG DA MENG (TAMON TSENG), A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF YI TAI INVESTMENT CORP, WITH
SHAREHOLDER NO.00000054, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT ZHANG NIAN CI (MICHAEL N. ISSUER YES FOR FOR
CHANG), A REPRESENTATIVE OF YI TAI INVESTMENT CORP,
WITH SHAREHOLDER NO.00000054, AS NON-INDEPENDENT
PROPOSAL #7.3: ELECT ZHUO LONG YE (LUNG-YEN CHO), A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHENG CHENG INVESTMENT CORP, WITH
SHAREHOLDER NO.00011993, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHEN ZHI QUAN (FRANK CHEN), A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHENG CHENG INVESTMENT CORP, WITH
SHAREHOLDER NO.00011993, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT FENG ZHEN YU (JERRY FONG), WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.Y120430XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT ZHANG ZHONG MING (TONY CHANG), ISSUER YES FOR FOR
WITH SHAREHOLDER NO.F100818XXX AS INDEPENDENT
PROPOSAL #7.7: ELECT WANG TAI CHANG (TAYCHANG WANG), ISSUER YES FOR FOR
WITH SHAREHOLDER NO.H120000XXX AS INDEPENDENT
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Oceana Group Ltd.
TICKER: OCE CUSIP: S57090102
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MUSTAQ BREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT ZARINA BASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT IMRAAN SOOMRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #3.1: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT PETER DE BEYER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT SAAMSOODEIN PATHER AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Oceanwide Holdings Co., Ltd.
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO YAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO APPLICATION OF FINANCING
PROPOSAL #3: APPROVE APPLICATION OF FINANCING BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND PROVISION OF GUARANTEE BY
COMPANY
ISSUER: Oceanwide Holdings Co., Ltd.
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MENG XIAOJUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION FOR ISSUANCE OF ISSUER YES FOR FOR
COMMERCIAL REAL ESTATE MORTGAGE LOAN ASSET-BACKED
SECURITIES BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO APPLICATION OF FINANCING AND EXTERNAL
GUARANTEES
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO WUHAN ISSUER YES FOR FOR
CBD INVESTMENT AND DEVELOPMENT CO., LTD. AND WUHAN
FANHAI CITY PLAZA DEVELOPMENT AND INVESTMENT CO.,
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
OCEANWIDE CONSTRUCTION GROUP QINGDAO CO., LTD.
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUE OF ISSUER YES FOR FOR
FOREIGN BONDS BY OVERSEAS SUBSIDIARY
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SIZE AND ISSUE NUMBER ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #3.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE SPECIAL ACCOUNT FOR PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.10: APPROVE TRADING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 46 CUSIP: Y8345D101
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR DEBT ISSUER YES FOR FOR
RESTRUCTURE OF CONTROLLED SUBSIDIARY
PROPOSAL #5: APPROVE 2019 PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 46 CUSIP: Y8345D101
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE RE-EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD FOR PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO RE-EXTEND THE RESOLUTION
VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF ASSET OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION OF COMPANY ISSUER YES FOR FOR
TO THE ASSET SALE
PROPOSAL #3: APPROVE GUARANTEE PROVISION INVOLVING ISSUER YES FOR FOR
THE TARGET COMPANY OF ASSET SALE AND CONTROLLED
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
THE ASSET SALE
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 46 CUSIP: Y8345D101
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LU ZHIQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI MINGHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SONG HONGMOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG XIFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FENG HENIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT CHEN HUAIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HAN XIAOSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT ZHAO YINGWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT FENG ZHUANGYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT WU CHEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.5: ELECT ZANG WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
OCEANWIDE HOLDINGS INTERNATIONAL DEVELOPMENT THIRD
CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO CHINA ISSUER YES AGAINST AGAINST
OCEANWIDE HOLDINGS LIMITED
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK FINANCING APPLICATION ISSUER YES FOR FOR
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 46 CUSIP: Y8345D101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 46 CUSIP: Y8345D101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEBT REORGANIZATION AND RELATED ISSUER YES FOR FOR
GUARANTEES
ISSUER: Oceanwide Holdings Co., Ltd. (Beijing)
TICKER: 000046 CUSIP: Y8345D101
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF FINANCING AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
ISSUER: Odontoprev S.A.
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ODONTO SYSTEM ISSUER YES FOR FOR
PLANOS ODONTOLOGICOS LTDA.
ISSUER: OdontoPrev SA
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB ODONTO ISSUER YES FOR FOR
SYSTEM PLANOS ODONTOLOGICOS LTDA.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER YES FOR FOR
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF ODONTO SYSTEM ISSUER YES FOR FOR
PLANOS ODONTOLOGICOS LTDA.
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: OdontoPrev SA
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #7: ELECT IVAN MALUF JUNIOR AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND EDUARDO DA GAMA GODOY AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #9: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: OdontoPrev SA
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER NO N/A N/A
AMEND ARTICLES ACCORDINGLY
PROPOSAL #2: AMEND ARTICLES/CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: OdontoPrev SA
TICKER: ODPV3 CUSIP: P7344M104
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS AND BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE BOARD COMPOSITION ISSUER YES AGAINST AGAINST
ISSUER: Offshore Oil Engineering Co., Ltd.
TICKER: 600583 CUSIP: Y6440J106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #7: ELECT YU YI AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Offshore Oil Engineering Co., Ltd.
TICKER: 600583 CUSIP: Y6440J106
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND AUTHORIZATION OF BOARD TO HANDLE ALL
MATTERS RELATED TO HANDLING OF BUSINESS REGISTRATION
ISSUER: OFILM Group Co., Ltd.
TICKER: 2456 CUSIP: Y7744T105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN SCALE OF RAISED FUNDS ISSUER YES FOR FOR
PROJECT AND USE REMAINING RAISED FUNDS TO REPLENISH
WORKING CAPITAL
PROPOSAL #10: APPROVE BANK CREDIT LINE AND GUARANTEE ISSUER YES FOR FOR
MATTERS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: O-film Tech Co., Ltd.
TICKER: 002456 CUSIP: Y7744T105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UNLOCKING PERIOD AND EXERCISE ISSUER YES FOR FOR
PERIOD OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE BANK CREDIT LINE AND GUARANTEE ISSUER YES FOR FOR
PROVISION (1)
PROPOSAL #3: APPROVE BANK CREDIT LINE AND GUARANTEE ISSUER YES FOR FOR
PROVISION (2)
ISSUER: O-film Tech Co., Ltd.
TICKER: 2456 CUSIP: Y7744T105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BANK CREDIT LINE AND GUARANTEES ISSUER YES AGAINST AGAINST
ISSUER: O-film Tech Co., Ltd.
TICKER: 002456 CUSIP: Y7744T105
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE BANK CREDIT LINE AND ITS ISSUER YES FOR FOR
RELEVANT GUARANTEE
ISSUER: O-film Tech Co., Ltd.
TICKER: 002456 CUSIP: Y7744T105
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG PING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: O-film Tech Co., Ltd.
TICKER: 2456 CUSIP: Y7744T105
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
ITS RELEVANT GUARANTEES
ISSUER: O-film Tech Co., Ltd.
TICKER: 2456 CUSIP: Y7744T105
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME AND ISSUER YES FOR FOR
SECURITIES ABBREVIATION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE BANK CREDIT LINE AND GUARANTEES ISSUER YES FOR FOR
ISSUER: Ogawa Smart Healthcare Technology Group Co., Ltd.
TICKER: 2614 CUSIP: Y9717P102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.5: APPROVE SIZE AND PROPORTION TO TOTAL ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #5: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Ogawa Smart Healthcare Technology Group Co., Ltd.
TICKER: 2614 CUSIP: Y9717P102
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #5: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Ogawa Smart Healthcare Technology Group Co., Ltd.
TICKER: 002614 CUSIP: Y9717P102
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF PARTIAL STOCK ISSUER YES FOR FOR
OPTIONS AND REPURCHASE OF PERFORMANCE SHARES
ISSUER: Ogawa Smart Healthcare Technology Group Co., Ltd.
TICKER: 2614 CUSIP: Y9717P102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CANCELLATION OF STOCK OPTION AND ISSUER YES FOR FOR
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #10: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #10.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #10.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.1: APPROVE DETERMINATION OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #10.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #10.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #10.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #10.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #10.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #10.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #10.17: APPROVE USE OF PROCEEDS AND ISSUER YES FOR FOR
IMPLEMENTATION METHOD
PROPOSAL #10.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10.19: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS (REVISED)
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #16: APPROVE TO NOT PREPARE THE REPORT ON ISSUER YES FOR FOR
THE USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: AMEND SPECIAL DEPOSIT AND USAGE ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF RAISED FUNDS
ISSUER: OHL Mexico S.A.B. de C.V.
TICKER: OHLMEX * CUSIP: P7356Z100
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND ARTICLE 1 ISSUER YES AGAINST AGAINST
ACCORDINGLY
ISSUER: OHL Mexico S.A.B. de C.V.
TICKER: OHLMEX * CUSIP: P7356Z100
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY MEMBERS OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEES
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Oi SA
TICKER: OIBR4 CUSIP: 670851401
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ELECTION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1.1a: ELECT ELEAZAR DE CARVALHO FILHO AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1b: ELECT HENRIQUE JOSE FERNANDES LUZ AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1c: ELECT JOSE MAURO METTRAU CARNEIRO DA ISSUER YES FOR N/A
CUNHA AS BOARD CHAIRMAN
PROPOSAL #1.1d: ELECT MARCOS BASTOS ROCHA AS BOARD ISSUER YES ABSTAIN N/A
CHAIRMAN
PROPOSAL #1.1e: ELECT MARCOS DUARTE DOS SANTOS AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1f: ELECT MARCOS GRODETZKY AS BOARD ISSUER YES ABSTAIN N/A
CHAIRMAN
PROPOSAL #1.1g: ELECT MARIA HELENA DOS SANTOS ISSUER YES ABSTAIN N/A
FERNANDES DE SANTANA AS BOARD CHAIRMAN
PROPOSAL #1.1h: ELECT PAULINO DO REGO BARROS JR AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1i: ELECT RICARDO REISEN DE PINHO AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1j: ELECT RODRIGO MODESTO DE ABREU AS ISSUER YES ABSTAIN N/A
BOARD CHAIRMAN
PROPOSAL #1.1k: ELECT WALLIM CRUZ DE VASCONCELLOS ISSUER YES ABSTAIN N/A
JUNIOR AS BOARD CHAIRMAN
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 6 ACCORDINGLY
PROPOSAL #4: ADD ARTICLE TO THE BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES ISSUER YES FOR FOR
ISSUER: Oi SA
TICKER: OIBR4 CUSIP: 670851401
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY VALORE CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. (MEDEN) AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGREEMENT TO ABSORB COPART 5 ISSUER YES FOR FOR
PARTICIPACOES S.A.
PROPOSAL #4: APPROVE ABSORPTION OF COPART 5 ISSUER YES FOR FOR
PARTICIPACOES S.A.
PROPOSAL #5: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: RATIFY ELECTION OF ROGER SOLE RAFOLS AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Oi SA
TICKER: OIBR4 CUSIP: 670851401
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LONG-TERM INCENTIVE PLAN FOR ISSUER YES FOR FOR
EXECUTIVES
PROPOSAL #7: APPROVE LONG-TERM INCENTIVE PLAN FOR ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #8: APPROVE COMPANY'S REPLACEMENT OF LOSS ISSUER YES AGAINST AGAINST
POLICY
PROPOSAL #9: RATIFY ACTIONS CARRIED OUT BY THE BOARD ISSUER YES FOR FOR
RE: BANKRUPTCY PROTECTION
ISSUER: Oil & Gas Development Co. Ltd.
TICKER: OGDC CUSIP: Y6448X107
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Oil & Natural Gas Corp. Ltd.
TICKER: 500312 CUSIP: Y64606133
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT AJAY KUMAR DWIVEDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT GANGA MURTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SHASHI SHANKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SAMBIT PATRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SUBHASH KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT RAJESH SHYAMSUNDER KAKKAR AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #10: ELECT SANJAY KUMAR MOITRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADOPT NEW MEMORANDUM OF ASSOCIATION AND ISSUER YES AGAINST AGAINST
ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
ONGC PETRO-ADDITIONS LIMITED (OPAL)
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH SHARE REPURCHASE PROGRAM AND SUBSEQUENT SHARE
CANCELLATION
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 155 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT VALERII GRAIFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT NIKOLAI NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT PAVEL TEPLUKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.9: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT LIUBOV KHOBA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.11: ELECT SERGEI SHATALOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT WOLFGANG SCHUSSEL AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT IVAN VRUBLEVSKII AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT ARTEM OTRUBIANNIKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT PAVEL SULOEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL 2018
PROPOSAL #4.2: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
FOR FISCAL 2019
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2018
PROPOSAL #5.2: APPROVE REMUNERATION OF NEW MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2019
PROPOSAL #6: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
GENERAL MEETINGS
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH SHARE REPURCHASE PROGRAM AND SUBSEQUENT SHARE
CANCELLATION
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS ,EXECUTIVES, AND
COMPANIES
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: X6983S100
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH SHARE REPURCHASE PROGRAM AND SUBSEQUENT SHARE
CANCELLATION
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: X6983S100
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: Oil Co. LUKOIL PJSC
TICKER: LKOH CUSIP: X6983S100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 155 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT VALERII GRAIFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT NIKOLAI NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT PAVEL TEPLUKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.9: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT LIUBOV KHOBA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.11: ELECT SERGEI SHATALOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT WOLFGANG SCHUSSEL AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT IVAN VRUBLEVSKII AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT ARTEM OTRUBIANNIKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT PAVEL SULOEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL 2018
PROPOSAL #4.2: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
FOR FISCAL 2019
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2018
PROPOSAL #5.2: APPROVE REMUNERATION OF NEW MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2019
PROPOSAL #6: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
GENERAL MEETINGS
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH SHARE REPURCHASE PROGRAM AND SUBSEQUENT SHARE
CANCELLATION
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS ,EXECUTIVES, AND
COMPANIES
ISSUER: Oil India Ltd.
TICKER: 533106 CUSIP: Y64210100
MEETING DATE: 9/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT P. K. SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT ASHA KAUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PRIYANK SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT S. MANOHARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT AMINA R. KHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Old Mutual Ltd.
TICKER: OMU CUSIP: S5790B132
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2.1: ELECT PAUL BALOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PETER DE BEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT THYS DU TOIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT ALBERT ESSIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ITUMELENG KGABOESELE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT JOHN LISTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT SIZEKA MAGWENTSHU-RENSBURG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT TREVOR MANUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT NOMBULELO MOHOLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT THOKO MOKGOSI-MWANTEMBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: ELECT NOSIPHO MOLOPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT PETER MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT JAMES MWANGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT MARSHALL RAPIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT CASPER TROSKIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT STEWART VAN GRAAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PAUL BALOYI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT PETER DE BEYER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT ITUMELENG KGABOESELE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT JOHN LISTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: ELECT NOSIPHO MOLOPE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #4.2: APPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED
ENTITIES AND TO DIRECTORS, PRESCRIBED OFFICERS OR
OTHER PERSONS PARTICIPATING IN SHARE OR OTHER
EMPLOYEE INCENTIVE SCHEMES
ISSUER: Omnia Holdings Ltd.
TICKER: OMN CUSIP: S58080102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH TANYA RAE AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #2: RATIFY AND CONFIRM THE ACTIONS OF ALL ISSUER YES FOR FOR
PERSONS WHO HELD OFFICE AS MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY AND ITS COMMITTEES DURING
THE PERIOD FROM 2 OCTOBER 2012 UNTIL THE DATE ON
WHICH THE ANNUAL GENERAL MEETING IS HELD
PROPOSAL #3: RE-ELECT RODERICK HUMPHRIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: RE-ELECT FRANK BUTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RALPH HAVENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RONALD BOWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TINA EBOKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LINDA DE BEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT THOKO MOKGOSI-MWANTEMBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LINDA DE BEER AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10.2: RE-ELECT RONALD BOWEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10.3: ELECT TINA EBOKA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #11.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CHAIRMAN'S FEES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
ISSUER: O-Net Technologies (Group) Limited
TICKER: 877 CUSIP: G6771C100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT NA QINGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ONG CHOR WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DENG XINPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Oppein Home Group, Inc.
TICKER: 603833 CUSIP: Y6440T104
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE THE NUMBER OF BOARD ISSUER YES FOR FOR
MEMBERS AS WELL AS AMEND RULES AND PROCEDURES
REGARDING MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Oppein Home Group, Inc.
TICKER: 603833 CUSIP: Y6440T104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF IMPLEMENTING ENTITY ISSUER YES FOR FOR
FOR FUND-RAISING INVESTMENT PROJECTS
PROPOSAL #1.1: APPROVE QINGYUAN OUPAI INTEGRATED HOME ISSUER YES FOR FOR
CO., LTD. AS THE IMPLEMENTING ENTITY OF WARDROBE
PRODUCTION LINE CONSTRUCTION PROJECT
PROPOSAL #1.2: APPROVE QINGYUAN OUPAI INTEGRATED HOME ISSUER YES FOR FOR
CO., LTD. AS THE IMPLEMENTING ENTITY OF KITCHEN
CABINET PRODUCTION LINE CONSTRUCTION PROJECT
PROPOSAL #1.3: APPROVE QINGYUAN OUPAI INTEGRATED HOME ISSUER YES FOR FOR
CO., LTD. AS THE IMPLEMENTING ENTITY OF ELM DOOR
PRODUCTION LINE CONSTRUCTION PROJECT
PROPOSAL #1.4: APPROVE QINGYUAN OUPAI INTEGRATED HOME ISSUER YES FOR FOR
CO., LTD. AS THE IMPLEMENTING ENTITY OF RANGE HOOD
AND GAS STOVE PRODUCTION WORKSHOP
ISSUER: Oppein Home Group, Inc.
TICKER: 603833 CUSIP: Y6440T104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Oppein Home Group, Inc.
TICKER: 603833 CUSIP: Y6440T104
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING EXTENSION OF
RESOLUTION VALIDITY PERIOD OF ISSUANCE OF CONVERTIBLE
PROPOSAL #4: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: OptoTech Corp.
TICKER: 2340 CUSIP: Y6494C106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL DECREASE VIA CASH RETURN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: OPUS GLOBAL Nyrt.
TICKER: OPUS CUSIP: X6549D100
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER WITH KONZUM INVESTMENT ISSUER YES AGAINST AGAINST
AND ASSET MANAGEMENT PUBLIC LIMITED COMPANY
PROPOSAL #2: APPROVE CREATION OF LEGAL SUCCESSOR ISSUER YES AGAINST AGAINST
COMPANY
PROPOSAL #3: APPROVE DATE OF DRAWING-UP OF BALANCE ISSUER YES FOR FOR
SHEET
PROPOSAL #4: APPROVE MERGER AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MERGER PLAN ISSUER YES FOR FOR
ISSUER: OPUS GLOBAL Nyrt.
TICKER: OPUS CUSIP: X6549D100
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER WITH KONZUM BEFEKTETESI ISSUER YES AGAINST AGAINST
ES VAGYONKEZELO NYRT.
PROPOSAL #3: APPROVE MERGER PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DATE OF MERGER ISSUER YES AGAINST AGAINST
PROPOSAL #5: GRANT AUTHORIZATION TO SIGN THE MERGER ISSUER YES AGAINST AGAINST
AGREEMENT
PROPOSAL #6: APPROVE MERGER RELATED QUESTIONS ISSUER YES AGAINST AGAINST
ISSUER: OPUS GLOBAL Nyrt.
TICKER: OPUS CUSIP: X6549D100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: Oracle Financial Services Software Ltd.
TICKER: 532466 CUSIP: Y3864R102
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHAITANYA KAMAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT HARINDERJIT SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE MUKUND M CHITALE & CO., ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE THAT THE VACANCY ON THE BOARD ISSUER YES FOR FOR
RESULTING FROM THE RETIREMENT OF ROBERT K WEILER
PROPOSAL #7: APPROVE BRANCH AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: REELECT S VENKATACHALAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT RICHARD JACKSON AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Orascom Construction Plc
TICKER: OC CUSIP: M75261103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: REAPPOINT OSAMA BISHAI AS CHAIRMAN ISSUER NO N/A N/A
PROPOSAL #3: REAPPOINT WIKTOR SLIWINSKI AS DIRECTOR ISSUER NO N/A N/A
AND DISMISS MUSTAFA WADOOD
PROPOSAL #4: REAPPOINT KHALED BISHARA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5: REAPPOINT KPMG LLP AS AUDITORS FOR FY ISSUER NO N/A N/A
2019
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER NO N/A N/A
AUDITORS FOR FY 2019
PROPOSAL #7: APPROVE DIVIDENDS OF USD 0.30 PER SHARE ISSUER NO N/A N/A
FOR FY 2018
PROPOSAL #8: AMEND ARTICLES OF BYLAWS RE: DIFC LAW ISSUER NO N/A N/A
NO. 5 OF 2018 - NEW COMPANIES LAW
ISSUER: Orascom Investment Holding SAE
TICKER: OIH CUSIP: M7525Q109
MEETING DATE: 5/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #5: APPROVE SITTING AND TRAVEL FEES OF ISSUER NO N/A N/A
DIRECTORS AND COMMITTEES MEMBERS FOR FY 2019
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #7: RATIFY DECISIONS OF THE BOARD OF ISSUER NO N/A N/A
DIRECTORS DURING FY 2018
PROPOSAL #8: APPROVE LOANS AND GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY COMPONIES
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: ORG Technology Co., Ltd.
TICKER: 2701 CUSIP: Y6S74V102
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #2.5: APPROVE COUPON RATE AND DETERMINATION ISSUER YES FOR FOR
METHOD
PROPOSAL #2.6: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS
ISSUER: ORG Technology Co., Ltd.
TICKER: 2701 CUSIP: Y6S74V102
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: ORG Technology Co., Ltd.
TICKER: 2701 CUSIP: Y6S74V102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: ELECT WU WENCHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: ORG Technology Co., Ltd.
TICKER: 002701 CUSIP: Y6S74V102
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE AND LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERM AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF BONDS FOR CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDENDS DURING THE CONVERSION YEAR
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE ARRANGEMENTS FOR PLACING ISSUER YES FOR FOR
BONDS WITH FORMER SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2.19: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE TO NOT PREPARE FOR THE REPORT ON ISSUER YES FOR FOR
THE USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES AND COMMITMENTS TO
BE TAKEN
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE BONDS
ISSUER: Organizacion Soriana SAB de CV
TICKER: SORIANAB CUSIP: P8728U167
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #1.b: APPROVE BOARD'S OPINION ON CEO'S ISSUER YES FOR FOR
REPORT
PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #1.d: APPROVE REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING CRITERIA
PROPOSAL #1.e: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #1.f: APPROVE REPORT ON ACTIVITIES ISSUER YES FOR FOR
UNDERTAKEN BY BOARD
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #3: APPROVE REVOLVING DUAL PROGRAM FOR ISSUER YES AGAINST AGAINST
ISSUANCE OF DEBT SECURITIES FOR UP TO MXN 25 BILLION
PROPOSAL #4: ELECT OR RATIFY MEMBERS OF BOARD, ISSUER YES AGAINST AGAINST
COMMITTEES AND APPROVE THEIR REMUNERATION
PROPOSAL #5: APPROVE GRANTING OF POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Orient Group, Inc.
TICKER: 600811 CUSIP: Y6S78T103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Orient Group, Inc.
TICKER: 600811 CUSIP: Y6S78T103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SCALE AND AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.3: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE ADJUSTMENT TO THE CONTENT OF ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #4: APPROVE STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
AMENDED DRAFT AND ITS SUMMARY
ISSUER: Orient International Enterprise Ltd.
TICKER: 600278 CUSIP: Y647AB105
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT ZHANG DI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT GU YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Orient International Enterprise Ltd.
TICKER: 600278 CUSIP: Y647AB105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Orient International Enterprise Ltd.
TICKER: 600278 CUSIP: Y647AB105
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Orient International Enterprise Ltd.
TICKER: 600278 CUSIP: Y647AB105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE BANK ENTRUSTED LOAN APPLICATION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE MANAGER'S CAPITAL OPERATION ISSUER YES FOR FOR
AUTHORITY
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
ISSUER: Orient Securities Co., Ltd.
TICKER: 3958 CUSIP: Y2059V100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 COMPANY PROPRIETARY ISSUER YES FOR FOR
BUSINESS SCALE
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH SHENERGY (GROUP) COMPANY LIMITED
AND ITS AFFILIATED COMPANIES
PROPOSAL #8.2: APPROVE OTHER DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE 2019 PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10.01: APPROVE ISSUE METHODS ISSUER YES FOR FOR
PROPOSAL #10.02: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #10.03: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.04: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #10.05: APPROVE ISSUETERM ISSUER YES FOR FOR
PROPOSAL #10.06: APPROVE ISSUE INTEREST RATE AND WAY ISSUER YES FOR FOR
OF PAYMENT AND ISSUE PRICE
PROPOSAL #10.07: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #10.08: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.09: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10.11: APPROVE AUTHORIZATION MATTERS OF ISSUER YES FOR FOR
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #10.12: APPROVE VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Orient Securities Co., Ltd.
TICKER: 3958 CUSIP: Y6S79P100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 COMPANY PROPRIETARY ISSUER YES FOR FOR
BUSINESS SCALE
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH SHENERGY (GROUP) COMPANY LIMITED
AND ITS AFFILIATED COMPANIES
PROPOSAL #8.2: APPROVE OTHER DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE 2019 PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10.01: APPROVE ISSUE METHODS ISSUER YES FOR FOR
PROPOSAL #10.02: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #10.03: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.04: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #10.05: APPROVE ISSUETERM ISSUER YES FOR FOR
PROPOSAL #10.06: APPROVE ISSUE INTEREST RATE AND WAY ISSUER YES FOR FOR
OF PAYMENT AND ISSUE PRICE
PROPOSAL #10.07: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #10.08: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.09: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10.11: APPROVE AUTHORIZATION MATTERS OF ISSUER YES FOR FOR
ISSUANCE OF OFFSHORE DEBT FINANCING INSTRUMENTS
PROPOSAL #10.12: APPROVE VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Orient Semiconductor Electronics Ltd.
TICKER: 2329 CUSIP: Y6579U104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT EDWARD SHAW-YAU DUH WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT YUEH-MING TUNG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 17597 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT HOK-NGANG CHUI WITH ID NO. ISSUER YES FOR FOR
KJ0309XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT A REPRESENTATIVE OF PHISON ISSUER YES AGAINST AGAINST
ELECTRONICS CORP. WITH SHAREHOLDER NO. 366886 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHING-TIEN TSAI WITH ID NO. ISSUER YES FOR FOR
Q101650XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT JERRY CHIU WITH ID NO. ISSUER YES FOR FOR
S101754XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT PHILIP WEI WITH ID NO D100211XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Oriental Bank of Commerce Ltd.
TICKER: 500315 CUSIP: Y6495G114
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF NEW EQUITY SHARES ISSUER YES FOR FOR
UNDER THE EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Oriental Bank of Commerce Ltd.
TICKER: 500315 CUSIP: Y6495G114
MEETING DATE: 2/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA) ON
PREFERENTIAL BASIS
ISSUER: Oriental Bank of Commerce Ltd.
TICKER: 500315 CUSIP: Y6495G114
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA) ON
PREFERENTIAL BASIS
ISSUER: Oriental Bank of Commerce Ltd.
TICKER: 500315 CUSIP: Y6495G114
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Oriental Energy Co., Ltd.
TICKER: 002221 CUSIP: Y988AN107
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL LEASING ISSUER YES FOR FOR
CONTRACT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Oriental Energy Co., Ltd.
TICKER: 2221 CUSIP: Y988AN107
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE SIGNING OF FINANCE LEASE ISSUER YES FOR FOR
CONTRACT BY CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE OF CONTROLLED SUBSIDIARY
ISSUER: Oriental Energy Co., Ltd.
TICKER: 002221 CUSIP: Y988AN107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DIRECT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: Oriental Energy Co., Ltd.
TICKER: 002221 CUSIP: Y988AN107
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE EXTENSION OF PERIOD OF USAGE OF ISSUER YES FOR FOR
IDLE RAISED FUNDS FOR CASH MANAGEMENT
PROPOSAL #4: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE AND AUTHORIZATION OF THE
BOARD
ISSUER: Oriental Energy Co., Ltd.
TICKER: 2221 CUSIP: Y988AN107
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU YINLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE WAREHOUSE AREA PROJECT IN ISSUER YES FOR FOR
SUPPORT OF THE ALKANE RESOURCES COMPREHENSIVE
UTILIZATION PROJECT (PHASE II)
PROPOSAL #3: APPROVE AUTHORIZATION FOR ORIENTAL ISSUER YES FOR FOR
ENERGY (NINGBO) NEW MATERIALS CO., LTD.
PROPOSAL #4: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Oriental Energy Co., Ltd.
TICKER: 2221 CUSIP: Y988AN107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REWARD COMPENSATION OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
ISSUER: Oriental Energy Co., Ltd.
TICKER: 002221 CUSIP: Y988AN107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU YIFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU HANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU YINLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SHAO YONGJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN XINGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIN HUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZHAO XIANGLIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZHU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LING YUQIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO THE BANK ISSUER YES FOR FOR
CREDIT LINE OF GUANGXI TIANSHENG PORT CO., LTD.
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO THE ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE OF GUANGXI TIANSHENG
PORT CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO DONGHUA ISSUER YES FOR FOR
ENERGY (SINGAPORE) INTERNATIONAL TRADING CO., LTD.
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Oriental Pearl Media Co. Ltd.
TICKER: 600637 CUSIP: Y0875J103
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANGHAI CULTURE RADIO AND TELEVISION GROUP FINANCE
CO., LTD.
PROPOSAL #13: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #15: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #20: AMEND WORKING SYSTEM FOR INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #21: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #22: ELECT TENG JUNJIE AS SHAREHOLDER- SHAREHOLDER YES AGAINST AGAINST
REPRESENTATIVE SUPERVISOR
PROPOSAL #23: ELECT ZHOU ZHONGHUI AS EXTERNAL SHAREHOLDER YES AGAINST AGAINST
SUPERVISOR
PROPOSAL #24: APPROVE REMUNERATION OF SUPERVISORS SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #25.1: ELECT WANG JIANJUN AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.2: ELECT LIU XIAOFENG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.3: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.4: ELECT CHEN YUREN AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.5: ELECT ZHONG JING AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.6: ELECT XU HUI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #25.7: ELECT HUANG KAI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #26.1: ELECT SHEN XIANGYANG AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #26.2: ELECT CHEN SHIMIN AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #26.3: ELECT JIANG YAO AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #26.4: ELECT SHEN JIANGUANG AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
ISSUER: Oriental Times Media Corp
TICKER: 002175 CUSIP: Y2943K104
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ACQUISITION ISSUER YES FOR FOR
AGREEMENT
ISSUER: Oriental Times Media Corp.
TICKER: 2175 CUSIP: Y2943K104
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Oriental Times Media Corp.
TICKER: 2175 CUSIP: Y2943K104
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Oriental Times Media Corp.
TICKER: 2175 CUSIP: Y2943K104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SONG XIAOZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT ZHANG QUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT CHEN SHOUZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Oriental Times Media Corp.
TICKER: 2175 CUSIP: Y2943K104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BANK CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
ISSUER: Oriental Union Chemical Corp.
TICKER: 1710 CUSIP: Y6563B104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Oriental Weavers Group
TICKER: ORWE CUSIP: M7558V108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME FOR FY 2018 ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION AND SITTING FEES OF ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #7: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER NO N/A N/A
FY 2018
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
ISSUER: Oriental Weavers Group
TICKER: ORWE CUSIP: M7558V108
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 22 OF BYLAWS RE: 154 2018 ISSUER NO N/A N/A
REGULATION OF FRA
ISSUER: Oriental Weavers Group
TICKER: ORWE CUSIP: M7558V108
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 6 AND 7 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Oriental Weavers Group
TICKER: ORWE CUSIP: M7558V108
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER NO N/A N/A
BONUS ISSUE RE: 1:2
ISSUER: Origin Property PCL
TICKER: ORI CUSIP: Y6473Q118
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #4: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Origin Property PCL
TICKER: ORI CUSIP: Y6473Q118
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
DECREASE IN REGISTERED CAPITAL
PROPOSAL #5: APPROVE ISSUANCE AND OFFER FOR SALE OF ISSUER YES AGAINST AGAINST
WARRANTS TO PURCHASE ORDINARY SHARES TO DIRECTORS,
EXECUTIVES AND EMPLOYEES OF THE COMPANY AND ITS
SUBSIDIARIES
PROPOSAL #6: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES AGAINST AGAINST
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #7: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #8.1: ELECT LUCKSANANOI PUNKRASAMEE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT SAHAS TREETIPBUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT BUREERAT RATANAVANICH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT MAYTA CHANCHAMCHARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ANNUAL BONUS CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE EY CORPORATE SERVICES LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #13: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Oshidori International Holdings Ltd.
TICKER: 622 CUSIP: G30392172
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WONG WAN MEN MARGARET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT HUNG CHO SING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a3: ELECT CHAN HAK KAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE MAZARS CPA LIMITED AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5D: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #6: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
ISSUER: Otokar Otomotiv ve Savunma Sanayi AS
TICKER: OTKAR CUSIP: M76023106
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: OTP Bank Nyrt
TICKER: OTP CUSIP: X60746181
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5.1: AMEND THE ARTICLES OF ASSOCIATION BY ISSUER YES FOR FOR
WAY OF A SINGLE RESOLUTION
PROPOSAL #5.2: APPROVE THE AMENDMENT OF ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE ELECTION OF EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO SUPERVISORY BOARD
PROPOSAL #7: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF MANAGEMENT ISSUER YES FOR FOR
BOARD, SUPERVISORY BOARD, AND AUDIT COMMITTEE MEMBERS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Ourpalm Co., Ltd.
TICKER: 300315 CUSIP: Y6298P105
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT AS WELL AS
PERFORMANCE APPRAISAL MANAGEMENT METHOD
PROPOSAL #7: ELECT WU YANGCHUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Ourpalm Co., Ltd.
TICKER: 300315 CUSIP: Y6298P105
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Ourpalm Co., Ltd.
TICKER: 300315 CUSIP: Y6298P105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE UNRECOVERED LOSSES REACHED A ISSUER YES FOR FOR
TOTAL OF ONE-THIRD OF PAID-UP SHARE CAPITAL
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Ozner Water International Holding Limited
TICKER: 2014 CUSIP: G6868L104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT XIAO SHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TAN JIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WANG YONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LAU TZE CHEUNG STANLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2e: ELECT SUI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Pacific Securities Co., Ltd.
TICKER: 601099 CUSIP: Y6S73B107
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Pacific Securities Co., Ltd.
TICKER: 601099 CUSIP: Y6S73B107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Padini Holdings Bhd.
TICKER: 7052 CUSIP: Y6649L100
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #3: ELECT LEE PENG KHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BENJAMIN YONG TZE JET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SUNG FONG FUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FOO KEE FATT TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Page Industries Ltd.
TICKER: PAGEIND CUSIP: Y6592S102
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SUNDER GENOMAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT TIMOTHY RALPH WHEELER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT VARUN BERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Page Industries Ltd.
TICKER: 532827 CUSIP: Y6592S102
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SHAMIR GENOMAL AS DEPUTY MANAGING DIRECTOR
ISSUER: Page Industries Ltd.
TICKER: 532827 CUSIP: Y6592S102
MEETING DATE: 12/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NARI GENOMAL TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE B C PRABHAKAR TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
ISSUER: Pakistan Oilfields Ltd.
TICKER: POL CUSIP: Y66717102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
ISSUER: Pakistan Petroleum Ltd.
TICKER: PPL CUSIP: Y6611E100
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #1: APPROVE REMOVAL OF NADEEM MUMTAZ QURESHI ISSUER YES FOR FOR
AS DIRECTOR
ISSUER: Pakistan State Oil Co. Ltd.
TICKER: PSO CUSIP: Y66744106
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO AND EY FORD ISSUER YES AGAINST AGAINST
RHODES AS JOINT AUDITORS
PROPOSAL #4: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Pakistan Telecommunication Co. Ltd.
TICKER: PTC CUSIP: Y66756100
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT MAROOF AFZAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT ARIF AHMED KHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: REELECT RIZWAN MALIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: REELECT MUDASSAR HUSSAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: REELECT ABDULRAHIM A. AL NOORYANI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: REELECT HATEM DOWIDAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: REELECT SERKAN OKANDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: REELECT KHALIFA AL SHAMSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: REELECT HESHAM AL QASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Pakistan Telecommunication Company Limited
TICKER: PTC CUSIP: Y66756100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY INTERIM CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Palm Eco-Town Development Co., Ltd.
TICKER: 002431 CUSIP: Y2931P107
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY AND RELATED-PARTY TRANSACTIONS
ISSUER: Palm Hills Development Co.
TICKER: PHDC CUSIP: M7778G105
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD SPECIAL REPORT ON CAPITAL ISSUER NO N/A N/A
INCREASE
PROPOSAL #2: APPROVE AUDITOR'S SPECIAL REPORT ON ISSUER NO N/A N/A
BOARD'S REPORT ON CAPITAL INCREASE
PROPOSAL #3: INCREASE AUTHORIZED CAPITAL FROM EGP 6 ISSUER NO N/A N/A
BILLION TO EGP 10 BILLION
PROPOSAL #4: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER NO N/A N/A
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO EGP
1.53 BILLION
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTION
PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE DURATION OF ISSUER NO N/A N/A
TRADING OF PREEMPTIVE RIGHTS IN CONSULTATION WITH
COMPETENT AUTHORITIES
PROPOSAL #7: AMEND ARTICLES 6-7 OF BYLAWS TO REFLECT ISSUER NO N/A N/A
CHANGES IN CAPITAL
PROPOSAL #8: AUTHORIZE BOARD TO EXECUTE BYLAW ISSUER NO N/A N/A
AMENDMENT OR ANY AMENDMENT RELATED TO ITEM 7
ISSUER: Palm Hills Development Co.
TICKER: PHDC CUSIP: M7778G105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SIZE OF BOARD FROM ISSUER NO N/A N/A
11 TO 13 MEMBERS
PROPOSAL #2: AMEND BYLAWS RE: CUMULATIVE VOTING AND ISSUER NO N/A N/A
SHAREHOLDER REPRESENTATION ON BOARD
PROPOSAL #3: AMEND ARTICLES 21, 46 AND 50 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Palm Hills Development Co.
TICKER: PHDC CUSIP: M7778G105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER NO N/A N/A
FY 2018
PROPOSAL #5: APPROVE ALLOCATION OF INCOME TO EMPLOYEE ISSUER NO N/A N/A
AND EXECUTIVE INCENTIVE PLAN
PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #7: RELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #8: APPROVE REMUNERATION AND SITTING FEES OF ISSUER NO N/A N/A
CHAIRMAN AND DIRECTORS FOR FY 2019
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2019
ISSUER: Palm Hills Development Co.
TICKER: PHDC CUSIP: M7778G105
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE AND EXECUTIVE STOCK ISSUER NO N/A N/A
OPTION PLAN
PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER NO N/A N/A
REFLECT CHANGES IN CAPITAL
ISSUER: Pan Jit International, Inc.
TICKER: 2481 CUSIP: Y6700F109
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE CAPITAL REDUCTION TO OFFSET ISSUER YES FOR FOR
LOSSES
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Pangda Automobile Trade Co., Ltd.
TICKER: 601258 CUSIP: Y708BH101
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHEN DONGSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZENG HONGYAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Pangda Automobile Trade Co., Ltd.
TICKER: 601258 CUSIP: Y708BH101
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF PARTIAL EQUITY AND ISSUER YES FOR FOR
ASSETS OF SUBSIDIARY
PROPOSAL #2: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Pangda Automobile Trade Co., Ltd.
TICKER: 601258 CUSIP: Y708BH101
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF 2018 FINANCIAL REPORT ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Pangda Automobile Trade Co., Ltd.
TICKER: 601258 CUSIP: Y708BH101
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF FINANCING ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH TANGSHAN JIDONG MATERIAL TRADE GROUP CO., LTD.
AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SUBARU AUTOMOBILE (CHINA) CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #14: APPROVE TERMINATION OF ISSUANCE OF ISSUER YES FOR FOR
OVERSEAS BONDS
ISSUER: Pan-International Industrial Corp.
TICKER: 2328 CUSIP: Y67009103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS (VOTING)
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Parade Technologies Ltd.
TICKER: 4966 CUSIP: G6892A108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EMPLOYEE RESTRICTED STOCK AWARDS ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT DENNIS LYNN SEGERS, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.AC03272XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT JEN LIN (NORMAN) SHEN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.F103573XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT CHARLIE XIAOLI HUANG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.453093XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
ISSUER: Parque Arauco SA
TICKER: PARAUCO CUSIP: P76328106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5: RECEIVE REPORT RE: DIRECTORS' COMMITTEE ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES FOR FY 2018; FIX THEIR
REMUNERATION AND BUDGET FOR FY 2019
PROPOSAL #6: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND POLICY
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2019 AND ACCEPT THEIR EXPENSE REPORT FOR FY 2018
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
ISSUER: Pavilion Real Estate Investment Trust
TICKER: 5212 CUSIP: Y6754A105
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: PAX Global Technology Ltd.
TICKER: 327 CUSIP: G6955J103
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LU JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YIP WAI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #10: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
AUTHORIZED BOARD TO DEAL WITH ALL MATTERS IN RELATION
TO THE NEW SHARE OPTION SCHEME
ISSUER: PC Jeweller Limited
TICKER: PCJEWELLER CUSIP: Y6S75W109
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: PC Jeweller Ltd.
TICKER: 534809 CUSIP: Y6S75W109
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT PADAM CHAND GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SANNOVANDA MACHAIAH SWATHI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT SURESH KUMAR JAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
ISSUER: PChome Online, Inc.
TICKER: 8044 CUSIP: Y6801R101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
ISSUER: PCI-Suntek Technology Co. Ltd.
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: PCI-Suntek Technology Co. Ltd.
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: PCI-Suntek Technology Co. Ltd.
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: PCI-Suntek Technology Co. Ltd.
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINE SHAREHOLDER YES FOR FOR
AND PROVISION OF GUARANTEE
PROPOSAL #3: APPROVE JOINT INVESTMENT SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE ACQUISITION SHAREHOLDER YES FOR FOR
ISSUER: PCI-Suntek Technology Co. Ltd.
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
ISSUER: PCI-Suntek Technology Co., Ltd
TICKER: 600728 CUSIP: Y5278C100
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL REPORT ON REAL ESTATE ISSUER YES FOR FOR
BUSINESS
PROPOSAL #2: APPROVE COMMITMENT OF RELEVANT PARTIES ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S REAL ESTATE BUSINESS
ISSUER: Pegasus Airlines, Inc.
TICKER: PGSUS CUSIP: M7846J107
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019, RECEIVE INFORMATION ON DONATION POLICY AND
DONATIONS MADE IN 2018
ISSUER: Pegatron Corp.
TICKER: 4938 CUSIP: Y6784J100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT T.H. TUNG WITH SHAREHOLDER NO. 3 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JASON CHENG WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
37 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT S.J. LIAO WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
11884 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT C.I. CHIA WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
210889 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT C.V. CHEN WITH ID NO. A100743XXX ISSUER YES AGAINST AGAINST
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT T.K. YANG WITH ID NO. A102241XXX ISSUER YES AGAINST AGAINST
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT S. CHI, REPRESENTATIVE OF DAI-HE ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 294954 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT E.L. TUNG, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
HONG-YE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
294793 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT C.B. CHANG WITH ID NO. ISSUER YES FOR FOR
D100235XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT C.P. HWANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
211424 AS INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT C.S. YEN WITH ID NO. F101393XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: People.cn Co., Ltd.
TICKER: 603000 CUSIP: Y6788E107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LU XINNING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: People.cn Co., Ltd.
TICKER: 603000 CUSIP: Y6788E107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF LOCAL CHANNEL CONTENT ISSUER YES FOR FOR
REVIEW AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF RENMIN DAILY HEALTH TECHNOLOGY CO., LTD. AND
RELATED PARTY TRANSACTIONS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: People.cn Co., Ltd.
TICKER: 603000 CUSIP: Y6788E107
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
AND AGREEMENT SIGNING
PROPOSAL #10.1: ELECT ZHAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT ZHANG FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: People's Insurance Co. (Group) of China Limited
TICKER: 1339 CUSIP: Y6800A109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE ENGAGEMENT OF AUDITOR FOR 2019 ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #7: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: People's Insurance Co. (Group) of China Ltd.
TICKER: 1339 CUSIP: Y6800A109
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BAI TAO AS DIRECTOR ISSUER YES FOR FOR
ISSUER: People's Insurance Co. (Group) of China Ltd.
TICKER: 1339 CUSIP: Y6800A109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Pepkor Holdings Ltd.
TICKER: PPH CUSIP: S60064102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH A HUGO AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #3.1: ELECT JOHANN CILLIERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT LOUIS DU PREEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT JACOB WIESE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FAGMEEDAH PETERSEN-COOK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT PHILIP DIEPERINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT MARK HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT WENDY LUHABE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT JOHANN CILLIERS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: ELECT FAGMEEDAH PETERSEN-COOK AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT STEVE MULLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #8.2: APPROVE REMUNERATION OF LEAD ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8.3: APPROVE REMUNERATION OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE REMUNERATION OF AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #8.5: APPROVE REMUNERATION OF AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #8.6: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #8.7: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE MEMBERS
PROPOSAL #8.8: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #8.9: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #8.1: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #8.11: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBERS
PROPOSAL #8.12: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE FEE FOR SPECIAL MEETINGS
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Peregrine Holdings Ltd.
TICKER: PGR CUSIP: S6050J112
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: RE-ELECT SEAN MELNICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PAULINE GOETSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CLAIRE COWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT BOITUMELO TLHABANELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH JOSE LITO SOUSA NUNES AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #7.1: RE-ELECT STEVEN STEIN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.2: RE-ELECT STEFAAN SITHOLE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.3: RE-ELECT CLIVE BEAVER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED PARTIES
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
ISSUER: Perfect World Co., Ltd.
TICKER: 002624 CUSIP: Y988BN106
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Perfect World Co., Ltd.
TICKER: 2624 CUSIP: Y988BN106
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Perfect World Co., Ltd.
TICKER: 2624 CUSIP: Y988BN106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Perfect World Co.,Ltd.
TICKER: 002624 CUSIP: Y988BN106
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Perfect World Co.,Ltd.
TICKER: 002624 CUSIP: Y988BN106
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
ISSUER: Perfect World Co.,Ltd.
TICKER: 002624 CUSIP: Y988BN106
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Persistent Systems Ltd
TICKER: 533179 CUSIP: Y68031106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT THOMAS KENDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANANT DEEP JHINGRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DEEPAK B. PHATAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GUY EIFERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUNIL SAPRE AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE APPOINTMENT AND REMUNERATION OF SUNIL SAPRE
AS EXECUTIVE DIRECTOR
ISSUER: Petkim Petrokimya Holding AS
TICKER: PETKM CUSIP: M7871F103
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Petrobras Distribuidora SA
TICKER: BRDT3 CUSIP: P1904D109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT AUGUSTO MARQUES DA CRUZ FILHO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.2: ELECT CLEMIR CARLOS MAGRO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.3: ELECT EDY LUIZ KOGUT AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.4: ELECT JOSE JULIO SENNA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.5: ELECT ROBERTO OLIVEIRA DE LIMA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.6: ELECT GREGORY LOUIS PICCININNO AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.7: ELECT SHAKHAF WINE AS DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT AUGUSTO MARQUES DA CRUZ FILHO AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLEMIR CARLOS MAGRO AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDY LUIZ KOGUT AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE JULIO SENNA AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO OLIVEIRA DE LIMA AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GREGORY LOUIS PICCININNO AS DIRECTOR APPOINTED
BY MINORITY SHAREHOLDER
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SHAKHAF WINE AS DIRECTOR APPOINTED BY MINORITY
SHAREHOLDER
PROPOSAL #7.1: ELECT BRUNO PASSOS DA SILVA MELO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND EDUARDO DAMAZIO DA SILVA
REZENDE AS ALTERNATE
PROPOSAL #7.2: ELECT ANDRE LUIZ CAMPOS SILVA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER
ISSUER: Petrobras Distribuidora SA
TICKER: BRDT3 CUSIP: P1904D109
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Petrobras Distribuidora SA
TICKER: BRDT3 CUSIP: P1904D109
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
ISSUER: PetroChina Co., Ltd.
TICKER: 857 CUSIP: Y6883Q138
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPROVE KPMG HUAZHEN AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR H SHARES
PROPOSAL #8: AUTHORIZE BOARD TO ISSUE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE AND ISSUER YES AGAINST AGAINST
RELEVANT AUTHORIZATIONS
PROPOSAL #10.1: ELECT ZHANG WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT JIAO FANGZHENG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: PetroChina Company Limited
TICKER: 857 CUSIP: Y6883Q104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPROVE KPMG HUAZHEN AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE AND ISSUER YES AGAINST AGAINST
RELEVANT AUTHORIZATIONS
PROPOSAL #8: AUTHORIZE BOARD TO ISSUE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR H SHARES
PROPOSAL #10.1: ELECT ZHANG WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT JIAO FANGZHENG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: 71654V101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #7: ELECT DANIEL ALVES FERREIRA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND ALOISIO MACARIO FERREIRA DE SOUZA
AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 23, 28, 30 AND ISSUER YES AGAINST AGAINST
CONSOLIDATE BYLAWS
PROPOSAL #2: APPROVE ABSORPTION OF PDET OFFSHORE SA ISSUER YES FOR FOR
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: DISMISS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: IN CASE THERE IS ANY CHANGE TO THE ISSUER YES AGAINST N/A
BOARD SLATE COMPOSITION, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #5.3: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES ABSTAIN N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #6: ELECT EDUARDO BACELLAR LEAL FERREIRA AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #7a.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #7a.2: IN CASE ONE OF THE NOMINEES LEAVES ISSUER YES AGAINST N/A
THE FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #7b: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND PATRICIA VALENTE STIERLI AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #8: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #2: ELECT IVAN DE SOUZA MONTEIRO AND DURVAL ISSUER YES FOR FOR
JOSE SOLEDADE SANTOS AS DIRECTORS
PROPOSAL #3: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #4: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #5.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT IVAN DE SOUZA MONTEIRO AS DIRECTOR
PROPOSAL #5.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT DURVAL JOSE SOLEDADE SANTOS AS DIRECTOR
PROPOSAL #6: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS
PROPOSAL #9: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 23, 28, 30 AND ISSUER YES AGAINST AGAINST
CONSOLIDATE BYLAWS
PROPOSAL #2: APPROVE ABSORPTION OF PDET OFFSHORE SA ISSUER YES FOR FOR
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: DISMISS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #6: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROBERTO DA CUNHA CASTELLO BRANCO AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO BACELLAR LEAL FERREIRA AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAO COX AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NIVIO ZIVIANI AS DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXANDRE VIDIGAL DE OLIVEIRA AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANILO FERREIRA DA SILVA AS DIRECTOR
PROPOSAL #10: ELECT EDUARDO BACELLAR LEAL FERREIRA AS ISSUER NO N/A N/A
BOARD CHAIRMAN
PROPOSAL #11: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #12: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #13: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND PATRICIA VALENTE STIERLI AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #14: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #15: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Petroleo Brasileiro SA
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DANIEL ALVES FERREIRA AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND ALOISIO MACARIO FERREIRA DE SOUZA
AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: PETRONAS Chemicals Group Bhd.
TICKER: 5183 CUSIP: Y6811G103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SAZALI HAMZAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT FREIDA AMAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WARREN WILLIAM WILDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZAFAR ABDULMAJID MOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND ALLOWANCES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Petronas Dagangan Bhd.
TICKER: 5681 CUSIP: Y6885A107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIM BENG CHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT VIMALA A/P V.R. MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANUAR BIN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES AND ALLOWANCES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Petronas Gas Bhd.
TICKER: 6033 CUSIP: Y6885J116
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOHD ANUAR TAIB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HABIBAH ABDUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ABDUL RAZAK ABDUL MAJID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT FARINA FARIKHULLAH KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE DIRECTORS' FEES AND ALLOWANCES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Petronet LNG Ltd.
TICKER: 532522 CUSIP: Y68259103
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT G. K. SATISH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT T. NATARAJAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT SHASHI SHANKAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT V. K. MISHRA AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE APPOINTMENT AND REMUNERATION OF V. K. MISHRA
AS DIRECTOR (FINANCE)
PROPOSAL #7: ELECT SIDHARTHA PRADHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT M. M. KUTTY AS DIRECTOR AND ISSUER YES AGAINST AGAINST
CHAIRMAN OF THE COMPANY
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #11: REELECT JYOTI KIRAN SHUKLA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RECOVERABLE ADVANCE GIVEN TO V. ISSUER YES AGAINST AGAINST
K. MISHRA AS DIRECTOR (FINANCE)
ISSUER: Pfizer Ltd. (India)
TICKER: 500680 CUSIP: Y6890M120
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANURITA MAJUMDAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE WALKER CHANDIOK & CO LLP AS ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVISION IN THE LIMIT OF MAXIMUM ISSUER YES FOR FOR
COMMISSION PAYABLE TO RESIDENT INDIAN NON-EXECUTIVE
DIRECTORS
PROPOSAL #7: APPROVE R. A. SHAH TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: PharmaEngine, Inc.
TICKER: 4162 CUSIP: Y6894F105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6.1: ELECT JEFFREY SUEN, A REPRESENTATIVE SHAREHOLDER YES FOR N/A
OF TTY BIOPHARM CO., LTD. WITH SHAREHOLDER NO. 1, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT C. GRACE YEH WITH SHAREHOLDER SHAREHOLDER YES FOR N/A
NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT KANG-CHI CHOU WITH ID NO. SHAREHOLDER NO N/A N/A
A101295XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT FRANK LI-SHENG CHU WITH ID NO. SHAREHOLDER NO N/A N/A
H121300XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT JIN-RONG LIN WITH ID NO. SHAREHOLDER YES FOR N/A
N122740XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT RUI-WEN WU, A REPRESENTATIVE OF SHAREHOLDER YES FOR N/A
TTY BIOPHARM CO., LTD. WITH SHAREHOLDER NO. 1, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT YI-HUI LIN, A REPRESENTATIVE OF ISSUER YES FOR FOR
NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN WITH
SHAREHOLDER NO. 18, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHI-YING HUANG, A REPRESENTATIVE ISSUER NO N/A N/A
OF NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN WITH
SHAREHOLDER NO. 18, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT LI-TZONG CHEN WITH ID NO. SHAREHOLDER YES FOR N/A
E101748XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT SHIN-SAN MICHAEL SU WITH ID NO. ISSUER NO N/A N/A
1955083XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT SONNY WANG WITH ID NO. SHAREHOLDER YES FOR N/A
F102653XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT WANG, CHIH-LI WITH ID NO. ISSUER YES FOR FOR
Y120497XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT PETER KURZ WITH ID NO. SHAREHOLDER YES FOR N/A
AC00325XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT GARY HSIAO WITH ID NO. ISSUER YES AGAINST AGAINST
P100675XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT YU-CHING SU WITH ID NO. ISSUER YES AGAINST AGAINST
E220547XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: PharmaEssentia Corp.
TICKER: 6446 CUSIP: Y6S28C101
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Pharmally International Holding Co., Ltd.
TICKER: 6452 CUSIP: G7060F101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND AUDITED ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #9: APPROVE INCREASING THE COMPANY'S ISSUER YES FOR FOR
AUTHORIZED CAPITAL
ISSUER: Phihong Technology Co., Ltd.
TICKER: 2457 CUSIP: Y6896C100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL BUSINESS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DEFICIT COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
ISSUER: Philip Morris CR a.s.
TICKER: TABAK CUSIP: X6547B106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT MEETING CHAIRMAN AND OTHER ISSUER YES FOR FOR
MEETING OFFICIALS
PROPOSAL #2.2: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS, CONSOLIDATED FINANCIAL
STATEMENT AND PROPOSAL FOR ALLOCATION OF INCOME,
INCLUDING DIVIDENDS OF CZK 1,600 PER SHARE
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION RE: BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7.1: ELECT ARPAD KONYE, PETER PIROCH, ISSUER YES FOR FOR
ZARINA MAIZEL, AND ANDREA GONTKOVICOVA AS MANAGEMENT
BOARD MEMBERS
PROPOSAL #7.2: APPROVE CONTRACTS WITH NEWLY ELECTED ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #7.3: ELECT SERGIO COLARUSSO AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #7.4: APPROVE CONTRACTS WITH NEWLY ELECTED ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBERS
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AUDIT ISSUER YES FOR FOR
S.R.O. AS AUDITOR
ISSUER: Phison Electronics Corp.
TICKER: 8299 CUSIP: Y7136T101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO THE PROCEDURES FOR ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
ENGAGING IN DERIVATIVES TRADING, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
ISSUER: Phoenix Media Investment (Holdings) Limited
TICKER: 2008 CUSIP: G70626109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Phoenix Media Investment (Holdings) Limited
TICKER: 2008 CUSIP: G70626109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG JI YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEUNG HOK LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FANG FENGLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HE DI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Phoenix Media Investment (Holdings) Ltd.
TICKER: 2008 CUSIP: G70626109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROVISION OF WEBSITE PORTAL, ISSUER YES FOR FOR
VALUE-ADDED TELECOMMUNICATIONS, PROMOTIONAL AND
ANCILLARY SERVICES, THE PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2: ELECT JIAN QIN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: AMEND THE MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS OF RUB 24 PER SHARE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES AGAINST AGAINST
LOAN AGREEMENTS WITH SUBSIDIARIES
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES AGAINST AGAINST
LOAN AGREEMENT WITH APATIT JSC
PROPOSAL #4: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES AGAINST AGAINST
TRANSACTION RE: LOAN AGREEMENTS WITH APATIT JSC
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 10/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS ISSUER YES FOR FOR
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 51 PER SHARE
PROPOSAL #4.1: ELECT IRINA BOKOVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT MAKSIM VOLKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT ANDREI A. GUREV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT ANDREI G. GUREV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT SVEN OMBUDSTVEDT AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT ROMAN OSIPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT NATALIA PASHKEVICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT SERGEI PRONIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT JAMES BEELAND ROGERS, JR. AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #4.1: ELECT XAVIER ROBERT ROLET AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.11: ELECT MARCUS JAMES RHODES AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT MIKHAIL RYBNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT SERGEI SEREDA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT ALEKSANDR SHARABAIKO AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.15: ELECT ANDREI SHARONOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT EKATERINA VIKTOROVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT ELENA KRIUCHKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT OLGA LIZUNOVA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7: RATIFY FBK AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LOAN AGREEMENTS WITH SUBSIDIARIES
PROPOSAL #9: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION RE: LOAN AGREEMENTS WITH APATIT JSC
ISSUER: PhosAgro PJSC
TICKER: PHOR CUSIP: 71922G209
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS ISSUER YES FOR FOR
ISSUER: PI Industries Ltd
TICKER: 523642 CUSIP: Y6978D141
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDENED
PROPOSAL #3: REELECT ARVIND SINGHAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: PICC Property & Casualty Co. Ltd.
TICKER: 2328 CUSIP: Y6975Z103
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MIAO JIANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIN ZHIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT XIE XIAOYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HUA SHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT XIE YIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TANG ZHIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LI TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LIN HANCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LO CHUNG HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT NA GUOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MA YUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT CHU BENDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT QU XIAOHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JIANG CAISHI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT WANG YADONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT LU ZHENGFEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT CHARLIE YUCHENG SHI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: PICC Property & Casualty Co. Ltd.
TICKER: 2328 CUSIP: Y6975Z103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPROPRIATION OF DISCRETIONARY ISSUER YES FOR FOR
SURPLUS RESERVE
PROPOSAL #6: APPROVE 2019 DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 SUPERVISORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE 2018 PERFORMANCE REPORT AND ISSUER YES FOR FOR
PERFORMANCE EVALUATION RESULTS OF INDEPENDENT
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF 10-YEAR CAPITAL ISSUER YES FOR FOR
SUPPLEMENTARY BONDS AND RELATED TRANSACTIONS
ISSUER: Pick n Pay Stores Ltd
TICKER: PIK CUSIP: S60947108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #2.1: RE-ELECT HUGH HERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DAVID ROBINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT AUDREY MOTHUPI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #3.2: RE-ELECT HUGH HERMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #3.3: RE-ELECT AUDREY MOTHUPI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #3.4: RE-ELECT DAVID FRIEDLAND AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE 2019 AND ISSUER YES AGAINST AGAINST
2020 ANNUAL FINANCIAL PERIODS
PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO AN ISSUER YES FOR FOR
EMPLOYEE OF THE COMPANY OR ITS SUBSIDIARIES
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Pidilite Industries Ltd.
TICKER: 500331 CUSIP: Y6977T139
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT A B PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SABYASCHI PATNAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT PIYUSH PANDEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF M B PAREKH AS WHOLE TIME DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF A B PAREKH AS WHOLE TIME DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SABYASCHI PATNAIK AS WHOLE TIME DIRECTOR
DESIGNATED AS DIRECTOR-OPERATIONS
PROPOSAL #10: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Pidilite Industries Ltd.
TICKER: 500331 CUSIP: Y6977T139
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE N K PAREKH TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE B S MEHTA TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Pihsiang Machinery Manufacturing Co., Ltd.
TICKER: 1729 CUSIP: Y69788100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 BUSINESS REPORTS AND ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE APPROPRIATION FOR OFFSETTING ISSUER NO N/A N/A
DEFICIT OF YEAR 2018
PROPOSAL #3: APPROVE REVISION TO THE ARTICLES OF ISSUER NO N/A N/A
INCORPORATION
PROPOSAL #4: APPROVE THE ABOLISHMENT TO THE ISSUER NO N/A N/A
PROCEDURES OF ASSET ACQUISITION OR DISPOSAL,
ENDORSEMENT AND GUARANTEE, MONETARY LOANS AND TRADING
PROPOSAL #5: EXTRAORDINARY MOTION ISSUER NO N/A N/A
ISSUER: Pilipinas Shell Petroleum Corporation
TICKER: SHLPH CUSIP: Y6980U107
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #2: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3a: APPROVE AMENDMENT OF BY-LAWS TO ALLOW ISSUER YES FOR FOR
PRESENCE AND VOTING OF STOCKHOLDERS THROUGH REMOTE
COMMUNICATION AND IN ABSENTIA
PROPOSAL #4.1: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT MONA LISA B. DELA CRUZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ANABIL DUTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT LYDIA B. ECHAUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT ASADA HARINSUIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT LUIS C. LA O AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT ROY EDUARDO T. LUCERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT JOSE JEROME RIVERA PASCUAL III ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4.1: ELECT ROLANDO J. PAULINO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: ELECT CESAR G. ROMERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT ANTHONY LAWRENCE D. YAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND FIX ITS REMUNERATION
ISSUER: Ping An Bank Co., Ltd.
TICKER: 1 CUSIP: Y6896T103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS AND ISSUER YES FOR FOR
IMPLEMENTATION OF RELATED PARTY TRANSACTION
MANAGEMENT SYSTEM
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CAPITAL MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF CAPITAL BONDS ISSUER YES FOR FOR
ISSUER: Ping An Healthcare & Technology Co. Ltd.
TICKER: 1833 CUSIP: G71139102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT LAW SIU WAH EDDIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT LEE YUAN SIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2a3: ELECT YAO JASON BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT CAI FANGFANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2a5: ELECT TANG YUNWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a6: ELECT GUO TIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a7: ELECT LIU XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a8: ELECT CHOW WING KIN ANTHONY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT NG SING YIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT CHU YIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LIU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE IMPLEMENTATION OF THE LONG- ISSUER YES FOR FOR
TERM SERVICE PLAN
PROPOSAL #3: APPROVE THE ISSUING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019-2021 DEVELOPMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE SHARES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE SHARES
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790114
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT NG SING YIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT CHU YIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LIU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE IMPLEMENTATION OF THE LONG- ISSUER YES FOR FOR
TERM SERVICE PLAN
PROPOSAL #3: APPROVE THE ISSUING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790114
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019-2021 DEVELOPMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790114
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE H SHARES
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE TRANSFER OF ACCOUNTS RECEIVABLE SHAREHOLDER YES FOR N/A
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF RENEWABLE ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #2.1: APPROVE NAME OF BOND ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE SIZE AND STAGING ISSUER YES FOR FOR
ARRANGEMENTS FOR ISSUANCE
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE ISSUE MANNER AND PLACING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.8: APPROVE TERMS OF DEFERRED INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.9: APPROVE RESTRICTIONS OF DEFERRED ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #2.10: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.11: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE LISTING AND TRADING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
RENEWABLE CORPORATE BONDS
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #5: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5.10: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE PRINCIPAL REPAYMENT AND ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAN SHUQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMEND MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
RAISED FUNDS
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
RENEWABLE CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE BOND NAME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND PERIOD AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND SCALE AND INSTALLMENT ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION
PROPOSAL #2.6: APPROVE ISSUE MANNER AND PLACING ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
PLACEMENT TO SHAREHOLDERS
PROPOSAL #2.8: APPROVE INTEREST DEFERRED PAYMENT ISSUER YES FOR FOR
TERMS
PROPOSAL #2.9: APPROVE DEFERRED PAYMENT OF INTEREST ISSUER YES FOR FOR
RESTRICTIONS
PROPOSAL #2.1: APPROVE REDEMPTION AND RESALE CLAUSE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #5: APPROVE ISSUANCE OF CORPORATE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #5.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND PERIOD ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5.1: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE REPAYMENT OF PRINCIPAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS ON CORPORATE BOND ISSUANCE
PROPOSAL #7: APPROVE ISSUANCE OF PERPETUAL MEDIUM ISSUER YES FOR FOR
TERM NOTES
PROPOSAL #8: APPROVE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE PURPOSE OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #8.2: APPROVE USAGE OF REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE SCALE AND MANNER OF REPURCHASE ISSUER YES FOR FOR
OF SHARES
PROPOSAL #8.4: APPROVE PRICE RANGE OF REPURCHASE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #8.5: APPROVE TOTAL AMOUNT, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #8.6: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE EXPECTED CHANGES IN THE ISSUER YES FOR FOR
COMPANY'S SHAREHOLDING STRUCTURE AFTER THE REPURCHASE
PROPOSAL #8.9: APPROVE ANALYSIS OF POSSIBLE IMPACT OF ISSUER YES FOR FOR
REPURCHASE TO OPERATIONS, PROFITABILITY, FINANCE,
RESEARCH AND DEVELOPMENT, DEBT PERFORMANCE, FUTURE
DEVELOPMENT AND MAINTENANCE OF LISTING STATUS
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ABOUT 2019 PRODUCTION AND INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Pingdingshan Tianan Coal Mining Co., Ltd.
TICKER: 601666 CUSIP: Y6898D130
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
AGREEMENT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION ON SUBSIDIARY
PROPOSAL #2: APPROVE CAPITAL INJECTION AND SHARE ISSUER NO N/A N/A
EXPANSION ON SUBSIDIARY
ISSUER: Pioneer Food Group Ltd.
TICKER: PFG CUSIP: S6279F107
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH DUNCAN
ADRIAANS AS THE DESIGNATED AUDIT PARTNER
PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT NORMAN THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LINDIWE MTHIMUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETRUS MOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHRISTOFFEL BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NORMAN THOMSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT SANGO NTSALUBA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT LINDIWE MTHIMUNYE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE IMPLEMENTATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #14: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES AGAINST AGAINST
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #15: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Pioneers Holding Co.
TICKER: PIOH CUSIP: M7925C106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 24, 25, 38, 45 AND 59 OF ISSUER NO N/A N/A
BYLAWS RE: GENERAL ASSEMBLY, CUMULATIVE VOTING AND
COMPANY DISSOLVE DUE LOSSES
ISSUER: Pioneers Holding Co.
TICKER: PIOH CUSIP: M7925C106
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER NO N/A N/A
RELATED AUDITORS'S REPORT FOR FY 2018
PROPOSAL #4: APPROVE STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #7: APPROVE REMUNERATION, SITTING AND TRAVEL ISSUER NO N/A N/A
FEES OF DIRECTORS FOR FY 2018 AND FY 2019
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2019 ISSUER NO N/A N/A
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #11: AUTHORIZE DIRECTORS TO SERVE AS ISSUER NO N/A N/A
DIRECTORS IN OTHER COMPANIES
ISSUER: Piraeus Bank SA
TICKER: TPEIR CUSIP: X06397222
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #7: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
ISSUER: Piramal Enterprises Limited
TICKER: 500302 CUSIP: Y6941N101
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NANDINI PIRAMAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT S. RAMADORAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT NARAYANAN VAGHUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT R.A. MASHELKAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT GOVERDHAN MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT KEKI DADISETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT DEEPAK SATWALEKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT GAUTAM BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT SIDDHARTH MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SWATI A. PIRAMAL AS VICE-CHAIRPERSON
PROPOSAL #13: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF VIJAY SHAH AS EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #15: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Piramal Enterprises Ltd.
TICKER: 500302 CUSIP: Y6941N101
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: PixArt Imaging, Inc.
TICKER: 3227 CUSIP: Y6986P102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: PKU HealthCare Corp. Ltd.
TICKER: 788 CUSIP: Y8116C100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING PLAN AND PROVISION OF ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONFIRMATION OF 2018 RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #9: APPROVE 2018 AUDITOR'S REPORT AND ISSUER YES FOR FOR
APPOINTMENT OF 2019 AUDITOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SALARY PAYMENT TO EMPLOYEES ISSUER YES FOR FOR
RELATED TO DIVESTITURE OF MAJOR ASSETS RESTRUCTURING
PROPOSAL #12: APPROVE MATERIALS SUPPLY AND ISSUER YES FOR FOR
DISTRIBUTION LONG-TERM SERVICE CONTRACT
PROPOSAL #13: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: PKU HealthCare Corp., Ltd.
TICKER: 000788 CUSIP: Y8116C100
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #3: APPROVE ADJUSTMENT ON DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #4: ELECT REN ZHENHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Plaza SA
TICKER: MALLPLAZA CUSIP: P7898L106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 24 PER SHARE
PROPOSAL #4: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #13: APPROVE BUDGET FOR DIRECTORS' COMMITTEE ISSUER YES FOR FOR
ISSUER: PLDT, Inc.
TICKER: TEL CUSIP: Y7072Q103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018
CONTAINED IN THE COMPANY'S 2018 ANNUAL REPORT
PROPOSAL #2.1: ELECT BERNIDO H. LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PEDRO E. ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT HELEN Y. DEE AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT RAY C. ESPINOSA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT JAMES L. GO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.7: ELECT SHIGEKI HAYASHI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.8: ELECT JUNICHI IGARASHI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.9: ELECT AURORA C. IGNACIO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.10: ELECT MANUEL V. PANGILINAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: ELECT MA. LOURDES C. RAUSA-CHAN AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #2.12: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #2.13: ELECT MARIFE B. ZAMORA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
ISSUER: PNB Housing Finance Ltd.
TICKER: 540173 CUSIP: Y6S766105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Polaris Bay Group Co., Ltd.
TICKER: 600155 CUSIP: Y3120E101
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Polaris Bay Group Co., Ltd.
TICKER: 600155 CUSIP: Y3120E101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Polaris Bay Group Co., Ltd.
TICKER: 600155 CUSIP: Y3120E101
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES AGAINST AGAINST
DRAFT AND SUMMARY
PROPOSAL #2: APPROVE EMPLOYEE SHARE PURCHASE FIRST ISSUER YES AGAINST AGAINST
PHASE PLAN DRAFT AND SUMMARY
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Polaris Bay Group Co., Ltd.
TICKER: 600155 CUSIP: Y3120E101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE ISSUANCE OF DOMESTIC DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS
PROPOSAL #11: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: Polisan Holding AS
TICKER: POLHO CUSIP: M7867V104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #13: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES AGAINST AGAINST
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Poly Culture Group Corp. Ltd.
TICKER: 3636 CUSIP: Y6S9B3102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION OF TARGET EQUITY ISSUER YES FOR FOR
INTERESTS AND TARGET DEBT INTERESTS IN CIXI PROJECT
COMPANY
PROPOSAL #2: ADOPT THE H SHARE APPRECIATION RIGHTS ISSUER YES FOR FOR
INCENTIVE PLAN AND THE INITIAL GRANT
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INITIAL GRANT SCHEME
ISSUER: Poly Culture Group Corp. Ltd.
TICKER: 3636 CUSIP: Y6S9B3102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI WEIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 FINANCING LOANS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 PROVISION OF LOANS FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #10: APPROVE 2019 PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #11: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND KPMG AS
INTERNATIONAL AUDITOR AND TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
BOARD OF DIRECTORS TO ISSUE DOMESTIC MEDIUM TERM
PROPOSAL #13: APPROVE GENERAL MANDATE TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO ISSUE OVERSEAS BONDS
ISSUER: Poly Developments & Holdings Group Co., Ltd.
TICKER: 600048 CUSIP: Y6987R107
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
ISSUER: Poly Developments & Holdings Group Co., Ltd.
TICKER: 600048 CUSIP: Y7000Q100
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CORPORATE BONDS
PROPOSAL #3: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO ISSUANCE OF
CORPORATE BONDS
ISSUER: Poly Developments & Holdings Group Co., Ltd.
TICKER: 600048 CUSIP: Y7000Q100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S SUBSIDIARY PLAN FOR ISSUER YES FOR FOR
OVERSEAS LISTING IN COMPLIANCE WITH THE NOTICE
GOVERNING OVERSEAS LISTING OF ENTERPRISES SUBORDINATE
TO COMPANIES LISTED IN CHINA
PROPOSAL #11: APPROVE OVERSEAS LISTING OF COMPANY'S ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #12: APPROVE COMMITMENT OF UPHOLDING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS
PROPOSAL #13: APPROVE DESCRIPTION AND PROSPECT ON ISSUER YES FOR FOR
CONTINUOUS PROFITABILITY
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Poly Property Group Co., Limited
TICKER: 119 CUSIP: Y7064G105
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT ZHANG BINGNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT XUE MING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT WANG XU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3D: ELECT WANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT ZHU WEIRONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3F: ELECT IP CHUN CHUNG ROBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: ELECT CHOY SHU KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3H: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Poly Real Estate Group Co., Ltd.
TICKER: 600048 CUSIP: Y6987R107
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
HEFU HUIHUANG (CHINA) REAL ESTATE CONSULTANT CO.,
PROPOSAL #4.1: ELECT DAI DEMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Polyus PJSC
TICKER: PLZL CUSIP: 73181M117
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
ISSUER: Polyus PJSC
TICKER: PLZL CUSIP: 73181M117
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 143.62 PER SHARE
PROPOSAL #3.1: ELECT MARIYA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.2: ELECT PAVEL GRACHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT EDWARD DOWLING AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.4: ELECT SAID KERIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT SERGEY NOSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT VLADIMIR POLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.7: ELECT KENT POTTER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT MIKHAIL STISKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT WILLIAM CHAMPION AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Polyus PJSC
TICKER: PLZL CUSIP: X59432108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 143.62 PER SHARE
PROPOSAL #3.1: ELECT PAVEL GRACHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT MARIYA GORDON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.3: ELECT EDWARD DOWLING AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.4: ELECT SAID KERIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT SERGEY NOSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT VLADIMIR POLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.7: ELECT KENT POTTER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT MIKHAIL STISKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT WILLIAM CHAMPION AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: BOARD COMPOSITION ISSUER NO N/A N/A
PROPOSAL #2: REMOVE ARTICLE 23 ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLE 24 ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
PROPOSAL #6: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: RATIFY INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS AND INTEREST-ON- ISSUER NO N/A N/A
CAPITAL-STOCK PAYMENT DATES
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #7: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Porto Seguro SA
TICKER: PSSA3 CUSIP: P7905C107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BRUNO CAMPOS GARFINKEL AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2: ELECT ANA LUIZA CAMPOS GARFINKEL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Porton Fine Chemicals Ltd.
TICKER: 300363 CUSIP: Y6987T103
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE OF ASSOCIATION
ISSUER: Porton Fine Chemicals Ltd.
TICKER: 300363 CUSIP: Y6987T103
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HAN CHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Porton Pharma Solutions Ltd.
TICKER: 300363 CUSIP: Y6987T103
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JU NIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT TAO RONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT FENG HONGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HAN CHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT JOHNSON YN LAU AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT ZHENG PEIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT GUO YONGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LAI JIHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT TAN YONGQING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT LI XINGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR JU NIANFENG
PROPOSAL #4.2: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR TAO RONG
PROPOSAL #4.3: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR LI YI
PROPOSAL #4.4: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR FENG HONGTAO
PROPOSAL #4.5: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR HAN CHU
PROPOSAL #4.6: APPROVE ALLOWANCE OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR JOHNSON YN LAU
PROPOSAL #5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Porton Pharma Solutions Ltd.
TICKER: 300363 CUSIP: Y6987T103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Pos Malaysia Bhd.
TICKER: 4634 CUSIP: Y7026S106
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHAMMAD ZAINAL BIN SHAARI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT IDRIS BIN ABDULLAH @ DAS MURTHY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ZAMZAMZAIRANI BIN MOHD ISA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT SOFIA BINTI SYED MOKHTAR SHAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ABDUL HAMID BIN SH MOHAMED AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ABDUL HAMID BIN SH MOHAMED TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE IBRAHIM MAHALUDIN BIN PUTEH TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED MARCH 31, 2018
PROPOSAL #11: APPROVE DIRECTORS' FEES FROM APRIL 1, ISSUER YES FOR FOR
2018 UNTIL THE NEXT AGM
PROPOSAL #12: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #13: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Posiflex Technologies, Inc.
TICKER: 8114 CUSIP: Y7026Q100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Postal Savings Bank of China Co., Ltd.
TICKER: 1658 CUSIP: Y6987V108
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JINLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION SETTLEMENT PLAN FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Postal Savings Bank of China Co., Ltd.
TICKER: 1658 CUSIP: Y6987V108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 BUDGET PLAN OF FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPROVE APPOINTMENT OF ACCOUNTING FIRMS ISSUER YES FOR FOR
FOR 2019
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #9: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS
IN RESPECT TO THE INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #12: APPROVE REPORT ON THE USE OF PREVIOUSLY SHAREHOLDER YES FOR FOR
RAISED FUNDS
PROPOSAL #13: APPROVE AUTHORIZATION TO DEAL WITH THE SHAREHOLDER YES FOR FOR
LIABILITY INSURANCE OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT AFTER A SHARE LISTING AND LIABILITY
INSURANCE OF THE A SHARE PROSPECTUS
PROPOSAL #14: APPROVE AMENDMENTS TO THE AUTHORIZATION SHAREHOLDER YES FOR FOR
PLANS OF THE SHAREHOLDERS' GENERAL MEETING TO THE
BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Postal Savings Bank of China Co., Ltd.
TICKER: 1658 CUSIP: Y6987V108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS
IN RESPECT TO THE INITIAL PUBLIC OFFERING AND LISTING
OF A SHARES
ISSUER: Pou Chen Corp.
TICKER: 9904 CUSIP: Y70786101
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT CHAN LU MIN, A REPRESENTATIVE OF ISSUER YES FOR FOR
PC BROTHERS CORPORATION WITH SHAREHOLDER
NO.00000011, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT TSAI PEI CHUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00179619, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT TSAI MIN CHIEH, A REPRESENTATIVE ISSUER YES FOR FOR
OF TZONG MING INVESTMENTS CO LTD WITH SHAREHOLDER
NO.00065990, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT LU CHIN CHU, AS REPRESENTATIVE ISSUER YES FOR FOR
OF EVER GREEN INVESTMENTS CORPORATION WITH
SHAREHOLDER NO.00065988, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT TSAI MING LUN, A REPRESENTATIVE ISSUER YES FOR FOR
OF SHEACHANG ENTERPRISE CORPORATION WITH SHAREHOLDER
NO.00031497, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT HO YUE MING, A REPRESENTATIVE OF ISSUER YES FOR FOR
LAI CHIA INVESTMENTS CO LTD WITH SHAREHOLDER
NO.00055639, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHEN BOR LIANG WTIH SHAREHOLDER ISSUER YES FOR FOR
NO.00315185 AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT CHIU TIEN I WITH ID ISSUER YES FOR FOR
NO.H120511XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT CHEN HUAN CHUNG, WITH ID ISSUER YES FOR FOR
NO.D101445XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Power Construction Corporation of China, Ltd.
TICKER: 601669 CUSIP: Y7999Z103
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ASSET SECURITIZATION ISSUER YES FOR FOR
PRODUCTS
ISSUER: Power Construction Corporation of China, Ltd.
TICKER: 601669 CUSIP: Y7999Z103
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE EARLY TERMINATION OF THE BOT ISSUER YES FOR FOR
FRANCHISE AGREEMENT FOR WATER SUPPLY PROJECT (PHASE
ISSUER: Power Construction Corporation of China, Ltd.
TICKER: 601669 CUSIP: Y7999Z103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PREFERRED STOCK DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE 2019 FINANCING BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #13: APPROVE AUTHORIZATION ON ISSUANCE OF ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
PROPOSAL #14: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #15: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES AGAINST AGAINST
SUPERVISORS
ISSUER: Power Finance Corp. Ltd.
TICKER: 532810 CUSIP: Y7082R109
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHINMOY GANGOPADHYAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT GOURI CHAUDHURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/NOTES/DEBT SECURITIES ON PRIVATE
PLACEMENT BASIS
PROPOSAL #7: APPROVE SCHEME OF ARRANGEMENT FOR ISSUER YES FOR FOR
AMALGAMATION OF PFC GREEN ENERGY LIMITED (TRANSFEROR
COMPANY) WITH POWER FINANCE CORPORATION LIMITED
(TRANSFEREE COMPANY) AND THEIR RESPECTIVE
SHAREHOLDERS AND CREDITORS
ISSUER: Power Finance Corp. Ltd.
TICKER: 532810 CUSIP: Y7082R109
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION FOR ISSUER YES AGAINST AGAINST
ACQUISITION OF SHARES OF REC LIMITED
ISSUER: Power Grid Corp. of India Ltd.
TICKER: 532898 CUSIP: Y7028N105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PAYMENT OF INTERIM DIVIDEND AND ISSUER YES FOR FOR
DECLARE FINAL DIVIDEND
PROPOSAL #3: REELECT K. SREEKANT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT SEEMA GUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT MANOJ KUMAR MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUNIL KUMAR SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT A. R. MAHALAKSHMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SECURED/UNSECURED, ISSUER YES FOR FOR
NON-CONVERTIBLE, NON-CUMULATIVE/CUMULATIVE,
REDEEMABLE, TAXABLE/TAX-FREE DEBENTURES/BONDS ON
PRIVATE PLACEMENT BASIS
ISSUER: Power Grid Corp. of India Ltd.
TICKER: 532898 CUSIP: Y7028N105
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
ISSUER: Powerlong Real Estate Holdings Limited
TICKER: 1238 CUSIP: G72005104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT XIAO QING PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SHIH SZE NI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HOI WA FAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Powertech Technology, Inc.
TICKER: 6239 CUSIP: Y7083Y103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF NEW SHARES FOR PUBLIC OFFERING
OR ISSUANCE OF MARKETABLE SECURITIES VIA PRIVATE
PLACEMENT OR ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: POYA International Co., Ltd.
TICKER: 5904 CUSIP: Y7083H100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: PPB Group Berhad
TICKER: PPB CUSIP: Y70879104
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE OF SHARES ISSUER YES FOR FOR
ISSUER: PPB Group Berhad
TICKER: 4065 CUSIP: Y70879104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT AHMAD SUFIAN @ QURNAIN BIN ABDUL ISSUER YES FOR FOR
RASHID AS DIRECTOR
PROPOSAL #5: ELECT TAM CHIEW LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE AHMAD SUFIAN @ QURNAIN BIN ABDUL ISSUER YES FOR FOR
RASHID TO CONTINUE OFFICE AS INDEPENDENT NON-
EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: PPC Ltd.
TICKER: PPC CUSIP: S64165103
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOHAN CLAASSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JABU MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOLUVUYO MKHONDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANTONY BALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT IGNATIUS SEHOOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MOJANKUNYANE GUMBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TODD MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH ANDREW MASHIFANE AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #9: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #10: RE-ELECT NONKULULEKO GOBODO AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #11: ELECT IGNATIUS SEHOOLE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #12: ELECT NOLUVUYO MKHONDO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #13: ELECT CHARLES NAUDE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #16: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #17: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED COMPANIES OR
CORPORATIONS
PROPOSAL #2.1: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #2.2: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE BOARD
PROPOSAL #2.3: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.4: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE AUDIT COMMITTEE
PROPOSAL #2.5: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE REMUNERATION COMMITTEE
PROPOSAL #2.6: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE REMUNERATION COMMITTEE
PROPOSAL #2.7: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE RISK AND COMPLIANCE COMMITTEE
PROPOSAL #2.8: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE RISK AND COMPLIANCE
PROPOSAL #2.9: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #2.10: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #2.11: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE NOMINATIONS COMMITTEE
PROPOSAL #2.12: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE NOMINATIONS COMMITTEE
PROPOSAL #2.13: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE INVESTMENT COMMITTEE
PROPOSAL #2.14: APPROVE REMUNERATION OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE INVESTMENT COMMITTEE
PROPOSAL #2.15: APPROVE ATTENDANCE FEE OF THE ISSUER YES FOR FOR
CHAIRMAN FOR SPECIAL MEETINGS
PROPOSAL #2.16: APPROVE ATTENDANCE FEE OF EACH NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR FOR SPECIAL MEETINGS
PROPOSAL #2.17: APPROVE BOARD FEE FOR THE LEAD ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Precious Shipping Public Co., Ltd.
TICKER: PSL CUSIP: Y7078V148
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT KAMTORN SILA-ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT PAVIDA PANANOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ISHAAN SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT LYN YEN KOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AS ISSUER YES AGAINST AGAINST
CORPORATE SOCIAL RESPONSIBILITY RESERVE
PROPOSAL #9: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
REDUCTION IN REGISTERED CAPITAL
PROPOSAL #10: AMEND ARTICLE 30 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND ARTICLE 32 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: President Chain Store Corp.
TICKER: 2912 CUSIP: Y7082T105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: President Securities Corp.
TICKER: 2855 CUSIP: Y7083F104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT CHEN YI-LING, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
KAI NAN INVESTMENT CO., LTD, WITH SHAREHOLDER NO.
42740 AS NON-INDEPENDENT DIRECTOR
ISSUER: Press Metal Aluminium Holdings Berhad
TICKER: 8869 CUSIP: Y7079E103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ABDUL RAHMAN BIN MEGAT AHMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT KOON POH MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KOON POH KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM HUN SOON @ DAVID LIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ABDUL RAHMAN BIN MEGAT AHMAD TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE TAN HENG KUI TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE LOO LEAN HOCK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS FOR PRESS METAL ALUMINIUM HOLDINGS
BERHAD AND ITS SUBSIDIARIES
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Prestige Estates Projects Limited
TICKER: 533274 CUSIP: Y707AN101
MEETING DATE: 7/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #2: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INCREASE IN REMUNERATION OF UZMA ISSUER YES FOR FOR
LRFAN AS DIRECTOR
PROPOSAL #5: APPROVE INCREASE IN REMUNERATION OF ISSUER YES FOR FOR
MOHMED ZAID SADIQ AS EXECUTIVE DIRECTOR
PROPOSAL #6: APPROVE INCREASE IN REMUNERATION OF FAIZ ISSUER YES FOR FOR
REZWAN AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE INCREASE IN REMUNERATION OF ZAYD ISSUER YES FOR FOR
NOAMAN AS EXECUTIVE DIRECTOR
ISSUER: Prestige Estates Projects Ltd.
TICKER: 533274 CUSIP: Y707AN101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT UZMA IRFAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Primax Electronics Ltd.
TICKER: 4915 CUSIP: Y7080U112
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #2.1: ELECT JAMES WU WITH ID NO. A110000XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
ISSUER: Primax Electronics Ltd.
TICKER: 4915 CUSIP: Y7080U112
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE IPO OF SUBSIDIARY AND ITS ISSUER YES FOR FOR
LISTING IN SHENZHEN STOCK EXCHANGE
PROPOSAL #8.1: ELECT JIA-CHYI WANG WITH ID NO. ISSUER YES FOR FOR
A221836XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Prince Housing & Development Corp.
TICKER: 2511 CUSIP: Y7080J109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT ALEX C. LO, REPRESENTATIVE OF ISSUER YES FOR FOR
PRESIDENT ENTERPRISES CORPORATION (UNI-PRESIDENT
ENTERPRISES CORPORATION), WITH SHAREHOLDER NO. 31524
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT HSIU-LING KAO, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
GAOQUAN INVESTMENT CO., LTD. (KAO CHUAN INVESTMENT
CO., LTD.), WITH SHAREHOLDER NO. 291 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT TSUN-PIN WU (WU, TSUNG-PIN), ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF PRESIDENT ENTERPRISES CORPORATION
(UNI-PRESIDENT ENTERPRISES CORPORATION), WITH
SHAREHOLDER NO. 31524 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT CHAO-MEI WU TSENG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT PING-CHIH WU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TABO INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 286
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT CHIEN-TE WU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
TABO INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 286
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT CHUNG-HAN WU, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YONG YUAN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
309 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT SHIH-HUNG CHUANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HON YAO INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 141666 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT PO-YI HO (HOU, PO-YI), ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHENG YUAN INVESTMENT CO., LTD.,
WITH SHAREHOLDER NO. 204437 AS NON-INDEPENDENT
PROPOSAL #4.10: ELECT A REPRESENTATIVE OF YU-PENG ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD. (YUIPEN INVESTMENT CO., LTD.)
WITH SHAREHOLDER NO. 204431 AS NON-INDEPENDENT
PROPOSAL #4.11: ELECT CHIH-YUAN HO (HOU, CHIH-YUAN), ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHIN YUN XING INVESTMENT CO., LTD.
(XIN-YONG-XING INVESTMENT HOLDINGS LTD.), WITH
SHAREHOLDER NO. 245 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.12: ELECT YING-CHIH CHUANG, ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CHENG LUNG INVESTMENT CO., LTD.
(CHENGLON INVESTMENT CO., LTD.), WITH SHAREHOLDER NO.
244 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.13: ELECT PENG-LING NIE (NIEH, PENG-LING) ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 209263 AS INDEPENDENT DIRECTOR
PROPOSAL #4.14: ELECT HE-YI HUNG WITH ID NO. ISSUER YES FOR FOR
R101901XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.15: ELECT RONG-HSIEN HUNG (HOU, JUNG- ISSUER YES FOR FOR
HSIEN) WITH ID NO. R121437XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Promotora y Operadora de Infraestructura SA
TICKER: PINFRA CUSIP: P7925L103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE BOARD OF DIRECTORS REPORT ISSUER YES FOR FOR
PURSUANT TO ARTICLE 28 FRACTION IV OF MEXICAN
SECURITIES MARKET LAW
PROPOSAL #1b: APPROVE BOARD'S REPORT ON POLICIES AND ISSUER YES FOR FOR
ACCOUNTING CRITERIA FOLLOWED IN PREPARATION OF
FINANCIAL INFORMATION
PROPOSAL #1c: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1d: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #1e: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2a: APPROVE DISCHARGE OF BOARD AND CEO ISSUER YES FOR FOR
PROPOSAL #2b: ELECT OR RATIFY DIRECTORS, MEMBERS, ISSUER YES AGAINST AGAINST
CHAIRMEN OF AUDIT AND CORPORATE GOVERNANCE
COMMITTEES, COMMITTEE MEMBERS, CEO AND SECRETARY
PROPOSAL #2c: APPROVE CORRESPONDING REMUNERATION ISSUER YES FOR FOR
PROPOSAL #3a: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE
PROPOSAL #3b: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Pruksa Holding Public Co. Ltd.
TICKER: PSH CUSIP: Y711DL120
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT PISIT LEEAHTAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT WEERACHAI NGAMDEEVILAISAK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ANUSORN SANGNIMNUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PIYAMITR SRITARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT KITIPONG URAPEEPATANAPONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Pruksa Real Estate Public Company Limited
TICKER: N/A CUSIP: Y707A3147
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES ABSTAIN AGAINST
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES ABSTAIN AGAINST
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT THEERADEJ KERDSAMANG AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #5.2: ELECT NIMIT POONSAWAT AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES ABSTAIN AGAINST
FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES ABSTAIN AGAINST
ISSUER: PT ACE Hardware Indonesia Tbk
TICKER: ACES CUSIP: Y000CY105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT ACE Hardware Indonesia Tbk
TICKER: ACES CUSIP: Y000CY105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
ISSUER: PT Adaro Energy Tbk
TICKER: ADRO CUSIP: Y7087B109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Adaro Energy Tbk
TICKER: ADRO CUSIP: Y7087B109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Adhi Karya (Persero) Tbk
TICKER: ADHI CUSIP: Y7115S108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: PT Adhi Karya (Persero) Tbk
TICKER: ADHI CUSIP: Y7115S108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEED ISSUER YES FOR FOR
PROPOSAL #6: AMEND CORPORATE PURPOSE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Agung Podomoro Land Tbk
TICKER: APLN CUSIP: Y708AF106
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE CHANGES IN BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: PT AKR Corporindo Tbk
TICKER: AKRA CUSIP: Y71161163
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE COMMISSIONERS TO INCREASE THE ISSUER YES AGAINST AGAINST
ISSUED AND PAID-UP CAPITAL IN RELATION TO THE MSOP
AND ADJUSTING NUMBER OF OPTIONS IN RELATION WITH
STOCK SPLIT THAT HAS BEEN APPROVED BY PREVIOUS
GENERAL MEETING
ISSUER: PT AKR Corporindo Tbk
TICKER: AKRA CUSIP: Y71161163
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Alam Sutera Realty Tbk
TICKER: ASRI CUSIP: Y7126F103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
ISSUER: PT Aneka Tambang Tbk
TICKER: ANTM CUSIP: Y7116R158
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ANNUAL REPORT OF THE PARTNERSHIP ISSUER YES FOR FOR
AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)AND
DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE ENFORCEMENT OF THE STATE- ISSUER YES AGAINST AGAINST
OWNED MINISTER REGULATION NO. PER 02/MBU/07/2017 ON
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF
THE STATE-OWNED ENTERPRISES
PROPOSAL #8: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Astra Agro Lestari Tbk
TICKER: AALI CUSIP: Y7116Q119
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES FOR FOR
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION TO BUSINESS ACTIVITY
ISSUER: PT Astra International Tbk
TICKER: ASII CUSIP: Y7117N172
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES AGAINST AGAINST
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
ISSUER: PT Bank Central Asia Tbk
TICKER: BBCA CUSIP: Y7123P138
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CHANGES IN BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: APPROVE UPDATES IN THE COMPANY'S ISSUER YES FOR FOR
RECOVERY PLAN
PROPOSAL #8: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: PT Bank Central Asia Tbk
TICKER: BBCA CUSIP: Y7123P138
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE ACQUISITION PLAN ISSUER YES FOR FOR
ISSUER: PT Bank Danamon Indonesia Tbk
TICKER: BDMN CUSIP: Y71188190
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 11 OF ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE CHANGES IN THE BOARD OF ISSUER YES FOR FOR
DIRECTORS, BOARD OF COMMISSIONERS AND SHARIA
SUPERVISORY BOARD
ISSUER: PT Bank Danamon Indonesia Tbk
TICKER: BDMN CUSIP: Y71188190
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE TANUDIREDJA, WIBISANA, RINTIS & ISSUER YES FOR FOR
REKAN AS AUDITORS
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #1: APPROVE MERGER WITH PT BANK NUSANTARA ISSUER YES FOR FOR
PARAHYANGAN TBK (BNP)
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN THE BOARD OF ISSUER YES AGAINST AGAINST
DIRECTORS, COMMISSIONERS AND SHARIA SUPERVISORY BOARD
PROPOSAL #4: APPROVE UPDATES IN THE COMPANY'S ISSUER YES FOR FOR
RECOVERY PLAN
ISSUER: PT Bank Mandiri (Persero) Tbk
TICKER: BMRI CUSIP: Y7123S108
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Bank Mandiri (Persero) Tbk
TICKER: BMRI CUSIP: Y7123S108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, ANNUAL REPORT, REPORT OF THE PARTNERSHIP AND
COMMUNITY DEVELOPMENT PROGRAM (PCDP), AND DISCHARGE
OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Bank Negara Indonesia (Persero) Tbk
TICKER: BBNI CUSIP: Y74568166
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, FINANCIAL ISSUER YES FOR FOR
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE UPDATES IN THE COMPANY'S ISSUER YES FOR FOR
RECOVERY PLAN
PROPOSAL #6: APPROVE CHANGES IN DIRECTORS ISSUER YES AGAINST AGAINST
NOMENCLATURE
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Bank Pembangunan Daerah Jawa Barat dan Banten Tbk
TICKER: BJBR CUSIP: Y71174109
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Bank Pembangunan Daerah Jawa Barat dan Banten Tbk
TICKER: BJBR CUSIP: Y71174109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BANK ACTION PLAN (RECOVERY PLAN) ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE CHANGES DIRECTORS STRUCTURE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Bank Rakyat Indonesia (Persero) Tbk
TICKER: BBRI CUSIP: Y0697U112
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Bank Rakyat Indonesia (Persero) Tbk
TICKER: BBRI CUSIP: Y0697U112
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Bank Tabungan Negara (Persero) Tbk
TICKER: BBTN CUSIP: Y71197100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE ESTABLISHMENT OF PENSION FUND ISSUER YES AGAINST AGAINST
FOR EMPLOYERS OF THE DEFINED CONTRIBUTION PENSION
PLAN OF THE COMPANY
PROPOSAL #6: APPROVE SHARE ACQUISITION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Barito Pacific Tbk
TICKER: BRPT CUSIP: Y71198124
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PUBLIC OFFERING II
ISSUER: PT Barito Pacific Tbk
TICKER: BRPT CUSIP: Y71198124
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: PT Bekasi Fajar Industrial Estate Tbk
TICKER: BEST CUSIP: Y711C5100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Bekasi Fajar Industrial Estate Tbk
TICKER: BEST CUSIP: Y711C5100
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Bukit Asam Tbk
TICKER: PTBA CUSIP: Y8520P101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPOSURE AND EVALUATION OF THIRD SHAREHOLDER YES FOR N/A
SEMESTER PERFORMANCE 2018
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Bukit Asam Tbk
TICKER: PTBA CUSIP: Y8520P101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, FINANCIAL ISSUER YES FOR FOR
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #6: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Bumi Serpong Damai Tbk
TICKER: BSDE CUSIP: Y7125J106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ACCEPT AUDIT COMMITTEE COMPOSITION ISSUER YES FOR FOR
REPORT
ISSUER: PT Charoen Pokphand Indonesia Tbk
TICKER: CPIN CUSIP: Y71207164
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BOARD OF DIRECTORS ISSUER YES FOR FOR
ISSUER: PT Charoen Pokphand Indonesia Tbk
TICKER: CPIN CUSIP: Y71207164
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
ISSUER: PT Ciputra Development Tbk
TICKER: CTRA CUSIP: Y7121J134
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE PURWANTONO, SUNGKORO DAN SURJA ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE RESIGNATION OF TANAN HERWANDI ISSUER YES FOR FOR
ANTONIOUS AS DIRECTOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION TO ONLINE SINGLE SUBMISSION INTEGRATED
ISSUER: PT Eagle High Plantations Tbk
TICKER: BWPT CUSIP: Y711AG108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Global Mediacom Tbk
TICKER: BMTR CUSIP: Y7119T144
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Global Mediacom Tbk
TICKER: BMTR CUSIP: Y7119T144
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE COMMISSIONERS TO ISSUE STOCKS ISSUER YES AGAINST AGAINST
IN RELATION TO MANAGEMENT AND EMPLOYEE STOCK OPTION
PROGRAM (MESOP)
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Gudang Garam Tbk
TICKER: GGRM CUSIP: Y7121F165
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
ISSUER: PT Hanjaya Mandala Sampoerna Tbk
TICKER: HMSP CUSIP: Y7121Z146
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Hanjaya Mandala Sampoerna Tbk
TICKER: HMSP CUSIP: Y7121Z146
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
ISSUER: PT Indah Kiat Pulp & Paper Tbk
TICKER: INKP CUSIP: Y71278116
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Indah Kiat Pulp & Paper Tbk
TICKER: INKP CUSIP: Y71278116
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH DIRECTORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH COMMISSIONERS
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Indo Tambangraya Megah Tbk
TICKER: ITMG CUSIP: Y71244100
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Indo Tambangraya Megah Tbk
TICKER: ITMG CUSIP: Y71244100
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: APPROVE TANUDIREDJA, WIBISANA, RINTIS & ISSUER YES FOR FOR
REKAN AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE CHANGES IN COMPOSITION OF BOARD ISSUER YES AGAINST AGAINST
OF COMMISSIONERS AND BOARD OF DIRECTORS
PROPOSAL #7: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE INITIAL PUBLIC OFFERING
ISSUER: PT Indocement Tunggal Prakarsa Tbk
TICKER: INTP CUSIP: Y7127B135
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Indofood CBP Sukses Makmur Tbk
TICKER: ICBP CUSIP: Y71260106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTOR'S REPORT INCLUDING ISSUER YES FOR FOR
REPORT ON USE OF PROCEEDS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Indofood CBP Sukses Makmur Tbk
TICKER: ICBP CUSIP: Y71260106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION IN ORDER ISSUER YES FOR FOR
TO COMPLY WITH THE INDONESIAN STANDARD CLASSIFICATION
OF LINE OF BUSINESS 2017 AS REQUIRED FOR THE ONLINE
SINGLE SUBMISSION
ISSUER: PT Indofood Sukses Makmur Tbk
TICKER: INDF CUSIP: Y7128X128
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Indofood Sukses Makmur Tbk
TICKER: INDF CUSIP: Y7128X128
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
ISSUER: PT Intiland Development Tbk
TICKER: DILD CUSIP: Y7122T149
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
ISSUER: Pt Jasa Marga (Persero) Tbk
TICKER: JSMR CUSIP: Y71285103
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPOSURE AND EVALUATION OF FIRST SHAREHOLDER YES FOR N/A
SEMESTER PERFORMANCE 2018
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Jasa Marga (Persero) Tbk
TICKER: JSMR CUSIP: Y71285103
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: PT Jasa Marga (Persero) Tbk
TICKER: JSMR CUSIP: Y71285103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT ANNUAL REPORT OF THE PARTNERSHIP ISSUER YES FOR FOR
AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: AMEND CORPORATE PURPOSE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Kalbe Farma Tbk
TICKER: KLBF CUSIP: Y71287208
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AFFIRMATION BOARD OF DIRECTORS AND ISSUER YES AGAINST AGAINST
APPROVE CHANGES OF BOARD OF COMMISSIONERS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Kalbe Farma Tbk
TICKER: KLBF CUSIP: Y71287208
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
ISSUER: PT Kawasan Industri Jababeka Tbk
TICKER: KIJA CUSIP: Y7128U157
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Krakatau Steel (Persero) Tbk
TICKER: KRAS CUSIP: Y71262102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPOSURE AND EVALUATION OF FIRST ISSUER YES FOR FOR
SEMESTER PERFORMANCE 2018
PROPOSAL #2: APPROVE CHANGE IN THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Krakatau Steel (Persero) Tbk
TICKER: KRAS CUSIP: Y71262102
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #4: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUSINESS AND FINANCIAL ISSUER YES AGAINST AGAINST
TRANSFORMATION OF THE COMPANY AND SUBSIDIARY
PROPOSAL #6: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Kresna Graha Investama Tbk
TICKER: KREN CUSIP: Y71333101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
PROPOSAL #6: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE INVESTMENTS IN VARIOUS COMPANIES ISSUER YES AGAINST AGAINST
BY THE COMPANY AND ITS SUBSIDIARIES
ISSUER: PT Link Net Tbk
TICKER: LINK CUSIP: Y71398104
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF TREASURY SHARES ISSUER YES FOR FOR
THROUGH WITHDRAWAL BY WAY OF CAPITAL REDUCTION
PROPOSAL #2: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: PT Link Net Tbk
TICKER: LINK CUSIP: Y71398104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Lippo Cikarang Tbk
TICKER: LPCK CUSIP: Y7130J117
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES AGAINST AGAINST
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION TO BUSINESS ACTIVITY
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY SHARES WITH ISSUER YES AGAINST AGAINST
PREEMPTIVE RIGHTS
ISSUER: PT Lippo Karawaci Tbk
TICKER: LPKR CUSIP: Y7129W186
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES FOR FOR
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY SHARES WITH ISSUER YES AGAINST AGAINST
PREEMPTIVE RIGHTS
ISSUER: PT Matahari Department Store Tbk
TICKER: LPPF CUSIP: Y7139L105
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #2: REAFFIRM COMPOSITION OF SHAREHOLDERS OF ISSUER YES FOR FOR
THE COMPANY
ISSUER: PT Matahari Department Store Tbk
TICKER: LPPF CUSIP: Y7139L105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES AGAINST AGAINST
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
PROPOSAL #6: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TRANSFER OF TREASURY SHARES ISSUER YES FOR FOR
THROUGH WITHDRAWAL BY WAY OF CAPITAL REDUCTION AND
AMEND ARTICLES OF ASSOCIATION TO REFLECT DECREASE IN
REGISTERED CAPITAL
ISSUER: PT Matahari Putra Prima Tbk
TICKER: MPPA CUSIP: Y71294162
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS AND APPROVE REMUNERATION
OF DIRECTORS AND COMMISSIONERS
ISSUER: PT Matahari Putra Prima Tbk
TICKER: MPPA CUSIP: Y71294162
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES AGAINST AGAINST
APPROVE REMUNERATION OF DIRECTORS AND COMMISSIONERS
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: PT Medco Energi Internasional Tbk
TICKER: MEDC CUSIP: Y7129J136
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CANCEL THE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PREVIOUSLY APPROVED BY EXTRAORDINARY GENERAL MEETING
OF SHAREHOLDERS DATED MAY 14, 2018
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF EQUITY WITHOUT PREEMPTIVE
ISSUER: PT Medco Energi Internasional Tbk
TICKER: MEDC CUSIP: Y7129J136
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT COMMISSIONERS' REPORT, DIRECTORS' ISSUER YES FOR FOR
REPORT AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Media Nusantara Citra Tbk
TICKER: MNCN CUSIP: Y71280104
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Media Nusantara Citra Tbk
TICKER: MNCN CUSIP: Y71280104
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Media Nusantara Citra Tbk
TICKER: MNCN CUSIP: Y71280104
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE COMMISSIONERS TO ISSUE STOCKS ISSUER YES AGAINST AGAINST
IN RELATION TO MANAGEMENT AND EMPLOYEE STOCK OPTION
PROGRAM (MESOP)
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Mitra Adiperkasa Tbk
TICKER: MAPI CUSIP: Y71299104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Mitra Adiperkasa Tbk
TICKER: MAPI CUSIP: Y71299104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT Pabrik Kertas Tjiwi Kimia Tbk
TICKER: TKIM CUSIP: Y7148G121
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Pabrik Kertas Tjiwi Kimia Tbk
TICKER: TKIM CUSIP: Y7148G121
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH DIRECTORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH COMMISSIONERS
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Pakuwon Jati Tbk
TICKER: PWON CUSIP: Y712CA107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
ISSUER: PT Pakuwon Jati Tbk
TICKER: PWON CUSIP: Y712CA107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT Panin Financial Tbk
TICKER: PNLF CUSIP: Y7133P193
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
ISSUER: PT Perusahaan Gas Negara (Persero) Tbk
TICKER: PGAS CUSIP: Y7136Y118
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPOSURE AND EVALUATION OF FIRST SHAREHOLDER YES FOR N/A
SEMESTER PERFORMANCE 2018
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
PROPOSAL #3: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Perusahaan Gas Negara (Persero) Tbk
TICKER: PGAS CUSIP: Y7136Y118
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT, REPORT OF THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP),
AND COMMISSIONERS' REPORT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, FINANCIAL ISSUER YES FOR FOR
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #6: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT PP (Persero) Tbk
TICKER: PTPP CUSIP: Y7131Q102
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: PT PP (Persero) Tbk
TICKER: PTPP CUSIP: Y7131Q102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND REPORT ISSUER YES FOR FOR
OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM
(PCDP)
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: APPROVE CHANGE ON THE USE OF PROCEEDS ISSUER YES AGAINST AGAINST
FROM THE PUBLIC OFFERING I
PROPOSAL #7: APPROVE ON THE REALIZATION OF USE OF THE ISSUER YES FOR FOR
STATE CAPITAL PARTICIPATION FUND
PROPOSAL #8: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9: AMEND CORPORATE PURPOSE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT PP London Sumatra Indonesia Tbk
TICKER: LSIP CUSIP: Y7137X101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT PP London Sumatra Indonesia Tbk
TICKER: LSIP CUSIP: Y7137X101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
ISSUER: PT Ramayana Lestari Sentosa Tbk
TICKER: RALS CUSIP: Y7134V157
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: APPROVE AUDITORS ISSUER YES FOR FOR
ISSUER: PT Salim Ivomas Pratama Tbk
TICKER: SIMP CUSIP: Y71365103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NET LOSS AND OMISSION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: PT Salim Ivomas Pratama Tbk
TICKER: SIMP CUSIP: Y71365103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
ISSUER: PT Sampoerna Agro Tbk
TICKER: SGRO CUSIP: Y71356102
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Sampoerna Agro Tbk
TICKER: SGRO CUSIP: Y71356102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Semen Baturaja (Persero) Tbk
TICKER: SMBR CUSIP: Y7138X100
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPOSURE AND EVALUATION OF FIRST SHAREHOLDER YES FOR N/A
SEMESTER PERFORMANCE 2018
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
PROPOSAL #3: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT Semen Baturaja (Persero) Tbk
TICKER: SMBR CUSIP: Y7138X100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, FINANCIAL ISSUER YES FOR FOR
REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: AUTHORIZE COMMISSIONERS TO INCREASE THE ISSUER YES FOR FOR
ISSUED AND PAID-UP CAPITAL IN RELATION TO THE MSOP
PROPOSAL #7: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION WITH ONLINE SINGLE SUBMISSION INTEGRATED
PROPOSAL #9: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Semen Indonesia (Persero) Tbk
TICKER: SMGR CUSIP: Y7142G168
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ANNUAL REPORT OF THE PARTNERSHIP ISSUER YES FOR FOR
AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)AND
DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Sentul City Tbk
TICKER: BKSL CUSIP: Y7135Q165
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT Sigmagold Inti Perkasa Tbk
TICKER: TMPI CUSIP: Y7117Y103
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT AND ISSUER YES FOR FOR
COMMISSIONERS' REPORT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
ISSUER: PT Siloam International Hospitals Tbk
TICKER: SILO CUSIP: Y714AK103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE RIGHTS ISSUE I AND RIGHTS ISSUE II
PROPOSAL #5: APPROVE CHANGES IN THE BOARD OF ISSUER YES AGAINST AGAINST
DIRECTORS AND COMMISSIONERS AND APPROVE REMUNERATION
OF DIRECTORS AND COMMISSIONERS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: PT Summarecon Agung Tbk
TICKER: SMRA CUSIP: Y8198G144
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE CHANGES IN BOARD OF ISSUER YES AGAINST AGAINST
COMMISSIONERS AND REMOVING THE POSITION OF
INDEPENDENT DIRECTORS TO BECOME DIRECTORS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES AGAINST AGAINST
RELATION TO ONLINE SINGLE SUBMISSION INTEGRATED
PROPOSAL #7: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
PROPOSAL #8: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: PT Surya Citra Media Tbk
TICKER: SCMA CUSIP: Y7148M110
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: PT Surya Citra Media Tbk
TICKER: SCMA CUSIP: Y7148M110
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: PT Surya Citra Media Tbk
TICKER: SCMA CUSIP: Y7148M110
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS AND AMEND
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE ACQUISITION OF SHARES ISSUER YES AGAINST AGAINST
ISSUER: PT Surya Semesta Internusa Tbk
TICKER: SSIA CUSIP: Y7147Y131
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE CHANGES IN BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT Surya Semesta Internusa Tbk
TICKER: SSIA CUSIP: Y7147Y131
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT Telekomunikasi Indonesia Tbk
TICKER: TLKM CUSIP: Y71474145
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, REPORT OF ISSUER YES FOR FOR
THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM
(PCDP) AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Timah Tbk
TICKER: TINS CUSIP: Y7148A124
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ANNUAL REPORT OF THE PARTNERSHIP ISSUER YES FOR FOR
AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)AND
DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #3: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #6: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #7: APPROVE CHANGES IN BOARD OF COMPANY AND ISSUER YES AGAINST AGAINST
STANDARDIZATION OF DEPARTMENTAL NOMENCLATURE
ISSUER: PT Tower Bersama Infrastructure Tbk
TICKER: TBIG CUSIP: Y71372109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT REPORT ON INABILITY TO REALIZE ISSUER YES FOR FOR
ANNUAL GENERAL MEETING SHAREHOLDERS 2018 RESOLUTION
ON APPROVAL FOR PLAN OF THE ISSUANCE US DOLLAR-
DENOMINATED BONDS OR NOTES
ISSUER: PT Trada Alam Minera Tbk
TICKER: TRAM CUSIP: Y71370103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE CHANGE LOCATION OF COMPANY ISSUER YES FOR FOR
PROPOSAL #4: AMEND CORPORATE PURPOSE ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Unilever Indonesia Tbk
TICKER: UNVR CUSIP: Y9064H141
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4.a.1: ELECT VERONIKA UTAMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.a.2: ELECT SRI WIDOWATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.a.3: ELECT DEBORAH HERAWATI SADRACH AS ISSUER YES FOR FOR
COMMISSIONER
PROPOSAL #4.b: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
ISSUER: PT Unilever Indonesia Tbk
TICKER: UNVR CUSIP: Y9064H141
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION IN RELATION WITH BUSINESS ACTIVITY
ISSUER: PT United Tractors Tbk
TICKER: UNTR CUSIP: Y7146Y140
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLE 3 OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN RELATION WITH MAIN BUSINESS ACTIVITY
ISSUER: PT Vale Indonesia Tbk
TICKER: INCO CUSIP: Y7150Y101
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NOBUHIRO MATSUMOTO AS COMMISSIONER ISSUER YES FOR FOR
PROPOSAL #2: AFFIRM CHANGES AND APPOINTMENTS OF BOARD ISSUER YES FOR FOR
OF COMMISSIONERS APPROVED AT THE COMPANY'S AGM DATED
APRIL 4, 2018
ISSUER: PT Vale Indonesia Tbk
TICKER: INCO CUSIP: Y7150Y101
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT COMMISSIONERS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE CHANGES IN BOARD OF DRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGES IN BOARD OF ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #7: APPROVE REMUNERATION OF COMMISSIONERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TANUDIREDJA, WIBISANA, RINTIS ISSUER YES FOR FOR
DAN REKAN AS AUDITORS
PROPOSAL #10: REAFFIRM BOARD OF COMMISSIONERS FROM ISSUER YES FOR FOR
EGM JULY 20, 2018
ISSUER: PT Waskita Karya (Persero) Tbk
TICKER: WSKT CUSIP: Y714AE107
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: PT Waskita Karya (Persero) Tbk
TICKER: WSKT CUSIP: Y714AE107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: AMEND CORPORATE PURPOSE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Wijaya Karya Tbk
TICKER: WIKA CUSIP: Y7148V102
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
ISSUER: PT Wijaya Karya Tbk
TICKER: WIKA CUSIP: Y7148V102
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES AGAINST AGAINST
ISSUER: PT Wijaya Karya Tbk
TICKER: WIKA CUSIP: Y7148V102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND ISSUER YES FOR FOR
COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)
PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF ISSUER YES FOR FOR
DIRECTORS AND COMMISSIONERS
PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE IN THE USE OF PROCEEDS ISSUER YES AGAINST AGAINST
FROM THE ISSUANCE OF EQUITY SHARES WITH PREEMPTIVE
RIGHTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE CHANGES IN BOARD OF COMPANY SHAREHOLDER YES AGAINST N/A
ISSUER: PT XL Axiata Tbk
TICKER: EXCL CUSIP: Y7125N107
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE TANUDIREDJA, WIBISANA, RINTIS ISSUER YES FOR FOR
DAN REKAN AS AUDITORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE CHANGES IN BOARD OF COMPANY ISSUER YES FOR FOR
PROPOSAL #7: GRANT AUTHORITY TO COMMISSIONERS TO ISSUER YES AGAINST AGAINST
ADJUST THE ISSUED AND PAID-UP CAPITAL IN RELATION TO
IMPLEMENTATION OF LONG TERM INCENTIVE PROGRAM 2016 -
2020
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION WITH ONLINE SINGLE SUBMISSION INTERGATED
ISSUER: PTC India Ltd.
TICKER: 532524 CUSIP: Y7043E106
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAVI P. SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT CHINMOY GANGOPADHYAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ANAND KUMAR GUPTA AS NON-EXECUTIVE ISSUER YES AGAINST AGAINST
NOMINEE DIRECTOR
PROPOSAL #6: ELECT SUSHAMA NATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BHARTI PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SUTIRTHA BHATTACHARYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DEVENDRA SWAROOP SAKSENA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF DEEPAK AMITABH AS CHAIRMAN & MANAGING DIRECTOR
WITH EFFECT FROM OCTOBER 16, 2017 FOR PERIOD OF ONE
PROPOSAL #11: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF DEEPAK AMITABH AS CHAIRMAN & MANAGING DIRECTOR
WITH EFFECT FROM OCTOBER 16, 2018 UNTIL OCTOBER 8,
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION - BOARD ISSUER YES FOR FOR
RELATED
ISSUER: PTG Energy Public Co. Ltd.
TICKER: PTG CUSIP: Y708F6119
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SOONTORN SAIKWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VUTHICHAI DUANGRATANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WANCHAI RATTANAWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: PTT Exploration & Production Plc
TICKER: PTTEP CUSIP: Y7145P165
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STATE AUDIT OFFICE OF THE ISSUER YES FOR FOR
KINGDOM OF THAILAND AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #6.1: ELECT ACHPORN CHARUCHINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT NIMIT SUWANNARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT SETHAPUT SUTHIWART-NARUEPUT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT WIRAT UANARUMIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT PENCHUN JARIKASEM AS DIRECTOR ISSUER YES FOR FOR
ISSUER: PTT Global Chemical Plc
TICKER: PTTGC CUSIP: Y7150W105
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE OPERATION RESULTS, COMPANY'S ISSUER YES FOR FOR
BUSINESS PLAN AND APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3.1: ELECT CHATCHALERM CHALERMSUKH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT PRASAN CHUAPHANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WATANAN PETERSIK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT DON WASANTAPRUEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT SUPATTANAPONG PUNMEECHAOW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: PTT Public Co., Ltd.
TICKER: PTT CUSIP: Y6883U139
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE PERFORMANCE STATEMENT AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3: APPROVE STATE AUDIT OFFICE OF THE ISSUER YES FOR FOR
KINGDOM OF THAILAND AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT KRAIRIT EUCHUKANONCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT CHUMPOL RIMSAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT TEERAWAT BOONYAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SUPOT TEACHAVORASINSKUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT DON WASANTAPRUEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Pubang Landscape Architecture Co., Ltd.
TICKER: 2663 CUSIP: Y7151A102
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (1)
PROPOSAL #2: AMEND CORPORATE GOVERNANCE SYSTEM ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND SHAREHOLDERS' MEETING ONLINE ISSUER YES FOR FOR
VOTING REGULATIONS
PROPOSAL #2.2: AMEND RELATED PARTY MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND FINANCING AND EXTERNAL GUARANTEE ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2.4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2.5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2.6: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #3: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (2)
ISSUER: Pubang Landscape Architecture Co., Ltd.
TICKER: 2663 CUSIP: Y7151A102
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND CASH PAYMENT
AGREEMENT
ISSUER: Public Bank Bhd.
TICKER: 1295 CUSIP: Y71497104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE CHIN GUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHD HANIF BIN SHER MOHAMED AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT TAY AH LEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAI WAI KEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES, BOARD ISSUER YES FOR FOR
COMMITTEES MEMBERS' FEES AND ALLOWANCES
PROPOSAL #6: APPROVE REMUNERATION AND BENEFITS-IN- ISSUER YES AGAINST AGAINST
KIND (EXCLUDING DIRECTOR'S FEE AND BOARD MEETING
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Public Power Corp. SA
TICKER: PPC CUSIP: X7023M103
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Public Power Corp. SA
TICKER: PPC CUSIP: X7023M103
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY AND ISSUER YES AGAINST AGAINST
REMUNERATION REPORT
PROPOSAL #5: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Punjab National Bank
TICKER: 532461 CUSIP: Y7162Z146
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES AGAINST AGAINST
EMPLOYEE STOCK PURCHASE SCHEME
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Punjab National Bank
TICKER: 532461 CUSIP: Y7162Z146
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Punjab National Bank
TICKER: 532461 CUSIP: Y7162Z146
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Puregold Price Club, Inc.
TICKER: PGOLD CUSIP: Y71617107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROOF OF NOTICE, EXISTENCE OF QUORUM AND ISSUER YES FOR FOR
CALL TO ORDER
PROPOSAL #2: APPROVE THE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING AND RATIFY ALL ACTS AND
RESOLUTIONS APPROVED BY THE BOARD OF DIRECTORS AND
MANAGEMENT FROM THE DATE OF THE PREVIOUS MEETING
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LUCIO L. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT SUSAN P. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT FERDINAND VINCENT P. CO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LEONARDO B. DAYAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT PAMELA JUSTINE P. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JACK HUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT MARILYN V. PARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT EDGARDO G. LACSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT JAIME DELA ROSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LISTING OF 123,256,627 COMMON ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE INCREASE OF AUTHORIZED CAPITAL ISSUER YES FOR FOR
STOCK TO 5 BILLION PESOS
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #9: ADJOURNMENT ISSUER YES FOR FOR
ISSUER: Puyang Refractories Group Co., Ltd.
TICKER: 002225 CUSIP: Y71632106
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILLS
ISSUER: Puyang Refractories Group Co., Ltd.
TICKER: 2225 CUSIP: Y71632106
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE DISPOSAL OF FINANCIAL ASSETS ISSUER YES FOR FOR
ISSUER: Puyang Refractories Group Co., Ltd.
TICKER: 2225 CUSIP: Y71632106
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
ISSUER: Puyang Refractories Group Co., Ltd.
TICKER: 002225 CUSIP: Y71632106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY SHAREHOLDER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF SHARES
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF PRIVATE PLACEMENT
ISSUER: Puyang Refractories Group Co., Ltd.
TICKER: 002225 CUSIP: Y71632106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU BAIKUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CAO YANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SHI DAOMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT MA WENPENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHENG HUAZHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIU GUOWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XU DIANLI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YE GUOTIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT MOU DUNTAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GUO ZHIYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KONG DECHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LIU NA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RAISED FUND SPECIAL STORAGE AND ISSUER YES FOR FOR
USAGE SYSTEM
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: PVR Limited
TICKER: PVR CUSIP: Y71626108
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #4: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AJAY BIJLI AS CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SANJEEV KUMAR AS JOINT MANAGING DIRECTOR
ISSUER: PVR Limited
TICKER: 532689 CUSIP: Y71626108
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: PVR Ltd.
TICKER: 532689 CUSIP: Y71626108
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJEEV KUMAR AS DIRECTOR ISSUER YES FOR FOR
ISSUER: PVR Ltd.
TICKER: 532689 CUSIP: Y71626108
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: PW Medtech Group Limited
TICKER: 1358 CUSIP: G7306W108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LIN JUNSHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT ZHANG XINGDONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX REMUNERATION OF AUDITORS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Q Technology (Group) Co. Ltd.
TICKER: 1478 CUSIP: G7306T105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT WANG JIANQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHU CHIA-HSIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: QGEP Participacoes SA
TICKER: QGEP3 CUSIP: P7920K100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 1 RE: COMPANY NAME ISSUER NO N/A N/A
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: QGEP Participacoes SA
TICKER: QGEP3 CUSIP: P7920K100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER NO N/A N/A
YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #5: INSTALL FISCAL COUNCIL ISSUER NO N/A N/A
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #8.1: ELECT SERGIO TUFFY SAYEG AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND NELSON MITMASA JINZENJI AS
PROPOSAL #8.2: ELECT JOSE RIBAMAR LEMOS DE SOUZA AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND GIL MARQUES MENDES AS
ALTERNATE
PROPOSAL #8.3: ELECT ALLAN MORGADO GUERRA AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND GUSTAVO CORTES RIEDEL AS ALTERNATE
PROPOSAL #9: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #10: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Qianjiang Water Resources Development Co., Ltd.
TICKER: 600283 CUSIP: Y4238K104
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
ISSUER: Qianjiang Water Resources Development Co., Ltd.
TICKER: 600283 CUSIP: Y4238K104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR AND ITS ISSUER YES FOR FOR
RELATED REMUNERATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Qiming Information Technology Co., Ltd.
TICKER: 002232 CUSIP: Y71635109
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG QIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qiming Information Technology Co., Ltd.
TICKER: 2232 CUSIP: Y71635109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT LIU MING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Qiming Information Technology Co., Ltd.
TICKER: 002232 CUSIP: Y71635109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Qinchuan Machine Tool & Tool (Group) Corp.
TICKER: 837 CUSIP: Y7703J106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 SEMI-ANNUAL PROVISION FOR ISSUER YES FOR FOR
ASSET IMPAIRMENT
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Qinchuan Machine Tool & Tool (Group) Corp.
TICKER: 837 CUSIP: Y7703J106
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MUTUAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Qinchuan Machine Tool & Tool (Group) Corp.
TICKER: 837 CUSIP: Y7703J106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI QINCHUAN GRANDE MACHINE TOOL CO., LTD.
PROPOSAL #10.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
QINCHUAN INTERNATIONAL FINANCE LEASING CO., LTD.
PROPOSAL #10.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI HANJIANG MACHINE TOOL CO., LTD.
PROPOSAL #10.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD.
PROPOSAL #10.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI QINCHUAN MACHINERY IMPORT & EXPORT CO., LTD.
PROPOSAL #10.6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI QINCHUAN MATERIAL CO., LTD.
PROPOSAL #10.7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
QINCHUAN MACHINE TOOL GROUP BAOJI INSTRUMENT CO.,
PROPOSAL #10.8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI QINCHUAN EQUIPMENT COMPLETE SERVICE CO., LTD.
PROPOSAL #10.9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HANJIANG TOOLS CO., LTD.
PROPOSAL #10.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU QINCHUAN GEAR TRANSMISSION CO., LTD.
PROPOSAL #11.1: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
QINCHUAN AMERICAN INDUSTRIAL COMPANY ANDUNITED
AMERICAN INDUSTRIAL CO.
PROPOSAL #11.2: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND BAOJI
ZHONGCHENG PRECISION CNC EQUIPMENT CO., LTD.
PROPOSAL #11.3: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND BAOJI LOYAL
MACHINE TOOL CO., LTD.
PROPOSAL #11.4: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND SHAANXI
GUANZHONG TOOLS MANUFACTURING CO., LTD.
PROPOSAL #11.5: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND BAOJI TAIEN
REFRIGERATION TECHNOLOGY CO., LTD.
PROPOSAL #11.6: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND BAOJI LOYAL
PHARMACEUTICAL MACHINERY CO., LTD.
PROPOSAL #11.7: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI MACHINE TOOL GROUP CO., LTD. AND BAOJI LOYAL
CASTING CO., LTD.
PROPOSAL #11.8: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI LOYAL MACHINE TOOL CO., LTD. AND BAOJI MACHINE
TOOL GROUP CO., LTD.
PROPOSAL #11.9: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI LOYAL MACHINE TOOL CO., LTD. AND BAOJI LOYAL
PRECISION PARTS MANUFACTURING CO., LTD.
PROPOSAL #11.1: APPROVE MUTUAL GUARANTEES BETWEEN ISSUER YES FOR FOR
BAOJI LOYAL MACHINE TOOL CO., LTD. AND BAOJI LOYALTY
IMPORT AND EXPORT CO.
ISSUER: Qingdao Citymedia Co. Ltd.
TICKER: 600229 CUSIP: Y7172H102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
CREDIT LINE OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Qingdao Citymedia Co. Ltd.
TICKER: 600229 CUSIP: Y7172H102
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG WEIDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIA QINGPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG YANLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SUI BING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG DONGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHOU HAIBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LUAN SHAOHU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG PENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI MINGMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YIN LUNZHU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Qingdao Citymedia Co. Ltd.
TICKER: 600229 CUSIP: Y7172H102
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Qingdao Doublestar Co., Ltd.
TICKER: 000599 CUSIP: Y7170V103
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ELIMINATION OF PARTIAL FIXED ISSUER YES FOR FOR
ASSETS
PROPOSAL #2: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Qingdao Doublestar Co., Ltd.
TICKER: 000599 CUSIP: Y7170V103
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN HENGYU TECHNOLOGY ISSUER YES FOR FOR
RESTRUCTURING AND SIGNING OF RESTRUCTURING INVESTMENT
FRAMEWORK AGREEMENT
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO CONDUCT CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: ELECT SU MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Qingdao Doublestar Co., Ltd.
TICKER: 000599 CUSIP: Y7170V103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE THAT HAVE BEEN GRANTED
BUT HAVE NOT BEEN RELEASED FOR SALE (1ST BATCH)
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE THAT HAVE BEEN GRANTED
BUT HAVE NOT BEEN RELEASED FOR SALE (2ND BATCH)
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF BAD DEBTS FOR ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE
PROPOSAL #12: APPROVE ELIMINATION OF FIXED ASSETS ISSUER YES FOR FOR
ISSUER: Qingdao Eastsoft Communication Technology Co., Ltd.
TICKER: 300183 CUSIP: Y71643103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Qingdao Haier Co., Ltd.
TICKER: 600690 CUSIP: Y7166P102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF TERM IN THE COMMITMENT ISSUER YES FOR FOR
OF DEFECTIVE REAL ESTATE
PROPOSAL #2: APPROVE AMENDMENT OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS
ISSUER: Qingdao Haier Co., Ltd.
TICKER: 600690 CUSIP: Y7166P102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FOREIGN EXCHANGE FUND ISSUER YES FOR FOR
DERIVATIVES BUSINESS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: APPROVE MANAGEMENT SYSTEM FOR LARGE- ISSUER YES FOR FOR
SCALE RAW MATERIAL HEDGING BUSINESS
PROPOSAL #16: APPROVE MANAGEMENT SYSTEM FOR ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #17: APPROVE THE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ADJUSTMENT ON THE ISSUER YES FOR FOR
IMPLEMENTATION OF RAISED FUNDS FROM CONVERTIBLE BONDS
PROPOSAL #19: APPROVE CHANGE OF COMPANY NAME SHAREHOLDER YES FOR FOR
PROPOSAL #20.1: ELECT LIANG HAISHAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #20.2: ELECT TAN LIXIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT WU CHANGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.4: ELECT LI HUAGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.5: ELECT YAN YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.6: ELECT LIN SUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.1: ELECT DAI DEMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.2: ELECT SHI TIANTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.3: ELECT QIAN DAQUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #22.1: ELECT WANG PEIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #22.2: ELECT MING GUOQING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Qingdao Hanhe Cable Co., Ltd.
TICKER: 2498 CUSIP: Y7163Z103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Qingdao Hengshun Zhongsheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN APPLICATION FROM RELATED PARTIES
PROPOSAL #2: APPROVE SIGNING OF COOPERATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Qingdao Hengshun Zhongsheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF CONSTRUCTION GENERAL ISSUER YES FOR FOR
CONTRACT AND RELATED PARTY TRANSACTIONS
ISSUER: Qingdao Hengshun Zhongsheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PARTICIPATION IN THE ESTABLISHMENT OF
INDUSTRIAL DEVELOPMENT FUND
ISSUER: Qingdao Hengshun Zhongsheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
SECURITY ABBREVIATION AS WELL AS TO AMEND ARTICLES OF
ASSOCIATION
PROPOSAL #2: ELECT CHEN RONGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #4.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE BOND INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #4.7: APPROVE METHOD OF PRINCIPAL REPAYMENT ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #4.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE LISTING TRANSFER ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
PT METAL SMELTINDO SELARAS
ISSUER: Qingdao Hengshun Zhongsheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN CONTRACT TRANSACTION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Qingdao Kingking Applied Chemistry Co., Ltd.
TICKER: 2094 CUSIP: Y7162Y107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qingdao Kingking Applied Chemistry Co., Ltd.
TICKER: 2094 CUSIP: Y7162Y107
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Qingdao Kingking Applied Chemistry Co., Ltd.
TICKER: 2094 CUSIP: Y7162Y107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #12.1: ELECT CHEN SUOBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT JIANG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT TANG FENGJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT DU XINQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT WANG ZHUQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT WANG RUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT XU SHENGRUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT YU XUGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT WANG BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Qingdao Port International Co. Ltd.
TICKER: 6198 CUSIP: Y7S64R101
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AFTER THE ISSUER YES AGAINST AGAINST
PROPOSED A SHARE OFFERING
PROPOSAL #3: APPROVE ENTRUSTED LOAN FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE COMPREHENSIVE PRODUCTS AND ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENTS AND RELATED
PROPOSAL #5: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENTS AND RELATED TRANSACTIONS
ISSUER: Qingdao Port International Co. Ltd.
TICKER: 6198 CUSIP: Y7S64R101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROPOSED ANNUAL CAPS OF THE ISSUER YES FOR FOR
DEPOSIT SERVICES UNDER THE 2016 FINANCIAL SERVICES
AGREEMENT I
PROPOSAL #12: APPROVE 2020 FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT I, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #13: APPROVE PROPOSED ANNUAL CAPS OF THE ISSUER YES FOR FOR
CREDIT SERVICES UNDER THE 2016 FINANCIAL SERVICES
AGREEMENT II
PROPOSAL #14: APPROVE 2020 FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT II, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN QINGDAO FINANCE AND RELEVANT RELATED PARTIES
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN QINGDAO FINANCE AND EACH OF QINGDAO ORIENT
AND QINGDAO LIANHAI
PROPOSAL #17: APPROVE QDP FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
BETWEEN THE COMPANY AND QDP
PROPOSAL #19: APPROVE PROPOSED ANNUAL CAPS OF THE OF ISSUER YES FOR FOR
THE CONTINUING CONNECTED TRANSACTIONS UNDER THE 2017
COSCO SHIPPING GOODS AND SERVICES AGREEMENT I
PROPOSAL #20: APPROVE 2020 COSCO SHIPPING GOODS AND ISSUER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #21a: ELECT LI FENGLI AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
JIAO GUANGJUN TO ENTER INTO A SERVICE CONTRACT WITH
HIM AND FIX HIS REMUNERATION
PROPOSAL #21b: ELECT JIAO GUANGJUN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #21c: ELECT ZHANG WEI AS DIRECTOR, AUTHORIZE ISSUER YES AGAINST AGAINST
THE CHAIRMAN TO ENTER INTO A SERVICE CONTRACT WITH
HIM AND FIX HIS REMUNERATION
PROPOSAL #21d: ELECT ZHANG JIANGNAN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #21e: ELECT JIANG CHUNFENG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HER AND FIX HER REMUNERATION
PROPOSAL #22a: ELECT LI YAN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
THE CHAIRMAN TO ENTER INTO A SERVICE CONTRACT WITH
HER AND FIX HER REMUNERATION
PROPOSAL #22b: ELECT JIANG MIN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
THE CHAIRMAN TO ENTER INTO A SERVICE CONTRACT WITH
HIM AND FIX HIS REMUNERATION
PROPOSAL #22c: ELECT LAI KWOK HO AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #23a: ELECT ZHANG QINGCAI AS SUPERVISOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #23b: ELECT LI WUCHENG AS SUPERVISOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #23c: ELECT WANG YAPING AS SUPERVISOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
PROPOSAL #23d: ELECT YANG QIULIN AS SUPERVISOR, ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN TO ENTER INTO A SERVICE
CONTRACT WITH HIM AND FIX HIS REMUNERATION
ISSUER: Qingdao TGOOD Electric Co Ltd
TICKER: 300001 CUSIP: Y71637105
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF A FINANCE LEASE COMPANY
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Qingdao TGOOD Electric Co., Ltd.
TICKER: 300001 CUSIP: Y71637105
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YU DEXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SONG GUOFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT QU DONGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN ZHONGQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT GUO YONGGUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XING ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT FEI FANGYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG BINGGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG ZHUQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHAO QIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU XUEBAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DEBT TRANSFER
PROPOSAL #5: APPROVE 2019 APPLICATION OF ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINES
PROPOSAL #6: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE SALE AND LEASEBACK AGREEMENT SHAREHOLDER YES FOR FOR
ISSUER: Qingdao TGOOD Electric Co., Ltd.
TICKER: 300001 CUSIP: Y71637105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN ENTRUSTED FINANCIAL PRODUCTS
ISSUER: Qingdao TGOOD Electric Co., Ltd.
TICKER: 300001 CUSIP: Y71637105
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN AND RELATED PARTY TRANSACTIONS OF
SUBSIDIARY
PROPOSAL #2: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION AND RELATED PARTY TRANSACTIONS OF
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EQUITY INCENTIVE
PLAN
ISSUER: Qingdao TGOOD Electric Co., Ltd.
TICKER: 300001 CUSIP: Y71637105
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Qingdao Zhongzi Zhongcheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qingdao Zhongzi Zhongcheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BORROWING FROM RELATED PARTY ISSUER YES FOR FOR
ISSUER: Qingdao Zhongzi Zhongcheng Group Co., Ltd.
TICKER: 300208 CUSIP: Y7164A107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QIU YUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI XIANGGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG ZHUQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Qinghai Huzhu Barley Wine Co., Ltd.
TICKER: 002646 CUSIP: Y7164K113
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LU SHUILONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ZHAOJI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND PROVISION OF GUARANTEE
ISSUER: Qinghai Huzhu Barley Wine Co., Ltd.
TICKER: 2646 CUSIP: Y7164K113
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Qinghai Salt Lake Industry Co., Ltd.
TICKER: 792 CUSIP: Y7170U105
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BORROWINGS FROM QINGHAI PROVINCE ISSUER YES FOR FOR
INDUSTRIAL DEVELOPMENT INVESTMENT FUND CO., LTD.AND
RELATED-PARTY TRANSACTION
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qinghai Salt Lake Industry Co., Ltd.
TICKER: 792 CUSIP: Y7170U105
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
COMPANY'S CREDIT LINE BY CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #5.1: ELECT YAN ZIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Qinghai Salt Lake Industry Co., Ltd.
TICKER: 000792 CUSIP: Y7170U105
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
QINGHAI ENERGY DEVELOPMENT (GROUP) CO., LTD.
PROPOSAL #1.2: APPROVE SELLING POTASSIUM CHLORIDE ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #1.3: APPROVE PURCHASE OF IMPORTED POTASSIUM ISSUER YES FOR FOR
CHLORIDE PRODUCTS
PROPOSAL #2: APPROVE COMPLETION OF RAISED FUND ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF EXCESS RAISED FUNDS TO
REPLENISH WORKING CAPITAL
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Qinghai Salt Lake Industry Co., Ltd.
TICKER: 792 CUSIP: Y7170U105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCING LIMIT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE LOAN APPLICATION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #9: APPROVE 2019 ANNUAL SALARY OF DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT
ISSUER: Qinghai Spring Medicinal Resources Technology Co. Ltd.
TICKER: 600381 CUSIP: Y7172N109
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS IN ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION, BUSINESS SCOPE, AND BUSINESS
PROPOSAL #13: APPROVE DAILY RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #14.1: ELECT YAO TIEPENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LI HE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Qingling Motors Co., Ltd.
TICKER: 1122 CUSIP: Y71713104
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF ISUZU ISSUER YES FOR FOR
QINGLING (CHONGQING) AUTOPARTS CO., LTD. BY QINGLING
ISUZU (CHONGQING) ENGINE CO., LTD.
PROPOSAL #2: APPROVE JV AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: AMEND BUSINESS SCOPE AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qingling Motors Co., Ltd.
TICKER: 1122 CUSIP: Y71713104
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: ELECT LI XIAODONG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION AND ENTER INTO THE
SERVICE CONTRACT WITH HIM
PROPOSAL #6: APPOINT DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP CHONGQING BRANCH AND
DELOITTE TOUCHE TOHMATSU AS PRC AND INTERNATIONAL
AUDITORS, RESPECTIVELY, AND AUTHORIZE BOARD TO
DETERMINE THEIR REMUNERATION
ISSUER: Qinhuangdao Port Co., Ltd.
TICKER: 3369 CUSIP: Y7S65Z110
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU GUANGHAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE THE NEW GENERAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE THE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND TO FIX THEIR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Qinhuangdao Port Co., Ltd.
TICKER: 3369 CUSIP: Y7S65Z110
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITOR AND FIX THEIR AUDIT FEES
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND FIX THEIR AUDIT FEES
PROPOSAL #7: APPROVE DIRECTOR'S 2018 ANNUAL ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: APPROVE SUPERVISOR'S 2018 ANNUAL ISSUER YES FOR FOR
REMUNERATION
ISSUER: Qisda Corp.
TICKER: 2352 CUSIP: Y07988101
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW COMMON SHARES ISSUER YES FOR FOR
FOR CASH TO SPONSOR ISSUANCE OF THE OVERSEAS
DEPOSITORY SHARES OR NEW COMMON SHARES FOR CASH IN
PUBLIC OFFERING OR NEW COMMON SHARES FOR CASH OR
ISSUANCE OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS IN
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS AND TRADING
PROCEDURES GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES AND AMEND PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: QL Resources Bhd.
TICKER: 7084 CUSIP: Y7171B106
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHIA SONG KUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHIA SEONG FATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHIA SONG KOOI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KOW POH GEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHAN WAI YEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CYNTHIA TOH MEI LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTORS' BENEFITS FOR THE ISSUER YES FOR FOR
PERIOD FROM FEBRUARY 1, 2018 TO AUGUST 31, 2018
PROPOSAL #10: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE CHIENG ING HUONG, EDDY TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Qtone Education Group (Guangdong) Co., Ltd.
TICKER: 300359 CUSIP: Y2R36Y103
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #3: ELECT WU ZHICHUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Qtone Education Group (Guangdong) Co., Ltd.
TICKER: 300359 CUSIP: Y2R36Y103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CODE OF CONDUCT FOR DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #11: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Qualicorp Consultoria e Corretora de Seguros SA
TICKER: QUAL3 CUSIP: P7S21H105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE SERIPIERI FILHO AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RAUL ROSENTHAL LADEIRA DE MATOS AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ALEXANDRE SILVEIRA DIAS AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ROGERIO PAULO CALDERON PERES AS INDEPENDENT
DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOAO COX NETO AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT LEONARDO PORCIUNCULA GOMES PEREIRA AS
INDEPENDENT BOARD CHAIRMAN
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT WILSON OLIVIERI AS INDEPENDENT DIRECTOR
PROPOSAL #9: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #10: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER YES FOR N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #11: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Qualicorp Consultoria e Corretora de Seguros SA
TICKER: QUAL3 CUSIP: P7S21H105
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #2: AMEND ARTICLE 8 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES 18 AND 20 ISSUER YES FOR FOR
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Qualicorp Consultoria e Corretora de Seguros SA
TICKER: QUAL3 CUSIP: P7S21H105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 8 ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES 18 AND 20 ISSUER YES FOR FOR
ISSUER: Qualitas Controladora S.A.B. de C.V.
TICKER: Q CUSIP: P7921H130
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE REPORTS ON TRANSACTIONS CARRIED ISSUER YES FOR FOR
OUT BY AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEE
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON SHARE REPURCHASE AND ISSUER YES FOR FOR
SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE
RESERVE
PROPOSAL #6: ELECT OR RATIFY BOARD MEMBERS, ISSUER YES FOR FOR
EXECUTIVES AND MEMBERS OF KEY COMMITTEES
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF KEY COMMITTEES
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF TREASURY SHARES
PROPOSAL #9: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Quality Houses Public Co. Ltd.
TICKER: QH CUSIP: Y7173A288
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT RACHAI WATTANAKASAEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SURI BUAKHOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUWANNA BHUDDHAPRASART AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PRAVIT CHOATEWATTANAPHUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BONUS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Quanta Computer, Inc.
TICKER: 2382 CUSIP: Y7174J106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT BARRY LAM, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT C.C. LEUNG, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT C.T. HUANG, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
528 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT TIM LI, WITH SHAREHOLDER NO. 48 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT WEI TA PAN, WITH ID NO. ISSUER YES FOR FOR
A104289XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT PISIN CHEN, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
311858, AS INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT HUNG CHING LEE, WITH ID NO. ISSUER YES FOR FOR
K120059XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Quanta Storage, Inc.
TICKER: 6188 CUSIP: Y7175W106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Quess Corp Limited
TICKER: 539978 CUSIP: Y3R6BW102
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SUBRATA KUMAR NAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REVISION IN COMMISSION PAYABLE ISSUER YES FOR FOR
TO INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SUBRATA KUMAR NAG AS EXECUTIVE DIRECTOR & CHIEF
EXECUTIVE OFFICER
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AJIT ABRAHAM ISAAC AS CHAIRMAN & MANAGING DIRECTOR
PROPOSAL #7: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
ISSUER: Rabigh Refining & Petrochemical Co.
TICKER: 2380 CUSIP: M8180Q103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND FOR FY
2020 ABD Q1 OF FY 2021
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ARAMCO
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SUMITOMO CHEMICALS
PROPOSAL #24: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS OF SAR 1,050,000 FOR FY 2018
PROPOSAL #25: ELECT MOHAMMED ABDULLATEEF AS A MEMBER ISSUER YES FOR FOR
OF AUDIT COMMITTEE
ISSUER: Radiant Opto-Electronics Corp.
TICKER: 6176 CUSIP: Y7174K103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Radico Khaitan Ltd.
TICKER: 532497 CUSIP: Y7174A147
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT K.P. SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Radium Life Tech Co., Ltd.
TICKER: 2547 CUSIP: Y7342U108
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVISIONS TO PREVIOUSLY ISSUED ISSUER YES FOR FOR
OVERSEAS UNSECURED CONVERTIBLE BONDS
PROPOSAL #4: APPROVE REVISIONS TO PREVIOUSLY ISSUED ISSUER YES FOR FOR
LOCAL UNSECURED CONVERTIBLE BONDS
PROPOSAL #5: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #10: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #11.1: ELECT LIN RONG-XIAN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT SHEN JING-PENG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF CHANG XIN INVESTMENT & DEVELOPMENT
LTD. WITH SHAREHOLDER NO.00037934, AS NON-INDEPENDENT
PROPOSAL #11.3: ELECT LIU YAO-KAI, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF CHANG XIN INVESTMENT & DEVELOPMENT LTD. WITH
SHAREHOLDER NO.00037934, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT LIN HUA-JUN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.00000022, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT ZHOU KANG-JI, WITH ID ISSUER YES FOR FOR
NO.A101295XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT LU XUE-JIN, WITH ID ISSUER YES FOR FOR
NO.H100330XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT PAN WEI-DA, WITH ID ISSUER YES FOR FOR
NO.A104289XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Raia Drogasil SA
TICKER: RADL3 CUSIP: P7942C102
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO CARLOS PIPPONZI AS CHAIRMAN AND EUGENIO
DE ZAGOTTIS AS VICE CHAIRMAN
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS PIRES OLIVEIRA DIAS AS DIRECTOR AND JOSE
SAMPAIO CORREA SOBRINHO AS ALTERNATE
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CRISTIANA ALMEIDA PIPPONZI AS DIRECTOR AND
ROSALIA PIPPONZI RAIA DE ALMEIDA PRADO AS ALTERNATE
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PLINIO V. MUSETTI AS DIRECTOR AND CRISTIANA
RIBEIRO SOBRAL SARIAN AS ALTERNATE
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO SERGIO COUTINHO GALVAO FILHO AS DIRECTOR
AND ANTONIO CARLOS DE FREITAS AS ALTERNATE
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATO PIRES OLIVEIRA DIAS AS DIRECTOR AND
MARIA REGINA CAMARGO PIRES R. DO VALLE AS ALTERNATE
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JAIRO EDUARDO LOUREIRO AS DIRECTOR AND MARCELO
BERTINI DE REZENDE BARBOSA AS ALTERNATE
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCO AMBROGIO CRESPI BONOMI AS DIRECTOR AND
ANTONIO SERGIO ALMEIDA BRAGA AS ALTERNATE
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO JOSE FERREIRA E SILVA AS DIRECTOR AND
ANTONIO JOSE BARBOSA GUIMARAES AS ALTERNATE
PROPOSAL #9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #12: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #13: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #14: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
PROPOSAL #15: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #16: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Raia Drogasil SA
TICKER: RADL3 CUSIP: P7942C102
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLE 4 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Rain Industries Ltd.
TICKER: 500339 CUSIP: Y7178Y117
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE N. RADHAKRISHNA REDDY TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE H. L. ZUTSHI TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
ISSUER: Rain Industries Ltd.
TICKER: 500339 CUSIP: Y7178Y117
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT N SUJITH KUMAR REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT JAGAN MOHAN REDDY NELLORE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT NIRMALA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT BRIAN JUDE MCNAMARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
N RADHAKRISHNA REDDY AS MANAGING DIRECTOR
PROPOSAL #9: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTORS
ISSUER: Rainbow Department Store Co., Ltd.
TICKER: 002419 CUSIP: Y71751104
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 EXTERNAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
ISSUANCE OF GUARANTEE FOR WHOLLY-OWNED SUBSIDIARY
ISSUER: Rainbow Department Store Co., Ltd.
TICKER: 2419 CUSIP: Y71751104
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2: APPROVE BANK CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE INCREASE IN USAGE OF IDLE RAISED ISSUER NO N/A N/A
FUNDS TO INVEST IN CASH MANAGEMENT PRODUCTS
PROPOSAL #4: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER NO N/A N/A
ISSUER: Rainbow Department Store Co., Ltd.
TICKER: 2419 CUSIP: Y71751104
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Rainbow Department Store Co., Ltd.
TICKER: 002419 CUSIP: Y71751104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Rajesh Exports Ltd.
TICKER: 531500 CUSIP: Y7181T147
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: REELECT RAJESH MEHTA AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: RAK Properties PJSC
TICKER: RAKPROP CUSIP: M81868107
MEETING DATE: 3/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Ramco Cements Ltd.
TICKER: RAMCOCEM CUSIP: Y53727148
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT P.R.VENKETRAMA RAJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #5: REELECT R.S. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT M.B.N. RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT M.M. VENKATACHALAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EMPLOYEES STOCK OPTION SCHEME ISSUER YES AGAINST AGAINST
2018- PLAN A AND PLAN B AND GRANT OF OPTIONS TO THE
EMPLOYEES OF THE COMPANY UNDER THE SCHEME
PROPOSAL #9: ELECT M.F. FAROOQUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Rand Merchant Investment Holdings Ltd.
TICKER: RMI CUSIP: S6815J118
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT JOHAN BURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT LAURIE DIPPENAAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT PAUL HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ALBERTINAH KEKANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MAMONGAE MAHLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT RAPLH MUPITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JAMES TEEGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #5.1: ELECT JOHAN BURGER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT SONJA DE BRUYN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT PER-ERIK LAGERSTROM AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.4: ELECT JAMES TEEGER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE ISSUE OF SHARES AND/OR OPTIONS ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
DIRECTORS, PRESCRIBED OFFICERS AND EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED ENTITIES
ISSUER: Randon SA Implementos e Participacoes
TICKER: RAPT4 CUSIP: P7988W103
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #3: ELECT WILLIAM CORDEIRO AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND THIAGO COSTA JACINTO AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: Raspadskaya PJSC
TICKER: RASP CUSIP: X7457E106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH ISSUANCE OF SHARES FOR PRIVATE PLACEMENT
ISSUER: Raspadskaya PJSC
TICKER: RASP CUSIP: X7457E106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3.1: ELECT ELENA GORDEYEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT TATIANA KHODYREVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT LILIYA VOLOSNIKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REGULATIONS ON GENERAL MEETINGS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #7.1: ELECT ALEKSEY IVANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT NIKOLAY IVANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT ALEXANDER KUZNETSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT ILYA LIFSHITS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT OLGA POKROVSKAYA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT TERRY ROBINSON AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT SERGEY STEPANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT ERIC STOYELL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.9: ELECT ALEXANDER FROLOV AS DIRECTOR ISSUER YES AGAINST N/A
ISSUER: Rassini SAB de CV
TICKER: RASSINIA CUSIP: P7990M135
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT BALLOT RECORDER FOR SHAREHOLDER ISSUER YES FOR FOR
ATTENDANCE AND ACKNOWLEDGE PROPER CONVENING OF
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
ITS SUBSIDIARIES IN EXCESS OF 20 PERCENT OF COMPANY'S
CONSOLIDATED ASSETS
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Rastar Group
TICKER: 300043 CUSIP: Y97257102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: ELECT MAO YEWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Ratchaburi Electricity Generating Holding Public Co., Ltd.
TICKER: RATCH CUSIP: Y7198P112
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT SEUBPHONG BURANASIRIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT BOONYANIT WONGRUKMIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT CHUAN SIRINUNPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT APICHART CHINWANNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT BOONSONG KERDKLANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: CHANGE COMPANY NAME AND SEAL ISSUER YES FOR FOR
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: RattanIndia Power Ltd.
TICKER: 533122 CUSIP: Y3912D105
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT HIMANSHU MATHUR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF DEBENTURES/BONDS ON ISSUER YES FOR FOR
A PRIVATE PLACEMENT BASIS
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT YASHISH DAHIYA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT NAMITA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF HIMANSHU MATHUR AS WHOLE-TIME DIRECTOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE FROM ISSUER YES FOR FOR
RATTANINDIA INFRASTRUCTURE LIMITED
ISSUER: Raubex Group Ltd
TICKER: RBX CUSIP: S68353101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 28 FEBRUARY 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH CJ HERTZOG AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT LESLIE MAXWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT BRYAN KENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT LESLIE MAXWELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT BRYAN KENT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT SETSHEGO BOGATSU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LONG-TERM INCENTIVE SCHEME ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO FREDDIE ISSUER YES FOR FOR
KENNEY
ISSUER: Raymond Limited
TICKER: 500330 CUSIP: Y72123147
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND AUDITED CONSOLIDATED FINANCIAL
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NAWAZ GAUTAM SINGHANIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS/OTHER INSTRUMENTS ON PRIVATE
PLACEMENT BASIS
PROPOSAL #6: ELECT SURYA KANT GUPTA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Raymond Ltd.
TICKER: 500330 CUSIP: Y72123147
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHIV SURINDER KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISHWAR DAS AGARWAL TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Real Nutriceutical Group Ltd.
TICKER: 2010 CUSIP: G7410S100
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE WANG FUCAI AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: REMOVE YU YAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #3: REMOVE LI LIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #4: REMOVE YI LIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #5: REMOVE ZHANG YAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #6: ELECT LEUNG WAI MAN, RAYMOND AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #7: ELECT KWAN SAI BUN, DANIELS AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #8: ELECT CHOW POK YU, AUGUSTINE AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #9: ELECT YAN, VIVIAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #10: ELECT NGAI WAH SANG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE THE NECESSARY PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS OF THE RESULTS OF THE MEETING AND ANY
NECESSARY REPORTS TO THE STOCK EXCHANGE OF HONG KONG
LIMITED
PROPOSAL #12: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
ISSUER: Realcan Pharmaceutical Co., Ltd.
TICKER: 2589 CUSIP: Y7685B105
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DEVELOPMENT OF SUPPLY CHAIN ISSUER YES FOR FOR
ACCOUNTS PAYABLE ASSET SECURITIZATION
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SUPPLY CHAIN
ACCOUNTS PAYABLE ASSET SECURITIZATION
PROPOSAL #5: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Realcan Pharmaceutical Co., Ltd.
TICKER: 002589 CUSIP: Y7685B105
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIES
ISSUER: Realcan Pharmaceutical Group Co., Ltd.
TICKER: 2589 CUSIP: Y7685B105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE AND ADJUSTMENT ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #4: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Realcan Pharmaceutical Group Co., Ltd.
TICKER: 2589 CUSIP: Y7685B105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Realcan Pharmaceutical Group Co., Ltd.
TICKER: 002589 CUSIP: Y7685B105
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Realcan Pharmaceutical Group Co., Ltd.
TICKER: 2589 CUSIP: Y7685B105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: ELECT FENG HONGTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Realtek Semiconductor Corp.
TICKER: 2379 CUSIP: Y7220N101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Rebosis Property Fund Ltd.
TICKER: REB CUSIP: S68683127
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR YEAR ENDED 31 AUGUST 2018
PROPOSAL #6: ELECT ROB BECKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ISABEAU KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANNA MOKGOKONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MAURICE MDLOLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: RE-ELECT FRANCOIS FRONEMAN AS ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #10.2: RE-ELECT THABO SEOPA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10.3: RE-ELECT NOMFUNDO QANGULE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: APPOINT BDO SOUTH AFRICA INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT VINCENT NGOBESE
AS THE INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #13: AUTHORISE DIRECTORS TO ISSUE SHARES ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #14: REVOKE AUTHORITY TO PLACE AUTHORISED ISSUER YES FOR FOR
BUT UNISSUED SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #17: APPROVE ISSUE OF SHARES IN TERMS OF ISSUER YES FOR FOR
SECTION 41 OF THE COMPANIES ACT
PROPOSAL #18: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Rechi Precision Co. Ltd.
TICKER: 4532 CUSIP: Y7225T103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Red Avenue New Materials Group Co., Ltd.
TICKER: 603650 CUSIP: Y7S9B3100
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
PROVISION OF FINANCIAL ASSISTANCE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Red Avenue New Materials Group Co., Ltd.
TICKER: 603650 CUSIP: Y7S9B3100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
BANK LOAN
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
AND SENIOR MANAGEMENT MEMBERS AND 2019 REMUNERATION
PLAN
PROPOSAL #10: APPROVE 2018 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS AND 2019 REMUNERATION PLAN
ISSUER: Red Star Macalline Group Co., Ltd.
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CHANGE PART OF THE A SHARE ISSUER YES FOR FOR
FUNDRAISING INVESTMENT PROJECTS
PROPOSAL #2: APPROVE AMENDMENTS TO THE RULES FOR ISSUER YES FOR FOR
MANAGEMENT OF EXTERNAL INVESTMENTS OF THE COMPANY
PROPOSAL #3: ELECT GUO BINGHE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: ELECT WANG XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZHAO CHONGYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS SHAREHOLDER YES FOR FOR
AUDITOR AND ZHONGXINGCAI GUANGHUA CERTIFIED PUBLIC
ACCOUNTANTS LLP AS INTERNAL CONTROL CONSULTANT AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Red Star Macalline Group Co., Ltd.
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEE STOCK OWNERSHIP PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION OF MEASURES FOR ISSUER YES FOR FOR
MANAGEMENT OF THE EMPLOYEE STOCK OWNERSHIP PLAN
PROPOSAL #3: AUTHORIZED BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE EMPLOYEE STOCK OWNERSHIP
ISSUER: Red Star Macalline Group Co., Ltd.
TICKER: 1528 CUSIP: Y7S99R100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL ACCOUNT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT AND ANNUAL ISSUER YES FOR FOR
RESULTS
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE SECOND PHASE OF THE EMPLOYEE ISSUER YES FOR FOR
STOCK OWNERSHIP PLAN
PROPOSAL #10: APPROVE MEASURES FOR MANAGEMENT OF THE ISSUER YES FOR FOR
SECOND PHASE OF THE EMPLOYEE STOCK OWNERSHIP PLAN
PROPOSAL #11: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE SECOND PHASE OF THE EMPLOYEE STOCK
OWNERSHIP PLAN
PROPOSAL #12: APPROVE IMPLEMENTATION PLANS OF SHARE ISSUER YES FOR FOR
PRICE STABILIZATION AND SHAREHOLDING INCREASE
PROPOSAL #13: APPROVE ERNST & YOUNG HUA MING LLP AS SHAREHOLDER YES FOR FOR
EXTERNAL AUDITOR AND BDO CHINA SHU LUN PAN CERTIFIED
PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL
CONSULTANT, AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Redco Properties Group Limited
TICKER: 1622 CUSIP: G73310131
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TANG CHENGYONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3b: ELECT WANG WEIFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3c: ELECT WONG YAU KAR, DAVID AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3d: ELECT CHAU ON TA YUEN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Redefine Properties Ltd.
TICKER: RDF CUSIP: S6815L196
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT AMANDA DAMBUZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LESEGO SENNELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT HARISH MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARIUS BARKHUYSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT NOMALIZO LANGA-ROYDS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT MARC WAINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT BRIDGITTE MATHEWS AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #8.2: ELECT LESEGO SENNELO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8.3: ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: APPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JOHN BENNETT AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #12: AUTHORISE DIRECTORS TO ISSUE SHARES ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #15: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #1.2: APPROVE REMUNERATION OF LEAD ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.5: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.6: APPROVE REMUNERATION OF RISK, ISSUER YES FOR FOR
COMPLIANCE AND TECHNOLOGY COMMITTEE CHAIRMAN
PROPOSAL #1.7: APPROVE REMUNERATION OF RISK, ISSUER YES FOR FOR
COMPLIANCE AND TECHNOLOGY COMMITTEE MEMBER
PROPOSAL #1.8: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
AND/OR NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #1.9: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
AND/OR NOMINATION COMMITTEE MEMBER
PROPOSAL #1.10: APPROVE REMUNERATION OF SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE CHAIRMAN
PROPOSAL #1.11: APPROVE REMUNERATION OF SOCIAL, ISSUER YES FOR FOR
ETHICS AND TRANSFORMATION COMMITTEE MEMBER
PROPOSAL #1.12: APPROVE REMUNERATION OF INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.13: APPROVE REMUNERATION OF INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Redington (India) Limited
TICKER: REDINGTON CUSIP: Y72020111
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT UDAI DHAWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT TU, SHU-CHYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHEN, YI-JU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT B. RAMARATNAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG LLP, SINGAPORE AS ISSUER YES FOR FOR
BRANCH AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
ISSUER: Regional SAB de CV
TICKER: RA CUSIP: P8008V109
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.b: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT INCLUDING BOARD'S OPINION ON CEO'S
REPORT
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2.c: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #2.d: PRESENT REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.a: APPROVE DISCHARGE OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.b: ELECT OR RATIFY DIRECTORS; QUALIFY ISSUER YES FOR FOR
INDEPENDENT DIRECTORS; ELECT CHAIRMAN AND SECRETARY
OF BOARD OF DIRECTORS
PROPOSAL #3.c: ELECT OR RATIFY MEMBERS AND CHAIRMAN ISSUER YES FOR FOR
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #3.d: APPROVE REMUNERATION ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Regional SAB de CV
TICKER: RA CUSIP: P8008V109
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #3: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
ISSUER: Reliance Capital Ltd.
TICKER: 500111 CUSIP: Y72561114
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JAI ANMOL AMBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PATHAK H.D. & ASSOCIATES AS ISSUER YES FOR FOR
STATUTORY AUDITORS FOR A TERM OF FIVE CONSECUTIVE
YEARS TILL THE CONCLUSION OF THE 35TH ANNUAL GENERAL
MEETING
PROPOSAL #5: APPROVE PRICE WATERHOUSE & CO CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS LLP AS STATUTORY AUDITORS FOR A TERM OF
FIVE CONSECUTIVE YEARS TILL THE CONCLUSION OF THE
36TH ANNUAL GENERAL MEETING
PROPOSAL #6: APPROVE BIDHUBHUSAN SAMAL TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE V. N. KAUL TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES AGAINST AGAINST
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Reliance Communications Ltd.
TICKER: 532712 CUSIP: Y72317103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT PUNIT GARG AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION OF PUNIT GARG AS WHOLE-
TIME DIRECTOR DESIGNATED AS AN EXECUTIVE DIRECTOR
PROPOSAL #5: ELECT MANIKANTAN V. AS DIRECTOR AND ISSUER YES AGAINST AGAINST
APPROVE APPOINTMENT AND REMUNERATION OF MANIKANTAN V.
AS WHOLE-TIME DIRECTOR DESIGNATED AS A DIRECTOR AND
CHIEF FINANCIAL OFFICER
PROPOSAL #6: ELECT CHHAYA VIRANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT RYNA KARANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT SURESH RANGACHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MANJARI KACKER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE OFFER OR INVITATION TO ISSUER YES FOR FOR
SUBSCRIBE TO NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
ISSUER: Reliance Home Finance Ltd.
TICKER: 540709 CUSIP: Y7S32Z110
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAVINDRA SUDHALKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SYED ATA HASNAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JAI ANMOL AMBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AMIT BAPNA AS ISSUER YES FOR FOR
WHOLE-TIME DIRECTOR DESIGNATED AS DIRECTOR & CFO
PROPOSAL #7: APPROVE PADMANABH VORA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #9: APPROVE ISSUANCE OF SECURITIES THROUGH A ISSUER YES AGAINST AGAINST
QUALIFIED INSTITUTIONS PLACEMENT ON A PRIVATE
PLACEMENT BASIS TO QUALIFIED INSTITUTIONAL BUYERS
ISSUER: Reliance Industries Ltd.
TICKER: RELIANCE CUSIP: Y72596102
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT P. M. S. PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NIKHIL R. MESWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF MUKESH D. AMBANI AS MANAGING DIRECTOR
PROPOSAL #6: REELECT ADIL ZAINULBHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: Reliance Infrastructure Ltd.
TICKER: 500390 CUSIP: Y09789127
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHIV PRABHAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PATHAK H.D. & ASSOCIATES, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS FOR A
TERM OF FOUR CONSECUTIVE YEARS TILL THE CONCLUSION OF
THE 91ST ANNUAL GENERAL MEETING
PROPOSAL #5: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS STATUTORY AUDITORS FOR A TERM OF FIVE
CONSECUTIVE YEARS TILL THE CONCLUSION OF THE 93RD
ANNUAL GENERAL MEETING
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES AGAINST AGAINST
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Reliance Power Ltd.
TICKER: 532939 CUSIP: Y7236V105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SATEESH SETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PATHAK H.D. & ASSOCIATES AS ISSUER YES FOR FOR
STATUTORY AUDITORS FOR A TERM OF FIVE CONSECUTIVE
YEARS TILL THE CONCLUSION OF THE 27TH ANNUAL GENERAL
MEETING
PROPOSAL #4: APPROVE B S R & CO. LLP AS STATUTORY ISSUER YES FOR FOR
AUDITORS FOR A TERM OF FIVE CONSECUTIVE YEARS TILL
THE CONCLUSION OF THE 28TH ANNUAL GENERAL MEETING
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT K RAJA GOPAL AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF K RAJA GOPAL
AS WHOLE-TIME DIRECTOR
PROPOSAL #7: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: Remgro Ltd.
TICKER: REM CUSIP: S6873K106
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ANTON WENTZEL AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT SONJA DE BRUYN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MURPHY MOROBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHANN RUPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NEVILLE WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SONJA DE BRUYN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT PHILLIP MOLEKETI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: RE-ELECT FREDERICK ROBERTSON AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #15: APPROVE CONDITIONAL SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Rendong Holdings Co., Ltd.
TICKER: 2647 CUSIP: Y988BS105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Rendong Holdings Co., Ltd.
TICKER: 002647 CUSIP: Y988BY102
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DI RUIPENG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Rendong Holdings Co., Ltd.
TICKER: 2647 CUSIP: Y988BY102
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Renhe Commercial Holdings Company Limited
TICKER: 1387 CUSIP: G75004104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WANG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT YIN JIANHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT YANG YUHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT FAN REN-DA, ANTHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT LEUNG CHUNG KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT TANG HON MAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES AGAINST AGAINST
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Renhe Commercial Holdings Company Limited
TICKER: 1387 CUSIP: G75004104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE CONSOLIDATION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE CHANGE OF ENGLISH NAME AND ISSUER YES FOR FOR
CHANGE OF DUAL FOREIGN CHINESE NAME OF THE COMPANY
ISSUER: Renhe Commercial Holdings Company Ltd.
TICKER: 1387 CUSIP: G75004104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HADA ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE HANGZHOU ACQUISITION AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Renhe Pharmacy Co., Ltd.
TICKER: 650 CUSIP: Y4444S107
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD MEETINGS
PROPOSAL #3.1: ELECT MEI QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XIAO ZHENGLIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT ZHANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT PENG QIULIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT YANG XIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT ZHANG ZIQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT WANG YUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT YANG FENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT GUO YAXIONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHU BAOHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JI DONGLING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KANG ZHIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Renhe Pharmacy Co., Ltd.
TICKER: 650 CUSIP: Y4444S107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Repco Home Finance Limited
TICKER: REPCOHOME CUSIP: Y7S54C114
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES AGAINST AGAINST
REPCO BANK
ISSUER: Repco Home Finance Ltd.
TICKER: 535322 CUSIP: Y7S54C114
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT R.S. ISABELLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DINESH PONRAJ OLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT K. SRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES AND COMMERCIAL PAPER
ON PRIVATE PLACEMENT BASIS
ISSUER: Repco Home Finance Ltd.
TICKER: 535322 CUSIP: Y7S54C114
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
YASHPAL GUPTA AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #2: APPROVE T.S. KRISHNA MURTHY TO CONTINUE ISSUER YES FOR FOR
OFFICE AND HIS REAPPOINTMENT FOR A SECOND TERM AS
NON-EXECUTIVE AND INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE G.R. SUNDARAVADIVEL TO CONTINUE ISSUER YES FOR FOR
OFFICE AND HIS REAPPOINTMENT FOR A SECOND TERM AS
NON-EXECUTIVE AND INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE V. NADANASABAPATHY TO CONTINUE ISSUER YES FOR FOR
OFFICE AND HIS REAPPOINTMENT FOR A SECOND TERM AS
NON-EXECUTIVE AND INDEPENDENT DIRECTOR
ISSUER: Resilient REIT Ltd.
TICKER: RES CUSIP: S6917M282
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ALAN OLIVIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DAVID BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DES GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT ANDRIES DE LANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT UMSHA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BARRY VAN WYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT BRYAN HOPKINS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT BARRY VAN WYK AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT PROTAS PHILI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: ELECT DAVID BROWN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.5: ELECT DES GORDON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
FOR ANY SPECIAL COMMITTEE
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Resilient REIT Ltd.
TICKER: RES CUSIP: S6990F105
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM RESILIENT EMPOWERMENT TRUST
PROPOSAL #1: AUTHORISE RATIFICATION OF SPECIAL ISSUER YES FOR FOR
RESOLUTION 1
ISSUER: Reunert Ltd.
TICKER: RLO CUSIP: S69566156
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOHN HULLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TUMEKA MATSHOBA-RAMUEDZISI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: RE-ELECT TASNEEM ABDOOL-SAMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RE-ELECT SEAN JAGOE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SARITA MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TREVOR MUNDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARK TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RYNHARDT VAN ROOYEN AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT TASNEEM ABDOOL-SAMAD AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT SARITA MARTIN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #11: ELECT TUMEKA MATSHOBA-RAMUEDZISI AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #12: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND AUTHORISE THEIR REMUNERATION
PROPOSAL #13: APPOINT N RANCHOD AS INDIVIDUAL ISSUER YES FOR FOR
DESIGNATED AUDITOR
PROPOSAL #14: APPROVE RESOLUTIONS OR AGREEMENTS OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS IN
CONTRAVENTION OF SECTION 75 OF COMPANIES ACT BUT ONLY
TO THE EXTENT THAT THE RELEVANT RESOLUTIONS OR
AGREEMENTS FELL WITHIN THE AMBIT OF SECTION 75 OF
COMPAN
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #17: APPROVE ISSUE OF SHARES IN TERMS OF THE ISSUER YES FOR FOR
REUNERT 2006 SHARE OPTION SCHEME
PROPOSAL #18: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #19: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #20: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR AD HOC ASSIGNMENTS
PROPOSAL #21: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 44 OF THE COMPANIES ACT
PROPOSAL #22: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #23: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: RHB Bank Bhd.
TICKER: 1066 CUSIP: Y7283N105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT AZLAN ZAINOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONG LEONG HUAT @ WONG JOO HWA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SAW CHOO BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM CHENG TECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LAILA SYED ALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' FEES AND BOARD ISSUER YES FOR FOR
COMMITTEES' ALLOWANCES
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
(EXCLUDING DIRECTORS' FEES AND BOARD COMMITTEES'
ALLOWANCES)
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1: AMEND CONSTITUTION ISSUER YES FOR FOR
ISSUER: RHI Magnesita NV
TICKER: RHIM CUSIP: N7428R104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7a: RE-ELECT STEFAN BORGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT IAN BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8a: RE-ELECT HERBERT CORDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: RE-ELECT WOLFGANG RUTTENSTORFER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8c: RE-ELECT STANISLAUS PRINZ ZU SAYN- ISSUER YES FOR FOR
WITTGENSTEIN-BERLEBURG AS DIRECTOR
PROPOSAL #8d: RE-ELECT DAVID SCHLAFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: RE-ELECT KARL SEVELDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8f: RE-ELECT CELIA BAXTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8g: RE-ELECT JIM LENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8h: RE-ELECT JOHN RAMSAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8i: RE-ELECT ANDREW HOSTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8j: ELECT JANET ASHDOWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8k: ELECT FIONA PAULUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS
PROPOSAL #10: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF SHARES ISSUER YES FOR FOR
ISSUER: Rich Development Co. Ltd.
TICKER: 5512 CUSIP: Y7286N128
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE DISTRIBUTION OF SOUVENIR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT WU RU PING, WITH ID ISSUER YES FOR FOR
NO.Q220317XXX, AS INDEPENDENT DIRECTOR
ISSUER: Ripley Corp. SA
TICKER: RIPLEY CUSIP: P8130Y104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 11.64 PER SHARE; PRESENT DIVIDEND
POLICY
PROPOSAL #c: PRESENT DIVIDEND DISTRIBUTION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #d: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #e: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #f: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
PRESENT REPORT ON THEIR EXPENSES
PROPOSAL #g: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #h: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #i: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #j: PRESENT REPORT ON PROCESSING, PRINTING, ISSUER YES FOR FOR
AND MAILING INFORMATION TO SHAREHOLDERS REQUIRED BY
CHILEAN LAW
PROPOSAL #k: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Risen Energy Co., Ltd
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Risen Energy Co., Ltd
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO DELTA ISSUER YES FOR FOR
LIMITED LIABILITY PARTNERSHIP
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO RISEN ISSUER YES FOR FOR
ENERGY (HONG KONG) CO., LTD
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XIANTAO CHUNENG NEW ENERGY CO., LTD.
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY BY CASH ISSUER YES FOR FOR
PAYMENT AND RELATED-PARTY TRANSACTION
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF THE SHARES ISSUER YES FOR FOR
TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
MERIDIAN SOLAR PHOTOVOLTAIC CO.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
NINGHAI NEW ELECTRIC POWER DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDENDS DURING THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE MANAGEMENT AND DEPOSIT ISSUER YES FOR FOR
ACCOUNTS FOR PROCEEDS
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE ARGUMENT ANALYSIS REPORT ON THIS ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE CONVERTIBLE
BONDHOLDERS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AS WELL AS REPURCHASE
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #12: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE GUARANTEE PROVISION TO RISEN ISSUER YES FOR FOR
ENERGY (AUSTRALIA) CO., LTD.
PROPOSAL #14: APPROVE GUARANTEE PROVISION TO RISEN ISSUER YES FOR FOR
ENERGY (HONG KONG) CO., LTD.
PROPOSAL #15: APPROVE GUARANTEE PROVISION TO NINGXIA ISSUER YES FOR FOR
XUNING ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION TO ZHEJIANG ISSUER YES FOR FOR
SHUANGYU ELECTRONIC TECHNOLOGY CO., LTD.
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO GAOYOU ISSUER YES FOR FOR
ZHENXING NEW ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU XINDIAN INVESTMENT MANAGEMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHEJIANG SHUANGYU ELECTRONIC TECHNOLOGY CO., LTD.
ISSUER: Risen Energy Co., Ltd.
TICKER: 300118 CUSIP: Y7286M104
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO SHENMU ISSUER YES FOR FOR
SHENGUANG NEW ENERGY POWER CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO WULIAN ISSUER YES FOR FOR
JINGKE PHOTOVOLTAIC POWER CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO RISEN ISSUER YES FOR FOR
ENERGY (HONG KONG) CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO RISEN ISSUER YES FOR FOR
(YIWU) ENERGY CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO WUHAI ISSUER YES FOR FOR
NINGSHENG POWER DEVELOPMENT CO., LTD.
ISSUER: Risesun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PHASE 3 OF SPECIAL PLAN FOR ISSUER YES FOR FOR
ASSET-BACKED ESTABLISHMENT OF FINAL PAYMENT
PROPOSAL #2: APPROVE PROVISION OF DIFFERENCE FOR ISSUER YES FOR FOR
SPECIAL ASSET-BACKED PLAN TO INCREASE CREDIBILITY
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4.11: ELECT GENG JIANMING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.12: ELECT LIU SHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.13: ELECT BAO LIJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: ELECT CHEN JINHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.15: ELECT YANG SHAOMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.16: ELECT CHEN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.21: ELECT QI LINGFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.22: ELECT HUANG YUHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.23: ELECT DAI QIONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZOU JIALI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT WANG QIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Risesun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
PRIVATE PLACEMENT
PROPOSAL #3: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES FOR FOR
AGREEMENT WITH RISESUN HOLDINGS CO., LTD.
ISSUER: Risesun Real Estate Development Co., Ltd.
TICKER: 2146 CUSIP: Y7286J101
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE ISSUE TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE INTEREST RATE AND REPAYMENT ISSUER YES FOR FOR
MANNERS
PROPOSAL #1.4: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #1.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE PLACEMENT ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #1.8: APPROVE LISTING MANNER ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO BOND ISSUANCE VIA
PUBLIC ISSUANCE
PROPOSAL #3.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE INTEREST RATE AND REPAYMENT ISSUER YES FOR FOR
MANNERS
PROPOSAL #3.4: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE PLACEMENT ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #3.8: APPROVE LISTING MANNER ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO BOND ISSUANCE VIA
PRIVATE ISSUANCE
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION
PROPOSAL #3: APPROVE ESTABLISHMENT OF DEBT FINANCING ISSUER YES FOR FOR
PLAN BY ISSUANCE OF DEBT FIXED INCOME PRODUCTS
PROPOSAL #4: APPROVE AUTHORIZATION ON AND GUARANTEE SHAREHOLDER YES FOR FOR
FOR ISSUANCE OF FOREIGN CORPORATE BONDS
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 2146 CUSIP: Y7286J101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION IN GUARANTEE ISSUER YES FOR FOR
PROVISION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
OF TIANJIN RONGSHENG REAL ESTATE DEVELOPMENT CO.,
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF A SPECIAL PLAN ISSUER YES FOR FOR
TO ISSUE ASSET-BACKED SECURITIES FOR FOURTH-PHASE
FINANCING OF PURCHASE OF END-OF-LIFE ASSETS
PROPOSAL #2: APPROVE DIFFERENTIAL PAYMENT AND ISSUER YES FOR FOR
INTERCEPTION AND COMPENSATORY COMMITMENT FOR THE
FOURTH PHASE OF THE SPECIAL PLAN FOR SUPPORTING THE
PURCHASE OF END-OF-LIFE ASSETS
PROPOSAL #3: APPROVE AUTHORIZATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS OR THE RELEVANT PERSON AUTHORIZED
BY THE CHAIRMAN TO HANDLE THE MATTERS RELATED TO THE
FOURTH PHASE OF THE PURCHASE OF THE FINAL ASSET
SUPPORT PLAN
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LANGFANG RONGTU SHENGZHAN ENTERPRISE MANAGEMENT CO.,
LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XIANGHE WANLITONG INDUSTRIAL CO., LTD.
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 2146 CUSIP: Y7286J101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: RiseSun Real Estate Development Co., Ltd.
TICKER: 002146 CUSIP: Y7286J101
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
RONGSHENG KANGLV INVESTMENT CO., LTD. AND ITS
SUBSIDIARIES
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO HEBEI ISSUER YES FOR FOR
RONGSHENG BUILDING MATERIALS CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XIANGHE WANLITONG INDUSTRIAL CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
LANGFANG FREEHAND LANDSCAPING ENGINEERING CO., LTD.
PROPOSAL #7: APPROVE ISSUANCE OF OVERSEAS CORPORATE ISSUER YES AGAINST AGAINST
BONDS AND RELEVANT AUTHORIZATIONS
ISSUER: Rising Nonferrous Metals Share Co., Ltd.
TICKER: 600259 CUSIP: Y7304D102
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT NIU HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: ELECT DENG LINA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Rising Nonferrous Metals Share Co., Ltd.
TICKER: 600259 CUSIP: Y7304D102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2.1: ELECT WU ZELIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Rising Nonferrous Metals Share Co., Ltd.
TICKER: 600259 CUSIP: Y7304D102
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
ISSUER: Rising Nonferrous Metals Share Co., Ltd.
TICKER: 600259 CUSIP: Y7304D102
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LIU CONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Rising Nonferrous Metals Share Co., Ltd.
TICKER: 600259 CUSIP: Y7304D102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 2019 GUARANTEE PLAN ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: ELECT GUO YONG AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9.1: ELECT XU JING AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #9.2: ELECT QIU XUMING AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #9.3: ELECT JIANG PING AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Ritek Corp.
TICKER: 2349 CUSIP: Y7303N101
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF MARKETABLE SECURITIES VIA
PRIVATE PLACEMENT
ISSUER: Riyad Bank
TICKER: 1010 CUSIP: M8215R118
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 0.4 PER SHARE ISSUER YES FOR FOR
FOR SECOND HALF OF FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 0.37 PER SHARE ISSUER YES FOR FOR
FOR FIRST HALF OF FY 2018
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GENERAL ORGANIZATION FOR SOCIAL INSURANCE
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ETIHAD ETISALAT CO.
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UMM EL QURA HOTEL
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DUR HOSPITALITY COMPANY
ISSUER: Rizhao Port Co., Ltd.
TICKER: 600017 CUSIP: Y7303J100
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GAO JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG BAOHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG GANGWAN CONSTRUCTION GROUP CO., LTD.
ISSUER: Rizhao Port Co., Ltd.
TICKER: 600017 CUSIP: Y7303J100
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THAT THE FOREIGN LISTING OF ISSUER YES FOR FOR
SUBSIDIARY COMPLIES WITH THE CIRCULAR OF THE CHINA
SECURITIES REGULATORY COMMISSION ON SEVERAL ISSUE
CONCERNING THE STANDARDIZATION ON OVERSEAS LISTING OF
SUBORDINATED ENTERPRISES OF DOMESTICALLY-LISTED COM
PROPOSAL #2: APPROVE COMMITMENT OF COMPANY AND RIZHAO ISSUER YES FOR FOR
PORT YULANG PIER CO., LTD. IN CONNECTION TO SAME
INDUSTRY COMPETITION
PROPOSAL #3: APPROVE FOREIGN LISTING OF RIZHAO PORT ISSUER YES FOR FOR
YULANG PIER CO., LTD.
PROPOSAL #3.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE SHARE TYPE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE LISTING TIME ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE PRICING MANNER ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE OFFER PRINCIPLE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMMITMENT TO SUSTAINING OF ISSUER YES FOR FOR
INDEPENDENT LISTING
PROPOSAL #5: APPROVE DESCRIPTION AND PROSPECT OF ISSUER YES FOR FOR
COMPANY'S SUSTAINING OF PROFITABILITY
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Rizhao Port Co., Ltd.
TICKER: 600017 CUSIP: Y7303J100
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE ASSET ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Rizhao Port Co., Ltd.
TICKER: 600017 CUSIP: Y7303J100
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FORMULATION OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE FORMULATION OF REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE 2019 FORMULATION OF PRODUCTION ISSUER YES FOR FOR
AND OPERATION PLAN
PROPOSAL #10: APPROVE 2019 FORMULATION OF CAPITAL ISSUER YES FOR FOR
LOAN PLAN
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #13: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #14: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
RIZHAO PORT GROUP FINANCE CO., LTD.
PROPOSAL #16: APPROVE SIGNING OF COMPREHENSIVE CREDIT ISSUER YES FOR FOR
AGREEMENT WITH RIZHAO PORT GROUP SHANGHAI FINANCE
LEASING CO., LTD.
PROPOSAL #17: APPROVE ACCEPTANCE OF PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR BANK LOAN
PROPOSAL #18: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #19: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
ISSUER: Rizhao Port Co., Ltd.
TICKER: 600017 CUSIP: Y7303J100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: AMEND CODE OF CONDUCT AND INFORMATION ISSUER YES FOR FOR
INQUIRY SYSTEM FOR CONTROLLING SHAREHOLDERS AND
ULTIMATE CONTROLLERS
PROPOSAL #7: ELECT WANG LAIXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: RMB Holdings Ltd.
TICKER: RMH CUSIP: S6992P127
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT JOHAN BURGER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: RE-ELECT LAURIE DIPPENAAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: RE-ELECT PAUL HARRIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: RE-ELECT ALBERTINAH KEKANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT MAMONGAE MAHLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT RALPH MUPITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JAMES TEEGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #5.1: RE-ELECT SONJA DE BRUYN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT PER-ERIK LAGERSTROM AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: ELECT JAMES TEEGER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE ISSUE OF SHARES OR OPTIONS ISSUER YES FOR FOR
PURSUANT TO A REINVESTMENT OPTION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
DIRECTORS, PRESCRIBED OFFICERS AND EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Robinson Public Co. Ltd.
TICKER: ROBINS CUSIP: Y7318W104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SUDHISAK CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT SUDHITHAM CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT YUWADEE CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT YODHIN ANAVIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT CO., LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Robinsons Land Corporation
TICKER: RLC CUSIP: Y73196126
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF THE STOCKHOLDERS HELD ON MAY 30, 2018
PROPOSAL #2: APPROVE THE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3: APPROVE THE PLAN OF MERGER OF ALTUS MALL ISSUER YES FOR FOR
VENTURES, INC. WITH AND INTO THE CORPORATION
PROPOSAL #4.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT FREDERICK D. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT PATRICK HENRY C. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JOHNSON ROBERT G. GO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT ROBINA Y. GOKONGWEI-PE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT ROBERTO F. DE OCAMPO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT EMMANUEL C. ROJAS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: ELECT OMAR BYRON T. MIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #6: RATIFY THE ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Robinsons Retail Holdings, Inc.
TICKER: RRHI CUSIP: Y7318T101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING OF ISSUER YES FOR FOR
THE STOCKHOLDERS HELD ON MAY 28, 2018
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3.1: ELECT JOHN L. GOKONGWEI, JR. AS A ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT JAMES L. GO AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LANCE Y. GOKONGWEI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ROBINA Y. GOKONGWEI-PE AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT FAITH Y. GOKONGWEI-LIM AS A ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.6: ELECT IAN JAMES WINWARD MCLEOD AS A ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.7: ELECT SAMUEL SANGHYUN KIM AS A ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.8: ELECT ANTONIO L. GO AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT ROBERTO R. ROMULO AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT SYCIP, GORRES, VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #5: APPROVE AMENDMENT OF THE ARTICLES OF ISSUER YES AGAINST AGAINST
INCORPORATION IN ORDER TO INCREASE THE SEATS IN THE
BOARD OF DIRECTORS FROM NINE TO ELEVEN
PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND ITS COMMITTEES, OFFICERS, AND MANAGEMENT SINCE
THE LAST ANNUAL MEETING
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Rolta India Ltd.
TICKER: 500366 CUSIP: Y7324A112
MEETING DATE: 9/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT K T PARNAIK AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #2: APPROVE EXTERNAL PROVISION OF GUARANTEES ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 517 CUSIP: Y6364R100
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF COMMERCIAL REAL ISSUER YES FOR FOR
ESTATE MORTGAGE LOAN ASSET-BACKED PLAN
PROPOSAL #2: APPROVE AMENDMENT TO 2018 CORPORATE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO YUEQING ISSUER YES FOR FOR
CHANGYUE PROPERTIES CO., LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO NINGBO ISSUER YES FOR FOR
RONGCI PROPERTIES CO., LTD.
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE IMPLEMENTATION OF PROPERTY FEE ISSUER YES FOR FOR
FOR THE ASSET-BACKED SPECIAL PLAN
ISSUER: Rongan Property Co., Ltd.
TICKER: 517 CUSIP: Y6364R100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #9: APPROVE AUTHORIZATION ON PURCHASE OF ISSUER YES FOR FOR
OPERATIONAL LAND
ISSUER: Rongan Property Co., Ltd.
TICKER: 000517 CUSIP: Y6364R100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Rongsheng Petro Chemical Company Limited
TICKER: 002493 CUSIP: Y7324B102
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF LOAN CONTRACT BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD AND ISSUER YES FOR FOR
CHAIRMAN TO HANDLE ALL RELATED MATTERS
ISSUER: Rongsheng Petrochemical Co., Ltd.
TICKER: 002493 CUSIP: Y7324B102
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITION OF EQUITY OF ZHEJIANG
YONGSHENG FILM TECHNOLOGY CO., LTD. AND ZHEJIANG
JUXING CHEMICAL FIBER CO., LTD.
PROPOSAL #2: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
FOR CONTROLLED SUBSIDIARY
ISSUER: Rongsheng Petrochemical Co., Ltd.
TICKER: 2493 CUSIP: Y7324B102
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 MUTUAL GUARANTEE OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Rongsheng Petrochemical Co., Ltd.
TICKER: 002493 CUSIP: Y7324B102
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBER AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE RESTRICTION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE COMMITMENT FROM DIRECTORS, ISSUER YES FOR FOR
SENIOR MANAGEMENT, CONTROLLING SHAREHOLDER, ULTIMATE
CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION
MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Rongsheng Petrochemical Co., Ltd.
TICKER: 2493 CUSIP: Y7324B102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #6.1: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH NINGBO HENGYI TRADING CO., LTD.
PROPOSAL #6.2: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH ZHEJIANG YISHENG PETROCHEMICAL CO.,
PROPOSAL #6.3: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH HAINAN YISHENG PETROCHEMICAL CO., LTD.
PROPOSAL #6.4: APPROVE SIGNING OF PURCHASE CONTRACT ISSUER YES FOR FOR
WITH ZHEJIANG RONGSHENG HOLDING GROUP CO., LTD.
PROPOSAL #6.5: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH NINGBO ECONOMIC AND TECHNOLOGICAL
DEVELOPMENT ZONE THERMAL POWER CO., LTD.
PROPOSAL #6.6: APPROVE SIGNING OF CARGO ISSUER YES FOR FOR
TRANSPORTATION CONTRACT WITH ZHEJIANG RONGTONG
PROPOSAL #6.7: APPROVE SIGNING OF SERVICE CONTRACT ISSUER YES FOR FOR
WITH NINGBO QINGYI CHEMICAL TERMINAL CO., LTD.
PROPOSAL #6.8: APPROVE SIGNING OF AGENCY SERVICE ISSUER YES FOR FOR
CONTRACT WITH RONGSHENG COAL CO., LTD.
PROPOSAL #6.9: APPROVE SIGNING OF PROCUREMENT ISSUER YES FOR FOR
CONTRACT WITH ZHEJIANG PETROCHEMICAL XINAO (ZHOUSHAN)
GAS CO., LTD.
PROPOSAL #6.1: APPROVE SIGNING OF MAINTENANCE AND ISSUER YES FOR FOR
ENGINEERING SERVICE CONTRACT WITH ZHEJIANG DINGSHENG
PETROCHEMICAL ENGINEERING CO., LTD.
PROPOSAL #6.11: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH ZHEJIANG YISHENG PETROCHEMICAL CO.,
PROPOSAL #6.12: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH NINGBO HENGYI TRADING CO., LTD.
PROPOSAL #6.13: APPROVE SIGNING OF PURCHASE AND SALE ISSUER YES FOR FOR
CONTRACT WITH HAINAN YISHENG PETROCHEMICAL CO., LTD.
PROPOSAL #6.14: APPROVE HANDLING DEPOSITS, CREDITS ISSUER YES FOR FOR
AND SETTLEMENTS AT ZHEJIANG XIAOSHAN RURAL COMMERCIAL
BANK CO., LTD.
PROPOSAL #6.15: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH PROVISION OF ENTRUSTED LOAN
PROPOSAL #8: APPROVE GUARANTEE TO CONTROLLED ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FUTURES HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12.1: ELECT LI SHUIRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LI YONGQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT XIANG JIONGJIONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.4: ELECT LI CAIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT YU FENGDI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT QUAN WEIYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT YAO ZHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT YAN JIANMIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHENG XIAODONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT LI GUOQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT SUN GUOMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Rongsheng Petrochemical Co., Ltd.
TICKER: 2493 CUSIP: Y7324B102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Rongyu Group Co Ltd
TICKER: 002622 CUSIP: Y444CM101
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF PARTIAL NON- ISSUER YES FOR FOR
OPERATIONAL IDLE ASSETS
ISSUER: Rongyu Group Co Ltd
TICKER: 002622 CUSIP: Y444CM101
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRUST LOAN APPLICATION FROM ISSUER YES FOR FOR
ZHONGRONG INTERNATIONAL TRUST CO., LTD.
ISSUER: Rongyu Group Co., Ltd.
TICKER: 002622 CUSIP: Y444CM101
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE ESTABLISHMENT OF INVESTMENT ISSUER YES FOR FOR
DECISION COMMITTEE AS WELL AS FORMULATION OF
INVESTMENT DECISION COMMITTEE MANAGEMENT SYSTEM AND
INVESTMENT DECISION COMMITTEE MEETING RULES AND
PROCEDURES
ISSUER: Rongyu Group Co., Ltd.
TICKER: 002622 CUSIP: Y444CM101
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF CHAIRMAN'S ISSUER YES FOR FOR
CAPITAL INJECTION PLAN
ISSUER: Rongyu Group Co., Ltd.
TICKER: 2622 CUSIP: Y444CM101
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTARY EQUITY TRANSFER ISSUER YES FOR FOR
AND CAPITAL INJECTION AGREEMENT
ISSUER: Ronshine China Holdings Ltd.
TICKER: 3301 CUSIP: G76368102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT ZENG FEIYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT RUAN YOUZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT ZHANG LIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT YU LIJUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN SHUCUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT RUAN WEIFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Roo Hsing Co., Ltd.
TICKER: 4414 CUSIP: Y4480W103
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE CHANGES IN USAGE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE CANCELLATION OF 2017 PLAN FOR ISSUER YES FOR FOR
CAPITAL REDUCTION TO OFFSET LOSSES
ISSUER: Rosneft Oil Co.
TICKER: ROSN CUSIP: 67812M207
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER NO N/A N/A
MONTHS OF FISCAL 2018
ISSUER: Rosneft Oil Co.
TICKER: ROSN CUSIP: 67812M207
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8.1: ELECT OLGA ANDRIANOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.2: ELECT ALEKSANDR BOGASHOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.3: ELECT SERGEY POMA AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8.4: ELECT ZAKHAR SABANTSEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #8.5: ELECT PAVEL SHUMOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER NO N/A N/A
ISSUER: Rosneft Oil Co.
TICKER: ROSN CUSIP: X7394C106
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER NO N/A N/A
MONTHS OF FISCAL 2018
ISSUER: ROSSETI PJSC
TICKER: RSTI CUSIP: X3490A102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE OMISSION OF DIVIDENDS FOR ISSUER YES FOR FOR
PREFERRED SHARES FOR 2018
PROPOSAL #4.2: APPROVE OMISSION OF DIVIDENDS FOR ISSUER YES FOR FOR
COMMON SHARES FOR 2018
PROPOSAL #5.1: APPROVE DIVIDENDS OF RUB 0.07997 PER ISSUER YES FOR FOR
PREFERRED SHARE FOR FIRST QUARTER OF 2019
PROPOSAL #5.2: APPROVE DIVIDENDS OF RUB 0.02443 PER ISSUER YES FOR FOR
COMMON SHARE FOR FIRST QUARTER OF 2019
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.1: ELECT STANISLAV ASHIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.2: ELECT BORIS AIUEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.3: ELECT VASILII BELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.4: ELECT MAKSIM BYSTROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.5: ELECT OLEG DUBNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.6: ELECT ALEKSANDR KALININ AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #8.7: ELECT PAVEL LIVINSKII AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.8: ELECT IURII MANEVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.9: ELECT ANDREI MUROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.10: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.11: ELECT MIKHAIL RASSTRIGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.12: ELECT NIKOLAI ROGALEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.13: ELECT ANATOLII TIKHONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.14: ELECT SERGEI SHMATKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.15: ELECT NIKOLAI SHULGINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.1: ELECT SERGEI BALAGUROV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9.2: ELECT ANDREI GABOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9.3: ELECT IRINA GRECHKA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9.4: ELECT TATIANA ZOBKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9.5: ELECT DMITRII SIMOCHKIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #10: RATIFY RSM RUS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
ISSUER: Royal Bafokeng Platinum Ltd.
TICKER: RBP CUSIP: S7097C102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF THE RPM ISSUER YES FOR FOR
PARTICIPATION INTEREST AND THE RPM MINING RIGHTS
PROPOSAL #2: APPROVE THE CONTRACT MINING AND SALE OF ISSUER YES FOR FOR
ORE AGREEMENT AND TERMINATION OF THE SERVICES
PROPOSAL #3: APPROVE THE REVISED DISPOSAL OF ISSUER YES FOR FOR
CONCENTRATE AGREEMENT AND TERMINATION OF EXISTING
DISPOSAL OF CONCENTRATE AGREEMENT
PROPOSAL #4: ELECT GORDON SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AVISCHEN MOODLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Royal Group Co., Ltd.
TICKER: 002329 CUSIP: Y2931G107
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CLAIM PROCESSING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 COMPANY'S CASH COMPENSATION ISSUER YES FOR FOR
FOR PERFORMANCE COMMITMENT COMPENSATION
ISSUER: Royal Group Co., Ltd.
TICKER: 2329 CUSIP: Y2931G107
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG JIADI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HE HAIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN YIYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XIE BINGQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG WANFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YANG HONGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT MENG LIZHEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XU CHUNMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIANG GEFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHI AIPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HUANG SHENGQUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION FOR THE PROVISION ISSUER YES AGAINST AGAINST
OF GUARANTEES FOR SUBSIDIARIES WITHIN THE SCOPE OF
THE COMPANY'S BOARD OF DIRECTORS
ISSUER: Royal Group Co., Ltd.
TICKER: 002329 CUSIP: Y2931G107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Royal Group Co., Ltd.
TICKER: 002329 CUSIP: Y2931G107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Ruentex Development Co., Ltd.
TICKER: 9945 CUSIP: Y73659107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVE
ISSUER: Ruentex Industries Ltd.
TICKER: 2915 CUSIP: Y7367H107
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDENDS DISTRIBUTED FROM ISSUER YES FOR FOR
LEGAL RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND GUIDELINES FOR LOANING OF FUNDS ISSUER YES FOR FOR
AND MAKING OF ENDORSEMENT AND GUARANTEES
PROPOSAL #6: AMEND CRITERIA FOR HANDLING ACQUISITION ISSUER YES FOR FOR
AND DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR ELECTION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: RUMO SA
TICKER: RAIL3 CUSIP: P8S114104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT 11 ISSUER NO N/A N/A
PROPOSAL #4: APPROVE CHARACTERIZATION OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7.1: ELECT RUBENS OMETTO SILVEIRA MELLO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.2: ELECT MARCOS MARINHO LUTZ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.3: ELECT MARCELO DE SOUZA SCARCELA ISSUER NO N/A N/A
PORTELA AS DIRECTOR
PROPOSAL #7.4: ELECT ABEL GREGOREI HALPERN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.5: ELECT MARCELO EDUARDO MARTINS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.6: ELECT SAMEH FAHMY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.7: ELECT BURKHARD OTTO CORDES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.8: ELECT JULIO FONTANA NETO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.9: ELECT MAILSON FERREIRA DA NOBREGA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.10: ELECT RICCARDO ARDUINI AS DIRECTOR ISSUER NO N/A N/A
AND GIANCARLO ARDUINI AS ALTERNATE
PROPOSAL #7.11: ELECT MARCOS SAWAYA JUNK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RUBENS OMETTO SILVEIRA MELLO AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS MARINHO LUTZ AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO DE SOUZA SCARCELA PORTELA AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ABEL GREGOREI HALPERN AS DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCELO EDUARDO MARTINS AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SAMEH FAHMY AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BURKHARD OTTO CORDES AS DIRECTOR
PROPOSAL #9.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JULIO FONTANA NETO AS DIRECTOR
PROPOSAL #9.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAILSON FERREIRA DA NOBREGA AS DIRECTOR
PROPOSAL #9.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICCARDO ARDUINI AS DIRECTOR AND GIANCARLO
ARDUINI AS ALTERNATE
PROPOSAL #9.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCOS SAWAYA JUNK AS DIRECTOR
PROPOSAL #10: ELECT RUBENS OMETTO SILVEIRA MELLO AS ISSUER NO N/A N/A
BOARD CHAIRMAN AND MARCOS MARINHO LUTZ AS VICE-
PROPOSAL #11: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
FIVE
PROPOSAL #12.1: ELECT LUIZ CARLOS NANNINI AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND HENRIQUE ACHE PILLAR AS ALTERNATE
PROPOSAL #12.2: ELECT MARCELO CURTI AS FISCAL COUNCIL ISSUER NO N/A N/A
MEMBER AND JOAO MARCELO PEIXOTO TORRES AS ALTERNATE
PROPOSAL #12.3: ELECT FRANCISCO SILVERIO MORALES ISSUER NO N/A N/A
CESPEDE AS FISCAL COUNCIL MEMBER AND HELIO RIBEIRO
DUARTE AS ALTERNATE
PROPOSAL #12.4: ELECT CRISTINA ANNE BETTS AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND GUIDO BARBOSA DE OLIVEIRA AS
ALTERNATE
PROPOSAL #13.1: ELECT THIAGO COSTA JACINTO AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND HENRIQUE BREDDA AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #13.2: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND WALTER LUIS BERNARDES
ALBERTONI AS ALTERNATE APPOINTED BY MINORITY
SHAREHOLDER
PROPOSAL #14: APPOINT LUIZ CARLOS NANNINI AS FISCAL ISSUER NO N/A N/A
COUNCIL CHAIRMAN
PROPOSAL #15: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #16: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #17: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Run Long Construction Co. Ltd.
TICKER: 1808 CUSIP: Y48096104
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Rural Electrification Corp. Ltd.
TICKER: 532955 CUSIP: Y73650106
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SANJEEV KUMAR GUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #6: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
ISSUER: RussNeft PJSC
TICKER: RNFT CUSIP: X74353107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4.1: ELECT MIKAIL GUTSERIEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT SAID GUTSERIEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.3: ELECT ANDREI DEREKH AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.4: ELECT ANDREI ZARUBIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.5: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT AVET MIRAKIAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.7: ELECT DMITRII ROMANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.8: ELECT ROBERT SKIDELSKY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.9: ELECT SERGEI STEPASHIN S DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.10: ELECT IANA TIKHONOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.11: ELECT ROMAN TIAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.12: ELECT VLADIMIR SHCHERBAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT ELENA SAMORUKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.2: ELECT ELENA SERGEEVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.3: ELECT SERGEI CHERNYSHEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5.4: ELECT VERONIKA SHKALDOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #6: RATIFY AUDITORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
ISSUER: S P Setia Bhd.
TICKER: 8664 CUSIP: Y8132G101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANWAR JAMALULLAIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT KHOR CHAP JEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NORAINI BINTI CHE DAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PHILIP TAN PUAY KOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AZMI BIN MOHD ALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' OTHER REMUNERATION ISSUER YES FOR FOR
AND BENEFITS
PROPOSAL #8: APPROVE ERNST & YOUNG, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: S.A.C.I. Falabella SA
TICKER: FALABELLA CUSIP: P3880F108
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF 84.33 MILLION SHARES; AMEND ARTICLE 5 AND
TRANSITORY ARTICLE; APPROVE REGISTRATION OF NEW
SHARES WITH CMF AND SANTIAGO STOCK EXCHANGE; APPROVE
PRIVATE OFFERING TO QUALIFIED INVESTORS IN US
PROPOSAL #2: AUTHORIZE BOARD TO SET FINAL PRICE OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #3: APPROVE SALE OF SHARES ISSUER YES FOR FOR
PROPOSAL #5: GRANT POWERS TO BOARD TO CARRY OUT ISSUER YES FOR FOR
NECESSARY ACTIVITIES TO MATERIALIZE CAPITAL INCREASE
AND PLACING OF SHARES
ISSUER: S.A.C.I. Falabella SA
TICKER: FALABELLA CUSIP: P3880F108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, BALANCE SHEET, ISSUER YES FOR FOR
AND CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 76 PER SHARE
PROPOSAL #4: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: RECEIVE DIRECTORS COMMITTEE'S REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #12: APPROVE BUDGET OF DIRECTORS' COMMITTEE ISSUER YES FOR FOR
ISSUER: S.A.C.I. Falabella SA
TICKER: FALABELLA CUSIP: P3880F108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO FALABELLA SA; ISSUER YES FOR FOR
AMEND ARTICLE 1
PROPOSAL #2: AMEND ARTICLES 19, 21 AND 23 ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: S.F. Holding Co., Ltd.
TICKER: 2352 CUSIP: Y7T80Y105
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PRODUCTS OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN RAISED FUNDS PROJECTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: S.F. Holding Co., Ltd.
TICKER: 002352 CUSIP: Y7T80Y105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ESTABLISHMENT OF RISK MANAGEMENT ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS AND AMEND
ARTICLES OF ASSOCIATION
PROPOSAL #8: ELECT DENG WEIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE 2019 EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN
PROPOSAL #10: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: S.F. Holding Co., Ltd.
TICKER: 2352 CUSIP: Y7T80Y105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: SA Corporate Real Estate Ltd.
TICKER: SAC CUSIP: S7220D118
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2: ELECT URSULA FIKELEPI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT EBRAHIM SEEDAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT JEFF MOLOBELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT JOHN BIESMAN-SIMONS AS ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT EBRAHIM SEEDAT AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT ADILA CHOWAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE DIRECTORS TO ISSUE SHARES TO ISSUER YES FOR FOR
AFFORD SHAREHOLDERS DISTRIBUTION REINVESTMENT
ALTERNATIVES
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.5: APPROVE FEES OF THE RISK & COMPLIANCE ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE RISK & COMPLIANCE ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.7: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.9: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.1: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.12: APPROVE FEES OF THE INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE FEES OF THE SOCIAL, ETHICS & ISSUER YES FOR FOR
ENVIRONMENTAL COMMITTEE CHAIRMAN
PROPOSAL #1.14: APPROVE FEES OF THE SOCIAL, ETHICS & ISSUER YES FOR FOR
ENVIRONMENTAL COMMITTEE MEMBER
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED PARTIES
PROPOSAL #4: AUTHORISE ISSUE OF SHARES TO DIRECTORS ISSUER YES FOR FOR
WHO ELECT TO RE-INVEST THEIR CASH DISTRIBUTIONS UNDER
THE REINVESTMENT OPTION
PROPOSAL #5: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Sadbhav Engineering Limited
TICKER: 532710 CUSIP: Y7369C130
MEETING DATE: 6/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SECURED/UNSECURED ISSUER YES FOR FOR
NON-CONVERTIBLE DEBENTURES AND/OR OTHER DEBT
SECURITIES ON PRIVATE PLACEMENT BASIS
ISSUER: Sadbhav Engineering Ltd.
TICKER: 532710 CUSIP: Y7369C130
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VIKRAM R. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT VASISTHA C. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DHIRUBHAI SHAH & CO. LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, AHMEDABAD AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: SAFMAR Financial Investment PJSC
TICKER: SFIN CUSIP: X23955119
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
ISSUER: SAFMAR Financial Investment PJSC
TICKER: SFIN CUSIP: X23955119
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 14.5 PER SHARE
PROPOSAL #3.1: ELECT OLEG ANDRIIANKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT OLEG VIUGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT ALLA GRIAZNOVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.4: ELECT MIKAIL GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT SAID GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT AVET MIRAKIAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.7: ELECT ILIA MIKHAILENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.8: ELECT ALEKSANDR MIAKENKII AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT SERGEI NAZAROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.1: ELECT BILAN UZHAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.11: ELECT SERGEI TSIKALIUK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.1: ELECT ANDREI GOROKHOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT ALEKSEI ROZHKOVSKII AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT STANISLAV TURBANOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: RATIFY ERNST AND YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
ISSUER: Sahara Petrochemical Co.
TICKER: 2260 CUSIP: M8232J115
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND FOR Q1
OF FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
3,975,000 FOR FY 2018
PROPOSAL #7: APPROVE INTERIM DIVIDENDS OF SAR 1 PER ISSUER YES FOR FOR
SHARE FOR Q1 AND Q2 OF FY 2018
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: AMEND ARTICLE 30 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #10: AMEND ARTICLE 41 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #11: AMEND ARTICLE 45 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
ISSUER: Sahara Petrochemical Co.
TICKER: 2260 CUSIP: M8232J115
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE MERGER BY ABSORPTION RE: SAUDI ISSUER YES FOR FOR
INTERNATIONAL PETROCHEMICAL CO.
PROPOSAL #1b: AUTHORIZE BOARD OR A DELEGATE OF THE ISSUER YES FOR FOR
BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: SAIC Motor Corp. Ltd.
TICKER: 600104 CUSIP: Y7443N102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO SAIC ISSUER YES AGAINST AGAINST
GENERAL MOTORS FINANCIAL CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY HUAYU ISSUER YES FOR FOR
AUTOMOTIVE SYSTEMS CO., LTD. TO HUAYUAN KORBEN
SCHMIDT ALUMINUM TECHNOLOGY CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE BY HUAYU ISSUER YES FOR FOR
AUTOMOTIVE SYSTEMS CO., LTD. TO ITS SUBSIDIARIES
PROPOSAL #12: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Sailun Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE PLAN
ISSUER: Sailun Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
UNCLAIMED SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sailun Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #7: APPROVE EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Sailun Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAS BEEN GRANTED BUT NOT YET
RELEASED
PROPOSAL #2: APPROVE CHANGE REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sailun Jinyu Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YUAN ZHONGXUE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Sailun Jinyu Group Co., Ltd.
TICKER: 601058 CUSIP: Y74184105
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: SalfaCorp SA
TICKER: SALFACORP CUSIP: P831B0108
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #a.2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #c: DETERMINE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #f: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #g.1: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #g.2: RECEIVE BOARD'S RESOLUTIONS ON TYPES ISSUER YES FOR FOR
OF TRANSACTIONS IN ACCORDANCE WITH TITLE XVI OF
CHILEAN COMPANIES ACT
PROPOSAL #g.3: RECEIVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PRESENTED ON ANNUAL REPORT
PROPOSAL #h: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #i: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Samart Corp Public Co. Ltd.
TICKER: SAMART CUSIP: Y7466V148
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF LEGAL RESERVE AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT TONGCHAT HONGLADAROMP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PRINYA WAIWATANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT THANANAN VILAILUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Samba Financial Group
TICKER: 1090 CUSIP: M8234E114
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE FINAL DIVIDEND OF SAR 1.80 PER ISSUER YES FOR FOR
SHARE FOR FY 2018
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
4,755,000 FOR FY 2018
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
ISSUER: Sampo Corp.
TICKER: 1604 CUSIP: Y74706105
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: San Miguel Corporation
TICKER: SMC CUSIP: Y75106115
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT EDUARDO M. COJUANGCO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1b: ELECT RAMON S. ANG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT LEO S. ALVEZ AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT AURORA T. CALDERON AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT JOSELITO D. CAMPOS, JR. AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #1f: ELECT JOSE C. DE VENECIA, JR. AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #1g: ELECT MENARDO R. JIMENEZ AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1h: ELECT ESTELITO P. MENDOZA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1i: ELECT ALEXANDER J. POBLADOR AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1j: ELECT THOMAS A. TAN AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1k: ELECT RAMON F. VILLAVICENCIO AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #1l: ELECT INIGO ZOBEL AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1m: ELECT REYNALDO G. DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT REYNATO S. PUNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1o: ELECT MARGARITO B. TEVES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE MINUTES OF THE 2018 ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #3: APPROVE THE ANNUAL REPORT OF THE COMPANY ISSUER YES FOR FOR
FOR YEAR ENDED DECEMBER 31, 2018
PROPOSAL #4: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS SINCE THE 2018 ANNUAL
STOCKHOLDERS' MEETING
PROPOSAL #5: APPOINT R.G. MANABAT & COMPANY CPAS AS ISSUER YES FOR FOR
EXTERNAL AUDITORS
ISSUER: San Miguel Food & Beverage, Inc.
TICKER: FB CUSIP: Y7510J166
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EDUARDO M. COJUANGCO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT RAMON S. ANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT FRANCISCO S. ALEJO III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ROBERTO N. HUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EMMANUEL B. MACALALAG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FERDINAND K. CONSTANTINO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT AURORA T. CALDERON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT JOSEPH N. PINEDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT MENARDO R. JIMENEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT MA. ROMELA M. BENGZON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.11: ELECT CARMELO L. SANTIAGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT MINITA V. CHICO-NAZARIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.13: ELECT RICARDO C. MARQUEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT CIRILO P. NOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT WINSTON A. CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 11, 2018 AND
SPECIAL STOCKHOLDERS' MEETING HELD ON SEPTEMBER 12,
PROPOSAL #3: APPROVE ANNUAL REPORT OF THE COMPANY FOR ISSUER YES FOR FOR
THE YEAR ENDED DECEMBER 31, 2018
PROPOSAL #4: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS SINCE THE 2018 ANNUAL
STOCKHOLDERS' MEETING
PROPOSAL #5: APPOINT R.G. MANABAT & CO. AS EXTERNAL ISSUER YES FOR FOR
AUDITOR OF THE COMPANY FOR FISCAL YEAR 2019
ISSUER: Sanan Optoelectronics Co. Ltd.
TICKER: 600703 CUSIP: Y7478M102
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sanan Optoelectronics Co. Ltd.
TICKER: 600703 CUSIP: Y7478M102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR AND TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: APPROVE PROJECT INVESTMENT CONTRACT ISSUER YES FOR FOR
WITH THE MANAGEMENT COMMITTEE OF GEDIAN ECONOMIC AND
TECHNOLOGICAL DEVELOPMENT ZONE OF HUBEI PROVINCE
PROPOSAL #11: APPROVE AUTHORIZATION OF SENIOR ISSUER YES FOR FOR
MANAGERS ON THE PROJECT INVESTMENT CONTRACT
ISSUER: Sangfor Technologies, Inc.
TICKER: 300454 CUSIP: Y7496N108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE CASH MANAGEMENT USING IDLE FUNDS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE CASH MANAGEMENT USING IDLE ISSUER NO N/A N/A
RAISED FUNDS
PROPOSAL #9: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER NO N/A N/A
SYSTEMS
PROPOSAL #10: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #14: APPROVE INCREASE THE COMPANY'S MAXIMUM ISSUER NO N/A N/A
LOAN BALANCE TO EMPLOYEES
ISSUER: Sanjiang Shopping Club Co., Ltd.
TICKER: 601116 CUSIP: Y75010101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION PLAN
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Sanjiang Shopping Club Co., Ltd.
TICKER: 601116 CUSIP: Y75010101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
1
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
2
PROPOSAL #10: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #11: APPROVE PHASE 3 EMPLOYEE SHARE PURCHASE ISSUER YES FOR FOR
PLAN (DRAFT) AND SUMMARY
PROPOSAL #12: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 3 EMPLOYEE SHARE
PURCHASE PLAN
PROPOSAL #14: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
FUNDRAISING PLAN
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT LI YONGHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT ZHUANG HAIYAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Sanlam Ltd.
TICKER: SLM CUSIP: S7302C137
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF SHARES TO SU BEE ISSUER YES FOR FOR
INVESTMENT SPV (RF) PROPRIETARY LIMITED
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO SU BEE ISSUER YES FOR FOR
FUNDING SPV (RF) PROPRIETARY LIMITED IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO UBUNTU- ISSUER YES FOR FOR
BOTHO INVESTMENTS PROPRIETARY LIMITED IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Sanlam Ltd.
TICKER: SLM CUSIP: S7302C137
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2: REAPPOINT ERNST & YOUNG INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT C DU TOIT AS THE
INDIVIDUAL AND DESIGNATED AUDITOR
PROPOSAL #3.1: ELECT SHIRLEY ZINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT PATRICE MOTSEPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT KARABO NONDUMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT CHRIS SWANEPOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT ANTON BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: RE-ELECT SIPHO NKOSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT IAN KIRK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT PAUL HANRATTY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT MATHUKANA MOKOKA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT KARABO NONDUMO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND NON-EXECUTIVE DIRECTORS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2018
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #A: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR THE PERIOD 1 JULY 2019 UNTIL 30 JUNE
PROPOSAL #B: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #C: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #D: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #E: AMEND TRUST DEED OF THE SANLAM LIMITED ISSUER YES FOR FOR
SHARE INCENTIVE TRUST
ISSUER: Sanlux Co. Ltd.
TICKER: 2224 CUSIP: Y98936100
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Sanlux Co. Ltd.
TICKER: 002224 CUSIP: Y98936100
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF INTELLIGENT EQUIPMENT MANUFACTURING
INDUSTRIAL FUND
ISSUER: Sanlux Co. Ltd.
TICKER: 002224 CUSIP: Y98936100
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Sanlux Co. Ltd.
TICKER: 002224 CUSIP: Y98936100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sanlux Co. Ltd.
TICKER: 2224 CUSIP: Y98936100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES O ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Sanlux Co., Ltd.
TICKER: 002224 CUSIP: Y98936100
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE OF CONVERTIBLE BONDS
ISSUER: Sanofi India Limited
TICKER: 500674 CUSIP: Y04875103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SHAILESH AYYANGAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT CYRIL GRANDCHAMP-DESRAUX AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT CHARLES BILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
CHARLES BILLARD AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Sanquan Foods Co., Ltd.
TICKER: 002216 CUSIP: Y98934105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF 2016 ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sanquan Foods Co., Ltd.
TICKER: 2216 CUSIP: Y98934105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN ZEMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIA LINGDA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN NAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN XI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI NA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZANG DONGBIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SHEN XIANGKUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HAO XIUQIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT PANG DEHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #14: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND RELEVANT AUTHORIZATION
PROPOSAL #15: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Sansheng Intellectual Education Technology Co., Ltd.
TICKER: 300282 CUSIP: Y07745105
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5.1: ELECT LIN RONGBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LIANG CHUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ZHANG CHANGNAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT ZHANG HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT WANG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT ZHANG JINGUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.7: ELECT QI XIAOXI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT CHEN JINSHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT LIU YINHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT REN YIREN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT LIN WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT ZHOU JINLIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT NIU DAMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sansheng Intellectual Education Technology Co., Ltd.
TICKER: 300282 CUSIP: Y07745105
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TERMINATION OF THE COMPANY'S ISSUER YES FOR FOR
2016 STOCK OPTION INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
ISSUER: Sansheng Intellectual Education Technology Co., Ltd.
TICKER: 300282 CUSIP: Y07745113
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CHENG SHEN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Sansiri Public Co. Ltd.
TICKER: SIRI CUSIP: Y7511B287
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND DIRECTORS' ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT APICHART CHUTRAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUPANIT CHAIYAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT KITTICHAI RAKTAKANIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE OF DEBENTURES ISSUANCE ISSUER YES FOR FOR
AMOUNT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sansteel Minguang Co. Ltd.
TICKER: 002110 CUSIP: Y75035108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS WITH FUJIAN SANGANG
(GROUP) CO., LTD.
PROPOSAL #2: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS WITH PARTIAL ASSOCIATE
PROPOSAL #3: APPROVE ADJUSTMENT TO 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS WITH FUJIAN METALLURGY
(HOLDINGS) CO., LTD.
PROPOSAL #4: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS WITH FUJIAN SANAN GROUP CO., LTD.
PROPOSAL #5: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #6: APPROVE USE OF PARTIAL IDLE OWN FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sansteel Minguang Co. Ltd.
TICKER: 002110 CUSIP: Y75035108
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY QUANZHOU MINGUANG INTELLIGENT
LOGISTICS CO., LTD. AND CHANGE OF RAISED FUNDS
IMPLEMENTED SUBJECT
ISSUER: Sansteel Minguang Co. Ltd.
TICKER: 2110 CUSIP: Y75035108
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Sansteel Minguang Co. Ltd.
TICKER: 002110 CUSIP: Y75035108
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH FUJIAN SANGANG (GROUP) CO., LTD.
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
FUJIAN METALLURGICAL (HOLDINGS) CO., LTD.
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
FUJIAN SANAN GROUP CO., LTD.
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND DIRECTOR, SUPERVISOR AND SENIOR ISSUER YES FOR FOR
MANAGEMENT SALARY MANAGEMENT SYSTEM
ISSUER: Sansteel Minguang Co. Ltd.
TICKER: 2110 CUSIP: Y75035108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI XIANFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Santam Ltd.
TICKER: SNT CUSIP: S73323115
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ZUHDI ABRAHAMS AS THE
INDIVIDUAL AND DESIGNATED AUDITOR
PROPOSAL #2: RE-ELECT BRUCE CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT GUGU MTETWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PRESTON SPECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT HENNIE NEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRUCE CAMPBELL AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT GUGU MTETWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT MACHIEL REYNEKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT PRESTON SPECKMANN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
ISSUER: Santos Brasil Participacoes S.A.
TICKER: STBP3 CUSIP: P8338G103
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2017
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
ISSUER: Santos Brasil Participacoes SA
TICKER: STBP3 CUSIP: P8338G103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Santos Brasil Participacoes SA
TICKER: STBP3 CUSIP: P8338G103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER NO N/A N/A
ISSUER: Sanxiang Impression Co., Ltd.
TICKER: 000863 CUSIP: Y7743E109
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE REMUNERATION OF CHAIRMAN ISSUER YES FOR FOR
ISSUER: Sanxiang Impression Co., Ltd.
TICKER: 863 CUSIP: Y7743E109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATION OF SECURITIES ISSUER YES FOR FOR
INVESTMENT MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE ABOLISHMENT OF ENTRUSTED ISSUER YES FOR FOR
FINANCIAL PRODUCTS MANAGEMENT SYSTEM
ISSUER: Sanxiang Impression Co., Ltd.
TICKER: 863 CUSIP: Y7743E109
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF CAPITAL INCREASE ISSUER YES FOR FOR
COMMITMENTS
ISSUER: Sanxiang Impression Co., Ltd.
TICKER: 000863 CUSIP: Y7743E109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sanxiang Impression Co., Ltd.
TICKER: 863 CUSIP: Y7743E109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF OWN FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NEW EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
APPROVE LAND RESERVE INVESTMENT
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
APPROVE INVESTING IN CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH LOAN
PROPOSAL #11: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MAJOR ASSET RESTRUCTURING ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS AND PERFORMANCE COMPENSATION
PLAN
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Sany Heavy Equipment International Holdings Company Limited
TICKER: 631 CUSIP: G78163105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHANG ZHIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MAO ZHONGWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT HU JIQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sany Heavy Industry Co., Ltd.
TICKER: 600031 CUSIP: Y75268105
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 MORTGAGE AND ISSUER YES FOR FOR
FINANCIAL LEASING
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE TRANSFER OF HUNAN SANY KUAIERJU ISSUER YES FOR FOR
RESIDENTIAL INDUSTRY CO., LTD. AND RELATED PARTY
TRANSACTIONS
ISSUER: Sany Heavy Industry Co., Ltd.
TICKER: 600031 CUSIP: Y75268105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #2: APPROVE DEPOSIT AND LOAN TRANSACTIONS ISSUER YES FOR FOR
AND WEALTH MANAGEMENT WITH RELATED BANKS
PROPOSAL #3: APPROVE LAUNCHING OF MORTGAGE AND ISSUER YES FOR FOR
FINANCE LEASING BUSINESS
PROPOSAL #4: APPROVE CANCELLATION OF PARTIAL STOCK ISSUER YES FOR FOR
OPTIONS AND REPURCHASE OF PERFORMANCE SHARES
ISSUER: Sany Heavy Industry Co., Ltd.
TICKER: 600031 CUSIP: Y75268105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE FORMULATION OF REMUNERATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE FORMULATION OF REMUNERATION ISSUER NO N/A N/A
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE DEPOSIT IN SANY AUTO FINANCE ISSUER YES FOR FOR
CO., LTD. AND RELATED-PARTY TRANSACTION
PROPOSAL #10: APPROVE DEPOSIT IN SANY AUTO FINANCE ISSUER NO N/A N/A
CO., LTD. AND RELATED-PARTY TRANSACTION
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #12: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #13: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER NO N/A N/A
PROPOSAL #13: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER NO N/A N/A
COMMERCIAL PAPERS
PROPOSAL #14: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #15: APPROVE CANCELLATION OF STOCK OPTIONS ISSUER NO N/A N/A
AND REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #15: APPROVE CANCELLATION OF STOCK OPTIONS ISSUER YES FOR FOR
AND REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #16: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE TRANSFER OF EQUITY ISSUER NO N/A N/A
PROPOSAL #17: APPROVE APPLICATION OF BANK CREDIT ISSUER NO N/A N/A
LINES
PROPOSAL #17: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #18: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #19: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER NO N/A N/A
PROPOSAL #19: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
ISSUER: Sanyang Motor Co., Ltd.
TICKER: 2206 CUSIP: Y7525U107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Sao Martinho S.A.
TICKER: SMTO3 CUSIP: P8493J108
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED MARCH 31,
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOAO GUILHERME SABINO OMETTO AS VICE CHAIRMAN
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCELO CAMPOS OMETTO AS CHAIRMAN
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT NELSON MARQUES FERREIRA OMETTO AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUILHERME FONTES RIBEIRO AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MAURICIO KRUG OMETTO AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MURILO CESAR LEMOS DOS SANTOS PASSOS AS
INDEPENDENT DIRECTOR
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOAO CARLOS COSTA BREGA AS INDEPENDENT DIRECTOR
PROPOSAL #7: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT MAURICIO CURVELO DE ALMEIDA ISSUER YES ABSTAIN AGAINST
PRADO AS FISCAL COUNCIL MEMBER AND MARCOS RIBEIRO
BARBOSA AS ALTERNATE
PROPOSAL #8.2: ELECT CARLOS ALBERTO ERCOLIN AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND ISABEL CRISTINA BITTENCOURT
SANTIAGO AS ALTERNATE
PROPOSAL #9: ELECT MASSAO FABIO OYA AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND MARIA ELVIRA LOPES GIMENEZ AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #10: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Sao Martinho S.A.
TICKER: SMTO3 CUSIP: P8493J108
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES 5, 21, 22, 26 AND 32 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Sao Martinho SA
TICKER: SMTO3 CUSIP: P8493J108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT FOR SPIN-OFF OF USINA ISSUER YES FOR FOR
SANTA LUIZA S.A. (USL) AND ABSORPTION OF SPUN-OFF
ASSETS AND APPROVE AGREEMENT TO ABSORB PULISIC
PARTICIPACOES LTDA. (PULISIC)
PROPOSAL #2: APPOINT VALORUP AUDITORES INDEPENDENTES ISSUER YES FOR FOR
(VALORUP) AS INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS AND APPROVE INDEPENDENT FIRM'S
PROPOSAL #3: APPROVE SPIN-OFF OF USINA SANTA LUIZA ISSUER YES FOR FOR
S.A. (USL) AND ABSORPTION OF SPUN-OFF ASSETS AND
APPROVE ABSORPTION OF PULISIC PARTICIPACOES LTDA.
(PULISIC)
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Sappi Ltd.
TICKER: SAP CUSIP: S73544108
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED SEPTEMBER 2018
PROPOSAL #2: ELECT ZOLA MALINGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT STEVE BINNIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT ROB JAN RENDERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT KAREN OSAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT PETER MAGEZA AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT MIKE FALLON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT ZOLA MALINGA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT KAREN OSAR AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.5: RE-ELECT ROB JAN RENDERS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH COENIE BASSON AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #6.1: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS FOR THE PURPOSE OF THE
SAPPI LIMITED PERFORMANCE SHARE INCENTIVE TRUST
PROPOSAL #6.2: AUTHORISE ANY SUBSIDIARY TO SELL AND ISSUER YES FOR FOR
TO TRANSFER TO THE SAPPI LIMITED SHARE INCENTIVE
TRUST AND THE SAPPI LIMITED PERFORMANCE SHARE
INCENTIVE TRUST SUCH SHARES AS MAY BE REQUIRED FOR
THE PURPOSES OF THE SCHEMES
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: Sapura Energy Berhad
TICKER: SAPNRG CUSIP: Y7516Y100
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHAHRIL SHAMSUDDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MOHAMED RASHDI MOHAMED GHAZALLI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT MUHAMAD NOOR HAMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES AND BENEFITS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST AND YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Sapura Energy Bhd.
TICKER: 5218 CUSIP: Y7516Y100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENOUNCEABLE RIGHTS ISSUE OF ISSUER YES AGAINST AGAINST
SHARES WITH FREE DETACHABLE WARRANTS
PROPOSAL #2: APPROVE RENOUNCEABLE RIGHTS ISSUE OF ISSUER YES AGAINST AGAINST
ISLAMIC REDEEMABLE CONVERTIBLE PREFERENCE SHARES
PROPOSAL #3: APPROVE EXEMPTION TO PERMODALAN NASIONAL ISSUER YES FOR FOR
BERHAD, AMANAH SAHAM BUMIPUTERA AND PERSONS ACTING
IN CONCERT WITH THEM FROM THE OBLIGATION TO UNDERTAKE
A MANDATORY TAKE-OVER OFFER FOR ALL THE REMAINING
SEB SHARES, WARRANTS AND RCPS-I NOT ALREADY OW
PROPOSAL #4: APPROVE EXECUTIVE SHARES OPTION SCHEME ISSUER YES AGAINST AGAINST
(ESOS)
PROPOSAL #5: APPROVE GRANT OF ESOS OPTIONS TO SHAHRIL ISSUER YES AGAINST AGAINST
SHAMSUDDIN
PROPOSAL #1: AMEND CONSTITUTION ISSUER YES FOR FOR
ISSUER: Sapura Energy Bhd.
TICKER: 5218 CUSIP: Y7516Y100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STRATEGIC PARTNERSHIP BETWEEN ISSUER YES FOR FOR
SAPURA ENERGY BERHAD AND OMV AKTIENGESELLSCHAFT
PROPOSAL #2: APPROVE PROPOSED PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Sasa Polyester Sanayi AS
TICKER: SASA CUSIP: M82341104
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Sasol Ltd.
TICKER: SOL CUSIP: 803866102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT COLIN BEGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT STEPHEN CORNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MANUEL CUAMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT JJ NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT BONGANI NQWABABA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MURIEL DUBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MARTINA FLOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT N NDIWENI AS
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT TRIX KENNEALY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT NOMGANDO MATYUMZA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT JJ NJEKE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.5: RE-ELECT STEPHEN WESTWELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #7: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL AND/OR SASOL BEE ORDINARY SHARES
PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY
PROPOSAL #11: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
TERMINATION OF CONTRACT VERIFICATION PROCESS AND THE
ADOPTION OF THE BEE VERIFICATION AGENT PROCESS
PROPOSAL #12: AUTHORISE ISSUE OF SOLBE1 SHARES ISSUER YES FOR FOR
PURSUANT TO THE AUTOMATIC SHARE EXCHANGE
ISSUER: Saturday Co., Ltd.
TICKER: 2291 CUSIP: Y261DZ109
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YU HONGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HE JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HUANG JINYE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU XIANGNENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIANG QIANYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI DUANJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHAO XIAOLAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Saudi Airlines Catering Co.
TICKER: 6004 CUSIP: M8234B102
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 5.55 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
3,098,000 FOR FY 2018
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES AGAINST AGAINST
NEW REST HOLDING
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES AGAINST AGAINST
NEW REST HOLDING
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDUL MOHSEN ABDUL AZIZ AL HAKEER HOLDING GROUP
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
WEST GULF COMPANY LIMITED
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
EMAAR THE ECONOMIC CITY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
EMAAR THE ECONOMIC CITY
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL COMMERCIAL BANK
PROPOSAL #16: ALLOW JONATHAN TORIANI TO ENGAGE IN ISSUER YES FOR FOR
COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #17: ALLOW ABDULKAREEM AL SALMI TO ENGAGE IN ISSUER YES FOR FOR
COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #18: ALLOW SAMI AL HAKEER TO ENGAGE IN ISSUER YES FOR FOR
COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #19: AMEND ARTICLE 4 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #20: AMEND ARTICLE 20 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEMBERSHIP
PROPOSAL #21: AMEND ARTICLE 23 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN, VICE CHAIRMAN AND BOARD SECRETARY POWERS
PROPOSAL #22: AMEND ARTICLE 29 OF BYLAWS RE: ISSUER YES FOR FOR
GOVERNANCE AND BOARD MEMBERSHIP
ISSUER: Saudi Arabian Fertilizer Co.
TICKER: 2020 CUSIP: M8T36M107
MEETING DATE: 4/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1.00 ISSUER YES FOR FOR
FOR Q1 AND Q2 OF FY 2018
PROPOSAL #6: APPROVE INTERIM DIVIDENDS OF SAR 1.50 ISSUER YES FOR FOR
FOR Q3 AND Q4 OF FY 2018
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: ELECT YOUSSIF AL SAHIBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 1.396,712 FOR FY 2018
PROPOSAL #11: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLE 27 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN'S PERMISSIONS
PROPOSAL #13: AMEND ARTICLE 35 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #14: AMEND ARTICLE 42 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #15: AMEND ARTICLE 46 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
ISSUER: Saudi Basic Industries Corp.
TICKER: 2010 CUSIP: M8T36U109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 2.20 ISSUER YES FOR FOR
PER SHARE FOR Q1 AND Q2 OF FY 2018
PROPOSAL #6: APPROVE INTERIM DIVIDENDS OF SAR 2.20 ISSUER YES FOR FOR
PER SHARE FOR Q3 AND Q4 OF FY 2018
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1,800,000 FOR FY 2018
PROPOSAL #9.1: ELECT ABDULAZEEZ AL JARBOU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.2: ELECT YOUSSIF AL BOUNYAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.3: ELECT RASHID SHAREEF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.4: ELECT ROBERTO GUALDONI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.5: ELECT CALUM MACLEAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.6: ELECT ABDULLAH AL ISSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.7: ELECT KHALID NAHASS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.8: ELECT MOHAMMED NAHASS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.9: ELECT NADIR AL WAHEEBI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.10: ELECT KHALID AL NOUAISSIR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.11: ELECT IBRAHIM AL ASSAF AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.12: ELECT LOAY MOUSSA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.13: ELECT ADIL AL SHAYA AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #11: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
ISSUER: Saudi Cement Co.
TICKER: 3030 CUSIP: M8235J112
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 1.50 FOR Q1 AND ISSUER YES FOR FOR
Q2 OF FY 2018
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 1.75 FOR Q3 AND ISSUER YES FOR FOR
Q4 OF FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
4,945,000 FOR FY 2018
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED CEMENT
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CEMENT PRODUCT INDUSTRY COMPANY LIMITED
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI NATIONAL INSURANCE COMPANY
PROPOSAL #11: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
PROPOSAL #12: APPROVE NOMINATION AND REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHARTER
PROPOSAL #13: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #15: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
ISSUER: Saudi Chemical Co.
TICKER: 2230 CUSIP: M8T402105
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1.25 ISSUER YES FOR FOR
PER SHARE FOR Q1 AND Q2 OF FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF SAR 200,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
ISSUER: Saudi Electricity Co.
TICKER: 5110 CUSIP: M8T51J104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DIVIDENDS OF SAR 0.7 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
888,462 FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL AHLI COMMERCIAL BANK
ISSUER: Saudi Ground Services Co.
TICKER: 4031 CUSIP: M8255M102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
FOR FY 2019
PROPOSAL #7: APPROVE INTERIM DIVIDENDS OF SAR 1.30 ISSUER YES FOR FOR
PER SHARE FOR Q1 AND Q2 OF FY 2018
PROPOSAL #8: APPROVE INTERIM DIVIDENDS OF SAR 0.80 ISSUER YES FOR FOR
PER SHARE FOR Q3 AND Q4 OF FY 2018
PROPOSAL #9: ELECT SALIH ABDULRAHMAN AS AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #10.1: ELECT MANSOUR AL BUSAILI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.2: ELECT OMAR JAFRI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.3: ELECT ALI AL MADAH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.4: ELECT WALEED BAMAROUF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.5: ELECT ABDULAZEEZ AL MOLHEM AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #10.6: ELECT BASEM AL SALOOM AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.7: ELECT MOHAMMED AL HAMAD AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.8: ELECT FAISAL KAYAL AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.9: ELECT SAAD AL AZORI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.10: ELECT MOHAMMED AL YAMNI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.11: ELECT SALIH HEFNI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.12: ELECT MOHAMMED AL MOAMMAR AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #10.13: ELECT FARRAJ ABUTHANEIN AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.14: ELECT ABDULLAH AL SOUILMI AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #10.15: ELECT MOHAMMED DAWOOD AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.16: ELECT FAHD AL SHOAIBI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.17: ELECT KHALID AL BOAININ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.18: ELECT BADR AL HARTHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10.19: ELECT OMAR HARIRI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #11: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES CARGO CO RE:
GROUND HANDLING SERVICES
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES CARGO CO RE:
OIL SERVICES
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND NAS AIRLINES CO RE: GROUND
HANDLING SERVICES
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND NAS AIRLINE CO RE: OIL
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI CARGO CO RE: GROUND
HANDLING SERVICES
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI CARGO CO RE: OIL
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDIA AEROSPACE ENGINEERING
INDUSTRY CO RE: GROUND HANDLING SERVICES
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDIA AEROSPACE ENGINEERING
INDUSTRY CO RE: OIL SERVICES
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES CATERING CO
RE: DISTRIBUTION OF AIR MAGAZINE
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES CATERING CO
RE: OIL SERVICES
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND PRIVATE AIR SAUDI ARABIA CO
RE: GROUND HANDLING SERVICES
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND PRIVATE AIR SAUDI ARABIA CO
RE: OIL SERVICES
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND ROYAL FLEET SERVICES CO RE:
GROUND HANDLING SERVICES
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND ROYAL FLEET SERVICES CO RE:
OIL SERVICES
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND NATIONAL AVIATION GROUND
SUPPORT CO RE: GROUND HANDLING SERVICES
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND NATIONAL AVIATION GROUND
SUPPORT CO RE: OIL SERVICES
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND FLY ADEAL CO RE: GROUND
HANDLING SERVICES
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAAS CO RE: STAFFING AND
EQUIPING SERVICES
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAAS CO RE: OIL SERVICES
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI HOLDING CO RE: STAFFING
SERVICE
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAAS CO RE: RENTAL SERVICES
FOR OPERATIONAL VEHICLES
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI BASIC AVIATION COMPANY
RE: TECHNICAL SERVICES
PROPOSAL #34: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI BASIC AVIATION COMPANY
RE: TICKETING SERVICES
PROPOSAL #35: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI ARABIAN AIRLINE RE:
CATERING SERVICES FOR COMPANY EMPLOYEES
PROPOSAL #36: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AVIATION ENGINEERING &
INDUSTRY COMPANY RE: MAINTENANCE SERVICES
PROPOSAL #37: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAAS CO RE: INTERNAL PILOTS
AND PASSENGERS TRANSPORTATION
PROPOSAL #38: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI REAL ESTATE COMPANY RE:
INTERNAL PILOTS AND PASSENGERS TRANSPORTATION
PROPOSAL #39: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI SHIPPING CO. LTD RE:
SHIPPING SERVICES
PROPOSAL #40: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES RE:
TRANSACTIONS PAID ON BEHALF OF THE PENSION COMPANY
PROPOSAL #41: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
BETWEEN THE COMPANY AND SAUDI AIRLINES RE:
TRANSACTIONS PAID ON BEHALF OF THE COMPANY TO THE
MEDICAL INSURANCE CO
ISSUER: Saudi Industrial Investment Group
TICKER: 2250 CUSIP: M8235U117
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE DIVIDENDS OF SAR 1.25 PER SHARE ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF SAR 200,000 PER ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019 AND FIRST QUARTER OF FY 2020
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL PETROCHEMICAL COMPANY
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #10: AMEND ARTICLE 14 OF BYLAWS RE: CHANGES ISSUER YES FOR FOR
IN CAPITAL
PROPOSAL #11: AMEND ARTICLE 21 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
PREROGATIVES
PROPOSAL #12: AMEND ARTICLE 23 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN, CEO AND BOARD SECRETARY POWERS
PROPOSAL #13: AMEND ARTICLE 32 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #14: AMEND ARTICLE 33 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY REGISTRATION
PROPOSAL #15: AMEND ARTICLE 43 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #16: AMEND ARTICLE 47 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #17: AMEND ARTICLE 48 OF BYLAWS RE: INCOME ISSUER YES FOR FOR
ALLOCATION
PROPOSAL #18: AMEND CORPORATE GOVERNANCE POLICY ISSUER YES FOR FOR
ISSUER: Saudi International Petrochemical Co.
TICKER: 2310 CUSIP: M8257M100
MEETING DATE: 4/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1.15 ISSUER YES FOR FOR
FOR Q1 AND Q2 OF FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES AGAINST AGAINST
4,200,000 FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 FOR FY 2019 AND Q1 OF
FY 2020
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CREATE GENERAL RESERVE ACCOUNT ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO APPROVE ITS CHARTER
PROPOSAL #10: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL POWER ACADEMY
ISSUER: Saudi International Petrochemical Co.
TICKER: 2310 CUSIP: M8257M100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ISSUE SHARES OF 100 PERCENT OF CAPITAL ISSUER YES FOR FOR
IN CONNECTION WITH ACQUISITION OF SAHRA COMPANY
PROPOSAL #1b: AMEND ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #1c: AMEND ARTICLES OF BYLAWS RE: CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1d: AUTHORIZE BOARD OR A DELEGATE OF THE ISSUER YES FOR FOR
BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
ISSUER: Saudi Kayan Petrochemical Co.
TICKER: 2350 CUSIP: M82585106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019 AND FIRST QUARTER OF FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1.4 MILLION FOR FY 2018
ISSUER: Saudi Marketing Co.
TICKER: 4006 CUSIP: M8236W104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE ABSENCE OF DIVIDENDS FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF SAR 150,000 EACH ISSUER YES FOR FOR
DIRECTOR FOR FY 2018
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DAR AL KARAM RESTAURANT
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PURE SPRINGS AGENCIES AND TRADING COMPANY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SPACE TOURISM AND TRAVEL AGENCY COMPANY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PURE SPRINGS AGENCIES AND TRADING COMPANY
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DAR AL KARAM RESTAURANT
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PURE SPRINGS AGENCIES AND TRADING COMPANY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL ASWAD TRADING COMPANY
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL DAWAA MEDICAL SERVICES COMPANY
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL DAWAA MEDICAL SERVICES COMPANY
ISSUER: Saudi Pharmaceutical Industries & Medical Appliances Corp.
TICKER: 2070 CUSIP: M8T589109
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1 FOR ISSUER YES FOR FOR
Q3 AND Q4 OF FY 2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1,900,000 FOR FY 2018
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAK HEALTH CARE SUBSIDIARY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DAMMAM PHARMACEUTICAL SUBSIDIARY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
DAMMAM PHARMACEUTICAL SUBSIDIARY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAK HEALTH CARE SUBSIDIARY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SPIMACO MOROCCO SUBSIDIARY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TASSILI ARAB PHARMACEUTICAL
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TASSILI ARAB PHARMACEUTICAL
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL QASSIM MEDICAL SERVICES SUBSIDIARY
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAK HEALTH CARE SUBSIDIARY AND AL QUSSAIM MEDICAL
SERVICES SUBSIDIARY
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL WATAN PHARMACEUTICAL SUBSIDIARY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAK HEALTH CARE SUBSIDIARY AND AL MAALI MEDICAL
SERVICES
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAK HEALTH CARE SUBSIDIARY AND ARAKM MEDICAL
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KAD MIDDLE EAST PHARMACEUTICAL
ISSUER: Saudi Pharmaceutical Industries & Medical Appliances Corp.
TICKER: 2070 CUSIP: M8T589109
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
ISSUER: Saudi Public Transport Co.
TICKER: 4040 CUSIP: M8T58D100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE ABSENCE OF DIVIDENDS FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1.8 MILLION FOR FY 2018
ISSUER: Saudi Real Estate Co.
TICKER: 4020 CUSIP: M8T58E108
MEETING DATE: 3/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
ISSUER: Saudi Real Estate Co.
TICKER: 4020 CUSIP: M8T58E108
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3, Q4 FOR FY 2019 AND Q1 FOR FY
2020
PROPOSAL #5: APPROVE ABSENCE OF DIVIDENDS FOR FY 2018 ISSUER YES FOR FOR
PROPOSAL #6: ELECT NASSIR KADSAH AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: ELECT ADEEB ABANAMI AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: ELECT AHMED AL MUHIMED AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
ISSUER: Saudi Research & Marketing Group
TICKER: 4210 CUSIP: M82595105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #6: ELECT MOUSSA AL OMRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
HALA PRINTING COMPANY
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL MADINA AL MONAORA PRINTING COMPANY
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI PRINTING AND PACKAGING COMPANY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL MADARAT ADVERTISING COMPANY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL MADARAT ADVERTISING COMPANY AND MIRAGE MOVIES
COMPANY
ISSUER: Saudi Telecom Co.
TICKER: 7010 CUSIP: M8T596104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2018 AND Q1 OF
FY 2020
PROPOSAL #5: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
UPCOMING THREE FISCAL YEARS
PROPOSAL #6: APPROVE DIVIDENDS OF SAR 2 PER SHARE FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #7: AMEND ARTICLE 16.B OF BYLAWS RE: SUKUK ISSUER YES AGAINST AGAINST
AND BONDS
PROPOSAL #8: AMEND ARTICLE 29.2 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #9: AMEND ARTICLE 40 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #10: AMEND ARTICLE 44.2 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #11: AMEND NOMINATION AND REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #12: AMEND NOMINATION AND REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHARTER
PROPOSAL #13: AMEND AUDIT COMMITTEE CHARTER AND ISSUER YES FOR FOR
APPROVE REMUNERATION OF ITS MEMBERS
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #15: AUTHORIZE ISSUANCE OF SUKUK AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO SET TERMS OF ISSUANCE
ISSUER: Saudia Dairy & Foodstuff Co.
TICKER: 2270 CUSIP: M8250T102
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE INTERIM DIVIDEND OF SAR 2,0 PER ISSUER YES FOR FOR
SHARE FOR Q3, Q4 OF FY 2018
PROPOSAL #5: APPROVE INTERIM DIVIDEND OF SAR 2,0 PER ISSUER YES FOR FOR
SHARE FOR Q1, Q2 OF FY 2018
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3, Q4 FOR FY 2019 AND Q1 FOR FY
2020
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
2,800,000 FOR FY 2018
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BURUJ COOPERATIVE INSURANCE CO.
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BURUJ COOPERATIVE INSURANCE CO. MULTIPLE
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BKC CONSULTING CO.
ISSUER: Saurer Intelligent Technology Co., Ltd.
TICKER: 600545 CUSIP: Y9722N100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRANSACTION ESTIMATES AND AUTHORIZATIONS
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ESTIMATES AND ISSUER YES AGAINST AGAINST
AUTHORIZATIONS
PROPOSAL #3: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Saurer Intelligent Technology Co., Ltd.
TICKER: 600545 CUSIP: Y9722N100
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AS WELL AS WAIVER OF PREEMPTIVE RIGHT
ISSUER: Saurer Intelligent Technology Co., Ltd.
TICKER: 600545 CUSIP: Y9722N100
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: ELECT CARSTEN VOIGTLAENDER AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Saurer Intelligent Technology Co., Ltd.
TICKER: 600545 CUSIP: Y9722N100
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO SAURER ISSUER YES FOR FOR
SPINNING SOLUTIONS GMBH & CO. KG
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Saurer Intelligent Technology Co., Ltd.
TICKER: 600545 CUSIP: Y9722N100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE CHANGES IN ACCOUNTING POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #10: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Savola Group
TICKER: 2050 CUSIP: M8237G108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 FY 2019 AND FY 2020
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #7: ELECT MOHAMMED AL ISSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MOHAMMED AL ISSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9.1: ELECT SULEIMAN AL MUHAIDIB AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.2: ELECT BADR AL ISSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.3: ELECT ISSAM AL MUHAIDIB AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.4: ELECT MOATAZ AL AZZAWI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.5: ELECT ABULAZEEZ AL GHUFAILY AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #9.6: ELECT ADNAN SOUFI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.7: ELECT FAHD AL QASSIM AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.8: ELECT OMAR AL FARSI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.9: ELECT MOHAMMED AL ISSA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.1: ELECT BADR AL RABEAH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.11: ELECT ABULRAHMAN ADAS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.12: ELECT RAKAN AL FADL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.13: ELECT ALI AL ASKR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.14: ELECT MOHAMMED AL MOAMIR AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.15: ELECT YASSIR AL HARBI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.16: ELECT RAAD AL QAHTANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.17: ELECT ABULAZEEZ DABIL AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.18: ELECT HAZIM AL FAWAZ AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.19: ELECT IBRAHIM AL HARTHI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.2: ELECT SALIH AL YAMI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #9.21: ELECT NOUF AL QAHBANI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #10: AMEND ARTICLE 3 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #11: AMEND ARTICLE 28 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #12: AMEND ARTICLE 39 OF BYLAWS RE: ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #13: AMEND ARTICLE 44 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #14: ELECT MEMBERS OF AUDIT COMMITTEE, ISSUER YES FOR FOR
APPROVE ITS CHARTER AND THE REMUNERATION OF ITS
PROPOSAL #15: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND ALMARAI
CO
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN UNITED SUGAR COMPANY A SUBSIDIARY AND ALMARAI
CO
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN INTERNATIONAL FOOD INDUSTRIES CO A SUBSIDIARY
AND ALMARAI CO
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN AFIA INTERNATIONAL MARKETING & DISTRIBUTION A
SUBSIDIARY AND ALMARAI CO
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND MAYAR
FOODS CO
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND DEL
MONTE CO
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND NESTLE
SAUDI ARABIA LIMITED
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND AL
MANHAL WATER FACTORY CO. LTD.
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND ABDUL
QADER ALMUHAIDIB & SONS CO.
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND
ALMAHBAJ ALSHAMIA TRADING COMPANY
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND DEL
MONTE SAUDI ARABIA COMPANY
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN PANDA RETAIL COMPANY A SUBSIDIARY AND HERFY
FOOD SERVICES COMPANY
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN AFIA INTERNATIONAL MARKETING & DISTRIBUTION A
SUBSIDIARY AND HERFY FOOD SERVICES COMPANY
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN UNITED SUGAR COMPANY A SUBSIDIARY AND HERFY
FOOD SERVICES COMPANY
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BETWEEN INTERNATIONAL FOOD INDUSTRIES CO A SUBSIDIARY
AND HERFY FOOD SERVICES COMPANY
ISSUER: Sberbank Russia OJSC
TICKER: SBER CUSIP: X76317100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF RUB 16 PER SHARE
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT ESKO TAPANI AHO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT LEONID BOGUSLAVSKY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.3: ELECT VALERY GOREGLYAD AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.4: ELECT HERMAN GREF AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.5: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.6: ELECT NADEZHDA IVANOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.7: ELECT SERGEY IGNATYEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.8: ELECT NIKOLAY KUDRYAVTSEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.9: ELECT ALEXANDER KULESHOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT GENNADY MELIKYAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.11: ELECT MAKSIM ORESHKIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.12: ELECT OLGA SKOROBOGATOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.13: ELECT NADIA WELLS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.14: ELECT SERGEY SHVETSOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6: ELECT HERMAN GREF AS CEO ISSUER NO N/A N/A
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10.1: ELECT ALEXEY BOGATOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.2: ELECT NATALYA BORODINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.3: ELECT MARIA VOLOSHINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.4: ELECT TATYANA DOMANSKAYA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.5: ELECT YULIA ISAKHANOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.6: ELECT IRINA LITVINOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #10.7: ELECT ALEXEY MINENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
ISSUER: SBI Life Insurance Co. Ltd.
TICKER: 540719 CUSIP: Y753N0101
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT GERARD BINET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GMJ & CO., CHARTERED ACCOUNTANTS ISSUER YES FOR FOR
AND PSD & ASSOCIATES, CHARTERED ACCOUNTANTS AS JOINT
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SANJEEV NAUTIYAL AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #6: APPROVE SBI LIFE EMPLOYEES STOCK OPTION ISSUER YES FOR FOR
PLAN 2018 AND SBI LIFE EMPLOYEES STOCK OPTION SCHEME
2018
ISSUER: Scientex Bhd.
TICKER: 4731 CUSIP: Y7542A100
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIM PENG CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOORIZAH BINTI HJ ABD HAMID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Scientex Bhd.
TICKER: 4731 CUSIP: Y7542A100
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ORDINARY SHARES ISSUER YES FOR FOR
REPRESENTING 42.41 PERCENT EQUITY INTEREST IN
DAIBOCHI BERHAD AND PROPOSED MANDATORY TAKEOVER OFFER
TO ACQUIRE ALL REMAINING SHARES IN DAIBOCHI BERHAD
ISSUER: ScinoPharm Taiwan Ltd.
TICKER: 1789 CUSIP: Y7540Z107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: SDI Corp.
TICKER: 2351 CUSIP: Y7544F107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: SDIC Capital Co., Ltd.
TICKER: 600061 CUSIP: Y8045P107
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: SDIC Capital Co., Ltd.
TICKER: 600061 CUSIP: Y8045P107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
REPORT AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT WANG JINGYU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: SDIC Capital Co., Ltd.
TICKER: 600061 CUSIP: Y8045P107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
REPORT OF APPRAISAL COMMITTEE
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE FORMULATION AND REVISION OF THE ISSUER YES AGAINST AGAINST
COMPANY'S BASIC SYSTEM
PROPOSAL #11.1: ELECT YANG KUIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT QU LIXIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT ZHANG WENXIONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: SDIC Power Holdings CO., LTD.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
YUNNAN METALLURGICAL NEW ENERGY CO., LTD.
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES AGAINST AGAINST
ISSUER: SDIC Power Holdings CO., LTD.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 ANNUAL WORK REPORT OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS REMUNERATION AND APPRAISAL
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ICOL ISSUER YES FOR FOR
COMPANY
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS AND RENEWABLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE, ISSUANCE METHOD ISSUER YES FOR FOR
AND PAR VALUE
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF RENEWABLE BONDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SCALE, ISSUANCE METHOD ISSUER YES FOR FOR
AND PAR VALUE
PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #3.5: APPROVE TERMS FOR DEFERRED PAYMENT OF ISSUER YES FOR FOR
INTEREST
PROPOSAL #3.6: APPROVE RESTRICTIONS FOR DEFERRED ISSUER YES FOR FOR
PAYMENT OF INTEREST
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QU LIXIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIANG HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: SDIC Power Holdings Co., Ltd.
TICKER: 600886 CUSIP: Y3746G100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OPERATIONS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Sealand Securities Co., Ltd.
TICKER: 000750 CUSIP: Y2941X108
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
ISSUER: Sealand Securities Co., Ltd.
TICKER: 750 CUSIP: Y2941X108
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF RIGHTS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
RIGHTS ISSUANCE
PROPOSAL #3: APPROVE RIGHTS ISSUE SCHEME (SECOND ISSUER YES FOR FOR
REVISION)
PROPOSAL #4: APPROVE FURTHER CLARIFICATIONS ON SHAREHOLDER YES FOR FOR
EXTENSION OF RESOLUTION VALIDITY PERIOD OF RIGHTS
ISSUANCE
PROPOSAL #5: APPROVE FURTHER CLARIFICATIONS ON SHAREHOLDER YES FOR FOR
APPROVE AUTHORIZATION OF THE BOARD TO HANDLE ALL
RELATED MATTERS RELATED TO THE RIGHTS ISSUANCE
ISSUER: Sealand Securities Co., Ltd.
TICKER: 000750 CUSIP: Y2941X108
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OWN CAPITAL INVESTMENT BUSINESS ISSUER YES FOR FOR
SCALE AND RISK LIMIT
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
MANAGEMENT SYSTEM (2019 REVISION)
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Seazen Holdings Co. Ltd.
TICKER: 601155 CUSIP: Y267C9105
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE 2019 INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE JOINT INVESTMENT WITH RELATED ISSUER YES AGAINST AGAINST
PARTY
PROPOSAL #13: APPROVE DIRECT FINANCING PLAN ISSUER YES FOR FOR
ISSUER: Security Bank Corp. (Philippines)
TICKER: SECB CUSIP: Y7571C100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON APRIL 24, 2018
PROPOSAL #2: APPROVE THE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY THE ACTS, RESOLUTIONS, AND ISSUER YES FOR FOR
PROCEEDINGS OF THE BOARD OF DIRECTORS, THE MANAGEMENT
COMMITTEES, OFFICERS, AND AGENTS OF THE CORPORATION
AS REFLECTED IN THE MINUTES
PROPOSAL #4.1: ELECT DIANA P. AGUILAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT PHILIP T. ANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT GERARD H. BRIMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT ANASTASIA Y. DY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT FREDERICK Y. DY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JOSEPH R. HIGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT JAMES JK HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT RAMON R. JIMENEZ, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT JIKYEONG KANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT NAPOLEON L. NAZARENO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: ELECT CIRILO P. NOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT TAKAHIRO ONISHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT ALFONSO L. SALCEDO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: ELECT RAFAEL F. SIMPAO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.15: ELECT MASAAKI SUZUKI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.16: ELECT ALBERTO S. VILLAROSA AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Sekerbank TAS
TICKER: SKBNK CUSIP: M82584109
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EXTERNAL AUDITORS AND ACCEPT ISSUER YES AGAINST AGAINST
AUDIT REPORT
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND COMPANY ARTICLES 18 AND 28 ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Semirara Mining & Power Corp.
TICKER: SCC CUSIP: Y7628G112
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 7, 2018
PROPOSAL #2: APPROVE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND THE MANAGEMENT FROM THE DATE OF THE LAST ANNUAL
STOCKHOLDERS' MEETING UP TO THE DATE OF THIS MEETING
PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT EXTERNAL AUDITOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.3: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT MARIA CRISTINA C. GOTIANUN AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT JOSEFA CONSUELO C. REYES AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.9: ELECT NESTOR D. DADIVAS AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.1: ELECT ROGELIO M. MURGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT HONORIO O. REYES-LAO AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: Senao International Co., Ltd.
TICKER: 2450 CUSIP: Y7632F100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT KUNG-LIANG YEH, WITH ID ISSUER YES FOR FOR
NO.R100075XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT YUNG-LIN SU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.00001588, AS INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT WEN-TSAN WU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A123803XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.8: ELECT NON-INDEPENDENT DIRECTOR 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.9: ELECT NON-INDEPENDENT DIRECTOR 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.10: ELECT NON-INDEPENDENT DIRECTOR 7 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.11: ELECT NON-INDEPENDENT DIRECTOR 8 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Serba Dinamik Holdings Berhad
TICKER: 5279 CUSIP: Y7632W103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOHD ABDUL KARIM BIN ABDULLAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT DAUD BIN AWANG PUTERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ROZILAWATI BINTI HAJI BASIR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Sercomm Corp.
TICKER: 5388 CUSIP: Y7670W106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF ORDINARY ISSUER YES FOR FOR
SHARES OR CONVERTIBLE BONDS
PROPOSAL #6.1: ELECT PAUL WANG, REPRESENTATIVE OF ISSUER YES FOR FOR
PACIFIC VENTURES PARTNERS CO., LTD., WITH SHAREHOLDER
NO. 730 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JAMES WANG, REPRESENTATIVE OF ISSUER YES FOR FOR
ZHOU JIAN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
17723 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT LU SHYUE-CHING, REPRESENTATIVE ISSUER YES FOR FOR
OF YUN ZHOU INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
117220 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT BEN LIN, REPRESENTATIVE OF ZHEN ISSUER YES FOR FOR
BANG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
117181 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT SHIH, CHIN-TAY WITH ID NO. ISSUER YES FOR FOR
R101349XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT STEVE K. CHEN WITH ID NO. ISSUER YES FOR FOR
1958011XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT ROSE TSOU WITH ID NO. E220471XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: 818150302
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ALEKSEI MORDASHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT ALEKSANDR SHEVELEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT ALEKSEI KULICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT ANDREI MITIUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT AGNES ANNA RITTER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT PHILIP JOHN DAYER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.7: ELECT DAVID ALUN BOWEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT VEIKKO SAKARI TAMMINEN AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #2.9: ELECT VALDIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.1: ELECT ALEKSANDR AUZAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3: APPROVE INTERIM DIVIDENDS OF RUB 45.94 ISSUER YES FOR FOR
FOR FIRST SIX MONTHS OF FISCAL 2018
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: 818150302
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #4: CANCEL REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: 818150302
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ALEXEI MORDASHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.2: ELECT ALEXANDER SHEVELEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.3: ELECT ALEXEY KULICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.4: ELECT ANDREY MITYUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.5: ELECT AGNES ANNA RITTER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.6: ELECT PHILIP JOHN DAYER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.7: ELECT DAVID ALUN BOWEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.8: ELECT VEIKKO SAKARI TAMMINEN AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.9: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.10: ELECT ALEXANDER AUZAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND REGULATIONS ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: 818150302
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST ISSUER YES FOR FOR
QUARTER OF FISCAL 2019
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: X7805W105
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ALEKSEI MORDASHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT ALEKSANDR SHEVELEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT ALEKSEI KULICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT ANDREI MITIUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT AGNES ANNA RITTER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT PHILIP JOHN DAYER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.7: ELECT DAVID ALUN BOWEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT VEIKKO SAKARI TAMMINEN AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #2.9: ELECT VALDIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.1: ELECT ALEKSANDR AUZAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3: APPROVE INTERIM DIVIDENDS OF RUB 45.94 ISSUER YES FOR FOR
FOR FIRST SIX MONTHS OF FISCAL 2018
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: X7805W105
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
PROPOSAL #2: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #4: CANCEL REGULATIONS ON AUDIT COMMISSION ISSUER YES FOR FOR
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: X7805W105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ALEXEI MORDASHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.2: ELECT ALEXANDER SHEVELEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.3: ELECT ALEXEY KULICHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.4: ELECT ANDREY MITYUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.5: ELECT AGNES ANNA RITTER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #1.6: ELECT PHILIP JOHN DAYER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.7: ELECT DAVID ALUN BOWEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.8: ELECT VEIKKO SAKARI TAMMINEN AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #1.9: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #1.10: ELECT ALEXANDER AUZAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND REGULATIONS ON REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
ISSUER: Severstal PAO
TICKER: CHMF CUSIP: X7805W105
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST ISSUER YES FOR FOR
QUARTER OF FISCAL 2019
ISSUER: SGIS Songshan Co., Ltd.
TICKER: 000717 CUSIP: Y7676V102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #2: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: SGIS Songshan Co., Ltd.
TICKER: 717 CUSIP: Y7676V102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: SGIS Songshan Co., Ltd.
TICKER: 000717 CUSIP: Y7676V102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INFRASTRUCTURE TECHNOLOGY REFORM ISSUER YES FOR FOR
PROJECT INVESTMENT FRAMEWORK PLAN
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #9: APPROVE FINANCIAL DERIVATIVES INVESTMENT ISSUER YES FOR FOR
PLAN
ISSUER: SGIS Songshan Co., Ltd.
TICKER: 000717 CUSIP: Y7676V102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2.1: ELECT LI SHIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU JIANRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG YONGSHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT MO LING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT TAN YAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT LIU ZHONGHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XIANG LING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LIU ER AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LAI WANLI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shaanxi Aerospace Power Hi-Tech Co., Ltd.
TICKER: 600343 CUSIP: Y7680H107
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shaanxi Aerospace Power Hi-Tech Co., Ltd.
TICKER: 600343 CUSIP: Y7680H107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #9: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: ELECT HUANG ZHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shaanxi Broadcast & TV Network Intermediary (Group) Co., Ltd.
TICKER: 600831 CUSIP: Y3744U101
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAN PU AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Shaanxi Broadcast & TV Network Intermediary (Group) Co., Ltd.
TICKER: 600831 CUSIP: Y3744U101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #10: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
PLAN
PROPOSAL #11: APPROVE CHANGE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shaanxi Coal Industry Co., Ltd.
TICKER: 601225 CUSIP: Y7679D109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3.1: ELECT MIN LONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG SHIBIN AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT LI XIANGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHANG RUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LI JINFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT WAN YONGXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT SHENG XIULING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LI ZHENDONG AS SUPERVISOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT WANG XIANGTAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shaanxi Coal Industry Co., Ltd.
TICKER: 601225 CUSIP: Y7679D109
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
PROPOSAL #2: APPROVE CHANGES IN COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER REGARDING THE HORIZONTAL
COMPETITION PREVENTION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shaanxi Coal Industry Co., Ltd.
TICKER: 601225 CUSIP: Y7679D109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shaanxi Fenghuo Electronics Co., Ltd.
TICKER: 000561 CUSIP: Y77011107
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Shaanxi Fenghuo Electronics Co., Ltd.
TICKER: 561 CUSIP: Y77011107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND REMUNERATION AND PERFORMANCE ISSUER YES FOR FOR
APPRAISAL MANAGEMENT METHOD OF SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES AND DECREASE IN REGISTERED CAPITAL
PROPOSAL #10: APPROVE INCREASE IN BUSINESS SCOPE AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11.1: ELECT TANG DAKAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT SONG TAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT TAN YUECHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT LI PEIFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT ZHAO LANPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT ZHAO PU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT YANG XIUYUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHANG JUNRUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT RU SHAOFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHANG YAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT ZHANG TIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.3: ELECT WANG GUANQI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shaanxi International Trust Co., Ltd.
TICKER: 563 CUSIP: Y7700Z103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shaanxi International Trust Co., Ltd.
TICKER: 563 CUSIP: Y7700Z103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
TRUST PLAN
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shaanxi J&R Optimum Energy Co., Ltd.
TICKER: 300116 CUSIP: Y7676Q103
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL INVENTORIES FOR ISSUER YES FOR FOR
THE REALIZATION OF ASSET DISCOUNTS BY WHOLLY-OWNED
SUBSIDIARY
ISSUER: Shaanxi J&R Optimum Energy Co., Ltd.
TICKER: 300116 CUSIP: Y7676Q103
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREDIT ENHANCEMENT MEASURES FOR ISSUER YES FOR FOR
LOAN APPLICATION OF SUBSIDIARIES
PROPOSAL #2: APPROVE SIGNING OF CAPITAL INJECTION ISSUER YES FOR FOR
AGREEMENT
ISSUER: Shaanxi J&R Optimum Energy Co., Ltd.
TICKER: 300116 CUSIP: Y7676Q103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 PHASE ISSUER YES FOR FOR
2 STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.1: APPROVE GOAL AND PRINCIPLES OF THE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE TIME ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE GRANT AND EXERCISE CONDITIONS ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE
COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE APPRAISAL MEASURES OF THE STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE SUPPLEMENTAL CAPITAL INCREASE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shaanxi J&R Optimum Energy Co., Ltd.
TICKER: 300116 CUSIP: Y7676Q103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shaanxi Jinye Science Technology & Education Group Co., Ltd.
TICKER: 812 CUSIP: Y77028101
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES FROM CHINA EVERBRIGHT BANK SHENZHEN
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF WHOLLY-OWNED
SUBSIDIARY SHAANXI JINYE PRINTING CO., LTD. FROM
BANK OF BEIJING
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF WHOLLY-OWNED
SUBSIDIARY SHAANXI JINYE PRINTING CO., LTD. FROM
BANK OF CHONGQING
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY
NORTHWESTERN POLYTECHNICAL UNIVERSITY, MINGDE COLLEGE
FROM CHINA ZHESHANG BANK
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF CONTROLLED
SUBSIDIARY NORTHWESTERN POLYTECHNICAL UNIVERSITY,
MINGDE COLLEGE FROM CHINA MERCHANTS BANK
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY JINYE SHENYUAN FROM JIANGSU
FINANCIAL LEASING
ISSUER: Shaanxi Jinye Science Technology & Education Group Co., Ltd.
TICKER: 812 CUSIP: Y77028101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF NORTHWESTERN POLYTECHNICAL
UNIVERSITY MING DE COLLEGE FROM BANK OF BEIJING
PROPOSAL #3: APPROVE COUNTER GUARANTEE PROVISION FOR ISSUER YES FOR FOR
THE CREDIT LINE APPLICATION OF NORTHWESTERN
POLYTECHNICAL UNIVERSITY MING DE COLLEGE FROM BANK OF
COMMUNICATIONS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI JINYE SHENYUAN INFORMATION TECHNOLOGY CO.,
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
KUNMING RICHFUN PRINTING CO., LTD.
ISSUER: Shaanxi Jinye Science Technology & Education Group Co., Ltd.
TICKER: 812 CUSIP: Y77028101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ESTIMATES
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
AMOUNTING TO CNY 50 MILLION
PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
AMOUNTING TO CNY 170 MILLION
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
FROM INDUSTRIAL BANK
ISSUER: Shaanxi Jinye Science Technology and Education Co., Ltd Group
TICKER: 000812 CUSIP: Y77028101
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #3: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF A NEW FACTORY AREA
PROPOSAL #4: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PURCHASE OF NEW EQUIPMENT BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #6: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF A CONTROLLED SUBSIDIARY
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shaanxi Ligeance Mineral Resources Co., Ltd.
TICKER: 000697 CUSIP: Y7702Q101
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: Shaanxi Ligeance Mineral Resources Co., Ltd.
TICKER: 000697 CUSIP: Y7702Q101
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ASSETS ISSUER YES FOR FOR
ISSUER: Shaanxi Provincial Natural Gas Co., Ltd.
TICKER: 002267 CUSIP: Y7676K106
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PENG YUANZHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Shaanxi Provincial Natural Gas Co., Ltd.
TICKER: 2267 CUSIP: Y7676K106
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS AND 2018 STANDARD BASE SALARY
PROPOSAL #1.1: APPROVE 2017 REMUNERATION ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE 2018 STANDARD BASE SALARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF WHOLLY-OWNED SUBSIDIARY OF XI'AN HUATONGXIN
ENERGY COMPANY LIMITED
PROPOSAL #3: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF XI'AN ZHONGMIN GAS CO., LTD.
PROPOSAL #4: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF TONGCHUAN NATURAL GAS CO., LTD.
PROPOSAL #5: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF WEINAN NATURAL GAS CO., LTD.
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
OF SHAANXI LIQUEFIED NATURAL GAS INVESTMENT AND
DEVELOPMENT CO., LTD.
ISSUER: Shaanxi Provincial Natural Gas Co., Ltd.
TICKER: 002267 CUSIP: Y7676K106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRODUCTION MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #9: ELECT BI WEI AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shaanxi Yanchang Petroleum Chemical Engineering Co., Ltd.
TICKER: 600248 CUSIP: Y7678L102
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITIONS BY WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE SIGNING OF CONSTRUCTION ISSUER YES FOR FOR
AGREEMENT BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Shaanxi Yanchang Petroleum Chemical Engineering Co., Ltd.
TICKER: 600248 CUSIP: Y7678L102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: APPROVE SIGNING OF GENERAL CONSTRUCTION ISSUER YES FOR FOR
SUBCONTRACTOR AGREEMENT OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Shaanxi Yanchang Petroleum Chemical Engineering Co., Ltd.
TICKER: 600248 CUSIP: Y7678L102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF INDEPENDENT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SIGNING OF CONSTRUCTION ISSUER YES FOR FOR
CONTRACT
ISSUER: Shan Dong Sun Paper Industry Joint Stock Co., Ltd.
TICKER: 002078 CUSIP: Y7681V105
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL INVESTMENT IN WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND INVESTMENT IN A PAPERMAKING
PROJECT
ISSUER: Shan Dong Sun Paper Industry Joint Stock Co., Ltd.
TICKER: 2078 CUSIP: Y7681V105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Shan Dong Sun Paper Industry Joint Stock Co., Ltd.
TICKER: 2078 CUSIP: Y7681V105
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI HONGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI NA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIU ZEHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG ZONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT SUN YUNBAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN GUANTING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LUO YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU YANMIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT YANG LINNA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #6: APPROVE CHANGE OF COMPANY'S ENGLISH NAME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shan Dong Yisheng Livestock & Poultry Breeding Co Ltd
TICKER: 002458 CUSIP: Y76849101
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shan Xi Coking Co., Ltd.
TICKER: 600740 CUSIP: Y7701S108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCE LEASE APPLICATION ISSUER YES FOR FOR
ISSUER: Shandong Airlines Co., Ltd.
TICKER: 200152 CUSIP: Y7682N102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG AIRLINES GROUP CO., LTD.
PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG TAIKOO AIRCRAFT ENGINEERING CO., LTD.
PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG XIANGYU AVIATION TECHNICAL SERVICE CO.,
PROPOSAL #6.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG AIRLINES RAINBOW AUTO SERVICE CO., LTD.
PROPOSAL #6.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG AIRLINES NEW AIR MEDIA CO., LTD.
PROPOSAL #6.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
AIR CHINA LIMITED
PROPOSAL #6.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
BEIJING AIRCRAFT MAINTENANCE ENGINEERING CO., LTD.
PROPOSAL #6.8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
SICHUAN INTERNATIONAL AVIATION ENGINE MAINTENANCE
CO., LTD.
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shandong Bohui Paper Industry Co., Ltd.
TICKER: 600966 CUSIP: Y767A4107
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE NOT TO PREPARE FOR REPORT ON THE ISSUER YES FOR FOR
USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT AND SUBSCRIPTION
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #10: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Shandong Bohui Paper Industry Co., Ltd.
TICKER: 600966 CUSIP: Y767A4107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Shandong Bohui Paper Industry Co., Ltd.
TICKER: 600966 CUSIP: Y767A4123
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shandong Bohui Paper Industry Co., Ltd.
TICKER: 600966 CUSIP: Y767A4123
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION OF ISSUER YES FOR FOR
COMPANY AND SUBSIDIARY
PROPOSAL #4: APPROVE SIGNING OF POWER SUPPLY CONTRACT ISSUER YES FOR FOR
AND SUPPLY STEAM CONTRACT WITH SHANDONG TIANYUAN
THERMAL POWER CO., LTD.
PROPOSAL #5: APPROVE SINGING OF POWER SUPPLY CONTRACT ISSUER YES FOR FOR
AND SUPPLY STEAM CONTRACT WITH ZIBO DAHUA PAPER CO.,
LTD. AND SHANDONG TIANYUAN THERMAL POWER CO., LTD.
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG BOHUI PULPING CO., LTD. AND SHANDONG
TIANYUAN THERMAL POWER CO., LTD.
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU BOHUI PAPER CO., LTD. ANDJIANGSU FENGYUAN
THERMAL POWER CO., LTD.
PROPOSAL #8: APPROVE RAW MATERIAL SUPPLY AGREEMENT ISSUER YES FOR FOR
WITH JIANGSU BOHUI PAPER CO., LTD. ANDJIANGSU HAIXING
CHEMICAL CO., LTD.
PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS ISSUER YES FOR FOR
ISSUER: Shandong Bohui Paper Industry Co., Ltd.
TICKER: 600966 CUSIP: Y767A4123
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER DIVIDEND RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8.1: ELECT ZHOU TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT HUANG PEIQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Shandong Buchang Pharmaceuticals Co., Ltd.
TICKER: 603858 CUSIP: Y767AS104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BASIC REMUNERATION OF THE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2: APPROVE BASIC REMUNERATION OF THE ISSUER YES FOR FOR
PRESIDENT, SENIOR MANAGEMENT MEMBERS AND VICE
PROPOSAL #3: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #3.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.6: APPROVE USE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shandong Buchang Pharmaceuticals Co., Ltd.
TICKER: 603858 CUSIP: Y767AS104
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND EQUITY INVESTMENT PROJECTS CO- ISSUER YES FOR FOR
INVESTMENT MANAGEMENT METHOD
PROPOSAL #4: APPROVE FORMULATION OF REPURCHASE ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: APPROVE REPLACEMENT OF PARTIAL ASSET ISSUER YES FOR FOR
ACQUISITION AND RELATED PARTY TRANSACTIONS
PROPOSAL #6: APPROVE JOINT DECLARATION OF SCIENCE AND ISSUER YES FOR FOR
TECHNOLOGY PROJECTS AS WELL AS RELATED PARTY
TRANSACTIONS
PROPOSAL #7: APPROVE COMPANY ENTRUSTED SHAANXI ISSUER YES FOR FOR
INSTITUTE OF INTERNATIONAL TRADE & COMMERCE TO CARRY
OUT SCIENTIFIC RESEARCH AND DEVELOPMENT WORK AS WELL
AS RELATED PARTY TRANSACTIONS
PROPOSAL #8.1: ELECT CHEN ZHANSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shandong Buchang Pharmaceuticals Co., Ltd.
TICKER: 603858 CUSIP: Y767AS104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE APPLICATION FOR FINANCING AND ISSUER YES AGAINST AGAINST
GUARANTEE PROVISION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FOURTH REVISION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
PROPOSAL #7: APPROVE SUBSCRIPTION FOR NEW SHARES OF SHAREHOLDER YES FOR FOR
GUANGDONG NANYUE BANK THROUGH PRIVATE PLACING BY
ZHANJIANG CHENMING AND THE TRANSFER OF SHARES OF
GUANGDONG NANYUE BANK HELD BY OTHER SHAREHOLDERS TO
ZHANJIANG CHENMING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FOURTH REVISION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
SHAREHOLDERS' MEETING RESOLUTION AND AUTHORIZATION OF
THE ISSUANCE OF CORPORATE BOND
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI CHENMING INDUSTRY CO., LTD.
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE PLEDGE OF ASSETS BY A SUBSIDIARY SHAREHOLDER YES FOR FOR
FOR THE FINANCIAL LEASING BUSINESS BY SHOUGUANG
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V104
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROPOSED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE ANNUAL REMUNERATION SCHEME OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF GENERAL CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GENERAL BANKING FACILITIES OF SUBSIDIARIES
PROPOSAL #12.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #12.4: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #12.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #12.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SUPER AND SHORT-TERM
COMMERCIAL PAPERS
PROPOSAL #13.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #13.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF MEDIUM-TERM NOTES
PROPOSAL #14.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #14.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SHORT-TERM COMMERCIAL PAPERS
PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT HU CHANGQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.3: ELECT LI XINGCHUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.4: ELECT CHEN GANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.5: ELECT HAN TINGDE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.6: ELECT LI CHUANXUAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.7: ELECT WAN MEIQUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.8: ELECT SUN JIANFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.9: ELECT YANG BIAO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.1: ELECT LI DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT PAN AILING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.3: ELECT ZHANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: APPROVE ISSUE OF COMMERCIAL MORTGAGE SHAREHOLDER YES FOR FOR
BACKED SECURITIES BACKED BY AN OFFICE PROPERTY OF A
SUBSIDIARY
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FOURTH REVISION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FOURTH REVISION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
PROPOSAL #7: APPROVE SUBSCRIPTION FOR NEW SHARES OF SHAREHOLDER YES FOR FOR
GUANGDONG NANYUE BANK THROUGH PRIVATE PLACING BY
ZHANJIANG CHENMING AND THE TRANSFER OF SHARES OF
GUANGDONG NANYUE BANK HELD BY OTHER SHAREHOLDERS TO
ZHANJIANG CHENMING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
SHAREHOLDERS' MEETING RESOLUTION AND AUTHORIZATION OF
THE ISSUANCE OF CORPORATE BOND
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI CHENMING INDUSTRY CO., LTD.
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE PLEDGE OF ASSETS BY A SUBSIDIARY SHAREHOLDER YES FOR FOR
FOR THE FINANCIAL LEASING BUSINESS BY SHOUGUANG
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V112
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROPOSED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE ANNUAL REMUNERATION SCHEME OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF GENERAL CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GENERAL BANKING FACILITIES OF SUBSIDIARIES
PROPOSAL #12.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #12.4: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #12.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #12.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SUPER AND SHORT-TERM
COMMERCIAL PAPERS
PROPOSAL #13.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #13.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF MEDIUM-TERM NOTES
PROPOSAL #14.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #14.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SHORT-TERM COMMERCIAL PAPERS
PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT HU CHANGQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.3: ELECT LI XINGCHUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.4: ELECT CHEN GANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.5: ELECT HAN TINGDE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.6: ELECT LI CHUANXUAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.7: ELECT WAN MEIQUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.8: ELECT SUN JIANFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.9: ELECT YANG BIAO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.1: ELECT LI DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT PAN AILING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.3: ELECT ZHANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: APPROVE ISSUE OF COMMERCIAL MORTGAGE SHAREHOLDER YES FOR FOR
BACKED SECURITIES BACKED BY AN OFFICE PROPERTY OF A
SUBSIDIARY
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS OF THE NON-PUBLIC ISSUE OF SHARES
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
PROPOSAL #7: APPROVE SUBSCRIPTION FOR NEW SHARES OF SHAREHOLDER YES FOR FOR
GUANGDONG NANYUE BANK THROUGH PRIVATE PLACING BY
ZHANJIANG CHENMING AND THE TRANSFER OF SHARES OF
GUANGDONG NANYUE BANK HELD BY OTHER SHAREHOLDERS TO
ZHANJIANG CHENMING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIFTH AMENDMENTS TO THE NON- ISSUER YES FOR FOR
PUBLIC OFFERING OF A SHARES
PROPOSAL #2: APPROVE FIFTH AMENDMENTS TO DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS BY THE NON-PUBLIC OFFERING OF A
SHARES AND REMEDIAL MEASURES
PROPOSAL #3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE FOR NON-PUBLIC OFFERING OF A
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION AND ISSUER YES FOR FOR
THE ENTERING INTO OF CONDITIONAL SHARE SUBSCRIPTION
AGREEMENT WITH TARGET SUBSCRIBER IN RELATION TO THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5: APPROVE FOURTH REVISION OF FEASIBILITY ISSUER YES FOR FOR
ANALYSIS REPORT ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
SHAREHOLDERS' MEETING RESOLUTION AND AUTHORIZATION OF
THE ISSUANCE OF CORPORATE BOND
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI CHENMING INDUSTRY CO., LTD.
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE PLEDGE OF ASSETS BY A SUBSIDIARY SHAREHOLDER YES FOR FOR
FOR THE FINANCIAL LEASING BUSINESS BY SHOUGUANG
ISSUER: Shandong Chenming Paper Holdings Ltd.
TICKER: 200488 CUSIP: Y7682V120
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROPOSED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE ANNUAL REMUNERATION SCHEME OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF GENERAL CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GENERAL BANKING FACILITIES OF SUBSIDIARIES
PROPOSAL #12.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #12.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #12.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #12.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SUPER AND SHORT-TERM
COMMERCIAL PAPERS
PROPOSAL #13.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #13.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF MEDIUM-TERM NOTES
PROPOSAL #14.1: APPROVE SIZE ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE ISSUE TARGET ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE TERM OF VALIDITY OF THE ISSUER YES FOR FOR
RESOLUTION
PROPOSAL #14.7: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
THE COMPANY'S ISSUE OF SHORT-TERM COMMERCIAL PAPERS
PROPOSAL #15.1: ELECT CHEN HONGGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT HU CHANGQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.3: ELECT LI XINGCHUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.4: ELECT CHEN GANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.5: ELECT HAN TINGDE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.6: ELECT LI CHUANXUAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.7: ELECT WAN MEIQUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.8: ELECT SUN JIANFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.9: ELECT YANG BIAO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.1: ELECT LI DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT PAN AILING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.3: ELECT ZHANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: APPROVE ISSUE OF COMMERCIAL MORTGAGE SHAREHOLDER YES FOR FOR
BACKED SECURITIES BACKED BY AN OFFICE PROPERTY OF A
SUBSIDIARY
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
ISSUER: Shandong Denghai Seeds Co., Ltd.
TICKER: 002041 CUSIP: Y767A0113
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT JIANG WEIJUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT WANG LONGXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT YAN LIXIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT CHENG LI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT ZHANG XIQUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT TANG SHIWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT PAN AILING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT HUANG FANGLIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT SUN AIRONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT WANG HUANBANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT LI YUMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT SONG SHUJUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Denghai Seeds Co., Ltd.
TICKER: 2041 CUSIP: Y767A0113
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL INSTITUTIONS LOW-RISK FINANCIAL PRODUCTS
ISSUER: Shandong Gold Mining Co., Ltd.
TICKER: 600547 CUSIP: Y76831109
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR GREEN ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE GREEN CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #2.7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shandong Gold Mining Co., Ltd.
TICKER: 1787 CUSIP: Y76831109
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SERVICE AGREEMENTS SIGNED WITH ISSUER YES FOR FOR
THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF
THE COMPANY
ISSUER: Shandong Gold Mining Co., Ltd.
TICKER: 1787 CUSIP: Y76831109
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCING OF A WHOLLY-OWNED SUBSIDIARY IN HONG KONG
ISSUER: Shandong Gold Mining Co., Ltd.
TICKER: 1787 CUSIP: Y76831109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
EXTRACTS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
ISSUANCE OF BONUS SHARES
PROPOSAL #8: APPROVE EXPECTED CONNECTED TRANSACTIONS ISSUER YES FOR FOR
DURING THE ORDINARY COURSE OF BUSINESS IN 2019
PROPOSAL #9: APPROVE APPOINTMENT OF ACCOUNTING FIRMS ISSUER YES FOR FOR
AND INCREASE IN ANNUAL AUDIT SERVICE FEES
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND INCREASE IN AUDIT SERVICE FEES
PROPOSAL #11: APPROVE 2018 APPRAISAL REPORT ON ISSUER YES FOR FOR
INTERNAL CONTROL
PROPOSAL #12: APPROVE 2018 SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #13: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USE OF PROCEEDS IN 2018
PROPOSAL #14: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT WITH SHANDONG GOLD GROUP FINANCE CO.,
PROPOSAL #15: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shandong Gold Mining Co., Ltd.
TICKER: 1787 CUSIP: Y76831109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
ISSUANCE OF BONUS SHARES
ISSUER: Shandong Hi-Speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LV SIZHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shandong Hi-speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PARTICIPATION IN SHARE ISSUANCE ISSUER YES FOR FOR
OF WEIHAI CITY COMMERCIAL BANK CO., LTD.
ISSUER: Shandong Hi-speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FORMULATION OF REMUNERATION ISSUER YES AGAINST AGAINST
MANAGEMENT SYSTEM FOR DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
ISSUER: Shandong Hi-speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN JINGTAI EXPRESSWAY ISSUER YES FOR FOR
DEZHOU (LUYIJIE) TO QIHE SECTION RECONSTRUCTION AND
EXPANSION PROJECT
ISSUER: Shandong Hi-speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WEI JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shandong Hi-speed Co., Ltd.
TICKER: 600350 CUSIP: Y767AH108
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #13: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: Shandong Hi-Speed Road & Bridge Co., Ltd.
TICKER: 000498 CUSIP: Y1969Q102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE PLAN FOR CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE USAGE AND SCOPE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: ELECT ZHOU ZHIYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shandong Hi-Speed Road & Bridge Co., Ltd.
TICKER: 498 CUSIP: Y1969Q102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSIDIARY TO IMPLEMENT MARKET ISSUER YES FOR FOR
ORIENTED DEBT-TO-EQUITY CAPITAL INCREASE
PROPOSAL #2: ELECT ZHAO YAWEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shandong Hi-Speed Road & Bridge Co., Ltd.
TICKER: 498 CUSIP: Y1969Q102
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FRAMEWORK AGREEMENT ISSUER YES FOR FOR
WITH RELATED PARTY
PROPOSAL #2: APPROVE LOAN PROVISION BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
ISSUER: Shandong Hi-Speed Road & Bridge Co., Ltd.
TICKER: 000498 CUSIP: Y1969Q102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO DEPOSITS AND LOANS
PROPOSAL #10: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER YES FOR FOR
BETWEEN SUBSIDIARIES
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12.1: ELECT WANG ZHENJIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT CHEN JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHANG HONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT LI FENGSHOU AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT GAO GUICHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT ZHANG YIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shandong Homey Aquatic Development Co., Ltd.
TICKER: 600467 CUSIP: Y767A8116
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BANK LOAN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Shandong Homey Aquatic Development Co., Ltd.
TICKER: 600467 CUSIP: Y767A8116
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: AMEND AUDIT COMMITTEE REGULATIONS ISSUER YES FOR FOR
ISSUER: Shandong Hualu-Hengsheng Chemical Co., Ltd.
TICKER: 600426 CUSIP: Y76843104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN PHASE 2
PROPOSAL #1.1: APPROVE PURPOSE OF IMPLEMENTING THE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE VALIDITY DATE, GRANT DATE, ISSUER YES FOR FOR
LOCKING AND UNLOCKING ARRANGEMENTS AS WELL AS LOCK-UP
PERIOD
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE IMPLEMENTATION PROCEDURE ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.13: APPROVE PRINCIPLE OF RESTRICTED STOCK ISSUER YES FOR FOR
REPURCHASE CANCELLATION
PROPOSAL #1.14: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PHASE 2 PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE SIGNING OF DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
ISSUER: Shandong Hualu-Hengsheng Chemical Co., Ltd.
TICKER: 600426 CUSIP: Y76843104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE QUALITY IMPROVEMENT PROJECT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMIDE AND NYLON NEW MATERIALS ISSUER YES FOR FOR
PROJECT
PROPOSAL #12: APPROVE USE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
STRUCTURE DEPOSITS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shandong Huatai Paper Co. Ltd.
TICKER: 600308 CUSIP: Y7680S103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE AUDIT COMMITTEE ANNUAL ISSUER YES FOR FOR
PERFORMANCE REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shandong Huatai Paper Co., Ltd.
TICKER: 600308 CUSIP: Y7680S103
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: Shandong Humon Smelting Co. Ltd.
TICKER: 2237 CUSIP: Y76834103
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER NO N/A N/A
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Shandong Humon Smelting Co. Ltd.
TICKER: 2237 CUSIP: Y76834103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
CREDIT LINES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: APPROVE GUARANTEE FOR SUBSIDIARY ISSUER NO N/A N/A
ISSUER: Shandong Iron & Steel Co., Ltd.
TICKER: 600022 CUSIP: Y7677W109
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ISSUANCE OF 2017 ISSUER YES FOR FOR
GREEN BONDS AND APPLICATION OF 2018 GREEN BONDS
ISSUER: Shandong Jinjing Science & Technology Stock Co., Ltd.
TICKER: 600586 CUSIP: Y7677B105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY IN MALAYSIA
ISSUER: Shandong Jinjing Science & Technology Stock Co., Ltd.
TICKER: 600586 CUSIP: Y7677B105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shandong Jinjing Science & Technology Stock Co., Ltd.
TICKER: 600586 CUSIP: Y7677B105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shandong Linglong Tyre Co., Ltd.
TICKER: 601966 CUSIP: Y76796104
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN SERBIA ISSUER YES FOR FOR
ISSUER: Shandong Linglong Tyre Co., Ltd.
TICKER: 601966 CUSIP: Y76796104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: ELECT CAO ZHIWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shandong Linglong Tyre Co., Ltd.
TICKER: 601966 CUSIP: Y76796104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BUSINESS PLAN AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE SIGNING OF SERVICE SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT WITH RELATED PARTIES
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #12: AMEND INVESTMENT AND FINANCING ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #13: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shandong Lukang Pharmaceutical Co., Ltd.
TICKER: 600789 CUSIP: Y7678Y104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Shandong Meichen Ecology & Environment Co. Ltd.
TICKER: 300237 CUSIP: Y7685C103
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ISSUE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE AUTHORIZATION OF ZHENG ISSUER YES FOR FOR
ZHAOWEI, LI RONGHUA AND SUN SHUQIN TO HANDLE ALL
ISSUER: Shandong Meichen Ecology & Environment Co. Ltd.
TICKER: 300237 CUSIP: Y7685C103
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO CONVERTIBLE
BONDS ISSUANCE
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION FOR ADDITIONAL ISSUER YES FOR FOR
GUARANTEE PROVISION TO COMPANY BY WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #6: APPROVE PRIVATE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE ISSUE SCALE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #6.6: APPROVE GUARANTOR AND GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE METHOD FOR THE REPAYMENT OF ISSUER YES FOR FOR
PRINCIPAL AND INTEREST
PROPOSAL #6.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #6.10: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #6.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6.12: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shandong Meichen Ecology & Environment Co. Ltd.
TICKER: 300237 CUSIP: Y7685C103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #3: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #3.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL USED
FOR THE SHARE REPURCHASE
PROPOSAL #3.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.5: APPROVE PRICE AND PRICE RANGE OR ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #3.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #3.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shandong Meichen Ecology & Environment Co. Ltd.
TICKER: 300237 CUSIP: Y7685C103
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOP ACCOUNTS RECEIVABLE FOR ISSUER YES FOR FOR
FACTORING BUSINESS AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY PARENT ISSUER YES FOR FOR
COMPANY FOR ACCOUNTS RECEIVABLE OF FACTORING
BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Shandong Meichen Ecology & Environment Co. Ltd.
TICKER: 300237 CUSIP: Y7685C103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION ON GUARANTEE ISSUER YES FOR FOR
PROVISION BY PARENT COMPANY AND SUBSIDIARY FOR BANK
FINANCINGS OF THEIR SUBSIDIARIES
PROPOSAL #8: APPROVE AUTHORIZATION ON FINANCING ISSUER YES FOR FOR
GUARANTEE PROVISION BY WHOLLY-OWNED SUBSIDIARY TO
PARENT COMPANY
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
ISSUER: Shandong Minhe Animal Husbandry Co. Ltd.
TICKER: 2234 CUSIP: Y76833105
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF INCENTIVE ISSUER YES FOR FOR
FUNDS
ISSUER: Shandong Minhe Animal Husbandry Co. Ltd.
TICKER: 2234 CUSIP: Y76833105
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF ANNUAL INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #9: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shandong Minhe Animal Husbandry Co. Ltd.
TICKER: 2234 CUSIP: Y76833105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN XIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SUN XIANFA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG DONGMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT GUO ZHICHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU LEHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIANG LANFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIU JIAHOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG YUNLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WEN LISHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CUI HUALIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shandong Minhe Animal Husbandry Co., Ltd.
TICKER: 002234 CUSIP: Y76833105
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROFIT DISTRIBUTION MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Shandong Nanshan Aluminum Co., Ltd.
TICKER: 600219 CUSIP: Y7680L108
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF 2019 COMPREHENSIVE ISSUER YES FOR FOR
SERVICES AGREEMENT SCHEDULE AND 2019 DAILY RELATED
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND 2019 RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #6.1: ELECT HAN YANHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT SUI XINDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT LIU QIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Nanshan Aluminum Co., Ltd.
TICKER: 600219 CUSIP: Y7680L108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE GENERAL MANAGER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
OTHER SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Shandong Nanshan Aluminum Co., Ltd.
TICKER: 600219 CUSIP: Y7680L108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shandong New Beiyang Information Technology Co., Ltd.
TICKER: 2376 CUSIP: Y7683U105
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDER AND MEETINGS OF ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
ISSUER: Shandong New Beiyang Information Technology Co., Ltd.
TICKER: 2376 CUSIP: Y7683U105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIHAI BEIYANG ELECTRIC GROUP CO., LTD.
PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG HUALING ELECTRONICS CO., LTD.
PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG BAOYAN ELECTRIC CO., LTD.
PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG XINKANGWEI ELECTRONICS CO., LTD.
PROPOSAL #8.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIHAI XINGDI ELECTRONICS CO., LTD.
PROPOSAL #8.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIHAI BEIYANG ELECTRONIC INFORMATION INCUBATOR CO.,
LTD.
PROPOSAL #8.7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIHAI BEIYANG XINGXING ELECTRONICS CO., LTD.
PROPOSAL #8.8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEIHAI BEIYANG OPTOELECTRONIC INFORMATION TECHNOLOGY
CO., LTD.
PROPOSAL #8.9: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
NANJING CENTENNIAL BANK EQUIPMENT DEVELOPMENT CO.,
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
BEIJING HUAXIN CHUANGYIN TECHNOLOGY CO., LTD.
PROPOSAL #8.11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XIAMEN YIRONG ELECTROMECHANICAL EQUIPMENT CO.,
PROPOSAL #8.12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANDONG TONGDA FINANCIAL LEASING CO., LTD.
PROPOSAL #8.13: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH WEIHAI YOUWEI TECHNOLOGY CO., LTD.
PROPOSAL #8.14: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH WEIHAI MUNICIPAL PEOPLE'S GOVERNMENT STATE-OWNED
ASSETS SUPERVISION AND ADMINISTRATION COMMISSION
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Shandong Pharmaceutical Glass Co., Ltd.
TICKER: 600529 CUSIP: Y7678P103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #5: APPROVE INCENTIVE BONUS PLAN ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER NO N/A N/A
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE AUTHORIZATION OF THE CHAIRMAN OF ISSUER NO N/A N/A
THE BOARD IN FINANCING
PROPOSAL #10: APPROVE AUTHORIZATION OF THE CHAIRMAN ISSUER NO N/A N/A
OF THE BOARD TO USE OWN FUNDS TO PURCHASE FINANCIAL
PRODUCTS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #14.1: ELECT HU YONGGANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.2: ELECT ZHANG JUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.3: ELECT WANG XINGJUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.4: ELECT CHEN GANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.5: ELECT ZHAO HAIBAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.6: ELECT SONG YIZHAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.1: ELECT JIANG MIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.2: ELECT SUN QILAI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.3: ELECT CAI HONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #16.1: ELECT SU YUCAI AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #16.2: ELECT SHEN YONGGANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shandong Pharmaceutical Glass Co., Ltd.
TICKER: 600529 CUSIP: Y7678P103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION OF INVESTMENT SCALE OF ISSUER YES FOR FOR
FUNDRAISING PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Shandong Polymer Bio-Chemicals Co., Ltd.
TICKER: 2476 CUSIP: Y7684C104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF EXPLORATION ISSUER YES FOR FOR
PROJECT IN XINJIANG
PROPOSAL #2: APPROVE PROVISION FOR ACCRUED ISSUER YES FOR FOR
LIABILITIES
ISSUER: Shandong Polymer Bio-Chemicals Co., Ltd.
TICKER: 2476 CUSIP: Y7684C104
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHANG JIZHOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG RUJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WU FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHEN JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT TAO MAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT XIONG RUIXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT LUO YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT LIU AO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT WU DI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT GU QIAOTING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT YUAN YUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Polymer Bio-Chemicals Co., Ltd.
TICKER: 2476 CUSIP: Y7684C104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ASSET DISPOSAL AGREEMENT SHAREHOLDER YES FOR FOR
ISSUER: Shandong Publishing & Media Co., Ltd.
TICKER: 601019 CUSIP: ADPV41225
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND INVESTMENT MANAGEMENT METHOD ISSUER NO N/A N/A
PROPOSAL #2: AMEND EXTERNAL GUARANTEE MANAGEMENT ISSUER NO N/A N/A
METHOD
ISSUER: Shandong Publishing & Media Co., Ltd.
TICKER: 601019 CUSIP: ADPV41225
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER NO N/A N/A
IN FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER NO N/A N/A
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER NO N/A N/A
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
ISSUER: Shandong Publishing&Media Co.,Ltd
TICKER: 601019 CUSIP: ADPV41225
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FORMULATION OF IMPLEMENTATION ISSUER NO N/A N/A
RULES FOR CUMULATIVE VOTING SYSTEM
PROPOSAL #3.1: ELECT ZHANG ZHIHUA AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT WANG CIZHONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.3: ELECT CHI YUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT GUO HAITAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT WANG ZHAOSHUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1: ELECT LIU YAN AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #4.2: ELECT ZHONG GENGSHEN AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #4.3: ELECT WANG LEJIN AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG JUN AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #5.2: ELECT ZHANG MIAO AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shandong Shanda Wit Science & Technology Co. Ltd.
TICKER: 000915 CUSIP: Y76793101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Shandong Shanda Wit Science & Technology Co. Ltd.
TICKER: 915 CUSIP: Y76793101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: SHANDONG SHANDA WIT SCIENCE AND TECHNOLOGY CO LTD
TICKER: 000915 CUSIP: Y76793101
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT REN NIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHU XIAOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YANG JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT YAO GUANGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT QIAO YONGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT FANG NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT CHEN HUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DU NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DENG YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHENG BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG SHUAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT REN SHANGJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Shengli Co., Ltd.
TICKER: 407 CUSIP: Y76799108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Shandong Shengli Co., Ltd.
TICKER: 407 CUSIP: Y76799108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shandong Sinobioway Biomedicine Co., Ltd.
TICKER: 2581 CUSIP: Y9894Z105
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF CONSTRUCTION ISSUER YES FOR FOR
PROJECT AND RELATED PARTY TRANSACTIONS
PROPOSAL #2.1: ELECT XU RUORAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG YINUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shandong Sinobioway Biomedicine Co., Ltd.
TICKER: 2581 CUSIP: Y9894Z105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAN AIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YU XIUYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG XIAOMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LUO DESHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XU RUORAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG YINUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT NI JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT TU YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHAO FURONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YAN XUEMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE ADDITIONAL INVESTMENT IN THE CMO ISSUER YES FOR FOR
PHASE II PROJECT
ISSUER: Shandong Sinobioway Biomedicine Co., Ltd.
TICKER: 2581 CUSIP: Y9894Z105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shandong Sinocera Functional Material Co., Ltd.
TICKER: 300285 CUSIP: Y76867103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Shandong Sinocera Functional Material Co., Ltd.
TICKER: 300285 CUSIP: Y76867103
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shandong Sunpaper Co., Ltd.
TICKER: 2078 CUSIP: Y7681V105
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING CONVERTIBLE CORPORATE
BONDHOLDERS MEETING
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shandong Sunpaper Co., Ltd.
TICKER: 2078 CUSIP: Y7681V105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANDONG SUN PLAZA INTERNATIONAL
PROPOSAL #6.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANGHAI DONGSHENG NEW MATERIALS
PROPOSAL #6.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH WANGUO SUNPAPER WHITE CARDBOARD CO.,
PROPOSAL #6.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH EAST INTERNATIONAL SUNPAPER
PROPOSAL #6.5: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANDONG WANGUO SUN FOOD PACKAGING
MATERIALS CO., LTD.
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE CHANGE IN IMPLEMENTING ENTITY ISSUER YES FOR FOR
OF PROJECT IN LAOS
ISSUER: Shandong Sunway Petrochemical Engineering Co., Ltd.
TICKER: 002469 CUSIP: Y7684B106
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES FOR FOR
AND FINANCIAL MANAGEMENT
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shandong Weigao Group Medical Polymer Co. Ltd.
TICKER: 1066 CUSIP: Y76810103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISTRIBUTION OF INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LONG JING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shandong Weigao Group Medical Polymer Co. Ltd.
TICKER: 1066 CUSIP: Y76810103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shandong Wohua Pharmaceutical Co., Ltd.
TICKER: 002107 CUSIP: Y76825101
MEETING DATE: 2/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS ON THE ANNUAL STORAGE AND USE OF RAISED
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SUSPENSION OF ACQUISITION OF ISSUER YES FOR FOR
PARTIAL EQUITY OF NANCHANG JISHUN PHARMACEUTICAL CO.,
LTD.
PROPOSAL #9: APPROVE SUSPENSION OF ACQUISITION OF ISSUER YES FOR FOR
PARTIAL EQUITY OF LIAONING KANGCHEN PHARMACEUTICAL
CO., LTD.
PROPOSAL #10.1: ELECT ZHAO BINGXIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT ZHAO CAIXIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LIU YONGJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT WANG GUIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT ZHAO JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT ZHANG GE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT LV WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT PENG JUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT LI JUNDE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT YIN WENJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LIU BOFANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT DONG DAOHUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Xiantan Co., Ltd.
TICKER: 2746 CUSIP: Y768A1101
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU DAZHI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shandong Xiantan Co., Ltd.
TICKER: 002746 CUSIP: Y768A1101
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shandong Xiantan Co., Ltd.
TICKER: 2746 CUSIP: Y768A1101
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shandong Xiantan Co., Ltd.
TICKER: 2746 CUSIP: Y768A1101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND AUTHORIZE THE CHAIRMAN TO SIGN
THE RELEVANT CONTRACTS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #11: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #12: APPROVE POSTPONEMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shandong Xiantan Co., Ltd.
TICKER: 002746 CUSIP: Y768A1101
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shandong Xinchao Energy Corp Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QI SHANJIE AND LIU DONGXIN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Shandong Xinchao Energy Corp Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: ELECT QI SHANJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #3: ELECT LIU BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL USE OF RAISED ISSUER YES FOR FOR
FUNDS
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SONG HUAJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE ISSUANCE OF HIGH-YIELD ISSUER YES FOR FOR
BONDS
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE REMAINING RAISED FUNDS TO
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Shandong Xinchao Energy Corp. Ltd.
TICKER: 600777 CUSIP: Y9740C102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPOINT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shandong Xinhua Pharmaceutical Co., Ltd.
TICKER: 719 CUSIP: Y76811119
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ASSESSMENT METHODS IN ISSUER YES FOR FOR
RESPECT OF THE IMPLEMENTATION AND MANAGEMENT OF THE
2018 SHARE OPTION SCHEME
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION SCHEME
ISSUER: Shandong Xinhua Pharmaceutical Co., Ltd.
TICKER: 719 CUSIP: Y76811119
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SXPGC AGREEMENT, THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #2: APPROVE THE SHHCC AGREEMENT, THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTION
PROPOSAL #3: APPROVE SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ASSESSMENT METHODS IN ISSUER YES FOR FOR
RESPECT OF THE IMPLEMENTATION AND MANAGEMENT OF THE
2018 SHARE OPTION SCHEME
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SHARE OPTION SCHEME
ISSUER: Shandong Xinhua Pharmaceutical Co., Ltd.
TICKER: 719 CUSIP: Y76811119
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Shandong Xinhua Pharmaceutical Co., Ltd.
TICKER: 719 CUSIP: Y76811119
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS AUDITORS
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shandong Yisheng Livestock & Poultry Breeding Co., Ltd.
TICKER: 2458 CUSIP: Y76849101
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATION OF INCENTIVE FUND ISSUER YES FOR FOR
MANAGEMENT SYSTEM (DRAFT)
ISSUER: Shandong Yisheng Livestock & Poultry Breeding Co., Ltd.
TICKER: 2458 CUSIP: Y76849101
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF INCENTIVE SHAREHOLDER YES FOR FOR
FUNDS
ISSUER: Shandong Yisheng Livestock & Poultry Breeding Co., Ltd.
TICKER: 2458 CUSIP: Y76849101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shang Gong Group Co., Ltd.
TICKER: 900924 CUSIP: Y7678C102
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TERMINATION OF MERGER BY ISSUER YES FOR FOR
ABSORPTION OF SHANGHAI SHANGGONG BUTTERFLY SEWING
MACHINE CO., LTD.
PROPOSAL #3: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
ISSUER: Shang Gong Group Co., Ltd.
TICKER: 900924 CUSIP: Y7678C102
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE CHANGE PART OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND INCREASE TOTAL INVESTMENT OF
TAIZHOU MANUFACTURING BASE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shang Gong Group Co., Ltd.
TICKER: 900924 CUSIP: Y7678C102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TERMINATION OF MERGER BY ISSUER YES FOR FOR
ABSORPTION
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARIES
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: ELECT QIU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT NI MING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai 2345 Network Holding Group Co., Ltd.
TICKER: 2195 CUSIP: Y7683P106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #10: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES FROM 2016 AND 2017 PERFORMANCE
SHARE INCENTIVE PLAN
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
RISK INVESTMENT
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.1: ELECT CHEN YUBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT QIU JUNQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT FANG ZHENWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT XU JUNMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT LI JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT XUE HAIBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT KANG FENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT REN YIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Aerospace Automobile Electromechanical Co., Ltd.
TICKER: 600151 CUSIP: Y7681D105
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF SHANGHAI ISSUER YES FOR FOR
SHENZHOU NEW ENERGY DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE TRANSFER OF EQUITY OF SHANGHAI ISSUER YES FOR FOR
SOLAR TECHNOLOGY CO.,LTD.
PROPOSAL #3: APPROVE TRANSFER OF EQUITY OF GANSU ISSUER YES FOR FOR
SHANGHANG POWER OPERATION AND MAINTENANCE CO., LTD.
PROPOSAL #4: APPROVE DISPOSAL OF EQUITY OF SHANGHAI ISSUER YES FOR FOR
COMPOSITE MATERIALS TECHNOLOGY CO., LTD.
PROPOSAL #5: APPROVE WAIVER OF PRE-EMPTIVE RIGHT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF PERFORMANCE ISSUER YES FOR FOR
GUARANTEE TO INDIRECT CONTROLLED SUBSIDIARY
PROPOSAL #7: APPROVE PROVISION OF PERFORMANCE ISSUER YES FOR FOR
GUARANTEE AMOUNT TO INDIRECT CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE APPOINTMENT OF 2018 AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Shanghai Aerospace Automobile Electromechanical Co., Ltd.
TICKER: 600151 CUSIP: Y7681D105
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENT AND RESTATEMENT OF ISSUER YES FOR FOR
EQUITY ACQUISITION AGREEMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EQUITY ACQUISITION AGREEMENT
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Shanghai Aerospace Automobile Electromechanical Co., Ltd.
TICKER: 600151 CUSIP: Y7681D105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION FROM AEROSPACE SCIENCE AND TECHNOLOGY
FINANCE CO., LTD.
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION FROM COMMERCIAL BANK
PROPOSAL #10: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Shanghai AJ Group Co., Ltd.
TICKER: 600643 CUSIP: Y7679X105
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF RAISED FUNDS TO
INCREASE CAPITAL IN SHANGHAI AJ TRUST CO., LTD.
ISSUER: Shanghai AJ Group Co., Ltd.
TICKER: 600643 CUSIP: Y7679X105
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shanghai Athub Co., Ltd.
TICKER: 603881 CUSIP: Y768CZ104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN ZH13 DATA CENTER ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #3: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #3.4: APPROVE PRICE AND PRICING PRINCIPLE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE RAISED FUNDS SCALE AND USAGE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #3.7: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Shanghai Athub Co., Ltd.
TICKER: 603881 CUSIP: Y768CZ104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ONGOING DAILY
RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11.1: ELECT WU SIQUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Bailian Group Co., Ltd.
TICKER: 900923 CUSIP: Y7682E102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE CHANGE THE COMMITMENT OF ISSUER NO N/A N/A
CONTROLLING SHAREHOLDER
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #15: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER NO N/A N/A
COMMERCIAL PAPERS
ISSUER: Shanghai Bailian Group Co., Ltd.
TICKER: 900923 CUSIP: Y7682E110
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE CHANGE THE COMMITMENT OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Shanghai Bairun Investment Holding Group Co., Ltd.
TICKER: 2568 CUSIP: Y76853103
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LIU XIAODONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG QIZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIN LIYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT GAO YUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG FANGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XIE RONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LI PENG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT CAO LEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT SHEN BO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Bairun Investment Holding Group Co., Ltd.
TICKER: 2568 CUSIP: Y76853103
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SCALE, PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL, AND TOTAL AMOUNT OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICE RANGE AND PRICING BASIS ISSUER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE TERMINATION OF PERFORMANCE SHARE SHAREHOLDER YES FOR FOR
INCENTIVE PLAN AS WELL AS REPURCHASE CANCELLATION OF
PERFORMANCE SHARES
PROPOSAL #5: APPROVE DECREASE IN REGISTERED CAPITAL SHAREHOLDER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shanghai Bairun Investment Holding Group Co., Ltd.
TICKER: 2568 CUSIP: Y76853103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 EXTERNAL GURANTEE ISSUER YES FOR FOR
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 900926 CUSIP: Y7691Z104
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 RE-APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE ADJUSTMENT LIST OF PLAN ISSUER YES FOR FOR
PARTICIPANTS OF PERFORMANCE SHARE INCENTIVE PLAN
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 900926 CUSIP: Y7691Z104
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT VENTURE TO ESTABLISH DATA ISSUER YES FOR FOR
INDUSTRIAL PARK
ISSUER: Shanghai Baosight Software Co., Ltd.
TICKER: 900926 CUSIP: Y7691Z104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ESTABLISHMENT OF A SPECIAL ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT XIA XUESONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHU XIANGKAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT WU KUNZONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT ZHANG TONGYAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT LIU WENXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT WU BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT WANG CONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT SU YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.4: ELECT HUANG YUCHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHANG XIAOBO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT HE MEIFEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Baosteel Packaging Co., Ltd.
TICKER: 601968 CUSIP: Y768AE103
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT XU MEIZHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG XIAOBO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Baosteel Packaging Co., Ltd.
TICKER: 601968 CUSIP: Y768AE103
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shanghai Baosteel Packaging Co., Ltd.
TICKER: 601968 CUSIP: Y768AE103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Shanghai Baosteel Packaging Co., Ltd.
TICKER: 601968 CUSIP: Y768AE103
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SENIOR MANAGEMENT MEMBERS ISSUER YES FOR FOR
PERFORMANCE REVIEW AND REMUNERATION OF DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CAPITAL INJECTION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #12.1: ELECT HU AIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT YAN YAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT HE TAIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LIU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHANG SUYANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZHOU BAOYING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Belling Co., Ltd.
TICKER: 600171 CUSIP: Y7680P109
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE MERGER BY ABSORPTION BY ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Shanghai Belling Co., Ltd.
TICKER: 600171 CUSIP: Y7680P109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTORS
PROPOSAL #8: ELECT DU BO AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT YU JIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Belling Co., Ltd.
TICKER: 600171 CUSIP: Y7680P109
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Chengtou Holding Co., Ltd.
TICKER: 600649 CUSIP: Y7689R106
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CHEN XIAOBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Chengtou Holding Co., Ltd.
TICKER: 600649 CUSIP: Y7689R106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #6: APPROVE REMUNERATION OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Chinafortune Co., Ltd.
TICKER: 600621 CUSIP: Y7686G103
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL WORK REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
FROM FINANCIAL INSTITUTION
PROPOSAL #11: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI YIDIAN (GROUP) CO., LTD.
PROPOSAL #12: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MORGAN STANLEY HUAXIN FUND MANAGEMENT CO., LTD.
PROPOSAL #13: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHANGHAI JINXIN UNITED DEVELOPMENT CO., LTD.
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #16: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #16.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #16.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #16.3: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #16.4: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #16.5: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #16.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #16.7: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #16.8: APPROVE ISSUANCE PRICE AND METHOD ISSUER YES FOR FOR
PROPOSAL #16.9: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #16.10: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #16.11: APPROVE METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #16.12: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE RESOLUTION VALIDITY PERIOD OF ISSUER YES FOR FOR
CORPORATE BONDS ISSUANCE
ISSUER: Shanghai Chinafortune Co., Ltd.
TICKER: 600621 CUSIP: Y7686G103
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER BY WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Shanghai Chlor-Alkali Chemical Co., Ltd.
TICKER: 900908 CUSIP: Y76771115
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5.1: APPROVE 2018 FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5.2: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES ISSUER NO N/A N/A
PROPOSAL #6.1: APPROVE APPLICATION OF CREDIT LINES ISSUER NO N/A N/A
WITH BANK
PROPOSAL #6.2: APPROVE APPLICATION OF BANK CREDIT ISSUER NO N/A N/A
LINES WITH HUAYI GROUP AND HUAYI FINANCE COMPANY
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER NO N/A N/A
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
ISSUER: Shanghai Construction Group Co., Ltd.
TICKER: 600170 CUSIP: Y7680W104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
AGREEMENT WITH A COMPANY
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT XU ZHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT BIAN JIAJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHANG LIXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT HU YIMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LIANG WEIBIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LI MING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.1: ELECT ZHOU PING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT HE SHILIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Cooltech Power Co Ltd
TICKER: 300153 CUSIP: Y7684S109
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION IN SHANGHAI ISSUER YES FOR FOR
JINGHONG NEW ENERGY TECHNOLOGY CO., LTD.
ISSUER: Shanghai Cooltech Power Co., Ltd.
TICKER: 300153 CUSIP: Y7684S109
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Shanghai Cooltech Power Co., Ltd.
TICKER: 300153 CUSIP: Y7684S109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND PERFORMANCE ISSUER YES FOR FOR
ASSESSMENT OF DIRECTORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION TO COOLTECH ISSUER YES FOR FOR
POWER (HONG KONG) CO., LTD. AND COOLTECH ENERGY (HONG
KONG) CO., LTD. AND
PROPOSAL #10: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
COOLTECH TRANSMISSION AND DISTRIBUTION EQUIPMENT
CO., LTD.
PROPOSAL #11: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
COOLTECH POWER SUPPLY SALES CO., LTD.
PROPOSAL #12: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
COOLTECH SPECIAL VEHICLE CO., LTD.
PROPOSAL #13: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
YITI LOGISTICS CO., LTD.
PROPOSAL #14: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
JIETAI NEW ENERGY AUTOMOBILE CO., LTD. AND ITS
CUSTOMERS
PROPOSAL #15: APPROVE GUARANTEE PROVISION TO TED ISSUER YES FOR FOR
ENERGY TECHNOLOGY CO., LTD. AND FUJIAN KETAIDE POWER
EQUIPMENT CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION TO PINGLU ISSUER YES FOR FOR
COUNTY RUIYUAN HEATING CO., LTD.
PROPOSAL #17: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
JINGHONG NEW ENERGY TECHNOLOGY CO., LTD.
ISSUER: Shanghai Dasheng Agriculture Finance Technology Co. Ltd.
TICKER: 1103 CUSIP: Y7690D104
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 AUDITED FINANCIAL ISSUER YES AGAINST AGAINST
STATEMENTS AND AUDITORS' REPORT AND ITS SUBSIDIARIES
PROPOSAL #2: APPROVE 2017 REPORT OF THE BOARD OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #3: APPROVE 2017 REPORT OF THE SUPERVISORY ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE AND APPROVE ISSUER YES FOR FOR
THE DECLARATION AND PAYMENT OF INTERIM DIVIDEND AND
SPECIAL DIVIDEND
PROPOSAL #6: APPROVE BDO LIMITED AS INTERNATIONAL ISSUER YES FOR FOR
AUDITORS AND BDO CHINA SHU LUN PAN CERTIFIED PUBLIC
ACCOUNTANTS LLP AS PRC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Shanghai Datun Energy Resources Co., Ltd.
TICKER: 600508 CUSIP: Y7680G109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Dazhong Public Utilities (Group) Co., Ltd.
TICKER: 1635 CUSIP: Y7689D107
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL REPORT AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE 2019 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE 2019 ESTIMATED ONGOING ORDINARY ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
FACILITIES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARIES WITH RESPECT TO EXTERNAL
FINANCING
PROPOSAL #8: APPROVE USE OF IDLE FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
FINANCING
PROPOSAL #9: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS DOMESTIC AND INTERNAL
CONTROL AUDITORS
PROPOSAL #10: APPROVE BDO LIMITED AS OVERSEAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
SUPER SHORT-TERM COMMERCIAL PAPERS AND SHORT-TERM
COMMERCIAL PAPERS
PROPOSAL #12: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MID-TERM NOTES
PROPOSAL #13: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
APPROVE CHANGE ON INDUSTRIAL AND COMMERCIAL
REGISTRATION
ISSUER: Shanghai Diesel Engine Co., Ltd.
TICKER: 900920 CUSIP: Y7679L101
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT YE JIANFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Diesel Engine Co., Ltd.
TICKER: 900920 CUSIP: Y7679L101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
ANNUAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Shanghai Dragon Corp.
TICKER: 600630 CUSIP: Y7679W107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Dragon Corp.
TICKER: 600630 CUSIP: Y7679W107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #10: APPROVE REMUNERATION EVALUATION OF ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE THE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12.1: ELECT WANG WEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT NI GUOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHOU SIYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT HU HONGCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT SHAO FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT XUE JUNDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT CUI HAODAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT CAI ZAISHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT XUE JIFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT PAN YANJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai East-China Computer Co., Ltd.
TICKER: 600850 CUSIP: Y76802100
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT ON RESUMPTION OF ISSUER YES FOR FOR
TRADING IN CONNECTION TO MAJOR ASSET RESTRUCTURING
ISSUER: Shanghai East-China Computer Co., Ltd.
TICKER: 600850 CUSIP: Y76802100
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU HUAISONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HUANG OU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHU ZHAOKAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YAO MINFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT KAN SHUNMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHU JUNHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT XI JUNTONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHOU GUOXIONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT HUA XINGSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT HAN QUANZHI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PROPOSED PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
FOR SUZHOU THVOW TECHNOLOGY CO., LTD.
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL INCREASE OF ISSUER YES FOR FOR
SHANGHAI ELECTRIC INVESTMENT (DUBAI) LIMITED COMPANY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR SHANGHAI ELECTRIC (GROUP) CORPORATION
PROPOSAL #3: APPROVE THE CONSTRUCTION CONTRACT AND ISSUER YES FOR FOR
THE SUPPLY CONTRACT
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED CHANGE IN USE OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2: APPROVE PROPOSED DOWNWARD ADJUSTMENT OF SHAREHOLDER YES FOR FOR
THE SHARE CONVERSION PRICE OF A SHARE CONVERTIBLE
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED CHANGE IN USE OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2: APPROVE PROPOSED DOWNWARD ADJUSTMENT OF SHAREHOLDER YES FOR FOR
THE SHARE CONVERSION PRICE OF A SHARE CONVERTIBLE
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
SHANGHAI ELECTRIC POWER T&D (M) SDN. BHD. BY SHANGHAI
ELECTRIC POWER TRANSMISSION AND DISTRIBUTION
ENGINEERING CO., LTD.
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROPOSED PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
FOR SUZHOU THVOW TECHNOLOGY CO., LTD.
PROPOSAL #3.1: ELECT ZHENG JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HUANG OU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHU ZHAOKAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ZHU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT YAO MINFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT LI AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KAN SHUNMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHU JUNHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT XI JUNTONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ZHOU GUOXIONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT HUA XINGSHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT HAN QUANZHI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED CAPITAL INCREASE OF ISSUER YES FOR FOR
SHANGHAI ELECTRIC INVESTMENT (DUBAI) LIMITED COMPANY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR SHANGHAI ELECTRIC (GROUP) CORPORATION
PROPOSAL #3: APPROVE THE CONSTRUCTION CONTRACT AND ISSUER YES FOR FOR
THE SUPPLY CONTRACT
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED CHANGE IN USE OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
SHANGHAI ELECTRIC POWER T&D (M) SDN. BHD. BY SHANGHAI
ELECTRIC POWER TRANSMISSION AND DISTRIBUTION
ENGINEERING CO., LTD.
PROPOSAL #3: APPROVE PROPOSED DOWNWARD ADJUSTMENT OF SHAREHOLDER YES FOR FOR
THE SHARE CONVERSION PRICE OF A SHARE CONVERTIBLE
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED CHANGE IN USE OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2: APPROVE PROPOSED DOWNWARD ADJUSTMENT OF SHAREHOLDER YES FOR FOR
THE SHARE CONVERSION PRICE OF A SHARE CONVERTIBLE
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
ADOPTION OF RESTRICTED A SHARES INCENTIVE SCHEME
PROPOSAL #3: APPROVE ADOPTION OF THE ASSESSMENT ISSUER YES FOR FOR
MANAGEMENT MEASURES FOR IMPLEMENTATION OF RESTRICTED
A SHARE INCENTIVE SCHEME
PROPOSAL #4: APPROVE GRANT OF MANDATE TO THE BOARD TO ISSUER YES FOR FOR
DEAL WITH MATTERS IN RELATION TO RESTRICTED A SHARE
INCENTIVE SCHEME
ISSUER: Shanghai Electric Group Co., Ltd.
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
ADOPTION OF RESTRICTED A SHARES INCENTIVE SCHEME
PROPOSAL #3: APPROVE ADOPTION OF THE ASSESSMENT ISSUER YES FOR FOR
MANAGEMENT MEASURES FOR IMPLEMENTATION OF RESTRICTED
A SHARE INCENTIVE SCHEME
PROPOSAL #4: APPROVE GRANT OF MANDATE TO THE BOARD TO ISSUER YES FOR FOR
DEAL WITH MATTERS IN RELATION TO RESTRICTED A SHARE
INCENTIVE SCHEME
ISSUER: Shanghai Electric Group Company Limited
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT RESTRICTED A SHARES INCENTIVE ISSUER YES FOR FOR
SCHEME
PROPOSAL #3: APPROVE ADOPTION OF THE ASSESSMENT ISSUER YES FOR FOR
MANAGEMENT MEASURES FOR IMPLEMENTATION OF RESTRICTED
A SHARE INCENTIVE SCHEME
PROPOSAL #4: APPROVE GRANT OF MANDATE TO THE BOARD TO ISSUER YES FOR FOR
DEAL WITH MATTERS IN RELATION TO RESTRICTED A SHARE
INCENTIVE SCHEME
ISSUER: Shanghai Electric Group Company Limited
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT RESTRICTED A SHARES INCENTIVE ISSUER YES FOR FOR
SCHEME
PROPOSAL #3: APPROVE ADOPTION OF THE ASSESSMENT ISSUER YES FOR FOR
MANAGEMENT MEASURES FOR IMPLEMENTATION OF RESTRICTED
A SHARE INCENTIVE SCHEME
PROPOSAL #4: APPROVE GRANT OF MANDATE TO THE BOARD TO ISSUER YES FOR FOR
DEAL WITH MATTERS IN RELATION TO RESTRICTED A SHARE
INCENTIVE SCHEME
ISSUER: Shanghai Electric Group Company Limited
TICKER: 2727 CUSIP: Y76824104
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 REPORT OF THE FINANCIAL ISSUER YES FOR FOR
RESULTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PWC ZHONG TIAN AS PRC AUDITOR ISSUER YES FOR FOR
AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RATIFICATION OF EMOLUMENTS PAID ISSUER YES FOR FOR
TO DIRECTORS AND SUPERVISORS FOR THE YEAR OF 2018 AND
APPROVE EMOLUMENTS OF DIRECTORS AND SUPERVISORS FOR
THE YEAR OF 2019
PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE CONNECTED TRANSACTIONS UNDER THE ISSUER YES FOR FOR
ONSHORE CONTRACT AND THE OFFSHORE CONTRACT FOR THE
COAL MINE PROJECT
PROPOSAL #10: APPROVE 2019 EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REVISION OF ANNUAL CAPS FOR SHAREHOLDER YES FOR FOR
CONTINUING CONNECTED TRANSACTIONS WITH STATE GRID
SHANGHAI MUNICIPAL ELECTRIC POWER COMPANY
ISSUER: Shanghai Electric Group Company Limited
TICKER: 2727 CUSIP: Y76824112
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 REPORT OF THE FINANCIAL ISSUER YES FOR FOR
RESULTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PWC ZHONG TIAN AS PRC AUDITOR ISSUER YES FOR FOR
AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RATIFICATION OF EMOLUMENTS PAID ISSUER YES FOR FOR
TO DIRECTORS AND SUPERVISORS FOR THE YEAR OF 2018 AND
APPROVE EMOLUMENTS OF DIRECTORS AND SUPERVISORS FOR
THE YEAR OF 2019
PROPOSAL #8: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE CONNECTED TRANSACTIONS UNDER THE ISSUER YES FOR FOR
ONSHORE CONTRACT AND THE OFFSHORE CONTRACT FOR THE
COAL MINE PROJECT
PROPOSAL #10: APPROVE 2019 EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REVISION OF ANNUAL CAPS FOR SHAREHOLDER YES FOR FOR
CONTINUING CONNECTED TRANSACTIONS WITH STATE GRID
SHANGHAI MUNICIPAL ELECTRIC POWER COMPANY
ISSUER: Shanghai Electric Power Co., Ltd.
TICKER: 600021 CUSIP: Y7T829116
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE OF SUBSIDIARIES ISSUER YES FOR FOR
VIA MARKET-ORIENTED DEBT-TO-EQUITY SWAP
PROPOSAL #2: APPROVE COOPERATIVE DEVELOPMENT OF SHAREHOLDER YES FOR FOR
YANGSHUPU POWER PLANT LAND PROJECT
PROPOSAL #3: APPROVE REGISTRATION OF PRIVATE ISSUER YES FOR FOR
DIRECTIONAL DEBT FINANCING INSTRUMENTS
PROPOSAL #4: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #5: APPROVE CHANGES IN THE IMPLEMENTING ISSUER YES FOR FOR
METHOD OF FUND-RAISING PROJECTS
PROPOSAL #6: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHANG ZHENPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Electric Power Co., Ltd.
TICKER: 600021 CUSIP: Y7T829116
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE FINANCING AND ITS RELEVANT ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #9: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shanghai Electric Power Co., Ltd.
TICKER: 600021 CUSIP: Y7T829116
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN ASSET ISSUER YES FOR FOR
CERTIFICATION COMMITMENT PERIOD FOR THE ACQUISITION
BY SHARE ISSUANCE AND CASH
ISSUER: Shanghai Environment Group Co., Ltd.
TICKER: 601200 CUSIP: Y7T82C101
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: ELECT WANG JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Environment Group Co., Ltd.
TICKER: 601200 CUSIP: Y7T82C101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
OF CONVERTIBLE BOND ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD ON CONVERTIBLE BOND ISSUANCE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Flyco Electrical Appliance Co., Ltd.
TICKER: 603868 CUSIP: Y7T82Q100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CASH MANAGEMENT ISSUER YES FOR FOR
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLIANCE OF THE OVERSEAS ISSUER YES FOR FOR
LISTING OF SHANGHAI HENLIUS BIOTECH, INC. ON ISSUES
RELATING TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #2.1: APPROVE ISSUING ENTITY ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PLACING OF LISTING ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
LISTED
PROPOSAL #2.4: APPROVE NOMINAL VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING DATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SIZE OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PRICING METHOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE APPLICATION FOR THE ISSUER YES FOR FOR
CONVERSION OF DOMESTIC SHARES AND UNLISTED FOREIGN
SHARES OF SHANGHAI HENLIUS BIOTECH, INC. TO OVERSEAS
LISTED FOREIGN SHARES AND THE LISTING AND TRADING OF
SUCH SHARES ON THE HONG KONG STOCK EXCHANGE
PROPOSAL #2.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE UNDERTAKING OF MAINTAINING ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #4: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE GROUP
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD AND ISSUER YES FOR FOR
ITS AUTHORIZED PERSONS TO DEAL ALL WITH FULL
DISCRETION WITH THE OVERSEAS LISTING AND THE RELATED
MATTERS OF SHANGHAI HENLIUS BIOTECH, INC.
PROPOSAL #6: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS OF THE COMPANY ONLY IN
CONNECTION WITH THE SPIN-OFF OF SHANGHAI HENLIUS
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS OF THE COMPANY ONLY IN
CONNECTION WITH THE SPIN-OFF OF SHANGHAI HENLIUS
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D109
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT NO. 1 TO THE A&R ISSUER YES FOR FOR
SHAREHOLDERS AGREEMENT REGARDING GLAND PHARMA
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING (SPECIAL ISSUER YES FOR FOR
GENERAL PARTNERSHIP) AS PRC FINANCIAL REPORT AND
INTERNAL CONTROL REPORT AUDITORS AND ERNST & YOUNG AS
INTERNATIONAL FINANCIAL REPORT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019 ESTIMATED ONGOING RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE 2018 APPRAISAL RESULTS AND ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #9: APPROVE 2019 APPRAISAL PROGRAM OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE RENEWAL OF AND NEW ENTRUSTED ISSUER YES FOR FOR
LOAN QUOTA OF THE GROUP
PROPOSAL #11: APPROVE TOTAL BANK CREDIT APPLICATIONS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION TO THE MANAGEMENT ISSUER YES FOR FOR
TO DISPOSE OF LISTED SECURITIES
PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS FOR ISSUER YES FOR FOR
THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.1: APPROVE SIZE AND METHOD OF THE ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #14.2: APPROVE COUPON RATE OR ITS ISSUER YES FOR FOR
DETERMINATION MECHANISM
PROPOSAL #14.3: APPROVE MATURITY PERIOD, METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT, AND OTHER
SPECIFIC ARRANGEMENTS
PROPOSAL #14.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE ISSUANCE TARGET AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #14.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #14.7: APPROVE PROVISIONS ON REDEMPTION AND ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #14.8: APPROVE CREDIT STANDING OF THE ISSUER YES FOR FOR
COMPANY AND SAFEGUARDS FOR DEBT REPAYMENT
PROPOSAL #14.9: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #14.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #14.11: APPROVE VALIDITY OF THE RESOLUTIONS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF
PROPOSAL #16: ADOPT SHARE OPTION SCHEME OF GLAND ISSUER YES AGAINST AGAINST
PHARMA LIMITED
PROPOSAL #17: APPROVE RENEWAL OF AND NEW GUARANTEE ISSUER YES FOR FOR
QUOTA OF THE GROUP
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #21: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #22: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #23.1: ELECT CHEN QIYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.2: ELECT YAO FANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.3: ELECT WU YIFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.4: ELECT XU XIAOLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.5: ELECT WANG CAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.6: ELECT MU HAINING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.7: ELECT LIANG JIANFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.1: ELECT JIANG XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.2: ELECT WONG TIN YAU KELVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.3: ELECT LI LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.4: ELECT TANG GULIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #25.1: ELECT CAO GENXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #25.2: ELECT GUAN YIMIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D117
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPLIANCE OF THE OVERSEAS ISSUER YES FOR FOR
LISTING OF SHANGHAI HENLIUS BIOTECH, INC. ON ISSUES
RELATING TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #2.1: APPROVE ISSUING ENTITY ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PLACING OF LISTING ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
LISTED
PROPOSAL #2.4: APPROVE NOMINAL VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LISTING DATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SIZE OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PRICING METHOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE APPLICATION FOR THE ISSUER YES FOR FOR
CONVERSION OF DOMESTIC SHARES AND UNLISTED FOREIGN
SHARES OF SHANGHAI HENLIUS BIOTECH, INC. TO OVERSEAS
LISTED FOREIGN SHARES AND THE LISTING AND TRADING OF
SUCH SHARES ON THE HONG KONG STOCK EXCHANGE
PROPOSAL #2.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE UNDERTAKING OF MAINTAINING ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS OF THE COMPANY
PROPOSAL #4: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE GROUP
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD AND ISSUER YES FOR FOR
ITS AUTHORIZED PERSONS TO DEAL ALL WITH FULL
DISCRETION WITH THE OVERSEAS LISTING AND THE RELATED
MATTERS OF SHANGHAI HENLIUS BIOTECH, INC.
PROPOSAL #6: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS OF THE COMPANY ONLY IN
CONNECTION WITH THE SPIN-OFF OF SHANGHAI HENLIUS
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D117
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENTS TO H SHAREHOLDERS OF THE COMPANY ONLY IN
CONNECTION WITH THE SPIN-OFF OF SHANGHAI HENLIUS
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D117
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT NO. 1 TO THE A&R ISSUER YES FOR FOR
SHAREHOLDERS AGREEMENT REGARDING GLAND PHARMA
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D117
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING (SPECIAL ISSUER YES FOR FOR
GENERAL PARTNERSHIP) AS PRC FINANCIAL REPORT AND
INTERNAL CONTROL REPORT AUDITORS AND ERNST & YOUNG AS
INTERNATIONAL FINANCIAL REPORT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019 ESTIMATED ONGOING RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE 2018 APPRAISAL RESULTS AND ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS
PROPOSAL #9: APPROVE 2019 APPRAISAL PROGRAM OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE RENEWAL OF AND NEW ENTRUSTED ISSUER YES FOR FOR
LOAN QUOTA OF THE GROUP
PROPOSAL #11: APPROVE TOTAL BANK CREDIT APPLICATIONS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION TO THE MANAGEMENT ISSUER YES FOR FOR
TO DISPOSE OF LISTED SECURITIES
PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS FOR ISSUER YES FOR FOR
THE PROPOSED ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.1: APPROVE SIZE AND METHOD OF THE ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #14.2: APPROVE COUPON RATE OR ITS ISSUER YES FOR FOR
DETERMINATION MECHANISM
PROPOSAL #14.3: APPROVE MATURITY PERIOD, METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT, AND OTHER
SPECIFIC ARRANGEMENTS
PROPOSAL #14.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE ISSUANCE TARGET AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #14.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #14.7: APPROVE PROVISIONS ON REDEMPTION AND ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #14.8: APPROVE CREDIT STANDING OF THE ISSUER YES FOR FOR
COMPANY AND SAFEGUARDS FOR DEBT REPAYMENT
PROPOSAL #14.9: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #14.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #14.11: APPROVE VALIDITY OF THE RESOLUTIONS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF
PROPOSAL #16: ADOPT SHARE OPTION SCHEME OF GLAND ISSUER YES AGAINST AGAINST
PHARMA LIMITED
PROPOSAL #17: APPROVE RENEWAL OF AND NEW GUARANTEE ISSUER YES FOR FOR
QUOTA OF THE GROUP
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #21: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #22: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #23.1: ELECT CHEN QIYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.2: ELECT YAO FANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.3: ELECT WU YIFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.4: ELECT XU XIAOLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.5: ELECT WANG CAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.6: ELECT MU HAINING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23.7: ELECT LIANG JIANFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.1: ELECT JIANG XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.2: ELECT WONG TIN YAU KELVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.3: ELECT LI LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #24.4: ELECT TANG GULIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #25.1: ELECT CAO GENXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #25.2: ELECT GUAN YIMIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
TICKER: 2196 CUSIP: Y7687D117
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shanghai Fudan Forward S&T Co., Ltd.
TICKER: 600624 CUSIP: Y2617R104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Shanghai Fudan Forward S&T Co., Ltd.
TICKER: 600624 CUSIP: Y2617R104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #12: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
ISSUER: Shanghai Fudan Zhangjiang Bio Pharmaceutical Co. Ltd.
TICKER: 1349 CUSIP: Y7682Y108
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALES AND DISTRIBUTION ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
ISSUER: Shanghai Fudan Zhangjiang Bio Pharmaceutical Co. Ltd.
TICKER: 1349 CUSIP: Y7682Y108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ACCEPT 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND DISTRIBUTION PLAN
PROPOSAL #5: APPOINT AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE PROPOSED FORMULATION OF THE ISSUER YES FOR FOR
ADMINISTRATIVE MEASURES FOR USE OF PROCEEDS
PROPOSAL #8: APPROVE ESTABLISHMENT OF THE STRATEGY ISSUER YES FOR FOR
COMMITTEE OF THE BOARD
PROPOSAL #9.1: APPROVE CLASS AND NOMINAL VALUE OF NEW ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #9.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE PRICING METHODOLOGY ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE METHOD OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE VALID PERIOD OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ISSUE OF A SHARES
PROPOSAL #11: AUTHORIZE INVESTMENT PROJECTS TO BE ISSUER YES FOR FOR
FUNDED BY PROCEEDS RAISED FROM THE ISSUE OF A SHARES
PROPOSAL #12: APPROVE ACCUMULATED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN BEFORE THE ISSUE OF A SHARES
PROPOSAL #13: APPROVE THREE-YEAR SHAREHOLDERS' ISSUER YES FOR FOR
DIVIDEND RETURN PLAN AFTER THE ISSUE OF A SHARES
PROPOSAL #14: APPROVE SHARE PRICE STABILIZATION PLAN ISSUER YES FOR FOR
WITHIN THREE YEARS AFTER THE ISSUE OF A SHARES
PROPOSAL #15: APPROVE UNDERTAKINGS ON THE MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE ISSUE OF A SHARES AND PUTTING
FORWARD RESTRAINING MEASURES
PROPOSAL #16: APPROVE RECOVERY MEASURES REGARDING ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURN BY THE ISSUE OF A SHARES
AND UNDERTAKINGS OF RELEVANT RESPONSIBLE PARTIES
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
DURING THE REPORTING PERIOD
ISSUER: Shanghai Fudan Zhangjiang Bio Pharmaceutical Co. Ltd.
TICKER: 1349 CUSIP: Y7682Y108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND NOMINAL VALUE OF NEW ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE PRICING METHODOLOGY ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE METHOD OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE VALID PERIOD OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUE OF A SHARES
PROPOSAL #3: APPROVE INVESTMENT PROJECTS TO BE FUNDED ISSUER YES FOR FOR
BY PROCEEDS RAISED FROM THE ISSUE OF A SHARES
PROPOSAL #4: APPROVE ACCUMULATED PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN BEFORE THE ISSUE OF A SHARES
PROPOSAL #5: APPROVE THREE-YEAR SHAREHOLDERS' ISSUER YES FOR FOR
DIVIDEND RETURN PLAN AFTER THE ISSUE OF A SHARES
PROPOSAL #6: APPROVE SHARE PRICE STABILIZATION PLAN ISSUER YES FOR FOR
WITHIN THREE YEARS AFTER THE ISSUE OF A SHARES
PROPOSAL #7: APPROVE UNDERTAKINGS ON THE MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE ISSUE OF A SHARES AND PUTTING
FORWARD RESTRAINING MEASURES
PROPOSAL #8: APPROVE RECOVERY MEASURES REGARDING ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURN BY THE ISSUE OF A SHARES
AND UNDERTAKINGS OF RELEVANT RESPONSIBLE PARTIES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
DURING THE REPORTING PERIOD
ISSUER: Shanghai Fudan Zhangjiang Bio Pharmaceutical Co. Ltd.
TICKER: 1349 CUSIP: Y7682Y108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF A SHARES AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO DEAL WITH ALL RELATED MATTERS
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN AN ASSOCIATE
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF HEDGING BUSINESS ISSUER YES FOR FOR
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE NOT MET THE INCENTIVE
CRITERIA AND HAVE BEEN GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: APPROVE CHANGE IN COMPANY'S REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON CAPITAL INJECTION ISSUER YES FOR FOR
PLAN
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF COMPANY'S RIGHTS ISSUER YES FOR FOR
ISSUE SCHEME
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE
PROPOSAL #11: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #13: ELECT YAO ZIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN TO ISSUER YES FOR FOR
ESTABLISH ASSET MANAGEMENT PLAN AND RELATED PARTY
TRANSACTIONS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE HEDGING INDUSTRY ISSUER YES FOR FOR
ISSUER: Shanghai Ganglian E-Commerce Holdings Co., Ltd.
TICKER: 300226 CUSIP: Y7685A107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Greencourt Investment Group Co., Ltd.
TICKER: 900919 CUSIP: Y7679K103
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 AUDIT FEES AND 2019 ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS
PROPOSAL #7: APPROVE ASSET MORTGAGE AND PLEDGE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE LOAN MATTERS OF COMPANY AND ITS ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
FINANCIAL ASSETS
PROPOSAL #11: APPROVE AUTHORIZATION TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE ENTRUSTED MANAGEMENT SERVICE ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
ISSUER: Shanghai Guangdian Electric Group Co., Ltd.
TICKER: 601616 CUSIP: Y76851107
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YAN YIMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Guangdian Electric Group Co., Ltd.
TICKER: 601616 CUSIP: Y76851107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE BANK FINANCING ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12.1: ELECT ZHU LITING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Haixin Group Co., Ltd.
TICKER: 900917 CUSIP: Y7682J101
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PI ZHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Haixin Group Co., Ltd.
TICKER: 900917 CUSIP: Y7682J101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Hanbell Precise Machinery Co., Ltd.
TICKER: 002158 CUSIP: Y76832107
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shanghai Hanbell Precise Machinery Co., Ltd.
TICKER: 002158 CUSIP: Y76832107
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE SIGNING OF FINANCING AND DAILY ISSUER YES FOR FOR
BUSINESS
PROPOSAL #12: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #19: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #20: APPROVE USE OF REMAINING RAISED FUNDS SHAREHOLDER YES FOR FOR
TO REPLENISH WORKING CAPITAL
ISSUER: Shanghai Haohai Biological Technology Co., Ltd.
TICKER: 6826 CUSIP: Y7690W102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: ELECT HOU YONGTAI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.2: ELECT WU JIANYING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.3: ELECT HUANG MING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.4: ELECT CHEN YIYI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.5: ELECT TANG MINJIE AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.6: ELECT YOU JIE AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.7: ELECT CHEN HUABIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.8: ELECT SHEN HONGBO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.9: ELECT ZHU QIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5.10: ELECT WONG KWAN KIT AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #6.1: ELECT LIU YUANZHONG AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX SUPERVISOR'S REMUNERATION
PROPOSAL #6.2: ELECT YANG QING AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX SUPERVISOR'S REMUNERATION
PROPOSAL #6.3: ELECT TANG YUEJUN AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX SUPERVISOR'S REMUNERATION
PROPOSAL #7: APPROVE IMPLEMENTATION RULES OF ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #8: APPROVE ONLINE VOTING MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO THE RULES FOR THE ISSUER YES FOR FOR
MANAGEMENT OF THE RELATED PARTY TRANSACTIONS
PROPOSAL #10.1: APPROVE AMENDMENTS TO THE DRAFT OF ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION OF A SHARES
PROPOSAL #10.2: APPROVE AMENDMENTS TO THE RULES OF ISSUER YES FOR FOR
PROCEDURE OF THE GENERAL MEETING
PROPOSAL #10.3: APPROVE AMENDMENTS TO THE RULES OF ISSUER YES FOR FOR
PROCEDURE OF BOARD OF DIRECTORS
ISSUER: Shanghai Highly (group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U106
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES AGAINST AGAINST
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES AGAINST AGAINST
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES AGAINST AGAINST
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE AMOUNT ISSUER YES AGAINST AGAINST
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES AGAINST AGAINST
PROPOSAL #2.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES AGAINST AGAINST
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES AGAINST AGAINST
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES AGAINST AGAINST
THE USE OF PROCEEDS
PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES AGAINST AGAINST
NEW SHARES
PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION ISSUER YES AGAINST AGAINST
AGREEMENT
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES AGAINST AGAINST
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES AGAINST AGAINST
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES AGAINST AGAINST
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD OR ISSUER YES AGAINST AGAINST
AUTHORIZED PERSON TO HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES AGAINST AGAINST
TRANSACTIONS
ISSUER: Shanghai Highly (Group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U106
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
AND SUPER-SHORT-TERM FINANCING BILLS
ISSUER: Shanghai Highly (Group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Highly (group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U114
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD OR ISSUER YES FOR FOR
AUTHORIZED PERSON TO HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Shanghai Highly (Group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U114
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
AND SUPER-SHORT-TERM FINANCING BILLS
ISSUER: Shanghai Highly (Group) Co., Ltd.
TICKER: 900910 CUSIP: Y7682U114
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Hile Bio-Technology Co., Ltd.
TICKER: 603718 CUSIP: Y768AG108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHANG LU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Hile Bio-Technology Co., Ltd.
TICKER: 603718 CUSIP: Y768AG108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPLENISHMENT OF WORKING CAPITAL ISSUER YES FOR FOR
BY RAISED FUNDS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT FANG ZHANGLE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Shanghai Hongda Mining Co., Ltd.
TICKER: 600532 CUSIP: Y76813107
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES AGAINST AGAINST
INTERNAL CONTROL AUDITOR
ISSUER: Shanghai Hongda Mining Co., Ltd.
TICKER: 600532 CUSIP: Y76813107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 FIRST QUARTER DAILY RELATED
PARTY TRANSACTION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shanghai Huayi Group Corp. Ltd.
TICKER: 900909 CUSIP: Y2105F109
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACHIEVEMENT OF THE TARGET ASSET ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS RELATED TO THE MAJOR ASSET
RESTRUCTURING IN 2015 AND THE PERFORMANCE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS ON PERFORMANCE COMPENSATION AND AMEND
ARTICLES OF ASSOCIATION
ISSUER: Shanghai Huayi Group Corp. Ltd.
TICKER: 900909 CUSIP: Y2105F109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BOND ISSUANCE OF OVERSEAS ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES AND ITS RELEVANT GUARANTEE
PROVISION
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #11: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE JOINT CAPITAL INJECTION PLAN ISSUER YES FOR FOR
WITH RELATED PARTIES
PROPOSAL #13: APPROVE INVESTMENT IN PROPYLENE AND ISSUER YES FOR FOR
DOWNSTREAM PROCESSING PROJECTS
ISSUER: Shanghai Huayi Group Corp. Ltd.
TICKER: 900909 CUSIP: Y2105F117
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACHIEVEMENT OF THE TARGET ASSET ISSUER YES FOR FOR
PERFORMANCE COMMITMENTS RELATED TO THE MAJOR ASSET
RESTRUCTURING IN 2015 AND THE PERFORMANCE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS ON PERFORMANCE COMPENSATION AND AMEND
ARTICLES OF ASSOCIATION
ISSUER: Shanghai Huayi Group Corp. Ltd.
TICKER: 900909 CUSIP: Y2105F117
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BOND ISSUANCE OF OVERSEAS ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES AND ITS RELEVANT GUARANTEE
PROVISION
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #11: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE JOINT CAPITAL INJECTION PLAN ISSUER YES FOR FOR
WITH RELATED PARTIES
PROPOSAL #13: APPROVE INVESTMENT IN PROPYLENE AND ISSUER YES FOR FOR
DOWNSTREAM PROCESSING PROJECTS
ISSUER: Shanghai Industrial Development Co., Ltd.
TICKER: 600748 CUSIP: Y7689G100
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG LIANGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
ISSUER: Shanghai Industrial Development Co., Ltd.
TICKER: 600748 CUSIP: Y7689G100
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY ISSUANCE ISSUER YES FOR FOR
OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AS WELL AS ISSUER YES FOR FOR
METHOD OF PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #2.6: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.7: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RELEVANT AUTHORIZATIONS ISSUER YES FOR FOR
ISSUER: Shanghai Industrial Development Co., Ltd.
TICKER: 600748 CUSIP: Y7689G100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION, RULES AND ISSUER YES AGAINST AGAINST
PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS
AND RULES AND PROCEDURES REGARDING GENERAL MEETINGS
OF SHAREHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Shanghai Industrial Holdings Limited
TICKER: 363 CUSIP: Y7683K107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XU BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT XU ZHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LEUNG PAK TO, FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shanghai Industrial Urban Development Group Ltd.
TICKER: 563 CUSIP: G8065B103
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZENG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHOU XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DOO WAI-HOI, WILLIAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT FEN REN DA, ANTHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LI KA FAI, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shanghai International Airport Co., Ltd.
TICKER: 600009 CUSIP: Y7682X100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8.1: ELECT JIA RUIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT HU ZHIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT WANG XU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT TANG BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT YANG PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT HUANG ZHENGLIN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.1: ELECT HE WANPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT YOU JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT LI YINGQI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT SHEN SHUJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT SI XIAOLU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT LIU SHAOJIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai International Port (Group) Co., Ltd.
TICKER: 600018 CUSIP: Y7683N101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DEBT FINANCING AMOUNT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DEPOSITS AND LOANS FROM RELATED ISSUER YES FOR FOR
BANK
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION AND RULES AND PROCEDURES ON SHAREHOLDERS
MEETING
PROPOSAL #13: ELECT WEN LING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.1: ELECT ZHANG JIANWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT SHAO RUIQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jahwa United Co., Ltd.
TICKER: 600315 CUSIP: Y7685E109
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT ZHANG DONGFANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT DENG MINGHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU DONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT MENG SEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG YUCHANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SUN DAJIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT WANG LUJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHAO FUJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT ZHENG LI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Jahwa United Co., Ltd.
TICKER: 600315 CUSIP: Y7685E109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Jiao Yun Group Co., Ltd.
TICKER: 600676 CUSIP: Y76868101
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Shanghai Jiaoda Onlly Co., Ltd.
TICKER: 600530 CUSIP: Y7686F105
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LOU JIANYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG RONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jiaoda Onlly Co., Ltd.
TICKER: 600530 CUSIP: Y7686F105
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Jiaoda Onlly Co., Ltd.
TICKER: 600530 CUSIP: Y7686F105
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD MEETINGS
ISSUER: Shanghai Jiaoda Onlly Co., Ltd.
TICKER: 600530 CUSIP: Y7686F105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR RESIGNATION AND ELECT SHAREHOLDER YES FOR FOR
WANG XINCHEN AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE BANK CREDIT LINE APPLICATION SHAREHOLDER YES FOR FOR
AND AUTHORIZE THE PRESIDENT TO SIGN THE RELEVANT LOAN
CONTRACT
ISSUER: Shanghai Jielong Industry Group Co., Ltd.
TICKER: 600836 CUSIP: Y7686E108
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING AND MORTGAGES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING
PROPOSAL #10: APPROVE LAND AUCTION AND MORTGAGE ISSUER YES FOR FOR
FINANCING PLAN
PROPOSAL #11: APPROVE ENTRUSTED FINANCIAL INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #12: APPROVE IMPLEMENTATION MEASURES FOR ISSUER YES FOR FOR
DAILY RELATED TRANSACTIONS OF CONSTRUCTION
ENGINEERING AND HOUSING LEASING
PROPOSAL #13: APPROVE IMPLEMENTATION MEASURES FOR ISSUER YES FOR FOR
DAILY RELATED TRANSACTIONS OF PAPER MOLDING BUSINESS
PROPOSAL #14.1: ELECT SHEN LIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Hotels (Group) Co. Ltd.
TICKER: 2006 CUSIP: Y7688D108
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA MINGJU AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Hotels (Group) Company Limited
TICKER: 2006 CUSIP: Y7688D108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS, HONG ISSUER YES FOR FOR
KONG CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL
AUDITORS AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITORS AND AUTHORIZE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT YU MINLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT GUO LIJUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT CHEN LIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT MA MINGJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT SUN YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT ZHOU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT JI GANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.8: ELECT RUI MINGJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT SHEN LIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT KUANG KE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORY COMMITTEE
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2.1: ELECT ZHOU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF AUDIT FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE COMPANY NAME CHANGE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14.1: ELECT YU MINLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT GUO LIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LV HAIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT CHEN LIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT MA MINGJU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT ZHOU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.7: ELECT ZHAO JOHN HUAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.1: ELECT YU MIAOGEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT XIE RONGXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG FUBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT SUN CHIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT XU ZHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C118
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2.1: ELECT ZHOU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jin Jiang International Hotels Development Co., Ltd.
TICKER: 900934 CUSIP: Y7688C118
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF AUDIT FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE COMPANY NAME CHANGE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14.1: ELECT YU MINLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT GUO LIJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LV HAIYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT CHEN LIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT MA MINGJU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT ZHOU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.7: ELECT ZHAO JOHN HUAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.1: ELECT YU MIAOGEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT XIE RONGXING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG FUBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT SUN CHIPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT XU ZHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Industrial Invt. Co., Ltd.
TICKER: 900914 CUSIP: Y7686D118
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jin Jiang International Industrial Invt. Co., Ltd.
TICKER: 900914 CUSIP: Y7686D118
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13.1: ELECT ZHANG XIAOQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.2: ELECT SUN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHU QIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT CANG DINGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT ZHANG JUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT DUAN YALIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT HONG JIANQIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT XIA XUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT XU ZHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jin Jiang International Industrial Invt. Co., Ltd.
TICKER: 900914 CUSIP: Y7687J106
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Jin Jiang International Industrial Invt. Co., Ltd.
TICKER: 900914 CUSIP: Y7687J106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13.1: ELECT ZHANG XIAOQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #13.2: ELECT SUN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHU QIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT CANG DINGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT ZHANG JUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT DUAN YALIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT HONG JIANQIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT XIA XUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT XU ZHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: ShangHai JinFeng Wine Co. Ltd.
TICKER: 600616 CUSIP: Y7T82J114
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BANK LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATIONS OF ISSUER YES FOR FOR
FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11.1: ELECT GONG RUJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT WU JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT LUO XIAOJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT ZHU HANGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT WANG HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT QIN BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHAO CHUNGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT YAN YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT ZHAO PING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT SHEN JIANTING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT MA WENXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Jinfeng Wine Company Limited
TICKER: 600616 CUSIP: Y76823106
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL REPORT AUDITOR AS WELL AS
FIX THE REMUNERATION
ISSUER: Shanghai Jinjiang International Travel Co., Ltd.
TICKER: 900929 CUSIP: Y76806101
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO DISPOSAL OF FINANCIAL ASSETS
AVAILABLE FOR SALE
PROPOSAL #2: APPROVE PROVISION OF WELFARE EXPENSES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shanghai Jinjiang International Travel Co., Ltd.
TICKER: 900929 CUSIP: Y76806101
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12.1: ELECT ZHANG XIAOQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT BAO LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT SUN YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT ZHENG BEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT ZHANG JUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LI DAPEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT GU ZHONGXIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT ZHOU CIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT WANG GUOXING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT ZHU YONGJIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jinqiao Export Processing Zone Development Co. Ltd.
TICKER: 900911 CUSIP: Y4443D101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT AND ISSUER YES FOR FOR
OPERATION WORK PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #12.1: ELECT WANG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT TANG WENKAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT JIN ZHIQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT DENG WEILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LU XIONGWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT TAO WUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LI YIFAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT LEI LIANGHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT SHEN XIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT DAI HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT ZHANG ZHANHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Jinqiao Export Processing Zone Development Co. Ltd.
TICKER: 900911 CUSIP: Y4443D119
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT AND ISSUER YES FOR FOR
OPERATION WORK PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #12.1: ELECT WANG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT TANG WENKAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT JIN ZHIQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT DENG WEILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT LU XIONGWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT TAO WUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT LI YIFAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT LEI LIANGHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT SHEN XIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT DAI HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT ZHANG ZHANHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Join Buy Co., Ltd.
TICKER: 600838 CUSIP: Y76885105
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT XU XING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT CAO YUMEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT DAI TIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT ZHANG MIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT XIE RONGXING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT WANG LONGSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT ZHU MIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT DONG LUYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: ELECT CHEN TAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Join Buy Co., Ltd.
TICKER: 600838 CUSIP: Y76885105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF
REMUNERATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shanghai Kaibao Pharmaceutical Co., Ltd.
TICKER: 300039 CUSIP: Y7684G105
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shanghai Kaibao Pharmaceutical Co., Ltd.
TICKER: 300039 CUSIP: Y7684G105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Kehua Bio-Engineering Co., Ltd.
TICKER: 002022 CUSIP: Y7684L104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDIT FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: ELECT WANG QIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY DISPOSAL OF WHOLLY-OWNED ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #2: APPROVE SIGNING OF THE RELEVANT EQUITY ISSUER NO N/A N/A
TRANSFER AGREEMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER NO N/A N/A
LOAN APPLICATION
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG ZHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YUAN ZHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG ZHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT YAN HANG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT WANG ZHENGMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT YU CHENGLEI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT LU XUBO AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT LI MINGWEN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT ZHOU ZHIQIANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE CHANGE OF BUSINESS SCOPE, CHANGE ISSUER NO N/A N/A
IN REGISTERED CAPITAL, AMEND ARTICLES OF ASSOCIATION
AND AUTHORIZE BOARD TO HANDLE THE CORRESPONDING
APPROVAL PROCEDURES AND BUSINESS REGISTRATION CHANGES
ISSUER: Shanghai Kinetic Medical Co., Ltd.
TICKER: 300326 CUSIP: Y7686B104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF THE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT AGENCY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER, AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, LOCK-IN ISSUER YES FOR FOR
PERIOD, UNLOCKING ARRANGEMENT AND LOCK-UP PERIOD
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PROCEDURES TO IMPLEMENT, ISSUER YES FOR FOR
GRANT AND UNLOCK THE PERFORMANCE SHARES
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY
AND INCENTIVE OBJECTS
PROPOSAL #1.13: APPROVE PRINCIPLE FOR REPURCHASE ISSUER YES FOR FOR
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PERFORMANCE SHARES
INCENTIVE PLAN
ISSUER: Shanghai Lansheng Corp.
TICKER: 600826 CUSIP: Y7686H101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: ELECT CHENG JIAJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI LANSHENG LIGHT INDUSTRIAL PRODUCTS IMPORT &
EXPORT CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF ENTRUSTED LOAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI SHENGGUANG LIGHT INDUSTRIAL PRODUCTS IMPORT
& EXPORT CO., LTD.
ISSUER: Shanghai Lingang Holdings Corp. Ltd.
TICKER: 900928 CUSIP: Y7679S114
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2.1: ELECT YUAN GUOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG LIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG SIFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT DING GUIKANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YANG JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT DONG JIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WU AIQUN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG TIANXI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT RUI MINGJIE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHU WEIQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHUANG WEILIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PAN FENGLING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT ZHANG HONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Lingang Holdings Corp. Ltd.
TICKER: 900928 CUSIP: Y7679S114
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ACQUISITION OF ASSETS AND ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #2.3: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ADJUSTMENT MECHANISM OF ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #2.7: APPROVE CASH PAYMENT PROGRESS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PROFIT AND LOSS ATTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE ISSUE TYPE AND PAR VALUE OF ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #2.12: APPROVE ISSUE MANNER OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.13: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD OF RAISING SUPPORTING FUNDS
PROPOSAL #2.14: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS OF RAISING SUPPORTING FUNDS
PROPOSAL #2.15: APPROVE RAISED FUNDS AMOUNT OF ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #2.16: APPROVE ISSUE SCALE OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.17: APPROVE LOCK-UP PERIOD OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.18: APPROVE USAGE OF FUNDS OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.19: APPROVE LISTING ARRANGEMENTS OF ISSUER YES FOR FOR
RAISING SUPPORTING FUNDS
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES
AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #4: APPROVE SIGNING OF RELEVANT AGREEMENT ISSUER YES FOR FOR
AND SUPPLEMENTARY AGREEMENT ON THE TRANSACTION
PROPOSAL #5: APPROVE PROFIT COMPENSATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ASSET ENTRUSTMENT WITH RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #7: APPROVE WHITE WASH WAIVER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE AUDIT REPORT, PROFIT FORECAST ISSUER YES FOR FOR
REPORT AND APPRAISAL REPORT OF THE TRANSACTION
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Lonyer Fuels Co., Ltd.
TICKER: 603003 CUSIP: Y7687F104
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
THE CANCELLATION OF REPURCHASE OF SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Lonyer Fuels Co., Ltd.
TICKER: 603003 CUSIP: Y7687F104
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Shanghai Lonyer Fuels Co., Ltd.
TICKER: 603003 CUSIP: Y7687F104
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT (AUDITED) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
TICKER: 900932 CUSIP: Y7686Q101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS, WORK REPORT AND 2019 WORK REPORT
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FUND MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES AGAINST AGAINST
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #14: APPROVE PURCHASE OF TRUST PRODUCTS BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #15: ELECT XU HAIYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
TICKER: 900932 CUSIP: Y7686Q119
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS, WORK REPORT AND 2019 WORK REPORT
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FUND MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES AGAINST AGAINST
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #14: APPROVE PURCHASE OF TRUST PRODUCTS BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #15: ELECT XU HAIYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Luxin Packing Materials Science & Technology Co. Ltd.
TICKER: 002565 CUSIP: Y775B1105
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE CAPITAL
PROPOSAL #1.4: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Shanghai M&G Stationery, Inc.
TICKER: 603899 CUSIP: Y7689W105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION STANDARDS OF ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai M&G Stationery, Inc.
TICKER: 603899 CUSIP: Y7689W105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Maling Aquarius Co., Ltd.
TICKER: 600073 CUSIP: Y7687M109
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #4: APPROVE ADDITIONAL 2019 CREDIT LINE BANK ISSUER YES FOR FOR
LOAN APPLICATION
ISSUER: Shanghai Maling Aquarius Co., Ltd.
TICKER: 600073 CUSIP: Y7687M109
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Shanghai Maling Aquarius Co., Ltd.
TICKER: 600073 CUSIP: Y7687M109
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
FROM AGRICULTURAL BANK OF CHINA CO., LTD. SHANGHAI
CHANGNING BRANCH
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
FROM SHANGHAI RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
FROM CHINA MERCHANTS BANK CO., LTD. SHANGHAI
CHUANBEI BRANCH
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI FOOD IMPORT AND EXPORT CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI FOOD IMPORT AND EXPORT POULTRY CO., LTD
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI TRADE BASE IMPORT AND EXPORT CO., LTD
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIANGSU HUAI'AN SU FOOD MEAT CO., LTD.
ISSUER: Shanghai Maling Aquarius Co., Ltd.
TICKER: 600073 CUSIP: Y7687M109
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING ESTABLISHMENT OF
SPECIAL COMMITTEE UNDER THE BOARD
PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS FOR JIANGSU SUSHI ROUPIN
CO., LTD.
PROPOSAL #3.1: ELECT WU TONGHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG GUOXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT SHEN BUTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WANG LILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LIU CHANGKUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT YAN SHU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT TIAN RENCAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT HONG LIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT JIN JIANSHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT YU QIUJING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Mechanical & Electrical Industry Co., Ltd.
TICKER: 900925 CUSIP: Y7691T108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Mechanical & Electrical Industry Co., Ltd.
TICKER: 900925 CUSIP: Y7691T108
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RETIREMENT OF FAN BINGXUN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RETIREMENT OF ZHU QIAN SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT WAN ZHONGPEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT MA XING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Mechanical & Electrical Industry Co., Ltd.
TICKER: 900925 CUSIP: Y7691T116
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Mechanical & Electrical Industry Co., Ltd.
TICKER: 900925 CUSIP: Y7691T116
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RETIREMENT OF FAN BINGXUN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RETIREMENT OF ZHU QIAN SHAREHOLDER YES FOR FOR
PROPOSAL #3.1: ELECT WAN ZHONGPEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT MA XING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Metersbonwe Fashion & Accessories Co., Ltd.
TICKER: 002269 CUSIP: Y7686S107
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUANCE ISSUER YES FOR FOR
TIME
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE OR PRICING PRINCIPLES
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT OF SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Metersbonwe Fashion & Accessories Co., Ltd.
TICKER: 2269 CUSIP: Y7686S107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RECEIPT OF LOAN ASSISTANCE FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10: APPROVE SCALE OF CREDIT LINE ISSUER YES AGAINST AGAINST
ISSUER: Shanghai Milkground Food Tech Co., Ltd.
TICKER: 600882 CUSIP: Y7678G103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PURCHASE OF FUNDS AND FINANCIAL ISSUER YES AGAINST AGAINST
PRODUCTS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE APPLICATION FOR LOAN AND CREDIT ISSUER YES AGAINST AGAINST
LINE AS WELL AS PROVISION OF GUARANTEES
PROPOSAL #14: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES AGAINST AGAINST
PERFORMANCE SHARES
PROPOSAL #15: APPROVE DECREASE IN REGISTERED CAPITAL SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #20: AMEND DETAILED RULES FOR ONLINE VOTING SHAREHOLDER YES AGAINST AGAINST
OF THE SHAREHOLDERS GENERAL MEETING
PROPOSAL #21: AMEND WORKING SYSTEM FOR INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #22: AMEND IMPLEMENTING RULES FOR CUMULATIVE SHAREHOLDER YES AGAINST AGAINST
VOTING SYSTEM
PROPOSAL #23: AMEND MANAGEMENT SYSTEM OF EXTERNAL SHAREHOLDER YES AGAINST AGAINST
INVESTMENTS
PROPOSAL #24: AMEND MANAGEMENT SYSTEM OF EXTERNAL SHAREHOLDER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #25: AMEND MANAGEMENT SYSTEM OF ASSET SHAREHOLDER YES AGAINST AGAINST
DISPOSAL
PROPOSAL #26: AMEND MANAGEMENT SYSTEM OF RELATED- SHAREHOLDER YES AGAINST AGAINST
PARTY TRANSACTIONS
PROPOSAL #27: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #28: AMEND MANAGEMENT SYSTEM OF DIVIDENDS SHAREHOLDER YES AGAINST AGAINST
ISSUER: Shanghai New Huang Pu Real Estate Co., Ltd.
TICKER: 600638 CUSIP: Y7689A103
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GAN XIANGNAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HU WEIYI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT KE KASHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI JIAN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT LIU HONGGUANG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT LU QUEFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT MU TONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT QIU YUFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT ZHANG BO AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.1: ELECT ZHONG CHAO AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.11: ELECT ZHOU XUMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT BAO JIMING AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT DONG ANSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU XIAODONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LU XIONGWEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LU JUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT WANG HONGMEI AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT XIE KAIYUAN AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT YIN HEXIN AS SUPERVISOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT ZHANG SHAOHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai New Huang Pu Real Estate Co., Ltd.
TICKER: 600638 CUSIP: Y7689A103
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMMERCIAL PROPERTY ISSUER YES FOR FOR
MORTGAGE ASSET-BACKED NOTES (CMBN)
ISSUER: Shanghai New Huang Pu Real Estate Co., Ltd.
TICKER: 600638 CUSIP: Y7689A103
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PAYMENT OF REMUNERATIONS AND ISSUER YES FOR FOR
APPOINTMENTS OF AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
GUARANTEE PROVISION
PROPOSAL #8: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai New World Co. Ltd.
TICKER: 600628 CUSIP: Y76884108
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT SUN LEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai New World Corp. Ltd.
TICKER: 600628 CUSIP: Y76884108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #6: APPROVE BANK LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 2607 CUSIP: Y7685S108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS DOMESTIC AUDITOR, PRICEWATERHOUSECOOPERS
AS OVERSEAS AUDITOR AND PAYMENT OF AUDITORS' FEES FOR
PROPOSAL #7: APPROVE PURCHASE OF LIABILITIES ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
PROPOSAL #8: APPROVE RENEWAL OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT WITH SHANGHAI SHANGSHI GROUP FINANCE CO.,
LTD. AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE EXTERNAL GUARANTEES FOR 2019 ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS
PROPOSAL #13: APPROVE 2019 SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ASSESSMENT MEASURE FOR THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE 2019 SHARE OPTION SCHEME
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE 2019 SHARE OPTION SCHEME
PROPOSAL #16.01: ELECT ZHOU JUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.02: ELECT GE DAWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.03: ELECT CHO MAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.04: ELECT LI YONGZHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.05: ELECT SHEN BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.06: ELECT LI AN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.01: ELECT CAI JIANGNAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.02: ELECT HONG LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.03: ELECT GU ZHAOYANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.04: ELECT MANSON FOK AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.01: ELECT XU YOULI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.02: ELECT XIN KENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 2607 CUSIP: Y7685S108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSESSMENT MEASURE FOR THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE 2019 SHARE OPTION SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2019 SHARE OPTION SCHEME
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 2607 CUSIP: Y7685S116
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS REPORT AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS DOMESTIC AUDITOR, PRICEWATERHOUSECOOPERS
AS OVERSEAS AUDITOR AND PAYMENT OF AUDITORS' FEES FOR
PROPOSAL #7: APPROVE PURCHASE OF LIABILITIES ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
PROPOSAL #8: APPROVE RENEWAL OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT WITH SHANGHAI SHANGSHI GROUP FINANCE CO.,
LTD. AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE EXTERNAL GUARANTEES FOR 2019 ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS
PROPOSAL #13: APPROVE 2019 SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ASSESSMENT MEASURE FOR THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE 2019 SHARE OPTION SCHEME
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE 2019 SHARE OPTION SCHEME
PROPOSAL #16.01: ELECT ZHOU JUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.02: ELECT GE DAWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.03: ELECT CHO MAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.04: ELECT LI YONGZHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.05: ELECT SHEN BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.06: ELECT LI AN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.01: ELECT CAI JIANGNAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.02: ELECT HONG LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.03: ELECT GU ZHAOYANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #17.04: ELECT MANSON FOK AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.01: ELECT XU YOULI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.02: ELECT XIN KENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Pharmaceuticals Holding Co., Ltd.
TICKER: 2607 CUSIP: Y7685S116
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSESSMENT MEASURE FOR THE ISSUER YES FOR FOR
IMPLEMENTATION OF THE 2019 SHARE OPTION SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE 2019 SHARE OPTION SCHEME
ISSUER: Shanghai Phoenix Enterprise (Group) Co., Ltd
TICKER: 900916 CUSIP: Y7691A109
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG GUOBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG CHAOYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHOU WEIZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO JIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GONG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WU WENFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG WENQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHAO ZIYE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FENG BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MIAO WEIDONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Phoenix Enterprise (Group) Co., Ltd
TICKER: 900916 CUSIP: Y7691A109
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LU GUIGEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Phoenix Enterprise (Group) Co., Ltd
TICKER: 900916 CUSIP: Y7691A109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2018 PAYMENT OF REMUNERATION AND ISSUER YES FOR FOR
2019 APPOINTMENT OF AUDITOR
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
ISSUER: Shanghai PRET Composites Co. Ltd.
TICKER: 2324 CUSIP: Y76881104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
ISSUER: Shanghai Pudong Development Bank Co., Ltd.
TICKER: 600000 CUSIP: Y7689F102
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF CONVERTIBLE
CORPORATE BONDS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF ISSUANCE OF FINANCIAL BONDS
PROPOSAL #3: APPROVE ESTABLISHMENT OF ASSET ISSUER YES FOR FOR
MANAGEMENT SUBSIDIARY
PROPOSAL #4.1: ELECT DONG XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XIA BING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Pudong Development Bank Co., Ltd.
TICKER: 600000 CUSIP: Y7689F102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT GUAN WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CAI HONGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Shanghai Pudong Road & Bridge Construction Co., Ltd.
TICKER: 600284 CUSIP: Y7687U101
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI SHUXUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DU ZHANGQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG YANHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHU YIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT MA CHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT GAO GUOWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT MA DERONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT DENG CHUANZHOU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT WANG LEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT WANG MEIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT XU HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HU WEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
BY SUBSIDIARY
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Pudong Road & Bridge Construction Co., Ltd.
TICKER: 600284 CUSIP: Y7687U101
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE STRUCTURED DEPOSIT LIMIT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 BORROWING LIMIT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #9: APPROVE SIGNING OF A BANK-ENTERPRISE ISSUER YES FOR FOR
COOPERATION AGREEMENT AND RELATED TRANSACTIONS WITH
SHANGHAI PUDONG DEVELOPMENT GROUP FINANCE CO., LTD.
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE PROJECT INVESTMENT SCALE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Putailai New Energy Technology Co., Ltd.
TICKER: 603659 CUSIP: Y7T892106
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Putailai New Energy Technology Co., Ltd.
TICKER: 603659 CUSIP: Y7T892106
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE 2019 PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY AND CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE 2019 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #4: APPROVE USE PART OF IDLE RAISED FUNDS ISSUER NO N/A N/A
AND OWN FUNDS FOR CASH MANAGEMENT
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #6.1: ELECT LIANG FENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.2: ELECT CHEN WEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6.3: ELECT HAN ZHONGWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.1: ELECT WANG HUAIFANG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.2: ELECT YUAN BIN AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT LIU FANG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #8.2: ELECT WANG XIAOMING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shanghai Putailai New Energy Technology Co., Ltd.
TICKER: 603659 CUSIP: Y7T892106
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE EXISTING PERIOD ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #9.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #9.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #9.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #9.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #9.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #9.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #9.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #9.15: APPROVE ARRANGEMENTS FOR PLACING ISSUER YES FOR FOR
SHARES WITH FORMER SHAREHOLDERS
PROPOSAL #9.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #9.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.18: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9.19: APPROVE DEPOSIT ACCOUNT FOR RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #9.20: APPROVE VALIDITY PERIOD OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #10: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM ISSUANCE OF CONVERTIBLE
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOND HOLDERS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO ISSUANCE OF
ISSUER: Shanghai Qiangsheng Holding Co., Ltd.
TICKER: 600662 CUSIP: Y7689K101
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT CAO YIJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Qiangsheng Holding Co., Ltd.
TICKER: 600662 CUSIP: Y7689K101
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE INCREASE IN USAGE OF OWN FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
ISSUER: Shanghai Qiangsheng Holding Co., Ltd.
TICKER: 600662 CUSIP: Y7689K101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9.1: ELECT WANG CONGGU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT LIU YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Runda Medical Technology Co., Ltd.
TICKER: 603108 CUSIP: Y7T88T108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS DETERMINATION
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Runda Medical Technology Co., Ltd.
TICKER: 603108 CUSIP: Y7T88T108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Shanghai Shenda Co., Ltd.
TICKER: 600626 CUSIP: Y7691U105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE LOAN AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE EQUITY TRANSFER OF SHANGHAI ISSUER YES FOR FOR
SIXTH COTTON TEXTILE FACTORY CO., LTD.
ISSUER: Shanghai Shenda Co., Ltd.
TICKER: 600626 CUSIP: Y7691U105
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEVELOPMENT OF FINANCIAL ISSUER YES FOR FOR
DERIVATIVES BUSINESS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT ON EQUITY TRANSFER ISSUER YES FOR FOR
PRICE
ISSUER: Shanghai Shenda Co., Ltd.
TICKER: 600626 CUSIP: Y7691U105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE GENERAL MANAGER ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO NOT IMPLEMENT CAPITALIZATION ISSUER YES FOR FOR
OF CAPITAL RESERVES
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE 2018 PERFORMANCE APPRAISAL ISSUER YES FOR FOR
REWARD
PROPOSAL #14: APPROVE 2019 PERFORMANCE APPRAISAL ISSUER YES AGAINST AGAINST
REWARD
PROPOSAL #15: APPROVE ADJUSTMENT ON CAPITAL STRUCTURE ISSUER YES FOR FOR
OF SUBSIDIARY
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #20.1: ELECT LI WEIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.2: ELECT LU ZHIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT ZHOU LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.4: ELECT YAO MINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.5: ELECT CAI PEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.1: ELECT SHI ZHANZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.2: ELECT HU ZUMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21.3: ELECT YUAN SHUMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #22.1: ELECT TANG MENGTING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #22.2: ELECT LIANG JINSHAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Shenhua Holdings Co., Ltd.
TICKER: 600653 CUSIP: Y7691W101
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE ISSUER YES FOR FOR
SUBSCRIPTION CONTRACT
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF EQUITY
PROPOSAL #12: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION TO SUBSIDIARY
ISSUER: Shanghai Shenhua Holdings Co., Ltd.
TICKER: 600653 CUSIP: Y7691W101
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #2: APPROVE MAJOR ASSETS RESTRUCTURING ISSUER YES FOR FOR
DISPOSAL AND RELATED PARTY TRANSACTIONS
PROPOSAL #2.1: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TRANSACTION OBJECTS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION MANNERS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TRANSACTION PRICING BASIS AND ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #2.5: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PROFIT AND LOSS IN THE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TARGET ASSETS DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE APPLICATION AND TERMINATION OF ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURE BUT DOES NOT CONSTITUTE AS MAJOR
LISTING
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSETS DISPOSAL
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7: APPROVE COMPANY'S TRANSACTION PRO FORMA ISSUER YES FOR FOR
REVIEW REPORT AND EVALUATION REPORT
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE PRICING BASIS OF THE TRANSACTION ISSUER YES FOR FOR
AND ITS FAIRNESS
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE RELEVANT ENTITIES DOES NOT ISSUER YES FOR FOR
PARTICIPATE IN MAJOR ASSET RESTRUCTURE OF LISTED
COMPANIES AND DOES NOT HAVE ARTICLE 13 OF
STRENGTHENING THE SUPERVISION OVER ABNORMAL STOCK
TRADING RELATED TO THE MATERIAL ASSET REORGANIZATIONS
OF LISTED C
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
ISSUER: Shanghai Shenhua Holdings Co., Ltd.
TICKER: 600653 CUSIP: Y7691W101
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
PROPOSAL #3: APPROVE ADJUSTMENT ON PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR SUBSIDIARY
ISSUER: Shanghai Shenhua Holdings Co., Ltd.
TICKER: 600653 CUSIP: Y7691W101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAN BINGZHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SIGNING OF CLAIM AND DEBT ISSUER YES FOR FOR
TRANSFER AGREEMENT WITH RELATED PARTY
ISSUER: Shanghai Shenhua Holdings Co., Ltd.
TICKER: 600653 CUSIP: Y7691W101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET PLAN
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADJUSTMENT TO GUARANTEE ISSUER YES FOR FOR
PROVISION
ISSUER: Shanghai Shentong Metro Co., Ltd.
TICKER: 600834 CUSIP: Y7686N108
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ESTABLISHMENT OF STRATEGY ISSUER YES FOR FOR
COMMITTEE AND RISK MANAGEMENT COMMITTEE
ISSUER: Shanghai Shentong Metro Co., Ltd.
TICKER: 600834 CUSIP: Y7686N108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BUDGET PLAN AND BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS RESTRUCTURING
PROPOSAL #10.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE TRANSACTION SUBJECTS ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #10.4: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #10.5: APPROVE DELIVERY METHOD ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MAJOR ASSETS RESTRUCTURING PLAN ISSUER YES FOR FOR
CONSTITUTES AS A RELATED-PARTY TRANSACTION
PROPOSAL #12: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURING AND RELATED-PARTY
PROPOSAL #13: APPROVE SINGING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT WITH TRANSACTION PARTIES
PROPOSAL #14: APPROVE SIGNING OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS AND PROFIT COMPENSATION AGREEMENT
PROPOSAL #15: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT
PROPOSAL #16: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #17: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #19: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #20: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #21: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURE AND RELATED-PARTY
TRANSACTION BUT DOES NOT CONSTITUTE AS MAJOR LISTING
PROPOSAL #22: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
PARTICIPATE IN ANY MAJOR ASSET RESTRUCTURE OF LISTED
COMPANIES IN ACCORDANCE WITH ARTICLE 13 ON
STRENGTHENING THE SUPERVISION OVER ABNORMAL STOCK
TRADING RELATED TO THE MATERIAL ASSET REORGANIZATIONS
OF LIST
PROPOSAL #23: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #24: APPROVE WHETHER THE STOCK PRICE ISSUER YES FOR FOR
VOLATILITY HAD ACHIEVED THE STANDARDS OF ARTICLE 5 ON
REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE ACTS OF ALL THE RELATED PARTIES
PROPOSAL #25: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #26: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P116
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P116
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P116
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LUO LAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YUXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHOU XIAOFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT YAN HUIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YE JIANFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT YANG LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HE WANPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG SONGYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHENG JIA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P116
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE 2019 EXTERNAL FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES AGAINST AGAINST
CHAIRMAN OF THE BOARD TO MAKE DECISION ON LAND
RESERVE WORK
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P124
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P124
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P124
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LUO LAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YUXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHOU XIAOFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT YAN HUIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YE JIANFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT YANG LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HE WANPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG SONGYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHENG JIA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Shibei Hi-Tech Co., Ltd.
TICKER: 900902 CUSIP: Y7681P124
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE 2019 EXTERNAL FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES AGAINST AGAINST
CHAIRMAN OF THE BOARD TO MAKE DECISION ON LAND
RESERVE WORK
ISSUER: Shanghai Shimao Co., Ltd.
TICKER: 600823 CUSIP: Y7708Q105
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.4: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.6: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.10: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Shanghai Shimao Co., Ltd.
TICKER: 600823 CUSIP: Y7708Q105
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 51% EQUITY AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE ADDITIONAL COLLATERAL FOR ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE FROM
FINANCIAL INSTITUTIONS
PROPOSAL #3: APPROVE ASSET-BACKED SECURITIES ISSUER YES FOR FOR
ISSUER: Shanghai Shimao Co., Ltd.
TICKER: 600823 CUSIP: Y7708Q105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shanghai Shunho New Materials Technology Co., Ltd.
TICKER: 2565 CUSIP: Y775B1105
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
HANDLING OF BUSINESS REGISTRATION CHANGES
PROPOSAL #2: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE FOR SALE FINANCIAL ASSETS
ISSUER: Shanghai Shunho New Materials Technology Co., Ltd.
TICKER: 2565 CUSIP: Y775B1105
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shanghai Shunho New Materials Technology Co., Ltd.
TICKER: 2565 CUSIP: Y775B1105
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT ON BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shanghai Shunho New Materials Technology Co., Ltd.
TICKER: 2565 CUSIP: Y775B1105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DRAFT AND SUMMARY ON EMPLOYEE SHAREHOLDER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #10: APPROVE MANAGEMENT METHOD OF EMPLOYEE SHAREHOLDER YES FOR FOR
SHARE PURCHASE PLAN
ISSUER: Shanghai Shunho New Materials Technology Co.,Ltd.
TICKER: 002565 CUSIP: Y775B1105
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GUO ZHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ZHENGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIU SHENGGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG KAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XU JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG XUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XIE HONGBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG BIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHOU YINJUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LU XIULAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TRANSFER OF EQUITY SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Shyndec Pharmaceutical Co., Ltd.
TICKER: 600420 CUSIP: Y76874117
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Shyndec Pharmaceutical Co., Ltd.
TICKER: 600420 CUSIP: Y76874117
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF PROFIT FORECAST ISSUER YES FOR FOR
COMPENSATION AGREEMENT IN CONNECTION TO EQUITY
ISSUER: Shanghai Shyndec Pharmaceutical Co., Ltd.
TICKER: 600420 CUSIP: Y76874117
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DONG ZENGHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI XIAOJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WEI BAOKANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHENG XIANHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT TIAN KAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shanghai Shyndec Pharmaceutical Co., Ltd.
TICKER: 600420 CUSIP: Y76874117
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #7: APPROVE BILL POOL BUSINESS AND NOTES ISSUER YES AGAINST AGAINST
PLEDGED
PROPOSAL #8: APPROVE ENTRUSTED LOANS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TRANSITIONAL PROFIT OR LOSS IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #14: APPROVE REALIZATION OF PROFIT FORECAST ISSUER YES FOR FOR
IN CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #15: APPROVE IMPAIRMENT TEST IN CONNECTION ISSUER YES FOR FOR
TO MAJOR ASSET RESTRUCTURE
PROPOSAL #16: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
SHARES IN CONNECTION TO ACQUISITION BY CASH AND
ISSUANCE OF SHARES
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ADJUSTMENTS ON BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #19: APPROVE FORMULATION OF IMPLEMENTING ISSUER YES FOR FOR
RULES FOR AUDIT AND RISK MANAGEMENT BOARD COMMITTEES
PROPOSAL #20: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #21: AMEND ARTICLES OF ASSOCIATION (NEW) SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Shyndec Pharmaceutical Co., Ltd.
TICKER: 600420 CUSIP: Y76874117
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATION OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENT INFORMATION DISCLOSURE MANAGEMENT SYSTEM
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
ISSUER: Shanghai Sinyang Semiconductor Materials Co., Ltd.
TICKER: 300236 CUSIP: Y7688G101
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG FUXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT FANG SHUNONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHI WENYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SHAO JIANMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WANG SU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT GENG LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XU XIUFA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JIANG QUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT QIN ZHENGYU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZHENRONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU YUMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #4.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #4.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: AMEND INVESTOR RELATIONS MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #13: AMEND INFORMATION DISCLOSURE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #14: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Shanghai Sinyang Semiconductor Materials Co., Ltd.
TICKER: 300236 CUSIP: Y7688G101
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT BY WHOLLY- ISSUER YES AGAINST AGAINST
OWNED SUBSIDIARY
ISSUER: Shanghai Sinyang Semiconductor Materials Co., Ltd.
TICKER: 300236 CUSIP: Y7688G101
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #3: APPROVE SIGNING OF ACQUISITION BY SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES AGREEMENT
ISSUER: Shanghai Sinyang Semiconductor Materials Co., Ltd.
TICKER: 300236 CUSIP: Y7688G101
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG ZHENRONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT XIE MING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPLETION OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #11: APPROVE DRAFT AND SUMMARY ON THIRD SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #12: APPROVE MANAGEMENT METHOD OF THIRD SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14.1: ELECT XU DING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shanghai SK Petroleum & Chemical Equipment Corp. Ltd.
TICKER: 002278 CUSIP: Y7688K102
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISMISSAL OF DIRECTOR LIU GUOHUA SHAREHOLDER YES AGAINST FOR
PROPOSAL #2: APPROVE DISMISSAL OF DIRECTOR LI SHAREHOLDER YES AGAINST FOR
FANGYING
PROPOSAL #3: APPROVE DISMISSAL OF DIRECTOR GU CHENGYU SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: APPROVE DISMISSAL OF DIRECTOR YE MING SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: APPROVE DISMISSAL OF INDEPENDENT SHAREHOLDER YES AGAINST FOR
DIRECTOR SUN DAJIAN
PROPOSAL #6: APPROVE DISMISSAL OF INDEPENDENT SHAREHOLDER YES AGAINST FOR
DIRECTOR JIN BINGRONG
PROPOSAL #7: APPROVE DISMISSAL OF SUPERVISOR XIE SHAREHOLDER YES AGAINST FOR
SHENGHUI
PROPOSAL #8: APPROVE DISMISSAL OF SUPERVISOR LU SHAREHOLDER YES AGAINST FOR
CANFANG
PROPOSAL #9.1: ELECT LI CHUNDI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.2: ELECT ZHU FENGXUE AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.3: ELECT LI SHIGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.4: ELECT KE HUAYONG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.5: ELECT XIA CHENAN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.6: ELECT CHEN CHUNLAI AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.7: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.8: ELECT WU HUIJUN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.1: ELECT LI CHUNDI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.2: ELECT ZHU FENGXUE AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.3: ELECT LI SHIGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.4: ELECT KE HUAYONG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.5: ELECT XIA CHENAN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.6: ELECT CHEN CHUNLAI AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.7: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #10.8: ELECT WU HUIJUN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.1: ELECT LI CHUNDI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.2: ELECT ZHU FENGXUE AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.3: ELECT LI SHIGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.4: ELECT KE HUAYONG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.5: ELECT XIA CHENAN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.6: ELECT CHEN CHUNLAI AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.7: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #11.8: ELECT WU HUIJUN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.1: ELECT LI CHUNDI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.2: ELECT ZHU FENGXUE AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.3: ELECT LI SHIGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.4: ELECT KE HUAYONG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.5: ELECT XIA CHENAN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.6: ELECT CHEN CHUNLAI AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.7: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #12.8: ELECT WU HUIJUN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.1: ELECT LI CHUNDI AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.2: ELECT ZHU FENGXUE AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.3: ELECT LI SHIGUANG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.4: ELECT KE HUAYONG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.5: ELECT XIA CHENAN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.6: ELECT CHEN CHUNLAI AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.7: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #13.8: ELECT WU HUIJUN AS NON-INDEPENDENT ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #14.1: ELECT YUAN LANG AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #14.2: ELECT XU DONGGEN AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #14.3: ELECT DING JUNJIE AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #14.4: ELECT TANG JING AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #15.1: ELECT YUAN LANG AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #15.2: ELECT XU DONGGEN AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #15.3: ELECT DING JUNJIE AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #15.4: ELECT TANG JING AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #16.1: ELECT YUAN LANG AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #16.2: ELECT XU DONGGEN AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #16.3: ELECT DING JUNJIE AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #16.4: ELECT TANG JING AS INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #17.1: ELECT YUAN FANG AS SUPERVISOR ISSUER YES AGAINST N/A
PROPOSAL #17.2: ELECT SONG GE AS SUPERVISOR ISSUER YES AGAINST N/A
PROPOSAL #18.1: ELECT YUAN FANG AS SUPERVISOR ISSUER YES AGAINST N/A
PROPOSAL #18.2: ELECT SONG GE AS SUPERVISOR ISSUER YES AGAINST N/A
ISSUER: Shanghai SK Petroleum & Chemical Equipment Corp. Ltd.
TICKER: 2278 CUSIP: Y7688K102
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai SK Petroleum & Chemical Equipment Corp. Ltd.
TICKER: 2278 CUSIP: Y7688K102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Step Electric Co., Ltd.
TICKER: 002527 CUSIP: Y7688L100
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE OF CONVERTIBLE BONDS
ISSUER: Shanghai Step Electric Co., Ltd.
TICKER: 2527 CUSIP: Y7688L100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #7: ELECT ZHONG BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shanghai Tianchen Co., Ltd.
TICKER: 600620 CUSIP: Y76934101
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH CAPITAL INJECTION OF CONTROLLED
SUBSIDIARY
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH LOAN PROVISION TO CONTROLLED
ISSUER: Shanghai Tianchen Co., Ltd.
TICKER: 600620 CUSIP: Y76934101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD MEETINGS
ISSUER: Shanghai Tofflon Science & Technology Co., Ltd.
TICKER: 300171 CUSIP: Y76894107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE 2019 REMUNERATION STANDARDS OF ISSUER YES FOR FOR
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Shanghai Tongji Science & Technology Industrial Co., Ltd.
TICKER: 600846 CUSIP: Y7692D102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK LOAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITORS AND TO FIX THEIR
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #13: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF RIGHTS ISSUE SCHEME
PROPOSAL #14: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD ON RIGHTS ISSUE SCHEME
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #16.1: ELECT GAO GUOWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT TONG XUEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT WANG MINGZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.4: ELECT ZHANG YE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.5: ELECT SUN YIGONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.6: ELECT ZHANG CHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.7: ELECT QIAN FENGSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT HUO JIAZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT DAI DAYONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Tunnel Engineering Co., Ltd.
TICKER: 600820 CUSIP: Y7692K106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #7: APPROVE ADJUSTMENT ON ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8.1: ELECT ZHANG YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT ZHOU WENBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT GUI SHUIFA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT LI AN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT LU YAJUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT CHU JUNHAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT DONG JING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT WANG XIAOBO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT ZHOU GUOXIONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT ZHU CHENHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT XIAO ZHIJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Tunnel Engineering Co., Ltd.
TICKER: 600820 CUSIP: Y7692K106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONTINUOUS RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Shanghai U9 Game Co., Ltd.
TICKER: 600652 CUSIP: Y0002U104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS AND NATIONAL DEBT RESERVE
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UNRECOVERED LOSSES EXCEED ONE- ISSUER YES FOR FOR
THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE TO FORMULATE THE WORK SYSTEM OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #14.1: ELECT ZHANG YIBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #14.2: ELECT ZHANG YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Shanghai Waigaoqiao Free Trade Zone Group Co., Ltd.
TICKER: 900912 CUSIP: Y7688F103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE REGISTRATION FOR ISSUANCE OF ISSUER YES FOR FOR
BONDS
PROPOSAL #11: APPROVE ACQUISITION OF EQUITY AND OTHER ISSUER YES FOR FOR
RELATED MATTERS
PROPOSAL #12: APPROVE MANAGEMENT OF PART OF THE ISSUER YES FOR FOR
EQUITY OF CONTROLLING SHAREHOLDERS
PROPOSAL #13: APPROVE AUTHORIZATION OF REAL ESTATE ISSUER YES AGAINST AGAINST
PROJECT RESERVE
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shanghai Wanye Enterprises Co., Ltd.
TICKER: 600641 CUSIP: Y7699G108
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE BASIC INFORMATION OF THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.2: APPROVE SPECIFICS OF THIS TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ISSUANCE METHOD
PROPOSAL #2.5: APPROVE ISSUANCE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.6: APPROVE TRANSACTION SUBJECT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TRANSACTION PRICE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TRANSACTION METHOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PERFORMANCE COMMITMENTS AND ISSUER YES FOR FOR
INCENTIVES
PROPOSAL #2.12: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE SIGNING OF ACQUISITION BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AGREEMENT AND ITS SUPPLEMENTARY
AGREEMENT
PROPOSAL #8: APPROVE COMPANY STOCK PRICE VOLATILITY ISSUER YES FOR FOR
DID NOT ACHIEVE ARTICLE 5 OF REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #9: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES
PROPOSAL #10: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS BACKDOOR LISTING IN CONNECTION TO
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE RELEVANT AUDIT REPORT AND ASSET ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #13: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #14: APPROVE EXPLANATION ON BASIS AND ISSUER YES FOR FOR
FAIRNESS OF PRICING FOR THIS TRANSACTION
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #17: APPROVE APPOINTMENT OF RELEVANT ISSUER YES FOR FOR
INTERMEDIARIES FOR THIS TRANSACTION
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ACQUISITION BY ISSUANCE
OF SHARES
PROPOSAL #19: APPROVE REVIEWED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #20: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #20.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #20.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #20.3: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #20.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #20.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #20.6: APPROVE SIZE AND PROPORTION TO TOTAL ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #20.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #20.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: Shanghai Wanye Enterprises Co., Ltd.
TICKER: 600641 CUSIP: Y7699G108
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND TOTAL SHARE CAPITAL ISSUER YES FOR FOR
OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ZHU XUDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI YONGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT MENG DEQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LIU RONGMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT CHENG GUANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT REN KAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG LUYANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT ZENG QINGSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PENG CHENGXIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT DUAN XUEXIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT WU DEXING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT YU FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Wanye Enterprises Co., Ltd.
TICKER: 600641 CUSIP: Y7699G108
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ISSUANCE OF ISSUER YES FOR FOR
SHARES TO ACQUIRE ASSETS AND WITHDRAW APPLICATION
ISSUER: Shanghai Weaver Network Co., Ltd.
TICKER: 603039 CUSIP: Y76958100
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER NO N/A N/A
INVESTMENT
ISSUER: Shanghai Weaver Network Co., Ltd.
TICKER: 603039 CUSIP: Y76958100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Xinhua Media Co., Ltd.
TICKER: 600825 CUSIP: Y7681R104
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR AUCTION OF REAL ISSUER YES FOR FOR
ESTATE ASSETS
ISSUER: Shanghai Xinhua Media Co., Ltd.
TICKER: 600825 CUSIP: Y7681R104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR IMPAIRMENT OF ISSUER NO N/A N/A
GOODWILL
PROPOSAL #7: APPROVE PROVISION FOR IMPAIRMENT OF ISSUER YES FOR FOR
GOODWILL
PROPOSAL #8: APPROVE PURCHASE OF BANK FINANCIAL ISSUER NO N/A N/A
PRODUCTS
PROPOSAL #8: APPROVE PURCHASE OF BANK FINANCIAL ISSUER YES FOR FOR
PRODUCTS
ISSUER: Shanghai Xinnanyang Only Education & Technology Co., Ltd.
TICKER: 600661 CUSIP: Y7686V100
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU YUWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG YUNJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG WENHAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU CHUANYOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU SIWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHAO HONGYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT CHAI MIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT WAN JIANHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT FENG LUN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.1: ELECT LU JIANZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.11: ELECT YU JUN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: ELECT MA XIAOSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT ZHANG LU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT RAO XINGGUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shanghai Xinnanyang Only Education & Technology Co., Ltd.
TICKER: 600661 CUSIP: Y7686V100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN FUND TO CONDUCT CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #10: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COOPERATION MEMORANDUM OF ISSUER YES FOR FOR
COOPERATION AGREEMENT AND OTHER RELATED MATTERS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Shanghai Xujiahui Commercial Co., Ltd.
TICKER: 002561 CUSIP: Y76924102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Shanghai Yanhua Smartech Group Co., Ltd.
TICKER: 2178 CUSIP: Y76920100
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Shanghai Yanhua Smartech Group Co., Ltd.
TICKER: 002178 CUSIP: Y76920100
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAN HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WAN CHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YU BING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GONG BAOGUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WEI MEIZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHANG HUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HONG FANGFANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG FUXING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XU WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanghai Yanhua Smartech Group Co., Ltd.
TICKER: 002178 CUSIP: Y76920100
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT AND ADJUSTMENT ON ISSUER YES FOR FOR
ACQUISITION OF COMPANY'S SHARES BY CONTROLLING
SHAREHOLDER
ISSUER: Shanghai Yanhua Smartech Group Co., Ltd.
TICKER: 2178 CUSIP: Y76920100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE ALTERNATIVES FOR SHAREHOLDING SHAREHOLDER YES AGAINST N/A
INCREASE PLAN
ISSUER: Shanghai Yaoji Playing Card Co., Ltd.
TICKER: 002605 CUSIP: Y76927105
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Yaoji Playing Card Co., Ltd.
TICKER: 2605 CUSIP: Y76927105
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF RAISED INVESTMENT ISSUER YES FOR FOR
PROJECT AND CHANGE IN USE OF REMAINING AND PARTIAL
PROCEEDS AS WELL AS USE OF INTEREST FROM RAISED
TOWARDS OTHER PROJECTS
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO INVEST IN BANK FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO JOINT INVESTMENT WITH CONTROLLING
SHAREHOLDER
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #6.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #6.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #6.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #6.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Yaoji Playing Card Co., Ltd.
TICKER: 2605 CUSIP: Y76927105
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: ELECT LI SONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Yaoji Playing Card Co., Ltd.
TICKER: 2605 CUSIP: Y76927105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shanghai Yatong Co., Ltd.
TICKER: 600692 CUSIP: Y76991101
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIANG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT JI WEIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SHI YUANLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GONG XUEJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SHEN HANRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN HUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT TAN JUNPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YANG DESHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN XINTAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Yatong Co., Ltd.
TICKER: 600692 CUSIP: Y76991101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AND PAYMENT OF THEIR
REMUNERATION
ISSUER: Shanghai Yimin Commercial Group Co., Ltd.
TICKER: 600824 CUSIP: Y76994105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND 2019 ECONOMIC WORK GOAL
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT LIU YIJING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT CHEN JIANJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Yuyuan Tourist Mart Co. Ltd.
TICKER: 600655 CUSIP: Y7710N108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMATION OF FUXING CONSUMER AND ISSUER YES FOR FOR
TECHNOLOGY FUND PHASE 1
PROPOSAL #2: APPROVE EQUITY ACQUISITION ISSUER YES FOR FOR
PROPOSAL #3: ELECT GAO MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT XIE YOUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Yuyuan Tourist Mart Co. Ltd.
TICKER: 600655 CUSIP: Y7710N108
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
ISSUER: Shanghai Yuyuan Tourist Mart Co. Ltd.
TICKER: 600655 CUSIP: Y7710N108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH EQUITY ACQUISITION PROJECT
ISSUER: Shanghai Yuyuan Tourist Mart Co. Ltd.
TICKER: 600655 CUSIP: Y7710N108
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CORPORATE LOAN AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7: APPROVE 2018 PAYMENT OF REMUNERATION AND ISSUER YES FOR FOR
2019 APPOINTMENT OF AUDITORS
PROPOSAL #8: APPROVE 2018 PAYMENT OF REMUNERATION AND ISSUER YES FOR FOR
2019 APPOINTMENT OF INTERNAL CONTROL AUDITORS
PROPOSAL #9: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #10: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO STOCK OPTION INCENTIVE
PROPOSAL #12: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE 2019 COMPLEX FUNCTION REAL ISSUER YES FOR FOR
ESTATE BUSINESS INVESTMENT AUTHORIZATION
PROPOSAL #14: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #15: APPROVE 2018 IMPLEMENTATION OF DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION FOR HOUSE LEASING AND 2019
DAILY RELATED PARTY TRANSACTIONS ESTIMATE
ISSUER: Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd.
TICKER: 600895 CUSIP: Y7699D105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE FINANCING AND INVENTORY FUND ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CORPORATE BONDS TO QUALIFIED
PROPOSAL #11.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #11.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #11.10: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #11.11: APPROVE CREDIT SITUATION AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #11.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE PROVIDE OF ENTRUSTED LOANS AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: APPROVE JOINT INVESTMENT WITH RELATED SHAREHOLDER YES FOR FOR
PARTY
PROPOSAL #16: APPROVE ADDITIONAL FINANCING AMOUNT SHAREHOLDER YES FOR FOR
ISSUER: Shanghai Zhenhua Heavy Industries Co., Ltd.
TICKER: 900947 CUSIP: Y7699F100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRESIDENT'S WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTION FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE DEPOSIT SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND LOAN SERVICES FRAMEWORK AGREEMENT
PROPOSAL #11: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #16.1: ELECT ZHANG HUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT SHENG LEIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Zhenhua Heavy Industries Co., Ltd.
TICKER: 900947 CUSIP: Y7699F118
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRESIDENT'S WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF DAILY RELATED-PARTY ISSUER YES AGAINST AGAINST
TRANSACTION FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE DEPOSIT SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND LOAN SERVICES FRAMEWORK AGREEMENT
PROPOSAL #11: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #16.1: ELECT ZHANG HUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT SHENG LEIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shanghai Zhezhong Group Co., Ltd.
TICKER: 2346 CUSIP: Y7693P104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE CONTINUOUS AUTHORIZATION FOR THE ISSUER YES FOR FOR
COMPANY'S RISK INVESTMENT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT LU RENJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT JIANG LUFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT MA YUHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT MA JIAJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZHANG BOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT JIN JINGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT TAO TENGYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHU MEIHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT YANG HAILAI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Zhixin Electric Co., Ltd.
TICKER: 600517 CUSIP: Y7699H106
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY TO PARENT COMPANY
PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
ENTRUSTED FINANCING APPLICATION FROM CONTROLLING
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO CHANGE BUSINESS SCOPE
PROPOSAL #4: ELECT LIU GUANGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT QUE LIANYUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Zhixin Electric Co., Ltd.
TICKER: 600517 CUSIP: Y7699H106
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SWAP ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shanghai Zhixin Electric Co., Ltd.
TICKER: 600517 CUSIP: Y7699H106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE DEBT TRANSFER AND RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #12.1: ELECT SONG YUNXIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.2: ELECT YANG JIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT CAI WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT XING JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT LIU GUANGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT ZHAO YANGDONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.7: ELECT LI LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT XIA QING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT PAN BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.3: ELECT ZHAO CHUNGUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT WANG YAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT QUE LIANYUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT CHEN JIANYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT LI JINGWEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Zhongyida Co., Ltd.
TICKER: 900906 CUSIP: Y1505Q111
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG PEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG HANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT DENG JIANGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN FENGPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shanghai Zijiang Enterprise Group Co., Ltd.
TICKER: 600210 CUSIP: Y7699M105
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF PAYMENT OF INTEREST
PROPOSAL #2.4: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.10: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.11: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shanghai Zijiang Enterprise Group Co., Ltd.
TICKER: 600210 CUSIP: Y7699M105
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: APPROVE MUTUAL GUARANTEE AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Shanghai Zijiang Enterprise Group Co., Ltd.
TICKER: 600210 CUSIP: Y7699M105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #9: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Shangying Global Co., Ltd.
TICKER: 600146 CUSIP: Y63656105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF LOAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THIRD SUPPLEMENTARY AGREEMENT ON ISSUER YES FOR FOR
ASSET ACQUISITION
ISSUER: Shangying Global Co., Ltd.
TICKER: 600146 CUSIP: Y63656105
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shangying Global Co., Ltd.
TICKER: 600146 CUSIP: Y63656105
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Shangying Global Co., Ltd.
TICKER: 600146 CUSIP: Y63656105
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #11: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE SECURITIES INVESTMENT ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Shantou Dongfeng Printing Co., Ltd.
TICKER: 601515 CUSIP: Y76992109
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shantou Dongfeng Printing Co., Ltd.
TICKER: 601515 CUSIP: Y76992109
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITORS AND TO ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCING APPLICATIONS FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #13.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #13.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #13.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #13.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #13.10: APPROVE METHOD ON HANDLING ISSUER YES FOR FOR
FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #13.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #13.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #13.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #13.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #13.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #13.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.18: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #13.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #16: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE CONVERTIBLE
BONDHOLDERS
PROPOSAL #19: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #20: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PRIVATE PLACEMENT
PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shantui Construction Machinery Co., Ltd.
TICKER: 680 CUSIP: Y7701J116
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF ASSET TRANSFER ISSUER YES FOR FOR
AGREEMENT BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND ASSET WRITE-OFF
ISSUER: Shantui Construction Machinery Co., Ltd.
TICKER: 680 CUSIP: Y7701J116
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ABSORPTION AND MERGER OF ISSUER YES FOR FOR
SHANTUI ROAD MACHINERY CO., LTD.
PROPOSAL #1.2: APPROVE ABSORPTION AND MERGER OF ISSUER YES FOR FOR
SHANDONG CAIQIAOJIA SHISHI CO., LTD.
PROPOSAL #1.3: APPROVE ABSORPTION AND MERGER OF ISSUER YES FOR FOR
JINING SHANTUI SHUNXINYI MACHINERY TECHNOLOGY CO.,
ISSUER: Shantui Construction Machinery Co., Ltd.
TICKER: 680 CUSIP: Y7701J116
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERM EXPIRATION OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR AND ELECT LIU YAN AS INDEPENDENT
DIRECTOR
ISSUER: Shantui Construction Machinery Co., Ltd.
TICKER: 680 CUSIP: Y7701J116
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WEICHAI POWER CO., LTD.
PROPOSAL #1.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANDONG SHANTUI SHENGFANG CONSTRUCTION MACHINERY
CO., LTD.
PROPOSAL #1.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
LINYISHAN HEAVY EXCAVATOR CO., LTD.
PROPOSAL #1.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SANCHONG CONSTRUCTION MACHINERY CO., LTD
PROPOSAL #1.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
XIAOSONGSHAN PUSH CONSTRUCTION MACHINERY CO., LTD.
PROPOSAL #1.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
DEZHOU DEGONG MACHINERY CO., LTD.
ISSUER: Shantui Construction Machinery Co., Ltd.
TICKER: 680 CUSIP: Y7701J116
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND ASSET WRITE-OFF
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS ON THE COMPANY'S 2018 PROVISION FOR ASSET
IMPAIRMENT AND ASSET WRITE-OFF
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #11: APPROVE COOPERATIVE CREDIT BUSINESS ISSUER YES FOR FOR
WITH RELEVANT BANKS AND FINANCING LEASE COMPANIES
PROPOSAL #12: APPROVE 2019 MARKETING BUSINESS CREDIT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE FINANCIAL LEASING BUSINESS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanxi Blue Flame Holding Co., Ltd.
TICKER: 968 CUSIP: Y7701B105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE CANCELLATION OF PREVIOUS PARTIAL ISSUER YES FOR FOR
GUARANTEE PROVISION AND PROVISION OF NEW GUARANTEE
TO WHOLLY-OWNED SUBSIDIARY
ISSUER: Shanxi Blue Flame Holding Co., Ltd.
TICKER: 968 CUSIP: Y7701B105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shanxi Guoxin Energy Corp. Ltd.
TICKER: 900913 CUSIP: Y7686K112
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLIC LISTING FOR TRANSFER OF ISSUER YES FOR FOR
EQUITY BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Shanxi Guoxin Energy Corp. Ltd.
TICKER: 900913 CUSIP: Y7686K112
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADJUSTMENTS IN 2018 DAILY ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE ADJUSTMENTS IN 2018 DAILY ISSUER NO N/A N/A
RELATED-PARTY TRANSACTIONS
PROPOSAL #6.1: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN PROPERTY
MANAGEMENT CO., LTD.
PROPOSAL #6.1: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN PROPERTY
MANAGEMENT CO., LTD.
PROPOSAL #6.2: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI ZHONGYOU CNG
NATURAL GAS CO., LTD.
PROPOSAL #6.2: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI ZHONGYOU CNG
NATURAL GAS CO., LTD.
PROPOSAL #6.3: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN
LOGISTICS CO., LTD.
PROPOSAL #6.3: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN
LOGISTICS CO., LTD.
PROPOSAL #6.4: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP ZHANGZHOU CO., LTD.
PROPOSAL #6.4: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP ZHANGZHOU CO., LTD.
PROPOSAL #6.5: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP JINDONG CO., LTD.
PROPOSAL #6.5: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP JINDONG CO., LTD.
PROPOSAL #6.6: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP ZHANGZHOU CO., LTD.
PROPOSAL #6.6: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP ZHANGZHOU CO., LTD.
PROPOSAL #6.7: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP LINYI CO., LTD.
PROPOSAL #6.7: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP LINYI CO., LTD.
PROPOSAL #6.8: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP LULIANG CO., LTD.
PROPOSAL #6.8: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP LULIANG CO., LTD.
PROPOSAL #6.9: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP JIAOCHENG CO., LTD.
PROPOSAL #6.9: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COMPRESSED
NATURAL GAS GROUP JIAOCHENG CO., LTD.
PROPOSAL #6.1: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI CNG GROUP CO.,
PROPOSAL #6.1: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI CNG GROUP CO.,
PROPOSAL #6.11: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH XIAOYI CITY NATURAL
GAS CO., LTD.
PROPOSAL #6.11: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH XIAOYI CITY NATURAL
GAS CO., LTD.
PROPOSAL #6.12: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOQIANG
NATURAL GAS TRANSMISSION AND DISTRIBUTION CO., LTD.
PROPOSAL #6.12: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOQIANG
NATURAL GAS TRANSMISSION AND DISTRIBUTION CO., LTD.
PROPOSAL #6.13: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOHONG GAS
ENGINEERING TECHNOLOGY CO., LTD.
PROPOSAL #6.13: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOHONG GAS
ENGINEERING TECHNOLOGY CO., LTD.
PROPOSAL #6.14: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI HUARUN GUOXIN
TRANSPORTATION ENERGY CO., LTD.
PROPOSAL #6.14: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI HUARUN GUOXIN
TRANSPORTATION ENERGY CO., LTD.
PROPOSAL #6.15: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN GROUP
CO., LTD.
PROPOSAL #6.15: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN GROUP
CO., LTD.
PROPOSAL #6.16: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH JINZHONG HUISEN REAL
ESTATE CO., LTD.
PROPOSAL #6.16: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH JINZHONG HUISEN REAL
ESTATE CO., LTD.
PROPOSAL #6.17: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI SHANJIANG
VILLAGE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #6.17: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI SHANJIANG
VILLAGE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #6.18: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN GROUP
REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #6.18: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN GROUP
REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #6.19: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
AGRICULTURAL PRODUCTS PROCESSING AND DISTRIBUTION
CO., LTD.
PROPOSAL #6.19: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
AGRICULTURAL PRODUCTS PROCESSING AND DISTRIBUTION
CO., LTD.
PROPOSAL #6.2: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
PROPERTY MANAGEMENT CO., LTD.
PROPOSAL #6.2: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
PROPERTY MANAGEMENT CO., LTD.
PROPOSAL #6.21: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
RESTAURANT CHAIN DISTRIBUTION CO., LTD.
PROPOSAL #6.21: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI TIANSEN
RESTAURANT CHAIN DISTRIBUTION CO., LTD.
PROPOSAL #6.22: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOXINHE
SHENGXIN ENERGY CO., LTD.
PROPOSAL #6.22: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOXINHE
SHENGXIN ENERGY CO., LTD.
PROPOSAL #6.23: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN KELAI
NATURAL GAS CO., LTD.
PROPOSAL #6.23: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI GUOXIN KELAI
NATURAL GAS CO., LTD.
PROPOSAL #6.24: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH TAIYUAN GAS GROUP CO.,
LTD.
PROPOSAL #6.24: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH TAIYUAN GAS GROUP CO.,
LTD.
PROPOSAL #6.25: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI SANJIN NEW
ENERGY DEVELOPMENT CO., LTD.
PROPOSAL #6.25: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI SANJIN NEW
ENERGY DEVELOPMENT CO., LTD.
PROPOSAL #6.26: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH TAIYUAN GUOXIN CLEAN
LNG CO., LTD.
PROPOSAL #6.26: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH TAIYUAN GUOXIN CLEAN
LNG CO., LTD.
PROPOSAL #6.27: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI INTERNATIONAL
ENERGY GROUP CO., LTD.
PROPOSAL #6.27: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI INTERNATIONAL
ENERGY GROUP CO., LTD.
PROPOSAL #6.28: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI CONSTRUCTION
INVESTMENT GROUP CO., LTD.
PROPOSAL #6.28: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI CONSTRUCTION
INVESTMENT GROUP CO., LTD.
PROPOSAL #6.29: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI COKING COAL
GROUP CO., LTD.
PROPOSAL #6.29: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI COKING COAL
GROUP CO., LTD.
PROPOSAL #6.3: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH JINNENG GROUP CO.,
PROPOSAL #6.3: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH JINNENG GROUP CO.,
PROPOSAL #6.31: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI PAN'AN MINING
(GROUP) CO., LTD.
PROPOSAL #6.31: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI PAN'AN MINING
(GROUP) CO., LTD.
PROPOSAL #6.32: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI JINCHENG
ANTHRACITE COAL MINING GROUP CO., LTD.
PROPOSAL #6.32: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI JINCHENG
ANTHRACITE COAL MINING GROUP CO., LTD.
PROPOSAL #6.33: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI ENERGY
TRANSPORTATION INVESTMENT CO., LTD.
PROPOSAL #6.33: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI ENERGY
TRANSPORTATION INVESTMENT CO., LTD.
PROPOSAL #6.34: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH SHANXI CULTURAL
TOURISM INVESTMENT HOLDING GROUP CO., LTD.
PROPOSAL #6.34: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH SHANXI CULTURAL
TOURISM INVESTMENT HOLDING GROUP CO., LTD.
PROPOSAL #6.35: APPROVE ADJUSTMENT ON THE DAILY ISSUER NO N/A N/A
RELATED PARTY TRANSACTION WITH DATONG COAL MINE GROUP
CO., LTD.
PROPOSAL #6.35: APPROVE ADJUSTMENT ON THE DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION WITH DATONG COAL MINE GROUP
CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
RELATED PARTIES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER NO N/A N/A
RELATED PARTIES
PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE FROM ISSUER NO N/A N/A
CHINA EVERBRIGHT BANK
PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE FROM ISSUER YES FOR FOR
CHINA EVERBRIGHT BANK
PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE FROM ISSUER YES FOR FOR
HUAXIA BANK
PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE FROM ISSUER NO N/A N/A
HUAXIA BANK
PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE FROM ISSUER YES FOR FOR
BANK OF COMMUNICATIONS FINANCIAL LEASING CO., LTD.
PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE FROM ISSUER NO N/A N/A
BANK OF COMMUNICATIONS FINANCIAL LEASING CO., LTD.
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE 2019 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #10.1: APPROVE 2019 TRANSACTION WITH SHANXI ISSUER NO N/A N/A
GUOXIN INFORMATION TECHNOLOGY CO., LTD.
PROPOSAL #10.1: APPROVE 2019 TRANSACTION WITH SHANXI ISSUER YES FOR FOR
GUOXIN INFORMATION TECHNOLOGY CO., LTD.
PROPOSAL #10.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN PROPERTY MANAGEMENT
CO., LTD.
PROPOSAL #10.2: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN PROPERTY MANAGEMENT
CO., LTD.
PROPOSAL #10.3: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN LOGISTICS CO., LTD.
PROPOSAL #10.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN LOGISTICS CO., LTD.
PROPOSAL #10.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN E-COMMERCE CO., LTD
PROPOSAL #10.4: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN E-COMMERCE CO., LTD
PROPOSAL #10.5: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH BEIJING GUOXIN XINDA TECHNOLOGY CO.,
LTD.
PROPOSAL #10.5: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH BEIJING GUOXIN XINDA TECHNOLOGY CO.,
LTD.
PROPOSAL #10.6: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH TAIYUAN GUOXIN CLEAN LNG CO., LTD.
PROPOSAL #10.6: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH TAIYUAN GUOXIN CLEAN LNG CO., LTD.
PROPOSAL #10.7: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUODIAN DINGSHENG GAS CO.,
PROPOSAL #10.7: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUODIAN DINGSHENG GAS CO.,
PROPOSAL #10.8: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP SHENGDA COAL CO., LTD.
PROPOSAL #10.8: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP SHENGDA COAL CO., LTD.
PROPOSAL #10.9: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH JIXIAN NATIONAL GAMES ZHAOYU NATURAL
GAS CO., LTD.
PROPOSAL #10.9: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH JIXIAN NATIONAL GAMES ZHAOYU NATURAL
GAS CO., LTD.
PROPOSAL #10.1: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP JINZHONG COAL CO., LTD.
PROPOSAL #10.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP JINZHONG COAL CO., LTD.
PROPOSAL #10.11: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXINJIN PHARMACEUTICAL
GROUP CO., LTD.
PROPOSAL #10.11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXINJIN PHARMACEUTICAL
GROUP CO., LTD.
PROPOSAL #10.12: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXINJIN MEDICINE GROUP
DAODI MEDICINAL MATERIALS MANAGEMENT CO., LTD.
PROPOSAL #10.12: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXINJIN MEDICINE GROUP
DAODI MEDICINAL MATERIALS MANAGEMENT CO., LTD.
PROPOSAL #10.13: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GAS INDUSTRY GROUP CO., LTD.
PROPOSAL #10.13: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GAS INDUSTRY GROUP CO., LTD.
PROPOSAL #10.14: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN KELAI NATURAL GAS CO.,
LTD.
PROPOSAL #10.14: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN KELAI NATURAL GAS CO.,
LTD.
PROPOSAL #10.15: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOQIANG NATURAL GAS
TRANSMISSION AND DISTRIBUTION CO., LTD.
PROPOSAL #10.15: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOQIANG NATURAL GAS
TRANSMISSION AND DISTRIBUTION CO., LTD.
PROPOSAL #10.16: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOHONG GAS ENGINEERING
TECHNOLOGY CO., LTD.
PROPOSAL #10.16: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOHONG GAS ENGINEERING
TECHNOLOGY CO., LTD.
PROPOSAL #10.17: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOYUN LNG DEVELOPMENT CO.,
LTD.
PROPOSAL #10.17: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOYUN LNG DEVELOPMENT CO.,
LTD.
PROPOSAL #10.18: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXINHE SHENGXIN ENERGY CO.,
LTD.
PROPOSAL #10.18: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXINHE SHENGXIN ENERGY CO.,
LTD.
PROPOSAL #10.19: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH LINYI CITY NATURAL GAS CO., LTD.
PROPOSAL #10.19: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH LINYI CITY NATURAL GAS CO., LTD.
PROPOSAL #10.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI HUARUN GUOXIN TRANSPORTATION
ENERGY CO., LTD.
PROPOSAL #10.2: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI HUARUN GUOXIN TRANSPORTATION
ENERGY CO., LTD.
PROPOSAL #10.21: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI JINDONG XINNENG LNG NATURAL
GAS CO., LTD.
PROPOSAL #10.21: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI JINDONG XINNENG LNG NATURAL
GAS CO., LTD.
PROPOSAL #10.22: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI JINDONG XINYUAN NATURAL GAS
CO., LTD.
PROPOSAL #10.22: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI JINDONG XINYUAN NATURAL GAS
CO., LTD.
PROPOSAL #10.23: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH PINGYAO FAR EAST GAS CO., LTD.
PROPOSAL #10.23: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH PINGYAO FAR EAST GAS CO., LTD.
PROPOSAL #10.24: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH XIAOYI CITY NATURAL GAS CO., LTD.
PROPOSAL #10.24: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XIAOYI CITY NATURAL GAS CO., LTD.
PROPOSAL #10.25: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHANGZHOU GUOXIN JINGPING NATURAL
GAS CO., LTD.
PROPOSAL #10.25: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH ZHANGZHOU GUOXIN JINGPING NATURAL
GAS CO., LTD.
PROPOSAL #10.26: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH DATONG YIXIN COAL TRANSPORTATION AND
MARKETING CO., LTD.
PROPOSAL #10.26: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH DATONG YIXIN COAL TRANSPORTATION AND
MARKETING CO., LTD.
PROPOSAL #10.27: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANGHAI JIN BURN ENERGY INVESTMENT
CO., LTD.
PROPOSAL #10.27: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANGHAI JIN BURN ENERGY INVESTMENT
CO., LTD.
PROPOSAL #10.28: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN ZHENGTAI NEW ENERGY
CO., LTD.
PROPOSAL #10.28: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN ZHENGTAI NEW ENERGY
CO., LTD.
PROPOSAL #10.29: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP CO., LTD.
PROPOSAL #10.29: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI GUOXIN ENERGY DEVELOPMENT
GROUP CO., LTD.
PROPOSAL #10.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI CNG GROUP CO., LTD.
PROPOSAL #10.3: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI CNG GROUP CO., LTD.
PROPOSAL #10.31: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI PUHUA GAS CO., LTD.
PROPOSAL #10.31: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI PUHUA GAS CO., LTD.
PROPOSAL #10.32: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
ZHANGZHOU CO., LTD.
PROPOSAL #10.32: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
ZHANGZHOU CO., LTD.
PROPOSAL #10.33: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
JINDONG CO., LTD.
PROPOSAL #10.33: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
JINDONG CO., LTD.
PROPOSAL #10.34: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
YUNCHENG CO., LTD.
PROPOSAL #10.34: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
YUNCHENG CO., LTD.
PROPOSAL #10.35: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
JIAOCHENG CO., LTD.
PROPOSAL #10.35: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
JIAOCHENG CO., LTD.
PROPOSAL #10.36: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH APPROVE 2018 TRANSACTION WITH SHANXI
COMPRESSED NATURAL GAS GROUP LULIANG CO., LTD.
PROPOSAL #10.36: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH APPROVE 2018 TRANSACTION WITH SHANXI
COMPRESSED NATURAL GAS GROUP LULIANG CO., LTD.
PROPOSAL #10.37: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
ZHANGZHOU CO., LTD.
PROPOSAL #10.37: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
ZHANGZHOU CO., LTD.
PROPOSAL #10.38: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
LINYI CO., LTD.
PROPOSAL #10.38: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COMPRESSED NATURAL GAS GROUP
LINYI CO., LTD.
PROPOSAL #10.39: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH ELITE DIGITAL TECHNOLOGY CO., LTD.
PROPOSAL #10.39: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH ELITE DIGITAL TECHNOLOGY CO., LTD.
PROPOSAL #10.4: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH TAIYUAN GAS GROUP CO., LTD.
PROPOSAL #10.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH TAIYUAN GAS GROUP CO., LTD.
PROPOSAL #10.41: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI SANJIN NEW ENERGY DEVELOPMENT
CO., LTD.
PROPOSAL #10.41: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI SANJIN NEW ENERGY DEVELOPMENT
CO., LTD.
PROPOSAL #10.42: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH YANGQUAN HUARUN GAS CO., LTD.
PROPOSAL #10.42: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH YANGQUAN HUARUN GAS CO., LTD.
PROPOSAL #10.43: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHANGZHOU JINGYU NATURAL GAS
PIPELINE CO., LTD.
PROPOSAL #10.43: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH ZHANGZHOU JINGYU NATURAL GAS
PIPELINE CO., LTD.
PROPOSAL #10.44: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI YUANPING NEW COMPRESSED
NATURAL GAS CO., LTD.
PROPOSAL #10.44: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI YUANPING NEW COMPRESSED
NATURAL GAS CO., LTD.
PROPOSAL #10.45: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI ZHONGYOU CNG NATURAL GAS CO.,
LTD.
PROPOSAL #10.45: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI ZHONGYOU CNG NATURAL GAS CO.,
LTD.
PROPOSAL #10.46: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH DATONG CHINA RESOURCES GAS CO., LTD.
PROPOSAL #10.46: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH DATONG CHINA RESOURCES GAS CO., LTD.
PROPOSAL #10.47: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH HUOZHOU CHINA RESOURCES GAS CO.,
PROPOSAL #10.47: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH HUOZHOU CHINA RESOURCES GAS CO.,
PROPOSAL #10.48: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH YANGQU HUARUN GAS CO., LTD.
PROPOSAL #10.48: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH YANGQU HUARUN GAS CO., LTD.
PROPOSAL #10.49: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH HONGDONG HUARUN HENGFU GAS CO., LTD.
PROPOSAL #10.49: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH HONGDONG HUARUN HENGFU GAS CO., LTD.
PROPOSAL #10.5: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI CULTURAL TOURISM INVESTMENT
HOLDING GROUP CO., LTD.
PROPOSAL #10.5: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI CULTURAL TOURISM INVESTMENT
HOLDING GROUP CO., LTD.
PROPOSAL #10.51: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI ENERGY TRANSPORTATION
INVESTMENT CO., LTD.
PROPOSAL #10.51: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI ENERGY TRANSPORTATION
INVESTMENT CO., LTD.
PROPOSAL #10.52: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COAL IMPORT AND EXPORT GROUP
CO., LTD
PROPOSAL #10.52: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COAL IMPORT AND EXPORT GROUP
CO., LTD
PROPOSAL #10.53: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI JINCHENG ANTHRACITE COAL
MINING GROUP CO., LTD.
PROPOSAL #10.53: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI JINCHENG ANTHRACITE COAL
MINING GROUP CO., LTD.
PROPOSAL #10.54: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH ZHONGTIAOSHAN NONFERROUS METAL GROUP
CO., LTD.
PROPOSAL #10.54: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHONGTIAOSHAN NONFERROUS METAL GROUP
CO., LTD.
PROPOSAL #10.55: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI PAN'AN MINING (GROUP) CO.,
PROPOSAL #10.55: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI PAN'AN MINING (GROUP) CO.,
PROPOSAL #10.56: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH YANGQUAN COAL INDUSTRY (GROUP) CO.,
LTD.
PROPOSAL #10.56: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH YANGQUAN COAL INDUSTRY (GROUP) CO.,
LTD.
PROPOSAL #10.57: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH JINNENG GROUP CO., LTD.
PROPOSAL #10.57: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH JINNENG GROUP CO., LTD.
PROPOSAL #10.58: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI COKING COAL GROUP CO., LTD.
PROPOSAL #10.58: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI COKING COAL GROUP CO., LTD.
PROPOSAL #10.59: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH TAIYUAN IRON AND STEEL (GROUP) CO.,
LTD.
PROPOSAL #10.59: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH TAIYUAN IRON AND STEEL (GROUP) CO.,
LTD.
PROPOSAL #10.6: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI TRAFFIC HOLDINGS GROUP CO.,
LTD.
PROPOSAL #10.6: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI TRAFFIC HOLDINGS GROUP CO.,
LTD.
PROPOSAL #10.61: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI WATER INVESTMENT GROUP CO.,
LTD.
PROPOSAL #10.61: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI WATER INVESTMENT GROUP CO.,
LTD.
PROPOSAL #10.62: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI INTERNATIONAL ENERGY GROUP
CO., LTD.
PROPOSAL #10.62: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI INTERNATIONAL ENERGY GROUP
CO., LTD.
PROPOSAL #10.63: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI CONSTRUCTION INVESTMENT GROUP
CO., LTD.
PROPOSAL #10.63: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI CONSTRUCTION INVESTMENT GROUP
CO., LTD.
PROPOSAL #10.64: APPROVE DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION WITH SHANXI STATE-OWNED ASSETS INVESTMENT
HOLDING GROUP CO., LTD.
PROPOSAL #10.64: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SHANXI STATE-OWNED ASSETS INVESTMENT
HOLDING GROUP CO., LTD.
PROPOSAL #11: APPROVE DEBT FINANCING ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DEBT FINANCING ISSUER NO N/A N/A
PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.1: ELECT LIU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT LIU JUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.2: ELECT LING RENFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LING RENFENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.3: ELECT LAN XU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LAN XU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.4: ELECT DU YINWU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.4: ELECT DU YINWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT CHEN YONGMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.5: ELECT CHEN YONGMING AS NON- ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #14.6: ELECT TAN JINLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT TAN JINLONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #14.7: ELECT LIU LIANTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.7: ELECT LIU LIANTAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.1: ELECT DING BAOSHAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.1: ELECT DING BAOSHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT SHEN CHANGPING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.2: ELECT SHEN CHANGPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG JIANXI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #15.3: ELECT ZHANG JIANXI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT FAN YANPING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT FAN YANPING AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #16.1: ELECT CHEN GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT CHEN GANG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #16.2: ELECT ZHOU XIAOLI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT ZHOU XIAOLI AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #16.3: ELECT WANG WEIGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT WANG WEIGANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shanxi Lanhua Sci-Tech Venture Co., Ltd.
TICKER: 600123 CUSIP: Y7702G103
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shanxi Lanhua Sci-Tech Venture Co., Ltd.
TICKER: 600123 CUSIP: Y7702G103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENT AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ENTRUSTED CONSIGNMENT OF COAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shanxi Lu'An Environmental Energy Development Co., Ltd.
TICKER: 601699 CUSIP: Y7699U107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF RENEWABLE BONDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF LONG-TERM RIGHT ISSUER YES FOR FOR
INCLUDING MEDIUM-TERM NOTES
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #12: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
ISSUER: Shanxi Meijin Energy Co., Ltd.
TICKER: 000723 CUSIP: Y26777105
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT FOR CASH ACQUISITION OF EQUITY
PROPOSAL #2: APPROVE MINING RIGHTS EVALUATION REPORT ISSUER YES FOR FOR
AND ASSET EVALUATION REPORT ON CASH ACQUISITION OF
EQUITY
ISSUER: Shanxi Meijin Energy Co., Ltd.
TICKER: 723 CUSIP: Y26777105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Shanxi Securities Co Ltd
TICKER: 002500 CUSIP: Y7700J109
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XIA GUISUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #3: APPROVE MANAGEMENT SYSTEM OF RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Shanxi Securities Co., Ltd.
TICKER: 2500 CUSIP: Y7700J109
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #4.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE ISSUANCE PERIOD ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #4.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #4.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4.11: APPROVE AUTHORIZATION ON THIS ISSUER YES FOR FOR
TRANSACTION
ISSUER: Shanxi Securities Co., Ltd.
TICKER: 2500 CUSIP: Y7700J109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE TRANSACTIONS WITH SHANXI ISSUER YES FOR FOR
FINANCIAL INVESTMENT HOLDING GROUP CO., LTD. AND ITS
AFFILIATES
PROPOSAL #5.2: APPROVE TRANSACTIONS WITH TAIYUAN IRON ISSUER YES FOR FOR
AND STEEL (GROUP) CO., LTD. AND ITS AFFILIATES
PROPOSAL #5.3: APPROVE TRANSACTIONS WITH SHANXI ISSUER YES FOR FOR
INTERNATIONAL POWER GROUP CO., LTD. AND ITS
PROPOSAL #5.4: APPROVE TRANSACTIONS WITH DEUTSCHE ISSUER YES FOR FOR
BANK AG AND ITS AFFILIATES
PROPOSAL #5.5: APPROVE TRANSACTIONS WITH COMPANY'S ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS, AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #5.6: APPROVE TRANSACTIONS WITH PERSONNEL ISSUER YES FOR FOR
UNDER CONDITIONS STIPULATED IN ARTICLE 10.1.5 OF THE
SHENZHEN STOCK EXCHANGE LISTING RULES
PROPOSAL #5.7: APPROVE TRANSACTIONS WITH PERSONNEL ISSUER YES FOR FOR
HAVING CIRCUMSTANCES SPECIFIED IN ARTICLES 10.1.3 OR
10.1.5 OF THE SHENZHEN STOCK EXCHANGE LISTING RULES
FOR THE PAST 12 MONTHS
PROPOSAL #6: APPROVE 2018 AND 2019 REMUNERATIONS OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 AND 2019 REMUNERATIONS OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE SPECIAL REVIEW ON PERSONNEL ISSUER YES FOR FOR
PERFORMANCE, PERFORMANCE APPRAISAL, AND SALARY
SITUATION OF SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE ESTABLISHMENT OF AN ASSET ISSUER YES FOR FOR
MANAGEMENT SUBSIDIARY
PROPOSAL #10: APPROVE RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE BASE, PROPORTION AND NUMBER ISSUER YES FOR FOR
OF SHARES
PROPOSAL #10.4: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #10.7: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE METHOD OF UNDERWRITING ISSUER YES FOR FOR
PROPOSAL #10.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMPANY'S PLAN FOR RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED
PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #19: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Shanxi Taigang Stainless Steel Co., Ltd.
TICKER: 000825 CUSIP: Y8481S102
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
TICKER: 600809 CUSIP: Y77013103
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YANG JIANFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN LANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HOU XIAOHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIA RUIDONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT FAN SANXING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG CHAOQUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG YUANTANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
TICKER: 600809 CUSIP: Y77013103
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE ASSET ACQUISITION OF SHANXI ISSUER YES FOR FOR
XINGHUACUN LIQUOR GROUP CO., LTD.
PROPOSAL #5: APPROVE PARTIAL ASSET ACQUISITION OF ISSUER YES FOR FOR
SHANXI XINGHUACUN YIQUANYONG WINE CO., LTD.
ISSUER: Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
TICKER: 600809 CUSIP: Y77013103
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE 2019 DAILY RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE 2019 APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITORS AS WELL AS THEIR PAYMENT
OF 2018 REMUNERATION
PROPOSAL #10: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11.1: ELECT JIAN YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shanxi Xishan Coal & Electricity Power Co., Ltd.
TICKER: 983 CUSIP: Y7701C103
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MENG YI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shanxi Xishan Coal & Electricity Power Co., Ltd.
TICKER: 983 CUSIP: Y7701C103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
SITUATION
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 000767 CUSIP: Y7701M101
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 767 CUSIP: Y7701M101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING BUSINESS FOR ISSUER YES FOR FOR
SHANXI YUDIAN DATANG THERMAL POWER CO., LTD. AND
PROVISION OF GUARANTEE
PROPOSAL #2: APPROVE FINANCIAL LEASING BUSINESS FOR ISSUER YES FOR FOR
SHANXI YUDIAN PUZHOU THERMAL POWER CO., LTD. AND
PROVISION OF GUARANTEE
PROPOSAL #3: APPROVE PROVISION OF ENTRUSTED LOAN FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE EQUITY TRANSFER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
TONGMEI ZHANGZE (SHANGHAI) FINANCIAL LEASING CO.,
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 767 CUSIP: Y7701M101
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
PROPOSAL #2: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BY CONTROLLED SUBSIDIARY PUZHOU THERMAL POWER AND
GUARANTEE PROVISION BY COMPANY
PROPOSAL #3: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BY CONTROLLED SUBSIDIARY TONGHUA POWER AND GUARANTEE
PROVISION BY COMPANY
PROPOSAL #4: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY WANGPING THERMAL POWER
AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO LOAN OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY SHANXI ZHANGDIAN TONGHUA POWER
CO., LTD.
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 767 CUSIP: Y7701M101
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL LEASE OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AND GUARANTEE PROVISION
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 000767 CUSIP: Y7701M101
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU WENYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHAO XINYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT QU GUIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SHI LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHANG CHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHAO WENYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HU YUYUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LV YIMIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT YU CHUNHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT BAI XIUBING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CAO XIANQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHANG ZHENPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 000767 CUSIP: Y7701M101
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
OF THE CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS OF SUBSIDIARY AND PROVISION OF ITS
PROPOSAL #4: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS OF WHOLLY-OWNED SUBSIDIARY ZHONGDIAN
INVESTMENT AND FINANCIAL LEASING CO., LTD. AND
PROVISION OF GUARANTEE
PROPOSAL #5: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS OF WHOLLY-OWNED SUBSIDIARY HUANENG
TIANCHENG FINANCIAL LEASING CO., LTD. AND PROVISION
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 767 CUSIP: Y7701M101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE FINANCIAL LEASING BUSINESS AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SHANYIN WIND POWER CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SHANXI ZHANGZE ELECTRIC POWER CHANGZHI POWER
GENERATION CO., LTD.
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SHAANXI XIONGFENG NEW ENERGY CO., LTD.
ISSUER: Shanxi Zhangze Electric Power Co,. Ltd.
TICKER: 000767 CUSIP: Y7701M101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
FINANCIAL LEASING BUSINESS OF SUBSIDIARY
PROPOSAL #3: APPROVE PRIVATE ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
FINANCING OF SUBSIDIARY
PROPOSAL #5: APPROVE SUPPLY CHAIN FINANCIAL ASSET ISSUER YES FOR FOR
BUSINESS
ISSUER: Shanxi Zhangze Electric Power Co., Ltd.
TICKER: 000767 CUSIP: Y7701M101
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEVELOPMENT OF FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS BY CONTROLLED SUBSIDIARY AND GUARANTEE
PROVISION BY COMPANY
ISSUER: Shanying International Holdings Co Ltd
TICKER: 600567 CUSIP: Y0139P101
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shanying International Holdings Co., Ltd.
TICKER: 600567 CUSIP: Y0139P101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF RAISED FUNDS FOR CAPITAL ISSUER YES FOR FOR
INJECTION OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shanying International Holdings Co., Ltd.
TICKER: 600567 CUSIP: Y0139P101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
OPERATIONAL PLAN
PROPOSAL #5: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN STRUCTURED DEPOSITS OR FINANCIAL PRODUCTS
PROPOSAL #14: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #17: APPROVE ISSUANCE OF CONVERTIBLE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #17.1: APPROVE TYPE OF SECURITIES SHAREHOLDER YES FOR FOR
PROPOSAL #17.2: APPROVE ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #17.3: APPROVE PAR VALUE AND ISSUANCE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #17.4: APPROVE BOND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #17.5: APPROVE COUPON RATE SHAREHOLDER YES FOR FOR
PROPOSAL #17.6: APPROVE PERIOD AND METHOD OF SHAREHOLDER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #17.7: APPROVE CONVERSION PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #17.8: APPROVE DETERMINATION OF CONVERSION SHAREHOLDER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #17.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE SHAREHOLDER YES FOR FOR
CONVERSION
PROPOSAL #17.10: APPROVE METHOD ON HANDLING SHAREHOLDER YES FOR FOR
FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #17.11: APPROVE TERMS OF REDEMPTION SHAREHOLDER YES FOR FOR
PROPOSAL #17.12: APPROVE TERMS OF SELL-BACK SHAREHOLDER YES FOR FOR
PROPOSAL #17.13: APPROVE DIVIDEND DISTRIBUTION AFTER SHAREHOLDER YES FOR FOR
SHARE CONVERSION
PROPOSAL #17.14: APPROVE ISSUANCE METHOD AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #17.15: APPROVE PLACING ARRANGEMENTS FOR SHAREHOLDER YES FOR FOR
SHAREHOLDERS
PROPOSAL #17.16: APPROVE MEETING OF THE BONDHOLDERS SHAREHOLDER YES FOR FOR
PROPOSAL #17.17: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #17.18: APPROVE GUARANTEES SHAREHOLDER YES FOR FOR
PROPOSAL #17.19: APPROVE DEPOSIT OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #17.20: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #18: APPROVE COMPANY'S PLAN FOR ISSUANCE OF SHAREHOLDER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #19: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #20: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #21: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #22: APPROVE RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shen Ma Industry Co., Ltd.
TICKER: 600810 CUSIP: Y77406109
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Shen Ma Industry Co., Ltd.
TICKER: 600810 CUSIP: Y77406109
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QIAO SIHUAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DUAN WENLIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SONG GUOMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG JINCHANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT WANG HEFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shen Ma Industry Co., Ltd.
TICKER: 600810 CUSIP: Y77406109
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shen Ma Industry Co., Ltd.
TICKER: 600810 CUSIP: Y77406109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT MA YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT GONG GUOSHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT ZHANG DIANZI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT QIAO SIHUAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT DUAN WENLIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT SONG GUOMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.7: ELECT DONG CHAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.8: ELECT ZHAO JING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.9: ELECT ZHAO HAIPENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT ZHANG JINCHANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT YAO XIAODONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT WEI WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT WANG HEFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.5: ELECT XU GUOHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenergy Co., Ltd.
TICKER: 600642 CUSIP: Y7T046109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF THE BOARD TO
HANDLE RELATED MATTERS IN CONNECTION TO PRIVATE
PROPOSAL #9.1: ELECT CAO YIJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Sheng Yu Steel Co., Ltd.
TICKER: 2029 CUSIP: Y7741C105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LOANING OF COMPANY ISSUER YES FOR FOR
FUNDS
PROPOSAL #7.1: ELECT HSU,FANG-YIH WITH ID NO. ISSUER YES FOR FOR
Q120993XXX AS INDEPENDENT DIRECTOR
ISSUER: Shenghe Resources Holding Co., Ltd.
TICKER: 600392 CUSIP: Y8817A106
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE USE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenghe Resources Holding Co., Ltd.
TICKER: 600392 CUSIP: Y8817A106
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE CHANGE IN REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenghe Resources Holding Co., Ltd.
TICKER: 600392 CUSIP: Y8817A106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
OF 2018 AND OF 2019
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12.1: ELECT HU ZESONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT YAN SHIQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT TANG GUANGYUE AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.4: ELECT DONG WEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.5: ELECT ZENG MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT YANG ZHENHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.7: ELECT WANG XIAOHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT MAO JINGWEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT YANG WENHAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT GU XIUJUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT YAN ARU AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.1: ELECT WENG RONGGUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT LI QI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenghe Resources Holding Co., Ltd.
TICKER: 600392 CUSIP: Y8817A106
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXCESS REWARD MANAGEMENT METHOD ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shengjing Bank Co Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CAPITAL BONDS WITH ISSUER YES FOR FOR
NO FIXED TERM
ISSUER: Shengjing Bank Co., Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shengjing Bank Co., Ltd
TICKER: 2066 CUSIP: Y7704K102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
AND 2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Shengyi Technology Co., Ltd.
TICKER: 600183 CUSIP: Y20965102
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
FROM CONVERTIBLE BONDS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shengyi Technology Co., Ltd.
TICKER: 600183 CUSIP: Y20965102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #9: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH YANGZHOU TIANQI NEW MATERIAL CO., LTD., DONGGUAN
WANRONG ENVIRONMENTAL PROTECTION TECHNOLOGY CO.,
LTD., AND MILUO WANRONG SOLID WASTE TREATMENT CO.,
PROPOSAL #9.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
JIANGSU LIANRUI NEW MATERIAL CO., LTD.
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shengyi Technology Co., Ltd.
TICKER: 600183 CUSIP: Y20965102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenwan Hongyuan Group Co., Ltd.
TICKER: 166 CUSIP: Y774B4102
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN ISSUER YES FOR FOR
DEBT FINANCING INSTRUMENTS AS WELL AS ITS GENERAL
AUTHORIZATION
ISSUER: Shenwan Hongyuan Group Co., Ltd.
TICKER: 000166 CUSIP: Y774B4102
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF H SHARES AND LISTING ISSUER YES FOR FOR
IN THE HONG KONG STOCK EXCHANGE
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF H SHARES AND ISSUER YES FOR FOR
LISTING IN THE HONG KONG STOCK EXCHANGE
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICING MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE AND SALE PRINCIPLE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF COMPANY TO ISSUER YES FOR FOR
FLOATING FOREIGN COMPANY
PROPOSAL #4: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENT TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION FOLLOWING THE ISSUANCE OF H SHARES
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS FOLLOWING THE
ISSUANCE OF H SHARES
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS FOLLOWING THE ISSUANCE
OF H SHARES
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS FOLLOWING THE
ISSUANCE OF H SHARES
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenwan Hongyuan Group Co., Ltd.
TICKER: 166 CUSIP: Y774B4102
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG FENGCHAO AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE PRICE, BOND INTEREST ISSUER YES FOR FOR
RATE AND METHOD OF DETERMINATION
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING PLACE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
ISSUER: Shenwan Hongyuan Group Co., Ltd.
TICKER: 000166 CUSIP: Y774B4102
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG QIUMEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Shenwan Hongyuan Group Co., Ltd.
TICKER: 166 CUSIP: Y774B4102
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
CHINA JIANYIN INVESTMENT CO., LTD. AND ITS AFFILIATED
COMPANIES
PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
SHANGHAI JIUSHI (GROUP) CO., LTD.
PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
OTHER RELATED PARTIES
PROPOSAL #8: APPROVE SIGNING OF SECURITIES AND ISSUER YES FOR FOR
FINANCIAL PRODUCTS, TRANSACTIONS, AND SERVICE
FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
HONGYUAN HENGLI (SHANGHAI) INDUSTRIAL CO., LTD.
PROPOSAL #10.1: ELECT GE RONGRONG AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #10.2: ELECT REN XIAOTAO AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #10.3: ELECT YANG WENQING AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
ISSUER: Shenwu Energy Saving Co Ltd
TICKER: 000820 CUSIP: Y4446D108
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI DONG AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: ELECT LUO GONGZHI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT QIAN FENGSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shenwu Energy Saving Co., Ltd.
TICKER: 000820 CUSIP: Y4446D108
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU JINKE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shenwu Energy Saving Co., Ltd.
TICKER: 820 CUSIP: Y4446D108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenwu Energy Saving Co., Ltd.
TICKER: 000820 CUSIP: Y4446D108
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHU JIAHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ZHENGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YUAN SHENHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WU LANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG LIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SONG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LUO GONGZHI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DENG DEQIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG JIE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shenwu Energy Saving Co., Ltd.
TICKER: 000820 CUSIP: Y4446D108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT YE QIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenwu Energy Saving Co., Ltd.
TICKER: 000820 CUSIP: Y4446D108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES AGAINST AGAINST
REPORT
ISSUER: Shenwu Environmental Technology Co., Ltd.
TICKER: 300156 CUSIP: Y8817D100
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED PROVISION OF COUNTER ISSUER YES FOR FOR
GUARANTEE FOR WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenwu Environmental Technology Co., Ltd.
TICKER: 300156 CUSIP: Y8817D100
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN COMPANY'S CAPITAL ISSUER YES FOR FOR
INCREASE PLAN
PROPOSAL #2.1: ELECT LUO XIANGNAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SUN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT DING LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenwu Environmental Technology Co., Ltd.
TICKER: 300156 CUSIP: Y8817D100
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
ISSUER: Shenyang Chemical Industry Co., Ltd.
TICKER: 698 CUSIP: Y7742Q103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG DAZHUANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI ZHONGCHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SUN ZESHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI ZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HUANG DIANLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO XINAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT FAN CUNYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YAO HAIXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU WEIDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DAI YUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HU NING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenyang Chemical Industry Co., Ltd.
TICKER: 000698 CUSIP: Y7742Q103
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenyang Chemical Industry Co., Ltd.
TICKER: 000698 CUSIP: Y7742Q103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ESTIMATED ADDITION TO 2018 DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #5: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #10: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Shenyang Jinbei Automotive Co Ltd.
TICKER: 600609 CUSIP: Y769AP106
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN PERFORMANCE ISSUER YES FOR FOR
COMMITMENT PERIOD IN CONNECTION TO MAJOR ASSET
ISSUER: Shenyang Jinbei Automotive Co., Ltd.
TICKER: 600609 CUSIP: Y769AP106
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shenyang Jinbei Automotive Co., Ltd.
TICKER: 600609 CUSIP: Y769AP106
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN COMMITMENT ISSUER YES FOR FOR
PERFORMANCE PERIOD OF MAJOR ASSET RESTRUCTURE
ISSUER: Shenyang Jinbei Automotive Co., Ltd.
TICKER: 600609 CUSIP: Y769AP106
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE PROVISION OF LOAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenyang Jinbei Automotive Co., Ltd.
TICKER: 600609 CUSIP: Y769AP106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLE
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
DISTRIBUTED EARNINGS
PROPOSAL #2.8: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #7: APPROVE THE NOTION THAT THE COMPANY DOES ISSUER YES FOR FOR
NOT NEED TO PREPARE A REPORT ON THE USAGE OF
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #9: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #10: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #14: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #16: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ADDITIONAL 2018 AND 2019 DAILY ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #18: APPROVE ADDITIONAL 2019 LOAN AMOUNT AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE
PROPOSAL #19: APPROVE 2019 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #21: APPROVE RE-FORMULATION OF MANAGEMENT ISSUER YES FOR FOR
SYSTEM OF RAISED FUNDS
ISSUER: Shenyang Jinshan Energy Co. Ltd.
TICKER: 600396 CUSIP: Y7743L103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #10: APPROVE CONSTRUCTION OF WIND POWER ISSUER NO N/A N/A
PROJECT
PROPOSAL #11.1: ELECT YU XUEDONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.2: ELECT LI YANQUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.3: ELECT LI HAIFENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.4: ELECT HOU JUNHU AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.5: ELECT CHEN AIMIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.6: ELECT ZHOU KEWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.7: ELECT LI XIJIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.8: ELECT WU DI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.9: ELECT LIN GANG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.1: ELECT CHENG GUOBIN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.11: ELECT WANG SHIQUAN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #11.12: ELECT GAO YIYUN AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #12.1: ELECT WANG YINGDONG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #12.2: ELECT LI YANCHUN AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Shenzhen Absen Optoelectronic Co., Ltd.
TICKER: 300389 CUSIP: Y7748Q107
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2014 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2017 STOCK OPTION AND PERFORMANCE SHARE INCENTIVE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Absen Optoelectronic Co., Ltd.
TICKER: 300389 CUSIP: Y7748Q107
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: ELECT YI SHENGLIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shenzhen Absen Optoelectronic Co., Ltd.
TICKER: 300389 CUSIP: Y7748Q107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Agricultural Products Co., Ltd.
TICKER: 000061 CUSIP: Y7741H104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen Agricultural Products Co., Ltd.
TICKER: 000061 CUSIP: Y7741H104
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN SUISHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PUBLIC LISTING FOR TRANSFER OF ISSUER YES FOR FOR
EQUITY OF 3 WHOLLY-OWNED SUBSIDIARY OF CONTROLLED
SUBSIDIARY TIANJIN HAIJIXING COMPANY
PROPOSAL #3: APPROVE EXTERNAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
PROVISION
ISSUER: Shenzhen Agricultural Products Co., Ltd.
TICKER: 61 CUSIP: Y7741H104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION AND REVERSAL OF ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #2: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF COMPANY NAME AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #4: ELECT WANG LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Agricultural Products Group Co., Ltd.
TICKER: 61 CUSIP: Y7741H104
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BORROWINGS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Agricultural Products Group Co., Ltd.
TICKER: 000061 CUSIP: Y7741H104
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN EXTENSION TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Shenzhen Agricultural Products Group Co., Ltd.
TICKER: 61 CUSIP: Y7741H104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Shenzhen Agricultural Products Group Co., Ltd.
TICKER: 61 CUSIP: Y7741H104
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF 8.36% STAKE IN A COMPANY ISSUER YES FOR FOR
THROUGH LISTING IN SHENZHEN UNITED PROPERTY EXCHANGE
PROPOSAL #2: APPROVE COMPANY'S MAJOR ASSET SALE ISSUER YES FOR FOR
COMPLY WITH THE RELEVANT LAWS AND REGULATIONS
PROPOSAL #3.1: APPROVE TARGET ASSET, TRANSACTION ISSUER YES FOR FOR
MANNER, TRANSACTION PARTIES
PROPOSAL #3.2: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #3.3: APPROVE TRADING MARGIN AND TRANSACTION ISSUER YES FOR FOR
PRICE PAYMENT METHOD
PROPOSAL #3.4: APPROVE TRANSACTION COSTS AND COST ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #3.5: APPROVE TRANSACTION TERMS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE CONDITIONAL AGREEMENT WITH THE ISSUER YES FOR FOR
TRANSFER
PROPOSAL #3.7: APPROVE ATTRIBUTION OF PROFIT OR LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD OF THE UNDERLYING ASSETS
PROPOSAL #3.8: APPROVE PROFIT ARRANGEMENT BEFORE THE ISSUER YES FOR FOR
TARGET EVALUATION BASE DATE
PROPOSAL #3.9: APPROVE DEBT AND DEBT ARRANGEMENTS ISSUER YES FOR FOR
RELATED TO THE UNDERLYING ASSETS
PROPOSAL #3.1: APPROVE STAFF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
BREACH OF CONTRACT LIABILITY FOR THE TRANSFER OF
OWNERSHIP OF THE UNDERLYING ASSETS
PROPOSAL #3.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED PARTY TRANSACTION
PROPOSAL #5: APPROVE DRAFT AND SUMMARY OF MAJOR ASSET ISSUER YES FOR FOR
TRANSFER
PROPOSAL #6: APPROVE SIGNING THE AGREEMENT ON THE ISSUER YES FOR FOR
EQUITY TRANSFER OF 8.36% EQUITY OF SHENZHEN
ZHONGNONGWANG CO., LTD. AND SUPPLEMENTARY AGREEMENT
WITH THE RELEVANT TRANSACTION OBJECTS
PROPOSAL #7: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT OF THE TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE SALE OF THIS MAJOR ASSET DOES ISSUER YES FOR FOR
NOT CONSTITUTE A REORGANIZATION OF THE LISTING AS
STIPULATED IN ARTICLE 13 OF THE MEASURES FOR THE
ADMINISTRATION OF MAJOR ASSET RESTRUCTURING OF LISTED
COMPANIES
PROPOSAL #12: APPROVE RISK WARNING AND FILLING ISSUER YES FOR FOR
MEASURES FOR DILUTED SPOT RETURN OF MAJOR ASSETS SALE
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Agricultural Products Group Co., Ltd.
TICKER: 000061 CUSIP: Y7741H104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Shenzhen Airport Co., Ltd.
TICKER: 89 CUSIP: Y7741V103
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG SUICHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF SHENZHEN AIRPORT SATELLITE HALL PROJECT
ISSUER: Shenzhen Airport Co., Ltd.
TICKER: 000089 CUSIP: Y7741V103
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Shenzhen Airport Co., Ltd.
TICKER: 89 CUSIP: Y7741V103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT HE YUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shenzhen Aisidi Co., Ltd.
TICKER: 002416 CUSIP: Y77227109
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL APPLICATION OF ISSUER YES FOR FOR
BANK COMPREHENSIVE CREDIT LINE (1)
PROPOSAL #2: APPROVE 2018 ADDITIONAL GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #3: APPROVE 2018 ADDITIONAL APPLICATION OF ISSUER YES FOR FOR
BANK COMPREHENSIVE CREDIT LINE (2)
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #6: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
DISPOSE OF TRANSACTIONAL FINANCIAL ASSETS AND
AVAILABLE FOR SALE FINANCIAL ASSETS
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO SHENZHEN ISSUER YES FOR FOR
KUDONG DIGITAL CO., LTD.
PROPOSAL #8: APPROVE GUARANTEE PROVISION TO TIBET ISSUER YES FOR FOR
KUAI COMMUNICATION CO., LTD.
PROPOSAL #9: APPROVE GUARANTEE PROVISION BY TIBET ISSUER YES FOR FOR
KUAI COMMUNICATION CO., LTD. TO SHENZHEN KUDONG
DIGITAL CO., LTD.
ISSUER: Shenzhen Aisidi Co., Ltd.
TICKER: 2416 CUSIP: Y77227109
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
COMPREHENSIVE MANAGEMENT
PROPOSAL #4: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO TIBET ISSUER YES FOR FOR
KU'AI COMMUNICATION CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO AISIDI ISSUER YES FOR FOR
(HONG KONG) CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN YOUYOU COMMUNICATION EQUIPMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN KUMAI TECHNOLOGY CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN KUZHONG TECHNOLOGY CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Aisidi Co., Ltd.
TICKER: 2416 CUSIP: Y77227109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL COMPREHENSIVE CREDIT ISSUER YES FOR FOR
LINE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN COOL PULSE TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN COOLZHONG TECHNOLOGY CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY BY SHENZHEN YOUYOU FINANCIAL
SERVICES CO., LTD.
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD AND VICE CHAIRMAN OF THE BOARD
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE TARGET PARTIES AND PLACEMENT ISSUER YES FOR FOR
ARRANGEMENT TO SHAREHOLDERS
PROPOSAL #12.3: APPROVE BOND TYPE AND PERIOD ISSUER YES FOR FOR
PROPOSAL #12.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION MANNER
PROPOSAL #12.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #12.7: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #12.8: APPROVE REPAYMENT OF PRINCIPAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #12.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO
REPAY PRINCIPAL OR INTEREST
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shenzhen Batian Ecotypic Engineering Co., Ltd.
TICKER: 2170 CUSIP: Y77225103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EQUITY DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shenzhen Bauing Construction Holding Group Co. Ltd.
TICKER: 2047 CUSIP: Y7742S109
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF CAPITAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.9: APPROVE DETERMINATION AND CORRECTION ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDER AND MEETINGS OF ISSUER YES FOR FOR
BONDHOLDERS
PROPOSAL #2.17: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DEPOSIT ACCOUNT OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES (PHASE II)
PROPOSAL #11.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE COMPLIANCE WITH ARTICLE 10 OF ISSUER YES FOR FOR
RULES OF REPURCHASE
PROPOSAL #11.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
AND PRICE RANGE
PROPOSAL #11.4: APPROVE TYPE, USAGE, NUMBER AND ISSUER YES FOR FOR
PROPORTION OF THE TOTAL SHARE REPURCHASE AND TOTAL
CAPITAL USED FOR THE SHARE REPURCHASE
PROPOSAL #11.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #11.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #11.7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE
ISSUER: Shenzhen Bauing Construction Holding Group Co. Ltd.
TICKER: 2047 CUSIP: Y7742S109
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER NO N/A N/A
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Shenzhen Capchem Technology Co., Ltd.
TICKER: 300037 CUSIP: Y77316100
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE EXTERNAL INVESTMENT IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE INVESTMENT OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY IN HIGH-PERFORMANCE FLUORINE MATERIAL
PROJECT
PROPOSAL #4: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #5: APPROVE INVESTMENT OF CONTROLLED ISSUER YES AGAINST AGAINST
INDIRECT SUBSIDIARY IN NEW LITHIUM SALT PROJECT
PROPOSAL #6: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Shenzhen Capchem Technology Co., Ltd.
TICKER: 300037 CUSIP: Y77316100
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SUBSCRIPTION MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESTRICTED PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS AS A RESULT OF THE
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #10: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE ADDITIONAL CAPITAL IN ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #12: ELECT XIE WEIDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT CHEN QUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Capchem Technology Co., Ltd.
TICKER: 300037 CUSIP: Y77316100
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT ISSUER YES FOR FOR
OF SHARES
PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (REVISED)
PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS (REVISED)
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #5: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT (REVISED)
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #13: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Capstone Industrial Co., Ltd.
TICKER: 000038 CUSIP: Y7740U106
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: ELECT HUANG YANHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT FAN PEIYIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shenzhen Capstone Industrial Co., Ltd.
TICKER: 38 CUSIP: Y7740U106
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF RAISED FUNDS TO REPLENISH ISSUER NO N/A N/A
WORKING CAPITAL
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #3: ELECT YUAN NA AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 002733 CUSIP: ADPV39488
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGE OF LEGAL REPRESENTATIVE ISSUER YES FOR FOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 2733 CUSIP: ADPV39488
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT OF RAISED FUNDS ISSUER YES FOR FOR
PROJECT
PROPOSAL #2: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF INVESTMENT AGREEMENT ISSUER YES FOR FOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 002733 CUSIP: ADPV39488
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AS WELL AS SOURCE ISSUER YES FOR FOR
OF FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EQUITY TRANSFER OF ASSOCIATE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 2733 CUSIP: ADPV39488
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 2733 CUSIP: ADPV39488
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 2733 CUSIP: ADPV39488
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EQUITY TRANSFER AGREEMENT ISSUER YES FOR FOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 002733 CUSIP: ADPV39488
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 2733 CUSIP: Y774C8102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #8: APPROVE POSTPONEMENT IN FUNDRAISING ISSUER YES FOR FOR
PROJECT
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #10: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #10.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #10.5: APPROVE BASIS OF PRICING ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE CUMULATIVE EARNINGS AND ISSUER YES FOR FOR
ARRANGEMENT OF PROFIT AND LOSS DURING THE TRANSITION
PERIOD
PROPOSAL #10.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #13: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDERS, ULTIMATE CONTROLLERS, DIRECTORS AND
SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES
IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Center Power Tech. Co., Ltd.
TICKER: 002733 CUSIP: Y774C8102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE CAPITAL ISSUER YES FOR FOR
INJECTION RIGHTS
PROPOSAL #2: APPROVE COMPLETION OF RAISED FUND ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF EXCESS RAISED FUNDS TO
REPLENISH WORKING CAPITAL
ISSUER: Shenzhen Centralcon Investment Holding Co., Ltd.
TICKER: 000042 CUSIP: Y8345B105
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #2: APPROVE APPLICATION OF LOAN AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE TO SUBSIDIARY
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE OF ISSUER YES FOR FOR
SUBSIDIARY FROM RELATED PARTY
ISSUER: Shenzhen Centralcon Investment Holding Co., Ltd.
TICKER: 000042 CUSIP: Y8345B105
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PROVISION OF FINANCIAL ASSISTANCE BY
WHOLLY-OWNED SUBSIDIARY TO ASSOCIATE COMPANY
ISSUER: Shenzhen Centralcon Investment Holding Co., Ltd.
TICKER: 000042 CUSIP: Y8345B105
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EXTENSION OF
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF
SHARES
ISSUER: Shenzhen Centralcon Investment Holding Co., Ltd.
TICKER: 42 CUSIP: Y8345B105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE 2019 GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STRATEGIC COOPERATION AND ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Centralcon Investment Holding Co., Ltd.
TICKER: 000042 CUSIP: Y8345B105
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
PROVISION
ISSUER: Shenzhen Chiwan Wharf Holdings Ltd.
TICKER: 200022 CUSIP: Y1565S106
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS
PROPOSAL #2: APPROVE ACQUISITION BY ISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE TARGET ASSETS AND TRANSACTION ISSUER YES FOR FOR
PARTIES
PROPOSAL #2.2: APPROVE TARGET ASSET PRICE, PRICING ISSUER YES FOR FOR
BASIS AND PAYMENT MANNER
PROPOSAL #2.3: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING MANNER AND ISSUE PRICE
PROPOSAL #2.6: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE IMPAIRMENT TEST AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF CONCERTED ACTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #4: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE SHARE TYPE AND PAR VALUE IN ISSUER YES FOR FOR
CONNECTION TO RAISING OF SUPPORTING FUNDS
PROPOSAL #4.2: APPROVE ISSUE MANNER IN CONNECTION TO ISSUER YES FOR FOR
RAISING OF SUPPORTING FUNDS
PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS, ISSUE ISSUER YES FOR FOR
MANNER AND SUBSCRIPTION METHOD IN CONNECTION TO
RAISING OF SUPPORTING FUNDS
PROPOSAL #4.4: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE IN CONNECTION TO
RAISING OF SUPPORTING FUNDS
PROPOSAL #4.5: APPROVE ISSUE SIZE AND AMOUNT OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #4.6: APPROVE LOCK-UP PERIOD IN CONNECTION ISSUER YES FOR FOR
TO RAISING OF SUPPORTING FUNDS
PROPOSAL #4.7: APPROVE LISTING EXCHANGE IN CONNECTION ISSUER YES FOR FOR
TO RAISING OF SUPPORTING FUNDS
PROPOSAL #4.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING OF
SUPPORTING FUNDS
PROPOSAL #4.9: APPROVE USE OF PROCEEDS IN CONNECTION ISSUER YES FOR FOR
TO RAISING OF SUPPORTING FUNDS
PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO RAISING OF SUPPORTING FUNDS
PROPOSAL #5: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY ISSUANCE OF SHARES AS WELL
AS RAISING SUPPORTING FUNDS
PROPOSAL #6: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ASSET ISSUER YES FOR FOR
PURCHASE AGREEMENT, IMPAIRMENT COMPENSATION AGREEMENT
AND ITS SUPPLEMENT
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURE AND ARTICLE 4 OF PROVISIONS ON
SEVERAL ISSUES REGULATING THE MAJOR ASSET
RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT, ISSUER YES FOR FOR
APPRAISAL REPORT AND PRO FORMA REVIEW REPORT
PROPOSAL #14: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #15: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #16: APPROVE NON-DILUTION OF THE TRANSACTION ISSUER YES FOR FOR
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE SIGNING OF SUPPLEMENTAL ISSUER YES FOR FOR
FINANCIAL SERVICES AGREEMENT
PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #21: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #22: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #23: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Shenzhen Chiwan Wharf Holdings Ltd.
TICKER: 200022 CUSIP: Y1565S106
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FU GANGFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DENG RENJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YAN SHUAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SU JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SONG DEXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU YINGJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT HU QIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT YANG YUNTAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE ALLOWANCE AND FEES OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE CHANGE OF COMPANY NAME, SECURITY ISSUER YES FOR FOR
ABBREVIATION AND SECURITY CODE
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADJUSTMENT TO LOAN LIMIT AND ISSUER YES FOR FOR
SIGNING OF FINANCIAL SERVICES SUPPLEMENTAL AGREEMENT
PROPOSAL #7: APPROVE INVESTMENT IN THE ESTABLISHMENT SHAREHOLDER YES FOR FOR
OF CHINA MERCHANTS HAINAN DEVELOPMENT INVESTMENT CO.,
LTD.
ISSUER: Shenzhen Click Technology Co., Ltd.
TICKER: 002782 CUSIP: Y1566B102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Click Technology Co., Ltd.
TICKER: 002782 CUSIP: Y1566B102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #11: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 002121 CUSIP: Y7740F109
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL 2018 COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE APPLICATIONS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #5: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE PAR VALUE AND ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE BOND INTEREST RATE AND PAYMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #5.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #5.9: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #5.10: APPROVE UNDERWRITING AND LISTING ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #5.11: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE ESTABLISHMENT OF INDUSTRIAL ISSUER YES FOR FOR
INVESTMENT FUND AND RELATED-PARTY TRANSACTION
PROPOSAL #8.1: ELECT WANG DAOHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT CAI YUNDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 002121 CUSIP: Y7740F109
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: ELECT GUO HONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 002121 CUSIP: Y7740F109
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 2121 CUSIP: Y7740F109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON USE OF PARTIAL ISSUER YES FOR FOR
IDLE RAISED FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 2121 CUSIP: Y7740F109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF INDIRECT ISSUER YES FOR FOR
SUBSIDIARY GOLMUD TBEA NEW ENERGY CO., LTD.
PROPOSAL #2: APPROVE TRANSFER OF EQUITY OF INDIRECT ISSUER YES FOR FOR
SUBSIDIARY HAMI JINCHENG NEW ENERGY CO., LTD.
PROPOSAL #3: APPROVE TRANSFER OF EQUITY OF INDIRECT ISSUER YES FOR FOR
SUBSIDIARY HAMIYUAN AND POWER GENERATION CO., LTD.
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE TO QUALIFIED INVESTOR
PROPOSAL #5: APPROVE CORPORATE BOND ISSUANCE FOR ISSUER YES FOR FOR
QUALIFIED INVESTOR
PROPOSAL #5.1: APPROVE BOND NAME ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE PAR VALUE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND INTEREST RATE AS WELL AS ISSUER YES FOR FOR
METHOD FOR PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #5.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #5.6: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE PAYMENT AMOUNT ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE SPECIAL ACCOUNTS FOR RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #5.9: APPROVE SPECIAL REPAYMENT ACCOUNT ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE TERMS OF REDEMPTION AND SALE- ISSUER YES FOR FOR
BACK
PROPOSAL #5.12: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.13: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING TRANSFER ARRANGEMENT
PROPOSAL #5.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO
REPAY PRINCIPAL OR INTEREST
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE
FOR QUALIFIED INVESTOR
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 002121 CUSIP: Y7740F109
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Clou Electronics Co., Ltd.
TICKER: 2121 CUSIP: Y7740F109
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RAO LUHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG DAOHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CAI YUNDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT MA JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GUI GUOCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HUANG YOUPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SHENG BAOJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DING HAIFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG WEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YAN DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT GUO HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Comix Group Co., Ltd.
TICKER: 002301 CUSIP: Y7740H105
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.2: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.2: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER NO N/A N/A
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Comix Group Co., Ltd.
TICKER: 2301 CUSIP: Y7740H105
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGES IN FUND-RAISING ISSUER NO N/A N/A
INVESTMENT PROJECT
PROPOSAL #2: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Shenzhen Comix Group Co., Ltd.
TICKER: 2301 CUSIP: Y7740H105
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
PRIVATE PLACEMENT OF SHARES
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER NO N/A N/A
PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER NO N/A N/A
PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER NO N/A N/A
PROPOSAL #3.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE ISSUE SIZE ISSUER NO N/A N/A
PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS AND ISSUER NO N/A N/A
SUBSCRIPTION METHOD
PROPOSAL #3.5: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #3.5: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER NO N/A N/A
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE LISTING EXCHANGE ISSUER NO N/A N/A
PROPOSAL #3.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER NO N/A N/A
CUMULATIVE EARNINGS
PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER NO N/A N/A
SHARES
PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
ISSUER: Shenzhen Comix Group Co., Ltd.
TICKER: 2301 CUSIP: Y7740H105
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.3: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, SCALE, AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Shenzhen Danbond Technology Co., Ltd.
TICKER: 2618 CUSIP: Y7745U101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Shenzhen Das Intellitech Co., Ltd.
TICKER: 2421 CUSIP: Y7740M104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Shenzhen Deren Electronic Co., Ltd.
TICKER: 2055 CUSIP: Y7740E102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND SELECTION SYSTEM OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Deren Electronic Co., Ltd.
TICKER: 002055 CUSIP: Y7740E102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTERNAL PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Shenzhen Deren Electronic Co., Ltd.
TICKER: 2055 CUSIP: Y7740E102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Shenzhen Desay Battery Technology Co., Ltd.
TICKER: 000049 CUSIP: Y7742A108
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shenzhen Desay Battery Technology Co., Ltd.
TICKER: 49 CUSIP: Y7742A108
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER TO HUIZHOU XINYUAN
ISSUER: Shenzhen Desay Battery Technology Co., Ltd.
TICKER: 49 CUSIP: Y7742A108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #3: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
BANK FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR FINANCIAL ISSUER YES FOR FOR
DERIVATIVES BUSINESS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #11: ELECT WU LICHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 000027 CUSIP: Y7740R103
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PARTICIPATION IN THE CAPITAL ISSUER YES FOR FOR
INCREASE OF SHENZHEN CHUANGXIN INVESTMENT GROUP CO.,
LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 000027 CUSIP: Y7740R103
MEETING DATE: 10/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE AND PERIOD OF BOND ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DEFERRED INTEREST PAYMENT ISSUER YES FOR FOR
OPTION
PROPOSAL #2.7: APPROVE RESTRICTIONS OF MANDATORY ISSUER YES FOR FOR
INTEREST PAYMENT AND DEFERRED PAYMENT OF INTEREST
PROPOSAL #2.8: APPROVE REDEMPTION OPTION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TARGET SUBSCRIBER AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.10: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.11: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.12: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 000027 CUSIP: Y7740R103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF COUNTER COMPENSATION ISSUER YES FOR FOR
AGREEMENT IN CONNECTION TO THE PAPUA NEW GUINEA
PROPOSAL #2: APPROVE SIGNING OF SHAREHOLDER SUPPORT ISSUER YES FOR FOR
AGREEMENT IN CONNECTION TO THE PAPUA NEW GUINEA
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 27 CUSIP: Y7740R103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION FOR ISSUANCE OF ISSUER YES FOR FOR
SHORT-TERM FINANCING BILLS
PROPOSAL #2: APPROVE REGISTRATION FOR ISSUANCE OF ISSUER YES FOR FOR
ULTRA SHORT-TERM FINANCING BILLS
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 000027 CUSIP: Y7740R103
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
DONGGUAN SHENZHEN ENERGY ZHANGYANG POWER CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HUIZHOU SHENZHEN ENERGY FENGDA POWER CO., LTD
PROPOSAL #3: APPROVE ESTABLISHMENT OF OFFSHORE ISSUER YES FOR FOR
INDIRECT SUBSIDIARY COMPANY IN GHANA
ISSUER: Shenzhen Energy Group Co., Ltd.
TICKER: 27 CUSIP: Y7740R103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen ESUN Display Co., Ltd.
TICKER: 002751 CUSIP: Y7T418100
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG ZHENQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT CHEN ANDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE SUPPLEMENTAL CONSTRUCTION ISSUER YES FOR FOR
ENGINEERING CONTRACT BY CONTROLLED SUBSIDIARY
ISSUER: Shenzhen ESUN Display Co., Ltd.
TICKER: 2751 CUSIP: Y7T418100
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen ESUN Display Co., Ltd.
TICKER: 2751 CUSIP: Y7T418100
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU MENGLONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ZHENQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT PENG KANGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHAO RUIYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHONG TIANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN ANDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG XIAOLING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHEN HAIDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIANG WENBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT XU YANPEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shenzhen ESUN Display Co., Ltd.
TICKER: 2751 CUSIP: Y7T418100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
IMPLEMENTING INTERNAL CONTROL RULES
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE CREDIT LINE APPLICATIONS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #15: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #16: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Everwin Precision Technology Co., Ltd.
TICKER: 300115 CUSIP: Y7744V100
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenzhen Everwin Precision Technology Co., Ltd.
TICKER: 300115 CUSIP: Y7744V100
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN XIAOSHUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT PENG JIANCHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Everwin Precision Technology Co., Ltd.
TICKER: 300115 CUSIP: Y7744V100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #10: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Shenzhen Everwin Precision Technology Co., Ltd.
TICKER: 300115 CUSIP: Y7744V100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PHASE 4 EMPLOYEE SHARE PURCHASE ISSUER YES FOR FOR
PLAN (DRAFT) AND SUMMARY
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF PHASE 4 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: APPROVE WAIVER OF THE RIGHT OF FIRST ISSUER YES FOR FOR
REFUSAL REGARDING THE CAPITAL INJECTION IN SHENZHEN
INTERNATIONAL UNITED LAND CO., LTD.
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
BONDS
PROPOSAL #2: APPROVE IMPLEMENTATION OF THE PROFIT SHAREHOLDER YES FOR FOR
INCREMENT BASED INCENTIVE AND RESTRICTION SCHEME
PROPOSAL #3: ELECT WEN LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
BONDS
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #2: APPROVE THE WAIVER OF THE RIGHT OF FIRST ISSUER YES FOR FOR
REFUSAL REGARDING THE CAPITAL INJECTION IN SHENZHEN
INTERNATIONAL UNITED LAND CO., LTD.
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
BONDS
ISSUER: Shenzhen Expressway Co., Ltd.
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
BONDS
PROPOSAL #2: APPROVE IMPLEMENTATION OF THE PROFIT SHAREHOLDER YES FOR FOR
INCREMENT BASED INCENTIVE AND RESTRICTION SCHEME
PROPOSAL #3: ELECT WEN LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Expressway Company Limited
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 DISTRIBUTION SCHEME OF ISSUER YES FOR FOR
PROFITS INCLUDING DECLARATION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8.1: APPROVE ISSUE SIZE AND METHOD ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE TYPE OF THE DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE MATURITY OF THE DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS
PROPOSAL #8.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #8.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE LISTING ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8.9: APPROVE VALIDITY OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #8.1: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shenzhen Expressway Company Limited
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shenzhen Expressway Company Limited
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 DISTRIBUTION SCHEME OF ISSUER YES FOR FOR
PROFITS INCLUDING DECLARATION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8.1: APPROVE ISSUE SIZE AND METHOD ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE TYPE OF THE DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE MATURITY OF THE DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS
PROPOSAL #8.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #8.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE LISTING ISSUER YES FOR FOR
PROPOSAL #8.8: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #8.9: APPROVE VALIDITY OF THE RESOLUTION ISSUER YES FOR FOR
PROPOSAL #8.1: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shenzhen Expressway Company Limited
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741B107
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SELF-INSPECTION REPORT ON THE ISSUER YES FOR FOR
REAL ESTATE DEVELOPMENT BUSINESS AND RELEVANT
UNDERTAKING LETTERS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE BONDS
ISSUER: Shenzhen Expressway Company Ltd.
TICKER: 548 CUSIP: Y7741G114
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SELF-INSPECTION REPORT ON THE ISSUER YES FOR FOR
REAL ESTATE DEVELOPMENT BUSINESS AND RELEVANT
UNDERTAKING LETTERS IN RELATION TO THE PUBLIC
ISSUANCE OF A SHARE CONVERTIBLE BONDS
ISSUER: Shenzhen Fastprint Circuit Tech Co., Ltd.
TICKER: 002436 CUSIP: Y7744R109
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF PHASE 2 PROJECT
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES FROM FINANCIAL INSTITUTIONS
PROPOSAL #3: ELECT LIU XIANGLONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Feima International Supply Chain Co., Ltd.
TICKER: 2210 CUSIP: Y7743U103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT FEI YIZHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG JIANJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.3: ELECT XU ZHIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT PENG QINWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIN ZHIWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LUO ZHAOLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HONG JIAYAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 2681 CUSIP: Y7746N106
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 002681 CUSIP: Y7746N106
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS ON SHARE REPURCHASE
PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE MATTERS ON SHARE REPURCHASE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE DECREASE IN CAPITAL ISSUER NO N/A N/A
PROPOSAL #3: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPURCHASE OF THE COMPANY'S SHAREHOLDER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE REPURCHASE OF THE COMPANY'S SHAREHOLDER NO N/A N/A
SHARES
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 2681 CUSIP: Y7746N106
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DONG XIAOLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 002681 CUSIP: Y7746N106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: ELECT WANG YAN AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 2681 CUSIP: Y7746N106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #6.1: APPROVE REMUNERATION OF XIAOFEN ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION OF WEN ZHONGZE ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE REMUNERATION OF XIAO YONG ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE REMUNERATION OF XIAO LIN ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE REMUNERATION OF XIE YUPING ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE REMUNERATION OF XIAO YUN ISSUER YES FOR FOR
PROPOSAL #6.7: APPROVE REMUNERATION OF ZHOU YUHUA ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE REMUNERATION OF NING QINGHUA ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE REMUNERATION OF WANG YAN ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF XIAO XIAO ISSUER YES FOR FOR
PROPOSAL #6.11: APPROVE REMUNERATION OF YU JUNSHAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES AND STOCK OPTIONS THAT HAVE BEEN
GRANTED BUT NOT YET UNLOCKED
ISSUER: Shenzhen Fenda Technology Co. Ltd.
TICKER: 002681 CUSIP: Y7746N106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF IMPLEMENTATION ISSUER YES FOR FOR
PERIOD FOR REPURCHASING OF COMPANY SHARES
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Shenzhen Fountain Corp.
TICKER: 5 CUSIP: Y77416108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE REPURCHASE PRICE, PRICE RANGE ISSUER YES FOR FOR
AND PRICING BASIS OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TYPE, SCALE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.5: APPROVE AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen Fountain Corp.
TICKER: 000005 CUSIP: Y77416108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9.1: ELECT DING PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT JIANG JIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT ZHENG LIELIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT LIN JIANWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT CHEN BIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT DANNIER BAOZEFANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT YONG ZHENGFENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT ZHAO JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.9: ELECT WU XIANGZHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT CHEN LVJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT FAN YONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT WANG YUTAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHAI JINBU AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT ZOU LAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.1: ELECT WANG XINGLI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT FANG LIANGZHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.3: ELECT LIU MINER AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Fuanna Bedding & Furnishing Co. Ltd.
TICKER: 002327 CUSIP: Y77448101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #1.1: APPROVE PURPOSE OF THE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.3: APPROVE PLAN PARTICIPANTS NAME LIST ISSUER YES FOR FOR
AND ALLOCATION
PROPOSAL #1.4: APPROVE TYPE, SOURCE AND NUMBER OF ISSUER YES FOR FOR
UNDERLYING STOCKS IN CONNECTION TO THE PERFORMANCE
SHARE INCENTIVE PLAN
PROPOSAL #1.5: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD IN
CONNECTION TO THE PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.8: APPROVE GRANTING AND UNLOCKING ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #1.9: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.10: APPROVE ACCOUNTING TREATMENT, FAIR ISSUER YES FOR FOR
VALUE MEASUREMENT AND COST AMORTIZATION
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE CHANGES AND TERMINATION OF ISSUER YES FOR FOR
THE PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #1.13: APPROVE SETTLEMENT MECHANISM WHEN ISSUER YES FOR FOR
THERE ARE DISPUTES BETWEEN THE COMPANY AND PLAN
PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES GRANTED BUT NOT YET UNLOCKED BY
INCENTIVE TARGET
PROPOSAL #4.1: APPROVE REPURCHASE OF UNRESTRICTED ISSUER YES FOR FOR
PERFORMANCE SHARES HELD BY 7 RETIRED INCENTIVE
PROPOSAL #4.2: APPROVE REPURCHASE OF UNRESTRICTED ISSUER YES FOR FOR
PERFORMANCE SHARES HELD BY 16 RETIRED INCENTIVE
ISSUER: Shenzhen Fuanna Bedding & Furnishing Co. Ltd.
TICKER: 2327 CUSIP: Y77448101
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE AND ITS ISSUER YES FOR FOR
ADJUSTMENT PRINCIPLES
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Fuanna Bedding & Furnishing Co. Ltd.
TICKER: 002327 CUSIP: Y77448101
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE CHANGE OF BUSINESS PERIOD AND ISSUER YES FOR FOR
ADDITION OF BUSINESS SCOPE
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
HANDLING CHANGE IN BUSINESS REGISTRATION
PROPOSAL #10: APPROVE ASSESSMENT CRITERIA OF ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
ISSUER: Shenzhen Fuanna Bedding & Furnishing Co. Ltd.
TICKER: 002327 CUSIP: Y77448101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Gas Corp Ltd.
TICKER: 601139 CUSIP: Y7T44L108
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG XIAODONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Gas Corp. Ltd.
TICKER: 601139 CUSIP: Y7T44L108
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
ISSUER: Shenzhen Gas Corp. Ltd.
TICKER: 601139 CUSIP: Y7T44L108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Glory Medical Co., Ltd.
TICKER: 2551 CUSIP: Y7745C101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
COMPANY'S BANK CREDIT LINE APPLICATION
ISSUER: Shenzhen Glory Medical Co., Ltd.
TICKER: 002551 CUSIP: Y7745C101
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
MAXIMUM CREDIT LINE BANK APPLICATION OF WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
PROJECT LOAN OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LIANG GUIQIU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LIANG GUITIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HUANG NING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ZHANG JIERUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ZENG JIANGHONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT LIU WEIBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT OUYANG JIANGUO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHEN SIPING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT YU XICHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LU ZHENBO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT HUO XIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Glory Medical Co., Ltd.
TICKER: 2551 CUSIP: Y7745C101
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Glory Medical Co., Ltd.
TICKER: 2551 CUSIP: Y7745C101
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES FOR FOR
INDUSTRIAL BANK AND GUARANTEE PROVISION
PROPOSAL #7: APPROVE LOAN APPLICATION FROM BANK OF ISSUER YES FOR FOR
COMMUNICATIONS AND GUARANTEE PROVISION FOR CONTROLLED
INDIRECT SUBSIDIARY
PROPOSAL #8: APPROVE LOAN APPLICATION FROM ISSUER YES FOR FOR
AGRICULTURAL BANK AND GUARANTEE PROVISION FOR WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #9: APPROVE CREDIT LINE APPLICATION FROM ISSUER YES FOR FOR
PING AN BANK AND GUARANTEE PROVISION FOR CLIENTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Gongjin Electronics Co., Ltd.
TICKER: 603118 CUSIP: Y7T45L107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Gongjin Electronics Co., Ltd.
TICKER: 603118 CUSIP: Y7T45L107
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
2019 FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #10.1: APPROVE REMUNERATION OF CHAIRMAN WANG ISSUER YES FOR FOR
DAWEI
PROPOSAL #10.2: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
GENERAL MANAGER TANG FONAN
PROPOSAL #10.3: APPROVE REMUNERATION OF VICE CHAIRMAN ISSUER YES FOR FOR
AND DEPUTY GENERAL MANAGER HU ZUMIN
PROPOSAL #10.4: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER YES FOR FOR
DEPUTY GENERAL MANAGER WANG ZHIBO
PROPOSAL #10.5: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
SECRETARY OF THE BOARD HE YIMENG
PROPOSAL #10.6: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.7: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD OF SUPERVISOR QI JIANZHONG
PROPOSAL #10.8: APPROVE REMUNERATION OF SUPERVISOR LI ISSUER YES FOR FOR
TAO
PROPOSAL #10.9: APPROVE REMUNERATION OF EMPLOYEE ISSUER YES FOR FOR
SUPERVISOR HE WEIDI
PROPOSAL #11: APPROVE CHANGE OF ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Goodix Technology Co., Ltd.
TICKER: 603160 CUSIP: Y774BW100
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5.1: ELECT ZHANG FAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT ZHU XINGHUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT LONG HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT YOU RENJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT GAO SONGTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT ZHUANG RENYAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT GAO XIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT ZHANG TONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT GU DAWEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT WANG YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Goodix Technology Co., Ltd.
TICKER: 603160 CUSIP: Y774BW100
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE CASH MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #11: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE REGISTERED CAPITAL AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shenzhen Goodix Technology Co., Ltd.
TICKER: 603160 CUSIP: Y774BW100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen Grandland Group Co., Ltd.
TICKER: 2482 CUSIP: Y7744Y104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT OF PURCHASE OF ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN PHASE 1
PROPOSAL #2: APPROVE AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: ELECT YE JIAMING AS NON- INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Grandland Group Co., Ltd.
TICKER: 2482 CUSIP: Y7744Y104
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Grandland Group Co., Ltd.
TICKER: 2482 CUSIP: Y7744Y104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER NO N/A N/A
BANK CREDIT LINES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #10: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER NO N/A N/A
ISSUER: Shenzhen Guangju Energy Co. Ltd.
TICKER: 96 CUSIP: Y7742D102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shenzhen Guangju Energy Co. Ltd.
TICKER: 000096 CUSIP: Y7742D102
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AS WELL AS TO FIX THEIR
REMUNERATION
ISSUER: Shenzhen Hepalink Pharmaceutical Co., Ltd.
TICKER: 002399 CUSIP: Y7744K104
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.7: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE PUBLIC CORPORATE
BOND ISSUANCE
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.1: APPROVE ISSUE SIZE IN CONNECTION TO ISSUER YES FOR FOR
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.2: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS IN CONNECTION TO PRIVATE CORPORATE BOND
ISSUANCE
PROPOSAL #5.3: APPROVE BOND MATURITY IN CONNECTION TO ISSUER YES FOR FOR
PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.4: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.5: APPROVE BOND INTEREST RATE IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.6: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER YES FOR FOR
MANNER IN CONNECTION TO PRIVATE CORPORATE BOND
PROPOSAL #5.7: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST IN CONNECTION TO PRIVATE CORPORATE BOND
PROPOSAL #5.8: APPROVE USE OF PROCEEDS IN CONNECTION ISSUER YES FOR FOR
TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.9: APPROVE LISTING FOR TRADE IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.10: APPROVE GUARANTEE PROVISION IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.11: APPROVE UNDERWRITING MANNER IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #5.12: APPROVE RESOLUTION VALIDITY PERIOD IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE CORPORATE BOND ISSUANCE
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE PRIVATE CORPORATE
BOND ISSUANCE
PROPOSAL #7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #8: APPROVE DISPOSAL OF AVAILABLE FOR SALE ISSUER YES FOR FOR
FINANCIAL ASSETS
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINE BY ISSUER YES FOR FOR
WHOLLY-OWNED INDIRECT SUBSIDIARY AND ACCEPTANCE OF
GUARANTEE FROM RELATED-PARTY
PROPOSAL #10: APPROVE APPLICATION OF CREDIT LINE BY ISSUER YES FOR FOR
WHOLLY-OWNED INDIRECT SUBSIDIARY AND PROVISION OF
GUARANTEE BY COMPANY
PROPOSAL #11: APPROVE APPLICATION OF LOAN AND ISSUER YES FOR FOR
PROVISION OF COUNTER-GUARANTEE
ISSUER: Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
TICKER: 2399 CUSIP: Y7744K104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF MERGER ISSUER YES FOR FOR
ACQUISITION LOAN AND RECEIPT OF GUARANTEE
PROPOSAL #2: APPROVE APPLICATION OF LOAN AND ISSUER YES FOR FOR
PROVISION OF COUNTER GUARANTEE
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
TICKER: 2399 CUSIP: Y7744K104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN PHASE 3
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING EMPLOYEE SHARE
PURCHASE PLAN PHASE 3
PROPOSAL #3: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #4: APPROVE BANK CREDIT LINE APPLICATIONS ISSUER YES FOR FOR
AND ITS RELEVANT GUARANTEES
ISSUER: Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
TICKER: 2399 CUSIP: Y7744K104
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR CONTINUANCE OF INTERNAL GUARANTEE AND EXTERNAL
LOAN APPLICATION OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
TICKER: 2399 CUSIP: Y7744K104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Shenzhen Heungkong Holding Co., Ltd.
TICKER: 600162 CUSIP: Y76785107
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CORPORATE BONDS
PROPOSAL #5: APPROVE ISSUANCE OF COMMERCIAL MORTGAGE- ISSUER YES FOR FOR
BACKED SECURITIES
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO ISSUANCE OF COMMERCIAL
MORTGAGE-BACKED SECURITIES
ISSUER: Shenzhen Heungkong Holding Co., Ltd.
TICKER: 600162 CUSIP: Y76785107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 PROJECT EXPANSION ISSUER YES AGAINST AGAINST
INVESTMENT PLAN
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPLICATION OF FINANCING FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PLAN
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #14.1: ELECT ZHAI MEIQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT XIU SHANCHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.3: ELECT ZHAI DONGLIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.4: ELECT LIU GENSEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT FAN FEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT LU JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LIU YUNGUO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT WANG YONGMEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT XIE JIAWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT LIU HAOYUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT CHEN ZHAOFEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Hongtao Decoration Co Ltd.
TICKER: 002325 CUSIP: Y77447103
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Hongtao Decoration Co., Ltd.
TICKER: 002325 CUSIP: Y77447103
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.4: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.7: APPROVE TRADING OR LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenzhen Hongtao Decoration Co., Ltd.
TICKER: 002325 CUSIP: Y77447103
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Hongtao Decoration Co., Ltd.
TICKER: 002325 CUSIP: Y77447103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
ISSUER: Shenzhen Hongtao Group Co., Ltd.
TICKER: 2325 CUSIP: Y77447103
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: AMEND MANAGEMENT SYSTEM FOR AUTHORIZING ISSUER YES FOR FOR
DECISIONS
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #12: AMEND MANAGEMENT SYSTEM FOR RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #13: AMEND ACCOUNTANT APPOINTMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #14: AMEND SPECIAL SYSTEM FOR PREVENTING THE ISSUER YES FOR FOR
USE OF FUNDS BY MAJOR SHAREHOLDERS AND RELATED
PROPOSAL #15: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen HT Intelligent Control Co., Ltd.
TICKER: 002402 CUSIP: Y7744P103
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRICE ADJUSTMENT ON REPURCHASE ISSUER YES FOR FOR
AND CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE CAPITAL DECREASE DUE TO ISSUER YES FOR FOR
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #3: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXTENSION OF GUARANTEE PERIOD ISSUER YES FOR FOR
FOR THE BANK CREDIT LINE APPLICATION OF ASSOCIATE
PROPOSAL #6: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #7: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO 2018 EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Shenzhen HT Intelligent Control Co., Ltd.
TICKER: 002402 CUSIP: Y7744P103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS (REVISED)
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS (REVISED)
PROPOSAL #5: APPROVE REVISION ON IMPACT OF DILUTION ISSUER YES FOR FOR
OF CURRENT RETURNS ON MAJOR FINANCIAL INDICATORS AND
THE RELEVANT MEASURES TO BE TAKEN
ISSUER: Shenzhen HT Intelligent Control Co., Ltd.
TICKER: 002402 CUSIP: Y7744P103
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL REDUCTION OF REPURCHASE ISSUER YES FOR FOR
AND CANCELLATION OF PERFORMANCE SHARES
ISSUER: Shenzhen HT Intelligent Control Co., Ltd.
TICKER: 002402 CUSIP: Y7744P103
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT LENG JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #12: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO CONVERTIBLE BONDS
PROPOSAL #13: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO CONVERTIBLE
BONDS ISSUANCE
PROPOSAL #14: APPROVE 2018 REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
AND SENIOR MANAGEMENT
ISSUER: Shenzhen Huakong Seg Co. Ltd.
TICKER: 68 CUSIP: Y7742R101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZHAO XIAOJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT ZHANG YUJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: ELECT ZHU WENJIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Huaqiang Industry Co., Ltd.
TICKER: 62 CUSIP: Y7741A109
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN OF COMPANY AND CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Shenzhen Huaqiang Industry Co., Ltd.
TICKER: 62 CUSIP: Y7741A109
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF 2018 GUARANTEE ISSUER YES FOR FOR
AND FORECAST OF 2019 GUARANTEE
ISSUER: Shenzhen Huaqiang Industry Co., Ltd.
TICKER: 000062 CUSIP: Y7741A109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LI SHUCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Infinova Ltd.
TICKER: 2528 CUSIP: Y77455106
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE ADDITIONAL IMPLEMENTATION ISSUER YES FOR FOR
SUBJECT AND POSTPONEMENT OF PARTIAL RAISED FUNDS
INVESTMENT PROJECT
ISSUER: Shenzhen Infinova Ltd.
TICKER: 002528 CUSIP: Y77455106
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 3 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Infinova Ltd.
TICKER: 2528 CUSIP: Y77455106
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Infinova Ltd.
TICKER: 2528 CUSIP: Y77455106
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.2: APPROVE SIZE, TYPE AND SOURCE OF ISSUER YES FOR FOR
UNDERLING STOCKS
PROPOSAL #1.3: APPROVE DISTRIBUTION OF STOCK OPTION ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE, EXERCISE ARRANGEMENT AND LOCK-
UP PERIOD
PROPOSAL #1.5: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.8: APPROVE PROCEDURES TO GRANT AND UNLOCK ISSUER YES FOR FOR
THE UNDERLYING STOCKS
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.1: APPROVE CHANGES, TERMINATION AND OTHER ISSUER YES FOR FOR
MATTERS OF THIS PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE SIGNING OF COMPREHENSIVE ISSUER YES FOR FOR
BUSINESS COOPERATION AGREEMENT
ISSUER: Shenzhen Infinova Ltd.
TICKER: 002528 CUSIP: Y77455106
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG GE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PHASE 3 OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN (DRAFT) AND SUMMARY
PROPOSAL #4: APPROVE PHASE 3 OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN MANAGEMENT METHOD
ISSUER: Shenzhen Infinova Ltd.
TICKER: 002528 CUSIP: Y77455106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES AGAINST AGAINST
AGREEMENT
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Infinova Ltd.
TICKER: 2528 CUSIP: Y77455106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REALIZATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS OF XINPU HULIAN (BEIJING) TECHNOLOGY CO.,
LTD.
PROPOSAL #8: APPROVE REALIZATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS OF SHANGHAI WEISHIQING DIGITAL TECHNOLOGY
CO., LTD.
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #11: APPROVE ADDITIONAL 2018 DAILY RELATED- SHAREHOLDER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #12: APPROVE 2019 DAILY RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Infogem Technologies Co., Ltd.
TICKER: 300085 CUSIP: Y7744Q101
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ACQUISITION BY ISSUER YES FOR FOR
ISSUANCE OF SHARES AND CASH AS WELL AS RAISING
SUPPORTING FUNDS
PROPOSAL #2: APPROVE SIGNING OF MAJOR ASSET ISSUER YES FOR FOR
RESTRUCTURE TERMINATION AGREEMENT WITH TRANSACTION
PARTIES
PROPOSAL #3: APPROVE DISPOSAL OF COMPANY-OWNED ISSUER YES FOR FOR
PROPERTIES
ISSUER: Shenzhen Infogem Technologies Co., Ltd.
TICKER: 300085 CUSIP: Y7744Q101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Shenzhen Inovance Technology Co., Ltd.
TICKER: 300124 CUSIP: Y7744Z101
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON FOURTH ISSUER YES FOR FOR
PHASE STOCK OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN BANK FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES 1
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES 2
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES 3
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES 4
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES 5
PROPOSAL #12: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Inovance Technology Co., Ltd.
TICKER: 300124 CUSIP: Y7744Z101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADJUSTMENT IN IMPLEMENTATION OF ISSUER YES FOR FOR
BUILDING PROJECT
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES ON EQUITY INCENTIVE PLAN 1
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES ON EQUITY INCENTIVE PLAN 2
PROPOSAL #8: APPROVE ADDITIONAL COMPREHENSIVE CREDIT ISSUER YES AGAINST AGAINST
LINE APPLICATION AND PROVISION OF GUARANTEE FOR THE
CREDIT LINE APPLICATION OF SUBSIDIARY
PROPOSAL #9: APPROVE APPLICATION OF MEDIUM AND LONG- ISSUER YES FOR FOR
TERM CREDIT LINE AND PROVISION OF GUARANTEE FOR THE
CREDIT LINE APPLICATION OF SUBSIDIARY
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO CHANGE BUSINESS SCOPE
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #12.1: APPROVE TARGET ASSETS AND TRANSACTION SHAREHOLDER YES FOR FOR
PARTIES
PROPOSAL #12.2: APPROVE PRICE BASIS AND TRANSACTION SHAREHOLDER YES FOR FOR
PRICE
PROPOSAL #12.3: APPROVE TRANSACTION METHOD AND SHAREHOLDER YES FOR FOR
CONSIDERATION PAYMENT
PROPOSAL #12.4: APPROVE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #12.5: APPROVE ISSUANCE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #12.6: APPROVE ISSUE SIZE AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #12.7: APPROVE LOCK-UP PERIOD ARRANGEMENTS SHAREHOLDER YES FOR FOR
PROPOSAL #12.8: APPROVE CUMULATIVE EARNINGS SHAREHOLDER YES FOR FOR
ARRANGEMENTS
PROPOSAL #12.9: APPROVE ATTRIBUTABLE PROFIT OR LOSS SHAREHOLDER YES FOR FOR
PROPOSAL #12.10: APPROVE CONTRACTUAL OBLIGATIONS AND SHAREHOLDER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #12.11: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #12.12: APPROVE PERFORMANCE COMMITMENTS AND SHAREHOLDER YES FOR FOR
COMPENSATION ARRANGEMENT
PROPOSAL #12.13: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #12.14: APPROVE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #12.15: APPROVE PRICE REFERENCE DATE AND SHAREHOLDER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #12.16: APPROVE ISSUANCE METHOD AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #12.17: APPROVE ISSUE SIZE SHAREHOLDER YES FOR FOR
PROPOSAL #12.18: APPROVE LOCK-UP PERIOD ARRANGEMENTS SHAREHOLDER YES FOR FOR
PROPOSAL #12.19: APPROVE AMOUNT OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #12.20: APPROVE CUMULATIVE EARNINGS SHAREHOLDER YES FOR FOR
ARRANGEMENTS
PROPOSAL #12.21: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #12.22: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #13: APPROVE DRAFT AND SUMMARY ON SHAREHOLDER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #14: APPROVE THIS TRANSACTION DOES NOT SHAREHOLDER YES FOR FOR
CONSTITUTES AS RELATED-PARTY TRANSACTION
PROPOSAL #15: APPROVE THIS TRANSACTION DOES NOT SHAREHOLDER YES FOR FOR
CONSTITUTES AS MAJOR ASSET RESTRUCTURE
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #18: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #19: APPROVE THIS TRANSACTION DOES NOT SHAREHOLDER YES FOR FOR
PARTICIPATE IN PRIVATE PLACEMENT STANDARDS OF ARTICLE
10 OF INTERIM MEASURES FOR THE ADMINISTRATION OF
SECURITIES ISSUANCE OF GEM LISTED COMPANIES
PROPOSAL #20: APPROVE TRANSACTION'S RELEVANT SUBJECT SHAREHOLDER YES FOR FOR
DOES NOT PARTICIPATE IN MAJOR ASSET RESTRUCTURE OF
LISTED COMPANIES OF ARTICLE 13 INTERIM PROVISIONS ON
STRENGTHENING THE SUPERVISION OF ABNORMAL STOCKS
TRADING
PROPOSAL #21: APPROVE TRANSACTION COMPLIES WITH SHAREHOLDER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #22: APPROVE COMPLETENESS AND COMPLIANCE OF SHAREHOLDER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #23: APPROVE STOCK PRICE VOLATILITY HAD NOT SHAREHOLDER YES FOR FOR
ACHIEVED THE STANDARDS OF ARTICLE 5 ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #24: APPROVE SIGNING OF CONDITIONAL SHAREHOLDER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND CASH AGREEMENT
PROPOSAL #25: APPROVE SIGNING OF CONDITIONAL SHAREHOLDER YES FOR FOR
PERFORMANCE COMPENSATION AGREEMENT
PROPOSAL #26: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
CONDITIONAL ACQUISITION BY ISSUANCE OF SHARES AND
CASH AGREEMENT
PROPOSAL #27: APPROVE SIGNING OF SUPPLEMENTARY SHAREHOLDER YES FOR FOR
CONDITIONAL PERFORMANCE COMPENSATION AGREEMENT
PROPOSAL #28: APPROVE INDEPENDENCE OF APPRAISER, THE SHAREHOLDER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #29: APPROVE BASIS AND FAIRNESS OF PRICING SHAREHOLDER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #30: APPROVE RELEVANT AUDIT REPORT, REVIEW SHAREHOLDER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #31: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #32: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen International Holdings Limited
TICKER: 152 CUSIP: G8086V146
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT GAO LEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHONG SHAN QUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DING XUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT YIM FUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT CHENG TAI CHIU, EDWIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shenzhen Investment Limited
TICKER: 604 CUSIP: Y7743P120
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT WU JIESI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WU WAI CHUNG, MICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WONG YAU KAR, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
ISSUER: Shenzhen Invt Electric Co Ltd
TICKER: 002334 CUSIP: Y77449109
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HUANG SHENLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHANG KEMENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHENG YAMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT YANG LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG QING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DONG XIUQIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIAO AIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HE ZHICONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DONG RUIYONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHOU QIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen INVT Electric Co., Ltd.
TICKER: 2334 CUSIP: Y77449109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS ON EXTENDING VALIDITY
PERIOD OF CONVERTIBLE BONDS ISSUANCE
PROPOSAL #3: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE MANAGEMENT SHAREHOLDING PLAN OF ISSUER YES FOR FOR
SUBSIDIARY (2018 REVISED DRAFT)
ISSUER: Shenzhen INVT Electric Co., Ltd.
TICKER: 002334 CUSIP: Y77449109
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE CREDIT LINE APPLICATION OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND PROVISION OF GUARANTEE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen INVT Electric Co., Ltd.
TICKER: 002334 CUSIP: Y77449109
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CREDIT LINE APPLICATION AND ITS ISSUER YES AGAINST AGAINST
PROVISION OF GUARANTEE
ISSUER: Shenzhen INVT Electric Co., Ltd.
TICKER: 2334 CUSIP: Y77449109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Shenzhen INVT Electric Co., Ltd.
TICKER: 002334 CUSIP: Y77449109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR BANK ISSUER YES FOR FOR
CREDIT LINE APPLICATION OF CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE CHANGE IN THE GUARANTEE PERIOD ISSUER YES FOR FOR
OF GUARANTEE PROVISION FOR CONTROLLED SUBSIDIARY
ISSUER: Shenzhen Jiawei Photovoltaic Lighting Co., Ltd.
TICKER: 300317 CUSIP: Y7746K102
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WHOLLY-OWNED SUBSIDIARY'S ASSET ISSUER YES FOR FOR
PURCHASE BY CASH PAYMENT AND RELATED PARTY
ISSUER: Shenzhen Jiawei Photovoltaic Lighting Co., Ltd.
TICKER: 300317 CUSIP: Y7746K102
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME AND SHAREHOLDER YES FOR FOR
SECURITY ABBREVIATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
FINANCE LEASE OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE BY SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Jieshun Science & Technology Industry Co., Ltd.
TICKER: 2609 CUSIP: Y7745T104
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES FROM
NO LONGER QUALIFIED PLAN PARTICIPANTS
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXPANSION IN BUSINESS SCOPE, ISSUER YES FOR FOR
CHANGE IN REGISTERED CAPITAL AND AMEND ARTICLE OF
ASSOCIATION
ISSUER: Shenzhen Jieshun Science & Technology Industry Co., Ltd.
TICKER: 002609 CUSIP: Y7745T104
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND REPURCHASE AND CANCELLATION
OF GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #2: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Shenzhen Jieshun Science & Technology Industry Co., Ltd.
TICKER: 2609 CUSIP: Y7745T104
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 4 ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Jieshun Science & Technology Industry Co., Ltd.
TICKER: 2609 CUSIP: Y7745T104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND REPLENISH WORKING CAPITAL
PROPOSAL #8.1: ELECT TANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT LIU CUIYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT ZHAO YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT ZHOU YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT ZHANG HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT YE SUTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT AN HE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT ZHANG JIANJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT HONG CAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT XU JIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT WU JINFANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Jieshun Science And Technology Industry Co Ltd
TICKER: 002609 CUSIP: Y7745T104
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Shenzhen Jinjia Group Co., Ltd.
TICKER: 2191 CUSIP: Y7743D101
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE AMOUNT OF CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND TOTAL SHARE ISSUER YES FOR FOR
CAPITAL OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Jinjia Group Co., Ltd.
TICKER: 2191 CUSIP: Y7743D101
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Jinjia Group Co., Ltd.
TICKER: 2191 CUSIP: Y7743D101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE DEVELOPMENT STRATEGY PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF OWN FUNDS FOR ENTRUSTED ISSUER YES FOR FOR
FINANCIAL PLAN
ISSUER: Shenzhen Kaifa Technology Co., Ltd.
TICKER: 21 CUSIP: Y7740Z105
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHONG JIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Kaifa Technology Co., Ltd.
TICKER: 000021 CUSIP: Y7740Z105
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHOU JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
ISSUER: Shenzhen Kaifa Technology Co., Ltd.
TICKER: 21 CUSIP: Y7740Z105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Shenzhen Kangtai Biological Products Co., Ltd.
TICKER: 300601 CUSIP: Y774C4101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN USING OWN FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
ISSUER: Shenzhen Kangtai Biological Products Co., Ltd.
TICKER: 300601 CUSIP: Y774C4101
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Kangtai Biological Products Co., Ltd.
TICKER: 300601 CUSIP: Y774C4101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES FOR FOR
ITS RELEVANT GUARANTEE
PROPOSAL #7: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE THE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #10: APPROVE ISSUANCE OF SHARES SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: APPROVE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: APPROVE ISSUANCE METHOD AND ISSUANCE SHAREHOLDER YES FOR FOR
TIME
PROPOSAL #10.3: APPROVE PRICE, PRICE REFERENCE DATE SHAREHOLDER YES FOR FOR
AND PRICING PRINCIPLES
PROPOSAL #10.4: APPROVE ISSUE SIZE SHAREHOLDER YES FOR FOR
PROPOSAL #10.5: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #10.6: APPROVE LOCK-UP PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #10.7: APPROVE SCALE AND USAGE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #10.8: APPROVE LISTING EXCHANGE SHAREHOLDER YES FOR FOR
PROPOSAL #10.9: APPROVE DISTRIBUTION OF CUMULATIVE SHAREHOLDER YES FOR FOR
EARNINGS
PROPOSAL #10.1: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #11: APPROVE COMPANY'S PLAN FOR ISSUANCE OF SHAREHOLDER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE ARGUMENT ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THIS TRANSACTION
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #18: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shenzhen Kingdom Sci-Tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Kingdom Sci-Tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT FOR EQUITY DISPOSAL OF ASSOCIATE COMPANY
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR COMPREHENSIVE CREDIT LINE APPLICATION OF
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Kingdom Sci-tech Co., Ltd.
TICKER: 600446 CUSIP: Y7742M102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTRODUCTION OF INVESTOR VIA ISSUER YES FOR FOR
CAPITAL INJECTION TO CONTROLLED SUBSIDIARY
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: Shenzhen Kinwong Electronic Co., Ltd.
TICKER: 603228 CUSIP: Y774BX108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORS ISSUER NO N/A N/A
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION AND PROVISION OF GUARANTEE
PROPOSAL #9: APPROVE PROVISION OF BANK ACCEPTANCE ISSUER NO N/A N/A
BILLS FOR PLEDGE GUARANTEE
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION AND SHAREHOLDER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES (AFTER ADJUSTMENT)
ISSUER: Shenzhen Kinwong Electronic Co., Ltd.
TICKER: 603228 CUSIP: Y774BX108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT SYSTEM FOR ISSUER YES FOR FOR
REMUNERATION TO DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LIU SHAOBAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HUANG XIAOFEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHUO JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHUO YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT LIU YU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT DENG LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HE WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LUO SHUZHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HE QIANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WANG HUAZHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT WANG DAJI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Kondarl (Group) Co., Ltd.
TICKER: 000048 CUSIP: Y77424110
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Kondarl (Group) Co., Ltd.
TICKER: 48 CUSIP: Y77424110
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BA GEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1.2: ELECT CAI XINPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #1.3: ELECT HUANG YIWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT LI DONGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT WANG HONGHE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE REMOVAL OF LUO AIHUA AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Shenzhen Kondarl (Group) Co., Ltd.
TICKER: 48 CUSIP: Y77424110
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE SIGNING OF MUTUAL GUARANTEE ISSUER NO N/A N/A
AGREEMENT
PROPOSAL #5: APPROVE APPLICATION FOR SWAP OF SEIZED ISSUER NO N/A N/A
ASSETS
PROPOSAL #6.1: ELECT HUANG MINGXIANG AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT YANG YUXIONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #6.3: ELECT JIN QINGJUN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #7.1: ELECT CHEN DONG AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #8.1: ELECT SHANG PENGCHAO AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Shenzhen Kstar Science & Technology Co., Ltd.
TICKER: 2518 CUSIP: Y77454109
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN AND REPURCHASE CANCELLATION OF
THE REMAINING 2ND PHASE AND 3RD PHASE PERFORMANCE
SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Kstar Science & Technology Co., Ltd.
TICKER: 002518 CUSIP: Y77454109
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE DEVELOPMENT OF FOREIGN EXCHANGE ISSUER YES FOR FOR
HEDGING BUSINESS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Kstar Science and Technology Co., Ltd
TICKER: 002518 CUSIP: Y77454109
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HE SHAOQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Shenzhen Laibao Hi-Tech Co., Ltd.
TICKER: 002106 CUSIP: Y77431107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDIT WORK REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING
PROPOSAL #9: AMEND REMUNERATION PLAN OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10.1: ELECT ZANG WEIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT XU HUIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT CHEN LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT LAI DEMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT LIU LIMEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT LI SHAOZONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.7: ELECT LIANG XINHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.8: ELECT WANG XINGCUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT XIONG CHUXIONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZOU XUECHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT JIANG DAXING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT DU WENJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT NIE PENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT GONG KE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Liantronics Co., Ltd.
TICKER: 300269 CUSIP: Y7745Y103
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU HUJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XIONG JINYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU ZHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAN WEIZHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI WEIDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XIE ZHIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GUO QIUPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Shenzhen Liantronics Co., Ltd.
TICKER: 300269 CUSIP: Y7745Y103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: Shenzhen Liantronics Co., Ltd.
TICKER: 300269 CUSIP: Y7745Y103
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND CHANGE ISSUER YES FOR FOR
PERFORMANCE COMMITMENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Liantronics Co., Ltd.
TICKER: 300269 CUSIP: Y7745Y103
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES AGAINST AGAINST
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE INTERNAL LOAN MANAGEMENT ISSUER YES FOR FOR
REGULATIONS
ISSUER: Shenzhen Liantronics Co., Ltd.
TICKER: 300269 CUSIP: Y7745Y103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE OF THE UNRECOVERED LOSS ISSUER YES FOR FOR
REACHING 1/3 OF TOTAL PAID-IN CAPITAL
PROPOSAL #11: APPROVE COMPENSATION FOR PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS
ISSUER: Shenzhen Mindata Holding Co. Ltd.
TICKER: 002137 CUSIP: Y77434101
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY TO ISSUER YES FOR FOR
PURCHASE EQUITY IN SHENZHEN SHIYIDA INDUSTRIAL CO.,
LTD. VIA COMPANY'S SHARE ISSUANCE
ISSUER: Shenzhen Mindata Holding Co. Ltd.
TICKER: 2137 CUSIP: Y77434101
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF USAGE OF IDLE FUNDS FOR CASH MANAGEMENT
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Mindata Holding Co. Ltd.
TICKER: 002137 CUSIP: Y77434101
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
NON-GUARANTEED CASH MANAGEMENT
PROPOSAL #4: APPROVE FORMULATION OF CASH MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Shenzhen Mindata Holding Co. Ltd.
TICKER: 2137 CUSIP: Y77434101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #7.1: APPROVE REMUNERATION OF CHEN YAMEI AND ISSUER YES FOR FOR
QIAO XIN
PROPOSAL #7.2: APPROVE REMUNERATION OF GAO LIQIANG ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF LIAO JIANZHONG ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE REMUNERATION OF SHU ZHULEI ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF ZENG HUIMING ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION OF CHEN XIAOYAN ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE REMUNERATION OF FENG MIN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE MUTUAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UNRECOVERED LOSSES AMOUNTING TO ISSUER YES FOR FOR
ONE-THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES AGAINST AGAINST
EXTERNAL GUARANTEES
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND OTHER RELEVANT
MANAGEMENT SYSTEMS
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHENG ZONGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG JINGSHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU JIANPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI PENGZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT PENG YINLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YUAN YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DUANMU ZIRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU HAIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHOU DAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HU YANJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI NANA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE TERMINATION OF ORIGINAL ISSUER YES FOR FOR
INVESTMENT AGREEMENT
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY TO INDIRECT SUBSIDIARY
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ON ISSUER YES FOR FOR
LEASE BY WHOLLY-OWNED SUBSIDIARY WITH RELATED PARTY
PROPOSAL #2: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO THE ISSUER YES FOR FOR
COMPANY BY RELATED PARTY NATURAL PERSON
ISSUER: Shenzhen Minkave Technology Co., Ltd.
TICKER: 300506 CUSIP: Y774AQ104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #10: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE PAR VALUE ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #10.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENTS FOR PLACING SHARES WITH COMPANY
SHAREHOLDERS
PROPOSAL #10.8: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #10.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #10.11: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
TRADING ARRANGEMENT
PROPOSAL #10.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #10.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO NON-PUBLIC ISSUANCE OF
CORPORATE BONDS
PROPOSAL #12: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
FOR NON-PUBLIC CORPORATE BONDS BY THE COMPANY
PROPOSAL #13: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
FOR NON-PUBLIC CORPORATE BONDS BY THE ULTIMATE
CONTROLLING SHAREHOLDER AND AFFILIATES OF THE COMPANY
AND OTHER RELATED MATTERS
PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Shenzhen MTC Co., Ltd.
TICKER: 002429 CUSIP: Y7744S107
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRODUCT SALES + FINANCIAL ISSUER YES FOR FOR
INVESTMENT BUSINESS PATTERN PLAN
ISSUER: Shenzhen MTC Co., Ltd.
TICKER: 2429 CUSIP: Y7744S107
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CREDIT LINE BANK APPLICATION OF SUBSIDIARY
PROPOSAL #2: ELECT ZHU WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Shenzhen MTC Co., Ltd.
TICKER: 002429 CUSIP: Y7744S107
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL
PROPOSAL #1.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen MTC Co., Ltd.
TICKER: 2429 CUSIP: Y7744S107
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE USE OF OWN IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS BY CONTROLLING SHAREHOLDER
ISSUER: Shenzhen MTC Co., Ltd.
TICKER: 2429 CUSIP: Y7744S107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CREDIT LINE BANK APPLICATION OF SUBSIDIARY
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
ISSUER: Shenzhen Neptunus Bioengineering Co., Ltd.
TICKER: 000078 CUSIP: Y7741K107
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO PARTIAL ISSUER YES FOR FOR
SUBSIDIARIES
ISSUER: Shenzhen Neptunus Bioengineering Co., Ltd.
TICKER: 78 CUSIP: Y7741K107
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE TERMINATION OF 2018 COMPANY'S ISSUER YES FOR FOR
RIGHTS ISSUE SCHEME
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION AS WELL AS ISSUER YES FOR FOR
RULES AND PROCEDURES REGARDING MEETINGS OF BOARD OF
DIRECTORS
PROPOSAL #6: APPROVE ASSET-BACKED SECURITIES PLAN OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND GUARANTEE PROVISION PLAN
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO PROVISION OF LOAN BY CONTROLLING
SHAREHOLDER TO THE COMPANY
ISSUER: Shenzhen Neptunus Bioengineering Co., Ltd.
TICKER: 78 CUSIP: Y7741K107
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES
ISSUER: Shenzhen Neptunus Bioengineering Co., Ltd.
TICKER: 000078 CUSIP: Y7741K107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF DIVIDEND COMMITMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING CORPORATE BOND
ISSUANCE
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY
PROPOSAL #7: APPROVE ADJUSTMENT OF ACQUISITION OF ISSUER YES FOR FOR
EQUITY
ISSUER: Shenzhen Neptunus Bioengineering Co., Ltd.
TICKER: 78 CUSIP: Y7741K107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen New Nanshan Holding (Group) Co. Ltd.
TICKER: 002314 CUSIP: Y97256104
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: ELECT CHEN LEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ASSET-BACKED SECURITIES PLAN OF ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #5.1: ELECT CHEN BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SHU QIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen New Nanshan Holding (Group) Co. Ltd.
TICKER: 2314 CUSIP: Y97256104
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHUGE WENJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHAO JIANCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT XI XIAOHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE ADJUSTMENT OF ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE APPLICATION OF CREDIT LINE FROM ISSUER YES FOR FOR
FINANCIAL INSTITUTION
PROPOSAL #5: APPROVE ADJUSTMENT OF GUARANTEE FOR DEBT ISSUER YES FOR FOR
FINANCING APPLIED FROM FINANCIAL INSTITUTION
PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO JOINT ISSUER YES FOR FOR
VENTURE ENTERPRISE
ISSUER: Shenzhen New Nanshan Holding (Group) Co. Ltd.
TICKER: 2314 CUSIP: Y97256104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND INFORMATION DISCLOSURE MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF FINANCIAL SERVICES AGREEMENT
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOAN FROM CONTROLLING SHAREHOLDER
ISSUER: Shenzhen New Nanshan Holding (Group) Co. Ltd.
TICKER: 002314 CUSIP: Y97256104
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #5: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen New Nanshan Holding (Group) Co. Ltd.
TICKER: 002314 CUSIP: Y97256104
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #10: APPROVE COMPENSATION FOR RELATED ISSUER YES FOR FOR
PARTIES
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SHENZHEN CHIWAN REAL ESTATE DEVELOPMENT CO., LTD.
ISSUER: Shenzhen Noposion Agrochemicals Co. Ltd.
TICKER: 002215 CUSIP: Y7743V101
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Noposion Agrochemicals Co. Ltd.
TICKER: 2215 CUSIP: Y7743V101
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Noposion Agrochemicals Co. Ltd.
TICKER: 002215 CUSIP: Y7743V101
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONTROLLED DISTRIBUTOR TO APPLY ISSUER YES FOR FOR
FOR MORTGAGE RENEWAL TO BANK WITH ASSET PLEDGE
ISSUER: Shenzhen Noposion Agrochemicals Co. Ltd.
TICKER: 002215 CUSIP: Y7743V101
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISED SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE AND ADJUSTMENT SHAREHOLDER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RELEVANT ARRANGEMENTS SHAREHOLDER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenzhen Noposion Agrochemicals Co. Ltd.
TICKER: 2215 CUSIP: Y7743V101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINE BY ISSUER YES FOR FOR
THE COMPANY AND CONTROLLED DEALER AND PROVISION OF
GUARANTEE TO CONTROLLED DEALER
PROPOSAL #13: APPROVE PURCHASE OF GUARANTEED BANK ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE PLEDGE OF ASSETS SUCH AS ISSUER YES FOR FOR
STRUCTURED DEPOSIT TO BANK FOR ISSUE OF BANK
ACCEPTANCE BILLS
PROPOSAL #16: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
ULTIMATE CONTROLLING SHAREHOLDER FOR COMPANY'S CREDIT
LINE
PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Noposion Pesticide Co., Ltd.
TICKER: 002215 CUSIP: Y7743V101
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LU BOQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GAO HUANSEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG SHIHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI CHANGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI XIAODONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LONG XIAOJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LUN MIAOLAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Overseas Chinese Town Co., Ltd.
TICKER: 000069 CUSIP: Y7582E103
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE APPLICATION OF ENTRUSTED LOANS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF FINANCIAL AID TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #9: APPROVE PROVISION OF FINANCIAL AID TO ISSUER YES FOR FOR
PROJECT COMPANY
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES AGAINST AGAINST
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGERS
PROPOSAL #14: ELECT QIN JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Prolto Supply Chain Management Co., Ltd
TICKER: 002769 CUSIP: Y77494105
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
ISSUER: Shenzhen Prolto Supply Chain Management Co., Ltd.
TICKER: 002769 CUSIP: Y77494105
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN SHUZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG YUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO YE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HE FAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZOU YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SHI SHUAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG SUSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PAN BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT FU GUANQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHENG MINGWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG XIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Prolto Supply Chain Management Co., Ltd.
TICKER: 2769 CUSIP: Y77494105
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES
PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
PROPOSAL #3: APPROVE FINANCIAL DERIVATIVE TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Shenzhen Prolto Supply Chain Management Co., Ltd.
TICKER: 2769 CUSIP: Y77494105
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU LIYANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIN LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GE YUKANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HU ZHONGLIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG JUNSHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PENG LIAOYUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YU HAIXING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT JIANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Properties & Resources Development (Group) Co. Ltd.
TICKER: 200011 CUSIP: Y77418112
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE
ISSUER: Shenzhen Properties & Resources Development (Group) Co. Ltd.
TICKER: 200011 CUSIP: Y77418112
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
ISSUER: Shenzhen Rapoo Technology Co., Ltd.
TICKER: 002577 CUSIP: Y7745K103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Shenzhen Rapoo Technology Co., Ltd.
TICKER: 2577 CUSIP: Y7745K103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT AND 2019
REMUNERATION PLAN OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: APPROVE USE OF OWN IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #13.1: ELECT ZENG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT YU XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT YU RONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT LI MIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT FENG DONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LI DAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT ZHENG XIANCHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Salubris Pharmaceuticals Co., Ltd.
TICKER: 002294 CUSIP: Y77443102
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Shenzhen SDG Information Co., Ltd.
TICKER: 000070 CUSIP: Y7741L105
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE ACQUISITION AGREEMENT
PROPOSAL #3: APPROVE APPOINTMENT OF 2018 AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.1: ELECT JIANG QINJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT LI MINGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT CHANG QI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT YANG HONGYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT DENG SHUE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.6: ELECT LI ZENGMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT WEI GANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT WANG YUXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT TANG GUOPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT LUO BOJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT WU RUIKAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen SDG Information Co., Ltd.
TICKER: 70 CUSIP: Y7741L105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Shenzhen SDG Information Co., Ltd.
TICKER: 000070 CUSIP: Y7741L105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE CONVERTIBLE BONDS
PROPOSAL #9: APPROVE SPECIAL ACCOUNTS FOR RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #10: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 002341 CUSIP: Y7744D100
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE AND BANK ISSUER NO N/A N/A
CREDIT LINE APPLICATION OF THE WHOLLY-OWNED
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE THIRD PHASE EMPLOYEE SHARE ISSUER NO N/A N/A
PURCHASE PLAN (DRAFT) AND SUMMARY
PROPOSAL #4: APPROVE MANAGEMENT METHOD OF THIRD PHASE ISSUER NO N/A N/A
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING THIRD PHASE
EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 002341 CUSIP: Y7744D100
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINE ISSUER YES FOR FOR
BY SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 2341 CUSIP: Y7744D100
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR SUBSIDIARY
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 2341 CUSIP: Y7744D100
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ASSOCIATE COMPANY
PROPOSAL #3: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER NO N/A N/A
PARTY TRANSACTIONS
PROPOSAL #4: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2019 DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #6: APPROVE 2019 APPLICATION OF ISSUER NO N/A N/A
COMPREHENSIVE BANK CREDIT LINES
PROPOSAL #7: APPROVE 2019 PROVISION OF FINANCIAL ISSUER NO N/A N/A
ASSISTANCE
PROPOSAL #8: APPROVE 2019 PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
AFFILIATED COMPANY
PROPOSAL #9: APPROVE 2019 USE OF OWN FUNDS TO INVEST ISSUER NO N/A N/A
IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE 2019 USE OF IDLE RAISED FUNDS ISSUER NO N/A N/A
TO INVEST IN FINANCIAL PRODUCTS
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 002341 CUSIP: Y7744D100
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS TO QUALIFIED INVESTORS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CORPORATE ISSUER YES FOR FOR
BONDS TO QUALIFIED INVESTORS
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE REDEMPTION, TERMS OF SELL- ISSUER YES FOR FOR
BACK AND ADJUST INTEREST RATE TERMS
PROPOSAL #2.11: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Selen Science & Technology Co., Ltd.
TICKER: 2341 CUSIP: Y7744D100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND 2019 WORK PLAN
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADDITIONAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF COUNTER GUARANTEE SHAREHOLDER YES FOR FOR
FOR CORPORATE BONDS ISSUANCE
PROPOSAL #10: APPROVE ADDITIONAL GUARANTEE PROVISION SHAREHOLDER YES FOR FOR
FOR SUBSIDIARY
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SUPPLIER
ISSUER: Shenzhen SEZ Real Estate & Properties (Group) Co., Ltd.
TICKER: 200029 CUSIP: Y7741W119
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Shenzhen SEZ Real Estate & Properties (Group) Co., Ltd.
TICKER: 200029 CUSIP: Y7741W119
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND PROFIT ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
ISSUER: Shenzhen Silver Basis Technology Co., Ltd.
TICKER: 002786 CUSIP: Y774AM103
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG YULIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG ZHIGANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HU ZUOHUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HUANG FUSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHU FANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN WENZHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZENG YILONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG CAIZHANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN XIAOYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT XIAO KAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Shenzhen Silver Basis Technology Co., Ltd.
TICKER: 2786 CUSIP: Y774AM103
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD FOR RIGHTS ISSUE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD FOR RIGHTS ISSUE
ISSUER: Shenzhen Silver Basis Technology Co., Ltd.
TICKER: 2786 CUSIP: Y774AM103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE RIGHT ISSUER YES FOR FOR
ISSUER: Shenzhen Silver Basis Technology Co., Ltd.
TICKER: 2786 CUSIP: Y774AM103
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LOANS AND CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE LOAN AND GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: ELECT PAN GUOQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Sunline Tech Co., Ltd.
TICKER: 300348 CUSIP: Y7746Q109
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Sunline Tech Co., Ltd.
TICKER: 300348 CUSIP: Y7746Q109
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Shenzhen Sunline Tech Co., Ltd.
TICKER: 300348 CUSIP: Y7746Q109
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND RELATED GUARANTEES
ISSUER: Shenzhen Sunline Tech Co., Ltd.
TICKER: 300348 CUSIP: Y7746Q109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: ELECT GONG XINGHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Sunline Tech Co., Ltd.
TICKER: 300348 CUSIP: Y7746Q109
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: ELECT WANG HUIXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Sunlord Electronics Co., Ltd.
TICKER: 002138 CUSIP: Y77435108
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Sunlord Electronics Co., Ltd.
TICKER: 2138 CUSIP: Y77435108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PERFORMANCE COMMITMENTS OF ISSUER YES FOR FOR
EQUITY ACQUISITION
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE BEEN GRANTED BUT NOT
YET UNLOCKED
PROPOSAL #14: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES PHASE 3 OF PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #15: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen Sunrise New Energy Co., Ltd.
TICKER: 2256 CUSIP: Y7743Z102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN SHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG QINHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAI JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG WEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HUANG HAI AS INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT WANG CONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XIAO TUSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LI ZHANGXIA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT HUANG HAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Sunrise New Energy Co., Ltd.
TICKER: 2256 CUSIP: Y7743Z102
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION AND ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER YES FOR FOR
GENERAL MANAGER ZHANG WEN
PROPOSAL #2.2: APPROVE ALLOWANCE OF VICE CHAIRMAN ISSUER YES FOR FOR
ZHAI JIANFENG
PROPOSAL #2.3: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
ASSISTANT GENERAL MANAGER YANG QINHU
PROPOSAL #2.4: APPROVE ALLOWANCE OF DIRECTOR CHEN SHI ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR WANG CONG
PROPOSAL #2.6: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR LI CHANGXIA
PROPOSAL #2.7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR XIAO TUSHENG
PROPOSAL #3: APPROVE ALLOWANCE OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Shenzhen Sunrise New Energy Co., Ltd.
TICKER: 2256 CUSIP: Y7743Z102
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Shenzhen Sunway Communication Co., Ltd.
TICKER: 300136 CUSIP: Y77453101
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PENG JIANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
WIRELESS CHARGING BUSINESS
ISSUER: Shenzhen Sunway Communication Co., Ltd.
TICKER: 300136 CUSIP: Y77453101
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #9: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT PENG JIANHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT XU JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.3: ELECT DENG LEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT PENG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT WU HUILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT DU MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT YU CHENGCHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #12.5: ELECT DAN LILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.6: ELECT LI GAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT ZHOU JINJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT GAO MIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Tagen Group Co., Ltd.
TICKER: 000090 CUSIP: Y7743F106
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG XINLIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT LIN CHANBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT XU YANSONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Tagen Group Co., Ltd.
TICKER: 000090 CUSIP: Y7743F106
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL AUDITOR, INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR AND PAYMENT OF REMUNERATION
ISSUER: Shenzhen Tagen Group Co., Ltd.
TICKER: 90 CUSIP: Y7743F106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
AND ITS RELEVANT GUARANTEE PROVISION
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO RATIFY ISSUER YES FOR FOR
ALL INVESTMENT MATTERS
PROPOSAL #9: APPROVE APPLICATION FOR ISSUANCE OF ISSUER YES FOR FOR
COMMERCIAL REAL ESTATE MORTGAGE ASSET SECURITIZATION
(CMBS) PRODUCTS
PROPOSAL #10: APPROVE PARTICIPATION OF SUBSIDIARY IN ISSUER YES FOR FOR
BIDDING FOR LAND USE RIGHTS IN ZHONGXIN VILLAGE,
ZHONGXIN TOWN, ZENGCHENG DISTRICT, GUANGZHOU
PROPOSAL #11: APPROVE PARTICIPATION OF SUBSIDIARY IN ISSUER YES FOR FOR
BIDDING FOR LAND USE RIGHTS IN CHANGLING ROAD
CHANGLING ROAD, HUANGPU DISTRICT, GUANGZHOU CITY
PROPOSAL #12: APPROVE PARTICIPATION OF SUBSIDIARY IN ISSUER YES FOR FOR
PPP PROJECT
PROPOSAL #13: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR AND THEIR
ISSUER: Shenzhen Tat Fook Technology Co., Ltd.
TICKER: 300134 CUSIP: Y77452103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BANK CREDIT LINE APPLICATION AS ISSUER YES FOR FOR
WELL AS ITS RELEVANT AUTHORIZATIONS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #12: ELECT RU ZHIYUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT SUN SHANGCHUAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.2: ELECT TONG ENDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LIU YUNJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT DU DEQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT XIAO JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT XU ZHIGEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT LIU ERKUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT GENG JIANXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT QIAN NANKAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Techand Ecology & Environment Co., Ltd.
TICKER: 300197 CUSIP: Y7745H100
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO CHANGE BUSINESS SCOPE
ISSUER: Shenzhen Techand Ecology & Environment Co., Ltd.
TICKER: 300197 CUSIP: Y7745H100
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Shenzhen Techand Ecology & Environment Co., Ltd.
TICKER: 300197 CUSIP: Y7745H100
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SIGNING OF BALANCE OFFSET ISSUER YES FOR FOR
AGREEMENT WITH CHINA ZHESHANG BANK
ISSUER: Shenzhen Techand Ecology & Environment Co., Ltd.
TICKER: 300197 CUSIP: Y7745H100
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF PROJECT EPC CONTRACT
ISSUER: Shenzhen Techand Ecology & Environment Co., Ltd.
TICKER: 300197 CUSIP: Y7745H100
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF PREFERRED STOCK
PROPOSAL #2: APPROVE ISSUANCE OF PREFERRED SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS OR SCOPE OF SUBSCRIBERS, PLACING
ARRANGEMENT FOR SHAREHOLDERS AND THE NOTION IF THE
ISSUANCE WILL BE IN TRANCHES
PROPOSAL #2.3: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #2.4: APPROVE SHARE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION BASIS
PROPOSAL #2.5: APPROVE MANNER OF PARTICIPATION OF ISSUER YES FOR FOR
PREFERRED SHAREHOLDERS IN THE DIVIDEND DISTRIBUTION
PROPOSAL #2.6: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LIMIT AND RECOVERY OF VOTING ISSUER YES FOR FOR
RIGHTS
PROPOSAL #2.8: APPROVE SETTLEMENT ORDER AND ISSUER YES FOR FOR
LIQUIDATION METHOD
PROPOSAL #2.9: APPROVE CREDIT STATUS AND RATING ISSUER YES FOR FOR
TRACKING ARRANGEMENTS
PROPOSAL #2.1: APPROVE GUARANTEE MANNER AND GUARANTEE ISSUER YES FOR FOR
SUBJECT
PROPOSAL #2.11: APPROVE PUBLIC TRADING OR TRANSFER ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2.12: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON ISSUANCE OF PREFERRED ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO ISSUANCE OF PREFERRED SHARES
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen Tellus Holding Co., Ltd.
TICKER: 200025 CUSIP: Y7741Y115
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT FU CHUNLONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU LEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG QUANXUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT GU ZHIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LU HANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LOU HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HU YUMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JIANG DINGHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHANG DONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT GUO XIAODONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT CHEN YANGSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT YANG JIANPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Tellus Holding Co., Ltd.
TICKER: 200025 CUSIP: Y7741Y115
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS AND IMPLEMENTATION
REGULATIONS
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Tellus Holding Co., Ltd.
TICKER: 200025 CUSIP: Y7741Y115
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF EQUITY PLEDGE ISSUER YES FOR FOR
GUARANTEE TO ASSOCIATE COMPANY
ISSUER: Shenzhen Tellus Holding Co., Ltd.
TICKER: 200025 CUSIP: Y7741Y115
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE BANK FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
ISSUER: Shenzhen Textile (Holdings) Co., Ltd.
TICKER: 200045 CUSIP: Y7741Z112
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER NO N/A N/A
OF INDUSTRIALIZATION PROJECT
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER NO N/A N/A
INVEST IN INDUSTRIALIZATION PROJECT
PROPOSAL #3: APPROVE LAUNCH OF PURCHASE AND SALES ISSUER NO N/A N/A
COOPERATION AND DAILY RELATED-PARTY TRANSACTION OF
SUBSIDIARY
PROPOSAL #4: ELECT WANG CHUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Shenzhen Textile (Holdings) Co., Ltd.
TICKER: 200045 CUSIP: Y7741Z112
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Shenzhen Textile (Holdings) Co., Ltd.
TICKER: 200045 CUSIP: Y7741Z112
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #9: ELECT LI LEI AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER NO N/A N/A
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #11: APPROVE REPURCHASE CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
ISSUER: Shenzhen Topray Solar Co., Ltd.
TICKER: 002218 CUSIP: Y7743W109
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Topray Solar Co., Ltd.
TICKER: 2218 CUSIP: Y7743W109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8.1: ELECT CHEN WUKUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT LI FENLI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT LIN XIAOFENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT YANG GUOQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT CHEN CHEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT ZHANG XUEBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT LI QINGYUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT DU ZHENGCHUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT WANG LIWEI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT AI YANJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT HUANG ZHENHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Topway Video Communication Co., Ltd.
TICKER: 002238 CUSIP: Y7743X107
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHENG DINGWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG LIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT MAI SHANGBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT DENG JUNMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIN YANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN DONGYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LIN NAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG KUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SONG JIANWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SU QIYUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YAN GUOXIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN ZHICAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT JIAN GUANYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Topway Video Communication Co., Ltd.
TICKER: 002238 CUSIP: Y7743X107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 2130 CUSIP: Y77433103
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL REPORT ON DEPOSIT AND ISSUER YES FOR FOR
USAGE OF FUNDS FOR FIRST HALF OF 2018
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #3: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE PROPORTION OF SHARES AND ISSUER YES FOR FOR
NUMBER OF SHARES
PROPOSAL #3.4: APPROVE PRICING PRINCIPLE AND SHARE ISSUER YES FOR FOR
PRICE
PROPOSAL #3.5: APPROVE PLACING TARGET ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
EARNINGS
PROPOSAL #3.7: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE INVESTMENT IN RAISED FUNDS ISSUER YES FOR FOR
PROJECT
PROPOSAL #3.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLAN ON COMPANY'S RIGHTS ISSUE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE COMMITMENT FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER, ACTUAL CONTROLLING PERSON, DIRECTORS,
SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 002130 CUSIP: Y77433103
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
TO CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 2130 CUSIP: Y77433103
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZENG FANYUE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 2130 CUSIP: Y77433103
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL COUNTER GUARANTEE ISSUER YES FOR FOR
COLLATERAL FOR ISSUANCE OF CORPORATE BOND
PROPOSAL #2: APPROVE 2019 COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 002130 CUSIP: Y77433103
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF INDUSTRIAL ISSUER YES FOR FOR
INVESTMENT FUND CONTRIBUTION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 2130 CUSIP: Y77433103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
ISSUER: Shenzhen Woer Heat-Shrinkable Material Co., Ltd.
TICKER: 2130 CUSIP: Y77433103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF EQUITY TRANSFER AGREEMENT
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES AGAINST AGAINST
PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL SHAREHOLDER YES AGAINST AGAINST
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES AGAINST AGAINST
PREVIOUSLY RAISED FUNDS
ISSUER: Shenzhen Wongtee International Enterprise Co., Ltd.
TICKER: 200056 CUSIP: Y7741Q104
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SWAP AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AS WELL AS TOTAL FUNDS FOR SHARE
REPURCHASE
PROPOSAL #2.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Wongtee International Enterprise Co., Ltd.
TICKER: 200056 CUSIP: Y7741Q104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE AUDITED FINANCIAL REPORT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES GRANTED BUT NOT YET UNLOCKED BY
INCENTIVE TARGET
PROPOSAL #10: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #12: APPROVE DAILY RELATED PARTY ISSUER NO N/A N/A
TRANSACTIONS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
CHONGQING HUANGTING JEWELRY SQUARE CO., LTD.
PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Shenzhen Wongtee International Enterprise Co., Ltd.
TICKER: 200056 CUSIP: Y7741Q112
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET SWAP AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AS WELL AS TOTAL FUNDS FOR SHARE
REPURCHASE
PROPOSAL #2.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shenzhen Worldunion Properties Consultancy Inc.
TICKER: 002285 CUSIP: Y77440108
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
ISSUER: Shenzhen Worldunion Properties Consultancy Inc.
TICKER: 002285 CUSIP: Y77440108
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Shenzhen WorldUnion Properties Consultancy, Inc.
TICKER: 2285 CUSIP: Y77440108
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE CONVERTIBLE BOND
PROPOSAL #3: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL MATTERS RELATED TO THE
CONVERTIBLE BOND ISSUANCE
ISSUER: Shenzhen WorldUnion Properties Consultancy, Inc.
TICKER: 002285 CUSIP: Y77440108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS AND SENIOR MANAGERS
PROPOSAL #11: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR SUPERVISORS
PROPOSAL #12: APPROVE CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Shenzhen Yan Tian Port Holdings Co., Ltd.
TICKER: 000088 CUSIP: Y7742W100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Shenzhen Yan Tian Port Holdings Co., Ltd.
TICKER: 000088 CUSIP: Y7742W100
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN BO AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Yan Tian Port Holdings Co., Ltd.
TICKER: 000088 CUSIP: Y7742W100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION AND NON- ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
ISSUER: Shenzhen Yinghe Technology Co., Ltd.
TICKER: 300457 CUSIP: Y7748U108
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: ELECT RAO ZHILIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen Yinghe Technology Co., Ltd.
TICKER: 300457 CUSIP: Y7748U108
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU JIANZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PARTICIPATION IN INVESTING THE ISSUER YES FOR FOR
ESTABLISHMENT OF INDUSTRIAL FUND
ISSUER: Shenzhen Yinghe Technology Co., Ltd.
TICKER: 300457 CUSIP: Y7748U108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
ISSUER: Shenzhen Yinghe Technology Co., Ltd.
TICKER: 300457 CUSIP: Y7748U108
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE AND TERM ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #2.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING AND TRANSFER EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SELL-BACK
PROPOSAL #2.9: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE CREDIT ENHANCEMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Shenzhen Yinghe Technology Co., Ltd.
TICKER: 300457 CUSIP: Y7748U108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND PROVISION OF LOAN GUARANTEE FOR CONTROLLED
SUBSIDIARIES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE PART OF IDLE-RAISED AND OWN ISSUER YES FOR FOR
FUNDS FOR CASH MANAGEMENT
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION (LATEST SHAREHOLDER YES FOR FOR
REVISION)
ISSUER: Shenzhen YSSTech Information Technology Co., Ltd.
TICKER: 300377 CUSIP: Y77485103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen YSSTech Information Technology Co., Ltd.
TICKER: 300377 CUSIP: Y77485103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DECREASE OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10.1: ELECT TANG QIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT YAN JIANHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT WU GUOAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHOU YUNSHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT ZHAO XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT LI YUEFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT CHEN CHAOLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LAN BANGSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT LI RONGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHANG HAIBO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT HE FANGFANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Shenzhen YUTO Packaging Technology Co., Ltd.
TICKER: 2831 CUSIP: Y7T460102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF IMPLEMENTATION ISSUER NO N/A N/A
PERIOD OF RAISED FUNDS INVESTMENT PROJECT AND ADD
IMPLEMENTATION ENTITY OF RAISED FUNDS PROJECT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
SUBSIDIARY
ISSUER: Shenzhen YUTO Packaging Technology Co., Ltd.
TICKER: 002831 CUSIP: Y7T460102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES
PROPOSAL #1.1: APPROVE GOAL AND PURPOSE OF THE SHARE ISSUER NO N/A N/A
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER NO N/A N/A
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER NO N/A N/A
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER NO N/A N/A
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Shenzhen YUTO Packaging Technology Co., Ltd.
TICKER: 2831 CUSIP: Y7T460102
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shenzhen YUTO Packaging Technology Co., Ltd.
TICKER: 002831 CUSIP: Y7T460102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER NO N/A N/A
REPORT
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER NO N/A N/A
PROPOSAL #9.1: APPROVE TYPE OF SECURITIES ISSUER NO N/A N/A
PROPOSAL #9.2: APPROVE ISSUE SCALE ISSUER NO N/A N/A
PROPOSAL #9.3: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #9.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER NO N/A N/A
PROPOSAL #9.5: APPROVE COUPON RATE ISSUER NO N/A N/A
PROPOSAL #9.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER NO N/A N/A
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #9.7: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #9.8: APPROVE DETERMINATION OF SHARE ISSUER NO N/A N/A
CONVERSION
PROPOSAL #9.9: APPROVE ADJUSTMENT AND CALCULATION ISSUER NO N/A N/A
METHOD OF CONVERSION PRICE
PROPOSAL #9.10: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER NO N/A N/A
CONVERSION
PROPOSAL #9.11: APPROVE DETERMINATION METHOD OF ISSUER NO N/A N/A
NUMBER OF SHARE CONVERSION
PROPOSAL #9.12: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #9.13: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #9.14: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER NO N/A N/A
SHARE CONVERSION
PROPOSAL #9.15: APPROVE ISSUANCE METHOD AND TARGET ISSUER NO N/A N/A
SUBSCRIBERS
PROPOSAL #9.16: APPROVE PLACING ARRANGEMENTS FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #9.17: APPROVE MEETING OF THE BONDHOLDERS ISSUER NO N/A N/A
PROPOSAL #9.18: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #9.19: APPROVE GUARANTEES ISSUER NO N/A N/A
PROPOSAL #9.20: APPROVE DEPOSIT OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #9.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #10: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER NO N/A N/A
CONVERTIBLE BONDS
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #12: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #16: APPROVE BANK CREDIT LINE APPLICATION ISSUER NO N/A N/A
AND ADJUSTMENT ON GUARANTEE PROVISION FOR SUBSIDIARY
PROPOSAL #17: APPROVE FOREIGN EXCHANGE HEDGING ISSUER NO N/A N/A
BUSINESS
PROPOSAL #18: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER NO N/A N/A
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #19: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
ISSUER: Shenzhen Zhongjin Lingnan Nonfement Co., Ltd.
TICKER: 000060 CUSIP: Y77458100
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT YU GANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU SHENGHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YAO SHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT QI SIYIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YANG NINGNING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT ZHANG QIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT REN XUDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI YINGZHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LIU FANGLAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHAO XUECHAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT QIU XUMING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
TICKER: 000060 CUSIP: Y77458100
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
TICKER: 60 CUSIP: Y77458100
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHAIRMAN OF THE BOARD ASSESSMENT ISSUER YES FOR FOR
AND COMPENSATION INCENTIVE PLAN
PROPOSAL #2: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE ADJUSTMENT AND EXTENSION OF THE ISSUER YES FOR FOR
COMMITMENT AND STATEMENT IN RELATION TO THE
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #4: APPROVE ADJUSTMENT AND EXTENSION OF ISSUER YES FOR FOR
THE COMMITMENT REGARDING CONTROLLING STAKES IN A
SUBSIDIARY
PROPOSAL #5: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
TICKER: 60 CUSIP: Y77458100
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG MUYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
TICKER: 000060 CUSIP: Y77458100
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT PENG ZHUOZHUO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT HE LILING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shenzhen Zowee Tech Co., Ltd.
TICKER: 2369 CUSIP: Y7744H101
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIAO YAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shenzhen Zowee Technology Co., Ltd
TICKER: 002369 CUSIP: Y7744H101
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ISSUER: Shenzhou International Group Holdings Limited
TICKER: 2313 CUSIP: G8087W101
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT MA JIANRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEN ZHIFEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JIANG XIANPIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZHANG BINGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shijiazhuang Changshan Beiming Technology Co., Ltd.
TICKER: 000158 CUSIP: Y7789J103
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL BANK CREDIT LINE ISSUER YES FOR FOR
GUARANTEE PROVISION TO WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE REMUNERATION AND PERFORMANCE ISSUER YES FOR FOR
ASSESSMENT OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
PROPOSAL #3: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Shijiazhuang Changshan Beiming Technology Co., Ltd.
TICKER: 000158 CUSIP: Y7789J103
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIAO RONGZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI FENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YING HUAJIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG HUIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XUE JIANCHANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT XU WEIBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT BAI YANCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YUAN ZONGQI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LI ZHIXIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI WANJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT MENG ZI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT GAO JUNQI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT WANG ZHE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Shijiazhuang Changshan Beiming Technology Co., Ltd.
TICKER: 000158 CUSIP: Y7789J103
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Shijiazhuang Changshan Beiming Technology Co., Ltd.
TICKER: 000158 CUSIP: Y7789J103
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE CAPITAL AS WELL AS TOTAL AMOUNT OF
FUNDS TO BE USED OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shijiazhuang Changshan Beiming Technology Co., Ltd.
TICKER: 158 CUSIP: Y7789J103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Shijiazhuang Yiling Pharmaceutical Co., Ltd.
TICKER: 002603 CUSIP: Y7745S106
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AS WELL AS TOTAL FUNDS FOR SHARE
REPURCHASE
PROPOSAL #1.3: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Shijiazhuang Yiling Pharmaceutical Co., Ltd.
TICKER: 2603 CUSIP: Y7745S106
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shijiazhuang Yiling Pharmaceutical Co., Ltd.
TICKER: 002603 CUSIP: Y7745S106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF IDLE FUNDS TO CARRY OUT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Shijiazhuang Yiling Pharmaceutical Co., Ltd.
TICKER: 2603 CUSIP: Y7745S106
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Shimao Property Holdings Limited
TICKER: 813 CUSIP: G81043104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HUI SAI TAN, JASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT TANG FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LIU SAI FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shimge Pump Industry Group Co., Ltd.
TICKER: 002532 CUSIP: Y9894M104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO BOARD OF DIRECTORS ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2.1: ELECT XU MINTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SHI ZHAOYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG JUNJIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT YAN XIANFA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT MOU JIEGANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GAN WEIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHOU YUEJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHANG HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ZHU MEIZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Shin Kong Financial Holding Co. Ltd.
TICKER: 2888 CUSIP: Y7753X104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE HANDLING OF RAISING OF LONG-TERM ISSUER YES FOR FOR
CAPITAL IN ACCORDANCE WITH THE COMPANY'S STRATEGY
AND GROWTH
PROPOSAL #6: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: Shin Zu Shing Co., Ltd.
TICKER: 3376 CUSIP: Y7755T101
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #9.1: ELECT LU,MIN-WEN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT LU,SHENG-NAN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LIN,QING-ZHENG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 58, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT RUAN,CHAO-ZONG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 68, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT MAO,YING-FU WITH ID NO. ISSUER YES FOR FOR
E120283XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT XIE,CHENG-HAN WITH ID NO. ISSUER YES FOR FOR
A124098XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT ZHENG,ZHI-FA WITH ID NO. ISSUER YES FOR FOR
F120622XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT ZHANG,YUAN-LONG WITH ID NO. ISSUER YES FOR FOR
A121027XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT YANG,BO-MING WITH ID NO. ISSUER YES FOR FOR
A110971XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Shining Building Business Co., Ltd.
TICKER: 5531 CUSIP: Y77507104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT LAI ZHENG-YI, REPRESENTATIVE OF ISSUER YES FOR FOR
DING LIN INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 9
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT A REPRESENTATIVE OF DING ZHENG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 8 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT A REPRESENTATIVE OF ZHENG JI ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 532 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT A REPRESENTATIVE OF YI YANG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 856 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT QIU WEN-RUI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
535 AS INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT HUANG JIAN-JI WITH ID NO. ISSUER YES FOR FOR
N121603XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT YANG ZHI-ZHONG WITH ID NO. ISSUER YES FOR FOR
H121325XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Shinkong Synthetic Fibers Corp.
TICKER: 1409 CUSIP: Y77522103
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Shinva Medical Instrument Co., Ltd.
TICKER: 600587 CUSIP: Y7763D106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY VIA LISTING ISSUER YES FOR FOR
ISSUER: Shinva Medical Instrument Co., Ltd.
TICKER: 600587 CUSIP: Y7763D106
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAO YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Shinva Medical Instrument Co., Ltd.
TICKER: 600587 CUSIP: Y7763D106
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN CAPITAL INJECTION OF ISSUER YES FOR FOR
SHANDONG XINHUA HOSPITAL MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE ADDITIONAL APPLICATION OF ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINES AND ITS CORRESPONDING
AUTHORIZATIONS
ISSUER: Shinva Medical Instrument Co., Ltd.
TICKER: 600587 CUSIP: Y7763D106
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY DISPOSAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EQUITY TRANSFER AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Shinva Medical Instrument Co., Ltd.
TICKER: 600587 CUSIP: Y7763D106
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 INCENTIVE BONUS EXTRACTION ISSUER YES FOR FOR
AND DISTRIBUTION PLAN
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND CORRESPONDING AUTHORIZATION
PROPOSAL #12: APPROVE FINANCIAL SERVICES AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #13: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Shoprite Holdings Ltd.
TICKER: SHP CUSIP: S76263102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 1 JULY 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC. AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH MC HAMMAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT JOHANNES BASSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JJ FOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR ANNA MOKGOKONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOSEPH ROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SHIRLEY ZINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHANNES BASSON AS CHAIRPERSON ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT JJ FOUCHE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT JOSEPH ROCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #13: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #14.1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #14.2: APPROVE IMPLEMENTATION OF THE ISSUER YES AGAINST AGAINST
REMUNERATION POLICY
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Shougang Concord International Enterprises Co. Ltd.
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JINGXI SUBSCRIPTION AGREEMENT, ISSUER YES FOR FOR
GRANT OF SPECIFIC MANDATE AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ROCKET SUBSCRIPTION AGREEMENT, ISSUER YES FOR FOR
GRANT OF SPECIFIC MANDATE AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE FUND SUBSCRIPTION AGREEMENT, ISSUER YES FOR FOR
PROPOSED PARTNERSHIP AGREEMENT AND RELATED
ISSUER: Shougang Concord International Enterprises Co. Ltd.
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Shougang Concord International Enterprises Co. Ltd.
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF THE CONSIDERATION ISSUER YES FOR FOR
SHARES, GRANT OF SPECIFIC MANDATE AND RELATED
TRANSACTIONS
ISSUER: Shougang Concord International Enterprises Co. Ltd.
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Shougang Concord International Enterprises Co. Ltd.
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AGREEMENT, ISSUER YES FOR FOR
JOINT VENTURE AGREEMENT, SUPPLEMENTAL AGREEMENT, AND
RELATED TRANSACTIONS
ISSUER: Shougang Concord International Enterprises Company Limited
TICKER: 697 CUSIP: Y78299107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XU LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HO GILBERT CHI HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LI HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LI SHAOFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU JINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT CHOI FAN KEUNG VIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Shree Cement Ltd.
TICKER: SHREECEM CUSIP: Y7757Y132
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT BENU GOPAL BANGUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Shree Cement Ltd.
TICKER: 500387 CUSIP: Y7757Y132
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BENU GOPAL BANGUR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE NON-INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE RATANLAL GAGGAR TO CONTINUE ISSUER YES AGAINST AGAINST
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE OM PRAKASH SETIA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE YOGINDER KUMAR ALAGH TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE NITIN DAYALJI DESAI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #6: ELECT PRAKASH NARAYAN CHHANGANI AS ISSUER YES AGAINST AGAINST
DIRECTOR AND APPROVE HIS APPOINTMENT AND REMUNERATION
AS EXECUTIVE DIRECTOR
ISSUER: Shree Renuka Sugars Ltd.
TICKER: 532670 CUSIP: Y775A1106
MEETING DATE: 9/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT STEPHEN HO KIAM KONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #5: ELECT MADHU RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE RECLASSIFICATION OF THE STATUS ISSUER YES FOR FOR
OF PROMOTERS SHAREHOLDING INTO PUBLIC SHAREHOLDING
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Shriram Transport Finance Co. Ltd.
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
PROPOSAL #2: APPROVE KISHORI UDESHI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: Shriram Transport Finance Company Limited
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PUNEET BHATIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AND PIJUSH GUPTA & CO.CHARTERED
ACCOUNTANTS, GURU GRAM AS JOINT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Shriram Transport Finance Company Limited
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Shriram Transport Finance Company Limited
TICKER: 511218 CUSIP: Y7758E119
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND CONFIRM ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #3: REELECT D. V. RAVI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF JOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CANCELLATION OF FORFEITED EQUITY ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ELECT PRADEEP KUMAR PANJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT IGNATIUS MICHAEL VILJOEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF UMESH REVANKAR AS MANAGING DIRECTOR AND CEO
PROPOSAL #9: REELECT S. SRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT S. LAKSHMINARAYANAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Shuangliang Eco-Energy Systems Co., Ltd.
TICKER: 600481 CUSIP: Y5054R107
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shuangliang Eco-Energy Systems Co., Ltd.
TICKER: 600481 CUSIP: Y5054R107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Shunfa Hengye Corp.
TICKER: 631 CUSIP: Y1293W106
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Shunfa Hengye Corp.
TICKER: 000631 CUSIP: Y1293W106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE AMENDMENT OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS MANAGEMENT SYSTEM
PROPOSAL #11: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
ISSUER: Siam City Cement Public Co., Ltd.
TICKER: SCCC CUSIP: Y7887N139
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: ACKNOWLEDGE INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT DAVID ALEXANDER NEWBIGGING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT SIVA MAHASANDANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT CHARIN SATCHAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT AIDAN JOHN LYNAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Siam Global House Public Co., Ltd.
TICKER: GLOBAL CUSIP: Y78719120
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
DECREASE IN REGISTERED CAPITAL
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #6: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES TO SUPPORT STOCK DIVIDEND PAYMENT
PROPOSAL #7: APPROVE M&R ASSOCIATES CO., LTD AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8.1: ELECT PAIROJ JUARPRATHOOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT BOONCHAI PITUGDAMRONGKIJA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT KAWEE SUPANUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION AND BONUS OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: SIASUN Robot & Automation Co., Ltd.
TICKER: 300024 CUSIP: Y7912E104
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD, PRICING PRINCIPLES
PROPOSAL #1.4: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #1.5: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
RELATED MATTERS
ISSUER: SIASUN Robot & Automation Co., Ltd.
TICKER: 300024 CUSIP: Y7912E104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sibanye-Stillwater Ltd.
TICKER: SGL CUSIP: S7627H100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT ERNST & YOUNG INC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH LANCE TOMLINSON AS THE DESIGNATED
INDIVIDUAL PARTNER
PROPOSAL #2: ELECT HARRY KENYON-SLANEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT NEAL FRONEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NKOSEMNTU NIKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SUSAN VAN DER MERWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEITH RAYNER AS CHAIR OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: ELECT TIMOTHY CUMMING AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT SAVANNAH DANSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT RICK MENELL AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT NKOSEMNTU NIKA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT SUSAN VAN DER MERWE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Sibanye-Stillwater Ltd.
TICKER: SGL CUSIP: S7627H100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE THE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
SIBANYE-STILLWATER SHARES
ISSUER: Sichuan Changhong Electric Co., Ltd.
TICKER: 600839 CUSIP: Y7931Y107
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Changhong Electric Co., Ltd.
TICKER: 600839 CUSIP: Y7931Y107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Sichuan Chengfei Integration Technology Corp. Ltd.
TICKER: 002190 CUSIP: Y79254119
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Sichuan Chengfei Integration Technology Corp. Ltd.
TICKER: 2190 CUSIP: Y79254119
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES AGAINST AGAINST
EXTERNAL GUARANTEES
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Chengfei Integration Technology Corp. Ltd.
TICKER: 002190 CUSIP: Y79254119
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES AGAINST AGAINST
APPROVE AND HANDLE ALL MATTERS RELATED TO FINANCING
ISSUER: Sichuan Chengfei Integration Technology Corp. Ltd.
TICKER: 2190 CUSIP: Y79254119
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MAJOR ASSET RESTRUCTURING PLAN ISSUER YES FOR FOR
COMPLIES WITH THE RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MAJOR ASSET RESTRUCTURING PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PARTIES OF THE TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE OF TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE CUMULATIVE EARNINGS AND ISSUER YES FOR FOR
ARRANGEMENT OF PROFIT AND LOSS DURING THE TRANSITION
PERIOD
PROPOSAL #2.7: APPROVE CHANGE IN THE ARRANGEMENT OF ISSUER YES FOR FOR
TARGET ASSETS OWNERSHIP
PROPOSAL #2.8: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2.9: APPROVE PARTIES OF THE TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE PRICE OF TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE CUMULATIVE EARNINGS AND ISSUER YES FOR FOR
ARRANGEMENT OF PROFIT AND LOSS DURING THE TRANSITION
PERIOD
PROPOSAL #2.15: APPROVE CHANGE IN THE ARRANGEMENT OF ISSUER YES FOR FOR
TARGET ASSETS OWNERSHIP
PROPOSAL #2.16: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2.17: (3) APPROVE LIFTING OF CONTROL OF ISSUER YES FOR FOR
CHINA AVIATION LITHIUM BATTERY TECHNOLOGY CO., LTD.
PROPOSAL #2.18: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE TRANSACTION SUBJECT ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PRICING PRINCIPLES ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE PRICE OF TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE CUMULATIVE EARNINGS AND ISSUER YES FOR FOR
ARRANGEMENT OF PROFIT AND LOSS DURING THE TRANSITION
PERIOD
PROPOSAL #2.23: APPROVE CONTRACTUAL OBLIGATIONS AND ISSUER YES FOR FOR
LIABILITY FOR BREACH OF THE TRANSFER OF THE
UNDERLYING ASSET OWNERSHIP
PROPOSAL #2.24: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2.25: (5) APPROVE RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD
PROPOSAL #2.26: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING MAJOR ASSET
RESTRUCTURING PLAN
PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #4: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE DRAFT AND SUMMARY OF MAJOR ASSET ISSUER YES FOR FOR
SALES REPORT
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE SIGNING OF RESTRUCTURING ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #7.1: APPROVE CONDITIONAL EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT WITH CHINA AVIATION LITHIUM BATTERY
(LUOYANG) CO., LTD.
PROPOSAL #7.2: APPROVE CONDITIONAL EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT WITH CHINA AVIATION LITHIUM BATTERY CO.,
PROPOSAL #7.3: APPROVE CREDITOR'S RIGHTS TRANSFER AND ISSUER YES FOR FOR
OFFSET AGREEMENT WITH CHINA AVIATION LITHIUM BATTERY
(LUOYANG) CO., LTD. AND CHINA AVIATION LITHIUM
BATTERY CO., LTD.
PROPOSAL #7.4: APPROVE CHANGE IN CONTROL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE CONDITIONAL CAPITAL INCREASE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE AUDIT REPORT, PRO FORMA REVIEW ISSUER YES FOR FOR
REPORT, WEALTH ASSESSMENT REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE STOCK PRICE VOLATILITY DOES NOT ISSUER YES FOR FOR
ACHIEVE THE STANDARD OF ARTICLE 5 NOTICE ON
REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE BEHAVIOR OF RELATED PARTIES
PROPOSAL #14: APPROVE RELEVANT ENTITIES DOES NOT ISSUER YES FOR FOR
PARTICIPATE IN MAJOR ASSET RESTRUCTURE OF LISTED
COMPANIES
ISSUER: Sichuan Chuantou Energy Co., Ltd.
TICKER: 600674 CUSIP: Y7925C103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE DEVELOPMENT AND ISSUER YES FOR FOR
IMPROVEMENT OF INTERNAL CONTROL SYSTEM
PROPOSAL #1.1: APPROVE INTERNAL SUPERVISION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #1.2: APPROVE BUSINESS MANAGEMENT SYSTEM FOR ISSUER YES FOR FOR
SUSPENSION AND EXEMPTION OF INFORMATION DISCLOSURE
PROPOSAL #1.3: APPROVE REPORTING WORK MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Sichuan Chuantou Energy Co., Ltd.
TICKER: 600674 CUSIP: Y7925C103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 PRODUCTION MANAGEMENT AND FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 PROPOSAL REPORT FOR ISSUER YES FOR FOR
FINANCING OF COMPANY HEADQUARTERS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
ISSUER: Sichuan Chuantou Energy Co., Ltd.
TICKER: 600674 CUSIP: Y7925C103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU TIANCHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EXTENSION ON THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF THE ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING EXTENSION ON THE
RESOLUTION VALIDITY PERIOD OF THE ISSUANCE OF
CONVERTIBLE BONDS
ISSUER: Sichuan EM Technology Co., Ltd.
TICKER: 601208 CUSIP: Y7929F102
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #2.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sichuan EM Technology Co., Ltd.
TICKER: 601208 CUSIP: Y7929F102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #12: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AND 2019
REMUNERATION PLAN
PROPOSAL #13: APPROVE PART OF THE COMPANY'S LAND AND ISSUER YES FOR FOR
HOUSING COLLECTION
PROPOSAL #14: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND RULES AND
PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Sichuan Expressway Co. Ltd.
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Sichuan Expressway Co. Ltd.
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONSTRUCTION FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAP AND RELATED
TRANSACTIONS
ISSUER: Sichuan Expressway Co. Ltd.
TICKER: 107 CUSIP: Y79325117
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Sichuan Expressway Co. Ltd.
TICKER: 107 CUSIP: Y79325117
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONSTRUCTION FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, THE PROPOSED ANNUAL CAP AND RELATED
TRANSACTIONS
ISSUER: Sichuan Expressway Co. Ltd.
TICKER: 107 CUSIP: Y79325117
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2: APPROVE 2018 PROPOSED PROFIT ISSUER YES FOR FOR
APPROPRIATIONS AND DIVIDEND DISTRIBUTION PLAN
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: APPROVE 2018 DUTY PERFORMANCE REPORT OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET PROPOSAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ERNST & YOUNG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE REMUNERATION OF HE ZHUQING ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT HE ZHUQING AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
ISSUER: Sichuan Expressway Company Limited
TICKER: 107 CUSIP: Y79325109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #2: APPROVE 2018 PROPOSED PROFIT ISSUER YES FOR FOR
APPROPRIATIONS AND DIVIDEND DISTRIBUTION PLAN
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: APPROVE 2018 DUTY PERFORMANCE REPORT OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE 2018 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET PROPOSAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ERNST & YOUNG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE REMUNERATION OF HE ZHUQING ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT HE ZHUQING AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
ISSUER: Sichuan Haite High-Tech Co., Ltd.
TICKER: 002023 CUSIP: Y7931C105
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND REPLENISH WORKING CAPITAL
ISSUER: Sichuan Haite High-Tech Co., Ltd.
TICKER: 2023 CUSIP: Y7931C105
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE CHANGE ON THE USAGE OF A ISSUER YES FOR FOR
PORTION OF RAISED FUNDS AND REPLENISHMENT OF CAPITAL
BY RAISED FUNDS
ISSUER: Sichuan Haite High-Tech Co., Ltd.
TICKER: 002023 CUSIP: Y7931C105
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI BIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WEI YANTING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YANG HONGYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WAN TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XIN HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI JIANGSHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT GUO QUANFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG TINGFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PENG SHAOBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHENG DEHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MAO KE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Sichuan Hebang Biotechnology Co., Ltd.
TICKER: 603077 CUSIP: Y7931D103
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE EMPLOYEE SHARE PURCHASE PLAN SHAREHOLDER YES FOR FOR
SUMMARY AND PLAN
PROPOSAL #4: APPROVE MANAGEMENT METHOD OF EMPLOYEE SHAREHOLDER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Sichuan Hebang Biotechnology Co., Ltd.
TICKER: 603077 CUSIP: Y7931D103
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE MODIFICATION OF PURPOSE AND SHAREHOLDER YES FOR FOR
USAGE OF REPURCHASED SHARES
ISSUER: Sichuan Hebang Biotechnology Co., Ltd.
TICKER: 603077 CUSIP: Y7931D103
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AND PERMANENTLY REPLENISH WORKING CAPITAL
ISSUER: Sichuan Hebang Biotechnology Co., Ltd.
TICKER: 603077 CUSIP: Y7931D103
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DRAFT AND SUMMARY ON SECOND SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #10: APPROVE MANAGEMENT SYSTEM OF SECOND SHAREHOLDER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SECOND PHASE EMPLOYEE
SHARE PURCHASE PLAN
ISSUER: Sichuan Hongda Co., Ltd.
TICKER: 600331 CUSIP: Y7932M102
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sichuan Hongda Co., Ltd.
TICKER: 600331 CUSIP: Y7932M102
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
ISSUER: Sichuan Hongda Co., Ltd.
TICKER: 600331 CUSIP: Y7932M102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Sichuan Jiuyuan Yinhai Software Co., Ltd.
TICKER: 002777 CUSIP: Y7939L107
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USAGE OF COMPLETED AND REMAINING ISSUER YES FOR FOR
RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: Sichuan Jiuyuan Yinhai Software Co., Ltd.
TICKER: 002777 CUSIP: Y7939L107
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI GUANGJIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PARTIAL CHANGE IN THE ISSUER YES FOR FOR
IMPLEMENTATION METHOD OF THE RAISED FUNDS INVESTMENT
PROJECT
ISSUER: Sichuan Jiuyuan Yinhai Software Co., Ltd.
TICKER: 2777 CUSIP: Y7939L107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE AUDIT REPORT ON THE USAGE OF ISSUER YES FOR FOR
CAPITAL OF CONTROLLING SHAREHOLDER AND OTHER RELATED
PARTIES
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ASSESSMENT REPORT ON ISSUER YES FOR FOR
DISBURSEMENT OF EXPENDITURE OF SELF-OWNED FUNDS FOR
SUBSIDY PROJECTS IN 2018 BY RAISING FUNDS
ISSUER: Sichuan Jiuzhou Electric Co Ltd
TICKER: 000801 CUSIP: Y6035F105
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG HUAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO JIUZHOU ISSUER YES FOR FOR
(HONG KONG) MULTIMEDIA CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO SICHUAN ISSUER YES FOR FOR
JIUZHOU OPTOELECTRONIC TECHNOLOGY CO., LTD.
ISSUER: Sichuan Jiuzhou Electric Co., Ltd.
TICKER: 801 CUSIP: Y6035F105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Sichuan Kelun Pharmaceutical Co., Ltd.
TICKER: 002422 CUSIP: Y7931Q104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF COMPANY'S SHARES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE PURPOSE AND USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #4.2: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: APPROVE PRICE OR PRICE RANGE AND SHAREHOLDER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #4.5: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #4.6: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: Sichuan Kelun Pharmaceutical Co., Ltd.
TICKER: 2422 CUSIP: Y7931Q104
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE TOTAL SHARE CAPITAL OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sichuan Kelun Pharmaceutical Co., Ltd.
TICKER: 002422 CUSIP: Y7931Q104
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: ELECT HE GUOSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE THAT DID NOT REACH THE SECOND
RELEASE RESTRICTION
PROPOSAL #11: APPROVE FINANCING OF THE COMPANY AND ISSUER YES FOR FOR
ITS SUBSIDIARIES
PROPOSAL #12: APPROVE FINANCE LEASE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #15: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #16: APPROVE INCREASE OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE PROVISION
PROPOSAL #17: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #20: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #21: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #22: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S OVERSEAS LISTING IN ISSUER YES FOR FOR
COMPLIANCE WITH THE NOTICE GOVERNING OVERSEAS LISTING
OF ENTERPRISES SUBORDINATE TO COMPANIES LISTED IN
PROPOSAL #2: APPROVE OVERSEAS LISTING PLAN OF SICHUAN ISSUER YES FOR FOR
JUSTBON ASSET MANAGEMENT GROUP CO., LTD.
PROPOSAL #3: APPROVE OVERSEAS LISTING PLAN OF CHENGDU ISSUER YES FOR FOR
DIKANG PHARMACEUTICAL CO., LTD.
PROPOSAL #4: APPROVE COMMITMENT OF UPHOLDING THE ISSUER YES FOR FOR
INDEPENDENT LISTING STATUS
PROPOSAL #5: APPROVE STATEMENT ON AND PROSPECT OF THE ISSUER YES FOR FOR
CONTINUING PROFITABILITY
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF PREFERRED STOCK
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU CHI AS NON-INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #1: ELECT YU CHI AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DECREASE IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MENG HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1: ELECT MENG HONGWEI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
PARTNERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
PARTNERS
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE ADDITIONAL GUARANTEE LIMIT ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ADDITIONAL GUARANTEE LIMIT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
ASSOCIATE COMPANY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY
PROPOSAL #10: APPROVE LAND INVESTMENT PLAN ISSUER NO N/A N/A
PROPOSAL #10: APPROVE LAND INVESTMENT PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE SIGNING OF FINANCING PROVISION ISSUER YES FOR FOR
AND GUARANTEE AGREEMENT AS WELL AS RELATED PARTY
TRANSACTIONS
PROPOSAL #11: APPROVE SIGNING OF FINANCING PROVISION ISSUER NO N/A N/A
AND GUARANTEE AGREEMENT AS WELL AS RELATED PARTY
TRANSACTIONS
PROPOSAL #12: APPROVE AUTHORIZATION FOR ISSUANCE OF ISSUER NO N/A N/A
DIRECT DEBT FINANCING INSTRUMENTS
PROPOSAL #12: APPROVE AUTHORIZATION FOR ISSUANCE OF ISSUER YES FOR FOR
DIRECT DEBT FINANCING INSTRUMENTS
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FOREIGN LISTING OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY COMPLIES WITH THE CIRCULAR OF THE CHINA
SECURITIES REGULATORY COMMISSION ON SEVERAL ISSUE
CONCERNING THE STANDARDIZATION ON OVERSEAS LISTING OF
SUBORDINATED ENTERPRISES OF DOMESTICALLY-LISTED C
PROPOSAL #2: APPROVE FOREIGN LISTING OF CONTROLLED ISSUER NO N/A N/A
SUBSIDIARY COMPLIES WITH THE CIRCULAR OF THE CHINA
SECURITIES REGULATORY COMMISSION ON SEVERAL ISSUE
CONCERNING THE STANDARDIZATION ON OVERSEAS LISTING OF
SUBORDINATED ENTERPRISES OF DOMESTICALLY-LISTED C
ISSUER: Sichuan Languang Development Co., Ltd.
TICKER: 600466 CUSIP: Y7933E109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sichuan Meifeng Chemical Industry Co., Ltd.
TICKER: 000731 CUSIP: Y7932U104
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Sichuan Meifeng Chemical Industry Co., Ltd.
TICKER: 731 CUSIP: Y7932U104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN HONGLANG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT CHEN LI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT HE LIN AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT ZHU HOUJIA AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT CHEN SHENG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT CHEN SONG AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT WANG SHUANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.2: ELECT ZHENG HONGJUN AS SUPERVISOR SHAREHOLDER NO N/A N/A
PROPOSAL #3.3: ELECT CHEN LIANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Sichuan Meifeng Chemical Industry Co., Ltd.
TICKER: 731 CUSIP: Y7932U104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE DEPOSIT, LOAN AND OTHER ISSUER YES FOR FOR
RELEVANT FINANCIAL SERVICES RELATED-PARTY
PROPOSAL #13: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #14: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Sichuan Road & Bridge Co., Ltd.
TICKER: 600039 CUSIP: Y7932N100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN YUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GAN HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIONG GUOBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YANG RUGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HU YUANHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG MENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LIU DEYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT FAN WENLI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU YUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT WU KAICHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT YANG YONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT FANG YUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIU YAXI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LUAN LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT HUANG HONGHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sichuan Road & Bridge Co., Ltd.
TICKER: 600039 CUSIP: Y7932N100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sichuan Road & Bridge Co., Ltd.
TICKER: 600039 CUSIP: Y7932N100
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF 57.14 PERCENT EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE LUQIAO GROUP TO WAIVE ITS ISSUER YES FOR FOR
HOLDINGS AND PARTICIPATE IN YIBIN INTELLIGENT EXPRESS
SYSTEM (ART) T1 LINE PROJECT
PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM TERM NOTES ISSUER YES FOR FOR
ISSUER: Sichuan Road & Bridge Co., Ltd.
TICKER: 600039 CUSIP: Y7932N100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT AND GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TRANSPORTATION INFRASTRUCTURE ISSUER YES FOR FOR
PPP PROJECT
PROPOSAL #14: APPROVE G7611 LINE ZHAOTONG ISSUER YES FOR FOR
(CHUANYUJIE) TO XICHANG SECTION EXPRESSWAY PROJECT
PROPOSAL #15.1: ELECT TAN DEBIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT HU SHENGXIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Sichuan Road & Bridge Co., Ltd.
TICKER: 600039 CUSIP: Y7932N100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF CONVERTIBLE BOND ISSUANCE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sichuan Shuangma Cement Co., Ltd.
TICKER: 935 CUSIP: Y7932Y106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
AND ASSET WRITE-OFF
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE 2019 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEVELOPMENT STRATEGY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Sichuan Swellfun Co., Ltd.
TICKER: 600779 CUSIP: Y7932B106
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF THE ENTIRE ISSUER YES FOR FOR
CHAIN BASE PROJECT (PHASE 1)
ISSUER: Sichuan Swellfun Co., Ltd.
TICKER: 600779 CUSIP: Y7932B106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGER
PROPOSAL #9: ELECT WEI YONGBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Sichuan Tianyi Comheart Telecom Co., Ltd.
TICKER: 300504 CUSIP: Y793B3104
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER NO N/A N/A
CASH MANAGEMENT
PROPOSAL #8: APPROVE PROVISION OF MORTGAGE OR PLEDGE ISSUER NO N/A N/A
GUARANTEE AND COMPREHENSIVE CREDIT LINE BANK
APPLICATION
PROPOSAL #9: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE 2019 REMUNERATION OF ISSUER NO N/A N/A
SUPERVISORS
ISSUER: Sichuan Tuopai Shede Spirits Co., Ltd.
TICKER: 600702 CUSIP: Y7932G105
MEETING DATE: 8/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES
PROPOSAL #1.5: APPROVE AMOUNT AND SOURCE OF FUNDS FOR ISSUER YES FOR FOR
THIS SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SIZE AND PROPORTION TO TOTAL ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3.1: ELECT LI JIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sichuan Tuopai Shede Spirits Co., Ltd.
TICKER: 600702 CUSIP: Y7932G105
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
EXTERNAL FINANCING OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Sichuan Tuopai Shede Spirits Co., Ltd.
TICKER: 600702 CUSIP: Y7932G105
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Sichuan Tuopai Shede Spirits Co., Ltd.
TICKER: 600702 CUSIP: Y7932G105
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICE REFERENCE DATE, ISSUANCE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLES
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sichuan Tuopai Shede Spirits Co., Ltd.
TICKER: 600702 CUSIP: Y7932G105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUEPRVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT YU DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Sichuan Western Resources Holding Co., Ltd.
TICKER: 600139 CUSIP: Y20963107
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
ISSUER: Sichuan Western Resources Holding Co., Ltd.
TICKER: 600139 CUSIP: Y20963107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE SPECIAL EXPLANATION ON AUDIT ISSUER YES FOR FOR
REPORT BY BOARD OF DIRECTORS
PROPOSAL #12: APPROVE SPECIAL EXPLANATION ON INTERNAL ISSUER YES FOR FOR
CONTROL AUDIT REPORT BY BOARD OF DIRECTORS
PROPOSAL #13: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
INCENTIVE SHARES FROM THE 2015 PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG JIANWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YUAN XU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LU JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHANG YUNFAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG XUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WEI MING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LV JINGFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT TO BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
2017 STOCK OPTION AND PERFORMANCE SHARE INCENTIVE
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FORMULATION AND AMENDMENT OF ISSUER YES FOR FOR
COMPANY'S SYSTEM
PROPOSAL #4.1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4.3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4.4: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4.5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #4.6: AMEND MANAGEMENT SYSTEM OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #4.7: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND DEREGISTRATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF CAPITAL INCREASE ISSUER YES FOR FOR
PLAN
ISSUER: Sichuan Xun You Network Technology Co., Ltd.
TICKER: 300467 CUSIP: Y79397108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
REGISTERED ADDRESS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sichuan Yahua Industrial Group Co., Ltd.
TICKER: 2497 CUSIP: Y7933T106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Sichuan Yahua Industrial Group Co., Ltd.
TICKER: 2497 CUSIP: Y7933T106
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EXTENDING THE RESOLUTION
VALIDITY PERIOD OF CONVERTIBLE BONDS ISSUANCE
PROPOSAL #3: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sichuan Yahua Industrial Group Co., Ltd.
TICKER: 2497 CUSIP: Y7933T106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE REPURCHASE AND CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARE IN PERFORMANCE SHARE AND STOCK
INCENTIVE PLAN
ISSUER: Sidi Kerir Petrochemicals
TICKER: SKPC CUSIP: M8411S100
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE ALLOCATION OF INCOME FOR FY 2018 ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REMUNERATION AND SITTING FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2019
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
ISSUER: Siemens Ltd.
TICKER: 500550 CUSIP: Y7934G137
MEETING DATE: 2/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JOSEF KAESER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: ELECT MEHERNOSH B. KAPADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SUNIL MATHUR AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF CHRISTIAN RUMMEL AS EXECUTIVE DIRECTOR AND CHIEF
FINANCIAL OFFICER
PROPOSAL #8: APPROVE CONTINUATION OF DEEPAK S. PAREKH ISSUER YES AGAINST AGAINST
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE CONTINUATION OF YEZDI H. MALEGAM ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE CONTINUATION OF DARIUS C. ISSUER YES FOR FOR
SHROFF AS INDEPENDENT DIRECTOR
PROPOSAL #11: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Sieyuan Electric Co., Ltd.
TICKER: 002028 CUSIP: Y7688J105
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT TO ESTABLISH ISSUER YES FOR FOR
LIMITED PARTNERSHIP VENTURE
PROPOSAL #2: APPROVE CAPITAL INJECTION OF LIMITED ISSUER YES FOR FOR
PARTNERSHIP VENTURE
PROPOSAL #3: ELECT ZHANG JIARONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ZHENG DIANFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Sieyuan Electric Co., Ltd.
TICKER: 2028 CUSIP: Y7688J105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #9: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO STOCK OPTION INCENTIVE
PLAN
ISSUER: Sigurd Microelectronics Corp.
TICKER: 6257 CUSIP: Y79355106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sihuan Pharmaceutical Holdings Group Ltd.
TICKER: 460 CUSIP: G8162K113
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CHE FENGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT GUO WEICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT ZHU XUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: SIIC Environment Holdings Ltd.
TICKER: BHK CUSIP: Y7938H115
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT XU XIAOBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LI ZENGFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT YEO GUAT KWANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
SIIC ENVIRONMENT SHARE OPTION SCHEME 2012
PROPOSAL #11: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
SIIC ENVIRONMENT SHARE AWARD SCHEME
ISSUER: Silergy Corp.
TICKER: 6415 CUSIP: G8190F102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WEI CHEN, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
55, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT BUDONG YOU, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT JIUN-HUEI SHIH, WITH ID NO. ISSUER YES FOR FOR
A123828XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT LAI-JUH CHEN, WITH ID NO. ISSUER YES FOR FOR
A121498XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT SHUN-HSIUNG KO, WITH ID NO. ISSUER YES FOR FOR
Q120322XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT YONG-SONG TSAI, WITH ID NO. ISSUER YES FOR FOR
A104631XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT HENRY KING, WITH ID NO. ISSUER YES FOR FOR
A123643XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES, AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
PROPOSAL #6: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Silicon Integrated Systems Corp.
TICKER: 2363 CUSIP: Y7935P102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #9.1: ELECT CHIEN CHENG-CHIEN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.363743, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT WANG,WEN-CHIEH, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF UNITED MICROELECTRONICS CORPORATION WITH
SHAREHOLDER NO.337340, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT CHENG WAN-LING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HSUN CHIEH INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.555665, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT CHEN WEN-HSI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.400362, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT HSU SHIH-CHUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.529523, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT LIU HSING-SEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.21590, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT HUANG TSAI-WANG, WITH ID ISSUER YES AGAINST AGAINST
NO.U100380XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT LO JUI-HSIANG, WITH ID ISSUER YES AGAINST AGAINST
NO.J101175XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT LI YA-CHING, WITH ID ISSUER YES FOR FOR
NO.Y220060XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Silver Plaza Group Co., Ltd.
TICKER: 600858 CUSIP: Y7937G100
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Silver Plaza Group Co., Ltd.
TICKER: 600858 CUSIP: Y7937G100
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED ENTRUSTED MANAGEMENT ISSUER YES FOR FOR
AGREEMENT
ISSUER: Silver Plaza Group Co., Ltd.
TICKER: 600858 CUSIP: Y7937G100
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT HOU GONGHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HU XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT MENG QINGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LIANG SHINIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LIU BING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT PI XICAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ZHANG ZHIJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Silver Plaza Group Co., Ltd.
TICKER: 600858 CUSIP: Y7937G100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #9: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE SIGNING OF DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AGREEMENT
PROPOSAL #11: APPROVE CONTINUED SIGNING FINANCIAL ISSUER YES FOR FOR
SERVICE AGREEMENT
PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Sime Darby Bhd.
TICKER: 4197 CUSIP: Y7962G108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED JUNE 30, 2018
PROPOSAL #2: APPROVE DIRECTORS' FEES FOR THE PERIOD ISSUER YES FOR FOR
FROM JULY 1, 2018 UNTIL THE NEXT AGM
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHAMED AZMAN YAHYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ABDUL HAMIDY ABDUL HAFIZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT AHMAD PARDAS SENIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT THAYAPARAN SANGARAPILLAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT JEFFRI SALIM DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LAWRENCE LEE CHEOW HOCK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT MOY PUI YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ABDUL AZIZ WAN ABDULLAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT SELAMAH WAN SULAIMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #16: APPROVE GRANT OF SHARES TO JEFFRI SALIM ISSUER YES FOR FOR
DAVIDSON UNDER THE PERFORMANCE-BASED EMPLOYEE SHARE
SCHEME
ISSUER: Sime Darby Plantation Bhd.
TICKER: 5285 CUSIP: Y7962H106
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #2: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED JUNE 30, 2018
PROPOSAL #3: APPROVE DIRECTORS' FEES FOR THE PERIOD ISSUER YES FOR FOR
FROM NOVEMBER 22, 2018 UNTIL THE NEXT AGM
PROPOSAL #4: ELECT LOU LEONG KOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT A. GHANI OTHMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MOHD BAKKE SALLEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MUHAMMAD LUTFI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Sime Darby Plantation Bhd.
TICKER: 5285 CUSIP: Y7962H106
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND REINVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
PROPOSED DIVIDEND REINVESTMENT PLAN
ISSUER: Sime Darby Plantation Bhd.
TICKER: 5285 CUSIP: Y7962H106
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT HENRY SACKVILLE BARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YUSOF BASIRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZAITON MOHD HASSAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MOHD NIZAM ZAINORDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MOHAMAD NASIR AB LATIF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE ISSUER YES FOR FOR
FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT PLAN
ISSUER: Sime Darby Property Bhd.
TICKER: 5288 CUSIP: Y7962J102
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT TONG POH KEOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JAGANATH DEREK STEVEN SABAPATHY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT AHMAD SHAH ALHAJ IBNI ALMARHUM ISSUER YES FOR FOR
SULTAN SALAHUDDIN ABDUL AZIZ SHAH ALHAJ AS DIRECTOR
PROPOSAL #6: ELECT ZETI AKHTAR AZIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT RIZAL RICKMAN RAMLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Sime Darby Property Bhd.
TICKER: 5288 CUSIP: Y7962J102
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MOHD DAUD BAKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT AHMAD JOHAN MOHAMMAD RASLAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT NORAZAH MOHAMED RAZALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT POH PAI KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE AHMAD SHAH ALHAJ IBNI ALMARHUM ISSUER YES FOR FOR
SULTAN SALAHUDDIN ABDUL AZIZ SHAH ALHAJ TO CONTINUE
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Simei Media Co., Ltd.
TICKER: 2712 CUSIP: Y7938L108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 SEMIANNUAL CAPITALIZATION ISSUER YES FOR FOR
OF CAPITAL RESERVES
PROPOSAL #2: APPROVE CHANGE IN COMPANY'S REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: ELECT ZHANG TAOYONG AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
ISSUER: Simei Media Co., Ltd.
TICKER: 2712 CUSIP: Y7938L108
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING (AMENDED)
PROPOSAL #1.1: APPROVE GOAL AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE
PROPOSAL #3: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE TRANSACTION TARGETS, ISSUER YES FOR FOR
TRANSACTION MANNER AND TRANSACTION PARTIES
PROPOSAL #3.2: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
BASIS
PROPOSAL #3.3: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #3.4: APPROVE TRANSACTION PAYMENT ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE BUSINESS REGISTRATION ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE CREDITOR'S RIGHTS AND DEBTS ISSUER YES FOR FOR
BETWEEN COMPANY AND THE TARGET COMPANY
PROPOSAL #4: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE SIGNING OF THIRD SUPPLEMENTAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #6: APPROVE SIGNING OF THIRD SUPPLEMENTAL ISSUER YES FOR FOR
PERFORMANCE COMPENSATION AGREEMENT
PROPOSAL #7: APPROVE EQUITY TRANSFER OF BEIJING SHAREHOLDER YES FOR FOR
AIDESAI ADVERTISING CO LTD.
PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL SHAREHOLDER YES FOR FOR
AGREEMENT OF EQUITY TRANSFER AGREEMENT OF BEIJING
AIDESAI ADVERTISING CO LTD.
ISSUER: Simei Media Co., Ltd.
TICKER: 002712 CUSIP: Y7938L108
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD FOR ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING THE MEETING OF THE CONVERTIBLE
BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: ELECT CHEN SHAOJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Simei Media Co., Ltd.
TICKER: 2712 CUSIP: Y7938L108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TERMINATION OF RAISED FUND ISSUER YES FOR FOR
PROJECT AND USE OF EXCESS RAISED FUNDS TO REPLENISH
WORKING CAPITAL
ISSUER: Simplo Technology Co., Ltd.
TICKER: 6121 CUSIP: Y7987E104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES AGAINST AGAINST
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: SINA Corp.
TICKER: SINA CUSIP: G81477104
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YAN WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JAMES JIANZHANG LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INDEPENDENT
AUDITORS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: SINBON Electronics Co., Ltd.
TICKER: 3023 CUSIP: Y7989R103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT MIN CHENG LIN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 692 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT TE CHENG CHIU WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 13159 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT HO MIN CHEN WITH ID NO. ISSUER YES FOR FOR
Q120046XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Sincere Navigation Corp.
TICKER: 2605 CUSIP: Y7991E108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: ELECT LI,YAN-SONG (LEE, YEN SUNG), ISSUER YES FOR FOR
WITH SHAREHOLDER NO.H102119XXX AS INDEPENDENT
PROPOSAL #9.2: ELECT ZHENG,FU-GUO (CHENG, FU KWOK), ISSUER YES FOR FOR
WITH SHAREHOLDER NO.KJ0144XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT FAN,GUANG-NAN (FAN, KUANG NAN), ISSUER YES FOR FOR
WITH SHAREHOLDER NO.149954 AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Sino Biopharmaceutical Ltd.
TICKER: 1177 CUSIP: G8167W138
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT TSE, THERESA Y Y AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TSE HSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZHANG LU FU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sino Wealth Electronic Ltd.
TICKER: 300327 CUSIP: Y7762K101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL AND CLOSING OF RAISED FUNDS
SPECIAL ACCOUNTS
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES FROM 2015 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES FROM 2017 PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #9: APPROVE ADJUSTMENT ON PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN, GRANTING TO INCENTIVE TARGETS AND
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #14: APPROVE SIGNING OF INVESTMENT SHAREHOLDER YES FOR FOR
COOPERATION INTENT AGREEMENT
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Sino-American Silicon Products, Inc.
TICKER: 5483 CUSIP: Y8022X107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE ISSUANCE OF NEW SHARES THROUGH ISSUER YES FOR FOR
GDR OR PRIVATE PLACEMENT
ISSUER: Sinocare, Inc.
TICKER: 300298 CUSIP: Y12984103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
ISSUER: Sinochem International Corp.
TICKER: 600500 CUSIP: Y80231106
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Sinochem International Corp.
TICKER: 600500 CUSIP: Y80231106
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENT TO FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
ISSUER: Sinochem International Corp.
TICKER: 600500 CUSIP: Y80231106
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF LONG-TERM FINANCING ISSUER YES FOR FOR
BILLS
ISSUER: Sinochem International Corp.
TICKER: 600500 CUSIP: Y80231106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sinodata Co., Ltd.
TICKER: 2657 CUSIP: Y7762H108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Sinodata Co., Ltd.
TICKER: 2657 CUSIP: Y7762H108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 CREDIT PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEED TYPE OF FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES FOR FOR
AND FINANCIAL MANAGEMENT
PROPOSAL #9: APPROVE GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Sinofert Holdings Limited
TICKER: 297 CUSIP: G8403G103
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT QIN HENGDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT LU XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sinofert Holdings Ltd.
TICKER: 297 CUSIP: G8403G103
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FERTILIZER SALES CO-OPERATION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTION
PROPOSAL #2: APPROVE SULPHUR IMPORT FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #3: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ENTRUSTED LOAN CONTRACT AND ISSUER YES FOR FOR
RELATED TRANSATIONS
PROPOSAL #5: APPROVE AGREEMENT FOR THE USE OF FUND ISSUER YES FOR FOR
AND RELATED TRANSATIONS
ISSUER: Sinofert Holdings Ltd.
TICKER: 297 CUSIP: G8403G103
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FERTILIZER SALE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAP AND RELATED TRANSACTIONS
ISSUER: Sinolink Securities Co., Ltd.
TICKER: 600109 CUSIP: Y8004P106
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2: ELECT LUO YUDING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Sinolink Securities Co., Ltd.
TICKER: 600109 CUSIP: Y8004P106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ULTIMATE CONTROLLING SHAREHOLDER, YONGJIN INVESTMENT
HOLDINGS CO., LTD., YUNNAN INTERNATIONAL TRUST
CO.,LTD. AND OTHER COMPANIES THAT ARE CONTROLLED BY
THE SAME ULTIMATE CONTROLLING SHAREHOLDER
PROPOSAL #7.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
GFUND MANAGEMENT CO., LTD. AND OTHER JOINT VENTURES
PROPOSAL #7.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE GENERAL AUTHORIZATION FOR DEBT ISSUER YES FOR FOR
FINANCING
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DEBT FINANCING
PROPOSAL #13: APPROVE PROVISION OF INTERNAL GUARANTEE ISSUER YES FOR FOR
FOR THE EXTERNAL LOAN APPLIED BY SUBSIDIARY
ISSUER: Sinolink Securities Co., Ltd.
TICKER: 600109 CUSIP: Y8004P106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RAN YUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIN PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT DU HANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHAO YU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG WEIHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT GUO WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT LEI JIASU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT ZHAO XUEYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT LUO YUDING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZOU CHUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT GU YANJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Sinoma International Engineering Co., Ltd.
TICKER: 600970 CUSIP: Y80024105
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON FOREIGN EXCHANGE ISSUER YES FOR FOR
HEDGING TRANSACTIONS
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPOINTMENT OF 2018 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
ISSUER: Sinoma International Engineering Co., Ltd.
TICKER: 600970 CUSIP: Y80024105
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE REMUNERATION OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
BOARD OF SUPERVISORS
ISSUER: Sinoma International Engineering Co., Ltd.
TICKER: 600970 CUSIP: Y80024105
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Sinoma International Engineering Co., Ltd.
TICKER: 600970 CUSIP: Y80024105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD OF SUPERVISORS
ISSUER: Sinoma Science & Technology Co. Ltd.
TICKER: 002080 CUSIP: Y80025102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO OVERSEAS ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Sinoma Science & Technology Co. Ltd.
TICKER: 002080 CUSIP: Y80025102
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
BY CHINA BUILDING MATERIALS GROUP FINANCE CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Sinoma Science & Technology Co. Ltd.
TICKER: 002080 CUSIP: Y80025102
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE LOAN BUDGET AND RELEVANT CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO SINOMA ISSUER YES AGAINST AGAINST
LITHIUM FILM CO., LTD
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO SINOMA ISSUER YES FOR FOR
SCIENCE & TECHNOLOGY (CHENGDU) CO. LTD.
ISSUER: Sinoma Science & Technology Co. Ltd.
TICKER: 2080 CUSIP: Y80025102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NATIONAL FUNDING FOR A ISSUER YES AGAINST AGAINST
CONSTRUCTION OF A SPECIAL PROJECT
ISSUER: Sinomach Automobile Co., Ltd.
TICKER: 600335 CUSIP: Y8003S101
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Sino-Ocean Group Holding Limited
TICKER: 3377 CUSIP: Y8002N103
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT SHARE OPTION SCHEME AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT FU FEI AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
ISSUER: Sino-Ocean Group Holdings Ltd.
TICKER: 3377 CUSIP: Y8002N103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LI MING AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #3B: ELECT WEN HAICHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3C: ELECT ZHAO LIJUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3D: ELECT FANG JUN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3E: ELECT LI LILING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #3F: ELECT WANG ZHIFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: SinoPac Financial Holdings Co., Ltd.
TICKER: 2890 CUSIP: Y8009U100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
ISSUER: SINOPEC Engineering (Group) Co., Ltd.
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE ENGINEERING AND CONSTRUCTION ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS
AND RELATED TRANSACTIONS
PROPOSAL #3: ELECT YU BAOCAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LU DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT XIANG WENWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WU WENXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HUI CHIU CHUNG, STEPHEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT JIN YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT YE ZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHU FEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG GUOLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT YE WENBANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT WU JIBO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: SINOPEC Engineering (Group) Co., Ltd.
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: SINOPEC Engineering (Group) Co., Ltd.
TICKER: 2386 CUSIP: Y80359105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GRANT THORNTON CHINA (SPECIAL ISSUER YES FOR FOR
GENERAL PARTNERSHIP) AS DOMESTIC AUDITOR AND APPROVE
GRANT THORNTON HONG KONG LIMITED AS INTERNATIONAL
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE BUSINESS OPERATION PLAN, ISSUER YES FOR FOR
INVESTMENT PLAN AND FINANCIAL BUDGET
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Sinopec Kantons Holdings Limited
TICKER: 934 CUSIP: G8165U100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LI JIANXIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT WANG GUOTAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT FONG CHUNG, MARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sinopec Oilfield Equipment Corp.
TICKER: 000852 CUSIP: Y4446M108
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEPOSIT AND LOAN TRANSACTIONS ISSUER YES FOR FOR
WITH RELATED-PARTY FINANCE COMPANIES
ISSUER: Sinopec Oilfield Equipment Corp.
TICKER: 000852 CUSIP: Y4446M108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: ELECT DU GUANGYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT ZHOU LIYUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y8038V103
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 MUTUAL PRODUCTS SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE 2018 GENERAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE 2018 ENGINEERING AND ISSUER YES FOR FOR
CONSTRUCTION SERVICES FRAMEWORK AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE 2018 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #5: APPROVE 2018 TECHNOLOGY R&D FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #6: APPROVE 2018 LAND USE RIGHTS AND ISSUER YES FOR FOR
PROPERTY LEASING FRAMEWORK AGREEMENT, PROPOSED ANNUAL
CAPS AND RELATED TRANSACTIONS
PROPOSAL #7: APPROVE EXECUTION OF SPI FUND DOCUMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: ELECT LIU ZHONGYUN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y9841Z109
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 MUTUAL PRODUCTS SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE 2018 GENERAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #3: APPROVE 2018 ENGINEERING AND ISSUER YES FOR FOR
CONSTRUCTION SERVICES FRAMEWORK AGREEMENT, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE 2018 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #5: APPROVE 2018 TECHNOLOGY R&D FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #6: APPROVE 2018 LAND USE RIGHTS AND ISSUER YES FOR FOR
PROPERTY LEASING FRAMEWORK AGREEMENT, PROPOSED ANNUAL
CAPS AND RELATED TRANSACTIONS
PROPOSAL #7: APPROVE EXECUTION OF SPI FUND DOCUMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: ELECT LIU ZHONGYUN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Sinopec Oilfield Service Corp.
TICKER: 1033 CUSIP: Y9841Z109
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GRANT THORNTON (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS DOMESTIC AUDITOR AND INTERNAL CONTROL
AUDITOR AND GRANT THORNTON HONG KONG LIMITED AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE PERMANENT REPLENISHMENT OF ISSUER YES FOR FOR
WORKING CAPITAL BY USING THE REMAINING PROCEEDS
PROPOSAL #7: APPROVE TERMINATION OF CERTAIN PROJECTS ISSUER YES FOR FOR
FUNDED BY PROCEEDS RAISED AND PERMANENT REPLENISHMENT
OF WORKING CAPITAL BY USING REMAINING PROCEEDS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #9: ELECT ZHAI YALIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.01: ELECT YUAN JIANQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.02: ELECT XIAO YI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Sinopec Oilfield Service Corporation
TICKER: 1033 CUSIP: Y8038V103
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE GRANT THORNTON (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS DOMESTIC AUDITOR AND INTERNAL CONTROL
AUDITOR AND GRANT THORNTON HONG KONG LIMITED AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE PERMANENT REPLENISHMENT OF ISSUER YES FOR FOR
WORKING CAPITAL BY USING THE REMAINING PROCEEDS
PROPOSAL #7: APPROVE TERMINATION OF CERTAIN PROJECTS ISSUER YES FOR FOR
FUNDED BY PROCEEDS RAISED AND PERMANENT REPLENISHMENT
OF WORKING CAPITAL BY USING REMAINING PROCEEDS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #9: ELECT ZHAI YALIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.01: ELECT YUAN JIANQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.02: ELECT XIAO YI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: SINOPEC Shandong Taishan Petroleum Co., Ltd.
TICKER: 554 CUSIP: Y76803108
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SONG PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT NING HONGHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT FENG GUANGMING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: SINOPEC Shandong Taishan Petroleum Co., Ltd.
TICKER: 554 CUSIP: Y76803108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sinopec Shanghai Petrochemical Co. Ltd.
TICKER: 338 CUSIP: Y80373106
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ITS ISSUER YES FOR FOR
APPENDIX
ISSUER: Sinopec Shanghai Petrochemical Co. Ltd.
TICKER: 338 CUSIP: Y80373114
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ITS ISSUER YES FOR FOR
APPENDIX
ISSUER: Sinopec Shanghai Petrochemical Co. Ltd.
TICKER: 338 CUSIP: Y80373114
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITORS AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Sinopec Shanghai Petrochemical Company Limited
TICKER: 338 CUSIP: Y80373106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITORS AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HU JIANWEI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO THE SERVICE CONTRACT
WITH HIM
PROPOSAL #2: ELECT CHEN FANGRUO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO THE SERVICE CONTRACT
WITH HIM
PROPOSAL #3: ELECT YU QINGMING AS DIRECTOR AND SHAREHOLDER YES AGAINST AGAINST
AUTHORIZE BOARD TO ENTER INTO THE SERVICE CONTRACT
WITH HIM
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUAN XIAOHUI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO THE SERVICE CONTRACT
WITH HER
ISSUER: Sinopharm Group Co., Ltd.
TICKER: 1099 CUSIP: Y8008N107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND
THE AUDITORS' REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
PAYMENT OF FINAL DIVIDEND
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: AUTHORIZE SUPERVISORY COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE DOMESTIC AUDITOR AND ERNST & YOUNG AS THE
INTERNATIONAL AUDITOR AND AUTHORIZE AUDIT COMMITTEE
OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES IN FAVOR ISSUER YES AGAINST AGAINST
OF THIRD PARTIES
PROPOSAL #9: APPROVE AMENDMENTS TO THE RULES OF ISSUER YES FOR FOR
PROCEDURES OF THE BOARD OF DIRECTORS
PROPOSAL #10: ELECT DAI KUN AS DIRECTOR AUTHORIZE ANY ISSUER YES FOR FOR
DIRECTOR TO EXECUTE A SERVICE CONTRACT WITH HER
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR H SHARES
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sino-Platinum Metals Co., Ltd.
TICKER: 600459 CUSIP: Y8041D108
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF PRECIOUS METAL PRECURSOR INDUSTRIALIZATION PROJECT
AND RELATED-PARTY TRANSACTION
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND DIVIDEND MANAGEMENT SYSTEM ISSUER YES FOR FOR
ISSUER: Sino-Platinum Metals Corp. Ltd.
TICKER: 600459 CUSIP: Y8041D108
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NA PENGJIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Sino-Platinum Metals Corp. Ltd.
TICKER: 600459 CUSIP: Y8041D108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2019 CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR BANK ISSUER YES FOR FOR
CREDIT LINE OF CONTROLLED SUBSIDIARY
PROPOSAL #8.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF GUIYAN RESOURCES (YIMEN) CO.,
PROPOSAL #8.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF GUIYAN METAL (SHANGHAI) CO., LTD.
PROPOSAL #8.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF KUNMING GUIYAN CUIHUAJI CO., LTD.
PROPOSAL #8.4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF YONGXING GUIYAN RESOURCES CO.,
PROPOSAL #8.5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF GUIYAN INDUSTRIAL CATALYST
(YUNNAN) CO., LTD.
PROPOSAL #8.6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK CREDIT LINE OF GUIYAN ZHONGXI (SHANGHAI) NEW
MATERIALS TECHNOLOGY CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUIYAN RESOURCES (YIMEN) CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF SHORT-TERM LOAN TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #10.1: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO GUIYAN RESOURCES (YIMEN) CO., LTD.
PROPOSAL #10.2: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO GUIYAN METAL (SHANGHAI) CO., LTD.
PROPOSAL #10.3: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO KUNMING GUIYAN CUIHUAJI CO., LTD.
PROPOSAL #10.4: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO YONGXING GUIYAN RESOURCES CO., LTD.
PROPOSAL #10.5: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO GUIYAN INDUSTRIAL CATALYST (YUNNAN) CO., LTD.
PROPOSAL #10.6: APPROVE PROVISION OF SHORT-TERM LOAN ISSUER YES FOR FOR
TO GUIYAN ZHONGXI (SHANGHAI) NEW MATERIALS TECHNOLOGY
CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
DEVELOPMENT OF HEDGING BUSINESS OF SUBSIDIDARY
PROPOSAL #11.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
DEVELOPMENT OF HEDGING BUSINESS OF KUNMING GUIYAN
CUIHUAJI CO., LTD.
PROPOSAL #11.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
DEVELOPMENT OF HEDGING BUSINESS OF GUIYAN METAL
(SHANGHAI) CO., LTD.
PROPOSAL #12: APPROVE HEDGING STRATEGY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #14: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #18: ELECT NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Sino-Platinum Metals Corp. Ltd.
TICKER: 600459 CUSIP: Y8041D108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT GUO JUNMEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT PAN ZAIFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XU CUIFEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT MIAO YISHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZIFAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LIU HAILAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT NA PENGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHUANG DIANXIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHEN LI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sinosoft Technology Group Limited
TICKER: 1297 CUSIP: G81875109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SU HUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KANG CHOON KIAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZONG PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE BAKER TILLY HONG KONG LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 000928 CUSIP: Y4443Q102
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
FINANCIAL LEASE OF THE MACHINERY AND EQUIPMENT OF THE
SUBSIDIARY ZHONGGANG SHEBEI CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF THE
SUBSIDIARY ZHONGGANG SHEBEI CO., LTD.
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 928 CUSIP: Y4443Q102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF PROPERTY LEASE ISSUER YES FOR FOR
AGREEMENT WITH RELATED PARTY
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 000928 CUSIP: Y4443Q102
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF ADDITIONAL ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BY COMPANY'S SUBSIDIARY AND
GUARANTEE PROVISION BY COMPANY
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 000928 CUSIP: Y4443Q102
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN THE USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 928 CUSIP: Y4443Q102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 000928 CUSIP: Y4443Q102
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT XU GUOPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 928 CUSIP: Y4443Q102
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND PROVISION OF GUARANTEE
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 000928 CUSIP: Y4443Q102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 AND 2019 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY AS WELL AS ITS
RELEVANT GUARANTEE
ISSUER: Sinosteel Engineering & Technology Co., Ltd.
TICKER: 928 CUSIP: Y4443Q102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF CREDIT LINE OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND PROVISION OF GUARANTEE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sino-Thai Engineering & Construction Public Co. Ltd.
TICKER: STEC CUSIP: Y8048P229
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CHAMNI JANCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SURAPAN POOMKAEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT CHAIYONG SATJIPANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sinotrans Limited
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPDATED MANDATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #4: APPROVE 2018 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #11: ELECT LIU YINGJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE PROPOSED RENEWAL OF LIABILITY SHAREHOLDER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS FOR THE YEAR 2019-2020
PROPOSAL #13: APPROVE SHINEWING CERTIFIED PUBLIC SHAREHOLDER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR
PROPOSAL #14.1: ELECT SU JIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT XIONG XIANLIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.3: ELECT JIANG JIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: ADPV42804
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
BY CHINA MERCHANTS BANK
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J104
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
BY CHINA MERCHANTS BANK
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Sinotrans Ltd.
TICKER: 598 CUSIP: Y6145J112
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: APPROVE UPDATED MANDATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF DEBT FINANCING INSTRUMENTS
PROPOSAL #11: ELECT LIU YINGJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE SHINEWING CERTIFIED PUBLIC SHAREHOLDER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR
PROPOSAL #13: APPROVE PROPOSED RENEWAL OF LIABILITY SHAREHOLDER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS FOR THE YEAR 2019-2020
PROPOSAL #14.1: ELECT SU JIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT XIONG XIANLIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.3: ELECT JIANG JIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Sinotrans Shipping Ltd
TICKER: 368 CUSIP: Y8014Y105
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 MASTER SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE 2018 SINOCHART MASTER SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE 2018 SNL MASTER SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE 2018 MASTER CHARTERING AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #5: APPROVE 2018 SINOCHART MASTER CHARTERING ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #6: APPROVE 2018 SNL MASTER CHARTERING ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #7: APPROVE 2018 MASTER FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
ISSUER: Sinotrans Shipping Ltd.
TICKER: 368 CUSIP: Y8014Y105
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Sinotrans Shipping Ltd.
TICKER: 368 CUSIP: Y8014Y105
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Sinotruk (Hong Kong) Limited
TICKER: 3808 CUSIP: Y8014Z102
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT CAI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT DAI LIXIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT SUN CHENGLONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3D: ELECT JORG MOMMERTZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3E: ELECT ANDREAS HERMANN RENSCHLER AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3F: ELECT JOACHIM GERHARD DREES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: ELECT JIANG KUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3H: ELECT ANNETTE DANIELSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3I: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3J: ELECT ZHAO HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3K: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: ELECT LYU SHOUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
LYU SHOUSHENG
ISSUER: Sintex Industries Ltd.
TICKER: 502742 CUSIP: Y8064D142
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ARUN P. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAHUL A. PATEL AS MANAGING DIRECTOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AMIT D. PATEL AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE SINTEX INDUSTRIES LIMITED- ISSUER YES AGAINST AGAINST
EMPLOYEE STOCK OPTION PLAN 2018 AND GRANT OF OPTIONS
TO THE EMPLOYEES OF THE COMPANY UNDER THE PLAN
PROPOSAL #7: ELECT VIMAL R. AMBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MAITRI MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SUNIL KUMAR KANOJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GAGAN DEEP SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND INDEPENDENT DIRECTORS
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Sintex Plastics Technology Ltd.
TICKER: 540653 CUSIP: Y8T6LY112
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT DINESH B. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, AHMEDABAD AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE APPOINTMENT OF AMIT D. PATEL AS ISSUER YES FOR FOR
MANAGING DIRECTOR
PROPOSAL #5: APPROVE SINTEX PLASTICS TECHNOLOGY ISSUER YES AGAINST AGAINST
LIMITED- EMPLOYEE STOCK OPTION PLAN 2018
PROPOSAL #6: APPROVE EXTENSION OF THE BENEFITS OF ISSUER YES AGAINST AGAINST
SINTEX PLASTICS TECHNOLOGY LIMITED- EMPLOYEE STOCK
OPTION PLAN 2018 TO ELIGIBLE EMPLOYEES OF SUBSIDIARY
COMPANIES
PROPOSAL #7: ELECT INDIRA J. PARIKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
ISSUER: Sinyi Realty, Inc.
TICKER: 9940 CUSIP: Y8062B106
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT CHOU CHUN-CHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1 , AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHUEH CHIEN-PING, A ISSUER YES FOR FOR
REPRESENTATIVE OF SINYI CO., LTD. WITH SHAREHOLDER
NO. 84, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHOU WANG MEI-WEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF SINYI CO., LTD. WITH SHAREHOLDER
NO. 84, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT HONG SAN-XIONG WITH ID NO. ISSUER YES FOR FOR
A101349XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT JAN HONG-TZE WITH ID NO. ISSUER YES FOR FOR
M120408XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT YEN LOU-YU WITH ID NO. ISSUER YES FOR FOR
R103059XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LEE YI-LI WITH ID NO. A224369XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Sistema PJSFC
TICKER: AFKS CUSIP: 48122U204
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF RUB 0.11 PER SHARE
PROPOSAL #3.1: ELECT EKATERINA KUZNETSOVA AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #3.2: ELECT ANDREI POROKH AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.3: ELECT MIKHAIL TSVETNIKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.1: ELECT ANNA BELOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT SERGEI BOEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.3: ELECT ANDREI DUBOVSKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.4: ELECT VLADIMIR EVTUSHENKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.5: ELECT FELIKS EVTUSHENKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT RON SOMMER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.7: ELECT ROBERT KOCHARIAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.8: ELECT JEANNOT KRECKE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.9: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.10: ELECT MIKHAIL SHAMOLIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.11: ELECT DAVID IAKOBASHVILI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.1: RATIFY AO DELOITTE AND TOUCHE CIS AS ISSUER NO N/A N/A
AUDITOR FOR RAS
PROPOSAL #5.2: RATIFY AO DELOITTE AND TOUCHE CIS AS ISSUER NO N/A N/A
AUDITOR FOR IFRS
PROPOSAL #6.1: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #6.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #6.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #6.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
REMUNERATION OF DIRECTORS
ISSUER: Sistema PJSFC
TICKER: AFKS CUSIP: X0020N117
MEETING DATE: 6/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF RUB 0.11 PER SHARE
PROPOSAL #3.1: ELECT EKATERINA KUZNETSOVA AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #3.2: ELECT ANDREI POROKH AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #3.3: ELECT MIKHAIL TSVETNIKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.1: ELECT ANNA BELOVA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT SERGEI BOEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.3: ELECT ANDREI DUBOVSKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.4: ELECT VLADIMIR EVTUSHENKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.5: ELECT FELIKS EVTUSHENKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.6: ELECT RON SOMMER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.7: ELECT ROBERT KOCHARIAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.8: ELECT JEANNOT KRECKE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.9: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.10: ELECT MIKHAIL SHAMOLIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.11: ELECT DAVID IAKOBASHVILI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #5.1: RATIFY AO DELOITTE AND TOUCHE CIS AS ISSUER NO N/A N/A
AUDITOR FOR RAS
PROPOSAL #5.2: RATIFY AO DELOITTE AND TOUCHE CIS AS ISSUER NO N/A N/A
AUDITOR FOR IFRS
PROPOSAL #6.1: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #6.2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #6.3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #6.4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
REMUNERATION OF DIRECTORS
ISSUER: Sitronix Technology Corp.
TICKER: 8016 CUSIP: Y8118H107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND
AMENDMENTS TO TRADING PROCEDURES GOVERNING
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Six of October Development & Investment (SODIC)
TICKER: OCDI CUSIP: M84139100
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DISCUSS ADOPTION OF CONCESSIONS WITH ISSUER NO N/A N/A
RESPECT TO PREVIOUS YEARS REGARDING SEVERAL LAND
ISSUER: Six of October Development & Investment (SODIC)
TICKER: OCDI CUSIP: M84139100
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE CORPORATE GOVERNANCE REPORT AND ISSUER NO N/A N/A
RELATED AUDITOR'S REPORT FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2018 AND FY 2019
PROPOSAL #8: APPROVE DISCHARGE OF CHAIRMAN , CEO AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2018
PROPOSAL #9: APPROVE CHANGES TO BOARD COMPOSITION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE SITING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS AND APPROVE REMUNERATION OF
CHAIRMAN FOR FY 2019
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2018 ISSUER NO N/A N/A
AND FY 2019
ISSUER: Six of October Development & Investment (SODIC)
TICKER: OCDI CUSIP: M84139100
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INFORM THE ASSEMBLY ABOUT SETTLEMENT ISSUER NO N/A N/A
DEAL RE: PLOT IN SHEIKH ZAYED CITY
PROPOSAL #2: AMEND ARTICLE 46 OF BYLAWS RE: ISSUER NO N/A N/A
CUMULATIVE VOTING
PROPOSAL #3: AMEND ARTICLE 21 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Skyfame Realty (Holdings) Ltd.
TICKER: 59 CUSIP: G8220B105
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE SUBDIVISION ISSUER YES FOR FOR
ISSUER: Skyfame Realty (Holdings) Ltd.
TICKER: 59 CUSIP: G8220B147
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT WANG CHENGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT WONG LOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT CHOY SHU KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Skyworth Digital Co., Ltd.
TICKER: 000810 CUSIP: Y7932T107
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
COMPANY'S RETIRED EMPLOYEES INCENTIVE PERFORMANCE
SHARES
PROPOSAL #2: APPROVE CHANGE IN COMPANY REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING RESOLUTION
VALIDITY PERIOD OF ISSUANCE OF CONVERTIBLE BONDS
ISSUER: Skyworth Digital Co., Ltd.
TICKER: 810 CUSIP: Y7932T107
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #2: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #4: APPROVE VERIFICATION REPORT ON THE USAGE ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
PROPOSAL #5: ELECT HUANG WENBO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Skyworth Digital Co., Ltd.
TICKER: 810 CUSIP: Y7932T107
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Skyworth Digital Co., Ltd.
TICKER: 000810 CUSIP: Y7932T107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE REALIZATION OF PROFIT COMMITMENT ISSUER YES FOR FOR
RELATING TO THE ACQUISITION BY CASH WITH ISSUANCE OF
SHARES
PROPOSAL #8: APPROVE REPURCHASE OF UNFINISHED ISSUER YES FOR FOR
PERFORMANCE COMMITMENT CORRESPONDING TO COMPENSATION
SHARES AND OTHER RELATED MATTERS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #10: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ADJUSTMENT ON THE GUARANTEE ISSUER YES FOR FOR
COVERAGE AND TERM PROVIDED TO SUBSIDIARIES
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS RELATED TO SHARE REPURCHASE PROGRAM
AND CANCELLATION OF PERFORMANCE SHARES AND TO AMEND
ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #15: APPROVE AUDITED REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #16: APPROVE FINANCING BUSINESS PLAN SHAREHOLDER YES FOR FOR
ISSUER: Skyworth Digital Holdings Limited
TICKER: 751 CUSIP: G8181C100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT SHI CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT LI WEIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME OF THE COMPANY
ISSUER: Skyworth Digital Holdings Ltd
TICKER: 751 CUSIP: G8181C100
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LAI WEIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT LIU TANGZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LIN WEI PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LIN JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: SLC Agricola SA
TICKER: SLCE3 CUSIP: P8711D107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY AGMS HELD ON 2016, 2017 AND 2018 ISSUER NO N/A N/A
RE: ALLOCATION OF INCOME
PROPOSAL #2: APPROVE 1:2 STOCK SPLIT ISSUER NO N/A N/A
PROPOSAL #3: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER NO N/A N/A
CHANGES IN CAPITAL AND CONSOLIDATE BYLAWS
ISSUER: SLC Agricola SA
TICKER: SLCE3 CUSIP: P8711D107
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT EDUARDO SILVA LOGEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT JORGE LUIZ SILVA LOGEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT FERNANDO CASTRO REINACH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT OSVALDO BURGOS SCHIRMER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ANDRE PESSOA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT EDUARDO SILVA LOGEMANN AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JORGE LUIZ SILVA LOGEMANN AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FERNANDO CASTRO REINACH AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT OSVALDO BURGOS SCHIRMER AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ANDRE PESSOA AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: SM Investments Corp.
TICKER: SM CUSIP: Y80676102
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENT OF THE SECOND ARTICLE ISSUER YES FOR FOR
OF THE ARTICLES OF INCORPORATION
PROPOSAL #4: APPROVE AMENDMENT OF THE FOURTH ARTICLE ISSUER YES FOR FOR
OF THE ARTICLES OF INCORPORATION
PROPOSAL #5: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
PROPOSAL #6.1: ELECT TERESITA T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT HENRY T. SY, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT HARLEY T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT JOSE T. SIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT FREDERIC C. DYBUNCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT TOMASA H. LIPANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT ALFREDO E. PASCUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT ROBERT G. VERGARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: SM Prime Holdings, Inc.
TICKER: SMPH CUSIP: Y8076N112
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING HELD ISSUER YES FOR FOR
ON APRIL 24, 2018
PROPOSAL #2: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND THE MANAGEMENT FROM THE DATE OF THE LAST ANNUAL
STOCKHOLDERS' MEETING UP TO THE DATE OF THIS MEETING
PROPOSAL #4.1: ELECT HENRY T. SY, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HANS T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HERBERT T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JEFFREY C. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT JORGE T. MENDIOLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT JOSE L. CUISIA, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT GREGORIO U. KILAYKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT JOSELITO H. SIBAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Smartac Group China Holdings Limited
TICKER: 395 CUSIP: G8207P101
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT POON LAI YIN MICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PENG BOBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE RSM HONG KONG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Smiles Fidelidade SA
TICKER: SMLS3 CUSIP: P8T12X108
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADD ARTICLE 42 ISSUER YES FOR FOR
ISSUER: Smiles Fidelidade SA
TICKER: SMLS3 CUSIP: P8T12X108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #4: AMEND REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT FOR 2018
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #6: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #7: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT CONSTANTINO DE OLIVEIRA JUNIOR ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #8.2: ELECT JOAQUIM CONSTANTINO NETO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.3: ELECT RICARDO CONSTANTINO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.4: ELECT CLAUDIO EUGENIO STILLER GALEAZZI ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #8.5: ELECT LEONARDO PORCIUNCULA GOMES ISSUER NO N/A N/A
PEREIRA AS INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CASSIO CASSEB LIMA AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LEONARDO DE PAIVA ROCHA AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT LUCILA PRAZERES DA SILVA AS SHAREHOLDER NO N/A N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #9: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #10: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER NO N/A N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #11.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CONSTANTINO DE OLIVEIRA JUNIOR AS DIRECTOR
PROPOSAL #11.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAQUIM CONSTANTINO NETO AS DIRECTOR
PROPOSAL #11.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RICARDO CONSTANTINO AS DIRECTOR
PROPOSAL #11.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO EUGENIO STILLER GALEAZZI AS DIRECTOR
PROPOSAL #11.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LEONARDO PORCIUNCULA GOMES PEREIRA AS
INDEPENDENT DIRECTOR
PROPOSAL #11.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CASSIO CASSEB LIMA AS INDEPENDENT DIRECTOR
PROPOSAL #11.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LEONARDO DE PAIVA ROCHA AS INDEPENDENT DIRECTOR
PROPOSAL #11.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUCILA PRAZERES DA SILVA AS DIRECTOR APPOINTED
BY MINORITY SHAREHOLDER
PROPOSAL #12: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #14: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Smiles Fidelidade SA
TICKER: SMLS3 CUSIP: P8T12X108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: SMU SA
TICKER: SMU CUSIP: P8719A105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE MEMBERS FOR FY 2019 AND PRESENT REPORT ON
DIRECTORS' EXPENSES FOR FY 2018
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND PRESENT THEIR REPORT ON ACTIVITIES AND
EXPENSES
PROPOSAL #5: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.72 PER SHARE
PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sobha Limited
TICKER: 532784 CUSIP: Y806AJ100
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAVI PNC MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Sobha Ltd.
TICKER: 532784 CUSIP: Y806AJ100
MEETING DATE: 3/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RAMACHANDRA VENKATASUBBA RAO TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Sociedad de Inversiones Oro Blanco SA
TICKER: OROBLANCO CUSIP: P8716G105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.00004 PER SHARE
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: PRESENT REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #9: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sociedad Quimica y Minera de Chile SA
TICKER: SQM.B CUSIP: 833635105
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT AUDITORS, ACCOUNT INSPECTORS AND ISSUER YES FOR FOR
RISK ASSESSMENT COMPANIES
PROPOSAL #3: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #8A: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #8B: ELECT LAURENCE GOLBORNE AS DIRECTOR ISSUER YES FOR FOR
REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE MATTERS RELATED TO DIRECTORS' ISSUER YES FOR FOR
COMMITTEE, AUDIT COMMITTEE, CORPORATE GOVERNANCE
COMMITTEE AND HEALTH, SAFETY AND ENVIRONMENTAL
COMMITTEE
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sociedad Quimica y Minera de Chile SA
TICKER: SQM.B CUSIP: P8716X108
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT AUDITORS, ACCOUNT INSPECTORS AND ISSUER YES FOR FOR
RISK ASSESSMENT COMPANIES
PROPOSAL #3: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #8.a: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #8.b: ELECT LAURENCE GOLBORNE AS DIRECTOR ISSUER YES FOR FOR
REPRESENTING SERIES B SHAREHOLDERS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE MATTERS RELATED TO DIRECTORS' ISSUER YES FOR FOR
COMMITTEE, AUDIT COMMITTEE, CORPORATE GOVERNANCE
COMMITTEE AND HEALTH, SAFETY AND ENVIRONMENTAL
COMMITTEE
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Soda Sanayii A.S.
TICKER: SODA CUSIP: M9067M108
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN THE MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES AGAINST AGAINST
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #13: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Soft-World International Corp.
TICKER: 5478 CUSIP: Y80720108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Sogou, Inc.
TICKER: SOGO CUSIP: 83409V104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHARLES ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT XIAOCHUAN WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT YUXIN REN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT JOANNA LU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT BIN GAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JANICE LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JINMEI HE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: SOHO China Ltd.
TICKER: 410 CUSIP: G82600100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN ZHANG XIN MARITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUN QIANG CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HUANG JING SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sohu.com Ltd.
TICKER: SOHU CUSIP: 83410S108
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES ZHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZHONGHAN DENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVE DE YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS ZHONG TIAN ISSUER YES FOR FOR
LLP AS AUDITORS
ISSUER: Sok Marketler Ticaret AS
TICKER: SOKM CUSIP: M8T8CL101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Solara Active Pharma Sciences Limited
TICKER: SOLARA CUSIP: Y806JG107
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF ENTIRE ISSUER YES FOR FOR
SHAREHOLDING IN STRIDES CHEMICALS PRIVATE LIMITED
PROPOSAL #2: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #3: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS OF NON-RESIDENT INDIANS AND OVERSEAS
CITIZEN OF INDIA
ISSUER: Solara Active Pharma Sciences Ltd.
TICKER: 541540 CUSIP: Y806JG107
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT JITESH DEVENDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT S. HARIHARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT DEEPAK C VAIDYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NIRMAL P BHOGILAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT R. RAMAKRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT KAUSALYA SANTHANAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JITESH DEVENDRA AS MANAGING DIRECTOR
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S. HARIHARAN AS EXECUTIVE DIRECTOR-FINANCE
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
STRIDES PHARMA SCIENCE LIMITED
PROPOSAL #14: APPROVE SOLARA EMPLOYEE STOCK OPTION ISSUER YES FOR FOR
PLAN 2018 (SOLARA ESOP 2018)
PROPOSAL #15: APPROVE SOLARA EMPLOYEE STOCK OPTION ISSUER YES FOR FOR
PLAN 2018 (SOLARA ESOP 2018) TO THE EMPLOYEES OF
SUBSIDIARY COMPANIES
ISSUER: Solara Active Pharma Sciences Ltd.
TICKER: 541540 CUSIP: Y806JG107
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SOLARA EMPLOYEE STOCK OPTION PLAN ISSUER YES FOR FOR
2018
PROPOSAL #2: APPROVE GRANT OF OPTIONS TO JITESH ISSUER YES FOR FOR
DEVENDRA, MANAGING DIRECTOR
ISSUER: Solara Active Pharma Sciences Ltd.
TICKER: 541540 CUSIP: Y806JG107
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND CAPITAL CLAUSE IN MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
ON PREFERENTIAL BASIS
ISSUER: Solara Active Pharma Sciences Ltd.
TICKER: 541540 CUSIP: Y806JG107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Solareast Holdings Co., Ltd.
TICKER: 603366 CUSIP: Y4S4BA102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Sonae Sierra Brasil SA
TICKER: SSBR3 CUSIP: P8731D103
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CLOVIS AILTON MADEIRA AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND GILBERTO CARLOS RIGAMONTI AS
ALTERNATE
PROPOSAL #5.2: ELECT MARCOS GUAZELLI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND JALTON DORNELES DE SOUZA AS
PROPOSAL #5.3: ELECT EDUARDO CHRISTOVAM GALDI ISSUER YES FOR FOR
MESTIERI AS FISCAL COUNCIL MEMBER AND HENRIQUE BREDDA
AS ALTERNATE
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #7: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #8: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Sonae Sierra Brasil SA
TICKER: SSBR3 CUSIP: P8731D103
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY GLOBAL AUDITORES INDEPENDENTES AS ISSUER YES FOR FOR
THE INDEPENDENT FIRM TO APPRAISE PROPOSED
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND ALIANSCE SHOPPING CENTERS S.A.
PROPOSAL #4: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
ALIANSCE SHOPPING CENTERS S.A.
PROPOSAL #5: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Sonda SA
TICKER: SONDA CUSIP: P87262104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
OF CLP 5.37 PER SHARE AND FUTURE DIVIDEND POLICY
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION AND BUDGET OF DIRECTORS'
PROPOSAL #4: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #5: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #8: PRESENT REPORT ON PROCESSING, PRINTING, ISSUER YES FOR FOR
AND MAILING INFORMATION REQUIRED BY CHILEAN LAW
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Songcheng Performance Development Co., Ltd.
TICKER: 300144 CUSIP: Y30421104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE RESTRUCTURE OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO RESTRUCTURE OF SUBSIDIARY
ISSUER: Songcheng Performance Development Co., Ltd.
TICKER: 300144 CUSIP: Y30421104
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT HUANG HONGMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Songz Automobile Air Conditioning Co., Ltd.
TICKER: 2454 CUSIP: Y76847105
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Songz Automobile Air Conditioning Co., Ltd.
TICKER: 002454 CUSIP: Y76847105
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI GANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Songz Automobile Air Conditioning Co., Ltd.
TICKER: 2454 CUSIP: Y76847105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF CREDIT CONTRACT AND ISSUER YES FOR FOR
AUTHORIZATION OF BOARD TO HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Sonix Technology Co., Ltd.
TICKER: 5471 CUSIP: Y8071M101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Sonoscape Medical Corp.
TICKER: 300633 CUSIP: Y8077M105
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS, ISSUER YES FOR FOR
BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Sonoscape Medical Corp.
TICKER: 300633 CUSIP: Y8077M105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #9: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #11: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING BUSINESS
PROPOSAL #14: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
ISSUER: Sonoscape Medical Corp.
TICKER: 300633 CUSIP: Y8077M105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN CONSTRUCTION OF ISSUER YES FOR FOR
PRODUCTION FACTORY
ISSUER: Soochow Securities Co., Ltd.
TICKER: 601555 CUSIP: Y8074Z117
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SHEN GUANGJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Soochow Securities Co., Ltd.
TICKER: 601555 CUSIP: Y8074Z117
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ON PRIVATE PLACEMENT OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF SUBORDINATED BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.4: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.5: APPROVE ROLLOVER AND INTEREST RATE ISSUER YES FOR FOR
ADJUSTMENT
PROPOSAL #2.6: APPROVE RAISED FUNDS USAGE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AUTHORIZATION OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTION
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: APPROVE PRICE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #4.5: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.6: APPROVE USAGE OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #4.7: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4.8: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
ISSUER: Soochow Securities Co., Ltd.
TICKER: 601555 CUSIP: Y8074Z117
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #9.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #9.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #9.7: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #9.9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9.1: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT HUANG YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Soochow Securities Co., Ltd.
TICKER: 601555 CUSIP: Y8074Z117
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RIGHTS ISSUANCE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING RIGHT ISSUE SCHEME
ISSUER: Sotech Smarter Equipment Co., Ltd.
TICKER: 300173 CUSIP: Y8074Q109
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL CONFIRMATION OF ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE USE OF REMAINING EXCESS RAISED ISSUER YES FOR FOR
FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Sotech Smarter Equipment Co., Ltd.
TICKER: 300173 CUSIP: Y8074Q109
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG GUIYIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT HUANG YIYANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Sou Yu Te Group Co., Ltd.
TICKER: 002503 CUSIP: Y209B8100
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF
INDIRECT CONTROLLED SUBSIDIARY JIANGXI AGGREGATION
TRADE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF
INDIRECT CONTROLLED SUBSIDIARY GUANGZHOU JIYATE
SUPPLY CHAIN MANAGEMENT CO., LTD.
ISSUER: Sou Yu Te Group Co., Ltd.
TICKER: 002503 CUSIP: Y209B8100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
COMPREHENSIVE BANK CREDIT LINE APPLICATION OF WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
FACTORING BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Sou Yu Te Group Co., Ltd.
TICKER: 2503 CUSIP: Y209B8100
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MA HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WU JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIAO GANGYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XU ZHENGZHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XU CHENGFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHOU SHIQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG JIA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHAI HAIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HUANG XIAOYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Sou Yu Te Group Co., Ltd.
TICKER: 2503 CUSIP: Y209B8100
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WHOLLY-OWNED SUBSIDIARY TO CARRY ISSUER YES FOR FOR
OUT TRUST RECEIPT LOAN AND COMPANY'S PROVISION OF
GUARANTEE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO CREDIT ISSUER YES FOR FOR
LINE OF WHOLLY OWNED SUBSIDIARY
ISSUER: Sou Yu Te Group Co., Ltd.
TICKER: 2503 CUSIP: Y209B8100
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #13.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #13.4: APPROVE EXISTING PERIOD OF THE BOND ISSUER YES FOR FOR
PROPOSAL #13.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #13.6: APPROVE PERIOD AND METHOD OF ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #13.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #13.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #13.9: APPROVE DOWNWARD ADJUSTMENT OF SHARE ISSUER YES FOR FOR
CONVERSION
PROPOSAL #13.1: APPROVE DETERMINATION METHOD OF ISSUER YES FOR FOR
NUMBER OF SHARE CONVERSION
PROPOSAL #13.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #13.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #13.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
SHARE CONVERSION
PROPOSAL #13.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #13.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #13.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #13.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #13.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #13.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #15: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #17: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #18: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #20: APPROVE ADJUSTMENT ON FASHION INDUSTRY ISSUER YES FOR FOR
SUPPLY CHAIN HEADQUARTERS PROJECT
ISSUER: South Huiton Co., Ltd.
TICKER: 000920 CUSIP: Y8090H109
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AGREEMENT AND PROJECTED DAILY RELATED-
PARTY TRANSACTIONS AMOUNT
ISSUER: South Huiton Co., Ltd.
TICKER: 000920 CUSIP: Y8090H109
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY CONTROLLING SHAREHOLDER TO COMPANY
ISSUER: South Huiton Co., Ltd.
TICKER: 000920 CUSIP: Y8090H109
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT HUANG JIXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CAI ZHIQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG LIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.2: ELECT CAI DONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4.1: ELECT LEI YINGYONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT LIU YUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: South Huiton Co., Ltd.
TICKER: 000920 CUSIP: Y8090H109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: South Huiton Co., Ltd.
TICKER: 920 CUSIP: Y8090H109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU PU AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Southern Province Cement Co.
TICKER: 3050 CUSIP: M8479W118
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE INTERIM DIVIDENDS OF SAR 1 FOR ISSUER YES FOR FOR
Q1 AND Q2 OF 2018
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1 FOR ISSUER YES FOR FOR
Q3 AND Q4 OF 2018
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
ISSUER: Southern Publishing & Media Co. Ltd.
TICKER: 601900 CUSIP: Y8088P105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TAN JUNTIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Southern Publishing & Media Co. Ltd.
TICKER: 601900 CUSIP: Y8088P105
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TAN JUNTIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT DU CHUANGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YE HE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT HE ZUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XU WENQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT CHEN YUMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIN YUMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIN ZEJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIN BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG YONGFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN XIAOHONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Southern Publishing & Media Co. Ltd.
TICKER: 601900 CUSIP: Y8088P105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
GUANGDONG GUANGHONG HOLDINGS CO., LTD.
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Southwest Securities Co., Ltd.
TICKER: 600369 CUSIP: Y8103U105
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO ANNUAL EXTERNAL ISSUER YES AGAINST AGAINST
DONATIONS
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #3: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Southwest Securities Co., Ltd.
TICKER: 600369 CUSIP: Y8103U105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NI YUEMIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT XU PING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Southwest Securities Co., Ltd.
TICKER: 600369 CUSIP: Y8103U105
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION ON ISSUANCE OF ISSUER YES FOR FOR
DOMESTIC AND FOREIGN DEBT FINANCING INSTRUMENTS
ISSUER: Southwest Securities Co., Ltd.
TICKER: 600369 CUSIP: Y8103U105
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHONGQING YUFU HOLDING GROUP CO., LTD. AND CHONGQING
YUFU ASSET MANAGEMENT GROUP CO., LTD.
PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHONGQING JIANGBEIZUI CENTRAL BUSINESS DISTRICT
INVESTMENT GROUP CO., LTD.
PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA JIANYIN INVESTMENT CO., LTD.
PROPOSAL #6.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHONGQING URBAN CONSTRUCTION INVESTMENT (GROUP) CO.,
LTD.
PROPOSAL #6.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHONGQING EXPRESSWAY GROUP CO., LTD
PROPOSAL #6.6: APPROVE TRANSACTIONS WITH OTHER ISSUER YES FOR FOR
RELATED PARTIES
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Souyute Group Co.,Ltd.
TICKER: 002503 CUSIP: Y209B8100
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Spar Group Ltd.
TICKER: SPP CUSIP: S8050H104
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MIKE HANKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MARANG MASHOLOGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH SHARALENE RANDELHOFF AS
THE DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT MARANG MASHOLOGU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT HARISH MEHTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT ANDREW WALLER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: RE-ELECT CHRISTOPHER WELLS AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE EMPLOYEE
SHARE TRUST (2004)
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO THE
CONDITIONAL SHARE PLAN
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
ISSUER: SPCG Public Co. Ltd.
TICKER: SPCG CUSIP: Y8118C124
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE PERFORMANCE REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES FOR THE YEAR 2019
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
(BONUS) FOR THE YEAR 2018
PROPOSAL #7.1: ELECT WANDEE KHUNCHORNYAKONG JULJARERN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7.2: ELECT JIRAKOM PADUMANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT WANCHAI WISUTTINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Spencer's Retail Limited
TICKER: 542337 CUSIP: Y7178H114
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY SHARES OF ISSUER YES FOR FOR
NATURES BASKET LIMITED
ISSUER: SPIC Dongfang New Energy Corp.
TICKER: 000958 CUSIP: Y7789P109
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG TENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: SPIC Dongfang New Energy Corp.
TICKER: 958 CUSIP: Y7789P109
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF LOAN FROM NATIONAL ISSUER YES FOR FOR
POWER INVESTMENT GROUP HEBEI ELECTRIC POWER CO., LTD.
PROPOSAL #2: APPROVE ACCOUNTS RECEIVABLE ASSET-BACKED ISSUER YES FOR FOR
PLAN
ISSUER: SPIC Dongfang New Energy Corp.
TICKER: 958 CUSIP: Y7789P109
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET AND LIABILITY ISSUER YES FOR FOR
RESTRUCTURING OF XINHUA THERMOELECTRICITY
PROPOSAL #2: APPROVE CAPITAL INCREASE IN LIANGCUN ISSUER YES FOR FOR
THERMAL POWER BY GONGYIN INVESTMENT
PROPOSAL #3: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #4: APPROVE SIGNING OF BALANCE COMPLEMENT ISSUER YES FOR FOR
AGREEMENT
ISSUER: SPIC Dongfang New Energy Corp.
TICKER: 958 CUSIP: Y7789P109
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: SPIC Dongfang New Energy Corp.
TICKER: 000958 CUSIP: Y7789P109
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE ACQUIRED TEMPORARY BORROWING ISSUER YES FOR FOR
FUNDS FROM NATIONAL POWER INVESTMENT GROUP HEBEI
ELECTRIC POWER CO., LTD.
PROPOSAL #8: APPROVE LOAN APPLICATION FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTIONS
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
ISSUER: SPIC Yuanda Environmental-Protection Co., Ltd.
TICKER: 600292 CUSIP: Y1584R105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION ESTIMATES
PROPOSAL #3: ELECT ZHAO XINYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ZHANG ZHENPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: SPIC Yuanda Environmental-Protection Co., Ltd.
TICKER: 600292 CUSIP: Y1584R105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: SPIC Yuanda Environmental-Protection Co.,Ltd.
TICKER: 600292 CUSIP: Y1584R105
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT INVESTMENT IN CONSTRUCTION ISSUER YES FOR FOR
OF 1000KT/A ALUMINA ENGINEERING ENVIRONMENTAL
PROTECTION FACILITIES
ISSUER: Sporton International Inc.
TICKER: 6146 CUSIP: Y8129X109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT TA-JEN WU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
76 AS INDEPENDENT DIRECTOR
ISSUER: Spring Airlines Co., Ltd.
TICKER: 601021 CUSIP: Y8131G102
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PAR VALUE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE SPECIAL ACCOUNTS FOR RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.9: APPROVE CREDIT STATUS AND SAFEGUARD ISSUER YES FOR FOR
MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.10: APPROVE UNDERWRITING AND LISTING OF ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE CORPORATE BOND
ISSUANCE
PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #5: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ADDITIONAL 2018 ENTRUSTED ISSUER YES FOR FOR
FINANCIAL PRODUCT INVESTMENT AMOUNT
PROPOSAL #7: APPROVE DRAFT AND SUMMARY OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #8: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Spring Airlines Co., Ltd.
TICKER: 601021 CUSIP: Y8131G102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES AGAINST AGAINST
INVESTMENTS
PROPOSAL #13: APPROVE GENERAL AUTHORIZATION ON ISSUER YES FOR FOR
ISSUANCE OF FOREIGN DEBT FINANCING INSTRUMENTS
ISSUER: Square Technology Group Co., Ltd.
TICKER: 603339 CUSIP: Y619AX106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #2: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RE-ADJUSTMENT TO REPURCHASE ISSUER YES FOR FOR
PRICE OF PERFORMANCE SHARES
PROPOSAL #5: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
GRANTED BUT NOT YET UNLOCKED PERFORMANCE SHARES
PROPOSAL #6: APPROVE ADJUSTMENT TO REPURCHASE PRICE ISSUER YES FOR FOR
OF PERFORMANCE SHARES
ISSUER: Square Technology Group Co., Ltd.
TICKER: 603339 CUSIP: Y619AX106
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Square Technology Group Co., Ltd.
TICKER: 603339 CUSIP: Y619AX106
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE STANDARDS OF ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE SETTLEMENT AND SALE FORWARD ISSUER YES FOR FOR
TRANSACTION BUSINESS
PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: SRE Group Limited
TICKER: 1207 CUSIP: G8403X106
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT PENG XINKUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHEN DONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHEN CHAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT QIN WENYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT JIANG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: SREI Infrastructure Finance Ltd
TICKER: 523756 CUSIP: Y8133H116
MEETING DATE: 7/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HEMANT KANORIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: ELECT MALAY MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAM KRISHNA AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF NON-CONVERTIBLE DEBT ISSUER YES FOR FOR
SECURITIES ON PRIVATE PLACEMENT BASIS
ISSUER: SREI Infrastructure Finance Ltd.
TICKER: 523756 CUSIP: Y8133H116
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SRINIVASACHARI RAJAGOPAL TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON EXECUTIVE AND INDEPENDENT
DIRECTOR
ISSUER: SRF Limited
TICKER: 503806 CUSIP: Y8133G134
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT MEENAKSHI GOPINATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, NEW DELHI AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REELECT VINAYAK CHATTERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT LAKSHMINARAYAN LAKSHMAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7: REELECT TEJPREET SINGH CHOPRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT VELLAYAN SUBBIAH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: REELECT PRAMOD BHASIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #11: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
ISSUER: Sri Trang Agro-Industry Public Co. Ltd.
TICKER: STA CUSIP: Y81375217
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE PERFORMANCE RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE DIVIDEND PAYMENT AND ACKNOWLEDGE ISSUER YES FOR FOR
INTERIM DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT ANUSRA CHITTMITTRAPAP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHALERMPOP KHANJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT KRIANG YANYONGDILOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT CHAIYOS SINCHAROENKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Srisawad Corp. Public Co. Ltd.
TICKER: SAWAD CUSIP: Y81387105
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT DECREASE IN REGISTERED CAPITAL
PROPOSAL #4: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES ON A PRIVATE PLACEMENT BASIS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Srisawad Corp. Public Co. Ltd.
TICKER: SAWAD CUSIP: Y81387105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #7.1: ELECT VINAI VITTAVASGARNVEJ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT SUMATE MANEEWATTANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT VEERA VEERAKOOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT PRAYONG SAENNUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #10: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: SSY Group Limited
TICKER: 2005 CUSIP: G8406X103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT QU JIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT WANG YIBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: St. Shine Optical Co., Ltd.
TICKER: 1565 CUSIP: Y8176Z106
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT GU SU-MEI, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
7, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT XIE YU-YAN, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
8, AS NON-INDEPENDENT DIRECTOR
ISSUER: Stadio Holdings Ltd.
TICKER: SDO CUSIP: S8059D104
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MATHUKANA MOKOKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT NICO DE WAAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ROJIE KISTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ROLF STUMPF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MATHUKANA MOKOKA AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT ROJIE KISTEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT DOUGLAS RAMAPHOSA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT DAWID DE JAGER AS
DESIGNATED AUDITOR
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES AGAINST AGAINST
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Staidson (Beijing) Biopharmaceuticals Co., Ltd.
TICKER: 300204 CUSIP: Y8138L104
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHOU ZHIWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GU ZHENQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHEN HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG RONGQIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT MA LINA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHAO JIALIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SUN YING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT GONG ZHAOLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG HONGSHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YE QING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
PROPOSAL #5: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Staidson (Beijing) Biopharmaceuticals Co., Ltd.
TICKER: 300204 CUSIP: Y8138L104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND THE ISSUER YES FOR FOR
PROPORTION OF THE TOTAL SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Staidson (Beijing) Biopharmaceuticals Co., Ltd.
TICKER: 300204 CUSIP: Y8138L104
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #9: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AS WELL AS ADJUSTMENT ON TOTAL
AMOUNT AND IMPLEMENTATION PROGRESS OF FUND-RAISING
INVESTMENT PROJECT
PROPOSAL #10: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Standard Bank Group Ltd.
TICKER: SBK CUSIP: S80605140
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2018
PROPOSAL #2.1: RE-ELECT GERALDINE FRASER-MOLEKETI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: RE-ELECT MARTIN ODUOR-OTIENO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: RE-ELECT ANDRE PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT MYLES RUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT PETER SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.2: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED NON- ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED ISSUER YES FOR FOR
PREFERENCE SHARE CAPITAL
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #10.1: REPORT TO SHAREHOLDERS ON THE SHAREHOLDER YES AGAINST FOR
COMPANY'S ASSESSMENT OF GREENHOUSE GAS EMISSIONS
RESULTING FROM ITS FINANCING PORTFOLIO
PROPOSAL #10.2: ADOPT AND PUBLICLY DISCLOSE A POLICY SHAREHOLDER YES AGAINST FOR
ON LENDING TO COAL-FIRED POWER PROJECTS AND COAL
MINING OPERATIONS
ISSUER: Standard Foods Corp.
TICKER: 1227 CUSIP: Y8151Z105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT XUAN JIAN SHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF MU DE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
101183 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT CAO DE FENG, REPRESENTATIVE OF ISSUER YES FOR FOR
MU DE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
101183 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT CAO DE HUA, REPRESENTATIVE OF MU ISSUER YES FOR FOR
DE INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 101183
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT CAO BO RUI, REPRESENTATIVE OF ISSUER YES FOR FOR
CHANG HUI CO., LTD., WITH SHAREHOLDER NO. 23899 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT ZHANG ZHONG BEN WITH ID NO. ISSUER YES FOR FOR
D100235XXX (D100235794) AS INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT ZHOU ZONG QI WITH ID NO. ISSUER YES FOR FOR
Q100668XXX (Q100668097) AS INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT JIANG FENG NIAN WITH ID NO. ISSUER YES FOR FOR
Q120123XXX (Q120123160) AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE THE ELECTED 13TH ISSUER YES FOR FOR
DIRECTORS FROM NON-COMPETITION RESTRICTIONS UNDER
SAME BUSINESS CATEGORY
ISSUER: Stanley Agricultural Group Co., Ltd.
TICKER: 2588 CUSIP: Y8151R103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
RISK INVESTMENT
PROPOSAL #13.1: APPROVE EXPAND IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLE OF ASSOCIATION
PROPOSAL #13.2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION IN CONNECTION TO LISTED COMPANY
GOVERNANCE GUIDELINES
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Star Petroleum Refining Public Co. Ltd.
TICKER: SPRC CUSIP: Y8162W117
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT TIMOTHY ALAN POTTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT PLIU MANGKORNKANOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN SIZE OF BOARD FROM 7 ISSUER YES FOR FOR
TO 8 AND ELECT KAMONWAN WIPULAKORN AS DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
ISSUER: State Bank of India
TICKER: 500112 CUSIP: Y8155P103
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: State Bank of India
TICKER: 500112 CUSIP: Y8155P103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: Steel Authority of India Ltd.
TICKER: 500113 CUSIP: Y8166R114
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: REELECT G. VISHWAKARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT CA KARTAR SINGH CHAUHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT NARENDRA KUMAR TANEJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ATUL SRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HARINAND RAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS AND APPROVE PLEDGING OF ASSETS FOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Steinhoff Africa Retail Limited
TICKER: SRR CUSIP: S8216S101
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO PEPKOR ISSUER YES FOR FOR
HOLDINGS LIMITED
PROPOSAL #1: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Steyr Motors Corp.
TICKER: 760 CUSIP: Y3746V107
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Steyr Motors Corp.
TICKER: 000760 CUSIP: Y3746V107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE FINANCIAL AUDIT REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXPENDITURE ON ENGINE ISSUER YES FOR FOR
DEVELOPMENT PROJECT
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: STO Express Co., Ltd.
TICKER: 002468 CUSIP: Y988B5105
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: STO Express Co., Ltd.
TICKER: 2468 CUSIP: Y988B5105
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #4: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #4.6: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #4.7: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.9: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE CREDIT SITUATION AND SAFEGUARD ISSUER YES FOR FOR
MEASURES FOR DEBT REPAYMENT
PROPOSAL #4.11: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
AND ULTRA SHORT-TERM FINANCING BILLS
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: STO Express Co., Ltd.
TICKER: 2468 CUSIP: Y988B5105
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2019 DAILY RELATED-PARTY
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHEN XIANGYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE CHANGES IN COMMITMENTS OF SHAREHOLDER YES FOR FOR
CONTROLLING SHAREHOLDERS
ISSUER: Strides Pharma Science Ltd.
TICKER: 532531 CUSIP: Y8175G117
MEETING DATE: 9/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT BADREE KOMANDUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ARUN KUMAR AS EXECUTIVE DIRECTOR
PROPOSAL #5: APPROVE HOMI RUSTAM KHUSROKHAN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE LOANS, GUARANTEES, SECURITIES TO ISSUER YES AGAINST AGAINST
STELIS BIOPHARMA PRIVATE LIMITED, AN ASSOCIATE
ISSUER: Strides Pharma Science Ltd.
TICKER: 532531 CUSIP: Y8175G117
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF AUSTRALIAN ISSUER YES FOR FOR
BUSINESS
PROPOSAL #2: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH SOLARA ACTIVE PHARMA SCIENCES
ISSUER: SUFA Technology Industry Co., Ltd., CNNC
TICKER: 777 CUSIP: Y9890N106
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: SUFA Technology Industry Co., Ltd., CNNC
TICKER: 777 CUSIP: Y9890N106
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG GUOWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT CHEN GUANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: SUFA Technology Industry Co., Ltd., CNNC
TICKER: 000777 CUSIP: Y9890N106
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PENG XINYING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG GUOWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN JIANPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LI HONGBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LEI YINGJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU JINHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG DEZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHENG HONGTAO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT TANG HAIYAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN GUANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN GANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: SUFA Technology Industry Co., Ltd., CNNC
TICKER: 000777 CUSIP: Y9890N106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Sui Northern Gas Pipelines Ltd.
TICKER: SNGP CUSIP: Y8184G108
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #3: APPROVE CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sui Southern Gas Co. Ltd.
TICKER: SSGC CUSIP: Y8184N103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #3: APPROVE DELOITTE YOUSUF ADIL AS AUDITORS ISSUER YES AGAINST AGAINST
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION RE: QUORUM ISSUER YES FOR FOR
REQUIREMENTS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION RE: E- ISSUER YES FOR FOR
VOTING
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION RE: VIDEO ISSUER YES FOR FOR
CONFERENCING
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
DISTRIBUTION OF NOTICES TO MEMBERS
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Sul America SA
TICKER: SULA11 CUSIP: P87993120
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PATRICK ANTONIO CLAUDE DE LARRAGOITI LUCAS AS
DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS INFANTE SANTOS DE CASTRO AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DAVID LORNE LEVY AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ISABELLE ROSE MARIE DE SEGUR LAMOIGNON AS
DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JORGE HILARIO GOUVEA VIEIRA AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MICHAEL FRANCIS BACON AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PIERRE CLAUDE PERRENOUD AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RENATO RUSSO AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ROMEU CORTES DOMINGUES AS DIRECTOR
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT WALTER ROBERTO DE OLIVEIRA LONGO AS DIRECTOR
PROPOSAL #9: WOULD YOU LIKE TO REQUEST A SEPARATE ISSUER NO N/A N/A
MINORITY ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #10: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #11: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #12: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #13: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER NO N/A N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #14: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #15: DO YOU WISH TO REQUEST INSTALLATION OF ISSUER NO N/A N/A
A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Sun International Ltd.
TICKER: SUI CUSIP: S8250P120
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT VUSI KHANYILE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT JABU MABUZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT SAM SITHOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ZIMKHITHA ZATU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT PETER BACON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT LEON CAMPHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DR LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH JOHAN
POTGIETER AS THE DESIGNATED INDIVIDUAL AUDITOR
PROPOSAL #4.1: RE-ELECT PETER BACON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT LEON CAMPHER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT ENRIQUE CIBIE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT CAROLINE HENRY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.5: ELECT ZIMKHITHA ZATU AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #7: RATIFY ANY RESOLUTIONS OR AGREEMENTS OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS OF THE
COMPANY IN CONTRAVENTION OF SECTION 75 OF THE ACT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FEES OF NON-EXECUTIVE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FEES OF LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE FEES OF NON-EXECUTIVE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE FEES OF AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.2: APPROVE FEES OF AUDIT COMMITTEE MEMBER ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE FEES OF REMUNERATION COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.4: APPROVE FEES OF REMUNERATION COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #5.5: APPROVE FEES OF RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.6: APPROVE FEES OF RISK COMMITTEE MEMBER ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE FEES OF NOMINATION COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.8: APPROVE FEES OF NOMINATION COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #5.9: APPROVE FEES OF SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #5.1: APPROVE FEES OF SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #5.11: APPROVE FEES OF INVESTMENT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.12: APPROVE FEES OF INVESTMENT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #6: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Sun Pharma Advanced Research Company Ltd.
TICKER: SPARC CUSIP: Y8240G100
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SUDHIR V. VALIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Sun Pharmaceutical Industries Ltd.
TICKER: 524715 CUSIP: Y8523Y158
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT DILIP S. SHANGHVI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SUDHIR V. VALIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT VIVEK CHAAND SEHGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GAUTAM DOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SUDHIR V. VALIA AS WHOLE-TIME DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SAILESH T. DESAI AS WHOLE-TIME DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT OF KALYANASUNDARAM ISSUER YES FOR FOR
SUBRAMANIAN AS WHOLE-TIME DIRECTOR WITHOUT
PROPOSAL #10: APPROVE CONTINUATION OF DIRECTORSHIP OF ISSUER YES FOR FOR
ISRAEL MAKOV
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Sun Pharmaceutical Industries Ltd.
TICKER: 524715 CUSIP: Y8523Y158
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Sun TV Network Ltd.
TICKER: 532733 CUSIP: Y8295N133
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT K. VIJAYKUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Sun TV Network Ltd.
TICKER: 532733 CUSIP: Y8295N133
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT R. MAHESH KUMAR AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF R. MAHESH
KUMAR AS MANAGING DIRECTOR
PROPOSAL #2: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
K. VIJAYKUMAR AS WHOLE-TIME DIRECTOR DESIGNATED AS AN
EXECUTIVE DIRECTOR
PROPOSAL #3: ELECT KAVIYA KALANITHI MARAN AS DIRECTOR ISSUER YES FOR FOR
AND APPROVE APPOINTMENT AND REMUNERATION OF KAVIYA
KALANITHI MARAN AS WHOLE-TIME DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR
PROPOSAL #4: ELECT SRIDHAR VENKATESH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DESMOND HEMANTH THEODORE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT J. RAVINDRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT NICHOLAS MARTIN PAUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT M.K. HARINARAYANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT R. RAVIVENKATESH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE S. SELVAM TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE CONTINUATION OF PAYMENT OF ISSUER YES AGAINST AGAINST
REMUNERATION TO KALANITHI MARAN AS WHOLE TIME
DIRECTOR DESIGNATED AS EXECUTIVE CHAIRMAN
PROPOSAL #13: APPROVE CONTINUATION OF PAYMENT OF ISSUER YES AGAINST AGAINST
REMUNERATION TO KAVERY KALANITHI AS WHOLE TIME
DIRECTOR DESIGNATED AS EXECUTIVE DIRECTOR
PROPOSAL #14: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Sunac China Holdings Ltd.
TICKER: 1918 CUSIP: G8569A106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT TIAN QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT HUANG SHUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT LI QIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT MA LISHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sundaram Finance Holdings Limited
TICKER: SUNDARMHLD CUSIP: Y8210G155
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HARSHA VIJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE R.G.N. PRICE & CO, CHARTERED ISSUER YES AGAINST AGAINST
ACCOUNTANTS, CHENNAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Sundaram Finance Holdings Ltd.
TICKER: SUNDARMHLD CUSIP: Y8210G155
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN SUBSIDIARIES, ISSUER YES FOR FOR
ASSOCIATES AND OTHER GROUP COMPANIES
ISSUER: Sundaram Finance Limited
TICKER: SUNDARMFIN CUSIP: Y8210G114
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECTED S. VIJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SUNDARAM & SRINIVASAN, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, CHENNAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: REELECTED S. RAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LOANS, GUARANTEES, SECURITIES ISSUER YES AGAINST AGAINST
AND/OR INVESTMENTS IN OTHER BODY CORPORATE
PROPOSAL #7: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Sundaram Finance Ltd.
TICKER: 590071 CUSIP: Y8210G114
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
ISSUER: Sundaram Finance Ltd.
TICKER: 590071 CUSIP: Y8210G114
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
PROPOSAL #2: REELECT P N VENKATACHALAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT S PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT SHOBHANA RAMACHANDHRAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT S MAHALINGAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF A N RAJU AS DIRECTOR (OPERATIONS)
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 000571 CUSIP: Y2981W101
MEETING DATE: 7/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 000571 CUSIP: Y2981W101
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE CANCELLATION OF PROVISION OF ISSUER YES FOR FOR
SHAREHOLDER EQUITY PLEDGE GUARANTEE
PROPOSAL #3: APPROVE EXEMPTION ON THE COMMITMENT OF ISSUER YES FOR FOR
CHEN YANGYOU TO INCREASE HIS SHAREHOLDINGS OF THE
COMPANY
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 571 CUSIP: Y2981W101
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 000571 CUSIP: Y2981W101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HE NI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN MIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 000571 CUSIP: Y2981W101
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
COMPANY
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Sundiro Holding Co., Ltd.
TICKER: 571 CUSIP: Y2981W101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS OF ISSUER YES FOR FOR
SHANGHAI SUNDIRO LOGISTICS CO., LTD. WITH SUNDIRO
HONDA MOTORCYCLE CO., LTD.
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HEILONGJIANG HENGYANG CATTLE INDUSTRY CO., LTD.
ISSUER: Sundram Fasteners Ltd.
TICKER: SUNDRMFAST CUSIP: Y8209Q131
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF SURESH KRISHNA ISSUER YES FOR FOR
AS CHAIRMAN AND NON-EXECUTIVE DIRECTOR
PROPOSAL #2: REELECT SURESH KRISHNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT K RAMESH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT R SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT B MUTHURAMAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Sundram Fasteners Ltd.
TICKER: 500403 CUSIP: Y8209Q131
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT ARATHI KRISHNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Sundram Fasteners Ltd.
TICKER: 500403 CUSIP: Y8209Q131
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF SURESH KRISHNA ISSUER YES FOR FOR
AS CHAIRMAN AND NON-EXECUTIVE DIRECTOR
PROPOSAL #2: ELECT NIRMALA LAKSHMAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Sundy Land Investment Co., Ltd.
TICKER: 600077 CUSIP: Y8836V107
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL PROVISION OF ISSUER YES AGAINST AGAINST
FINANCIAL ASSISTANCE AND RELATED-PARTY TRANSACTION
ISSUER: Sundy Land Investment Co., Ltd.
TICKER: 600077 CUSIP: Y8836V107
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO ASSOCIATE COMPANY
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO ASSOCIATE COMPANY AND RELATED-PARTY
ISSUER: Sundy Land Investment Co., Ltd.
TICKER: 600077 CUSIP: Y8836V107
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTERNAL PROVISION OF COUNTER- ISSUER YES FOR FOR
GUARANTEE
ISSUER: Sundy Land Investment Co., Ltd.
TICKER: 600077 CUSIP: Y8836V107
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
EXERCISE DECISION-MAKING POWER OVER COMPANY'S
SEPARATE OR JOINT PARTICIPATION IN BIDDING FOR LAND
PROPOSAL #8: APPROVE PURCHASE OF FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF LOAN BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE GUARANTEE AND RELATED ISSUER YES AGAINST AGAINST
AUTHORIZATIONS
PROPOSAL #12: APPROVE MUTUAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE BUSINESS PARTNER PROJECT AND ISSUER YES FOR FOR
INVESTMENT MANAGEMENT MEASURES
PROPOSAL #14: APPROVE JOINT INVESTMENT WITH RELATED ISSUER YES FOR FOR
PARTY
PROPOSAL #15: APPROVE PROVISION OF LOAN TO SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT YU JIANWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT WANG QINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT CHEN ZHENNING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.4: ELECT ZHENG XILIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.1: ELECT HUA MIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT DU XINGQIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT ZHENG JINDU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT ZHU YIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT ZHU JIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sundy Land Investment Co., Ltd.
TICKER: 600077 CUSIP: Y8836V107
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT ON PROPERTY ISSUER YES AGAINST AGAINST
INVESTMENT PLAN
PROPOSAL #3: APPROVE EXTERNAL PROVISION OF COUNTER ISSUER YES FOR FOR
GUARANTEE
ISSUER: Sunflower Pharmaceutical Group Co., Ltd.
TICKER: 2737 CUSIP: Y8T8A8109
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF RAISED FUNDS TO REPLENISH ISSUER YES FOR FOR
WORKING CAPITAL
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
ISSUER: Sunflower Pharmaceutical Group Co., Ltd.
TICKER: 2737 CUSIP: Y8T8A8109
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUAN YUXIU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Sunflower Pharmaceutical Group Co., Ltd.
TICKER: 002737 CUSIP: Y8T8A8109
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION AND PROVISION OF GUARANTEE
ISSUER: Sungrow Power Supply Co Ltd.
TICKER: 300274 CUSIP: Y8211M102
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sungrow Power Supply Co., Ltd.
TICKER: 300274 CUSIP: Y8211M102
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #2: APPROVE ADJUSTMENTS ON PERFORMANCE SHARE ISSUER YES FOR FOR
REPURCHASE PRICE AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FENGTAI COUNTY FUYANG NEW ENERGY POWER GENERATION
CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WEISHAN COUNTY GUOYANG NEW ENERGY POWER GENERATION
CO., LTD.
ISSUER: Sungrow Power Supply Co., Ltd.
TICKER: 300274 CUSIP: Y8211M102
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL COOPERATION IN NEW ISSUER YES FOR FOR
ENERGY INDUSTRIAL INVESTMENT FUND AND GUARANTEE
PROVISION BY COMPANY
PROPOSAL #2: APPROVE ADDITIONAL HOME PHOTOVOLTAIC ISSUER YES FOR FOR
FINANCING BUSINESS COOPERATION PARTNER AND GUARANTEE
PROVISION
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO FOREIGN ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #5: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #7.1: APPROVE PLAN GOAL AND PRINCIPLE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #7.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF SHARES
PROPOSAL #7.5: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD
PROPOSAL #7.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #7.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #7.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #7.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #7.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #7.13: APPROVE PRINCIPLE OF RESTRICTED STOCK ISSUER YES FOR FOR
REPURCHASE CANCELLATION
PROPOSAL #8: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sungrow Power Supply Co., Ltd.
TICKER: 300274 CUSIP: Y8211M102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #11: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Suning Universal Co., Ltd.
TICKER: 000718 CUSIP: Y8234T100
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Suning Universal Co., Ltd.
TICKER: 000718 CUSIP: Y8234T100
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Suning.com Co Ltd
TICKER: 002024 CUSIP: Y82211106
MEETING DATE: 7/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Suning.com Co., Ltd.
TICKER: 002024 CUSIP: Y82211106
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #4: APPROVE PROVISION OF PERFORMANCE ISSUER YES FOR FOR
GUARANTEE FOR CONTROLLED SUBSIDIARY
ISSUER: Suning.com Co., Ltd.
TICKER: 2024 CUSIP: Y82211106
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: APPROVE FINANCE LEASE BUSINESS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISPOSAL OF AVAILABLE FOR SALE SHAREHOLDER YES FOR FOR
FINANCIAL ASSETS
PROPOSAL #7: APPROVE ADDITIONAL USAGE OF OWN FUNDS SHAREHOLDER YES FOR FOR
FOR INVESTMENT IN FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE CHANGE IN THE IMPLEMENTATION SHAREHOLDER YES FOR FOR
ENTITY OF THE RAISED FUNDS INVESTMENT PROJECT
ISSUER: Suning.com Co., Ltd.
TICKER: 2024 CUSIP: Y82211106
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTRODUCING STRATEGIC INVESTORS ISSUER YES FOR FOR
INTO CONTROLLED SUBSIDIARY
ISSUER: Suning.com Co., Ltd.
TICKER: 2024 CUSIP: Y82211106
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #11: ELECT XU HONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #14: APPROVE PROVISION OF FINANCIAL SHAREHOLDER YES FOR FOR
ASSISTANCE TO SUBSIDIARY
ISSUER: Sunny Friend Environmental Technology Co., Ltd.
TICKER: 8341 CUSIP: Y8T409107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
ISSUER: Sunny Loan Top Co., Ltd.
TICKER: 600830 CUSIP: Y8300S101
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHAO SONGCHANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT XIA XINRONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT PAN NIHU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Sunny Loan Top Co., Ltd.
TICKER: 600830 CUSIP: Y8300S101
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHEJIANG XIANGYI FINANCE GUARANTEE CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHEJIANG XIANGYI LEASING CO., LTD.
PROPOSAL #9: APPROVE 2019 GUARANTEE BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 FINANCIAL INVESTMENT ISSUER YES FOR FOR
BUSINESS PLAN
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITORS AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
ISSUER: Sunny Optical Technology (Group) Company Limited
TICKER: 2382 CUSIP: G8586D109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SUN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHANG YUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT SHAO YANG DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
EXTERNAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Sunplus Technology Co., Ltd.
TICKER: 2401 CUSIP: Y83011109
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELEASE OF SHARES OF SUBSIDIARY ISSUER YES FOR FOR
AND TRANSFER OF SHARE SUBSCRIPTION RIGHTS TO
SHAREHOLDERS OF THE COMPANY
ISSUER: Sunplus Technology Co., Ltd.
TICKER: 2401 CUSIP: Y83011109
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Sunsea AIoT Technology Co., Ltd.
TICKER: 2313 CUSIP: Y8241Q107
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SONG DELIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT LIU MING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sunsea AIoT Technology Co., Ltd.
TICKER: 002313 CUSIP: Y8241Q107
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
ISSUER: Sunsea AIoT Technology Co., Ltd.
TICKER: 2313 CUSIP: Y8241Q107
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE THAT THE COMPANY DOES NOT NEED ISSUER YES FOR FOR
TO PRODUCE A REPORT ON THE USAGE OF PREVIOUSLY RAISED
FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF NEW SHARES
PROPOSAL #9: APPROVE FORMULATION OF RAISED FUNDS ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sunsea AIoT Technology Co., Ltd.
TICKER: 2313 CUSIP: Y8241Q107
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE SUMMARY OF THE ISSUER YES FOR FOR
AUDIT WORK
PROPOSAL #7: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT YANG YUXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE ADDITIONAL BORROWINGS FROM SHAREHOLDER YES FOR FOR
SHAREHOLDER AND RELATED-PARTY TRANSACTION
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO FUJIAN ISSUER YES FOR FOR
CHENXI REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JINGDEZHEN LONGTAI REAL ESTATE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO YICHUN ISSUER YES FOR FOR
ZHONGYE TIANGONG XIUJIANG REAL ESTATE CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CHENGDU BIGUIYUAN HEKANG REAL ESTATE CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO FUZHOU ISSUER YES FOR FOR
BIRONG REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SUZHOU ISSUER YES FOR FOR
HEDU REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TAIZHOU XINGSHENG REAL ESTATE DEVELOPMENT CO., LTD.
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF STOCK OPTION INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING STOCK OPTION
INCENTIVE PLAN
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY SUZHOU CHANGCHUANG REAL ESTATE CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY SUNSHINE CITY GANSU INDUSTRIAL CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY SHANGRAO GAOYUN REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY SHANGRAO MEIHAO REAL ESTATE
DEVELOPMENT CO., LTD.
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PENG XINKUANG NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY JIUJIANG BICHENG REAL ESTATE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY SHANGHAI FULITENG REAL ESTATE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY GUANGXI ZHONGQING YIJU INVESTMENT
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY RONGTAI (FUZHOU) REAL ESTATE
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STORAGE ISSUE OF SUPPLY CHAIN ISSUER YES FOR FOR
ASSET-BACKED PLAN
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
FULITENG REAL ESTATE
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO SHANGHAI ISSUER YES FOR FOR
JUANLONG REAL ESTATE
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO JINJIANG ISSUER YES FOR FOR
SUNSHINE CITY REAL ESTATE
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY LONGYAN JIAXIN REAL ESTATE DEVELOPMENT
CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY QINGYUAN ZEHUI LIYUAN REAL ESTATE CO.,
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY JI'AN RONGCHENG REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY YUEQING CHANGYUE PROPERTIES CO.,
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY YIXING JIASHI REAL ESTATE CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY CHONGQING GUANGJIN REAL ESTATE CO.,
LTD.
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY BEIJING FUXINGCHEN REAL ESTATE
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY CIXI XINGKUN PROPERTIES
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY HANDAN JINGUANG REAL ESTATE
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY YICHANG LONGTAI SUNSHINE CITY REAL ESTATE
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY ZHIZHOU XINSHENG WANBO PROPERTIES
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY SHANGHAI SANGXIANG ENTERPRISE MANAGEMENT
CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY GUANGXI JINCHUAN SUNSHINE CITY INDUSTRIAL
CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY ZHEJIANG SHANGLIN LAKE REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY ENPING KANGSHENG REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY GUANGXI LIYUAN BIOLOGICAL CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY JI'AN RONGCHENG REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY SUZHOU JIANHE REAL ESTATE
DEVELOPMENT CO., LTD.
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE GOAL AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL USED
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE EQUITY CHANGES FOLLOWING THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY SUZHOU HONGCHANG REAL ESTATE
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY XINJIANG GUANGHUAYANG REAL ESTATE
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY HANGZHOU KANGYIDE REAL ESTATE
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY QUANZHOU ZHENMAO REAL ESTATE
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE FINANCING FOR BASIC ASSETS USING ISSUER YES AGAINST AGAINST
REAL ESTATE PURCHASE RECEIVABLES
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO HANGZHOU ISSUER YES FOR FOR
JINZHENYANG REAL ESTATE AND SUZHOU XINWANYI
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY CHENGDU SHENGHUA REAL ESTATE
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY LONGYAN RONGHE REAL ESTATE
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY WUXI JINFENG INVESTMENT
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY BEIJING FUXINGCHENG REAL ESTATE
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY MEIZHOU SUNSHINE CITY REAL ESTATE
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY QIDONG FULITENG REAL ESTATE
PROPOSAL #4: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SUBSIDIARY SHENYANG GUANGYAO HENGRONG REAL ESTATE
PROPOSAL #5: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY BEIJING JINKE DEYUAN
PROPOSAL #6: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY FUZHOU ZHONGLONGTAI INDUSTRIAL
PROPOSAL #7: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY HANGZHOU HUAYU YERUI
PROPOSAL #8: APPROVE FINANCING PROVISION ISSUER YES FOR FOR
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO FUJIAN ISSUER YES FOR FOR
HONGHUI REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUNSHINE CITY GROUP SHAANXI INDUSTRIAL CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI JUANLONG REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TAIYUAN XINNAN CITY REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TAIYUAN CHANGFENG REAL ESTATE CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO XI'AN ISSUER YES FOR FOR
DIYA REAL ESTATE CO., LTD.
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO YIBIN ISSUER YES FOR FOR
YUMINGGUANG REAL ESTATE CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HANGZHOU HUAYUYERUI REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
RONGTAI (FUZHOU) REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #10: APPROVE FINANCING APPLICATION ISSUER YES FOR FOR
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY ANHUI YANGYAO GUANGCHENG REAL ESTATE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY GUIZHOU ZHONGSEN SUNSHINE REAL ESTATE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY YICHUN ZHONGYE TIANGONG XIUJIANG
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY DALIAN LONGHU ZEYING REAL ESTATE
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY DEQING JINHAO REAL ESTATE
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY HUZHOU XINCHENG YIJIE REAL ESTATE
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY JIAXING RONGGUANG REAL ESTATE
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ASSOCIATE COMPANY WENLING BINLING REAL ESTATE
PROPOSAL #9: APPROVE ESTABLISHMENT OF ASSET-BACKED ISSUER YES FOR FOR
NOTES (CMBN)
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
HANGZHOU YIXINCHENG REAL ESTATE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
MEIZHOU GUANGQI REAL ESTATE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHANGZHOU MEIYANG REAL ESTATE
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
GUANGXI TANGGU TONGGUANG INVESTMENT
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHONGQING JINKE JUNZHI REAL ESTATE
ISSUER: Sunshine City Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY YANGGUANG GROUP LANZHOU LIHUADAO REAL
ESTATE CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY NANJING WENLAN CHONGGUANG REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY DEQING JINYU REAL ESTATE CO.,
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY GECHENG (NANJING) REAL ESTATE
DEVELOPMENT CO., LTD.
ISSUER: Sunstone Development Co., Ltd.
TICKER: 603612 CUSIP: Y8241X102
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CONVERSION PRICE RULES AND ITS ISSUER YES FOR FOR
ADJUSTMENTS
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND DURING THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2.19: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Sunstone Development Co., Ltd.
TICKER: 603612 CUSIP: Y8241X102
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
ISSUER: Sunstone Development Co., Ltd.
TICKER: 603612 CUSIP: Y8241X102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH SHANDONG WEIQIAO LVDIAN LIMITED COMPANY
PROPOSAL #10.2: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH TIANJIN LANGTONG INTERNATIONAL TRADING CO., LTD.
PROPOSAL #11: APPROVE FINANCING PLAN AND RELATED ISSUER YES AGAINST AGAINST
AUTHORIZATIONS
PROPOSAL #12: APPROVE EXTERNAL GUARANTEE AND RELATED ISSUER YES AGAINST AGAINST
AUTHORIZATIONS
ISSUER: Suntak Technology Co., Ltd.
TICKER: 002815 CUSIP: Y774CC103
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHONG MINGXIA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE BANK CREDIT LINE AND GUARANTEE ISSUER YES FOR FOR
ISSUER: Suntak Technology Co., Ltd.
TICKER: 002815 CUSIP: Y774CC103
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Sunvim Group Co., Ltd.
TICKER: 2083 CUSIP: Y8295P104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sunvim Group Co., Ltd.
TICKER: 002083 CUSIP: Y8295P104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF SUBSIDIARY ISSUER YES FOR FOR
ISSUER: Sunvim Group Co., Ltd.
TICKER: 2083 CUSIP: Y8295P104
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTARY REVIEW OF OTHER ISSUER YES FOR FOR
PAYABLES OF GAOMI CITY FURI REAL ESTATE CO., LTD.
PROPOSAL #2: APPROVE CONSIDERATION OF OTHER PAYABLES ISSUER YES FOR FOR
REPAYMENT OF GAOMI CITY FURI REAL ESTATE CO., LTD.
ISSUER: Sunvim Group Co., Ltd.
TICKER: 2083 CUSIP: Y8295P104
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY SHAREHOLDER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF CONVERTIBLE BONDS ISSUANCE
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 2097 CUSIP: Y37673111
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PLAN ISSUER YES AGAINST AGAINST
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 002097 CUSIP: Y37673111
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF RIDE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEED FINANCIAL PRODUCT
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 2097 CUSIP: Y37673111
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 002097 CUSIP: Y37673111
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 2097 CUSIP: Y37673111
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #11: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 2097 CUSIP: Y37673111
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT HE QINGHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XIA ZHIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT FU XIANGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT XIONG DAOGUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT JIANG ZHIQIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LV AIWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SU ZIMENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI HUANRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT WANG JIANMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CHEN QIANGEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT HUANG JING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Sunward Intelligent Equipment Co. Ltd.
TICKER: 002097 CUSIP: Y37673111
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Sunway Berhad
TICKER: 5211 CUSIP: Y8309C115
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT RAZMAN M HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEW CHEE KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WONG CHIN MUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DIVIDEND REINVESTMENT SCHEME
ISSUER: Sunway Construction Group Berhad
TICKER: 5263 CUSIP: Y83096100
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #3: ELECT GOH CHYE KOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SIOW KIM LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BDO PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Sunway Real Estate Investment Trust
TICKER: 5176 CUSIP: Y83099104
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE IMPLEMENTATION OF UNITHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Sunway Real Estate Investment Trust
TICKER: 5176 CUSIP: Y83099104
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY RHB TRUSTEES ISSUER YES FOR FOR
BERHAD THE SUBJECT LANDS AND BUILDINGS FROM SUNWAY
DESTINY SDN. BHD.
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO EMPLOYEE SHARE PURCHASE PLAN
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: APPROVE APPLICATION OF CREDIT LINES FROM ISSUER YES AGAINST AGAINST
BANK AND OTHER FINANCIAL INSTITUTIONS
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS IN THE IMPLEMENTING ISSUER YES FOR FOR
ENTITY, LISTING EXCHANGE, ISSUE MANNER, AND OVERALL
RAISED FUND VALUE OF THE SHARES OFFERED FOR RAISING
FUNDS
PROPOSAL #2: APPROVE FOREIGN INVESTMENT OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE INCREASE IN CAPITAL OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARIES AND THEIR SUBSIDIARIES
ISSUER: Sunwoda Electronic Co., Ltd.
TICKER: 300207 CUSIP: Y8309D105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Sunyard System Engineering Co., Ltd.
TICKER: 600571 CUSIP: Y3043B101
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION FOR DISPOSAL OF ISSUER YES FOR FOR
AVAILABLE FOR SALE FINANCIAL ASSETS
ISSUER: Sunyard System Engineering Co., Ltd.
TICKER: 600571 CUSIP: Y3043B101
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUO HUAQIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Sunyard System Engineering Co., Ltd.
TICKER: 600571 CUSIP: Y3043B101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE USE OF IDLE FUNDS FOR FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #10: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.1: ELECT GUO HUAQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT GENG JUNLING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT ZHANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT ZHU BAOWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT LI FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT XU LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.7: ELECT LU KAI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.8: ELECT ZHOU KUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.9: ELECT WEI MEIZHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT CHEN XU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT ZHANG YUNJIAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Suofeiya Home Collection Co., Ltd.
TICKER: 2572 CUSIP: Y29336107
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG GANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT KE JIANSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT PAN WENSHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG BIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT TAN YUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHENG MIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT XIE KANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHEN ZHAOZHANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MAO JUNBIAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR TAN YUE
PROPOSAL #5.2: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR XIE KANG
PROPOSAL #5.3: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR ZHENG MIN
PROPOSAL #6.1: APPROVE REMUNERATION OF SUPERVISOR MAO ISSUER YES FOR FOR
JUNBIAO
PROPOSAL #6.2: APPROVE REMUNERATION OF SUPERVISOR ISSUER YES FOR FOR
SHEN ZHAOZHANG
PROPOSAL #7.1: APPROVE SHARE REPURCHASE MANNER AND ISSUER YES FOR FOR
USAGE
PROPOSAL #7.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #7.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #7.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #7.5: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Suofeiya Home Collection Co., Ltd.
TICKER: 2572 CUSIP: Y29336107
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11.1: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR JIANG GANJUN
PROPOSAL #11.2: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR KE JIANSHENG
PROPOSAL #11.3: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR PAN WENSHAN
PROPOSAL #11.4: APPROVE REMUNERATION OF NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR WANG BIAO
PROPOSAL #12: APPROVE ADDITIONAL RELATED PARTIES AND ISSUER YES FOR FOR
DAILY RELATED PARTY TRANSACTIONS
ISSUER: Suofeiya Home Collection Co., Ltd.
TICKER: 2572 CUSIP: Y29336107
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE LEASE AGREEMENT OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AND RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ADJUSTMENT ON USAGE OF FUND- ISSUER YES FOR FOR
RAISING INVESTMENT PROJECT
PROPOSAL #10: APPROVE USE OF REMAINING FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
ISSUER: Suofeiya Home Collection Co., Ltd.
TICKER: 002572 CUSIP: Y29336107
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF COMPANY'S ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Supalai Public Co., Ltd.
TICKER: SPALI CUSIP: Y8309K190
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACKNOWLEDGE COMPANY'S PERFORMANCE AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SOMJAI PHAGAPHASVIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ASWIN BIJAYAYODHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ATIP BIJANONDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, AUDIT ISSUER YES FOR FOR
COMMITTEES AND SUB-COMMITTEES
PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Super Energy Corp. Public Co. Ltd.
TICKER: SUPER CUSIP: Y82979108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT JORMSUP LOCHAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VANIDA MAJJIMANONDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT WARINTHIP CHAISUNGKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Super Group Ltd
TICKER: SPG CUSIP: S09130154
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT VALENTINE CHITALU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MARIAM CASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT OYAMA MABANDLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH DWIGHT THOMPSON AS THE INDIVIDUAL
DESIGNATED AUDITOR
PROPOSAL #4.1: RE-ELECT DAVID ROSE AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT MARIAM CASSIM AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT DR ENOS BANDA AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Supermax Corp. Bhd.
TICKER: 7106 CUSIP: Y8310G105
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
ISSUER: Supermax Corp. Bhd.
TICKER: 7106 CUSIP: Y8310G105
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #4: ELECT GONG WOOI TEIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CECILE JACLYN THAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TAN CHEE KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ALBERT SAYCHUAN CHEOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT NG KENG LIM @ NGOOI KENG LIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE AFRIZAN TARMILI KHAIRUL AZHAR AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TING HENG PENG TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE GONG WOOI TEIK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE RASHID BIN BAKAR TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
ISSUER: Supreme Electronics Co. Ltd.
TICKER: 8112 CUSIP: Y83133101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #8: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #9.1: ELECT GE JUN WITH SHAREHOLDER NO. 1 AS ISSUER YES FOR FOR
NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT XING HUAI CHENG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT XIE JIN ZONG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 8 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT DAI HONG YAO WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 31 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT HU ZHENG YANG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 207 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT NI JI XI WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
431 AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT YANG YAO SONG WITH ID NO. ISSUER YES FOR FOR
R121733XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT LIN PEI RONG WITH ID NO. ISSUER YES FOR FOR
A220635XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Supreme Industries Ltd.
TICKER: 509930 CUSIP: Y83139140
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE B. L. TAPARIA TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR AND CHAIRMAN
PROPOSAL #2: APPROVE Y. P. TRIVEDI TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE B. V. BHARGAVA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE N. N. KHANDWALA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: Surfilter Network Technology Co., Ltd.
TICKER: 300311 CUSIP: Y8064Q101
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE BANK LOAN APPLICATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Surfilter Network Technology Co., Ltd.
TICKER: 300311 CUSIP: Y8064Q101
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF COMPANY ISSUER YES FOR FOR
MANAGEMENT TO DISPOSE AVAILABLE-FOR-SALE FINANCIAL
ASSETS
ISSUER: Surfilter Network Technology Co., Ltd.
TICKER: 300311 CUSIP: Y8064Q101
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
ISSUER: Surfilter Network Technology Co., Ltd.
TICKER: 300311 CUSIP: Y8064Q101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #9: APPROVE REMUNERATION AND ASSESSMENT ISSUER YES FOR FOR
MANAGEMENT SYSTEM OF DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11.1: ELECT JING XIAOJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT JING XIAODONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT SHEN ZHIJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT LI BINHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT HUANG GANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHANG HUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT YU YUMIAO AS INDEPENDENT SHAREHOLDER YES FOR AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT FANG XIANLI AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13.1: ELECT JIN LIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT FU ZHAOYANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Surgutneftegas PJSC
TICKER: SNGS CUSIP: 868861204
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF RUB 0.65 PER ORDINARY SHARE AND RUB 7.62
PER PREFERRED SHARE
PROPOSAL #5: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #6.1: ELECT ALEKSANDR AGAREV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.3: ELECT ALEKSANDR BULANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.4: ELECT IVAN DINICHENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.5: ELECT VALERII EGOROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.6: ELECT OLEG EREMENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.7: ELECT VLADIMIR EROKHIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.8: ELECT VLADISLAV KONOVALOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.9: ELECT VIKTOR KRIVOSHEEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.10: ELECT NIKOLAI MATVEEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.11: ELECT GEORGII MUKHAMADEEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.12: ELECT SERGEI POTEKHIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.13: ELECT ILDUS USMANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #6.14: ELECT VIKTOR CHASHCHIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1: ELECT VALENTINA MUSIKHINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.2: ELECT TAMARA OLEYNIK AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #7.3: ELECT LIUDMILA PRISHCHEPOVA AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #8: RATIFY AUDITOR ISSUER NO N/A N/A
ISSUER: Suzano Papel e Celulose SA
TICKER: SUZB3 CUSIP: 86959K105
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB FIBRIA ISSUER YES FOR FOR
CELULOSE S.A.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER YES FOR FOR
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF FIBRIA CELULOSE ISSUER YES FOR FOR
S.A.
PROPOSAL #5: CHANGE COMPANY NAME TO SUZANO S.A. AND ISSUER YES FOR FOR
AMEND ARTICLE 1 ACCORDINGLY
PROPOSAL #6: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AMEND CORPORATE PURPOSE AND AMEND ISSUER YES FOR FOR
ARTICLE 4 ACCORDINGLY
PROPOSAL #8: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLE 25 ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLE 26 ISSUER YES FOR FOR
PROPOSAL #11: REMOVE STATUTORY COMMITTEES AND REMOVE ISSUER YES FOR FOR
ARTICLE 16 ACCORDINGLY
PROPOSAL #12: INSTALL AUDIT COMMITTEE AND CREATE ISSUER YES FOR FOR
ARTICLE 25 ACCORDINGLY
PROPOSAL #13: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Suzano Papel e Celulose SA
TICKER: SUZB3 CUSIP: 86959K105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER YES FOR FOR
YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Suzano Papel e Celulose SA
TICKER: SUZB3 CUSIP: P06768157
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY INVESTMENT IN EUCALIPTO HOLDING ISSUER YES FOR FOR
S.A. THROUGH SUBSCRIPTION OF NEW SHARES
PROPOSAL #2: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY, EUCALIPTO HOLDING S.A. AND FIBRIA
CELULOSE S.A.
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER YES FOR FOR
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTIONS
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISALS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ACQUISITION OF EUCALIPTO HOLDING ISSUER YES FOR FOR
S.A. BY THE COMPANY
PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE TRANSACTION
PROPOSAL #7: AMEND ARTICLES 5 AND 12 ISSUER YES FOR FOR
PROPOSAL #8: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Suzano Papel e Celulose SA
TICKER: SUZB3 CUSIP: P8T20U187
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB FIBRIA ISSUER NO N/A N/A
CELULOSE S.A.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER NO N/A N/A
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ABSORPTION OF FIBRIA CELULOSE ISSUER NO N/A N/A
S.A.
PROPOSAL #5: CHANGE COMPANY NAME TO SUZANO S.A. AND ISSUER NO N/A N/A
AMEND ARTICLE 1 ACCORDINGLY
PROPOSAL #6: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER NO N/A N/A
CAPITAL
PROPOSAL #7: AMEND CORPORATE PURPOSE AND AMEND ISSUER NO N/A N/A
ARTICLE 4 ACCORDINGLY
PROPOSAL #8: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #9: REMOVE STATUTORY COMMITTEES AND REMOVE ISSUER NO N/A N/A
ARTICLE 16 ACCORDINGLY
PROPOSAL #10: INSTALL AUDIT COMMITTEE AND CREATE ISSUER NO N/A N/A
ARTICLE 25 ACCORDINGLY
PROPOSAL #11: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Suzano Papel e Celulose SA
TICKER: SUZB3 CUSIP: P8T20U187
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER NO N/A N/A
YEAR ENDED DEC. 31, 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT AND FISCAL COUNCIL
PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER NO N/A N/A
ANNOUNCEMENTS
PROPOSAL #6: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Suzhou Anjie Technology Co., Ltd.
TICKER: 002635 CUSIP: Y8319E101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGES IN SUBJECT AND CONTENT ISSUER YES FOR FOR
OF IMPLEMENTING FUND-RAISING INVESTMENT PROJECT
ISSUER: Suzhou Anjie Technology Co., Ltd.
TICKER: 002635 CUSIP: Y8319E101
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Suzhou Anjie Technology Co., Ltd.
TICKER: 002635 CUSIP: Y8319E101
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REALIZATION OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS
PROPOSAL #2: APPROVE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
CONNECTION TO MAJOR ASSET RESTRUCTURE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Suzhou Anjie Technology Co., Ltd.
TICKER: 2635 CUSIP: Y8319E101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL RULES SELF-CHECK
IMPLEMENTATION TABLE
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Suzhou Anjie Technology Co., Ltd.
TICKER: 002635 CUSIP: Y8319E101
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG CHUNSHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT LV LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIN LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT JIA ZHIJIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GU QIFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT MA YUYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI GUOHAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DING SHENPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG WEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT BIAN XIUHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GU JING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Suzhou China Create Special Material Co. Ltd.
TICKER: 002290 CUSIP: Y83162100
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF INVESTMENT IN ISSUER YES FOR FOR
LIMITED PARTNERSHIP
ISSUER: Suzhou China Create Special Material Co. Ltd.
TICKER: 002290 CUSIP: Y83162100
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF FINANCING FROM ISSUER YES FOR FOR
BANK AND NON-BANK FINANCIAL INSTITUTIONS
PROPOSAL #2: APPROVE CONTINUED USE OF RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE USE OF RAISED FUNDS FOR THE ISSUER YES FOR FOR
REGISTERED CAPITAL OF THE WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LEASING OF FACTORY BUILDING TO SHAREHOLDER YES FOR FOR
OTHERS
ISSUER: Suzhou China Create Special Material Co. Ltd.
TICKER: 2290 CUSIP: Y83162100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION OF AI PING ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF REN JIE ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF WANG ZHIMIN ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE REMUNERATION OF LIANG XU ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE REMUNERATION OF ZHANG YOUSHU ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE REMUNERATION OF ZHANG XIAOXUAN ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE REMUNERATION OF FAN MINGCHUN ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE REMUNERATION OF XU JIN ISSUER YES FOR FOR
PROPOSAL #7.9: APPROVE REMUNERATION OF ZHANG ZHIKANG ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION OF YU QINGBING ISSUER YES FOR FOR
PROPOSAL #7.11: APPROVE REMUNERATION OF YU WENJUAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF HUANG WENRUI ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION OF ZHOU XIAOCHUN ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE REMUNERATION OF QIAN PINGPING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
PROPOSAL #11: APPROVE MUTUAL GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: Suzhou China Create Special Material Co. Ltd.
TICKER: 002290 CUSIP: Y83162100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU ZHENPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIANG XU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG ZHIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG YOUSHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WANG WENQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG ZHIKANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JIA GUOHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YU QINGBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT QIAN PINGPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHOU XIAOCHUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Suzhou China Create Special Material Co. Ltd.
TICKER: 002290 CUSIP: Y83162100
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LEASE OF FACTORY BUILDING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROPERTY LEASING AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #3: APPROVE CHANGE IN REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 002547 CUSIP: Y8318U106
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YUAN JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 2547 CUSIP: Y8318U106
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 002547 CUSIP: Y8318U106
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO DISPOSAL OF HUIZHOU ZEHONG TECHNOLOGY
CO., LTD.
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES AGAINST AGAINST
CONNECTION TO DISPOSAL OF CALIENT TECHNOLOGIES, INC.
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 2547 CUSIP: Y8318U106
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF HUIZHOU ZEHONG ISSUER YES FOR FOR
TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE DISPOSAL OF CALIENT ISSUER YES FOR FOR
TECHNOLOGIES, INC.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 2547 CUSIP: Y8318U106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 2547 CUSIP: Y8318U106
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE OF SUBSIDIARY
PROPOSAL #5: APPROVE ACQUISITION OF EQUITY ISSUER YES FOR FOR
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 002547 CUSIP: Y8318U106
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Suzhou Chunxing Precision Mechanical Co., Ltd.
TICKER: 2547 CUSIP: Y8318U106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #7: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTION BUSINESS
PROPOSAL #8: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TERMINATION OF SHAREHOLDING ISSUER YES FOR FOR
INCREASE PLAN
PROPOSAL #13: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Suzhou Dongshan Precision Manufacturing Co., Ltd.
TICKER: 002384 CUSIP: Y8318L106
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO SUZHOU YONGCHUANG METAL TECHNOLOGY CO.,LTD.
PROPOSAL #1.2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO DONGGUAN DONGSHAN PRECISION MANUFACTURING CO.,
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Suzhou Dongshan Precision Manufacturing Co., Ltd.
TICKER: 002384 CUSIP: Y8318L106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
ISSUER: Suzhou Dongshan Precision Manufacturing Co., Ltd.
TICKER: 002384 CUSIP: Y8318L106
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR CONTROLLED SUBSIDIARY AS WELL AS TO EXTEND
GUARANTEE PERIOD
PROPOSAL #3: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Suzhou Dongshan Precision Manufacturing Co., Ltd.
TICKER: 2384 CUSIP: Y8318L106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF EMPLOYEE SHAREHOLDER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE EMPLOYEE SHARE PURCHASE PLAN SHAREHOLDER YES FOR FOR
MANAGEMENT METHOD
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Suzhou Electrical Apparatus Science Academy Co., Ltd.
TICKER: 300215 CUSIP: Y83197106
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MA JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Suzhou Electrical Apparatus Science Academy Co., Ltd.
TICKER: 300215 CUSIP: Y83197106
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
ISSUER: Suzhou Gold Mantis Construction & Decoration Co., Ltd.
TICKER: 002081 CUSIP: Y8315V107
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
ISSUER: Suzhou Gold Mantis Construction & Decoration Co., Ltd.
TICKER: 002081 CUSIP: Y8315V107
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG HANLIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.2: ELECT CAO LIMING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.3: ELECT ZHU MING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.4: ELECT ZHU XINGQUAN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.5: ELECT SHI GUOPING AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #1.6: ELECT YANG PENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT YU XUEHUA AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.2: ELECT WAN JIEQIU AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #2.3: ELECT ZHAO ZENGYAO AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT ZHU PANYING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT QIAN PING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Suzhou Gold Mantis Construction & Decoration Co., Ltd.
TICKER: 2081 CUSIP: Y8315V107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
CREDIT LINE OF SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
BUSINESS UNDERTAKE OF SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER NO N/A N/A
OF SINGAPORE GOLD MANTIS PTE. LTD.
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER NO N/A N/A
PROPOSAL #11: APPROVE ACCOUNTS RECEIVABLE OF ISSUER NO N/A N/A
FACTORING BUSINESS
PROPOSAL #12: APPROVE TRANSFER AND REPURCHASE OF ISSUER NO N/A N/A
MONETARY ASSET
PROPOSAL #13: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER NO N/A N/A
FINANCIAL AND TRUST PRODUCTS
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
ISSUER: Suzhou Good-Ark Electronics Co., Ltd.
TICKER: 2079 CUSIP: Y8315Q108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: ELECT ZHANG JIE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 2255 CUSIP: Y83160104
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 2255 CUSIP: Y83160104
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: APPROVE CHANGE OF AUDITOR ISSUER NO N/A N/A
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 2255 CUSIP: Y83160104
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXEMPTION COMMITMENTS OF THE ISSUER YES FOR FOR
COMPANY, ULTIMATE CONTROLLERS AND CONTROLLING
SHAREHOLDERS
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 002255 CUSIP: Y83160104
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES FOR FOR
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 2255 CUSIP: Y83160104
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU YUANSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG WEIBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU WEIWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG SHENSHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HAN XINER AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YAO JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YU BEIFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LU WENLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FENG XIAODONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZOU XUEFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG JIAREN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND MANAGEMENT SYSTEM AND COMPANY ISSUER YES FOR FOR
SHARES OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #6: AMEND RELATED PARTY TRANSACTION DECISION ISSUER YES FOR FOR
SYSTEM
PROPOSAL #7: AMEND CONTROLLING SHAREHOLDERS AND ISSUER YES FOR FOR
ULTIMATE CONTROLLERS BEHAVIOR REGULATION
PROPOSAL #8: AMEND FOREIGN INVESTMENT MANAGEMENT ISSUER YES FOR FOR
METHOD
ISSUER: Suzhou Hailu Heavy Industry Co., Ltd.
TICKER: 2255 CUSIP: Y83160104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE DIVIDEND MANAGEMENT SYSTEM AND ISSUER YES FOR FOR
SHAREHOLDER RETURN PLAN
PROPOSAL #13: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Suzhou Jinfu Technology Co., Ltd.
TICKER: 300128 CUSIP: Y83168107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZHANG XIUHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT FANG XIANZHONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Suzhou New District Hi-Tech Industrial Co., Ltd.
TICKER: 600736 CUSIP: Y8318H105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL FINANCING GUARANTEE ISSUER YES FOR FOR
PROVISION TO A CONTROLLED SUBSIDIARY
ISSUER: Suzhou New District Hi-Tech Industrial Co., Ltd.
TICKER: 600736 CUSIP: Y8318H105
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG XING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU MING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT KONG LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT QU XIAOYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG XIAOFENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT LIU YONG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WEI XIANGDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CAI ZHIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT JIN WEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG YONGWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG XIAOQIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Suzhou New District Hi-Tech Industrial Co., Ltd.
TICKER: 600736 CUSIP: Y8318H105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE OF FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
GUARANTEE-TYPE FINANCIAL PRODUCTS AND REVERSE
REPURCHASE VARIETIES OF NATIONAL DEBT
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #11: APPROVE SPECIAL AUTHORIZATION FOR LAND ISSUER YES FOR FOR
AUCTION
PROPOSAL #12: APPROVE AUTHORIZATION OF THE COMPANY'S ISSUER YES FOR FOR
MANAGEMENT IN HANDLING OF TRANSACTIONAL FINANCIAL
ASSETS
PROPOSAL #13: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Suzhou New Sea Union Telecom Technology Co Ltd
TICKER: 002089 CUSIP: Y8315Z108
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Suzhou New Sea Union Telecom Technology Co., Ltd.
TICKER: 2089 CUSIP: Y8315Z108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF 2018 CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE ADJUSTMENT OF 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Suzhou New Sea Union Telecom Technology Co., Ltd.
TICKER: 2089 CUSIP: Y8315Z108
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE COMPANY'S SHARE ISSUER YES FOR FOR
REPURCHASE IMPLEMENTATION PERIOD
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Suzhou Victory Precision Manufacture Co., Ltd.
TICKER: 2426 CUSIP: Y83165103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Suzlon Energy Ltd.
TICKER: SUZLON CUSIP: Y8315Y119
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT GIRISH R.TANTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT TULSI R.TANTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BRIJ MOHAN SHARMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Swancor Holding Co., Ltd.
TICKER: 3708 CUSIP: Y831CS106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INITIAL PUBLIC OFFERING OF ISSUER YES FOR FOR
SUBSIDIARY ON OVERSEA STOCK EXCHANGE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #10.1: ELECT CAI,CHAO-YANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT CHEN,GUEI-DUAN, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000573, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT YANG,PAN-JIANG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000419, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10.4: ELECT WANG,XIU-JUN, WITH ID NO. ISSUER YES FOR FOR
A123786XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT LIU,ZHONG-MING, WITH ID NO. ISSUER YES FOR FOR
H102139XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT LIN,SHENG-ZHONG, WITH ID NO. ISSUER YES FOR FOR
N100131XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10.7: ELECT LI,RUI-HUA, WITH ID NO. ISSUER YES FOR FOR
OC00110XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Symphony Ltd.
TICKER: 517385 CUSIP: Y8320B104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT NRUPESH SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, AHMEDABAD AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ASHISH DESHPANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
ISSUER: Syncmold Enterprise Corp.
TICKER: 1582 CUSIP: Y8320D100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT KAMAL KISHORE SINGHAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ARVIND KUMAR JAIN AS DIRECTOR ISSUER NO N/A N/A
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ISSUANCE OF SHARES TO EMPLOYEES ISSUER YES AGAINST AGAINST
UNDER THE EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
PROPOSAL #2: APPROVE INCREASE IN THE LIMIT TO RAISE ISSUER YES AGAINST AGAINST
CAPITAL BY ISSUANCE OF SHARES TO EMPLOYEES UNDER THE
EMPLOYEE STOCK PURCHASE SCHEME
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 2/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Syndicate Bank Ltd.
TICKER: 532276 CUSIP: Y8345G112
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: Syngene International Limited
TICKER: 539268 CUSIP: Y8T288113
MEETING DATE: 6/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Syngene International Ltd
TICKER: 539268 CUSIP: Y8T288113
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JOHN SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: ELECT VINITA BALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SURESH TALWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SYNGENE INTERNATIONAL LIMITED ISSUER YES FOR FOR
RESTRICTED STOCK UNITS PLAN 2018 AND GRANT RESTRICTED
STOCK UNITS TO EMPLOYEES OF THE COMPANY UNDER THE
PROPOSAL #8: APPROVE EXTENSION OF BENEFITS OF SYNGENE ISSUER YES FOR FOR
INTERNATIONAL LIMITED RESTRICTED STOCK UNITS PLAN
2018 TO EMPLOYEES OF PRESENT AND FUTURE SUBSIDIARY
PROPOSAL #9: APPROVE LOAN AND PROVISION OF ISSUER YES FOR FOR
GUARANTEE/SECURITY TO SYNGENE EMPLOYEES WELFARE TRUST
FOR THE SUBSCRIPTION OF SHARES OF THE COMPANY UNDER
THE SYNGENE INTERNATIONAL LIMITED RESTRICTED STOCK
UNITS PLAN 2018
ISSUER: Syngene International Ltd.
TICKER: 539268 CUSIP: Y8T288113
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RUSSELL WALLS TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE SURESH TALWAR TO CONTINUE OFFICE ISSUER YES FOR FOR
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: Synnex Technology International Corp.
TICKER: 2347 CUSIP: Y8344J109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: Systex Corp.
TICKER: 6214 CUSIP: Y8345P104
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LOANING OF FUNDS ISSUER YES FOR FOR
PROPOSAL #7: AMEND PROCEDURES FOR MAKING OF ISSUER YES FOR FOR
ENDORSEMENT AND GUARANTEES
PROPOSAL #8.1: ELECT HUANG TSONG-JEN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 834 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LIN LUNG-FEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1043 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHENG DENG-YUAN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 951 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LU TA-WEI, WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT SHAW SHUNG-HO, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 1656 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HSIEH CHIN-HO, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.101474 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT HUANG TING-RONG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 69453 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT HUANG CHI-RONG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 69454 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT LIN CHIH-MIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JOWAY INVESTMENT CO LTD., WITH SHAREHOLDER NO. 583
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT WU CHENG-HUAN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JOWAY INVESTMENT CO LTD., WITH SHAREHOLDER NO.
583 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT HUANG JIH-TSAN, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. A100320XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT CHENG WEN-FENG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. X100131XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT LAI CHIEN-HUA WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1101 AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HUANG TSONG-JEN
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LIN LUNG-FEN
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHENG DENG-YUAN
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LU TA-WEI
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR SHAW SHUNG-HO
PROPOSAL #14: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HSIEH CHIN-HO
PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HUANG TING-RONG
PROPOSAL #16: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HUANG CHI-RONG
PROPOSAL #17: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LIN CHIH-MIN
(REPRESENTATIVE OF JOWAY INVESTMENT CO LTD.)
PROPOSAL #18: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR WU CHENG-HUAN
(REPRESENTATIVE OF JOWAY INVESTMENT CO LTD.)
PROPOSAL #19: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HUANG JIH-TSAN
PROPOSAL #20: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CHENG WEN-FENG
PROPOSAL #21: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR LAI CHIEN-HUA
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 002197 CUSIP: Y7743J108
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE PROVISION FOR ISSUER YES FOR FOR
SUPPLY CHAIN FINANCING BUSINESS COOPERATION
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #3: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 002197 CUSIP: Y7743J108
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF USE OF PROCEEDS AND ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE, ISSUER YES FOR FOR
REGISTERED ADDRESS AND AMEND ARTICLES OF ASSOCIATION
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 002197 CUSIP: Y7743J108
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND REMUNERATION MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 2197 CUSIP: Y7743J108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 2197 CUSIP: Y7743J108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: SZZT Electronics Co., Ltd.
TICKER: 002197 CUSIP: Y7743J108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY AND THE BANK TO CARRY ISSUER YES FOR FOR
OUT SUPPLY CHAIN FINANCING BUSINESS COOPERATION AND
EXTERNAL GUARANTEE
PROPOSAL #2.1: ELECT ZENG SHENGQIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT XU ZHONGCI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG YIREN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHENG SHENGCHUN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3.1: ELECT ZHANG GONGJUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CHEN BING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHOU YINGDING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT XUE NING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT ZHU CHUNXIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: SZZT Electronics CO.,LTD.
TICKER: 002197 CUSIP: Y7743J108
MEETING DATE: 7/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, SCALE AND PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND SPECIAL STORAGE AND USAGE OF ISSUER YES FOR FOR
RAISED FUNDS MANAGEMENT SYSTEM
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Ta Chen Stainless Pipe Co., Ltd.
TICKER: 2027 CUSIP: Y8358R104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE AMENDMENTS TO THE RIGHTS ISSUER YES FOR FOR
ISSUE OF FISCAL YEAR 2018
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Ta Ya Electric Wire & Cable Co., Ltd.
TICKER: 1609 CUSIP: Y8548S103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND OPERATIONAL PROCEDURES FOR ISSUER YES FOR FOR
ACQUISITION AND DISPOSAL OF ASSETS
PROPOSAL #6: AMEND OPERATING PROCEDURES FOR TRADING ISSUER YES FOR FOR
DERIVATIVES
PROPOSAL #7: AMEND OPERATIONAL PROCEDURES FOR LOANING ISSUER YES FOR FOR
OF COMPANY FUNDS
PROPOSAL #8: AMEND OPERATIONAL PROCEDURES FOR ISSUER YES FOR FOR
ENDORSEMENT AND GUARANTEES
ISSUER: Tabuk Cement Co.
TICKER: 3090 CUSIP: M8733M104
MEETING DATE: 4/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
ISSUER: Tahoe Group Co., Ltd.
TICKER: 000732 CUSIP: Y8664P107
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY
ISSUER: Tahoe Group Co., Ltd.
TICKER: 000732 CUSIP: Y8664P107
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL FINANCIAL ASSISTANCE ISSUER YES FOR FOR
TO ASSOCIATE COMPANY
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ADDITIONAL LOAN FROM RELATED PARTY
ISSUER: Tahoe Group Co., Ltd.
TICKER: 000732 CUSIP: Y8664P107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DONATION TO FUZHOU UNIVERSITY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL AID BY SHAREHOLDER NO N/A N/A
CONTROLLED SUBSIDIARY
ISSUER: Tahoe Group Co., Ltd.
TICKER: 732 CUSIP: Y8664P107
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Tahoe Group Co., Ltd.
TICKER: 732 CUSIP: Y8664P107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AUTHORIZATION OF MANAGEMENT TEAM ISSUER YES FOR FOR
TO HANDLE LAND OR PROJECT BIDDING
PROPOSAL #9: APPROVE AUTHORIZATION OF MANAGEMENT TEAM ISSUER YES FOR FOR
TO HANDLE DAILY FINANCING MATTERS
PROPOSAL #10: APPROVE BORROWINGS FROM RELATED PARTY ISSUER YES FOR FOR
IN THE NEXT TWELVE MONTHS
PROPOSAL #11: APPROVE EXTERNAL GUARANTEES IN THE NEXT ISSUER YES FOR FOR
TWELVE MONTHS
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
FOR THE NEXT TWELVE MONTHS
ISSUER: Tahoe Group Co., Ltd.
TICKER: 732 CUSIP: Y8664P107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD ON PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD ON PRIVATE PLACEMENT
PROPOSAL #3: APPROVE ADJUSTMENT TO PRICING BASIS AND ISSUER YES FOR FOR
ISSUE PRICE OF PRIVATE PLACEMENT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Tahoe Group Co., Ltd.
TICKER: 000732 CUSIP: Y8664P107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Ta-I Technology Co. Ltd.
TICKER: 2478 CUSIP: Y8549M105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL DECREASE VIA CASH ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES AGAINST AGAINST
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #10: APPROVE ISSUANCE OF SHARES VIA A ISSUER YES FOR FOR
PRIVATE PLACEMENT
ISSUER: Taichung Commercial Bank Co., Ltd.
TICKER: 2812 CUSIP: Y8371H109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #7: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
ISSUER: TaiDoc Technology Corp.
TICKER: 4736 CUSIP: Y8358E111
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: TAIFLEX Scientific Co., Ltd.
TICKER: 8039 CUSIP: Y83737109
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
ISSUER: TaiGen Biopharmaceuticals Holdings Ltd.
TICKER: 4157 CUSIP: G86617100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3.1: ELECT HUANG WENG FOUNG, WITH ID NO. SHAREHOLDER YES FOR N/A
Q100226XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT ZHANG YEHONG, WITH ID NO. SHAREHOLDER YES FOR N/A
1963021XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT YU SHEN-FU, WITH ID SHAREHOLDER YES FOR N/A
NO.H101915XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.8: ELECT NON-INDEPENDENT DIRECTOR 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.9: ELECT NON-INDEPENDENT DIRECTOR 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
ISSUER: Taihai Manoir Nuclear Equipment Co., Ltd.
TICKER: 2366 CUSIP: Y79256106
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG XUEXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG XUEGUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO BOHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SUN LUYOU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT NIU LIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SUI WENBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YU LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT QU XUANHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YE JINXIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YIN GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG LONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Taihai Manoir Nuclear Equipment Co., Ltd.
TICKER: 2366 CUSIP: Y79256106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF MAJOR AGREEMENT SUPPLEMENT
(ADDITIONAL)
ISSUER: Taiji Computer Corp. Ltd.
TICKER: 002368 CUSIP: Y83605108
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
BUSINESS SCOPE AS WELL AS AMEND ARTICLES OF
ISSUER: Taiji Computer Corp. Ltd.
TICKER: 2368 CUSIP: Y83605108
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING TERMS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS (REVISED)
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS (REVISED)
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT AND ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITHIN THE LAST THREE YEARS
PROPOSAL #13: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #14: ELECT LV YI AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Taiji Computer Corp. Ltd.
TICKER: 002368 CUSIP: Y83605108
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDED DRAFT OF REPORT ON ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Taiji Computer Corp. Ltd.
TICKER: 002368 CUSIP: Y83605108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Taiji Computer Corp. Ltd.
TICKER: 2368 CUSIP: Y83605108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: TaiMed Biologics, Inc.
TICKER: 4147 CUSIP: Y83622103
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DEFICIT COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JAMES CHANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
13 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT FRANK CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
CHANG CHUN INVESTMENT, WITH SHAREHOLDER NO. 4508 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT LUNG-YEH CHO, REPRESENTATIVE OF ISSUER YES FOR FOR
RUENTEX INDUSTRIES CO., LTD., WITH SHAREHOLDER NO. 6
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT TAMON TSENG, REPRESENTATIVE OF ISSUER YES FOR FOR
RUENTEX DEVELOPMENT CO., LTD., WITH SHAREHOLDER NO. 7
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT LU-PING CHOU, REPRESENTATIVE OF ISSUER YES FOR FOR
NATIONAL DEVELOPMENT FUND, WITH SHAREHOLDER NO. 2 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LIU DER-ZEN, REPRESENTATIVE OF ISSUER YES FOR FOR
NATIONAL DEVELOPMENT FUND, WITH SHAREHOLDER NO. 2 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT MING-CHING CHEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 18999 AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT TAY-CHANG WANG WITH ID NO. ISSUER YES FOR FOR
H120000XXX (H1200XXXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT HOWARD S. LEE WITH ID NO. ISSUER YES FOR FOR
A123143XXX (A1231XXXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Tainan Spinning Co., Ltd.
TICKER: 1440 CUSIP: Y83790108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT A REPRESENTATIVE OF YU PENG ISSUER YES AGAINST AGAINST
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 214640 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WU TSENG, CHAO MEI, ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF TAIPO INVESTMENT CO., LTD., WITH
SHAREHOLDER NO. 497 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT WU, LIANG HUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 58 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT HOU, BO YI, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
SHENG YUAN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
140127 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT HOU, BO YU WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
13 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT CHUANG, YING NAN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF RUIXING INTL. INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 258108 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHUANG, YING CHI, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF RUIXING INTL. INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 258108 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT HO, CHIN HUA, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
MAO JIANG INVESTMENT LTD., WITH SHAREHOLDER NO.
219904 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT CHANG, I CHEN (JANIE, I-CHEN ISSUER YES AGAINST AGAINST
CHANG), REPRESENTATIVE OF HSIN YU PENG INVESTMENT
CO., LTD., WITH SHAREHOLDER NO. 254011 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT CHEN, HUNG MO, REPRESENTATIVE ISSUER YES FOR FOR
OF SHUN HAN HONG INVESTMENT CO., LTD., WITH
SHAREHOLDER NO. 244701 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT WU, CHUNG HO, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YOUNG YUN INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
513 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.12: ELECT YEN, JEN SHONG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 93 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.13: ELECT HOU, WEN TUNG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 62029 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.14: ELECT HOU, CHIH SHENG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF SHENG YUAN INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 140127 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.15: ELECT HOU, CHIH YUAN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HSIN YUNG HSING INVESTMENT CO., LTD., WITH
SHAREHOLDER NO. 417 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.16: ELECT CHENG, LI LING, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JOYFUL INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
472 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.17: ELECT NIEH, PENG LING WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 82716 AS INDEPENDENT DIRECTOR
PROPOSAL #7.18: ELECT CHIU, WEN HUI WITH ID NO. ISSUER YES FOR FOR
B220413XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.19: ELECT TSAI, TSUNG YI WITH ID NO. ISSUER YES FOR FOR
D120854XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.20: ELECT HO, WEI TE WITH ID NO. ISSUER YES FOR FOR
B121236XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY ELECTED DIRECTORS
ISSUER: Taishin Financial Holdings Co., Ltd.
TICKER: 2887 CUSIP: Y84086100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION PROPOSED SHAREHOLDER YES AGAINST AGAINST
BY SHAREHOLDER
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Taiwan Business Bank
TICKER: 2834 CUSIP: Y8414R106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #7: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Taiwan Cement Corp.
TICKER: 1101 CUSIP: Y8415D106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Taiwan Cogeneration Corp.
TICKER: 8926 CUSIP: Y84162109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND NOTICE OF DIRECTORS ELECTION AT ISSUER YES FOR FOR
SHAREHOLDERS MEETING
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Taiwan Cooperative Financial Holding Co. Ltd.
TICKER: 5880 CUSIP: Y8374C107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Taiwan FamilyMart Co., Ltd.
TICKER: 5903 CUSIP: Y24098108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
ISSUER: Taiwan Fertilizer Co., Ltd.
TICKER: 1722 CUSIP: Y84171100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Taiwan Glass Industry Corp.
TICKER: 1802 CUSIP: Y8420M109
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING FINANCIAL DERIVATIVES TRANSACTIONS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Taiwan High Speed Rail Corp.
TICKER: 2633 CUSIP: Y8421F103
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND CORPORATE GOVERNANCE GUIDELINES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Taiwan Hon Chuan Enterprise Co., Ltd.
TICKER: 9939 CUSIP: Y8421M108
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Taiwan Land Development Corp.
TICKER: 2841 CUSIP: Y8416V105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OPERATIONAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION AND DISPOSAL OF ASSETS BY THE COMPANY
PROPOSAL #4: AMEND PROCEDURES FOR EXTENDING LOANS TO ISSUER YES FOR FOR
OTHERS AND PROCEDURES FOR ENDORSEMENT AND GUARANTEE
OPERATIONS
ISSUER: Taiwan Mobile Co. Ltd.
TICKER: 3045 CUSIP: Y84153215
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT HSI-PENG LU, WITH ID NO. ISSUER YES FOR FOR
A120604XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON DANIEL M. TSAI
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON RICHARD M. TSAI
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON HSUEH-JEN SUNG
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON CHRIS TSAI
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES ON HSI-PENG LU
ISSUER: Taiwan Paiho Co., Ltd.
TICKER: 9938 CUSIP: Y8431R105
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Taiwan PCB Techvest Co., Ltd.
TICKER: 8213 CUSIP: Y84126104
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO MERGE SUBSIDIARY T-MAC ISSUER YES FOR FOR
TECHVEST PCB CO., LTD. VIA CASH
ISSUER: Taiwan PCB Techvest Co., Ltd.
TICKER: 8213 CUSIP: Y84126104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Taiwan Secom Co., Ltd.
TICKER: 9917 CUSIP: Y8461H100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Taiwan Semiconductor Co., Ltd.
TICKER: 5425 CUSIP: Y84623100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: 874039100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS AND PROCEDURES
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT MOSHE N. GAVRIELOV WITH ID NO. ISSUER YES FOR FOR
505930XXX AS INDEPENDENT DIRECTOR
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: Y84629107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS AND PROCEDURES
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT MOSHE N. GAVRIELOV WITH ID NO. ISSUER YES FOR FOR
505930XXX AS INDEPENDENT DIRECTOR
ISSUER: Taiwan Styrene Monomer Corp.
TICKER: 1310 CUSIP: Y84630105
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU CHING TIEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF ANQING DEVELOPMENT CO., LTD. WITH SHAREHOLDER NO.
0262001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT HSU DORIS WITH ID NO. ISSUER NO N/A N/A
F220489XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT LIU ZHENG YUAN, A REPRESENTATIVE ISSUER NO N/A N/A
OF WONDERLAND ENTERPRISE CO., LTD. WITH SHAREHOLDER
NO. 1007514, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT YAO TOM WITH ID NO. J120459XXX, ISSUER NO N/A N/A
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT ZHAO GUO SHUAI, A REPRESENTATIVE ISSUER YES FOR FOR
OF KAIJIANG CO., LTD. WITH SHAREHOLDER NO. 0204782,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT CHUNG T.K., A REPRESENTATIVE OF ISSUER YES FOR FOR
ANQING DEVELOPMENT CO., LTD. WITH SHAREHOLDER NO.
0262001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT LIN WEN YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TSM CORP INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT CHEN BAI YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TSM CORP INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT PAN WEN YAN, A REPRESENTATIVE OF ISSUER YES FOR FOR
TSM CORP INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.1: ELECT WU YU QUN, A REPRESENTATIVE OF ISSUER YES FOR FOR
TSM CORP INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.11: ELECT SUN ZHENG QIANG, A ISSUER NO N/A N/A
REPRESENTATIVE OF TSM CORP INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.12: ELECT CHEN JIAN FU, A REPRESENTATIVE ISSUER NO N/A N/A
OF TSM CORP INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
0209209, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.13: ELECT LI SHENG YU, A REPRESENTATIVE ISSUER YES FOR FOR
OF JIN ZHI HONG INVESTMENT LTD. WITH SHAREHOLDER NO.
0209210, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.14: ELECT CHAN KIN, A REPRESENTATIVE OF ISSUER NO N/A N/A
JIN ZHI HONG INVESTMENT LTD. WITH SHAREHOLDER NO.
0209210, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.15: ELECT ZHANG GUO QIN WITH ID NO. ISSUER YES FOR FOR
Q102314XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.16: ELECT CHENG C.H. WITH ID NO. ISSUER YES AGAINST AGAINST
A101545XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.17: ELECT CHIEN CHIN CHEN WITH ID NO. ISSUER YES FOR FOR
S100797XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.18: ELECT YU SHAN RONG WITH ID NO. ISSUER YES FOR FOR
F224161XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.19: ELECT XU GAO WEI WITH ID NO. ISSUER YES AGAINST AGAINST
E102518XXX AS INDEPENDENT DIRECTOR
ISSUER: Taiwan Styrene Monomer Corp.
TICKER: 1310 CUSIP: Y84630105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
ISSUER: Taiwan Surface Mounting Technology Corp.
TICKER: 6278 CUSIP: Y84660102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7.1: ELECT WU, KAI-YUN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT LIN, WEN-CHING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT SHEN, SHIAN-HO, WITH ID NO. ISSUER YES AGAINST AGAINST
P100930XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT WANG CHIA-CHEN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 234, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT WU, YUN-CHUNG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 508, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT LIN, WEN-CHANG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT HSIAO, HSUEH-FONG, WITH ID NO. ISSUER YES AGAINST AGAINST
A223083XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT HWU, SHOOU-CHYANG, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 290, AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT CHANG, MAY-YUAN, WITH ID NO. ISSUER YES AGAINST AGAINST
B220123XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT CHEN, MENG-PING, WITH ID NO. ISSUER YES AGAINST AGAINST
K220837XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Taiwan Tea Corp.
TICKER: 2913 CUSIP: Y84720104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE APPROPRIATION OF DISTRIBUTABLE ISSUER YES FOR FOR
RETAINED EARNING
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Taiwan Union Technology Corp.
TICKER: 6274 CUSIP: Y84735102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Taiyen Biotech Co. Ltd.
TICKER: 1737 CUSIP: Y8460R109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT CHEN KUAN-PING, A REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF SUNSHINE MERCHANDISE PROMOTION CO., LTD. WITH
SHAREHOLDER NO.37290, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CHEN CHI-YU, A REPRESENTATIVE OF SHAREHOLDER YES FOR N/A
MINISTRY OF ECONOMIC AFFAIRS, R.O.C. WITH
SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT CHENG KUO-JUNG, A REPRESENTATIVE SHAREHOLDER YES FOR N/A
OF MINISTRY OF ECONOMIC AFFAIRS, R.O.C. WITH
SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT LAI CHENG-NENG, A REPRESENTATIVE SHAREHOLDER YES FOR N/A
OF MINISTRY OF ECONOMIC AFFAIRS, R.O.C. WITH
SHAREHOLDER NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT LIAO HSIEN-KUEI, A SHAREHOLDER YES FOR N/A
REPRESENTATIVE OF MINISTRY OF ECONOMIC AFFAIRS,
R.O.C. WITH SHAREHOLDER NO.1, AS NON-INDEPENDENT
PROPOSAL #5.6: ELECT YU WEN-WEN, A REPRESENTATIVE OF SHAREHOLDER YES FOR N/A
MINISTRY OF ECONOMIC AFFAIRS, R.O.C. WITH SHAREHOLDER
NO.1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT TSAI WEN-CHIEH, A REPRESENTATIVE SHAREHOLDER YES FOR N/A
OF LUNGYEN LIFE SERVICE CORPORATION WITH SHAREHOLDER
NO.174118, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT CHAN KAN-LUNG, WITH ID SHAREHOLDER YES FOR N/A
NO.H121201XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT HUANG SHUN-TIEN, WITH ID SHAREHOLDER YES FOR N/A
NO.S120669XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT HE HUA-HSUN, WITH ID SHAREHOLDER YES FOR N/A
NO.J100130XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT KUO YING-MAN, WITH ID SHAREHOLDER YES AGAINST N/A
NO.D220728XXX, AS INDEPENDENT DIRECTOR
ISSUER: Taiyuan Heavy Industry Co., Ltd.
TICKER: 600169 CUSIP: Y8481T100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Taiyuan Heavy Industry Co., Ltd.
TICKER: 600169 CUSIP: Y8481T100
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
CORPORATE BOND ISSUANCE
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER NO N/A N/A
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
PARTIES
PROPOSAL #2.2: APPROVE ISSUE MANNER AND TARGET ISSUER NO N/A N/A
PARTIES
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #2.4: APPROVE BOND PERIOD AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND PERIOD AND TYPE ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.5: APPROVE INTEREST RATE AND ISSUER NO N/A N/A
DETERMINATION METHOD
PROPOSAL #2.6: APPROVE LISTING TRANSFER METHOD ISSUER NO N/A N/A
PROPOSAL #2.6: APPROVE LISTING TRANSFER METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE CREDIT ENHANCEMENT MECHANISM ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE CREDIT ENHANCEMENT MECHANISM ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE REDEMPTION AND SALE CLAUSE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE REDEMPTION AND SALE CLAUSE ISSUER NO N/A N/A
PROPOSAL #2.10: APPROVE UNDERWRITING METHOD ISSUER NO N/A N/A
PROPOSAL #2.10: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER NO N/A N/A
REPAYMENT
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE TRADING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TRADING LOCATION ISSUER NO N/A N/A
PROPOSAL #2.13: APPROVE PLACEMENT ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.13: APPROVE PLACEMENT ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Taiyuan Heavy Industry Co., Ltd.
TICKER: 600169 CUSIP: Y8481T100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT WANG CHUANGMIN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT ZHANG ZHIDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT FAN WEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT JING BINGBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT DU MEILIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.6: ELECT HE JI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT CHANG NAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.8: ELECT WANG YING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.9: ELECT YAO XIAOMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8.1: ELECT TIAN BING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT GAO PEICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT BAI JINGBO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Talaat Moustafa Group Holding
TICKER: TMGH CUSIP: M8763H108
MEETING DATE: 3/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
ALLOCATION OF INCOME FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER NO N/A N/A
2019
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2019 ISSUER NO N/A N/A
ISSUER: Talkweb Information System Co., Ltd.
TICKER: 002261 CUSIP: Y37675108
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI XINYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Talkweb Information System Co., Ltd.
TICKER: 002261 CUSIP: Y37675108
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Talkweb Information System Co., Ltd.
TICKER: 002261 CUSIP: Y37675108
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF SUPPLEMENTAL AGREEMENT
PROPOSAL #3: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Talkweb Information System Co., Ltd.
TICKER: 2261 CUSIP: Y37675108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT LI XINYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT LI YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT SONG JUANYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT YOU ZHONGHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT LIU YAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT FENG MOCHUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZHANG YUE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT NI ZHENGDONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT XU CHANGLONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT BAI BINGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT LI FAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tande Co Ltd
TICKER: 600665 CUSIP: Y4440T109
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
PROPOSAL #3: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4: APPROVE AUTHORIZATION OF THE MANAGEMENT ISSUER YES FOR FOR
TEAM TO HANDLE ALL RELATED MATTERS REGARDING ISSUANCE
OF DEBT FINANCING INSTRUMENTS
ISSUER: Tande Co., Ltd.
TICKER: 600665 CUSIP: Y4440T109
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Tande Co., Ltd.
TICKER: 600665 CUSIP: Y4440T109
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF ENTRUSTED LOANS ISSUER YES FOR FOR
FROM FINANCIAL INSTITUTION
PROPOSAL #3: APPROVE TERMINATION OF ACQUISITION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #4.1: ELECT YU XIANGQIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZHU SHENING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HU XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LI JUNLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT WANG ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT LIU YONGMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT XIE JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT BAI YONGXIU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SONG MIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT WANG FANGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT YANG WEIQIAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Tande Co., Ltd.
TICKER: 600665 CUSIP: Y4440T109
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE FOR SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT JIA XINCHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG ZIGENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG TAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG ZHENJIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LI CHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tande Co., Ltd.
TICKER: 600665 CUSIP: Y4440T109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE FINANCING CREDIT LINE ISSUER YES FOR FOR
APPLICATION FROM FINANCIAL INSTITUTION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #10: APPROVE LAND RESERVE ISSUER YES FOR FOR
PROPOSAL #11: ELECT YUAN WANGJIA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Tangel Culture Co., Ltd.
TICKER: 300148 CUSIP: Y37676106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tangel Culture Co., Ltd.
TICKER: 300148 CUSIP: Y37676106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE CHANGES IN USAGE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #3: APPROVE DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION PLAN AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 000401 CUSIP: Y8534M102
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 000401 CUSIP: Y8534M102
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 401 CUSIP: Y8534M102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 401 CUSIP: Y8534M102
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MAJOR ASSET PURCHASE AND CO- ISSUER YES FOR FOR
INVESTMENT JOINT VENTURE AND RELATED PARTY
PROPOSAL #2: APPROVE MAJOR ASSET PURCHASE AND CO- ISSUER YES FOR FOR
INVESTMENT JOINT VENTURE DRAFT AND SUMMARY
PROPOSAL #3: APPROVE PERFORMANCE COMPENSATION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH BBMG GROUP CO., LTD. AND SUBSIDIARIES
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH JILIN CEMENT (GROUP) CO., LTD.
PROPOSAL #9: APPROVE FINANCIAL SERVICE AGREEMENT WITH ISSUER YES FOR FOR
BEIJING JINYU FINANCE CO., LTD.
PROPOSAL #10: APPROVE DEPOSIT TRANSACTIONS WITH ISSUER YES FOR FOR
BEIJING JINYU FINANCE CO., LTD.
PROPOSAL #11: APPROVE LOAN TRANSACTIONS WITH BEIJING ISSUER YES FOR FOR
JINYU FINANCE CO., LTD.
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 000401 CUSIP: Y8534M102
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE TO APPOINT INTERNAL AUDITOR AND ISSUER YES FOR FOR
FIX REMUNERATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ANSHAN JIDONG CEMENT CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
PROPOSAL #13: APPROVE HANDLING FINANCIAL LEASING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #14: APPROVE JOINT ESTABLISHMENT OF PUBLIC SHAREHOLDER YES FOR FOR
WELFARE FOUNDATION AND RELATED-PARTY TRANSACTION
ISSUER: Tangshan Jidong Cement Co. Ltd.
TICKER: 000401 CUSIP: Y8534M102
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND FOLLOW-UP ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tangshan Port Group Co Ltd
TICKER: 601000 CUSIP: Y8488K102
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Tangshan Port Group Co., Ltd.
TICKER: 601000 CUSIP: Y8488K102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT LI YUEJUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI XINYU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Tangshan Port Group Co., Ltd.
TICKER: 601000 CUSIP: Y8488K102
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Tangshan Sanyou Chemical Industries Co., Ltd.
TICKER: 600409 CUSIP: Y8534X108
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Tangshan Sanyou Chemical Industries Co., Ltd.
TICKER: 600409 CUSIP: Y8534X108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL WORK REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ASSESSMENT OF SALARY OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
ISSUER: Taokaenoi Food & Marketing Public Co. Ltd.
TICKER: TKN CUSIP: Y8527J116
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL PERFORMANCE ISSUER YES FOR FOR
REPORT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHAIYONG RATANACHAROENSIRI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SOMBOON PRASITJUTRAKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT PORNTERA RONGKASIRIPAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
CO.,LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Tasly Pharmaceutical Group Co., Ltd.
TICKER: 600535 CUSIP: Y88318103
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
ISSUER: Tasly Pharmaceutical Group Co., Ltd.
TICKER: 600535 CUSIP: Y88318103
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SIZE AND PROPORTION TO TOTAL ISSUER YES FOR FOR
SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tasly Pharmaceutical Group Co., Ltd.
TICKER: 600535 CUSIP: Y8T28F109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE OVERSEAS LISTING OF SUBSIDIARY ISSUER YES FOR FOR
ISSUER: Tat Gida Sanayi AS
TICKER: TATGD CUSIP: M8740J102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Tata Communications Ltd.
TICKER: TATACOMM CUSIP: Y9371X128
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT GOPICHAND KATRAGADDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: AMEND LIABILITY CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Tata Consultancy Services Limited
TICKER: 532540 CUSIP: Y85279100
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT N GANAPATHY SUBRAMANIAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HANNE BIRGITTE BREINBJERG SORENSEN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5: ELECT KEKI MINOO MISTRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DANIEL HUGHES CALLAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT OM PRAKASH BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION TO NON-WHOLETIME ISSUER YES FOR FOR
DIRECTORS
ISSUER: Tata Consultancy Services Ltd.
TICKER: TCS CUSIP: Y85279100
MEETING DATE: 8/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Tata Global Beverages Ltd.
TICKER: TATAGLOBAL CUSIP: Y85484130
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT HARISH BHAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT S. SANTHANAKRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF L. KRISHNAKUMAR AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Tata Global Beverages Ltd.
TICKER: 500800 CUSIP: Y85484130
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT N. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
AJOY KUMAR MISRA AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #7: ELECT BHARAT PURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SHIKHA SHARMA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740267
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT GUENTER BUTSCHEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HANNE BIRGITTE SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE TATA MOTORS LIMITED EMPLOYEES ISSUER YES FOR FOR
STOCK OPTION SCHEME 2018 AND GRANT OF OPTIONS TO THE
EMPLOYEES OF THE COMPANY UNDER THE SCHEME
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740275
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT GUENTER BUTSCHEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HANNE BIRGITTE SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES/BONDS ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE TATA MOTORS LIMITED EMPLOYEES ISSUER YES FOR FOR
STOCK OPTION SCHEME 2018 AND GRANT OF OPTIONS TO THE
EMPLOYEES OF THE COMPANY UNDER THE SCHEME
ISSUER: Tata Power Co., Ltd.
TICKER: 500400 CUSIP: Y85481169
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Tata Power Co., Ltd.
TICKER: 500400 CUSIP: Y85481169
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT BANMALI AGRAWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ASHOK SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Tata Power Company Ltd.
TICKER: 500400 CUSIP: Y85481169
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT N. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HEMANT BHARGAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SAURABH AGRAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BANMALI AGRAWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PRAVEER SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRAVEER SINHA AS MANAGING DIRECTOR &CEO
PROPOSAL #10: APPROVE OFFER OR INVITATION TO ISSUER YES FOR FOR
SUBSCRIBE TO REDEEMABLE NON-CONVERTIBLE DEBENTURES ON
PRIVATE PLACEMENT BASIS
PROPOSAL #11: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Tata Steel Ltd.
TICKER: 500470 CUSIP: Y8547N139
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: REELECT N. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SAURABH AGRAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF KOUSHIK CHATTERJEE AS EXECUTIVE DIRECTOR AND CHIEF
FINANCIAL OFFICER
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: 876629205
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: 876629205
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: 876629205
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT LASZLO GERECS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT IURII LEVIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RAFAIL NURMUKHAMETOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT RINAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT VALERII SOROKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT NURISLAM SIUBAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT SHAFAGAT TAKHAUTDINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.11: ELECT RUSTAM KHALIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT AZAT KHAMAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT KSENIIA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT AZAT GALEEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.3: ELECT GUZAL GILFANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.4: ELECT SALAVAT ZALIAEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.5: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.6: ELECT LILIIA RAKHIMZIANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.7: ELECT NAZILIA FARKHUTDINOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.8: ELECT RAVIL SHARIFULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
CEO
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: X89366102
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: X89366102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: X89366102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT LASZLO GERECS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT IURII LEVIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RAFAIL NURMUKHAMETOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT RINAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT VALERII SOROKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT NURISLAM SIUBAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT SHAFAGAT TAKHAUTDINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.11: ELECT RUSTAM KHALIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT AZAT KHAMAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT KSENIIA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT LILIIA RAKHIMZIANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.3: ELECT AZAT GALEEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5.4: ELECT NAZILIA FARKHUTDINOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.5: ELECT SALAVAT ZALIAEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.6: ELECT GUZAL GILFANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.7: ELECT RAVIL SHARIFULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.8: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
CEO
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
ISSUER: Tatung Co.
TICKER: 2371 CUSIP: Y8548J103
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE DISMISSAL OF PENG FEI SU SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: APPROVE DISMISSAL OF TZONG DER LIOU SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: APPROVE DISMISSAL OF CHI MING WU SHAREHOLDER YES AGAINST FOR
ISSUER: Tatwah Smartech Co., Ltd.
TICKER: 002512 CUSIP: Y854AE101
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
REGISTERED ADDRESS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT AND USE OF REMAINING
RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #4: ELECT LIU TIEYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO FINANCING FROM RELATED PARTY
PROPOSAL #6: APPROVE PROVISION OF LOAN GUARANTEE BY ISSUER YES FOR FOR
COMPANY AND WHOLLY-OWNED SUBSIDIARY TO INDIRECT
SUBSIDIARY
PROPOSAL #7: APPROVE PROVISION OF LOAN GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED INDIRECT SUBSIDIARY TO WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF LOAN GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: TAV Havalimanlari Holding AS
TICKER: TAVHL CUSIP: M8782T109
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TOSIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES FOR FOR
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: TCI Co. Ltd.
TICKER: 8436 CUSIP: Y8T4HC102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
ISSUER: TCL Corp.
TICKER: 100 CUSIP: Y8549C107
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
ISSUER: TCL Corp.
TICKER: 000100 CUSIP: Y8549C107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #3.1: APPROVE ISSUE SUBJECT ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE BOND TYPE AND MANNER ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.9: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.12: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE SPECIAL ISSUE PROVISIONS ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
ISSUER: TCL Corp.
TICKER: 100 CUSIP: Y8549C107
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF MAJOR ASSET ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PRICE AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.4: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.6: APPROVE CREDITOR'S RIGHTS AND DEBTS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE PERSONNEL PLACEMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DELIVERY AND BREACH OF ISSUER YES FOR FOR
CONTRACTUAL OBLIGATIONS OF TARGET ASSETS
PROPOSAL #2.9: APPROVE BORROWINGS FROM TARGET ISSUER YES FOR FOR
COMPANIES AND THE COMPANY
PROPOSAL #2.1: APPROVE USE OF GROUP TRADEMARK ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #6: APPROVE DRAFT AND SUMMARY OF SIGNIFICANT ISSUER YES FOR FOR
ASSET SALES AND RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE SIGNING OF SIGNIFICANT ASSET ISSUER YES FOR FOR
SALE AGREEMENT
PROPOSAL #8: APPROVE AUDIT REPORT, PRO FORMA REVIEW ISSUER YES FOR FOR
REPORT AND WEALTH ASSESSMENT REPORT
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES AND WITH
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #13: APPROVE COMPLETION OF MAJOR ASSET ISSUER YES FOR FOR
DISPOSAL AND DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #14: APPROVE SIGNING OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS FRAMEWORK AGREEMENT
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #16: APPROVE CONTINUED PROVISION OF ISSUER YES FOR FOR
GUARANTEE
ISSUER: TCL Corp.
TICKER: 100 CUSIP: Y8549C107
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIN XUZHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: TCL Corp.
TICKER: 000100 CUSIP: Y8549C107
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #8: APPROVE AUTHORIZATION FOR ADJUSTMENT ON ISSUER YES FOR FOR
SECURITIES INVESTMENT AND FINANCIAL MANAGEMENT
ISSUER: TCL Corp.
TICKER: 100 CUSIP: Y8549C107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF GLOBAL ISSUER YES FOR FOR
PARTNER PROGRAM PHASE 2
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF GLOBAL ISSUER YES FOR FOR
PARTNER PROGRAM PHASE 2 MANAGEMENT METHOD
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND GLOBAL INCENTIVE PROGRAM
PHASE 2
PROPOSAL #5: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PERFORMANCE
SHARE INCENTIVE PLAN
ISSUER: TCL Corp.
TICKER: 000100 CUSIP: Y8549C107
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #3.3: APPROVE ISSUE CURRENCY AND SIZE ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO ISSUANCE OF DOLLAR BONDS BY
OVERSEAS SUBSIDIARY
PROPOSAL #5: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES FOR FOR
PROVISION
ISSUER: TCL Corporation
TICKER: 000100 CUSIP: Y8549C107
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTRODUCTION OF STRATEGIC ISSUER YES FOR FOR
INVESTORS BY SUBSIDIARY
ISSUER: TCL Electronics Holdings Limited
TICKER: 1070 CUSIP: G8701T138
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: TCL Electronics Holdings Limited
TICKER: 1070 CUSIP: G8701T138
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT LI YUHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YANG ANMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a: ELECT WANG CHENG KEVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: ELECT WANG YI MICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: ELECT ROBERT MAARTEN WESTERHOF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6d: ELECT LAU SIU KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE SPECIFIC MANDATE TO ISSUE NEW ISSUER YES FOR FOR
SHARES UNDER THE SHARE AWARD SCHEME
ISSUER: TDG Holding Co., Ltd.
TICKER: 600330 CUSIP: Y98917100
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF PROJECT INVESTMENT ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH SHANGHAI TIANYING INVESTMENT
DEVELOPMENT CO., LTD. AND ZHEJIANG YUNENG TECHNOLOGY
CO., LTD.
PROPOSAL #2.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH ZHEJIANG JIAKANG ELECTRONICS CO.,
LTD.
PROPOSAL #2.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH ZHEJIANG TIANLING MACHINERY TRADE
CO., LTD. AND XUZHOU TONGXIN GUANGDIAN TECHNOLOGY
CO., LTD.
ISSUER: TDG Holding Co., Ltd.
TICKER: 600330 CUSIP: Y98917100
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PRICE OR PRICE RANGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE, SIZE AND PROPORTION OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: TDG Holding Co., Ltd.
TICKER: 600330 CUSIP: Y98917100
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: TDG Holding Co., Ltd.
TICKER: 600330 CUSIP: Y98917100
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHANGHAI TIANYING INVESTMENT DEVELOPMENT CO., LTD.,
JIAXING TIANYING TECHNOLOGY DEVELOPMENT CO., LTD.,
ZHEJIANG YUNENG TECHNOLOGY CO., LTD.
PROPOSAL #8.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
BOCHUANG TECHNOLOGY CO., LTD., ZHEJIANG KAIYING NEW
MATERIALS CO., LTD.
PROPOSAL #8.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
TIANTONG RUIHONG TECHNOLOGY CO., LTD.
PROPOSAL #8.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHENZHEN HONGDIAN TECHNOLOGY CO., LTD., ZHEJIANG
JIAKANG ELECTRONICS CO., LTD.
PROPOSAL #8.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHEJIANG HAINING RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #8.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHEJIANG TIANLING MACHINERY TRADING CO., LTD.,
XUZHOU TONGXIN OPTOELECTRONICS TECHNOLOGY CO., LTD.
PROPOSAL #8.7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
TIANTONG KAICHENG SEMICONDUCTOR MATERIALS CO., LTD.
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Teamax Smart City Technology Corp. Ltd.
TICKER: 000662 CUSIP: Y29309104
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE POSTPONEMENT OF SHARE PURCHASE ISSUER YES FOR FOR
PLAN BY COMPANY EXECUTIVES
ISSUER: Teamax Smart City Technology Corp. Ltd.
TICKER: 662 CUSIP: Y29309104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: ELECT CHEN XUEMEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Teamax Smart City Technology Corp. Ltd.
TICKER: 662 CUSIP: Y29309104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Teamax Smart City Technology Corp. Ltd.
TICKER: 662 CUSIP: Y29309104
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING OF WHOLLY-OWNED INDIRECT SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY FOR FINANCING OF INDIRECT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: ELECT DING HAIFANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Teamax Smart City Technology Corp. Ltd.
TICKER: 000662 CUSIP: Y29309104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY XINTE ENERGY CO., LTD.
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY XINJIANG XINTE CRYSTAL SILICON
HIGH-TECH CO., LTD.
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT HUANG HANJIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT HU SHUJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT GUO JUNXIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI BIANQU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HU NAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT HU JINSONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT DONG JINGCHEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YANG BAIYIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN YINGRU AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT SUN WEIHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG AIQIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT BU XIAOXIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF RENEWABLE BONDS BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #1.1: APPROVE ISSUE SIZE, ISSUE MANNER AND ISSUER YES FOR FOR
PAR VALUE
PROPOSAL #1.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE BOND INTEREST RATE AND PAYMENT ISSUER YES FOR FOR
MANNER
PROPOSAL #1.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE DEFERRED INTEREST PAYMENT ISSUER YES FOR FOR
OPTION
PROPOSAL #1.6: APPROVE COMPULSORY INTEREST PAYMENT ISSUER YES FOR FOR
AND DEFERRED INTEREST PAYMENT LIMIT
PROPOSAL #1.7: APPROVE REDEMPTION OPTION ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE PAYMENT MANNER OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #1.9: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.11: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #1.12: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #1.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.14: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF BONDS BY CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2.1: APPROVE ISSUE SIZE, ISSUE MANNER AND ISSUER YES FOR FOR
PAR VALUE
PROPOSAL #2.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND PAYMENT ISSUER YES FOR FOR
MANNER
PROPOSAL #2.4: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE PAYMENT MANNER OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.6: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.9: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE AUTHORIZATION MATTERS ISSUER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE OF THE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGEMENT AGENCY ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE FORM OF EQUITY TO BE GRANTED ISSUER YES FOR FOR
BY THIS INCENTIVE PLAN
PROPOSAL #1.5: APPROVE SOURCE AND TYPE OF THE ISSUER YES FOR FOR
UNDERLYING STOCKS INVOLVED IN THE PROPOSED EQUITY OF
THE INCENTIVE PLAN
PROPOSAL #1.6: APPROVE NUMBER OF EQUITY TO BE GRANTED ISSUER YES FOR FOR
BY THIS INCENTIVE PLAN AND THE PROPORTION OF THE
COMPANY'S TOTAL SHARES
PROPOSAL #1.7: APPROVE INCENTIVE STOCK OPTIONS ISSUER YES FOR FOR
GRANTED
PROPOSAL #1.8: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.9: APPROVE DURATION, GRANT DATE, WAITING ISSUER YES FOR FOR
PERIOD, EXERCISE DATE AND LOCK-UP PERIOD IN
CONNECTION TO THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.1: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING IN CONNECTION TO THE STOCK OPTION
INCENTIVE PLAN
PROPOSAL #1.11: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.12: APPROVE ACCOUNTING TREATMENT AND ISSUER YES FOR FOR
PERFORMANCE IMPACT MEASUREMENT
PROPOSAL #1.13: APPROVE IMPLEMENTATION, GRANT AND ISSUER YES FOR FOR
EXERCISE PROCEDURES
PROPOSAL #1.14: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.15: APPROVE CHANGE AND TERMINATION OF ISSUER YES FOR FOR
THIS INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND ITS ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: APPROVE DEVELOPMENT OF HEDGING BUSINESS ISSUER YES FOR FOR
AND FORWARD FOREIGN EXCHANGE TRADING BUSINESS
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XINJIANG TBEA GROUP CO., LTD.
PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XINJIANG JOINWORLD CO., LTD.
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: ELECT SONG LEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tebian Electric Apparatus Stock Co., Ltd.
TICKER: 600089 CUSIP: Y8550D101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
ISSUER: Tech Mahindra Ltd.
TICKER: TECHM CUSIP: Y85491127
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RETIREMENT OF VINEET NAYYAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF C. P. GURNANI AS CHAIRMAN AND MANAGING DIRECTOR
AND CHIEF EXECUTIVE OFFICER
PROPOSAL #6: APPROVE EMPLOYEE STOCK OPTION SCHEME ISSUER YES FOR FOR
2018 FOR BENEFIT OF EMPLOYEES AND DIRECTOR OF COMPANY
PROPOSAL #7: APPROVE EMPLOYEE STOCK OPTION SCHEME ISSUER YES FOR FOR
2018 FOR BENEFIT OF EMPLOYEES AND DIRECTOR OF
SUBSIDIARY COMPANY
ISSUER: Tech-bank Food Co., Ltd.
TICKER: 002124 CUSIP: Y62988103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED ISSUER NO N/A N/A
FUNDS INVESTMENT PROJECT AND USE OF REMAINING RAISED
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: ELECT SU LIRONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: Tech-bank Food Co., Ltd.
TICKER: 2124 CUSIP: Y62988103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER NO N/A N/A
AND RELEVANT AUTHORIZATIONS
PROPOSAL #8: APPROVE 2018 REMUNERATION AND 2019 ISSUER NO N/A N/A
OPERATION PERFORMANCE OF SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER NO N/A N/A
PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #12: APPROVE REMUNERATION OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #13.1: ELECT ZHANG BANGHUI AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #13.2: ELECT SHENG YUHUA AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #13.3: ELECT SU LIRONG AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #13.4: ELECT CHEN XINSHENG AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #14.1: ELECT XU PING AS INDEPENDENT DIRECTOR SHAREHOLDER NO N/A N/A
PROPOSAL #14.2: ELECT ZHANG HUIMING AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #14.3: ELECT BAO JINHONG AS INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #15.1: ELECT ZHANG BINGLIANG AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #15.2: ELECT CAO ZHEN AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: TECO Electric & Machinery Co., Ltd.
TICKER: 1504 CUSIP: Y8563V106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Tecon Biology Co., Ltd.
TICKER: 002100 CUSIP: Y9729V105
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BANK LOAN OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Tecon Biology Co., Ltd.
TICKER: 002100 CUSIP: Y9729V105
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Tecon Biology Co., Ltd.
TICKER: 002100 CUSIP: Y9729V105
MEETING DATE: 10/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tecon Biology Co., Ltd.
TICKER: 2100 CUSIP: Y9729V105
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Tecon Biology Co., Ltd.
TICKER: 002100 CUSIP: Y9729V105
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN APPLICATION FROM COMMERCIAL ISSUER YES FOR FOR
BANKS
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
SHORT-TERM BANK FINANCING BUSINESS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Tecon Biology Co., Ltd.
TICKER: 2100 CUSIP: Y9729V105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Tekfen Holding AS
TICKER: TKFEN CUSIP: M8788F103
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Telecom Egypt
TICKER: ETEL CUSIP: M87886103
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE CORPORATE GOVERNANCE REPORT FOR ISSUER NO N/A N/A
FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2019
PROPOSAL #6: RATIFY CHANGES IN THE COMPOSITION OF THE ISSUER NO N/A N/A
BOARD
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2019 ISSUER NO N/A N/A
PROPOSAL #9: APPROVE SITTING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS FOR FY 2019
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2018 AND FY 2019
PROPOSAL #11: APPROVE ALLOCATION OF INCOME FOR FY ISSUER NO N/A N/A
2018
PROPOSAL #12: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
ISSUER: Telecom Egypt
TICKER: ETEL CUSIP: M87886103
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 21 OF BYLAWS ISSUER NO N/A N/A
ISSUER: Telekom Malaysia Bhd.
TICKER: 4863 CUSIP: Y8578H118
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROSLI MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ASRI HAMIDIN @ HAMIDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FARID MOHAMED SANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD NAIM DARUWISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HISHAM ZAINAL MOKHTAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SUHENDRAN SOCKANATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT GEE SIEW YOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS PLT ISSUER YES FOR FOR
(PWC) AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #13: APPROVE IMPLEMENTATION OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS
PROPOSAL #14: APPROVE GRANT OF LTIP AWARDS TO MOHD ISSUER YES FOR FOR
AZIZI ROSLI
ISSUER: Telesites SAB de CV
TICKER: SITESB.1 CUSIP: P90355135
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT INCLUDING ISSUER YES FOR FOR
EXTERNAL AUDITOR'S REPORT AND BOARD'S OPINION ON
PROPOSAL #1.2: APPROVE BOARD REPORT ON PRINCIPAL ISSUER YES FOR FOR
ACCOUNTING POLICIES AND CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.3: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD
PROPOSAL #1.4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY DIRECTORS AND COMPANY ISSUER YES AGAINST AGAINST
SECRETARY AND DEPUTY SECRETARY; VERIFY INDEPENDENCE
OF DIRECTORS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMPANY SECRETARY AND DEPUTY SECRETARY
PROPOSAL #5: ELECT OR RATIFY MEMBERS OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Telkom SA SOC Ltd.
TICKER: TKG CUSIP: S84197102
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SELLO MOLOKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DOLLY MOKGATLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT SIBUSISO LUTHULI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT NAVIN KAPILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT REX TOMLINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT GRAHAM DEMPSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT KHOLEKA MZONDEKI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.3: ELECT SIBUSISO LUTHULI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT GRAHAM DEMPSTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: RE-ELECT REX TOMLINSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.1: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH S DIKANA AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #4.2: APPOINT SIZWENTSALUBAGOBODO AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH S LOKHAT AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE IMPLEMENTATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: Tellhow Sci-Tech Co., Ltd.
TICKER: 600590 CUSIP: Y8997A108
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE AND ISSUER YES FOR FOR
EXTENSION PERIOD OF GUARANTEE
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3.1: ELECT HUANG DAIFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT ZHANG XINGHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LIU TING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT XIA QING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHU YIYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT WANG JINYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LI ZIQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT ZHOU HAIYING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tellhow Sci-Tech Co., Ltd.
TICKER: 600590 CUSIP: Y8997A108
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND FIXED ASSET INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #3: AMEND EXTERNAL DONATION MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #4: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Tellhow Sci-Tech Co., Ltd.
TICKER: 600590 CUSIP: Y8997A108
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.6: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE TERMS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.1: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS AND SHORT-TERM COMMERCIAL PAPER
ISSUER: Tellhow Sci-Tech Co., Ltd.
TICKER: 600590 CUSIP: Y8997A108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #20: APPROVE TERMINATION OF ACQUISITION OF ISSUER YES FOR FOR
EQUITY SHARES
ISSUER: Tempus Global Business Service Group Holding Ltd.
TICKER: 300178 CUSIP: Y7745A105
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF
CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Tempus Global Business Service Group Holding Ltd.
TICKER: 300178 CUSIP: Y7745A105
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENTS
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENTS OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.1: APPROVE DETERMINATION METHOD OF ISSUER YES FOR FOR
NUMBERS OF SHARES TO BE CONVERTED
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE RELEVANT ISSUER YES FOR FOR
DIVIDEND AFTER CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MEETING OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE MANAGEMENT AND DEPOSIT ISSUER YES FOR FOR
ACCOUNT FOR PROCEEDS
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE ARGUMENT ANALYSIS REPORT ON THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE VERIFICATION REPORT ON THE USAGE ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Tempus Global Business Service Group Holding Ltd.
TICKER: 300178 CUSIP: Y7745A105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: ELECT SHI JIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Tenaga Nasional Bhd.
TICKER: 5347 CUSIP: Y85859109
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEO MOGGIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JUNIWATI RAHMAT HUSSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GOPALA KRISHNAN K.SUNDARAM AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT ONG AI LIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT AHMAD BADRI BIN MOHD ZAHIR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ROSLINA BINTI ZAINAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT AMIR HAMZAH BIN AZIZAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED DECEMBER 31, 2018
PROPOSAL #9: APPROVE DIRECTORS' FEES FROM JANUARY 1, ISSUER YES FOR FOR
2019 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #10: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: Tencent Holdings Limited
TICKER: 700 CUSIP: G87572163
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JACOBUS PETRUS (KOOS) BEKKER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT IAN CHARLES STONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tencent Holdings Limited
TICKER: 700 CUSIP: G87572163
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
ISSUER: Tengda Construction Group Co., Ltd.
TICKER: 600512 CUSIP: Y8585G103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Tengda Construction Group Co., Ltd.
TICKER: 600512 CUSIP: Y8585G103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND INCENTIVE ISSUER YES FOR FOR
ASSESSMENT OF DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Terna Energy SA
TICKER: TENERGY CUSIP: X8979G108
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.b: APPROVE PROFIT SHARING TO DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #7: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #8: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Terrafina
TICKER: TERRA13 CUSIP: P2R51T187
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: RATIFY ALBERTO CHRETIN CASTILLO AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.2: RATIFY ALFONSO MUNK ALBA AS TECHNICAL ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #3.3: RATIFY EDUARDO SOLIS SANCHEZ AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.4: RATIFY ARTURO D'ACOSTA RUIZ AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.5: RATIFY JOSE LUIS BARRAZA GONZALEZ AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.6: RATIFY VICTOR DAVID ALMEIDA GARCIA AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.7: RATIFY CARMINA ABAD SANCHEZ AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #3.8: RATIFY JULIO IGNACIO CARDENAS SARRE AS ISSUER YES FOR FOR
TECHNICAL COMMITTEE MEMBER
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Test Research, Inc.
TICKER: 3030 CUSIP: Y8591M102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Test Rite International Co., Ltd.
TICKER: 2908 CUSIP: Y85920109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF PUBLIC PLACEMENT OF ISSUER YES FOR FOR
COMMON STOCK
PROPOSAL #10: APPROVE REMOVAL OF DIRECTOR'S NON- ISSUER YES FOR FOR
COMPETE RESTRICTIONS
ISSUER: Texhong Textile Group Ltd.
TICKER: 2678 CUSIP: G87655117
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TANG DAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JI ZHONGLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHENG LONGDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Thai Airways International Public Co. Ltd.
TICKER: THAI CUSIP: Y8615C114
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND (OAG) AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7.1: ELECT DISTAT HOTRAKITYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT SOMKIAT SIRICHATCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT SUMETH DAMRONGCHAITHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT DANUCHA PICHAYANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT NITAYA DIREKSATHAPON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REDUCTION OF LEGAL RESERVE AND ISSUER YES FOR FOR
PREMIUM ON ORDINARY SHARES TO COMPENSATE THE DEFICIT
OF THE COMPANY
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thai Foods Group Public Co. Ltd.
TICKER: TFG CUSIP: Y8636A113
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT WEIDT NUCHCHAROEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ANANT TANGTONGWECHAKIT AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT PHET NANTAVISAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN SIZE OF BOARD FROM 8 ISSUER YES FOR FOR
TO 9 AND ELECT ASSANEE SUBVANICH AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AMEND ARTICLE OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thai Oil Public Co. Ltd.
TICKER: TOP CUSIP: Y8620B119
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CLEAN FUEL ISSUER YES FOR FOR
PROJECT (CFP) AND RELATED ASSET ACQUISITION
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thai Oil Public Co. Ltd.
TICKER: TOP CUSIP: Y8620B119
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5.1: ELECT AUTTAPOL RERKPIBOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT KUKIAT SRINAKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DUANGPORN THIENGWATANATHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT KANIT SI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT PREECHA POCATANAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISPOSAL OF ASSETS TO TRANSFER ISSUER YES FOR FOR
OWNERSHIP IN ENERGY RECOVERY UNIT (ERU)
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thai Reinsurance Public Company Limited
TICKER: THRE CUSIP: Y8727D166
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT POTJANEE THANAVARANIT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT KERATI PANICHEWA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT JIRAPHANT ASVATANAKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT ORAN VONGSURAPHICHET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thai Union Group Public Co. Ltd.
TICKER: TU CUSIP: Y8730K116
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CHENG NIRUTTINANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SAKDI KIEWKARNKHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT CHAN SHUE CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NORIO SAIGUSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION FOR THE YEAR 2019 ISSUER YES FOR FOR
AND BONUS OF DIRECTORS FOR THE YEAR 2018
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE IN ISSUANCE OF ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
TO DIRECTORS, EXECUTIVES AND EMPLOYEES
ISSUER: Thai Vegetable Oil Public Co. Ltd.
TICKER: TVO CUSIP: Y9013V159
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CHAIPAT SAHASAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VACHARA VITAYATANAGORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PACHAI CHANPITAKSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT EKARAT WONGSUPBHASATIGUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thaicom Public Co. Ltd.
TICKER: THCOM CUSIP: Y8617K122
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND PAYMENT
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #7.1: ELECT PRASERT BUNSUMPUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PATAREEYA BENJAPOLCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE PROHIBITION OF BUSINESS ISSUER YES FOR FOR
DOMINATION BY FOREIGNERS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thal Ltd.
TICKER: THALL CUSIP: Y8737J104
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EY FORD RHODES AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS, MEETING NOTICES AND OTHER INFORMATION IN
SOFT FORM
PROPOSAL #5: APPROVE INVESTMENT IN SINDH ENGRO COAL ISSUER YES FOR FOR
MINING COMPANY LIMITED (SECMC), ASSOCIATED COMPANY
ISSUER: Thanachart Capital Public Co., Ltd.
TICKER: TCAP CUSIP: Y8738D197
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
STANDING COMMITTEES
PROPOSAL #5.2: APPROVE PERFORMANCE ALLOWANCE FOR ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #6.1: ELECT BANTERNG TANTIVIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT VICHIT YANAMORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PRINYA HOM-ANEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: The Bank of Chongqing Co. Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SONG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TANG XIAODONG AS DIRECTOR ISSUER YES FOR FOR
ISSUER: The Bank of Chongqing Co. Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU HENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO THE ADMINISTRATIVE ISSUER YES AGAINST AGAINST
MEASURES ON OUTWARD EQUITY INVESTMENTS OF THE BANK
PROPOSAL #3: APPROVE AMENDMENTS TO THE ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES FOR CONNECTED TRANSACTIONS OF THE BANK
ISSUER: The Bank of Chongqing Co. Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS EXTERNAL
AUDITORS
PROPOSAL #8: APPROVE THREE-YEAR SHAREHOLDERS' ISSUER YES FOR FOR
DIVIDEND RETURN PLAN AFTER THE ISSUE OF A SHARES
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE PROPOSED INITIAL
PUBLIC OFFERING OF A SHARES AND AUTHORIZATION TO THE
BOARD OF DIRECTORS
PROPOSAL #2: APPROVE AMENDMENTS TO THE PRICE ISSUER YES FOR FOR
STABILIZATION PLAN FOR THE A SHARES
PROPOSAL #3: APPROVE AUTHORIZATION OF THE ISSUER YES FOR FOR
SHAREHOLDERS' MEETING TO THE BOARD OF THE BANK
ISSUER: The Bank of Chongqing Co., Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE PROPOSED INITIAL
PUBLIC OFFERING OF A SHARES AND AUTHORIZATION TO THE
BOARD OF DIRECTORS
PROPOSAL #2: APPROVE AMENDMENTS TO THE PRICE ISSUER YES FOR FOR
STABILIZATION PLAN FOR THE A SHARES
ISSUER: The Bidvest Group Ltd.
TICKER: BVT CUSIP: S1201R162
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT LORATO PHALATSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT TANIA SLABBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT ALEX MADITSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT ERIC DIACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MARK STEYN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT NORMAN THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT RENOSI MOKATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PWC AS AUDITORS OF THE COMPANY ISSUER YES FOR FOR
WITH CRAIG WEST AS THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT NIGEL PAYNE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT NORMAN THOMSON AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT RENOSI MOKATE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT NOSIPHO MOLOPE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.5: RE-ELECT ERIC DIACK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PAYMENT OF DIVIDEND BY WAY OF ISSUER YES FOR FOR
PRO RATA REDUCTION OF SHARE CAPITAL OR SHARE PREMIUM
PROPOSAL #8: AUTHORISE CREATION AND ISSUE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION REPORT OF ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
ISSUER: The Bombay Burmah Trading Corp Ltd
TICKER: 501425 CUSIP: Y0927D112
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT JEHANGIR N. WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, AS BRANCH ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT NUSLI NEVILLE WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT A. K. HIRJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT M. L. APTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT D. E. UDWADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
ISSUER: The Chemical Works of Gedeon Richter Plc
TICKER: RICHT CUSIP: X3124S107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE ISSUER YES FOR FOR
COLLECTION METHOD
PROPOSAL #2: AUTHORIZE COMPANY TO PRODUCE SOUND ISSUER YES FOR FOR
RECORDING OF MEETING PROCEEDINGS
PROPOSAL #3: ELECT CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF HUF 100 PER SHARE
PROPOSAL #8: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #9: CHANGE LOCATION OF BRANCH OFFICE ISSUER YES FOR FOR
PROPOSAL #10: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION RE: BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #12: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: REELECT CSABA LANTOS AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #15: REELECT GABOR GULACSI AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #16: ELECT GYORGY BAGDY AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #17: APPROVE REMUNERATION OF MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #18: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #19: RATIFY PRICEWATERHOUSECOOPERS AUDITING ISSUER YES FOR FOR
LTD. AS AUDITOR
PROPOSAL #20: APPROVE AUDITOR'S REMUNERATION ISSUER YES FOR FOR
ISSUER: The Company for Cooperative Insurance
TICKER: 8010 CUSIP: M7225K105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
4,462,000 FOR FY 2018
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL FAISALIAH GROUP
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED INSURANCE COMPANY
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED INSURANCE COMPANY
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
JABAL OMAR COMPANY
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL RA'IDAH INVESTMENT COMPANY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
QASSIM CEMENT COMPANY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL AHLI BANK
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAJM FOR INSURANCE SERVICES
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAJM FOR INSURANCE SERVICES
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
WASEEL
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
WASEEL
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL MEDICAL CARE CO.
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL MEDICAL CARE CO.
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GENERAL ORGANIZATION OF SOCIAL INSURANCE
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
GENERAL ORGANIZATION OF SOCIAL INSURANCE
PROPOSAL #22: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TAWUNIYA TOWERS
PROPOSAL #23: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
PUBLIC PENSION AGENCY
PROPOSAL #24: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NATIONAL PETROCHEMICAL COMPANY
PROPOSAL #25: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
THE SAUDI INVESTMENT BANK
PROPOSAL #26: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL TARFEEH INVESTMENT AND DEVELOPMENT CO
PROPOSAL #27: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TECHNOLOGY AND SECURITY COMPREHENSIVE CONTROL
PROPOSAL #28: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
LIMITED SUPPORT SERVICES COMPANY
PROPOSAL #29: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNLIMITED SUPPORT SERVICES COMPANY
PROPOSAL #30: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
NAJM ALPHA AERO COMPANY
PROPOSAL #31: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TAWARI TECH COMPANY
PROPOSAL #32: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
QIMAT AL SAMAA AERO COMPANY
PROPOSAL #33: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
TECHNOLOGY CONTROL COMPANY LIMITED
PROPOSAL #34: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KAFAAT BUSINESS SOLUTIONS
PROPOSAL #35: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARAB COMPANY FOR INTERNET SERVICES AND COMMUNICATIONS
ISSUER: The Federal Bank Ltd.
TICKER: FEDERALBNK CUSIP: Y24781182
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT GANESH SANKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AND M M NISSIM & CO, CHARTERED
ACCOUNTANTS, MUMBAI AS JOINT CENTRAL STATUTORY
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT A P HOTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DEEPAK MAHESHWARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NILESH VIKAMSEY AS CHAIRMAN OF THE BANK
PROPOSAL #9: APPROVE VARIABLE PAY TO SHYAM SRINIVASAN ISSUER YES FOR FOR
AS MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER
PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ASHUTOSH KHAJURIA AS EXECUTIVE DIRECTOR & CHIEF
FINANCIAL OFFICER
PROPOSAL #11: APPROVE VARIABLE PAY TO ASHUTOSH ISSUER YES FOR FOR
KHAJURIA AS EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE REAPPOINTMENT OF GANESH ISSUER YES FOR FOR
SANKARAN AS EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE VARIABLE PAY TO GANESH SANKARAN ISSUER YES FOR FOR
AS EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND/OR OTHER DEBT SECURITIES ON PRIVATE
PLACEMENT BASIS
PROPOSAL #15: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
ISSUER: The Foschini Group Ltd.
TICKER: TFG CUSIP: S29260155
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: APPOINT DELOITTE & TOUCHE AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY AND M VAN WYK AS THE DESIGNATED PARTNER
PROPOSAL #3: RE-ELECT TUMI MAKGABO-FISKERSTRAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RE-ELECT EDDY OBLOWITZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GRAHAM DAVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SAM ABRAHAMS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT TUMI MAKGABO-FISKERSTRAND AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT EDDY OBLOWITZ AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT NOMAHLUBI SIMAMANE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT DAVID FRIEDLAND AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT FATIMA ABRAHAMS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #14: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: The Great Eastern Shipping Co., Ltd.
TICKER: 500620 CUSIP: Y2857Q154
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT G. SHIVAKUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT K. M. SHETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT VINEET NAYYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT FARROKH KAVARANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SECURE/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
ISSUER: The Hub Power Co. Ltd.
TICKER: HUBC CUSIP: Y3746T102
MEETING DATE: 10/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE LETTER OF SUPPORT GUARANTEE IN ISSUER YES FOR FOR
FAVOR OF THAR ENERGY LIMITED, SUBSIDIARY COMPANY
PROPOSAL #1: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: The Hub Power Co. Ltd.
TICKER: HUBC CUSIP: Y3746T102
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF LETTER OF SUPPORT ISSUER YES FOR FOR
TO PRIVATE POWER AND INFRASTRUCTURE BOARD IN FAVOR OF
THAR ENERGY LIMITED
PROPOSAL #2: APPROVE ACQUISITION OF SHARES IN CHINA ISSUER YES FOR FOR
POWER HUB GENERATION COMPANY (PRIVATE) LIMITED
PROPOSAL #3.a: APPROVE ACQUISITION OF SHARES IN ISSUER YES FOR FOR
THALNOVA POWER THAR (PRIVATE) LIMITED
PROPOSAL #3.b: APPROVE STANDBY LETTER OF CREDIT ISSUER YES FOR FOR
ISSUED IN FAVOR OF THALNOVA POWER THAR (PRIVATE)
PROPOSAL #3.c: APPROVE PROVISION OF WORKING CAPITAL ISSUER YES FOR FOR
FINANCING TO THALNOVA POWER THAR (PRIVATE) LIMITED
PROPOSAL #3.d: APPROVE ASSIGNMENT OF EQUITY ISSUER YES FOR FOR
SUBORDINATED LOAN IN FAVOR OF LENDERS OF THALNOVA
POWER THAR (PRIVATE) LIMITED
PROPOSAL #3.e: APPROVE PLEDGE OF SHARES IN THALNOVA ISSUER YES FOR FOR
POWER THAR (PRIVATE) LIMITED FOR DEBT
PROPOSAL #3.f: APPROVE LOAN GUARANTEE IN FAVOR OF ISSUER YES FOR FOR
THALNOVA POWER THAR (PRIVATE) LIMITED AND
INTERCREDITOR AGENT
PROPOSAL #3.g: APPROVE ISSUANCE OF SPONSOR STANDBY ISSUER YES FOR FOR
LETTER OF CREDIT TO COVER INITIAL DEBT SERVICE
RESERVE ACCOUNT SHORTFALL
PROPOSAL #3.h: AUTHORIZE BOARD TO PARTICIPATE IN TEL ISSUER YES FOR FOR
PUT OPTIONS PROVIDED BY LENDERS
ISSUER: The Indian Hotels Co., Ltd.
TICKER: 500850 CUSIP: Y3925F147
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT N. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PUNEET CHHATWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PUNEET CHHATWAL AS MANAGING DIRECTOR ANDCHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
MEHERNOSH KAPADIA AS EXECUTIVE DIRECTOR - CORPORATE
AFFAIRS
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: The National Commercial Bank CJSC
TICKER: 1180 CUSIP: M7S2CL107
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE INTERIM DIVIDENDS OF SAR 1.10 ISSUER YES FOR FOR
FOR Q3 AND Q4 OF FY 2018
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF SAR 1 FOR ISSUER YES FOR FOR
Q1 AND Q2 OF FY 2018
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q1, Q2 AND Q3 OF FY 2019
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #10: APPROVE AUDIT COMMITTEE CHARTER ISSUER YES FOR FOR
PROPOSAL #11: ELECT MOHAMMED AL HOQAL AS AUDIT ISSUER YES FOR FOR
COMMITTEE DIRECTOR
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM UP ISSUER YES FOR FOR
TO 3.2 MILLION SHARES TO BE ALLOCATED TO EMPLOYEE
SHARE SCHEME
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
BUPA ARABIA FOR COOPERATIVE INSU CO SJSC
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ACCENTURE CO
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ACCENTURE CO
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI ACCENTURE CO
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI TELECOM COMPANY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KINAN INTERNATIONAL REAL ESTATE CO
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
KINAN INTERNATIONAL REAL ESTATE CO
ISSUER: The Phoenix Mills Ltd.
TICKER: 503100 CUSIP: Y6973B132
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHISHIR SHRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE RE-DESIGNATION AND REVISION IN ISSUER YES FOR FOR
REMUNERATION OF ATUL RUIA AS CHAIRMAN AND MANAGING
DIRECTOR
ISSUER: The Searle Co. Ltd.
TICKER: SEARL CUSIP: Y7561Y104
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER YES AGAINST AGAINST
YEAR ENDED JUNE 30, 2018
PROPOSAL #8: AUTHORIZE BOARD TO APPROVE RELATED PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS FOR YEAR ENDING JUNE 30, 2019
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: The Shipping Corp. of India Ltd.
TICKER: 523598 CUSIP: Y7757H113
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT S.V. KHER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT SANGEETA SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT RAJESH SOOD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT SURINDER PAL SINGH JAGGI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7: ELECT GAUTAM SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RAJ KISHORE TEWARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PALANISAMY KANAGASABAPATHI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT VIJAY TULSHIRAMJI JADHAO AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: The Siam Cement Public Co. Ltd.
TICKER: SCC CUSIP: Y7866P147
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT THUMNITHI WANICHTHANOM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT TARISA WATANAGASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PASU DECHARIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PARNSIREE AMATAYAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
ISSUER: The Siam Commercial Bank Public Co. Ltd.
TICKER: SCB CUSIP: Y7905M113
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE YEAR 2019 AND BONUS OF DIRECTORS FOR THE YEAR
PROPOSAL #5.1: ELECT PRASAN CHUAPHANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT THAWEESAK KOANANTAKOOL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT KAN TRAKULHOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT CHAKKRIT PARAPUNTAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT LACKANA LEELAYOUTHAYOTIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT CHAOVALIT EKABUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
ISSUER: The South Indian Bank Ltd
TICKER: SOUTHBANK CUSIP: Y8089N141
MEETING DATE: 7/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ACHAL KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT SALIM GANGADHARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT V. J. KURIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT JOHN JOSEPH ALAPATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT FRANCIS ALAPATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Thermax Limited
TICKER: THERMAX CUSIP: Y87948140
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PHEROZ N. PUDUMJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SRBC & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Thermax Ltd.
TICKER: 500411 CUSIP: Y87948140
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE/TRANSFER OF THE BOILER & ISSUER YES FOR FOR
HEATER BUSINESS TO THERMAX BABCOCK & WILCOX ENERGY
SOLUTIONS PRIVATE LIMITED, ITS WHOLLY OWNED
SUBSIDIARY AS A GOING CONCERN ON A SLUMP SALE BASIS
ISSUER: Thinkingdom Media Group Ltd.
TICKER: 603096 CUSIP: Y9000U107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN BANK FINANCIAL PRODUCTS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: AMEND MANAGEMENT SYSTEM FOR EXTERNAL ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #13: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
METHOD
PROPOSAL #14: AMEND CODE OF CONDUCT OF CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER
ISSUER: Thomas Cook (India) Ltd.
TICKER: 500413 CUSIP: Y8806V137
MEETING DATE: 9/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHANDRAN RATNASWAMI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DETERMINATION OF FEE FOR ISSUER YES FOR FOR
DELIVERY OF DOCUMENTS
PROPOSAL #5: APPROVE CONTINUATION OF THE APPOINTMENT ISSUER YES FOR FOR
OF KISHORI UDESHI AS NON-EXECUTIVE INDEPENDENT
PROPOSAL #6: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO SECURED OR UNSECURED, REDEEMABLE NON-CONVERTIBLE
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: ELECT MAHESH IYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
MAHESH IYER AS EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE
OFFICER
ISSUER: Thoresen Thai Agencies Public Co. Ltd.
TICKER: TTA CUSIP: Y8808K170
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD., AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6.1: ELECT CHALERMCHAI MAHAGITSIRI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.2: ELECT SANTI BANGOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT CHITRAPONGSE KWANGSUKSTITH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT KAMOLSUT DABBARANSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF SUB-COMMITTEES
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Thunder Software Technology Co., Ltd.
TICKER: 300496 CUSIP: Y444KZ103
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2.1: ELECT ZHAO HONGFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT FENG JUANJUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG YUXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZOU PENGCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT CHEN XIAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT DENG FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU LIANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG YUE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CHENG LI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LIU XUEHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JI ZHIQIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Thunder Software Technology Co., Ltd.
TICKER: 300496 CUSIP: Y444KZ103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HUANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: REPURCHASE AND CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARE THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
ISSUER: Thunder Software Technology Co., Ltd.
TICKER: 300496 CUSIP: Y444KZ103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED ADDRESS AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Thunder Software Technology Co., Ltd.
TICKER: 300496 CUSIP: Y444KZ103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES EQUITY INCENTIVE THAT HAS BEEN
GRANTED BUT HAS NOT BEEN UNLOCKED
PROPOSAL #10: APPROVE REDUCTION OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: TI Financial Holdings Limited
TICKER: N/A CUSIP: Y9001B157
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT N SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT M M MURUGAPPAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: TI Financial Holdings Ltd.
TICKER: 504973 CUSIP: Y9001B157
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
ISSUER: TI Financial Holdings Ltd.
TICKER: 504973 CUSIP: Y9001B157
MEETING DATE: 2/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
ISSUER: Tian Di Science & Technology Co., Ltd.
TICKER: 600582 CUSIP: Y8817K104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT HU SHANTING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAO YUKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHAO SHOUSEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHENG YOUYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LIU JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT FAN BAOYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SUN JIANKE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT XIAO MING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DING RIJIA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT TANG BAOGUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT AN MANLIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT LIU YUANFANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tian Di Science & Technology Co., Ltd.
TICKER: 600582 CUSIP: Y8817K104
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT WITH CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER TO ESTABLISH FINANCE COMPANY
ISSUER: Tian Di Science & Technology Co., Ltd.
TICKER: 600582 CUSIP: Y8817K104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
ISSUER: Tian Ge Interactive Holdings Limited
TICKER: 1980 CUSIP: G88764108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE TRANSFER AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE DISPOSAL ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE SHARE TRANSFER AGREEMENT
ISSUER: Tian Ge Interactive Holdings Ltd.
TICKER: 1980 CUSIP: G88764108
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT FU ZHENGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CAO FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YANG WENBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAN WING YUEN HUBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8D: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME
ISSUER: Tiangong International Company Limited
TICKER: 826 CUSIP: G88831113
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT ZHU XIAOKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LEE CHEUK YIN, DANNIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a3: ELECT WANG XUESONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tianguang Zhongmao Co., Ltd.
TICKER: 2509 CUSIP: Y26568108
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE GUARANTEE PROVISION
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ASSOCIATE ISSUER YES FOR FOR
COMPANY
ISSUER: Tianguang Zhongmao Co., Ltd.
TICKER: 2509 CUSIP: Y26568108
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GAO HENGYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHEN QINGZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT YU HOUSHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN XIAODONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PAN JIANXIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG YOUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tianguang Zhongmao Co., Ltd.
TICKER: 002509 CUSIP: Y26568108
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TERMINATION OF ISSUANCE OF ISSUER YES FOR FOR
SHARES TO PURCHASE ASSETS AND RAISING SUPPORTING
ISSUER: Tianguang Zhongmao Co., Ltd.
TICKER: 002509 CUSIP: Y26568108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE 2015 MAJOR ASSET RESTRUCTURING ISSUER YES FOR FOR
PERFORMANCE COMPENSATION IMPLEMENTATION PLAN
ISSUER: TianJin 712 Communication & Broadcasting Co., Ltd.
TICKER: 603712 CUSIP: Y8811K100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #8: APPROVE REMUNERATION OF NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12.1: ELECT LIAO QIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT XI WENBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT MAO TIANXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: TianJin 712 Communication & Broadcasting Co., Ltd.
TICKER: 603712 CUSIP: Y8811K100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.1: ELECT WANG BAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LIAO QIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT PANG HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHEN JING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT YANG YONGSHENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.6: ELECT LIU SHICAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT XI WENBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT DING SHIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG ZHONGJIE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT HOU WENHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT MA LIQUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT ZHANG TAIJIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT MAO TIANXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tianjin Benefo Tejing Electric Co. Ltd.
TICKER: 600468 CUSIP: Y8831M102
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SHI QI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG CHUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SONG DEYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIU MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT FU CHUNQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN JIANGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HAO ZHENPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI RONGLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG QINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SUN CHENG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tianjin Benefo Tejing Electric Co. Ltd.
TICKER: 600468 CUSIP: Y8831M102
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tianjin Benefo Tejing Electric Co. Ltd.
TICKER: 600468 CUSIP: Y8831M102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER NO N/A N/A
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE CHANGES ON THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #9: APPROVE CHANGES ON THE USAGE OF RAISED ISSUER NO N/A N/A
FUNDS
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 1065 CUSIP: Y88228104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT LIU YUJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT WANG JING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT NIU BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: ELECT YU ZHONGPENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.5: ELECT HAN WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.6: ELECT SI XIAOLONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.1: ELECT DI XIAOFENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT GUO YONGQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT WANG XIANGFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.1: ELECT LU HONGYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT NIU JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT SHEN YUE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.4: ELECT LI ZONGQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 1065 CUSIP: Y88228104
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND THE ISSUER YES FOR FOR
SUMMARY OF THE REPORT ANNOUNCED WITHIN THE PRC AND
OVERSEAS
PROPOSAL #2: APPROVE WORKING REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2018 AND OPERATING STRATEGY OF
THE COMPANY FOR THE YEAR 2019
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR THE ISSUER YES FOR FOR
YEAR 2018 AND FINANCIAL BUDGET FOR THE YEAR 2019
PROPOSAL #4: APPROVE 2018 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #6: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS PRC AND
INTERNATIONAL AUDITORS RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ON THE ISSUER YES FOR FOR
LOAN OF DEQING CHUANGHUAN WATER CO, LTD
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 1065 CUSIP: Y88228112
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU YUJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT WANG JING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT NIU BO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4: ELECT YU ZHONGPENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: ELECT HAN WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6: ELECT SI XIAOLONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: ELECT DI XIAOFENG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8: ELECT GUO YONGQING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT WANG XIANGFEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: ELECT LU HONGYAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: ELECT NIU JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12: ELECT SHEN YUE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13: ELECT LI ZONGQIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Tianjin Capital Environmental Protection Group Co., Ltd.
TICKER: 1065 CUSIP: Y88228112
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT AND THE ISSUER YES FOR FOR
SUMMARY OF THE REPORT ANNOUNCED WITHIN THE PRC AND
OVERSEAS
PROPOSAL #2: APPROVE WORKING REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2018 AND OPERATING STRATEGY OF
THE COMPANY FOR THE YEAR 2019
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNTS FOR THE ISSUER YES FOR FOR
YEAR 2018 AND FINANCIAL BUDGET FOR THE YEAR 2019
PROPOSAL #4: APPROVE 2018 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #6: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS PRC AND
INTERNATIONAL AUDITORS RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ON THE ISSUER YES FOR FOR
LOAN OF DEQING CHUANGHUAN WATER CO, LTD
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Tianjin Chase Sun Pharmaceutical Co., Ltd.
TICKER: 300026 CUSIP: Y88081107
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 APPLICATION OF ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BY COMPANY, SUBSIDIARIES
AND INDIRECT SUBSIDIARIES AS WELL AS GUARANTEE
ISSUER: Tianjin Chase Sun Pharmaceutical Co., Ltd.
TICKER: 300026 CUSIP: Y88081107
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICE RANGE ISSUER YES FOR FOR
AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE REPURCHASE TYPE, SCALE, AND ISSUER YES FOR FOR
PROPORTION
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE REPURCHASE MATTERS
ISSUER: Tianjin Chase Sun Pharmaceutical Co., Ltd.
TICKER: 300026 CUSIP: Y88081107
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: AMEND SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
INDIRECT SUBSIDIARY
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT YAO XIAOQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LI ZHANTONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT MIAO DAWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT ZHENG DAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT LAN WUJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT SUN WU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT WANG SHENGTIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LI SHU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT LI CHUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT LIU PEIXUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: ELECT HUO YAMAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tianjin Development Holdings Limited
TICKER: 882 CUSIP: Y8822M103
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG ZHIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHEUNG WING YUI, EDWARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT NG YI KUM, ESTELLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LOKE YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tianjin FAW Xiali Automobile Co., Ltd.
TICKER: 000927 CUSIP: Y88185114
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND RELATED ISSUER YES FOR FOR
AUTHORIZATIONS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Tianjin FAW Xiali Automobile Co., Ltd.
TICKER: 927 CUSIP: Y88185114
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THAT THE MAJOR ASSET DISPOSAL ISSUER YES FOR FOR
COMPLIES WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #3: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE RELEVANT AUDIT REPORT, ASSET ISSUER YES FOR FOR
APPRAISAL REPORT AND PRO FORMA REVIEW REPORT
PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #7: APPROVE MAJOR ASSET DISPOSAL ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE TRANSACTION TARGETS ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE TRANSACTION PRICE ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE TRANSACTION PAYMENT ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE ASSET DELIVERY OR TRANSFER ISSUER YES FOR FOR
TIME ARRANGEMENTS
PROPOSAL #7.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #7.7: APPROVE EQUITY TRANSFER AGREEMENT ISSUER YES FOR FOR
EFFECTIVITY AND TERMINATION
PROPOSAL #7.8: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #7.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #10: APPROVE DRAFT AND SUMMARY OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION IN CONNECTION TO MAJOR ASSET
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tianjin FAW Xiali Automobile Co., Ltd.
TICKER: 927 CUSIP: Y88185114
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LEI PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LI CHONGTIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG WENQUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Tianjin FAW Xiali Automobile Co., Ltd.
TICKER: 000927 CUSIP: Y88185114
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OPERATION BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION ON FINANCING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #9: APPROVE AUTHORIZATION ON SHORT-TERM ISSUER YES FOR FOR
FINANCING BUSINESS
PROPOSAL #10: APPROVE DAILY DEPOSIT BUSINESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ENTRUSTED LOAN BUSINESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT FINANCIAL AUDITORS ISSUER YES FOR FOR
AND TO FIX THEIR REMUNERATION
PROPOSAL #13: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITORS AND TO FIX THEIR REMUNERATION
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tianjin Global Magnetic Card Co., Ltd.
TICKER: 600800 CUSIP: Y8823R101
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Tianjin Global Magnetic Card Co., Ltd.
TICKER: 600800 CUSIP: Y8823R101
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER YES FOR FOR
OF 2 SUBSIDIARIES
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 000537 CUSIP: Y88289106
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 000537 CUSIP: Y88289106
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG KE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 537 CUSIP: Y88289106
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: APPROVE DETAILED RULES FOR ONLINE VOTING ISSUER YES FOR FOR
OF THE SHAREHOLDERS GENERAL MEETING
PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 000537 CUSIP: Y88289106
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCING GUARANTEE ISSUER YES FOR FOR
TO WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 000537 CUSIP: Y88289106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WAIVER OF TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN THE HORIZONTAL ISSUER YES FOR FOR
COMPETITION COMMITMENT
ISSUER: Tianjin Guangyu Development Co., Ltd.
TICKER: 537 CUSIP: Y88289106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
ISSUER: Tianjin Hi-Tech Development Co., Ltd.
TICKER: 600082 CUSIP: Y8824V101
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COUNTER GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tianjin Hi-Tech Development Co., Ltd.
TICKER: 600082 CUSIP: Y8824V101
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Tianjin Hi-Tech Development Co., Ltd.
TICKER: 600082 CUSIP: Y8824V101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUTHORIZATION ON AUCTION OF LAND ISSUER YES FOR FOR
USE RIGHTS AND PROPERTY RIGHTS
ISSUER: Tianjin Jinbin Development Co., Ltd.
TICKER: 000897 CUSIP: Y88275105
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT HUA ZHIZHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT FU GUIYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT PENG BO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT CUI MINGWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT JING SONGXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT TAN WENTONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT YU ZHIDAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT ZHANG YULI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT LIANG JINMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT LIU ZHIYUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT DUAN YONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LI CHENJUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT CHANG GUANGDONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT LIU ZHE AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tianjin Jinbin Development Co., Ltd.
TICKER: 000897 CUSIP: Y88275105
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION FOR MAXIMUM LOAN ISSUER YES FOR FOR
AMOUNT
PROPOSAL #8: APPROVE USE OF FUNDS FOR CASH MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE LAND RESERVE AMOUNT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Tianjin Jinbin Development Co., Ltd.
TICKER: 897 CUSIP: Y88275105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF EQUITY OF SHENZHEN ISSUER YES FOR FOR
JINBIN JINPENG INVESTMENT CO., LTD.
ISSUER: Tianjin Lisheng Pharmaceutical Co., Ltd.
TICKER: 002393 CUSIP: Y880A0106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
ISSUER: Tianjin Port Co., Ltd.
TICKER: 600717 CUSIP: Y8829W104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT OF COMMITMENTS OF ISSUER YES FOR FOR
ULTIMATE CONTROLLING SHARHOLDER
ISSUER: Tianjin Port Co., Ltd.
TICKER: 600717 CUSIP: Y8829W104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SUMMARY OF ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPOINT OF AUDITOR AND PAYMENT OF ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10.1: ELECT LIANG YONGCEN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT MA QUANSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LIU QINGSHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT WANG JUNZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.5: ELECT ZHANG FENGLU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT SUN BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT XI YOUMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT QI HUAIJIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT DU QINGCHUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT WANG CUNJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT YAO ZHIGANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT WANG JIAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tianjin Port Development Holdings Limited
TICKER: 3382 CUSIP: G88680106
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SUN BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG JUNZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT JAPHET SEBASTIAN LAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHENG CHI PANG, LESLIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT ZHANG WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tianjin Port Development Holdings Ltd.
TICKER: 3382 CUSIP: G88680106
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, THE NON-EXEMPT CONTINUING CONNECTED
TRANSACTIONS, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: Tianjin Quan Ye Chang (Group) Co., Ltd.
TICKER: 600821 CUSIP: Y8830H104
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUABO REAL ESTATE
DEVELOPMENT CO., LTD. FOR CLIENT'S BANK MORTGAGE LOAN
APPLICATION ON "SHENGYA JIAYUAN" HOUSING PROJECT
PROPOSAL #1.2: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUAJING REAL
ESTATE DEVELOPMENT CO., LTD. FOR CLIENT'S BANK
MORTGAGE LOAN APPLICATION ON "SHENGTING HUAYUAN"
PROPOSAL #1.3: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUATANG REAL
ESTATE DEVELOPMENT CO., LTD. FOR CLIENT'S BANK
MORTGAGE LOAN APPLICATION ON "MEITANG JIAYUAN" AND
"QITANG JIAYUAN" HOUSING PROJECT
PROPOSAL #1.4: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUAZHAO REAL
ESTATE DEVELOPMENT CO., LTD. FOR CLIENT'S BANK
MORTGAGE LOAN APPLICATION ON "TIANXIN JINYUAN" AND
"TIANXIN YIYUAN" HOUSING PROJECT
PROPOSAL #1.5: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUAHENG REAL
ESTATE DEVELOPMENT CO., LTD. FOR CLIENT'S BANK
MORTGAGE LOAN APPLICATION ON "XINKE YUAN" AND
"XINYING ZHUANGYUAN" HOUSING PROJECT
PROPOSAL #1.6: APPROVE PROVISION OF PHASED GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY TIANJIN HUABO REAL ESTATE
DEVELOPMENT CO., LTD. FOR CLIENT'S BANK MORTGAGE LOAN
APPLICATION ON "SHENGWEN JIAYUAN" HOUSING PROJECT
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TIANJIN HUAJING REAL ESTATE
DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TIANJIN HUABO REAL ESTATE
DEVELOPMENT CO., LTD.
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION TO TIANJIN ISSUER YES FOR FOR
RURAL COMMERCIAL BANK LOAN OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE GUARANTEE PROVISION TO TIANJIN ISSUER YES FOR FOR
BINHAI RURAL COMMERCIAL BANK LOAN OF WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY TIANJIN HUABO REAL ESTATE
DEVELOPMENT CO., LTD.
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCING OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TIANJIN HUABO REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #2: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE TO TIANJIN HUAJING REAL ESTATE DEVELOPMENT
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PROJECT TRANSFER ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Tianjin Reality Development (Group) Co., Ltd.
TICKER: 600322 CUSIP: Y88313104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GUO WEICHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHOU LAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG ZHIGANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tianjin Teda Co., Ltd.
TICKER: 000652 CUSIP: Y8828U109
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION AND AUTHORIZATION OF CHAIRMAN TO SIGN
RELEVANT LEGAL DOCUMENTS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GUARANTEE PROVISION BY SHAREHOLDER YES FOR N/A
CONTROLLING SHAREHOLDER TEDA HOLDINGS TO ISSUANCE OF
CORPORATE BONDS BY COMPANY
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 652 CUSIP: Y8828U109
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF LEAD UNDERWRITER IN ISSUER YES FOR FOR
CONNECTION TO PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
COMPANY BY CONTROLLING SHAREHOLDER IN CONNECTION TO
THE ISSUANCE OF CORPORATE BONDS
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 652 CUSIP: Y8828U109
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN A PROJECT BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 652 CUSIP: Y8828U109
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERNAL ADJUSTMENT OF GUARANTEE ISSUER YES FOR FOR
AMOUNT OF CONTROLLED SUBSIDIARY
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 000652 CUSIP: Y8828U109
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT ON STATE-OWNED LAND ISSUER YES FOR FOR
AND HOUSE EXPROPRIATION AND COMPENSATION IN BEICHEN
PROPOSAL #2: APPROVE ISSUANCE OF GREEN CORPORATE ISSUER YES FOR FOR
BONDS
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 000652 CUSIP: Y8828U109
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE GENERAL MANAGER ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCING AND AUTHORIZE CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD TO SIGN RELATED LEGAL DOCUMENTS
PROPOSAL #9: APPROVE GUARANTEE AND AUTHORIZE CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD TO SIGN RELATED LEGAL DOCUMENTS
PROPOSAL #10: APPROVE BIDDING OF ECOLOGICAL AND ISSUER YES FOR FOR
ENVIRONMENTAL PROTECTION INDUSTRY PROJECT
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 652 CUSIP: Y8T08M108
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG HONGYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Tianjin TEDA Co., Ltd.
TICKER: 000652 CUSIP: Y8T08M108
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF ASSET SUPPORT ISSUER YES FOR FOR
SPECIAL PLAN
ISSUER: Tianjin Tianbao Infrastructure Co., Ltd.
TICKER: 000965 CUSIP: Y88237105
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Tianjin Tianbao Infrastructure Co., Ltd.
TICKER: 965 CUSIP: Y88237105
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: ELECT XIA ZHONGHAO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4: ELECT DONG GUANGPEI AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Tianjin Tianbao Infrastructure Co., Ltd.
TICKER: 000965 CUSIP: Y88237105
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tianjin Tianyao Pharmaceuticals Co., Ltd.
TICKER: 600488 CUSIP: Y8831N100
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Tianjin Tianyao Pharmaceuticals Co., Ltd.
TICKER: 600488 CUSIP: Y8831N100
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG ZHENGXIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SUN LIANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tianjin Tianyao Pharmaceuticals Co., Ltd.
TICKER: 600488 CUSIP: Y8831N100
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF TERM IN THE ISSUER YES FOR FOR
COMMITMENT OF CONTROLLED SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CREDIT LINE LOAN APPLICATION ISSUER YES FOR FOR
ISSUER: Tianjin Tianyao Pharmaceuticals Co., Ltd.
TICKER: 600488 CUSIP: Y8831N100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Tianjin Tianyao Pharmaceuticals Co., Ltd.
TICKER: 600488 CUSIP: Y8831N100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tianjin Zhong Xin Pharmaceutical Group Corp. Ltd.
TICKER: 600329 CUSIP: Y8815V102
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE AMOUNT OF ISSUER YES FOR FOR
PLACEMENT PROCEEDS
PROPOSAL #2: APPROVE CHANGE IN THE USE OF PLACEMENT ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #3: APPROVE LOAN FACILITIES GRANTED TO THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #4: APPROVE REMOVAL OF THE PURCHASE AND SALE ISSUER YES FOR FOR
THROUGH AGENTS, AND WHOLESALE AND RETAIL OF
CIGARETTES BUSINESS AS ONE OF THE CURRENT BUSINESSES
OF THE COMPANY
PROPOSAL #5: ELECT ZHAO ZHI BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tianjin Zhong Xin Pharmaceutical Group Corp. Ltd.
TICKER: 600329 CUSIP: Y8815V102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF TIME TO PERFORM ISSUER YES FOR FOR
NON-COMPETE UNDERTAKING BY THE CONTROLLING
SHAREHOLDER, TIANJIN PHARMACEUTICAL GROUP CO., LTD.
ISSUER: Tianjin Zhong Xin Pharmaceutical Group Corporation Limited
TICKER: 600329 CUSIP: Y8815V102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHAIRMAN'S REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BOARD OF DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SUPERVISORY COMMITTEES' REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL REPORT AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE SCHEME OF PROFIT DISTRIBUTION ISSUER YES FOR FOR
POLICY
PROPOSAL #6: APPROVE REMUNERATION OF TIMOTHY CHEN ISSUER YES FOR FOR
TECK-LENG
PROPOSAL #7: APPROVE REMUNERATION OF TOE TEOW HENG ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF QIANG ZHI YUAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #11: ELECT WONG GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ZHOU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ZHANG BING QIANG AS SUPERVISORY ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #14: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #15: APPROVE LOAN FACILITIES GRANTED TO THE ISSUER YES FOR FOR
COMPANY
ISSUER: Tianjin Zhonghuan Semiconductor Co., Ltd.
TICKER: 2129 CUSIP: Y88171106
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF PARTIAL REMAINING RAISED ISSUER YES FOR FOR
FUNDS TO SUPPLEMENT WORKING CAPITAL
PROPOSAL #3: APPROVE IMPLEMENTATION OF EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #5: APPROVE PROVISION OF LOAN BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER TO THE COMPANY
ISSUER: Tianjin Zhonghuan Semiconductor Co., Ltd.
TICKER: 2129 CUSIP: Y88171106
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tianjin Zhonghuan Semiconductor Co., Ltd.
TICKER: 2129 CUSIP: Y88171106
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE REPORT ON THE DEPOSIT AND ISSUER YES FOR FOR
USAGE OF RAISED FUNDS
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE UNDISTRIBUTED EARNINGS ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #3: APPROVE 2019 PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FEASIBILITY ANALYSIS REPORT ISSUER YES FOR FOR
ON THE USE OF PROCEEDS
PROPOSAL #5: APPROVE 2019 SPECIAL REPORT ON THE USAGE ISSUER YES FOR FOR
OF PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING PRIVATE
PLACEMENT OF SHARES
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Tianjin Zhonghuan Semiconductor Co., Ltd.
TICKER: 002129 CUSIP: Y88171106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE INCENTIVE FUND EXTRACTION AND SHAREHOLDER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #11: APPROVE DRAFT AND SUMMARY OF THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #12: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #14: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE LOAN AND RELATED PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
ISSUER: Tianma Microelectronics Co. Ltd.
TICKER: 000050 CUSIP: Y77427105
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Tianma Microelectronics Co. Ltd.
TICKER: 000050 CUSIP: Y77427105
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #9: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI TIANMA
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XIAMEN TIANMA
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO WUHAN ISSUER YES FOR FOR
TIANMA
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGHAI TIANMA ORGANIC LIGHT DISPLAY TECHNOLOGY CO.,
LTD.
PROPOSAL #14: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Tianneng Power International Limited
TICKER: 819 CUSIP: G8655K109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SHI BORONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT HUANG DONGLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WU FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT ZHANG YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tianqi Lithium Industries, Inc.
TICKER: 002466 CUSIP: Y79327105
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF LOAN BY WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #1: APPROVE APPLICATION OF LOAN BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY
PROPOSAL #2: APPROVE ADDITIONAL FOREIGN EXCHANGE ISSUER NO N/A N/A
HEDGING BUSINESS
PROPOSAL #2: APPROVE ADDITIONAL FOREIGN EXCHANGE ISSUER YES FOR FOR
HEDGING BUSINESS
PROPOSAL #3: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #3: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #4: ELECT LIU HUAIJING AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4: ELECT LIU HUAIJING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #9: AMEND INTERNAL CONTROL MANAGEMENT SYSTEM ISSUER YES FOR FOR
PROPOSAL #9: AMEND INTERNAL CONTROL MANAGEMENT SYSTEM ISSUER NO N/A N/A
ISSUER: Tianqi Lithium Industries, Inc.
TICKER: 002466 CUSIP: Y79327105
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER NO N/A N/A
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER NO N/A N/A
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER NO N/A N/A
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER NO N/A N/A
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER NO N/A N/A
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER NO N/A N/A
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER NO N/A N/A
OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER NO N/A N/A
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER NO N/A N/A
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER NO N/A N/A
PROPOSAL #2.13: APPROVE ATTRIBUTE OF RELATED SHARES ISSUER NO N/A N/A
WITH CONVERSION YEAR
PROPOSAL #2.13: APPROVE ATTRIBUTE OF RELATED SHARES ISSUER YES FOR FOR
WITH CONVERSION YEAR
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER NO N/A N/A
SUBSCRIBERS
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER NO N/A N/A
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #2.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER NO N/A N/A
MEETING
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER NO N/A N/A
PROPOSAL #2.18: APPROVE MATTERS REGARDING GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE MATTERS REGARDING GUARANTEE ISSUER NO N/A N/A
PROPOSAL #2.19: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE RATING MATTERS ISSUER NO N/A N/A
PROPOSAL #2.20: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER NO N/A N/A
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #3: APPROVE PLAN FOR PUBLIC ISSUANCE OF ISSUER NO N/A N/A
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF REMUNERATION ISSUER NO N/A N/A
OF DIRECTORS AND SUPERVISORS
PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Tianqi Lithium Industries, Inc.
TICKER: 002466 CUSIP: Y79327105
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD IN CONNECTION TO ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CORPORATE BONDS
ISSUER: Tianqi Lithium Industries, Inc.
TICKER: 002466 CUSIP: Y79327105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE ADDITIONAL PROVISION OF ISSUER NO N/A N/A
GUARANTEE
PROPOSAL #7: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS AND MEDIUM-TERM NOTES
PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM ISSUER NO N/A N/A
COMMERCIAL PAPERS AND MEDIUM-TERM NOTES
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER NO N/A N/A
PROPOSAL #10: AMEND PERFORMANCE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
AND ITS SUMMARY
PROPOSAL #10: AMEND PERFORMANCE SHARE INCENTIVE PLAN ISSUER NO N/A N/A
AND ITS SUMMARY
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER NO N/A N/A
RIGHTS ISSUE
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
RIGHTS ISSUE
PROPOSAL #12: APPROVE COMPANY'S RIGHTS ISSUE SCHEME SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE COMPANY'S RIGHTS ISSUE SCHEME SHAREHOLDER NO N/A N/A
PROPOSAL #12.1: APPROVE TYPE AND PAR VALUE SHAREHOLDER NO N/A N/A
PROPOSAL #12.1: APPROVE TYPE AND PAR VALUE SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUANCE METHOD SHAREHOLDER NO N/A N/A
PROPOSAL #12.2: APPROVE ISSUANCE METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #12.3: APPROVE BASE, PROPORTION AND NUMBER SHAREHOLDER YES FOR FOR
OF SHARES
PROPOSAL #12.3: APPROVE BASE, PROPORTION AND NUMBER SHAREHOLDER NO N/A N/A
OF SHARES
PROPOSAL #12.4: APPROVE PRICING PRINCIPLES AND SHAREHOLDER NO N/A N/A
ISSUANCE PRICE
PROPOSAL #12.4: APPROVE PRICING PRINCIPLES AND SHAREHOLDER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #12.5: APPROVE TARGET SUBSCRIBERS SHAREHOLDER YES FOR FOR
PROPOSAL #12.5: APPROVE TARGET SUBSCRIBERS SHAREHOLDER NO N/A N/A
PROPOSAL #12.6: APPROVE DISTRIBUTION OF CUMULATIVE SHAREHOLDER NO N/A N/A
EARNINGS
PROPOSAL #12.6: APPROVE DISTRIBUTION OF CUMULATIVE SHAREHOLDER YES FOR FOR
EARNINGS
PROPOSAL #12.7: APPROVE TIME OF ISSUANCE SHAREHOLDER YES FOR FOR
PROPOSAL #12.7: APPROVE TIME OF ISSUANCE SHAREHOLDER NO N/A N/A
PROPOSAL #12.8: APPROVE UNDERWRITING METHOD SHAREHOLDER NO N/A N/A
PROPOSAL #12.8: APPROVE UNDERWRITING METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #12.9: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #12.9: APPROVE USE OF PROCEEDS SHAREHOLDER NO N/A N/A
PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER NO N/A N/A
PROPOSAL #12.11: APPROVE LISTING CIRCULATION SHAREHOLDER YES FOR FOR
PROPOSAL #12.11: APPROVE LISTING CIRCULATION SHAREHOLDER NO N/A N/A
PROPOSAL #13: APPROVE COMPANY'S PLAN FOR RIGHTS ISSUE SHAREHOLDER NO N/A N/A
PROPOSAL #13: APPROVE COMPANY'S PLAN FOR RIGHTS ISSUE SHAREHOLDER YES FOR FOR
PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER NO N/A N/A
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #15: APPROVE REPORT ON THE USAGE OF SHAREHOLDER NO N/A N/A
PREVIOUSLY RAISED FUNDS
PROPOSAL #15: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER NO N/A N/A
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER NO N/A N/A
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Tianshui Huatian Technology Co., Ltd.
TICKER: 002185 CUSIP: Y8817B104
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF INVESTMENT AGREEMENT ISSUER YES FOR FOR
OF NANJING INTEGRATED CIRCUIT ADVANCED SEALING AND
TESTING INDUSTRY BASE PROJECT
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tianshui Huatian Technology Co., Ltd.
TICKER: 2185 CUSIP: Y8817B104
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT ACQUISITION OF UNISEM (M) ISSUER YES FOR FOR
BERHAD WITH RELATED PARTY AND MALAYSIA JOINT OFFEROR
VIA VOLUNTARY COMPREHENSIVE OFFER
PROPOSAL #2: APPROVE COOPERATION AGREEMENT WITH ISSUER YES FOR FOR
MALAYSIA JOINT OFFEROR
PROPOSAL #3: APPROVE COOPERATION AGREEMENT WITH ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4: APPROVE DIAGNOSTIC REPORT OF DIFFERENCES ISSUER YES FOR FOR
BETWEEN ACCOUNTING POLICIES AND ACCOUNTING STANDARDS
FOR BUSINESS ENTERPRISES OF UNISEM (M) BERHAD
PROPOSAL #5: APPROVE FINANCING FROM FINANCIAL ISSUER YES FOR FOR
INSTITUTIONS
PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
VOLUNTARY COMPREHENSIVE OFFER MATTERS
ISSUER: Tianshui Huatian Technology Co., Ltd.
TICKER: 002185 CUSIP: Y8817B104
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR RIGHTS ISSUER YES FOR FOR
ISSUE
PROPOSAL #2: APPROVE COMPANY'S RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BASE, PROPORTION AND NUMBER OF ISSUER YES FOR FOR
SHARES
PROPOSAL #2.4: APPROVE PRICING PRINCIPLE AND SHARE ISSUER YES FOR FOR
PRICE
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LISTING CIRCULATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RIGHTS ISSUE SCHEME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES IN RELATION TO THE DILUTION OF CURRENT
RETURNS AS A RESULT OF THE RIGHTS ISSUE SCHEME
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tianshui Huatian Technology Co., Ltd.
TICKER: 2185 CUSIP: Y8817B104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT XIAO SHENGLI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT FAN XIAONING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LI LIUJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT LIU JIANJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT XIAO ZHIYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.6: ELECT CUI WEIBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT TENG JINGXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT SHI YING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT LV WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT LUO HUABING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT ZHANG LIPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tibet Cheezheng Tibetan Medicine Co Ltd
TICKER: 002287 CUSIP: Y8843L100
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE MARKETING CENTER OFFICE
PROPOSAL #2: APPROVE USE OF EXCESS RAISED FUNDS AND ISSUER YES FOR FOR
OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO CONDUCT RISK ISSUER YES FOR FOR
INVESTMENT
ISSUER: Tibet Cheezheng Tibetan Medicine Co., Ltd.
TICKER: 2287 CUSIP: Y8843L100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
ISSUER: Tibet Cheezheng Tibetan Medicine Co., Ltd.
TICKER: 2287 CUSIP: Y8843L100
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tibet Cheezheng Tibetan Medicine Co., Ltd.
TICKER: 2287 CUSIP: Y8843L100
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN USAGE OF OWN FUNDS ISSUER YES FOR FOR
TO CONDUCT RISKY INVESTMENT
ISSUER: Tibet Cheezheng Tibetan Medicine Co., Ltd.
TICKER: 2287 CUSIP: Y8843L100
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tibet Cheezheng Tibetan Medicine Co., Ltd.
TICKER: 2287 CUSIP: Y8843L100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Tibet Galaxy Science & Technology Development Co. Ltd.
TICKER: 000752 CUSIP: Y5276S107
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG HONGYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT YIN ZHANWU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Tibet Galaxy Science & Technology Development Co., Ltd.
TICKER: 752 CUSIP: Y5276S107
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI MIN AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #2: ELECT XU JUN AS NON-INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: ELECT SHEN GUIMING AS INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT FAN LIYA AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Tibet Galaxy Science & Technology Development Co., Ltd.
TICKER: 000752 CUSIP: Y5276S107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING SHAREHOLDER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE DISMISSAL OF TANG CHANGBIN AS SHAREHOLDER YES AGAINST AGAINST
NON-INDEPENDENT DIRECTOR
ISSUER: Tibet Mineral Development Co., Ltd.
TICKER: 000762 CUSIP: Y88358109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Tibet Mineral Development Co., Ltd.
TICKER: 762 CUSIP: Y88358109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tibet Rhodiola Pharmaceutical Co., Ltd.
TICKER: 600211 CUSIP: Y9722L104
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE YIMUDUO CHINA MARKET LISTING ISSUER YES FOR FOR
LICENSE CONVERSION RELATED MATTERS
ISSUER: Tibet Rhodiola Pharmaceutical Co., Ltd.
TICKER: 600211 CUSIP: Y9722L104
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE GOAL AND PURPOSE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tibet Rhodiola Pharmaceutical Co., Ltd.
TICKER: 600211 CUSIP: Y9722L104
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: ELECT TANG TIANTIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tibet Summit Resources Co. Ltd.
TICKER: 600338 CUSIP: Y9723V101
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY FROM FOREIGN
FINANCIAL INSTITUTIONS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
APPLICATION OF WHOLLY-OWNED SUBSIDIARY FROM FINANCIAL
INSTITUTIONS
ISSUER: Tibet Summit Resources Co. Ltd.
TICKER: 600338 CUSIP: Y9723V101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTENSION OF TERM IN THE ISSUER YES FOR FOR
PROVISION OF FINANCIAL ASSISTANCE
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION WITH LOAN
PROPOSAL #10: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tibet Tianlu Co., Ltd.
TICKER: 600326 CUSIP: Y9724Q101
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE COUPON RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE METHOD OF PAYMENT OF CAPITAL ISSUER YES FOR FOR
AND INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SAFEKEEPING OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
PROPOSAL #8: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL EQUITY ISSUER YES FOR FOR
TRANSFER AGREEMENT AND SUBSCRIPTION AGREEMENT
PROPOSAL #10: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tibet Tianlu Co., Ltd.
TICKER: 600326 CUSIP: Y9724Q101
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CANCELLATION OF A PORTION OF ISSUER YES FOR FOR
2015 NON-PUBLICLY OFFERED RAISED FUNDS AND USE OF
EXCESS RAISED FUNDS AND INTEREST INCOME TO REPLENISH
WORKING CAPITAL
PROPOSAL #9: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #13: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Tibet Urban Development & Investment Co., Ltd.
TICKER: 600773 CUSIP: Y88355105
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND EXTERNAL GUARANTEE DECISION-MAKING ISSUER YES FOR FOR
SYSTEM
PROPOSAL #7: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
DECISION-MAKING SYSTEM
ISSUER: Tibet Urban Development & Investment Co., Ltd.
TICKER: 600773 CUSIP: Y88355105
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY FOR THE LOAN APPLICATION OF COMPANY
ISSUER: Tibet Urban Development & Investment Co., Ltd.
TICKER: 600773 CUSIP: Y88355105
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHAANXI WORLD TRADE CAPITAL CONSTRUCTION DEVELOPMENT
CO., LTD.
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY TO QUANZHOU SHANGSHI REAL
ESTATE CO., LTD.
ISSUER: Tibet Water Resources Ltd.
TICKER: 1115 CUSIP: G88612109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT YUE ZHIQIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT WONG HAK KUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT JIANG XIAOHONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT KEVIN CHENG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tiger Brands Ltd.
TICKER: TBS CUSIP: S84594142
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GAIL KLINTWORTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MAYA MAKANJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT MAKHUP NYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT EMMA MASHILWANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT EMMA MASHILWANE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT MICHAEL AJUKWU AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT MARK BOWMAN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC. AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: AMEND THE 2013 SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE IMPLEMENTATION REPORT OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2.1: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #2.2: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #3: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS PARTICIPATING IN SUB-COMMITTEES
PROPOSAL #4: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN RESPECT OF UNSCHEDULED
PROPOSAL #5: APPROVE REMUNERATION PAYABLE TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS IN RESPECT OF ADDITIONAL WORK
UNDERTAKEN
PROPOSAL #6: APPROVE NON-RESIDENT DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: TIM Participacoes SA
TICKER: TIMP3 CUSIP: 88706P205
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER YES FOR FOR
THREE
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT, COMMITTEE MEMBERS AND FISCAL COUNCIL
PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND ISSUER YES FOR FOR
SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND
TIM S.A.
ISSUER: TIM Participacoes SA
TICKER: TIMP3 CUSIP: P91536469
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TEN ISSUER NO N/A N/A
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT AGOSTINO NUZZOLO AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALBERTO EMMANUEL CARVALHO WHITAKER AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLO NARDELLO AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ELISABETTA ROMANO AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GESNER JOSE DE OLIVEIRA FILHO AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HERCULANO ANIBAL ALVES AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NICANDRO DURANTE AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PIERGIORGIO PELUSO AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PIETRO LABRIOLA AS DIRECTOR
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT RAIMONDO ZIZZA AS DIRECTOR
PROPOSAL #9: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER NO N/A N/A
THREE
PROPOSAL #10: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #11: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #12: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT, COMMITTEE MEMBERS AND FISCAL COUNCIL
ISSUER: TIM Participacoes SA
TICKER: TIMP3 CUSIP: P91536469
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROLONGING OF COOPERATION AND ISSUER NO N/A N/A
SUPPORT AGREEMENT BETWEEN TELECOM ITALIA S.P.A AND
TIM S.A.
ISSUER: TIME dotCom Berhad
TICKER: 5031 CUSIP: Y8839J101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ABDUL KADIR MD KASSIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARK GUY DIOGUARDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE GUAN HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE RONNIE KOK LAI HUAT TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' MEETING ALLOWANCE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #10: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: TIME dotCom Berhad
TICKER: 5031 CUSIP: Y8839J101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION, AWARD, VESTING, ISSUER YES AGAINST AGAINST
ALLOTMENT AND ISSUANCE OF SHARES TO LEE GUAN HONG
UNDER THE COMPANY'S EXISTING SHARE GRANT PLAN
PROPOSAL #2: APPROVE GRANT OF OPTIONS TO PATRICK ISSUER YES FOR FOR
CORSO
PROPOSAL #3: APPROVE RATIFICATION OF THE ALLOTMENT ISSUER YES AGAINST AGAINST
AND ISSUANCE OF SHARES TO LEE GUAN HONG UNDER THE
COMPANY'S EXISTING SHARE GRANT PLAN AND APPROVAL FOR
THE ALLOTMENT AND ISSUANCE OF NEW SHARES PURSUANT TO
VESTINGS
PROPOSAL #4: APPROVE RATIFICATION OF THE ALLOTMENT ISSUER YES AGAINST AGAINST
AND ISSUANCE OF SHARES TO PATRICK CORSO UNDER THE
COMPANY'S EXISTING SHARE GRANT PLAN AND APPROVAL FOR
THE ALLOTMENT AND ISSUANCE OF NEW SHARES PURSUANT TO
VESTINGS
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y92777104
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE SIZE, AMOUNT AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y92777104
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y92777104
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHENG KE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y92777104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y93245101
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL EDITORIAL BOARD TO ISSUER YES FOR FOR
THE COMPANY'S SPECIAL COMMITTEE UNDER THE BOARD OF
DIRECTORS
PROPOSAL #1: APPROVE ADDITIONAL EDITORIAL BOARD TO ISSUER NO N/A N/A
THE COMPANY'S SPECIAL COMMITTEE UNDER THE BOARD OF
DIRECTORS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
ISSUER: Time Publishing & Media Co., Ltd.
TICKER: 600551 CUSIP: Y93245101
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Times China Holdings Limited
TICKER: 1233 CUSIP: G8904A100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT SHUM SIU HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT NIU JIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT JIN QINGJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tipco Asphalt Public Co. Ltd.
TICKER: TASCO CUSIP: Y8841G251
MEETING DATE: 4/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INVESTMENT AND DIVESTMENT PLANS ISSUER YES FOR FOR
FOR 2019
PROPOSAL #5: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.2: AUTHORIZE BOARD TO FIX AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUB-COMMITTEES FOR 2019
PROPOSAL #7.2: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS FOR 2019
PROPOSAL #8.1: ELECT HERVE LE BOUC AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT JACQUES PASTOR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.3: ELECT SITILARB SUPSAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT CHAIWAT SRIVALWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND CLAUSE 29 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND CLAUSE 47 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: TISCO Financial Group Public Co. Ltd.
TICKER: TISCO CUSIP: Y8843E171
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BOARD OF DIRECTORS' BUSINESS ISSUER YES FOR FOR
ACTIVITIES
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: FIX NUMBER OF DIRECTORS AT 12 ISSUER YES FOR FOR
PROPOSAL #5.2A: ELECT PLIU MANGKORNKANOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2B: ELECT HON KIT SHING (ALEXANDER H. ISSUER YES FOR FOR
SHING) AS DIRECTOR
PROPOSAL #5.2C: ELECT SUTHAS RUANGMANAMONGKOL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2D: ELECT ANGKARAT PRIEBJRIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2E: ELECT PRANEE TINAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2F: ELECT TEERANA BHONGMAKAPAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2G: ELECT SATHIT AUNGMANEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2H: ELECT CHARATPONG CHOTIGAVANICH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2I: ELECT KULPATRA SIRODOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2J: ELECT CHI-HAO SUN (HOWARD SUN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2K: ELECT SATOSHI YOSHITAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2L: ELECT SAKCHAI PEECHAPAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Titan Cement Co. SA
TICKER: TITK CUSIP: X90766126
MEETING DATE: 6/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
ISSUER: Titan Company Limited
TICKER: 500114 CUSIP: Y88425148
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT N.N. TATA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT B SANTHANAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT K. GNANADESIKAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RAMESH CHAND MEENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
ISSUER: Titan Wind Energy (Suzhou) Co., Ltd.
TICKER: 002531 CUSIP: Y88433100
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL FUNDS USED FOR
SHARE REPURCHASE
PROPOSAL #1.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE AND PRICE RANGE OR ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Titan Wind Energy (Suzhou) Co., Ltd.
TICKER: 002531 CUSIP: Y88433100
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROJECT LOAN OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY AND PROVISION OF GUARANTEE
ISSUER: Titan Wind Energy (Suzhou) Co., Ltd.
TICKER: 2531 CUSIP: Y88433100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
ISSUER: Titan Wind Energy (Suzhou) Co., Ltd.
TICKER: 2531 CUSIP: Y88433100
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT YAN JUNXU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN WEIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WU SHUHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT MA LONGFEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LI BAOSHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HE YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHOU CHANGSHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT XIE PING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CAI ZHOU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Titan Wind Energy (Suzhou) Co., Ltd.
TICKER: 2531 CUSIP: Y88433100
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND PRICE RANGE OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER, PROPORTION AND ISSUER YES FOR FOR
TOTAL CAPITAL TO BE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO THE SHARE REPURCHASE
ISSUER: TMB Bank Public Co., Ltd.
TICKER: TMB CUSIP: Y57710264
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT PHILIPPE G.J.E.O. DAMAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SINGHA NIKORNPUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT CHRISTOPHER JOHN KING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT PITI TANTAKASEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TMK PAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: TMK PAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: GUARANTEE AGREEMENT
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
ISSUER: TMK PAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #2.1: ELECT FRANK-DETLEF VENDE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.2: ELECT ANDREY KAPLUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT SERGEY KRAVCHENKO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT YAROSLAV KUZMINOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.5: ELECT SERGEY PAPIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT ALEXANDER PUMPYANSKIY AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.7: ELECT DMITRY PUMPYANSKIY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT NATALIA CHERVONENKO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.9: ELECT ANATOLY CHUBAIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT ALEXANDER SHIRYAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.11: ELECT ALEXANDER SHOKHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT MIKHAIL KHODOROVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3: ELECT ALEXANDER VALEEV, SERGEY SIDNEV, ISSUER YES FOR FOR
AND NINA POZDNYAKOVA AS MEMBERS OF AUDIT COMMISSION
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: GUARANTEE AGREEMENT
ISSUER: TMK PAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST ISSUER YES FOR FOR
QUARTER OF FISCAL 2019
ISSUER: TMK PAO
TICKER: TRMK CUSIP: X6561F108
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: TMK PAO
TICKER: TRMK CUSIP: X6561F108
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: GUARANTEE AGREEMENT
PROPOSAL #1.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #1.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #1.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
PROPOSAL #1.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: SUPPLEMENT TO GUARANTEE AGREEMENT
ISSUER: TMK PAO
TICKER: TRMK CUSIP: X6561F108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #2.1: ELECT FRANK-DETLEF VENDE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.2: ELECT ANDREY KAPLUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.3: ELECT SERGEY KRAVCHENKO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT YAROSLAV KUZMINOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.5: ELECT SERGEY PAPIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT ALEXANDER PUMPYANSKIY AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #2.7: ELECT DMITRY PUMPYANSKIY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT NATALIA CHERVONENKO AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.9: ELECT ANATOLY CHUBAIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT ALEXANDER SHIRYAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.11: ELECT ALEXANDER SHOKHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT MIKHAIL KHODOROVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3: ELECT ALEXANDER VALEEV, SERGEY SIDNEV, ISSUER YES FOR FOR
AND NINA POZDNYAKOVA AS MEMBERS OF AUDIT COMMISSION
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ALFA BANK RE: GUARANTEE AGREEMENT
ISSUER: TMK PAO
TICKER: TRMK CUSIP: X6561F108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST ISSUER YES FOR FOR
QUARTER OF FISCAL 2019
ISSUER: TOA Paint (Thailand) Public Co. Ltd.
TICKER: TOA CUSIP: Y88495125
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT JATUPHAT TANGKARAVAKOON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT NATTAVUTH TANGKARAVAKOON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT CHANATIP WEERASUBPONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Tofas Turk Otomobil Fabrikasi AS
TICKER: TOASO CUSIP: M87892101
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Toly Bread Co. Ltd.
TICKER: 603866 CUSIP: Y774AK107
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF DIRECTORS WU ISSUER YES FOR FOR
ZHIGANG, WU XUEQUN, WU XUELIANG, WU XUEDONG AND SHENG
LONG
PROPOSAL #8.2: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS SONG ZHANGFA, LIU CHENGQING, WU FEI AND
HUANG YU
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #11: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #14: APPROVE DRAFT AND SUMMARY ON THIRD ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #15: APPROVE ADJUSTMENT ON RESOLUTION SHAREHOLDER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #16.1: ELECT WU XUEQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT WU XUELIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT SHENG YALI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.4: ELECT WU XUEDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.5: ELECT SHENG LONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT HUANG YU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT SONG ZHANGFA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT LIU CHENGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.4: ELECT WU FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18.1: ELECT TAO XIAOYING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.2: ELECT FU YAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Toly Bread Co. Ltd.
TICKER: 603866 CUSIP: Y774AK107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Ton Yi Industrial Corp.
TICKER: 9907 CUSIP: Y8895R104
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #8.1: ELECT CHIH HSIEN LO, REPRESENTATIVE OF ISSUER YES FOR FOR
UNI PRESIDENT ENTERPRISES CORP., WITH SHAREHOLDER
NO. 84 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHAO KAI HUANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF UNI PRESIDENT ENTERPRISES CORP., WITH SHAREHOLDER
NO. 84 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT JUI SHENG WANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF UNI PRESIDENT ENTERPRISES CORP., WITH SHAREHOLDER
NO. 84 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT FENG FU CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
UNI PRESIDENT ENTERPRISES CORP., WITH SHAREHOLDER NO.
84 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT XIU LING KAO, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
KAO CHYUAN INV CO., LTD., WITH SHAREHOLDER NO. 218 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT SHING CHI LIANG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 95 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT KUO KENG CHEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 32 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT MING LONG WANG WITH ID NO. ISSUER YES FOR FOR
C100552XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHIN CHEN CHIEN WITH ID NO. ISSUER YES FOR FOR
S100797XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT BING ENG WU WITH ID NO. ISSUER YES FOR FOR
Q101805XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Tong Hsing Electronics Industries Ltd.
TICKER: 6271 CUSIP: Y8862W102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7: APPROVE TO ABOLISH RULES OF ELECTION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS AND ESTABLISH PROCEDURE OF
THE CANDIDATE NOMINATION OF DIRECTORS
PROPOSAL #8.1: ELECT CHEN TAI MING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 00052031, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LAI XI HU, REPRESENTATIVE OF ISSUER YES FOR FOR
TONGHSING ENTERPRISE CO.LTD, WITH SHAREHOLDER NO.
10860, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LU SHAO PING, WITH ISSUER YES FOR FOR
REPRESENTATIVE OF CHANG XIN INVESTMENT CO.LTD, WITH
SHAREHOLDER NO. 20242, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT WENG QI SHENG, WITH ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF KAIMEI ELECTRONIC CORP., WITH
SHAREHOLDER NO. 51339, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT CHEN BEN JI, WITH REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF MU YE WEN INVESTMENT CO.LTD, WITH SHAREHOLDER NO.
45655, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CAI SHU ZHEN, WITH ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF SHI HENG INDUSTRIAL CO.LTD, WITH
SHAREHOLDER NO. 00051343, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHEN JIN CAI, WITH ID NO. ISSUER YES AGAINST AGAINST
F101003XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT :LIN ZONG SHENG, WITH ID NO. ISSUER YES FOR FOR
AC00636XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT YANG SHI JIAN, WITH ID NO. ISSUER YES AGAINST AGAINST
A102691XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Tong Ren Tang Technologies Co. Ltd.
TICKER: 1666 CUSIP: Y8884M108
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
OVERSEAS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #7: ELECT GU HAI OU AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION, AND AUTHORIZE BOARD TO
ENTER INTO A SERVICE CONTRACT WITH GONG QIN
PROPOSAL #8: ADOPT RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: ADOPT RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: ADOPT RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES OR H SHARES
ISSUER: Tong Tai Machine Tool Co., Ltd.
TICKER: 4526 CUSIP: Y8884R107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Tong Yang Industry Co., Ltd.
TICKER: 1319 CUSIP: Y8886R105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVISIONS TO THE PROCEDURES: ISSUER YES FOR FOR
REVISION TO THE RULES OF SHAREHOLDER MEETING,
REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR
DISPOSAL, REVISION TO THE PROCEDURES OF ENDORSEMENT
AND GUARANTEE, REVISION TO THE PROCEDURES OF MONETARY
ISSUER: Tongaat Hulett Ltd
TICKER: TON CUSIP: S85920130
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH GAVIN KRUGER AS THE INDIVIDUAL
DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT MURRAY MUNRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT TOMAZ SALOMAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT BAHLE SIBISI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: RE-ELECT BRAND PRETORIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT JENITHA JOHN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.2: RE-ELECT STEPHEN BEESLEY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.3: RE-ELECT FATIMA JAKOET AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #4.4: RE-ELECT RACHEL KUPARA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION REPORT ISSUER YES FOR FOR
ISSUER: Tongda Group Holdings Limited
TICKER: 698 CUSIP: G8917X121
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WONG AH YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WONG AH YEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT CHAN SZE MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tongda Group Holdings Ltd.
TICKER: 698 CUSIP: G8917X121
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Tongda Hong Tai Holdings Ltd.
TICKER: 2363 CUSIP: ADPV43250
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WONG MING LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WANG MING ZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WANG YA NAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Tongding Interconnection Information Co., Ltd.
TICKER: 2491 CUSIP: Y444BB106
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
INNOVATION AND STARTUP COMPANY BOND ISSUANCE
PROPOSAL #2: APPROVE INNOVATION AND STARTUP COMPANY ISSUER YES FOR FOR
BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND PAYMENT ISSUER YES FOR FOR
MANNER
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE PAYMENT OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LISTING AND TRADING ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE ADDITIONAL BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Tongding Interconnection Information Co., Ltd.
TICKER: 002491 CUSIP: Y444BB106
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.2: APPROVE ISSUE PRICE, PRICE RANGE AND ISSUER YES FOR FOR
PRICING BASIS
PROPOSAL #1.3: APPROVE ISSUE TYPE, QUANTITY AND ISSUER YES FOR FOR
PROPORTION OF SHARES TO BE REPURCHASED
PROPOSAL #1.4: APPROVE AMOUNT AND SOURCE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #1.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tongding Interconnection Information Co., Ltd.
TICKER: 2491 CUSIP: Y444BB106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE APPLICATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Tongfu Microelectronics Co., Ltd.
TICKER: 002156 CUSIP: Y6199W100
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: TongFu Microelectronics Co., Ltd.
TICKER: 002156 CUSIP: Y6199W100
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BUSINESS OBJECTIVES AND ISSUER YES FOR FOR
INVESTMENT PLANS
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF CREDIT AGREEMENT WITH ISSUER YES AGAINST AGAINST
BANK AND PROVISION OF GUARANTEE
ISSUER: TongFu Microelectronics Co., Ltd.
TICKER: 2156 CUSIP: Y6199W100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Tonghua Dongbao Pharmaceutical Co., Ltd.
TICKER: 600867 CUSIP: Y8864T107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE NUMBER AND PROPORTION OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Tonghua Dongbao Pharmaceutical Co., Ltd.
TICKER: 600867 CUSIP: Y8864T107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #7: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9.1: ELECT LI JIAHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT ZHANG GUODONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Tongkun Group Co., Ltd.
TICKER: 601233 CUSIP: Y8851U109
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN TONGKUN ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Tongkun Group Co., Ltd.
TICKER: 601233 CUSIP: Y8851U109
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF INVESTMENT ISSUER YES FOR FOR
COOPERATION AGREEMENT
ISSUER: Tongkun Group Co., Ltd.
TICKER: 601233 CUSIP: Y8851U109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BETWEEN ISSUER YES FOR FOR
COMPANY AND SUBSIDIARY
PROPOSAL #11: APPROVE CREDIT LINE APPLICATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #15: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #15.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #15.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #15.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #15.4: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #15.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #15.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #15.7: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #15.8: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #15.9: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #15.10: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #15.11: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #15.12: APPROVE TERMS FOR DOWNWARD ISSUER YES FOR FOR
ADJUSTMENT OF CONVERSION PRICE
PROPOSAL #15.13: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION AND METHOD ON
HANDLING FRACTIONAL SHARES UPON CONVERSION
PROPOSAL #15.14: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #15.15: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #15.16: APPROVE OWNERSHIP OF DIVIDENDS ISSUER YES FOR FOR
DURING THE CONVERSION YEAR
PROPOSAL #15.17: APPROVE ARRANGEMENTS FOR PLACING ISSUER YES FOR FOR
SHARES WITH FORMER SHAREHOLDERS
PROPOSAL #15.18: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #15.19: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #15.20: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #15.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #17: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #19: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF BONDHOLDERS
PROPOSAL #21: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
EXECUTE ISSUANCE OF CONVERTIBLE BOND AND HANDLE ALL
RELATED MATTERS
ISSUER: Tongling Nonferrous Metals Group Co., Ltd.
TICKER: 630 CUSIP: Y0138F104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION TO ISSUER YES FOR FOR
ESTABLISH NEW COMPANY
PROPOSAL #2: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Tongling Nonferrous Metals Group Co., Ltd.
TICKER: 630 CUSIP: Y8883H118
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT ON THE 2018 FINANCIAL ISSUER YES AGAINST AGAINST
BUDGET IMPLEMENTATION AND 2019 FINANCIAL BUDGET
ARRANGEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #7: APPROVE FOREIGN EXCHANGE TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES AGAINST AGAINST
AND PROCEDURES REGARDING MEETINGS OF BOARD OF
PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND CONTINUED RELATED PARTY TRANSACTIONS
PROPOSAL #13: ELECT ZHOU JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Tongwei Co., Ltd.
TICKER: 600438 CUSIP: Y8884V108
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF PARTIAL ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2: APPROVE ADDITIONAL COMPREHENSIVE CREDIT ISSUER YES FOR FOR
LINE APPLICATION
PROPOSAL #3: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
ISSUER: Tongwei Co., Ltd.
TICKER: 600438 CUSIP: Y8884V108
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: ELECT YAN TIANBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Tongwei Co., Ltd.
TICKER: 600438 CUSIP: Y8884V108
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD TO HANDLE CONVERTIBLE BOND ISSUANCE
ISSUER: Tongwei Co., Ltd.
TICKER: 600438 CUSIP: Y8884V108
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION PLAN AND AUTHORIZATION MATTERS
ISSUER: Tongwei Co., Ltd.
TICKER: 600438 CUSIP: Y8884V108
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT AND TECHNOLOGICAL ISSUER YES FOR FOR
TRANSFORMATION PLAN
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CUSTOMERS
PROPOSAL #12: APPROVE COMPREHENSIVE FINANCING CREDIT ISSUER YES FOR FOR
LINE APPLICATION
PROPOSAL #13: APPROVE USE OF SHORT-TERM SURPLUS FUNDS ISSUER YES FOR FOR
TO CONDUCT FINANCIAL MANAGEMENT
PROPOSAL #14: APPROVE BORROWINGS AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #15: APPROVE PAYMENT OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #16: APPROVE HEDGING AND SECURITIES ISSUER YES FOR FOR
INVESTMENT BUSINESS
PROPOSAL #17.1: ELECT LIU HANYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT XIE YI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT YAN HU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.4: ELECT DUAN YONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.5: ELECT YAN TIANBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.6: ELECT WANG XIAOHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT DU KUNLUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT FU DAIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.3: ELECT WANG JIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT DENG SAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.2: ELECT CHEN XIAOHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tongyu Communication, Inc.
TICKER: 2792 CUSIP: Y88727105
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY RELATED ISSUER YES FOR FOR
PARTY FOR BANK CREDIT LINE APPLICATION OF COMPANY
ISSUER: Tongyu Communication, Inc.
TICKER: 2792 CUSIP: Y88727105
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE FORWARD FOREIGN EXCHANGE HEDGING ISSUER NO N/A N/A
BUSINESS
PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER NO N/A N/A
CASH MANAGEMENT
PROPOSAL #12: APPROVE ADJUSTMENT ON FUND-RAISING ISSUER NO N/A N/A
INVESTMENT PROJECT
PROPOSAL #13: APPROVE CHANGE IN BUSINESS SCOPE AND ISSUER NO N/A N/A
AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: Top Energy Co., Ltd. Shanxi
TICKER: 600780 CUSIP: Y88961100
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI GUOBIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT OF 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Top Energy Co., Ltd. Shanxi
TICKER: 600780 CUSIP: Y88961100
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BUSINESS PROPOSAL PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11.1: ELECT LI GUOBIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT CUI LIXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT XIA GUISUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.4: ELECT LI MINGXING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT XUE JIANLAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT JIANG HUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT YAO XIAOMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT GE LINNA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #13.2: ELECT GAO JIGAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Top Glove Corp. Bhd.
TICKER: 7113 CUSIP: Y88965101
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF LOW CHIN GUAN AS SHAREHOLDER YES FOR N/A
DIRECTOR
ISSUER: Top Glove Corp. Bhd.
TICKER: 7113 CUSIP: Y88965101
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BONDS ISSUE ISSUER YES FOR FOR
PROPOSAL #1: AMEND CONSTITUTION RE: BONUS ISSUE ISSUER YES FOR FOR
ISSUER: Top Glove Corp. Bhd.
TICKER: 7113 CUSIP: Y88965101
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE KIM MEOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TONG SIEW BEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM HOOI SIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF AWARDS TO ANG ENG ISSUER YES AGAINST AGAINST
LI ANDREA UNDER THE EMPLOYEES' SHARE GRANT PLAN
PROPOSAL #11: APPROVE ALLOCATION OF OPTIONS TO ANG ISSUER YES AGAINST AGAINST
ENG LI ANDREA UNDER THE EMPLOYEES' SHARE OPTION
PROPOSAL #12: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Top Resource Conservation & Environment Corp.
TICKER: 300332 CUSIP: Y88984102
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR FINANCE LEASE OF SUBSIDIARY
PROPOSAL #2: APPROVE EXTERNAL PROVISION OF GUARANTEE ISSUER YES FOR FOR
TO SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Top Resource Conservation & Environment Corp.
TICKER: 300332 CUSIP: Y88984102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Top Resource Conservation & Environment Corp.
TICKER: 300332 CUSIP: Y88984102
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FINANCE LEASE OF SUBSIDIARY
ISSUER: Top Resource Conservation & Environment Corp.
TICKER: 300332 CUSIP: Y88984102
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTIAL CHANGE OF PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR SUBSIDIARY
PROPOSAL #2: APPROVE PARTIAL CHANGE OF PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR FINANCING LEASE OF SUBSIDIARY
ISSUER: Top Resource Conservation & Environment Corp.
TICKER: 300332 CUSIP: Y88984102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Topchoice Medical Investment Co., Inc.
TICKER: 600763 CUSIP: Y0772A106
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Topco Scientific Co., Ltd.
TICKER: 5434 CUSIP: Y8896T109
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
ISSUER: Torrent Pharmaceuticals Ltd
TICKER: 500420 CUSIP: Y8896L148
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE RETIREMENT OF MARKAND BHATT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REMOVE REQUIREMENT OF SEEKING ISSUER YES AGAINST AGAINST
RATIFICATION OF APPOINTMENT OF STATUTORY AUDITORS
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT AMEERA SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT SHAILESH HARIBHAKTI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT HAIGREVE KHAITAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
AMAN MEHTA AS AN EXECUTIVE
ISSUER: Torrent Pharmaceuticals Ltd.
TICKER: 500420 CUSIP: Y8896L148
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
CANCELLATION OF SHARES
PROPOSAL #3: APPROVE CANCELLATION OF FORFEITED EQUITY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: ELECT NAYANTARA BALI AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Torrent Power Limited
TICKER: TORNTPOWER CUSIP: Y8903W103
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SAMIR MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MODIFICATION TO THE RESOLUTION ISSUER YES AGAINST AGAINST
RELATED TO APPOINTMENT OF STATUTORY AUDITORS
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SAMIR MEHTA AS CHAIRMAN
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JINAL MEHTA AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
VARUN MEHTA
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #11: REELECT BHAVNA DOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT DHARMISHTA N. RAVAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: REELECT SAMIR BARUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT KEKI MISTRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #15: REELECT PANKAJ PATEL AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Torunlar Gayrimenkul Yatirim Ortakligi AS
TICKER: TRGYO CUSIP: M8820E106
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Total Access Communication Public Co., Ltd.
TICKER: DTAC CUSIP: Y8904F141
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ACQUISITION OF THE ENTIRE ISSUER YES FOR FOR
BUSINESS OF DTAC BROADBAND CO., LTD.
PROPOSAL #3: APPROVE ACQUISITION OF THE ENTIRE ISSUER YES FOR FOR
BUSINESS OF EASTERN BEACH CO., LTD.
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Total Access Communication Public Co., Ltd.
TICKER: DTAC CUSIP: Y8904F141
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE DISPUTE SETTLEMENT WITH CAT ISSUER YES AGAINST AGAINST
TELECOM PUBLIC COMPANY LIMITED
PROPOSAL #3: ACKNOWLEDGE THE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ACQUISITION OF THE 900 MHZ ISSUER YES FOR FOR
SPECTRUM LICENSE
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF LEGAL RESERVE AND ISSUER YES AGAINST AGAINST
SHARE PREMIUM
PROPOSAL #8.1: ELECT HAAKON BRUASET KJOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT GUNNAR JOHAN BERTELSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT TONE RIPEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: APPROVE ACQUISITION OF THE ENTIRE ISSUER YES FOR FOR
BUSINESS OF PAYSBUY CO., LTD.
PROPOSAL #12: AMEND COMPANY'S OBJECTIVES AND ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TOTVS SA
TICKER: TOTS3 CUSIP: P92184103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #4: ELECT EDUARDO MAZZILLI DE VASSIMON AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO VOTE YOUR FULL SHARE POSITION TO THE
SUPPORTED NOMINEE?
PROPOSAL #6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT EDUARDO MAZZILLI DE VASSIMON AS DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #8: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: TOTVS SA
TICKER: TOTS3 CUSIP: P92184103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SHARE BASED INCENTIVE AND ISSUER NO N/A N/A
RETENTION
PROPOSAL #2: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: TOTVS SA
TICKER: TOTS3 CUSIP: P92184103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 6 ACCORDINGLY
ISSUER: Toung Loong Textile Mfg. Co., Ltd.
TICKER: 4401 CUSIP: Y8905L105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT YOU ZHI CHENG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.18, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT YOU RONG JIE, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.58, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT YOU RONG LI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.56, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT CHEN QIU YUE, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF MAO JIA INVESTMENT CORPORATION WITH SHAREHOLDER
NO.20801, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT ZHANG KAI PING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF XIANG HAO INVESTMENT CORPORATION WITH SHAREHOLDER
NO.25102, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LIN JIN YI, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
XIANG HAO INVESTMENT CORPORATION WITH SHAREHOLDER
NO.25102, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT CHEN TAI XING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF XIANG HAO INVESTMENT CORPORATION WITH SHAREHOLDER
NO.25102, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT WU XUE TAO, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.28430, AS INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT HUANG TAI FENG, WITH ID ISSUER YES AGAINST AGAINST
NO.R121054XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT YOU JIN ZONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.25, AS SUPERVISOR
PROPOSAL #6.11: ELECT ZHOU JING WEI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.473, AS SUPERVISOR
PROPOSAL #6.12: ELECT YOU RONG JUN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CI MEI SING YE CORPORATION WITH SHAREHOLDER
NO.18710, AS SUPERVISOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Toyou Feiji Electronics Co., Ltd.
TICKER: 300302 CUSIP: Y8316F101
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND
REGULATIONS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE TRANSACTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAYMENT CONDITION ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PERFORMANCE COMMITMENTS AND ISSUER YES FOR FOR
COMPENSATION ARRANGEMENTS
PROPOSAL #2.5: APPROVE TRANSITIONAL PROFIT OR LOSS ISSUER YES FOR FOR
AND CUMULATIVE EARNINGS ARRANGEMENTS
PROPOSAL #2.6: APPROVE LOCK-UP ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE STAFF AND LIABILITY ISSUER YES FOR FOR
ARRANGEMENTS
PROPOSAL #2.8: APPROVE ASSET TRANSFER ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE CORPORATE GOVERNANCE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND CASH AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #4: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURE
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY ACQUISITION BY ISSUANCE OF SHARES AND
CASH AGREEMENT AND ITS CONDITIONAL PROFIT FORECAST
COMPENSATION AGREEMENT
PROPOSAL #7: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE REASONABLE PRICING FOR THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #12: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #15: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 AND 44 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #18: APPROVE STOCK PRICE VOLATILITY HAD ISSUER YES FOR FOR
ACHIEVED THE STANDARDS OF ARTICLE 5 OF REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #20: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AND CASH AGREEMENT
ISSUER: Toyou Feiji Electronics Co., Ltd.
TICKER: 300302 CUSIP: Y8316F101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY RELATED-PARTY NATURAL PERSON
PROPOSAL #3: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Toyou Feiji Electronics Co., Ltd.
TICKER: 300302 CUSIP: Y8316F101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERIVORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: TPI Polene Power Public Co., Ltd.
TICKER: TPIPP CUSIP: Y8898K122
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE AND OFFERING FOR SALE ISSUER YES FOR FOR
OF DEBENTURES
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TPI Polene Power Public Co., Ltd.
TICKER: TPIPP CUSIP: Y8898K122
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7.1: ELECT ORAPIN LEOPHAIRATANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PAKORN LEOPAIRUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT MANU LEOPAIROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT ABHIJAI CHANDRASEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT WANCHAI MANOSOOTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TPI Polene Public Co. Ltd.
TICKER: TPIPL CUSIP: Y88989119
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF LEGAL RESERVE AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7.1: ELECT PRACHAI LEOPHAIRATANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT PRAMUAN LEOPHAIRATANA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.3: ELECT CHAVIN IAMSOPANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT MALINEE LEOPHAIRATANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT SUPOJ SINGHSANEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TPK Holding Co., Ltd.
TICKER: 3673 CUSIP: G89843109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JIANG CHAO-RUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 0000005, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT JIANG MING-XIAN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 1982101XXX, AS NON-INDEPENDENT
PROPOSAL #3.3: ELECT XIE LI-QUN, A REPRESENTATIVE OF ISSUER YES FOR FOR
CAPABLE WAY INVESTMENTS LIMITED WITH SHAREHOLDER NO.
0000002, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT ZHANG HENG-YAO, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF MAX GAIN MANAGEMENT LIMITED WITH SHAREHOLDER NO.
0000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT CAI ZONG-LIANG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF HIGH FOCUS HOLDINGS LIMITED WITH SHAREHOLDER NO.
0000003, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LIU SHI-MING, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF GLOBAL YIELD INTERNATIONAL CO.,LTD. WITH
SHAREHOLDER NO. 0084037, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT ZHANG HONG-YUAN WITH ID NO. ISSUER YES AGAINST AGAINST
K101243XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT WENG MING-ZHENG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 0012333 AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT JIANG FENG-NIAN WITH ID NO. ISSUER YES FOR FOR
Q120123XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Trakya Cam Sanayii AS
TICKER: TRKCM CUSIP: M8811Q100
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TOSIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Transcend Information, Inc.
TICKER: 2451 CUSIP: Y8968F102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Transfar Zhilian Co., Ltd.
TICKER: 002010 CUSIP: Y98924106
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE FEASIBILITY STUDY REPORT OF ISSUER YES FOR FOR
HANGZHOU ZHONGCHENG LOGISTICS SUPPLY CHAIN PROJECT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Transfar Zhilian Co., Ltd.
TICKER: 2010 CUSIP: Y98924106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: APPROVE TERM EXPIRATION OF THE ISSUER NO N/A N/A
INDEPENDENT DIRECTOR AND ELECT XIN JINGUO AS
INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE DEVELOPMENT OF ASSET POOLING ISSUER NO N/A N/A
BUSINESS
PROPOSAL #12: APPROVE LAND COLLECTION AGREEMENT ISSUER NO N/A N/A
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #2: AMEND AND CONSOLIDATE INTERNAL ISSUER YES FOR FOR
REGULATIONS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE COMPANY'S PARTICIPATION IN ISSUER YES FOR FOR
ELETROBRAS AUCTION
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S PARTICIPATION IN ISSUER YES FOR FOR
COMPANHIA ESTADUAL DE GERACAO E TRANSMISSAO DE
ENERGIA ELECTRICA - CEEE-GT AUCTION
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 100 PERCENT OF ISSUER YES FOR FOR
THE SHARES OF SAO JOAO TRANSMISSORA DE ENERGIA SA AND
SAO PEDRO TRANSMISSORA DE ENERGIA SA
PROPOSAL #2: APPROVE ACQUISITION OF 51 PERCENT OF THE ISSUER YES FOR FOR
SHARES OF TRIANGULO MINEIRO TRANSMISSORA DE ENERGIA
SA AND VALE DO SAO BARTOLOMEU TRANSMISSORA DE ENERGIA
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY EXERCISE OF PREEMPTIVE RIGHTS AND ISSUER YES FOR FOR
APPROVE ACQUISITION OF SHARES OF COMPANHIA
TRANSIRAPE DE TRANSMISSAO, COMPANHIA TRANSLESTE DE
TRANSMISSAO AND COMPANHIA TRANSUDESTE DE TRANSMISSAO
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Transmissora Alianca de Energia Eletrica SA
TICKER: TAEE11 CUSIP: P9T5CD126
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4.1: ELECT JOSE MARIA RABELO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.2: ELECT ANTONIO DIRCEU DE ARAUJO XAVIER ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #4.3: ELECT DANIEL FARIA COSTA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.4: ELECT PAULO MOTA HENRIQUES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.5: ELECT CARLOS DA COSTA PARCIAS JUNIOR ISSUER NO N/A N/A
AS DIRECTOR
PROPOSAL #4.6: ELECT DANIEL ALVES FERREIRA AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT FRANCOIS MOREAU AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.8: ELECT BERNARDO VARGAS GIBSONE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.9: ELECT CESAR AUGUSTO RAMIREZ ROJAS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.10: ELECT FERNANDO AUGUSTO ROJAS PINTO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.11: ELECT FERNANDO BUNKER GENTIL AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.12: ELECT CELSO MAIA DE BARROS AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #4.13: ELECT HERMES JORGE CHIPP AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE MARIA RABELO AS DIRECTOR
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANTONIO DIRCEU DE ARAUJO XAVIER AS DIRECTOR
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL FARIA COSTA AS DIRECTOR
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PAULO MOTA HENRIQUES AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CARLOS DA COSTA PARCIAS JUNIOR AS DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT DANIEL ALVES FERREIRA AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FRANCOIS MOREAU AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT BERNARDO VARGAS GIBSONE AS DIRECTOR
PROPOSAL #6.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CESAR AUGUSTO RAMIREZ ROJAS AS DIRECTOR
PROPOSAL #6.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FERNANDO AUGUSTO ROJAS PINTO AS DIRECTOR
PROPOSAL #6.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FERNANDO BUNKER GENTIL AS DIRECTOR
PROPOSAL #6.12: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CELSO MAIA DE BARROS AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HERMES JORGE CHIPP AS INDEPENDENT DIRECTOR
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT LUIZ FELIPE DA SIVA VELOSO AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND JOAO ALAN HADDAD AS
PROPOSAL #8.2: ELECT JULIA FIGUEIREDO GOYTACAZ ISSUER NO N/A N/A
SANTANNA AS FISCAL COUNCIL MEMBER AND EDUARDO JOSE DE
SOUZA AS ALTERNATE
PROPOSAL #8.3: ELECT MANUEL DOMINGUES DE JESUS E ISSUER NO N/A N/A
PINHO AS FISCAL COUNCIL MEMBER AND JOAO HENRIQUE DE
SOUZA BRUM AS ALTERNATE
PROPOSAL #9: ELECT MURICI DOS SANTOS AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND RENATO VENICIUS DA SILVA AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #10: ELECT MARCELLO JOAQUIM PACHECO AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND ALBERTO JORGE OLIVEIRA DA
COSTA AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #13: RE-RATIFY REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
FISCAL COUNCIL FOR 2018
ISSUER: TravelSky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 ALLOCATION OF PROFIT AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE BDO LIMITED AS INTERNATIONAL ISSUER YES FOR FOR
AUDITORS AND BDO CHINA SHU LUN PAN CERTIFIED PUBLIC
ACCOUNTANTS LLP AS PRC AUDITORS AND TO AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT ZHAO XIAOHANG AS DIRECTOR, SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION AND APPROVE
TERMINATION OF THE OFFICE OF CAO JIANXIONG AS A NON-
EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES AND DOMESTIC SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: TravelSky Technology Limited
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: TravelSky Technology Ltd.
TICKER: 696 CUSIP: Y8972V101
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG BING AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION, AND APPROVE
TERMINATION OF THE OFFICE OF LI YANGMIN AS DIRECTOR
PROPOSAL #2: ELECT HAN WENSHENG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION, AND APPROVE
TERMINATION OF THE OFFICE OF YUAN XIN'AN AS DIRECTOR
ISSUER: Trencor Ltd
TICKER: TRE CUSIP: S8754G105
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT DAVID NUREK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT EDDY OBLOWITZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT RODDY SPARKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.1: RE-ELECT EDDY OBLOWITZ AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT RODDY SPARKS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT HERMAN WESSELS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Triangle Tyre Co., Ltd.
TICKER: 601163 CUSIP: Y89772100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH TRIANGLE GROUP CO., LTD.
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH CHINA NATIONAL HEAVY DUTY TRUCK GROUP
PROPOSAL #9: APPROVE 2018 REMUNERATION AND ISSUER YES AGAINST AGAINST
DETERMINATION OF 2019 REMUNERATION OF DIRECTORS
PROPOSAL #10: APPROVE 2018 REMUNERATION AND ISSUER YES AGAINST AGAINST
DETERMINATION OF 2019 REMUNERATION OF SUPERVISORS
PROPOSAL #11: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #12: APPROVE COMPREHENSIVE CREDIT LINE AND ISSUER YES AGAINST AGAINST
DAILY LOANS
PROPOSAL #13: APPROVE CASH MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SHAREHOLDER, DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT METHOD
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: ELECT WANG XIANGDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #19.1: ELECT ZHONG DANFANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #19.2: ELECT XIONG SHUNMIN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Tripod Technology Corp.
TICKER: 3044 CUSIP: Y8974X105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Triumph Science & Technology Co., Ltd.
TICKER: 600552 CUSIP: Y01377103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GURANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF PROJECT LOANS AND ISSUER YES FOR FOR
SIGNING OF ENTRUSTED FINANCING AGREEMENT
ISSUER: Triumph Science & Technology Co., Ltd.
TICKER: 600552 CUSIP: Y8978R104
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: ELECT NI ZHISEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Triumph Science & Technology Co., Ltd.
TICKER: 600552 CUSIP: Y8978R104
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT XIA NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT NI ZHISEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JIE CHANGQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SHU ANJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHENG XIWU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT ZHANG ZHONGXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CHEN YONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ZHOU MING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Triumph Science & Technology Co., Ltd.
TICKER: 600552 CUSIP: Y8978R104
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Triumph Science & Technology Co., Ltd.
TICKER: 600552 CUSIP: Y8978R104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF ADDITIONAL ISSUER YES FOR FOR
GUARANTEE
ISSUER: Triumph Science and Technology Co., Ltd.
TICKER: 600552 CUSIP: Y01377103
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: True Corp. Public Co., Ltd.
TICKER: TRUE CUSIP: Y3187S225
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT RAWAT CHAMCHALERM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT HARALD LINK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT UMROONG SANPHASITVONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT WARAPATR TODHANAKASEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT VICHAOW RAKPHONGPHAIROJ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT ADHIRUTH THOTHAVEESANSUK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 17 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND ARTICLE 31 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Truworths International Ltd.
TICKER: TRU CUSIP: S8793H130
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 1 JULY 2018
PROPOSAL #2.1: RE-ELECT MICHAEL MARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT ANTHONY TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT DAVID PFAFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT MAYA MAKANJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT HANS HAWINKELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH TINA ROOKLEDGE AS THE REGISTERED
AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #6.1: APPROVE FEES OF THE NON-EXECUTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.2: APPROVE FEES OF THE NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.5: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #6.6: APPROVE FEES OF THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #6.7: APPROVE FEES OF THE RISK COMMITTEE ISSUER YES FOR FOR
MEMBER (NON-EXECUTIVE ONLY)
PROPOSAL #6.8: APPROVE FEES OF THE NON-EXECUTIVE AND ISSUER YES FOR FOR
NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #6.9: APPROVE FEES OF THE NON-EXECUTIVE AND ISSUER YES FOR FOR
NOMINATION COMMITTEE MEMBER
PROPOSAL #6.10: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #6.11: APPROVE FEES OF THE SOCIAL AND ETHICS ISSUER YES FOR FOR
COMMITTEE MEMBER (NON-EXECUTIVE ONLY)
PROPOSAL #7.1: RE-ELECT RODDY SPARKS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.2: RE-ELECT MICHAEL THOMPSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7.3: RE-ELECT ROB DOW AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE SOCIAL AND ETHICS COMMITTEE ISSUER YES FOR FOR
REPORT
PROPOSAL #10.1: RE-ELECT MICHAEL THOMPSON AS MEMBER ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #10.2: RE-ELECT THANDI NDLOVU AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #10.3: RE-ELECT DAVID PFAFF AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
ISSUER: Tsann Kuen Enterprise Co., Ltd.
TICKER: 2430 CUSIP: Y60921106
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Tsinghua Tongfang Co., Ltd.
TICKER: 600100 CUSIP: Y8997R119
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8.1: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE TO APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE PAYMENT FOR REMUNERATION OF ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
CREDIT LINES
PROPOSAL #10.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF SUBSIDIARY
PROPOSAL #10.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES HAVING ASSET-LIABILITY RATIO OF MORE
THAN 70%
PROPOSAL #11.1: APPROVE 2019 PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
TONGFANG ENVIRONMENT CO., LTD.
PROPOSAL #11.3: APPROVE AUTHORIZATION OF CHAIRMAN OR ISSUER YES AGAINST AGAINST
PRESIDENT TO IMPLEMENT GUARANTEE RELATED MATTERS
UNDER BUSINESS CONDITION
PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #13.1: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #13.2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #13.3: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
PLAN
ISSUER: Tsingtao Brewery Co., Ltd.
TICKER: 168 CUSIP: Y8997D102
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT (AUDITED) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
ISSUER: Tsingtao Brewery Co., Ltd.
TICKER: 168 CUSIP: Y8997D110
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL REPORT (AUDITED) ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
ISSUER: Tsogo Sun Holdings Ltd.
TICKER: TSH CUSIP: S32244113
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT P CALICCHIO AS
THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT JOHN COPELYN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT YUNIS SHAIK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: RE-ELECT MAC GANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT MAC GANI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT BUSI MABUZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: RE-ELECT JABU NGCOBO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE ISSUANCE OF SHARES OR OPTIONS ISSUER YES FOR FOR
AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE
COMPANY'S SHARE-BASED INCENTIVE SCHEMES
ISSUER: Tsogo Sun Holdings Ltd.
TICKER: TSH CUSIP: S32244113
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO TSOGO ISSUER YES FOR FOR
SUN GAMING LIMITED
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
THE NAME CHANGE
PROPOSAL #3: APPROVE FURTHER AMENDMENTS TO THE ISSUER YES FOR FOR
MEMORANDUM OF INCORPORATION
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: TSRC Corp.
TICKER: 2103 CUSIP: Y84690109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: TTK Prestige Limited
TICKER: 517506 CUSIP: Y89993110
MEETING DATE: 5/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF FORFEITED EQUITY ISSUER YES FOR FOR
SHARES
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF T T JAGANNATHAN ISSUER YES AGAINST AGAINST
AS NON-EXECUTIVE CHAIRMAN AND CONTINUATION OF THE
APPOINTMENT OF T T JAGANNATHAN AS NON-EXECUTIVE
CHAIRMAN
PROPOSAL #4: APPROVE COMMISSION TO NON-EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #5: ELECT DHRUV SRIRATAN MOONDHRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT R. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
K. SHANKARAN AS WHOLE TIME DIRECTOR AND SECRETARY
ISSUER: TTW Public Co. Ltd.
TICKER: TTW CUSIP: Y9002L113
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT SOMBAT KITJALAKSANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT PAYAO MARITTANAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PATARUT DARDARANANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT WALAINUT TRIVISVAVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: TTY Biopharm Co. Ltd.
TICKER: 4105 CUSIP: Y90017107
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT LIN, CHUAN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
94736, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.2: ELECT CHANG, WEN-HWA WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 27, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.3: ELECT HSIAO, YING-CHUN, A ISSUER YES FOR FOR
REPRESENTATIVE OF DAWAN TECHNOLOGY COMPANY LIMITED
WITH SHAREHOLDER NO. 548, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT YANG, TZE-KAING WITH ID NO. ISSUER YES FOR FOR
A102241XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.5: ELECT CHANG, HSIU-CHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 182, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.6: ELECT LIAO, YING-YING WITH ID NO. ISSUER YES FOR FOR
Y220049XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #2.7: ELECT TSAI, DUEI WITH ID NO. ISSUER YES FOR FOR
L100933XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2.8: ELECT HSUEH, MING-LING WITH ID NO. ISSUER YES FOR FOR
B101077XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2.9: ELECT LIN, TIEN-FU WITH ID NO. ISSUER YES FOR FOR
A102932XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE RELEASE OF NON COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR CHANG, WEN-HWA
PROPOSAL #4: APPROVE RELEASE OF NON COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR HSIAO, YING-CHUN, A
REPRESENTATIVE OF DAWAN TECHNOLOGY COMPANY LIMITED
PROPOSAL #5: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR YANG, TZE-KAING
PROPOSAL #6: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR CHANG, HSIU-CHI
PROPOSAL #7: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR LIAO, YING-YING
PROPOSAL #8: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR TSAI, DUEI
PROPOSAL #9: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR HSUEH, MING-LING
PROPOSAL #10: APPROVE RELEASE OF NON-COMPETITION ISSUER YES FOR FOR
RESTRICTIONS FOR DIRECTOR LIN, TIEN-FU
ISSUER: TTY Biopharm Co. Ltd.
TICKER: 4105 CUSIP: Y90017107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Tung Ho Steel Enterprise Corp.
TICKER: 2006 CUSIP: Y90030100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
ISSUER: Tung Thih Electronic Co., Ltd.
TICKER: 3552 CUSIP: Y9001J101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY BEIJING ZHONGHUAN XINRONG
HOTEL MANAGEMENT CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY XINGJING SHENGTAI
ENVIRONMENTAL TECHNOLOGY (SUZHOU) CO., LTD.
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO SHAREHOLDER YES FOR FOR
APPLICATION OF LOAN BY WHOLLY-OWNED SUBSIDIARY
XINGJING SHENGTAI ENVIRONMENTAL TECHNOLOGY (SUZHOU)
CO., LTD.
PROPOSAL #4.1: ELECT HOU JIWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI QUANNIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LI MING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT WANG FUMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT HUANG ZHILIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT XIA ZHIYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CHEN AIZHEN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT WANG LIYONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT HE WEI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.4: ELECT XU JIAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.1: ELECT SU GUOZHEN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT ZENG WEIHAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE JOINT INVESTMENT IN PPP PROJECT SHAREHOLDER YES FOR N/A
AND RELATED-PARTY TRANSACTION
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 40 CUSIP: Y7740V104
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE ADJUSTMENT OF THE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ADJUSTMENT OF THE ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 40 CUSIP: Y7740V104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 40 CUSIP: Y7740V104
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 40 CUSIP: Y7740V104
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LUO WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF QINGDAO XULAN ISSUER YES AGAINST AGAINST
INDUSTRY FUND PARTNERSHIP AND RELATED PARTY
TRANSACTIONS
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LU ZHAOYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 40 CUSIP: Y7740V104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICE SHAREHOLDER YES FOR FOR
AGREEMENT
ISSUER: Tunghsu Azure Renewable Energy Co., Ltd.
TICKER: 000040 CUSIP: Y7740V104
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY AND PROVISION OF GUARANTEE
ISSUER: Tungkong, Inc.
TICKER: 2117 CUSIP: Y90019103
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG AIXIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT SHI FENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SHI JIANZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIU HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT XIA WENQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HAO JIYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WAN GANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XU BIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI ANLONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI FENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LOU BENMEI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Tungkong, Inc.
TICKER: 002117 CUSIP: Y9004P104
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Tungkong, Inc.
TICKER: 002117 CUSIP: Y9004P104
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT AND 2019 WORK PLAN ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCT
PROPOSAL #6: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: Tungkong, Inc.
TICKER: 002117 CUSIP: Y9004P104
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHULUN BATE'ER AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Tupy SA
TICKER: TUPY3 CUSIP: P9414P108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #5: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #6.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GUEITIRO MATUSO GENSO AS DIRECTOR AND ABIDIAS
JOSE DE SOUSA JUNIOR AS ALTERNATE
PROPOSAL #6.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JAIME LUIZ KALSING AS DIRECTOR AND PAULO
ROBERTO EVANGELISTA AS ALTERNATE
PROPOSAL #6.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PAULA REGINA GOTO AS DIRECTOR AND SILVIA
PEREIRA DE JESUS LUCAS AS ALTERNATE
PROPOSAL #6.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RICARDO DORIA DURAZZO AS DIRECTOR
PROPOSAL #6.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CLAUDIA SILVA ARAUJO DE AZEREDO SANTOS AS
DIRECTOR
PROPOSAL #6.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE GUSTAVO DE SOUZA COSTA AS DIRECTOR
PROPOSAL #6.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT GABRIEL STOLIAR AS DIRECTOR
PROPOSAL #6.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE RUBENS DE LA ROSA AS DIRECTOR
PROPOSAL #6.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RICARDO ANTONIO WEISS AS DIRECTOR
PROPOSAL #7: ELECT GUEITIRO MATSUO GENSO AS BOARD ISSUER YES FOR FOR
CHAIRMAN AND RICARDO DORIA DURAZZO AS VICE-CHAIRMAN
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #9: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER YES AGAINST N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #10: ELECT JOAO AUGUSTO MONTEIRO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND WAGNER MAR AS ALTERNATE APPOINTED
BY MINORITY SHAREHOLDER
PROPOSAL #11: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
ISSUER: Tupy SA
TICKER: TUPY3 CUSIP: P9414P108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
ISSUER: Turcas Petrol AS
TICKER: TRCAS CUSIP: M8967L103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turk Hava Yollari AO
TICKER: THYAO CUSIP: M8926R100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: Turk Telekomunikasyon AS
TICKER: TTKOM CUSIP: M9T40N131
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #4: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turk Telekomunikasyon AS
TICKER: TTKOM CUSIP: M9T40N131
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turk Telekomunikasyon AS
TICKER: TTKOM CUSIP: M9T40N131
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #16: AUTHORIZE BOARD TO ACQUIRE BUSINESSES ISSUER YES FOR FOR
UP TO A EUR 500 MILLION VALUE
PROPOSAL #17: AUTHORIZE BOARD TO ESTABLISH NEW ISSUER YES FOR FOR
COMPANIES IN RELATION TO BUSINESS ACQUIRED
PROPOSAL #18: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turk Traktor ve Ziraat Makineleri AS
TICKER: TTRAK CUSIP: M9044T101
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: TURKCELL Iletisim Hizmetleri AS
TICKER: TCELL CUSIP: M8903B102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #8: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #9: RATIFY DIRECTOR APPOINTMENTS AND ELECT ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Garanti Bankasi AS
TICKER: GARAN CUSIP: M4752S106
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TOSIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Halk Bankasi A.S.
TICKER: HALKB CUSIP: M9032A106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: ELECT BOARD OF DIRECTORS AND INTERNAL ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
INTERNAL AUDITORS
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Halk Bankasi AS
TICKER: HALKB CUSIP: M9032A106
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT BOARD OF DIRECTORS AND INTERNAL ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
INTERNAL AUDITORS
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PURPOSE AND RECEIVE INFORMATION IN ACCORDANCE TO
ARTICLE 1.3.6 OF CORPORATE GOVERNANCE PRINCIPLES
ISSUER: Turkiye Is Bankasi AS
TICKER: ISCTR CUSIP: M8933F115
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Petrol Rafinerileri AS
TICKER: TUPRS CUSIP: M8966X108
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Sinai Kalkinma Bankasi AS
TICKER: TSKB CUSIP: M8973M103
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TOSIGN
MINUTES OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AMEND COMPANY ARTICLES 11, 23 AND 47 ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #11: RECEIVE INFORMATION ON DONATIONS MADE ISSUER YES FOR FOR
IN 2018 AND APPROVE UPPER LIMIT OF DONATIONS FOR 2019
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Turkiye Sise ve Cam Fabrikalari AS
TICKER: SISE CUSIP: M9013U105
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS IN ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
ISSUER: Turkiye Vakiflar Bankasi TAO
TICKER: VAKBN CUSIP: M9037B109
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: AMEND COMPANY ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPOINT INTERNAL STATUTORY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
INTERNAL AUDITORS
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Turkiye Vakiflar Bankasi TAO
TICKER: VAKBN CUSIP: M9037B109
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLE 6 RE: CAPITAL RELATED ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPOINT INTERNAL STATUTORY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES AGAINST AGAINST
INTERNAL AUDITORS
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
ISSUER: Tus-Guhan Group Corp., Ltd.
TICKER: 000590 CUSIP: Y3174R107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
PARTIAL RAISED FUND INVESTMENT PROJECT
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCT
PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT OF ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: TUS-Sound Environmental Resources Co Ltd
TICKER: 000826 CUSIP: Y8076H107
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.3: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, ESTIMATED REPURCHASE ISSUER YES FOR FOR
LIMIT AND PROPORTION OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TERMINAL TIME OF THE ISSUER YES FOR FOR
SHAREHOLDER RIGHT OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Tus-Sound Environmental Resources Co., Ltd.
TICKER: 826 CUSIP: Y8076H107
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE IMPLEMENTATION ISSUER YES FOR FOR
OF THE PPP PROJECT
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION OF CONTROLLED SUBSIDIARY FROM RELATED
FINANCIAL INSTITUTIONS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #4: ELECT WEN HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #6.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #6.4: APPROVE METHOD FOR PRINCIPAL REPAYMENT ISSUER YES FOR FOR
AND INTEREST PAYMENT
PROPOSAL #6.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #6.6: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #6.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #6.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #6.9: APPROVE BOND TRADING CIRCULATION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #6.11: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #6.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Tus-Sound Environmental Resources Co., Ltd.
TICKER: 826 CUSIP: Y8076H107
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION OF CONTROLLED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE CHANGE OF 2017 PARTIAL RAISED SHAREHOLDER YES FOR FOR
FUNDS INVESTMENT PROJECT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION AND SHAREHOLDER YES FOR FOR
AUTHORIZATION OF THE BOARD TO HANDLE ALL RELATED
MATTERS
PROPOSAL #5: APPROVE CHANGE OF SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
ISSUER: Tus-Sound Environmental Resources Co., Ltd.
TICKER: 000826 CUSIP: Y8076H107
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE BY ULTIMATE CONTROLLING SHAREHOLDER TO
ISSUER: Tus-Sound Environmental Resources Co., Ltd.
TICKER: 000826 CUSIP: Y8076H107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
ISSUER: Tus-Sound Environmental Resources Co., Ltd.
TICKER: 826 CUSIP: Y8076H107
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF DIRECT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #13: APPROVE CAPITAL INJECTION OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY FOR SEWAGE TREATMENT PLANT EXPANSION
PROJECT
PROPOSAL #14: APPROVE CAPITAL INJECTION OF WHOLLY- SHAREHOLDER YES FOR FOR
OWNED SUBSIDIARY FOR PPP PROJECT
PROPOSAL #15: APPROVE CAPITAL INJECTION OF BEIJING SHAREHOLDER YES FOR FOR
SANDE NEW SANITATION INVESTMENT CO., LTD.
PROPOSAL #16: APPROVE CAPITAL INJECTION OF JINGMEN SHAREHOLDER YES FOR FOR
SANDE XIAJIAWAN WATER CO., LTD.
PROPOSAL #17: APPROVE WAIVER OF PRE-EMPTIVE RIGHT SHAREHOLDER YES FOR FOR
PROPOSAL #18.1: ELECT LI XINGWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.2: ELECT CAO SHUAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.3: ELECT ZHANG CHUANGANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #18.4: ELECT DAI XIAOJI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: TV18 Broadcast Ltd.
TICKER: 532800 CUSIP: Y2714T110
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: ELECT P.M.S. PRASAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JYOTI DESHPANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OFFER OR INVITATION TO SUBSCRIBE ISSUER YES FOR FOR
TO NON-CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT
BASIS
ISSUER: TVS Motor Co. Ltd.
TICKER: 532343 CUSIP: Y9014B103
MEETING DATE: 3/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT T KANNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT C R DUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRINCE ASIRVATHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT R RAMAKRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT HEMANT KRISHAN SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT K N RADHAKRISHNAN AS DIRECTOR AND ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER AND APPROVE HIS REMUNERATION
ISSUER: TVS Motor Company Ltd
TICKER: 532343 CUSIP: Y9014B103
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT LAKSHMI VENU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE V. SANKAR AIYAR & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #4: REELECT H LAKSHMANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RAJESH NARASIMHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: TXC Corp.
TICKER: 3042 CUSIP: Y90156103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8.1: ELECT LIN,JIN-BAO, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT LIN,WAN-SHING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHEN CHUEH,SHANG-HSIN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 44, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KUO,YA-PING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 83, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT HSU, HSING-HAO, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 0013173, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT A REPRESENTATIVE OF TLC CAPITAL ISSUER YES AGAINST AGAINST
CO.,LTD, WITH SHAREHOLDER NO. 0044269, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT HUANG, HSIANG-LIN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 0025055, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT YU, SHANG-WU, WITH ID NO. ISSUER YES AGAINST AGAINST
J120315XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TSAI, SONG-QI, WITH ID NO. ISSUER YES FOR FOR
F103159XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT SU YAN-SYUE, WITH ID NO. ISSUER YES FOR FOR
S221401XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT WANG CHUAN-FEN, WITH ID NO. ISSUER YES AGAINST AGAINST
A220101XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE TO REMOVE THE RESTRICTION OF ISSUER YES FOR FOR
NON-COMPETE AGREEMENT OF DIRECTORS
ISSUER: TYC Brother Industrial Co., Ltd.
TICKER: 1522 CUSIP: Y9015F103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6.1: ELECT HSU,CHIANG, WITH ID SHAREHOLDER YES FOR FOR
NO.D100139XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Tyntek Corp.
TICKER: 2426 CUSIP: Y90179105
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES FOR THE COMPANY AND ITS SUBSIDIARIES
ISSUER: U City Public Co. Ltd.
TICKER: U CUSIP: Y9018E111
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
BY CANCELLING AUTHORIZED BUT UNISSUED SHARES
PROPOSAL #4: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT DECREASE IN REGISTERED CAPITAL BY CANCELLING
AUTHORIZED BUT UNISSUED SHARES
PROPOSAL #5: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #6: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #7: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE ADJUSTMENT OF PAR VALUE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT THE ADJUSTMENT OF PAR VALUE
PROPOSAL #10: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
BY REDUCING THE PAR VALUE OF SHARES
PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT DECREASE IN REGISTERED CAPITAL BY REDUCING
THE PAR VALUE OF SHARES
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT THE ADJUSTMENT OF PAR VALUE
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: U City Public Co. Ltd.
TICKER: U CUSIP: Y9018E251
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE OMISSION OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT CHAIWAT ATSAWINTARANGKUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT PAISAL TARASANSOMBUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PLAKORN WANGLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEE
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: UCO Bank
TICKER: 532505 CUSIP: Y9035A100
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF SHARES UNDER THE UCO ISSUER YES FOR FOR
BANK EMPLOYEE SHARE PURCHASE SCHEME-2019
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: UCO Bank
TICKER: 532505 CUSIP: Y9035A100
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: UCO Bank
TICKER: 532505 CUSIP: Y9035A100
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
ISSUER: UEM Sunrise Berhad
TICKER: 5148 CUSIP: Y9033U108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUBIMAL SEN GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZAIDA KHALIDA SHAARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SUSEELAWATI UNGKU OMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NOORAZMAN ABD AZIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHRISTINA FOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS (EXCLUDING ISSUER YES FOR FOR
DIRECTORS' FEES)
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Ulker Biskuvi Sanayi AS
TICKER: ULKER CUSIP: M90358108
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Ultrapar Participacoes SA
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: ELECT ALL DIRECTORS ON SLATE PROPOSED ISSUER NO N/A N/A
PROPOSAL #6: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #7: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #8.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT PEDRO WONGTSCHOWSKI AS DIRECTOR
PROPOSAL #8.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT LUCIO DE CASTRO ANDRADE FILHO AS DIRECTOR
PROPOSAL #8.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ALEXANDRE GONCALVES SILVA AS DIRECTOR
PROPOSAL #8.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JORGE MARQUES DE TOLEDO CAMARGO AS DIRECTOR
PROPOSAL #8.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE MAURICIO PEREIRA COELHO AS DIRECTOR
PROPOSAL #8.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT NILDEMAR SECCHES AS DIRECTOR
PROPOSAL #8.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FLAVIA BUARQUE DE ALMEIDA AS DIRECTOR
PROPOSAL #8.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOAQUIM PEDRO MONTEIRO DE CARVALHO COLLOR DE
MELLO AS DIRECTOR
PROPOSAL #8.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT JOSE GALLO AS DIRECTOR
PROPOSAL #8.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT ANA PAULA VITALI JANES VESCOVI AS DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #10.1: ELECT GERALDO TOFFANELLO AS FISCAL ISSUER NO N/A N/A
COUNCIL MEMBER AND MARCIO AUGUSTUS RIBEIRO AS
PROPOSAL #10.2: ELECT MARCELO AMARAL MORALES AS ISSUER NO N/A N/A
FISCAL COUNCIL MEMBER AND PEDRO OZIRES PREDEUS AS
PROPOSAL #10.3: ELECT WILLIAM BEZERRA CAVALCANTI ISSUER NO N/A N/A
FILHO AS FISCAL COUNCIL MEMBER AND PAULO CESAR
PASCOTINI AS ALTERNATE
PROPOSAL #11: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
ISSUER: Ultrapar Participacoes SA
TICKER: UGPA3 CUSIP: P94396127
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: NOVO MERCADO ISSUER NO N/A N/A
REGULATION
PROPOSAL #2: AMEND ARTICLE 17 RE: INCREASE IN BOARD ISSUER NO N/A N/A
SIZE
PROPOSAL #3: AMEND ARTICLES RE: GOVERNANCE ISSUER NO N/A N/A
PROPOSAL #4: AMEND ARTICLES RE: STATUTORY COMMITTEES ISSUER NO N/A N/A
PROPOSAL #5: AMEND ARTICLES ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 1:2 STOCK SPLIT AND AMEND ISSUER NO N/A N/A
ARTICLES 5 AND 6 ACCORDINGLY
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Ultratech Cement Ltd.
TICKER: ULTRACEMCO CUSIP: Y9046E109
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KUMAR MANGALAM BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE BSR & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS JOINT STATUTORY AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE KHIMJI KUNVERJI & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, MUMBAI AS JOINT STATUTORY AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: UltraTech Cement Ltd.
TICKER: 532538 CUSIP: Y9046E109
MEETING DATE: 10/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ULTRATECH CEMENT LIMITED ISSUER YES AGAINST AGAINST
EMPLOYEE STOCK OPTION SCHEME 2018
PROPOSAL #2: APPROVE EXTENSION OF BENEFITS OF THE ISSUER YES AGAINST AGAINST
ULTRATECH CEMENT LIMITED EMPLOYEE STOCK OPTION SCHEME
2018 TO PERMANENT EMPLOYEES OF THE HOLDING AND THE
SUBSIDIARY COMPANIES
PROPOSAL #3: APPROVE TRUST ROUTE, ACQUISITION OF ISSUER YES AGAINST AGAINST
SECONDARY SHARES AND GRANT OF FINANCIAL
ASSISTANCE/PROVISION OF MONEY TO THE TRUST FOR THE
IMPLEMENTATION OF ULTRATECH CEMENT LIMITED EMPLOYEE
STOCK OPTION SCHEME 2018
ISSUER: UltraTech Cement Ltd.
TICKER: 532538 CUSIP: Y9046E109
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF DEMERGER ISSUER YES FOR FOR
ISSUER: UltraTech Cement Ltd.
TICKER: 532538 CUSIP: Y9046E109
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE G. M. DAVE TO CONTINUE OFFICE AS ISSUER YES FOR FOR
NON-EXECUTIVE INDEPENDENT DIRECTOR
ISSUER: U-Ming Marine Transport Corp.
TICKER: 2606 CUSIP: Y9046H102
MEETING DATE: 6/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7.1: ELECT HSU SHU TONG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 8, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHEE CHEN TUNG WITH ID NO. ISSUER YES AGAINST AGAINST
790204XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT HSU SHU PING WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 15, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHANG TSAI HSIUNG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF ASIA CEMENT CORP. WITH SHAREHOLDER
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT LEE KUN YEN, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
ASIA CEMENT CORP. WITH SHAREHOLDER NO. 1, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT DOUGLAS JEFFERSON HSU, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF ASIA CEMENT CORP. WITH SHAREHOLDER
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT ONG CHOO KIAT, A REPRESENTATIVE ISSUER YES FOR FOR
OF YUE DING INDUSTRY CO. LTD. WITH SHAREHOLDER NO.
40989, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT LEE KUAN CHUN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YUAN DING INVESTMENT CORP. WITH SHAREHOLDER NO.
483, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT PAN WEN YEN WITH ID NO. ISSUER YES FOR FOR
J100291XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.10: ELECT CHU SHAO HUA WITH ID NO. ISSUER YES FOR FOR
B100874XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.11: ELECT LIU CHORNG JIAN WITH ID NO. ISSUER YES FOR FOR
G120576XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF THE RELEVANT ISSUER YES FOR FOR
DIRECTORS FROM THE NON COMPETITION RESTRICTION UNDER
ARTICLE 209 OF THE COMPANY ACT
ISSUER: UMW Holdings Bhd.
TICKER: 4588 CUSIP: Y90510101
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT BADRUL FEISAL ABDUL RAHIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT HASMAH ABDULLAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ESHAH MEOR SULEIMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE ISSUER YES FOR FOR
FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: Unifin Financiera SAB de CV SOFOM ENR
TICKER: UNIFINA CUSIP: P94461103
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE CEO AND AUDITORS' REPORTS ON ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1b: APPROVE BOARD'S REPORT ON THEIR ISSUER YES FOR FOR
ACTIVITIES AND OPERATIONS AND BOARD'S OPINION ON
CEO'S REPORT
PROPOSAL #1c: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT ON THEIR ACTIVITIES
PROPOSAL #1e: APPROVE REPORT ON COMPLIANCE WITH ISSUER YES FOR FOR
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES AGAINST AGAINST
RESERVE; APPROVE SHARE REPURCHASE REPORT
PROPOSAL #4: ELECT OR RATIFY DIRECTORS; VERIFY ISSUER YES FOR FOR
INDEPENDENCE CLASSIFICATION OF DIRECTORS; ELECT OR
RATIFY CHAIRMAN AND MEMBERS OF AUDIT AND CORPORATE
PRACTICES COMMITTEE; ELECT SECRETARY AND DEPUTY
SECRETARY AND FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES AND CONSEQUENTLY REDUCTION IN SHARE CAPITAL
PROPOSAL #6: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
ISSUER: Unifin Financiera SAB de CV SOFOM ENR
TICKER: UNIFINA CUSIP: P94461103
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: COMPANY'S REGIME; ISSUER YES FOR FOR
CANCEL COMPANY'S REGIME AS MULTIPLE PURPOSE FINANCIAL
ENTITY (SOFOM); ADOPT INTERNATIONAL FINANCIAL
REPORTING STANDARDS (IFRS) FOR PREPARATION AND AUDIT
OF COMPANY'S FINANCIAL STATEMENTS
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
ISSUER: Unigroup Guoxin Microelectronics Co., Ltd.
TICKER: 2049 CUSIP: Y8488J105
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Unigroup Guoxin Microelectronics Co.,Ltd .
TICKER: 002049 CUSIP: Y8488J105
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIAO SHIJING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Unilumin Group Co., Ltd.
TICKER: 300232 CUSIP: Y9049K102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
SHENZHEN SHANGLONG ZHIKONG TECHNOLOGY CO., LTD.
ISSUER: Unilumin Group Co., Ltd.
TICKER: 300232 CUSIP: Y9049K102
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO CONVERTIBLE BONDS
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON THIRD PHASE SHAREHOLDER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF THIRD PHASE SHAREHOLDER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Unilumin Group Co., Ltd.
TICKER: 300232 CUSIP: Y9049K102
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE
PROPOSAL #2: APPROVE AMOUNT ADJUSTMENT OF REPURCHASE ISSUER YES FOR FOR
AND CANCELLATION OF PERFORMANCE SHARE
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Unilumin Group Co., Ltd.
TICKER: 300232 CUSIP: Y9049K102
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF MANUFACTURING BASE PROJECT
ISSUER: Unilumin Group Co., Ltd.
TICKER: 300232 CUSIP: Y9049K102
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE 2018 REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT AND 2019
REMUNERATION PLAN
PROPOSAL #10: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2019 DAILY RELATED-PARTY
PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
INVESTMENTS
PROPOSAL #12.1: ELECT LIN MINGFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT LU CHEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT WU JIANTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.4: ELECT LIN LIANGQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT SUN YULIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT HUANG QIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT HUA XIAONING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT ZENG GUANGJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT QUE XING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #16: APPROVE CHANGES IN REGISTERED CAPITAL SHAREHOLDER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #17: APPROVE DAILY RELATED-PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
ISSUER: Unimicron Technology Corp.
TICKER: 3037 CUSIP: Y90668107
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF SHARES VIA PRIVATE ISSUER YES FOR FOR
PLACEMENT AND ISSUANCE OF OVERSEAS OR LOCAL, SECURED
OR UNSECURED CONVERTIBLE BONDS
ISSUER: Union Bank of India
TICKER: 532477 CUSIP: Y90885115
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE SCHEME
ISSUER: Union Bank of India
TICKER: 532477 CUSIP: Y90885115
MEETING DATE: 3/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
ISSUER: Union Bank of India
TICKER: 532477 CUSIP: Y90885115
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Union Properties Ltd.
TICKER: UPP CUSIP: M93972103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: ELECT RISHI RAJ VIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS COMPANIES
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2018
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #10: AMEND ARTICLE 41 OF ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION RE: GENERAL ASSEMBLY INVITATION
PROPOSAL #11: RENEW AUTHORIZATION OF SUKUK ISSUANCE ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO SET TERMS OF ISSUANCE FOR ONE
YEAR
ISSUER: Unipar Carbocloro SA
TICKER: UNIP6 CUSIP: P9441U104
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AS A PREFERRED SHAREHOLDER, WOULD YOU ISSUER NO N/A N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
ISSUER: Uni-President Enterprises Corp.
TICKER: 1216 CUSIP: Y91475106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: APPROVE AMENDMENT TO PROCEDURES FOR ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT YUN LIN, WITH ID NO.G201060XXX, ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHAO-TANG YUE, WITH ID ISSUER YES FOR FOR
NO.E101392XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT HONG-TE LU, WITH ID ISSUER YES AGAINST AGAINST
NO.M120426XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT CHIH-HSIEN LO, A REPRESENTATIVE ISSUER YES FOR FOR
OF KAO CHYUAN INV. CO., LTD. WITH SHAREHOLDER
NO.69100090, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT SHIOW-LING KAO, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF KAO CHYUAN INV. CO., LTD. WITH SHAREHOLDER
NO.69100090, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT JUI-TANG CHEN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF KAO CHYUAN INV. CO., LTD. WITH SHAREHOLDER
NO.69100090, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT CHUNG-HO WU, A REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YOUNG YUN INV. CO., LTD. WITH SHAREHOLDER
NO.69102650, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT PING-CHIH WU, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF TAIPO INV. CO., LTD.. WITH SHAREHOLDER
NO.69100060, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT CHUNG-SHEN LIN, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF PING ZECH CORP. WITH SHAREHOLDER NO.83023195, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #9.10: ELECT PI-YING CHENG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF JOYFUL INV. CO. WITH SHAREHOLDER NO.69100010, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #9.11: ELECT A REPRESENTATIVE OF YUPENG INV. ISSUER YES AGAINST AGAINST
CO., LTD. WITH SHAREHOLDER NO.82993970 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #9.12: ELECT PO-YU HOU, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO.23100013, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.13: ELECT CHANG-SHENG LIN, WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO.15900071, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Unipro PJSC
TICKER: UPRO CUSIP: X2156X109
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2018
ISSUER: Unipro PJSC
TICKER: UPRO CUSIP: X2156X109
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 0.11 PER SHARE
PROPOSAL #3.1: ELECT GEORGII ABDUSHELISHVILI AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #3.2: ELECT ANNA BELOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT PATRICK WOLFF AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT OLEG VIUGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT GUNTER RUEMMLER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT REINER HARTMANN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.7: ELECT UWE FIP AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT ANDREAS SCHIERENBECK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT MAKSIM SHIROKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE NEW EDITION OF CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
GENERAL MEETINGS
PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #9.1: ELECT DENIS ALEKSEENKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9.2: ELECT SERGEI PETROV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9.3: ELECT VERONIKA SEMENOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9.4: ELECT ALEKSEI TIKHONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
ISSUER: Unique Engineering & Construction Pcl
TICKER: UNIQ CUSIP: Y9105S114
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5A1: ELECT NATEE PANICHCHEEWA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5A2: ELECT PRASONG SUVIWATTANACHAI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5A3: ELECT SAMRIENG MEKKRIENGKRAI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5A4: ELECT WARINTHARA WONGSONGJA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5B: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BAKER TILLY AUDIT AND ADVISORY ISSUER YES FOR FOR
SERVICES (THAILAND) CO. LTD. AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
ISSUER: Unisem (M) Bhd.
TICKER: 5005 CUSIP: Y9158L107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE HOONG LEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM SIEW ENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MAHANI BINTI AMAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XIAO ZHIYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CUI WEIBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WU SHUTAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Unisplendour Co., Ltd.
TICKER: 000938 CUSIP: Y8997B106
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF EXTERNAL ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #6: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE (2) ISSUER YES FOR FOR
ISSUER: Unisplendour Co., Ltd.
TICKER: 938 CUSIP: Y8997B106
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT LI TIANCHI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Unisplendour Co., Ltd.
TICKER: 938 CUSIP: Y8997B106
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITORS AND TO FIX THEIR
PROPOSAL #7: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO CREDIT ISSUER YES FOR FOR
LINE OF SUBSIDIARY
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO VENDOR ISSUER YES FOR FOR
CREDIT LINE OF SUBSIDIARY
ISSUER: Unitech Printed Circuit Board Corp.
TICKER: 2367 CUSIP: Y9167M104
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: United Bank Ltd.
TICKER: UBL CUSIP: Y91486103
MEETING DATE: 3/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE A.F. FERGUSON AND CO. AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE SALE OF UBL BANK (TANZANIA) ISSUER YES AGAINST AGAINST
LIMITED TO EXIM BANK TANZANIA LIMITED
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: United Breweries Ltd.
TICKER: 532478 CUSIP: Y9181N153
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT FRANS ERIK EUSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHRISTIAAN A J VAN STEENBERGEN AS ISSUER YES FOR FOR
DIRECTOR
ISSUER: United Breweries Ltd.
TICKER: 532478 CUSIP: Y9181N153
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHHAGANLAL JAIN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE CHUGH YOGINDER PAL TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
ISSUER: United Electronics Co Ltd.
TICKER: 002642 CUSIP: Y9164N105
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: ELECT ZHANG RAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: United Electronics Co.
TICKER: 4003 CUSIP: M9T66G101
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: APPROVE INTIREM DIVIDENDS OF SAR 0.75 ISSUER YES FOR FOR
FOR Q1 AND Q2 OF FY 201
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR Q2, Q3 AND Q4 OF FY 2019 AND Q1 OF
FY 2020
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDUL LATIF AND MOHAMMED AL FAWZAN CO.
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ABDUL LATIF AND MOHAMMED AL FAWZAN CO.
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MADAR BUILDING MATERIALS CO.
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL FAWZAN HOLDING
PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MADAR ELECTRICAL
PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
UNITED HOMEWARE COMPANY
PROPOSAL #19: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
AL FAWZAN HOLDING
PROPOSAL #20: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
RETAL URBAN DEVELOPMENT
PROPOSAL #21: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
MADAR BUILDING MATERIALS
ISSUER: United Electronics Co., Ltd. (China)
TICKER: 2642 CUSIP: Y9049L100
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
BANK FINANCIAL PRODUCTS
PROPOSAL #2: ELECT YAN GUORONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CREDIT PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN BANK FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: APPROVE UNRECOVERED LOSS HAD ACHIEVED ISSUER YES FOR FOR
ONE THIRD OF THE TOTAL PAID-UP SHARE CAPITAL
ISSUER: United Electronics Co., Ltd. (China)
TICKER: 002642 CUSIP: Y9164N105
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ASSETS PURCHASE BY CASH
PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN IMPLEMENTATION OF ISSUER YES FOR FOR
COMMITMENTS OF RESTRICTED SHAREHOLDERS
PROPOSAL #4: ELECT WU LINA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: United Electronics Co., Ltd. (China)
TICKER: 2642 CUSIP: Y9164N105
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: United Integrated Services Co., Ltd.
TICKER: 2404 CUSIP: Y9210Q102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LOANING OF FUNDS ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: United Microelectronics Corp.
TICKER: 2303 CUSIP: 910873405
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL FOR COMPANY'S ISSUER YES FOR FOR
SUBSIDIARY TO ISSUE AN INITIAL PUBLIC OFFERING OF
CNY-DENOMINATED ORDINARY SHARES ON SHANGHAI STOCK
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
ISSUER: United Microelectronics Corp.
TICKER: 2303 CUSIP: 910873405
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: United Microelectronics Corp.
TICKER: 2303 CUSIP: Y92370108
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL FOR COMPANY'S ISSUER YES FOR FOR
SUBSIDIARY TO ISSUE AN INITIAL PUBLIC OFFERING OF
CNY-DENOMINATED ORDINARY SHARES ON SHANGHAI STOCK
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
ISSUER: United Microelectronics Corp.
TICKER: 2303 CUSIP: Y92370108
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: United Renewable Energy Co., Ltd.
TICKER: 3576 CUSIP: Y6247H105
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SAM CHUM-SAM HONG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 26 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT KUN-SI LIN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
102 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT WEN-WHE PAN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
281767 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT WEN-YUAN LIN WITH ID NO. ISSUER YES FOR FOR
E101931XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT KONG-HSIN LIU, REPRESENTATIVE OF ISSUER YES FOR FOR
LONGDEED CORP., WITH SHAREHOLDER NO. 263663 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT YIH-PENG CHIOU, REPRESENTATIVE ISSUER YES FOR FOR
OF NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, WITH
SHAREHOLDER NO. 325818 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT CHUNG PIN CHOU, REPRESENTATIVE ISSUER YES FOR FOR
OF YAOHUA GLASS CO., LTD. MANAGEMENT COMMITTEE, WITH
SHAREHOLDER NO. 325819 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT ROLAND CHIANG WITH ID NO. ISSUER YES FOR FOR
B121076XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT MING-JENG WENG WITH ID NO. ISSUER YES FOR FOR
D120758XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.10: ELECT ANDREW HSU WITH ID NO. ISSUER YES FOR FOR
N122517XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.11: ELECT MING-FANG TSAI WITH ID NO. ISSUER YES FOR FOR
Q122686XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: United Renewable Energy Co., Ltd.
TICKER: 3576 CUSIP: Y6247H105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #8: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #9: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: United Spirits Ltd.
TICKER: 532432 CUSIP: Y92311128
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT JOHN THOMAS KENNEDY AS DIRECTOR ISSUER YES FOR FOR
ISSUER: United Spirits Ltd.
TICKER: 532432 CUSIP: Y92311128
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF EXCESS REMUNERATION ISSUER YES AGAINST AGAINST
TO ANAND KRIPALU AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER FOR FINANCIAL YEAR ENDED MARCH 31,
PROPOSAL #2: APPROVE PAYMENT OF REMUNERATION TO ANAND ISSUER YES AGAINST AGAINST
KRIPALU AS MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER UNTIL AUGUST 13, 2019
PROPOSAL #3: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES AGAINST AGAINST
SANJEEV CHURIWALA AS EXECUTIVE DIRECTOR AND CHIEF
FINANCIAL OFFICER
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #5: APPROVE GRANTING OF ADDITIONAL LOANS TO ISSUER YES FOR FOR
PIONEER DISTILLERIES LIMITED
ISSUER: Unity Opto Technology Co., Ltd.
TICKER: 2499 CUSIP: Y9279D109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND CONSOLIDATED ISSUER YES FOR FOR
AND INDIVIDUAL FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TO RATIFY THE RELATED ISSUER YES FOR FOR
INFORMATION OF THE APPLICANT AND THE PRIVATE
PLACEMENT PRICE FOR 2018 NEW SHARES ISSUANCE VIA
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #10: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #11.1: ELECT HUNG,CHI-BIN WITH ID NO. ISSUER YES FOR FOR
C120174XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT LIAU,TSUNG-SHIAN WITH ID NO. ISSUER YES FOR FOR
F122401XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT CIOU,JYUN-CHANG WITH ID NO. ISSUER YES FOR FOR
H122048XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #11.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #11.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #11.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #11.8: ELECT NON-INDEPENDENT DIRECTOR 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #11.9: ELECT NON-INDEPENDENT DIRECTOR 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Univentures Public Co., Ltd.
TICKER: UV CUSIP: Y9282R178
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE THE COMPANY'S PERFORMANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT TITHIPHAN CHUERBOONCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SITHICHAI CHAIKRIANGKRAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT NARARAT LIMNARARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Universal Cement Corp.
TICKER: 1104 CUSIP: Y92879108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Universal Robina Corporation
TICKER: URC CUSIP: Y9297P100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF THE STOCKHOLDERS HELD ON MAY 30, 2018
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
PRECEDING YEAR
PROPOSAL #3.1: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAMES L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT PATRICK HENRY C. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT JOHNSON ROBERT G. GO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.6: ELECT ROBERT G. COYIUTO, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.7: ELECT IRWIN C. LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT WILFRIDO E. SANCHEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT CESAR V. PURISIMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND ITS COMMITTEES, OFFICERS AND MANAGEMENT
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
ISSUER: Universal Scientific Industrial (Shanghai) Co. Ltd.
TICKER: 601231 CUSIP: Y92776106
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 BANK CREDIT LINE ESTIMATES ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT WANG DUCUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHEN TIANCI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Universal Scientific Industrial (Shanghai) Co., Ltd.
TICKER: 601231 CUSIP: Y92776106
MEETING DATE: 2/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE PURPOSE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AND TOTAL FUNDS OF SHARE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE SIZE, AMOUNT AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Universal Scientific Industrial (Shanghai) Co., Ltd.
TICKER: 601231 CUSIP: Y92776106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF OWM IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE FINANCIAL DERIVATIVES TRADING ISSUER YES FOR FOR
FORECAST REPORT
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
INTERNAL FINANCIAL ASSISTANCE
PROPOSAL #14: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: Unizyx Holding Corp.
TICKER: 3704 CUSIP: Y92941106
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF THE 3RD DIRECTORS
PROPOSAL #11.1: ELECT CHU,SHUN-YI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 31, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT YANG,KUO-JUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 83, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT CHEN,YU-LUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 189, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT PAI,LIEN-PING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 42, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT REPRESENTATIVE OF UNIZYX ISSUER YES AGAINST AGAINST
FOUNDATION, WITH SHAREHOLDER NO. 169912, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT WEI,CHE-HE, WITH ID NO. ISSUER YES FOR FOR
L101566XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT SHIH,KE CHIANG, WITH ID NO. ISSUER YES FOR FOR
B100972XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.8: ELECT CHIEN,FENG, WITH ID NO. ISSUER YES FOR FOR
A103685XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #11.9: ELECT LIU,CHIN-TANG, WITH ID NO. ISSUER YES FOR FOR
L121461XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF THE 4TH DIRECTORS
ISSUER: UPC Technology Corp.
TICKER: 1313 CUSIP: Y91139108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT JIANG, HUI JONG, A ISSUER YES AGAINST AGAINST
REPRESENTATIVE OF LIEN HWA INDUSTRIAL CORP. REP. WITH
SHAREHOLDER NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT LIN, HSIN HUNG, A REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF LIEN HWA INDUSTRIAL CORP. REP. WITH SHAREHOLDER
NO. 3, AS NON-INDEPENDENT DIRECTOR
ISSUER: UPL Limited
TICKER: 512070 CUSIP: Y9247H166
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: UPL Ltd.
TICKER: 512070 CUSIP: Y9247H166
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON EQUITY SHARES AND ISSUER YES FOR FOR
PREFERENCES SHARES
PROPOSAL #3: REELECT VIKRAM RAJNIKANT SHROFF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT ARUN CHANDRASEN ASHAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #7: APPROVE RE-APPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJNIKANT DEVIDAS SHROFF AS CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #8: APPROVE RE-APPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF ARUN CHANDRASEN ASHAR AS WHOLE-TIME DIRECTOR
DESIGNATED AS DIRECTOR - FINANCE
ISSUER: UPL Ltd.
TICKER: 512070 CUSIP: Y9247H166
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SANDRA RAJNIKANT SHROFF TO ISSUER YES FOR FOR
CONTINUE OFFICE AS NON-EXECUTIVE DIRECTOR
PROPOSAL #2: APPROVE REENA RAMACHANDRAN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVEWOMAN DIRECTOR
ISSUER: Uralkali PJSC
TICKER: URKA CUSIP: X9519W108
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LARGE-SCALE TRANSACTION ISSUER NO N/A N/A
ISSUER: USI Corp.
TICKER: 1304 CUSIP: Y9316H105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #8.1: ELECT TYZZ JIUN DUH, WITH ID NO. SHAREHOLDER YES FOR N/A
T120363XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTOR
ISSUER: Usinas Siderurgicas de Minas Gerais SA-Usiminas
TICKER: USIM5 CUSIP: P9632E117
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FABRICIO SANTOS DEBORTOLI AS SHAREHOLDER NO N/A N/A
FISCAL COUNCIL MEMBER AND MICHELE DA SILVA GONSALES
AS ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
ISSUER: UTour Group Co., Ltd.
TICKER: 002707 CUSIP: Y0776L108
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES AGAINST AGAINST
GUARANTEE FOR SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE PRICE OF THE ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN FOLLOWING THE
ADJUSTMENTS FROM THE 2017 PROFIT DISTRIBUTION
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES WHICH HAVE NOT MET THE INCENTIVE
CRITERIA AND HAVE BEEN GRANTED BUT HAVE NOT YET
UNLOCKED
PROPOSAL #4: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: UTour Group Co., Ltd.
TICKER: 002707 CUSIP: Y0776L108
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE AND ISSUER YES FOR FOR
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL, ISSUER YES FOR FOR
EXPAND BUSINESS SCOPE AND AMEND ARTICLES OF
ASSOCIATION AND AUTHORIZATION OF THE BOARD TO HANDLE
REGISTRATION MATTERS
PROPOSAL #3: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
ISSUER: UTour Group Co., Ltd.
TICKER: 2707 CUSIP: Y0776L108
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: UTour Group Co., Ltd.
TICKER: 2707 CUSIP: Y0776L108
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: UTour Group Co., Ltd.
TICKER: 002707 CUSIP: Y0776L108
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES AGAINST AGAINST
CONVERTIBLE BOND CONVERSION PRICE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL RELATED MATTERS REGARDING DOWNWARD
ADJUSTMENT OF CONVERTIBLE BOND CONVERSION PRICE
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: UTour Group Co., Ltd.
TICKER: 2707 CUSIP: Y0776L108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #11: APPROVE PROVISION OF JOINT LIABILITY ISSUER YES FOR FOR
GUARANTEE
PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: V V Food & Beverage Co., Ltd.
TICKER: 600300 CUSIP: Y9724R109
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO TRANSFER OF EQUITY
ISSUER: V V Food & Beverage Co., Ltd.
TICKER: 600300 CUSIP: Y9724R109
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: V.S. Industry Bhd.
TICKER: 6963 CUSIP: Y9382T108
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN SWEE KEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TANG SIM CHEOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NG YONG KANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIONG TAI PEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
V.S. INTERNATIONAL GROUP LIMITED, ITS SUBSIDIARIES
AND ASSOCIATES
PROPOSAL #11: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
VS MARKETING & ENGINEERING PTE. LTD. AND/OR SERUMI
INTERNATIONAL PRIVATE LIMITED
PROPOSAL #12: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
LIP SHENG INTERNATIONAL LTD AND/OR LIP SHENG
PRECISION (ZHUHAI) CO., LTD
PROPOSAL #13: APPROVE RENEWAL OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH
BEEANTAH PTE. LTD.
PROPOSAL #14: APPROVE MOHD NADZMI BIN MOHD SALLEH TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #15: APPROVE PAN SWEE KEAT TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #16: APPROVE TANG SIM CHEOW TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: V1 Group Limited
TICKER: 82 CUSIP: G9310X106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT M. WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT GONG ZHANKUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: V1 Group Ltd.
TICKER: 82 CUSIP: G9310X106
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SALE AND PURCHASE AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
ISSUER: VA Tech Wabag Ltd.
TICKER: WABAG CUSIP: Y9356W111
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT S VARADARAJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SHARP & TANNAN, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS, CHENNAI AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S VARADARAJAN AS WHOLE TIME DIRECTOR
PROPOSAL #6: REELECT MALAY MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER YES FOR FOR
DOCUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Vakif Gayrimenkul Yatirim Ortakligi AS
TICKER: VKGYO CUSIP: M9671Z107
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
ISSUER: Vakrangee Ltd.
TICKER: 511431 CUSIP: Y9316P107
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT NISHIKANT HAYATNAGARKAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE A. P. SANZGIRI & CO., CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE RAMESH JOSHI TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #6: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Vale SA
TICKER: VALE3 CUSIP: 91912E105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #27: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES FOR N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #28: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #29: IN CASE THERE IS ANY CHANGE TO THE ISSUER YES AGAINST N/A
BOARD SLATE COMPOSITION, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #30: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES ABSTAIN N/A
DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG
THE NOMINEES?
PROPOSAL #31.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCIO HAMILTON FERREIRA AS DIRECTOR AND GILMAR
DALILO CEZAR WANDERLEY AS ALTERNATE
PROPOSAL #31.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCEL JUVINIANO BARROS AS DIRECTOR AND MARCIA
FRAGOSO SOARES AS ALTERNATE
PROPOSAL #31.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE MAURICIO PEREIRA COELHO AS DIRECTOR AND
ARTHUR PRADO SILVA AS ALTERNATE
PROPOSAL #31.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCELO AUGUSTO DUTRA LABUTO AS DIRECTOR AND
IVAN LUIZ MODESTO SCHARA AS ALTERNATE
PROPOSAL #31.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT OSCAR AUGUSTO DE CAMARGO FILHO AS DIRECTOR AND
YOSHITOMO NISHIMITSU AS ALTERNATE
PROPOSAL #31.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT TOSHIYA ASAHI AS DIRECTOR AND HUGO SERRADO
STOFFEL AS ALTERNATE
PROPOSAL #31.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FERNANDO JORGE BUSO GOMES AS DIRECTOR AND JOHAN
ALBINO RIBEIRO AS ALTERNATE
PROPOSAL #31.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT EDUARDO DE OLIVEIRA RODRIGUES FILHO AS DIRECTOR
AND RESPECTIVE ALTERNATE
PROPOSAL #31.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE LUCIANO DUARTE PENIDO AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #31.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SANDRA MARIA GUERRA DE AZEVEDO AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #31.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ISABELLA SABOYA DE ALBUQUERQUE AS DIRECTOR AND
ADRIANO CIVES SEABRA AS ALTERNATE
PROPOSAL #31.12: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CLARISSA DE ARAUJO LINS AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #32: ELECT PATRICIA GRACINDO MARQUES DE SHAREHOLDER YES FOR N/A
ASSIS BENTES AND MARCELO GASPARINO DA SILVA AS BOARD
MEMBERS APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #33: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES FOR N/A
DO YOU WISH DISTRIBUTE YOUR FULL POSITION TO THE
ABOVE NOMINEE?
PROPOSAL #35: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #36: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES ABSTAIN N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #37: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #38: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER YES AGAINST N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #39: ELECT RAPHAEL MANHAES MARTINS AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND GASPAR CARREIRA JUNIOR AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #40: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Vale SA
TICKER: VALE3 CUSIP: P9661Q155
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #3: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES FOR N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #6: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #7.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCIO HAMILTON FERREIRA AS DIRECTOR AND GILMAR
DALILO CEZAR WANDERLEY AS ALTERNATE
PROPOSAL #7.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCEL JUVINIANO BARROS AS DIRECTOR AND MARCIA
FRAGOSO SOARES AS ALTERNATE
PROPOSAL #7.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE MAURICIO PEREIRA COELHO AS DIRECTOR AND
ARTHUR PRADO SILVA AS ALTERNATE
PROPOSAL #7.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MARCELO AUGUSTO DUTRA LABUTO AS DIRECTOR AND
IVAN LUIZ MODESTO SCHARA AS ALTERNATE
PROPOSAL #7.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT OSCAR AUGUSTO DE CAMARGO FILHO AS DIRECTOR AND
YOSHITOMO NISHIMITSU AS ALTERNATE
PROPOSAL #7.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT TOSHIYA ASAHI AS DIRECTOR AND HUGO SERRADO
STOFFEL AS ALTERNATE
PROPOSAL #7.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT FERNANDO JORGE BUSO GOMES AS DIRECTOR AND JOHAN
ALBINO RIBEIRO AS ALTERNATE
PROPOSAL #7.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT EDUARDO DE OLIVEIRA RODRIGUES FILHO AS DIRECTOR
AND RESPECTIVE ALTERNATE
PROPOSAL #7.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT JOSE LUCIANO DUARTE PENIDO AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #7.10: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT SANDRA MARIA GUERRA DE AZEVEDO AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #7.11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ISABELLA SABOYA DE ALBUQUERQUE AS DIRECTOR AND
ADRIANO CIVES SEABRA AS ALTERNATE
PROPOSAL #7.12: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CLARISSA DE ARAUJO LINS AS DIRECTOR AND
RESPECTIVE ALTERNATE
PROPOSAL #8: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #9: ELECT PATRICIA GRACINDO MARQUES DE ASSIS SHAREHOLDER YES ABSTAIN N/A
BENTES AND MARCELO GASPARINO DA SILVA AS BOARD
MEMBERS APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #10: IN CASE CUMULATIVE VOTING IS ADOPTED, ISSUER YES FOR N/A
DO YOU WISH DISTRIBUTE YOUR FULL POSITION TO THE
BELOW NOMINEE?
PROPOSAL #11: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES FOR N/A
ELECT PATRICIA GRACINDO MARQUES DE ASSIS BENTES AS
DIRECTOR AND MARCELO GASPARINO DA SILVA AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #12: AS AN ORDINARY SHAREHOLDER, WOULD YOU ISSUER YES ABSTAIN N/A
LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF
ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW?
PROPOSAL #13: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES ABSTAIN N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #14: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #15: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER YES AGAINST N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #16: ELECT RAPHAEL MANHAES MARTINS AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND GASPAR CARREIRA JUNIOR AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #17: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL
ISSUER: Vale SA
TICKER: VALE3 CUSIP: P9661Q155
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
ISSUER: Valiant Co., Ltd.
TICKER: 002643 CUSIP: Y9732W108
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER FOR ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.9: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE DETERMINATION OF NUMBER OF ISSUER YES FOR FOR
SHARES TO BE CONVERTED
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ATTRIBUTABLE DIVIDENDS DURING ISSUER YES FOR FOR
CONVERSION YEAR
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MATTERS OF BONDHOLDER MEETING ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE GUARANTEE MATTER ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON CONVERTIBLE BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #8: APPROVE FORMULATION OF REGULATION OF ISSUER YES FOR FOR
BONDHOLDERS MEETING
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Valiant Co., Ltd.
TICKER: 2643 CUSIP: Y9732W108
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UPDATE OF REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Valiant Co., Ltd.
TICKER: 002643 CUSIP: Y9732W116
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Valid Solucoes SA
TICKER: VLID3 CUSIP: P9656C112
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE ARTICLE 10 PARAGRAPH 3 AND ISSUER YES FOR FOR
ARTICLE 45 PARAGRAPH 14 AND CONSOLIDATE BYLAWS
PROPOSAL #2: REMOVE ARTICLES 45, 46, SUBSECTION XI OF SHAREHOLDER YES AGAINST N/A
ARTICLE 12 AND SUBSECTION XXX OF ARTICLE 19 AND
CONSOLIDATE BYLAWS
ISSUER: Valid Solucoes SA
TICKER: VLID3 CUSIP: P9656C112
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REMOVE ARTICLE 10 PARAGRAPH 3 AND ISSUER YES FOR FOR
ARTICLE 45 PARAGRAPH 14 AND CONSOLIDATE BYLAWS
PROPOSAL #2: REMOVE ARTICLES 45, 46, SUBSECTION XI OF SHAREHOLDER YES AGAINST N/A
ARTICLE 12, SUBSECTION XXX OF ARTICLE 19, ARTICLE 43
PARAGRAPH 2 AND ITEM II OF ARTICLE 25 AND
CONSOLIDATE BYLAWS
PROPOSAL #3: AMEND ARTICLE 45 SHAREHOLDER YES FOR N/A
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Valid Solucoes SA
TICKER: VLID3 CUSIP: P9656C112
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER NO N/A N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #5: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER NO N/A N/A
PROPOSAL #6: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER NO N/A N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER NO N/A N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONG THE
NOMINEES?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT SIDNEY LEVY AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MARCILIO MARQUES MOREIRA AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT CLAUDIO ALMEIDA PRADO AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT HENRIQUE BREDDA AS DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT GUILHERME AFFONSO FERREIRA AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT FIAMMA ZARIFE AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER NO N/A N/A
ELECT MAURICIO RIBEIRO DE MENEZES AS DIRECTOR
PROPOSAL #10: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #11: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #12: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #13: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Vanguard International Semiconductor Corp.
TICKER: 5347 CUSIP: Y9353N106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Varun Beverages Ltd.
TICKER: 540180 CUSIP: Y9T53H101
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT VARUN JAIPURIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT KAMLESH KUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KAPIL AGARWAL AS WHOLE-TIME DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #5: REELECT NARESH TREHAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: Vatti Corp. Ltd.
TICKER: 002035 CUSIP: Y98928107
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE PAN YUANZHI, CLOSE RELATIVE OF ISSUER YES FOR FOR
ULTIMATE CONTROLLER, AS PARTICIPANT OF THIS PLAN
ISSUER: Vatti Corp. Ltd.
TICKER: 2035 CUSIP: Y98928107
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: Vatti Corp. Ltd.
TICKER: 2035 CUSIP: Y98928107
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE METHOD AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Vatti Corp. Ltd.
TICKER: 2035 CUSIP: Y98928107
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Vatti Corp. Ltd.
TICKER: 2035 CUSIP: Y98928107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT PAN YEJIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT PAN YUANZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT PAN HAOBIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT YANG JIANHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT DING YUNLONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT KONG FANMIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT ZHOU YI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.1: ELECT LIANG PINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT CHEN HUIFEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Vedanta Ltd.
TICKER: 500295 CUSIP: Y9364D105
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM FIRST INTERIM DIVIDEND AND ISSUER YES FOR FOR
CONFIRM PREFERENCE DIVIDEND
PROPOSAL #3: REELECT GR ARUN KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NAVIN AGARWAL AS WHOLE-TIME DIRECTOR
PROPOSAL #5: REELECT LALITA D. GUPTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT RAVI KANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT U. K. SINHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
TARUN JAIN AS WHOLE-TIME DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Velesto Energy Bhd.
TICKER: 5243 CUSIP: Y9036W101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ABUL RAHMAN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROHAIZAD DARUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAYANG FATIMAH JOHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' MEETING ALLOWANCES ISSUER YES FOR FOR
AND OTHER BENEFITS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Venustech Group Inc
TICKER: 002439 CUSIP: Y07764106
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET DISPOSAL AND SIGNING OF ISSUER YES FOR FOR
RELEVANT EQUITY TRANSFER AGREEMENT
ISSUER: Venustech Group Inc.
TICKER: 002439 CUSIP: Y07764106
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE REPURCHASE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD, PRICING PRINCIPLES
PROPOSAL #1.4: APPROVE REPURCHASE AMOUNT AND SOURCE ISSUER YES FOR FOR
OF FUNDS
PROPOSAL #1.5: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #1.6: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Venustech Group Inc.
TICKER: 002439 CUSIP: Y07764106
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF CONVERTIBLE BONDS ISSUANCE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTENDING RESOLUTION
VALIDITY PERIOD OF CONVERTIBLE BONDS ISSUANCE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS TO EQUITY ACQUISITION
PROPOSAL #5: APPROVE AMENDMENT ON SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PLAN FOR EMPLOYEES' INCENTIVES
ISSUER: Venustech Group Inc.
TICKER: 2439 CUSIP: Y07764106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT WANG JIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT QI JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT YAN LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT ZHANG YUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT ZENG JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHENG HONGTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT WANG FENGJUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHANG MIAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT TIAN ZHANXUE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Vestel Elektronik Sanayi ve Ticaret AS
TICKER: VESTL CUSIP: M9747B100
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: VGI Global Media Public Company Limited
TICKER: VGI CUSIP: Y9367G147
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6.1: ELECT KEEREE KANJANAPAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JARUPORN VIYANANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT MANEEPORN SIRIWATANAWONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ACQUISITION OF SHARES OF KERRY ISSUER YES FOR FOR
EXPRESS (THAILAND) LIMITED
PROPOSAL #11: APPROVE ISSUANCE OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES TO THE SELLERS OF KERRY SHARES
PROPOSAL #12: APPROVE PARTIAL SALE OF VGI GLOBAL ISSUER YES FOR FOR
MEDIA (MALAYSIA) SDN. BHD.'S SHARES TO MASTER AD
PUBLIC COMPANY LIMITED
PROPOSAL #13: APPROVE ISSUANCE AND ALLOCATION OF ISSUER YES FOR FOR
WARRANTS TO PURCHASE NEWLY ISSUED ORDINARY SHARES TO
THE EXISTING SHAREHOLDERS ON A PRO RATA BASIS
PROPOSAL #14: APPROVE INCREASE IN CAPITAL UNDER A ISSUER YES FOR FOR
GENERAL MANDATE
PROPOSAL #15: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #16: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #17: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES FOR PRIVATE PLACEMENT, TO ACCOMMODATE
THE EXERCISE OF WARRANTS, AND UNDER CAPITAL INCREASE
THROUGH A GENERAL MANDATE
PROPOSAL #18: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: VIA Technologies, Inc.
TICKER: 2388 CUSIP: Y9363G109
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT CHEN WEN-QI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT WANG XUE-HONG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LIN ZI-MU WITH SHAREHOLDER NO. 3 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT LIU QUN-MAO WITH ID NO. ISSUER YES FOR FOR
E100245XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT XU WEI-DE WITH ID NO. D120513XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT ZHU ZHU-YUAN WITH ID NO. ISSUER YES FOR FOR
A122206XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT WEI TI-XIANG WITH ID NO. ISSUER YES FOR FOR
S120925XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Via Varejo SA
TICKER: VVAR3 CUSIP: P9783A104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #3: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
PROPOSAL #4: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Via Varejo SA
TICKER: VVAR3 CUSIP: P9783A104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT PLAN ISSUER NO N/A N/A
PROPOSAL #2: IN THE EVENT OF A SECOND CALL, THE ISSUER NO N/A N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Via Varejo SA
TICKER: VVAR3 CUSIP: P9783A104
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: IN THE EVENT OF A SECOND CALL, THE ISSUER YES FOR N/A
VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING
CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL?
ISSUER: Via Varejo SA
TICKER: VVAR11 CUSIP: P9783A153
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF ALL PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES
ISSUER: Via Varejo SA
TICKER: VVAR11 CUSIP: P9783A153
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING OF COMPANY SHARES IN ISSUER YES FOR FOR
NOVO MERCADO SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2: APPROVE CONVERSION OF ALL PREFERRED ISSUER YES FOR FOR
SHARES INTO COMMON SHARES AT RATIO OF 1:1
PROPOSAL #3: APPROVE ELIMINATION OF UNITS IN ISSUER YES FOR FOR
CONNECTION WITH THE CONVERSION OF ALL PREFERRED
PROPOSAL #4: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #5: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: IN CASE THERE IS ANY CHANGE TO THE BOARD ISSUER YES AGAINST N/A
SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED
FOR THE PROPOSED SLATE?
PROPOSAL #8: IN CASE CUMULATIVE VOTING IS ADOPTED, DO ISSUER YES ABSTAIN N/A
YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES TO ALL
NOMINEES IN THE SLATE?
PROPOSAL #9.1: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RONALDO IABRUDI DOS SANTOS PEREIRA AS DIRECTOR
PROPOSAL #9.2: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ARNAUD DANIEL CHARLES WALTER JOACHIM STRASSER
AS DIRECTOR
PROPOSAL #9.3: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ALBERTO RIBEIRO GUTH AS DIRECTOR
PROPOSAL #9.4: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT CHRISTOPHE JOSE HIDALGO AS DIRECTOR
PROPOSAL #9.5: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT PETER PAUL LORENCO ESTERMANN AS DIRECTOR
PROPOSAL #9.6: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT HERVE DAUDIN AS DIRECTOR
PROPOSAL #9.7: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT MICHAEL KLEIN AS DIRECTOR
PROPOSAL #9.8: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT RENATO CARVALHO DO NASCIMENTO AS DIRECTOR
PROPOSAL #9.9: PERCENTAGE OF VOTES TO BE ASSIGNED - ISSUER YES ABSTAIN N/A
ELECT ROBERTO FULCHERBERGUER AS DIRECTOR
PROPOSAL #10: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #11: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
PROPOSAL #12: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #13: IN CASE NEITHER CLASS OF SHARES REACHES ISSUER YES FOR N/A
THE MINIMUM QUORUM REQUIRED BY THE BRAZILIAN
CORPORATE LAW TO ELECT A BOARD REPRESENTATIVE IN
SEPARATE ELECTIONS, WOULD YOU LIKE TO USE YOUR VOTES
TO ELECT THE CANDIDATE WITH MORE VOTES TO REPRESENT
ISSUER: Vina Concha y Toro SA
TICKER: CONCHATORO CUSIP: P9796J100
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS AND DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Vinda International Holdings Ltd.
TICKER: 3331 CUSIP: G9361V108
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DONG YI PING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT CARL FREDRIK STENSON RYSTEDT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT CHIA YEN ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT TSUI KING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Viohalco SA/NV
TICKER: VIO CUSIP: B97150104
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT NIKOLAOS STASSINOPOULOS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.2: REELECT JACQUES MOULAERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.3: REELECT EVANGELOS MOUSTAKAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: REELECT MICHAIL STASSINOPOULOS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.5: REELECT IPPOKRATIS IOANNIS ISSUER YES AGAINST AGAINST
STASINOPOULOS AS DIRECTOR
PROPOSAL #6.6: REELECT JEAN CHARLES FAULX AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.7: REELECT THANASIS MOLOKOTOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: REELECT XAVIER BEDORET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.9: REELECT MARION JENNY STEINER ISSUER YES AGAINST AGAINST
STASSINOPOULOS AS DIRECTOR
PROPOSAL #6.1: REELECT MARGARET ZAKOS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.11: REELECT EFTHIMIOS CHRISTODOULOU AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.12: REELECT FRANCIS MER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.13: REELECT KAY MARIE BREEDEN AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.14: REELECT KALLIOPI TSOLINA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.15: REELECT ASTRID DE LAUNOIT AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: RATIFY PWC AS AUDITORS AND APPROVE ISSUER YES FOR FOR
AUDITORS' REMUNERATION
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
ISSUER: Visionox Technology Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Visionox Technology, Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FINANCE LEASE BUSINESS OF CONTROLLED SUBSIDIARY WITH
CHINA NATIONAL FOREIGN TRADE FINANCIAL & LEASING CO.,
LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
FINANCE LEASE BUSINESS OF CONTROLLED SUBSIDIARY WITH
JIC LEASING CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR FIXED ISSUER YES AGAINST AGAINST
ASSET LOAN CONTRACT OF CONTROLLED SUBSIDIARY
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES AGAINST AGAINST
FINANCE LEASE BUSINESS OF CONTROLLED SUBSIDIARY WITH
CHANGCHENG GUOXING FINANCIAL LEASING CO., LTD.
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURE
PROPOSAL #2: APPROVE MAJOR ASSET ACQUISITION AND ISSUER YES FOR FOR
MAJOR ASSET DISPOSAL
PROPOSAL #2.1: APPROVE TRANSACTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PRICING OF TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAYMENT CONSIDERATION AND ISSUER YES FOR FOR
PAYMENT ARRANGEMENT
PROPOSAL #2.4: APPROVE PROFIT OR LOSS ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PARTICIPATION IN BIDDING JIANGSU ISSUER YES FOR FOR
WEIXINNUO DISPLAY TECHNOLOGY CO., LTD.'S SHARE
PROPOSAL #4: APPROVE DRAFT REPORT AND SUMMARY ON ISSUER YES FOR FOR
MAJOR ASSET ACQUISITION AND MAJOR ASSET DISPOSAL
PROPOSAL #5: APPROVE SIGNING OF RELEVANT AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THIS TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURE BUT DOES NOT CONSTITUTE AS
MAJOR LISTING
PROPOSAL #7: APPROVE THIS TRANSACTION DOES NOT ISSUER YES FOR FOR
CONSTITUTE AS RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT AND EVALUATION REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE COMPANY STOCK PRICE VOLATILITY ISSUER YES FOR FOR
DOES NOT ACHIEVE ARTICLE 5 OF REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
ACTS OF ALL THE RELATED PARTIES
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Visionox Technology, Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK LOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Visionox Technology, Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE BOND TYPE AND MATURITY ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BOND INTEREST RATE AND ITS ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #3.4: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #3.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
REPAYMENT AND INTEREST PAYMENT
PROPOSAL #3.9: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #3.10: APPROVE METHOD OF GUARANTEE OR ISSUER YES FOR FOR
INCREASE IN CREDITWORTHINESS
PROPOSAL #3.11: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.12: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING TRANSFER ARRANGEMENT
PROPOSAL #3.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR FINANCE LEASE BUSINESS OF CONTROLLED INDIRECT
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
FOR LOAN APPLICATION OF CONTROLLED INDIRECT
PROPOSAL #3: APPROVE SIGNING OF AMOLED PRODUCTION ISSUER YES FOR FOR
LINE PROJECT INVESTMENT COOPERATION AGREEMENT
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE HANDLING DEPOSITS AND ISSUER YES FOR FOR
SETTLEMENTS WITH LANGFANG BANK AND RELATED PARTY
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER NO N/A N/A
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAI JUNCHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT REN HUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE BANK APPLICATION OF
CONTROLLED INDIRECT SUBSIDIARY
ISSUER: Visionox Technology, Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
CREDIT LINE APPLICATION OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
FINANCE LEASE BUSINESS OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER AGREEMENT AND RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
ISSUER: Visionox Technology, Inc.
TICKER: 2387 CUSIP: Y0916V107
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Visionox Technology, Inc.
TICKER: 002387 CUSIP: Y0916V107
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND WORK SYSTEM OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE SIGNING OF TECHNOLOGY LICENSING SHAREHOLDER YES FOR FOR
AND CONSULTING AS WELL AS MANAGEMENT SERVICE CONTRACT
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR FOR
ISSUER: Vista Land & Lifescapes, Inc.
TICKER: VLL CUSIP: Y9382G106
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS FOR ISSUER YES FOR FOR
THE YEAR 2018
PROPOSAL #2: APPROVE MINUTES OF THE LAST ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON JUNE 18, 2018
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND MANAGEMENT FROM THE DATE OF
THE LAST ANNUAL STOCKHOLDERS' MEETING UNTIL THE DATE
OF THIS MEETING
PROPOSAL #4.1: ELECT MANUEL B. VILLAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT MANUEL PAOLO A. VILLAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT CYNTHIA J. JAVAREZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT CAMILLE A. VILLAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: ELECT FRANCES ROSALIE T. COLOMA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.6: ELECT MARILOU O. ADEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT RUBEN O. FRUTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RECLASSIFICATION OF THE UNISSUED ISSUER YES FOR FOR
PREFERRED CAPITAL STOCK AND THE CORRESPONDING
AMENDMENT OF THE SEVENTH ARTICLE OF THE AMENDED
ARTICLE OF INCORPORATION OF THE COMPANY
PROPOSAL #6: APPROVE SHELF REGISTRATION AND LISTING ISSUER YES FOR FOR
OF SERIES 2 PREFERRED SHARES
PROPOSAL #7: APPOINT SYCIP, GORRES VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
ISSUER: Visual China Group Co., Ltd.
TICKER: 000681 CUSIP: Y75408107
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY AND RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2.1: ELECT LIAO JIE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU SIYUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIANG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CHAI JIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHOU YUNDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHU WUXIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG TIANRUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT PAN SHUAI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YUE RONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT YANG XIA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOWANCE STANDARD FOR ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #6: APPROVE ALLOWANCE STANDARD FOR ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE FORMULATION OF MANAGEMENT SYSTEM ISSUER YES FOR FOR
FOR EXTERNAL FINANCIAL ASSISTANCE
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Visual China Group Co., Ltd.
TICKER: 681 CUSIP: Y75408107
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Visual China Group Co., Ltd.
TICKER: 681 CUSIP: Y75408107
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CAPITAL REDUCTION AND EXIT SHAREHOLDER YES FOR FOR
TRANSACTION
ISSUER: Visual Photonics Epitaxy Co., Ltd.
TICKER: 2455 CUSIP: Y9379U100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6.1: ELECT CHIA-HSIANG WANG WITH ID NO. ISSUER YES FOR FOR
B121418XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: Vivotek, Inc.
TICKER: 3454 CUSIP: Y937A0104
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
ISSUER: Vodacom Group Ltd
TICKER: VOD CUSIP: S9453B108
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: ELECT SAKI MACOZOMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PRISCILLAH MABELANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAVID BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MICHAEL JOSEPH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #9: RE-ELECT DAVID BROWN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #10: ELECT SAKI MACOZOMA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #11: RE-ELECT PRISCILLAH MABELANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #12: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE INCREASE IN NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS' FEES
ISSUER: Vodacom Group Ltd
TICKER: VOD CUSIP: S9453B108
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIFIC ISSUE OF SHARES FOR ISSUER YES FOR FOR
CASH TO YEBOYETHU INVESTMENT
PROPOSAL #2: APPROVE ISSUE OF THE NEW VODACOM GROUP ISSUER YES FOR FOR
SHARES IN TERMS OF THE MEMORANDUM OF INCORPORATION
PROPOSAL #3: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
ACQUISITION OF VODACOM GROUP SHARES BY YEBOYETHU
INVESTMENT PURSUANT TO THE BEE TRANSACTION
ISSUER: Vodafone Idea Limited
TICKER: 532822 CUSIP: Y3857E100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
ISSUER: Vodafone Idea Ltd.
TICKER: 532822 CUSIP: Y3857E100
MEETING DATE: 12/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT KUMAR MANGALAM BIRLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT D. BHATTACHARYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RAVINDER TAKKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT THOMAS REISTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT VIVEK BADRINATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ARUN ADHIKARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ASHWANI WINDLASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT NEENA GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #12: APPROVE VODAFONE IDEA LIMITED EMPLOYEES ISSUER YES AGAINST AGAINST
STOCK OPTION SCHEME 2018
PROPOSAL #13: APPROVE VODAFONE IDEA LIMITED EMPLOYEES ISSUER YES AGAINST AGAINST
STOCK OPTION SCHEME 2018 FOR EMPLOYEES OF SUBSIDIARY
COMPANY(IES)
PROPOSAL #14: APPROVE TRUST ROUTE FOR IMPLEMENTATION ISSUER YES AGAINST AGAINST
OF VODAFONE IDEA LIMITED EMPLOYEES STOCK OPTION
SCHEME 2018
PROPOSAL #15: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
BALESH SHARMA AS CHIEF EXECUTIVE OFFICER
ISSUER: Voltas Ltd.
TICKER: 500575 CUSIP: Y93817149
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT VINAYAK DESHPANDE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT PRADEEP BAKSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRADEEP BAKSHI AS MANAGING DIRECTOR & CEO
PROPOSAL #7: ELECT ANIL GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES AGAINST AGAINST
ANIL GEORGE AS DEPUTY MANAGING DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
ISSUER: Voltronic Power Technology Corp.
TICKER: 6409 CUSIP: Y937BE103
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: APPROVE ISSUANCE OF NEW SHARES OF ISSUER YES FOR FOR
RESTRICTED STOCK AWARD
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10.1: ELECT SAM HO, WITH ID NO.F126520XXX, ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE TO DISCHARGE THE NON- ISSUER YES FOR FOR
COMPETITION DUTIES OF THE NEW DIRECTORS
ISSUER: VTB Bank PJSC
TICKER: VTBR CUSIP: 46630Q202
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #7: FIX NUMBER OF DIRECTORS AT 11 ISSUER NO N/A N/A
PROPOSAL #8.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.2: ELECT YVES-THIBAULT DE SILGUY AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.3: ELECT SERGEY DUBININ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.4: ELECT MIKHAIL ZADORNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.6: ELECT SHAHMAR MOVSUMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.7: ELECT IGOR REPIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.8: ELECT ANTON SILUANOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.9: ELECT ALEKSANDR SOKOLOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.10: ELECT OKSANA TARASENKO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8.11: ELECT VLADIMIR CHISTYUKHIN AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8.12: ELECT MUKHADIN ESKINDAROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9: FIX NUMBER OF AUDIT COMMISSION MEMBERS ISSUER NO N/A N/A
AT SIX
PROPOSAL #10: ELECT SIX MEMBERS OF AUDIT COMMISSION ISSUER NO N/A N/A
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
GENERAL MEETINGS
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER NO N/A N/A
BOARD OF DIRECTORS
ISSUER: Vtron Group Co., Ltd.
TICKER: 002308 CUSIP: Y937AC108
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Vtron Group Co., Ltd.
TICKER: 2308 CUSIP: Y937AC108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Vtron Group Co., Ltd.
TICKER: 002308 CUSIP: Y937AC108
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT IN RAISED FUNDS ISSUER YES FOR FOR
PROJECT AND CHANGE IN USAGE OF RAISED FUNDS
ISSUER: Vukile Property Fund Limited
TICKER: VKE CUSIP: S9468N170
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
EMPLOYEES FOR PARTICIPATION IN THE CONDITIONAL SHARE
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS FOR
PARTICIPATION IN THE CONDITIONAL SHARE PLAN
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
EMPLOYEES FOR PARTICIPATION IN THE SHARE PURCHASE
PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES AGAINST AGAINST
EXECUTIVE DIRECTORS AND PRESCRIBED OFFICERS FOR
PARTICIPATION IN THE SHARE PURCHASE PLAN
PROPOSAL #6: APPROVE FINANCIAL ASSISTANCE FOR ISSUER YES AGAINST AGAINST
SUBSCRIPTION OF SECURITIES
PROPOSAL #7.1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
RETAINER
PROPOSAL #7.2: APPROVE BOARD CHAIRMAN'S RETAINER ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: APPROVE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN'S RETAINER
PROPOSAL #7.4: APPROVE SOCIAL, ETHICS AND HUMAN ISSUER YES FOR FOR
RESOURCES COMMITTEE CHAIRMAN'S RETAINER
PROPOSAL #7.5: APPROVE PROPERTY AND INVESTMENT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN'S RETAINER
PROPOSAL #7.6: APPROVE LEAD INDEPENDENT DIRECTOR'S ISSUER YES FOR FOR
RETAINER
PROPOSAL #7.7: APPROVE BOARD (EXCLUDING THE CHAIRMAN) ISSUER YES FOR FOR
MEETING FEES
PROPOSAL #7.8: APPROVE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
MEETING FEES
PROPOSAL #7.9: APPROVE SOCIAL, ETHICS AND HUMAN ISSUER YES FOR FOR
RESOURCES COMMITTEE MEETING FEES
PROPOSAL #7.10: APPROVE PROPERTY AND INVESTMENT ISSUER YES FOR FOR
COMMITTEE MEETING FEES
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2018
PROPOSAL #2: REAPPOINT GRANT THORNTON AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH VR DE VILLIERS AS THE DESIGNATED
REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT INA LOPION AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT DR RENOSI MOKATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: RE-ELECT DR SEDISE MOSENEKE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT BABALWA NGONYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT HATLA NTENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT DR STEVE BOOYSEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT DR RENOSI MOKATE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: EXTEND ENCHA SPV EQUITY FUNDING PLATFORM ISSUER YES FOR FOR
PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS TO GIVE EFFECT TO THE
ENCHA SPV EQUITY FUNDING PLATFORM
PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS FOR VENDOR CONSIDERATION
PLACINGS TO FACILITATE THE MATCHING PLACEMENT
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH IN TERMS OF THE MATCHING PLACEMENT FACILITY
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO ENCHA ISSUER YES FOR FOR
SPV AND RELATED AND INTER-RELATED PERSONS
PROPOSAL #10: AUTHORISE ISSUE OF SHARES TO A DIRECTOR ISSUER YES FOR FOR
OR PRESCRIBED OFFICER OF THE COMPANY
PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
ISSUER: VV Food & Beverage Co., Ltd.
TICKER: 600300 CUSIP: Y9724R109
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: VV Food & Beverage Co., Ltd.
TICKER: 600300 CUSIP: Y9724R109
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PARTIAL ADJUSTMENT OF THE ISSUER YES FOR FOR
CONTENT OF REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE NUMBER AND AMOUNT OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.3: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.4: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
ISSUER: VV Food & Beverage Co., Ltd.
TICKER: 600300 CUSIP: Y9724R109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION ASSESSMENT OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Wabco India Limited
TICKER: WABCOINDIA CUSIP: Y9381Z105
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT LISA J BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
WABCO EUROPE BVBA
PROPOSAL #6: APPROVE INCREASE IN REMUNERATION OF P ISSUER YES FOR FOR
KANIAPPAN AS MANAGING DIRECTOR
ISSUER: Wafer Works Corp.
TICKER: 6182 CUSIP: Y9390R102
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Wah Lee Industrial Corp.
TICKER: 3010 CUSIP: Y9435R109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
ISSUER: Wal-Mart de Mexico SAB de CV
TICKER: WALMEX CUSIP: P98180188
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE BOARD OF DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #1.b: APPROVE CEO'S REPORTS ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEES
PROPOSAL #1.d: APPROVE REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #1.e: APPROVE REPORT RE: EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #1.f: APPROVE REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
RESERVES
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF MXN 1.75 PER SHARE
PROPOSAL #4.a: ELECT OR RATIFY ENRIQUE OSTALE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.b: ELECT OR RATIFY RICHARD MAYFIELD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.c: ELECT OR RATIFY GUILHERME LOUREIRO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.d: ELECT OR RATIFY LORI FLEES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.e: ELECT OR RATIFY GISEL RUIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.f: ELECT OR RATIFY KIRSTEN EVANS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.g: ELECT OR RATIFY ADOLFO CEREZO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.h: ELECT OR RATIFY BLANCA TREVI??O AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.i: ELECT OR RATIFY ROBERTO NEWELL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.j: ELECT OR RATIFY ERNESTO CERVERA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.k: ELECT OR RATIFY ERIC PEREZ GROVAS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.l: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.m: APPROVE REMUNERATION OF DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.o: ELECT OR RATIFY CHAIRMAN OF THE AUDIT ISSUER YES FOR FOR
AND CORPORATE PRACTICES COMMITTEES AND APPROVE
REMUNERATION
PROPOSAL #4.p: APPROVE REMUNERATION OF DIRECTOR OF ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Walsin Lihwa Corp.
TICKER: 1605 CUSIP: Y9489R104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
ISSUER: Walsin Technology Corp.
TICKER: 2492 CUSIP: Y9494B102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT CHIAO, YU-LON, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 263, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHIAO, YU-CHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF WALSIN LIHWA CORPORATION, WITH SHAREHOLDER NO. 74,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LI,CHIA-HUA, WITH ID NO. ISSUER YES FOR FOR
Q100124XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT YEH,PEI-CHENG, WITH ID NO. ISSUER YES FOR FOR
K120776XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT KU,LI-CHING, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 335, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT SHU,YAO-HSIEN, REPRESENTATIVE OF ISSUER YES FOR FOR
HANNSTAR BOARD CORPORATION, WITH SHAREHOLDER NO.
145503, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT FAN,PO-KANG, WITH ID NO. ISSUER YES FOR FOR
A100849XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT CHEN,YUNG-CHIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 77801, AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT CHIH,HAO, WITH ID NO. ISSUER YES FOR FOR
1961011XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.CHIAO, YU-LON
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR WALSIN LIHWA
CORPORATION
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.CHIAO, YU-
CHENG, REPRESENTATIVE OF WALSIN LIHWA CORPORATION
PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.LI,CHIA-HUA
PROPOSAL #14: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.YEH,PEI-CHENG
PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR KU,LI-CHING
PROPOSAL #16: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR HANNSTAR BOARD
CORPORATION
PROPOSAL #17: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.SHU,YAO-HSIEN,
REPRESENTATIVE OF HANNSTAR BOARD CORPORATION
PROPOSAL #18: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.FAN,PO-KANG
PROPOSAL #19: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR MR.CHEN,YUNG-CHIN
ISSUER: Walvax Biotechnology Co., Ltd.
TICKER: 300142 CUSIP: Y9486E106
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
THE PARTIAL RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE SIGNING OF EQUITY TRANSFER AND ISSUER YES FOR FOR
CAPITAL INCREASE AGREEMENT
ISSUER: Walvax Biotechnology Co., Ltd.
TICKER: 300142 CUSIP: Y9486E106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 STOCK OPTION INCENTIVE PLAN ISSUER YES FOR FOR
DRAFT AND ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE WAIVER OF PRE-EMPTIVE RIGHT OF ISSUER YES FOR FOR
YUXI RUNTAI INVESTMENT MANAGEMENT PARTNERSHIP
(LIMITED PARTNERSHIP) AND SIGNING OF TERMINATION
AGREEMENT FOR EQUITY REPURCHASE AGREEMENT AS WELL AS
RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE WAIVER OF PRE-EMPTIVE RIGHT OF ISSUER YES FOR FOR
YUNNAN JUNNAN EQUITY INVESTMENT FUND PARTNERSHIP
(LIMITED PARTNERSHIP) AND RELATED PARTY TRANSACTIONS
ISSUER: Walvax Biotechnology Co., Ltd.
TICKER: 300142 CUSIP: Y9486E106
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL ON THE COMPANY'S ISSUER YES FOR FOR
UNRECOVERED LOSSES TO REACH ONE-THIRD OF THE TOTAL
PAID-UP SHARE CAPITAL
PROPOSAL #2: APPROVE SETTLEMENT OF EQUITY OF HEBEI ISSUER YES FOR FOR
DAAN PHARMACEUTICAL CO., LTD.
PROPOSAL #3: APPROVE INVESTMENT IN BVI SUBSIDIARY BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4.1: ELECT DONG YING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XIN JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE POSTPONEMENT ON IMPLEMENTING SHAREHOLDER YES FOR N/A
CAPITAL INCREASE PLAN
ISSUER: Walvax Biotechnology Co., Ltd.
TICKER: 300142 CUSIP: Y9486E106
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RETURN OF FUNDS TO PREVIOUSLY ISSUER YES FOR FOR
TERMINATED FUNDRAISING PROJECT
ISSUER: Wan Hai Lines Ltd.
TICKER: 2615 CUSIP: Y9507R102
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF DERIVATIVES
PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #8.1: ELECT LIN STEPHANIE WITH ID NO. ISSUER YES FOR FOR
AB90011XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHEN PAI TSUNG WITH ID NO. ISSUER YES FOR FOR
Q120352XXX AS INDEPENDENT DIRECTOR
ISSUER: Wangfujing Group Co., Ltd.
TICKER: 600859 CUSIP: Y0775J104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE SIGNING OF MERGER BY ABSORPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4.1: ELECT ZHANG DONGMEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT WANG JING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wangfujing Group Co., Ltd.
TICKER: 600859 CUSIP: Y0775J104
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION PLAN
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
ISSUER: Wangsu Science & Technology Co., Ltd.
TICKER: 300017 CUSIP: Y7689Q108
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
AS WELL AS ADJUSTMENT AND POSTPONEMENT OF INVESTMENT
PROJECTS FOR RAISED FUNDS
PROPOSAL #2: APPROVE ADJUSTMENT ON INITIAL GRANT ISSUER YES FOR FOR
NUMBER OF STOCK OPTION, INCENTIVE PARTICIPANTS AND
EXERCISE PRICE AND INITIAL GRANT NUMBER OF
PERFORMANCE SHARES, INCENTIVE PARTICIPANTS AND
REPURCHASE PRICE OF 2017 STOCK OPTION AND PERFORMANCE
PROPOSAL #3: APPROVE ADJUSTMENT ON INITIAL INCENTIVE ISSUER YES FOR FOR
PARTICIPANTS, NUMBER OF STOCK OPTION AS WELL AS
REPURCHASE CANCELLATION OF PERFORMANCE SHARES IN
CONNECTION TO 2017 STOCK OPTION AND PERFORMANCE SHARE
INCENTIVE PLAN
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Wangsu Science & Technology Co., Ltd.
TICKER: 300017 CUSIP: Y7689Q108
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY TO ITS WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #2.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #2.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.6: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Wangsu Science & Technology Co., Ltd.
TICKER: 300017 CUSIP: Y7689Q108
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPER PERFORMANCE INCENTIVE FUND ISSUER YES FOR FOR
PROGRAM (DRAFT)
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL AGREEMENT
PROPOSAL #3: APPROVE TERMINATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AUDIT REPORT ISSUER YES FOR FOR
ISSUER: Wangsu Science & Technology Co., Ltd.
TICKER: 300017 CUSIP: Y7689Q108
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADJUSTMENT TO 2017 STOCK OPTIONS ISSUER YES FOR FOR
AND PERFORMANCE SHARES PLAN, INITIAL GRANT AND
NUMBER OF SHARE OPTIONS AND REPURCHASE CANCELLATION
OF PERFORMANCE SHARES
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #9: APPROVE INCREASE IN THE USAGE OF IDLE SHAREHOLDER YES FOR FOR
OWN FUNDS TO INVEST IN LOW-RISK FINANCIAL PRODUCTS AS
WELL AS EXTENSION OF INVESTMENT PERIOD
PROPOSAL #10: APPROVE CONTINUED USE OF IDLE RAISED SHAREHOLDER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
ISSUER: Wanxiang Qianchao Co., Ltd.
TICKER: 559 CUSIP: Y9505H106
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: ELECT NI PIN AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT XU XIAOJIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wanxiang Qianchao Co., Ltd.
TICKER: 000559 CUSIP: Y9505H106
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PERFORMANCE REPORT AND 2019 DAILY RELATED PARTY
TRANSACTION ESTIMATES
PROPOSAL #7: APPROVE RATIFY THE 2018 IMPLEMENTATION ISSUER YES FOR FOR
OF THE DEPOSIT AND LOAN FUND SUPERVISION AGREEMENT
PROPOSAL #8: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD AND AUTHORIZATION PERIOD OF BOARD TO
HANDLE ALL MATTERS RELATED TO THE RIGHTS ISSUANCE
ISSUER: Warba Bank KSC
TICKER: WARBABANK CUSIP: M9763Z106
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER NO N/A N/A
PREEMPTIVE RIGHTS
PROPOSAL #1: AUTHORIZE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE BOARD TO SET TERMS AND ISSUER NO N/A N/A
CONDITIONS OF THE SHARE ISSUANCE
PROPOSAL #2: AUTHORIZE BOARD TO SET TERMS AND ISSUER YES FOR FOR
CONDITIONS OF THE SHARE ISSUANCE
PROPOSAL #3: AUTHORIZE BOARD TO CONFIRM OR CHANGE ISSUER YES FOR FOR
DATE OF THE INVITATION AND DETERMINE END OF
SUBSCRIPTION PERIOD
PROPOSAL #3: AUTHORIZE BOARD TO CONFIRM OR CHANGE ISSUER NO N/A N/A
DATE OF THE INVITATION AND DETERMINE END OF
SUBSCRIPTION PERIOD
PROPOSAL #4: AMEND ARTICLES 6 AND 7 TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #4: AMEND ARTICLES 6 AND 7 TO REFLECT ISSUER NO N/A N/A
CHANGES IN CAPITAL
ISSUER: Warba Bank KSC
TICKER: WARBABANK CUSIP: M9763Z106
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2018
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #5: APPROVE ABSENCE OF DIVIDENDS AND BONUS ISSUER YES FOR FOR
SHARES FOR FY 2018
PROPOSAL #6: APPROVE SPECIAL REPORT ON PENALTIES FOR ISSUER YES FOR FOR
FY 2018
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS UP TO ISSUER YES FOR FOR
KWD 100,000 FOR FY 2018
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTORS' LOANS ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORIZE ISSUANCE OF SUKUK OR OTHER ISSUER YES AGAINST AGAINST
SHARIAH COMPLIANT INSTRUMENTS AND AUTHORIZE BOARD TO
SET TERMS OF ISSUANCE
PROPOSAL #11: APPROVE TRANSFER OF 10 PERCENT OF NET ISSUER YES FOR FOR
PROFITS TO STATUTORY RESERVE FOR FY 2018
PROPOSAL #12: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #13: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) AND FIX THEIR REMUNERATION FOR FY 2018
PROPOSAL #14: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #15: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
ISSUER: Wasion Holdings Limited
TICKER: 3393 CUSIP: G9463P108
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT JI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZENG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TIAN ZHONGPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHENG SHI JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Waterland Financial Holdings Co., Ltd.
TICKER: 2889 CUSIP: Y95315100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: WCT Holdings Berhad
TICKER: 9679 CUSIP: Y9532D102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE TUCK FOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT AB WAHAB BIN KHALIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GOH CHIN LIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RAHANA BINTI ABDUL RASHID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTORS' BENEFITS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: WEG SA
TICKER: WEGE3 CUSIP: P9832B129
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #5: IN CASE ONE OF THE NOMINEES LEAVES THE ISSUER NO N/A N/A
FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY
ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF
THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE
COUNTED FOR THE PROPOSED SLATE?
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER NO N/A N/A
MEMBERS
PROPOSAL #7: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER NO N/A N/A
ANNOUNCEMENTS
ISSUER: Wei Chuan Foods Corp.
TICKER: 1201 CUSIP: Y95335108
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #8.1: ELECT CHEN YONG-QING, A REPRESENTATIVE ISSUER YES FOR FOR
OF KONG CHING CORP. LTD. WITH SHAREHOLDER
NO.0057769, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHEN HONG-YU, A REPRESENTATIVE ISSUER YES FOR FOR
OF KONG CHING CORP. LTD. WITH SHAREHOLDER NO.0057769,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT XUE GUANG-QI, WITH ID ISSUER YES FOR FOR
NO.A101104XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT JIAN BEI-XIANG, A REPRESENTATIVE ISSUER NO N/A N/A
OF KONG CHING CORP. LTD. WITH SHAREHOLDER
NO.0057769, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LAI QING-PAO, A REPRESENTATIVE ISSUER YES FOR FOR
OF KONG CHING CORP. LTD. WITH SHAREHOLDER NO.0057769,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HSIEH MON-CHANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF CHU CHING INVESTMENT CO.,LTD. WITH
SHAREHOLDER NO.0055976, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LIN CHING-TANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF KONG SHENG INVESTMENT CORP. WITH SHAREHOLDER
NO.0057768, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHEN SHUN-PING, WITH ID ISSUER YES FOR FOR
NO.F122318XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT SONG JUN-MING, WITH ID ISSUER YES FOR FOR
NO.D120442XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT LI ZHI-PING, WITH ID ISSUER YES FOR FOR
NO.F123590XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
ISSUER: Weibo Corp.
TICKER: WB CUSIP: 948596101
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HONG DU ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR FRANK KUI TANG ISSUER YES FOR FOR
ISSUER: Weichai Heavy Machinery Co., Ltd.
TICKER: 880 CUSIP: Y7677S108
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT ON PRODUCT, LABOR AND ISSUER YES FOR FOR
PROCESSING SERVICES RELATED-PARTY TRANSACTION
PROPOSAL #2: APPROVE PURCHASE OF DIESEL ENGINE AND ISSUER YES FOR FOR
OTHER RELATED PRODUCTS
PROPOSAL #3: APPROVE PURCHASE OF DIESEL ENGINE PARTS ISSUER YES FOR FOR
BLANKS, DIESEL ENGINE PARTS AND SPARE PARTS
PROPOSAL #4: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Weichai Heavy Machinery Co., Ltd.
TICKER: 000880 CUSIP: Y7677S108
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF THE THIRD ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT FOR THE SALES AND PROCUREMENT
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE FINANCIAL REPORT AND AUDIT ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
SHANDONG HEAVY INDUSTRY GROUP FINANCE CO., LTD.
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: APPROVE FINANCING LEASE BUSINESS ISSUER YES FOR FOR
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIFIC MANDATE TO REPURCHASE ISSUER YES FOR FOR
THE COMPANY'S A SHARES
PROPOSAL #1.1: APPROVE METHOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, QUANTITY AND PROPORTION ISSUER YES FOR FOR
TO THE TOTAL SHARE CAPITAL
PROPOSAL #1.4: APPROVE TOTAL PROCEEDS OF THE SHARE ISSUER YES FOR FOR
REPURCHASE AND THE SOURCE OF FUNDING
PROPOSAL #1.5: APPROVE THE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE REPURCHASE OF THE COMPANY'S A SHARES
PROPOSAL #3: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI SALE AND PROCESSING SERVICES AGREEMENT
AND RELEVANT NEW CAPS
PROPOSAL #4: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HOLDINGS UTILITIES SERVICES AGREEMENT AND
CHONGQING WEICHAI UTILITIES SERVICES AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #5: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY PURCHASE AND PROCESSING
SERVICES AGREEMENT AND RELEVANT NEW CAPS
PROPOSAL #6: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY SALE AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #7: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY SUPPLY AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #8: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE FAST TRANSMISSION SALE AGREEMENT AND RELEVANT NEW
PROPOSAL #9: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE FAST TRANSMISSION PURCHASE AGREEMENT AND RELEVANT
NEW CAPS
PROPOSAL #10: APPROVE SOCIETE INTERNATIONAL DES SHAREHOLDER YES FOR FOR
MOTEURS BAUDOUIN'S ENGAGEMENT IN THE TRADING OF THE
RELEVANT FINANCIAL DERIVATIVE PRODUCTS
PROPOSAL #11: APPROVE KION GROUP AG'S ENGAGEMENT IN SHAREHOLDER YES FOR FOR
THE TRADING OF THE RELEVANT FINANCIAL DERIVATIVE
PRODUCTS
PROPOSAL #12: APPROVE SHAANXI HEAVY DUTY MOTOR SHAREHOLDER YES FOR FOR
COMPANY LIMITED'S ENGAGEMENT IN THE SUBSCRIPTION OF
THE RELEVANT STRUCTURED DEPOSIT PRODUCTS
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WEICHAI ISSUER YES FOR FOR
POWER (WEIFANG) AFTER-SALES SERVICE CO., LTD. BY THE
COMPANY
PROPOSAL #2: AMEND THE TERMS OF REFERENCE OF THE ISSUER YES FOR FOR
NOMINATION COMMITTEE
PROPOSAL #3: APPROVE GRANT OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG
INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF
A LOAN
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SHANGDONG HEXIN ACCOUNTANTS LLP ISSUER YES FOR FOR
AS INTERNAL CONTROL AUDITORS
PROPOSAL #11: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTION WITH SHANTUI CONSTRUCTION MACHINERY CO.
PROPOSAL #12: APPROVE NEW FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT NEW CAPS
PROPOSAL #13: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A117
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S A ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE METHOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, QUANTITY AND PROPORTION ISSUER YES FOR FOR
TO THE TOTAL SHARE CAPITAL
PROPOSAL #1.4: APPROVE TOTAL PROCEEDS OF THE SHARE ISSUER YES FOR FOR
REPURCHASE AND THE SOURCE OF FUNDING
PROPOSAL #1.5: APPROVE THE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE REPURCHASE OF THE COMPANY'S A SHARES
PROPOSAL #3: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI SALE AND PROCESSING SERVICES AGREEMENT
AND RELEVANT NEW CAPS
PROPOSAL #4: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HOLDINGS UTILITIES SERVICES AGREEMENT AND
CHONGQING WEICHAI UTILITIES SERVICES AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #5: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY PURCHASE AND PROCESSING
SERVICES AGREEMENT AND RELEVANT NEW CAPS
PROPOSAL #6: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY SALE AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #7: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE WEICHAI HEAVY MACHINERY SUPPLY AGREEMENT AND
RELEVANT NEW CAPS
PROPOSAL #8: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE FAST TRANSMISSION SALE AGREEMENT AND RELEVANT NEW
PROPOSAL #9: APPROVE THE SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE FAST TRANSMISSION PURCHASE AGREEMENT AND RELEVANT
NEW CAPS
PROPOSAL #10: APPROVE SOCIETE INTERNATIONAL DES SHAREHOLDER YES FOR FOR
MOTEURS BAUDOUIN'S ENGAGEMENT IN THE TRADING OF THE
RELEVANT FINANCIAL DERIVATIVE PRODUCTS
PROPOSAL #11: APPROVE KION GROUP AG'S ENGAGEMENT IN SHAREHOLDER YES FOR FOR
THE TRADING OF THE RELEVANT FINANCIAL DERIVATIVE
PRODUCTS
PROPOSAL #12: APPROVE SHAANXI HEAVY DUTY MOTOR SHAREHOLDER YES FOR FOR
COMPANY LIMITED'S ENGAGEMENT IN THE SUBSCRIPTION OF
THE RELEVANT STRUCTURED DEPOSIT PRODUCTS
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A117
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S A ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE METHOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, QUANTITY AND PROPORTION ISSUER YES FOR FOR
TO THE TOTAL SHARE CAPITAL
PROPOSAL #1.4: APPROVE TOTAL PROCEEDS OF THE SHARE ISSUER YES FOR FOR
REPURCHASE AND THE SOURCE OF FUNDING
PROPOSAL #1.5: APPROVE THE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE REPURCHASE OF THE COMPANY'S A SHARES
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A117
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WEICHAI ISSUER YES FOR FOR
POWER (WEIFANG) AFTER-SALES SERVICE CO., LTD. BY THE
COMPANY
PROPOSAL #2: AMEND THE TERMS OF REFERENCE OF THE ISSUER YES FOR FOR
NOMINATION COMMITTEE
PROPOSAL #3: APPROVE GRANT OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG
INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF
A LOAN
ISSUER: Weichai Power Co., Ltd.
TICKER: 2338 CUSIP: Y9531A117
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE SHANGDONG HEXIN ACCOUNTANTS LLP ISSUER YES FOR FOR
AS INTERNAL CONTROL AUDITORS
PROPOSAL #11: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTION WITH SHANTUI CONSTRUCTION MACHINERY CO.
PROPOSAL #12: APPROVE NEW FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT NEW CAPS
PROPOSAL #13: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Weifu High-Technology Group Co. Ltd.
TICKER: 200581 CUSIP: Y95338102
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
EVALUATION AUDITOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Weihai Guangtai Airport Equipment Co., Ltd.
TICKER: 002111 CUSIP: Y9532J109
MEETING DATE: 8/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI GUANGTAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT GUO SHAOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LI WENXUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT BIAN ERCHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LI QIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU HONGLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YAO HUANRAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT DUAN ZIXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LI WENFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT HAO SHAOYIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #4.1: APPROVE GOAL OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE MANNER AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #4.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #4.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #4.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Weihai Guangtai Airport Equipment Co., Ltd.
TICKER: 002111 CUSIP: Y9532J109
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Weihai Guangtai Airport Equipment Co., Ltd.
TICKER: 2111 CUSIP: Y9532J109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF CAPITAL ISSUER YES FOR FOR
BY THE CONTROLLING SHAREHOLDER AND OTHER RELATED
PROPOSAL #9: APPROVE APPLICATION OF CREDIT FINANCING ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RECEIPT OF GUARANTEE FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER FOR THE BANK LOAN OF THE
COMPANY
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE PURPOSE OF REPURCHASE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE MANNER AND USAGE OF ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #12.3: APPROVE REPURCHASE PRICE, RANGE, AND ISSUER YES FOR FOR
PRICING PRINCIPLES
PROPOSAL #12.4: APPROVE REPURCHASE TYPE, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #12.5: APPROVE AMOUNT AND SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: ELECT LI YONGQI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Weihai Guangwei Composites Co., Ltd.
TICKER: 300699 CUSIP: Y953AT108
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Weihai Guangwei Composites Co., Ltd.
TICKER: 300699 CUSIP: Y953AT108
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES AND BANK LOANS WITH CORRESPONDING
GUARANTEE PROVISIONS TO COMPANY AND WHOLLY OWNED
SUBSIDIARIES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Weiqiao Textile Company Limited
TICKER: 2698 CUSIP: Y95343102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #4: APPROVE 2018 FINAL ACCOUNTS AND ISSUER YES FOR FOR
INDEPENDENT AUDITOR'S REPORT
PROPOSAL #5: APPROVE REMUNERATION PROPOSAL FOR THE ISSUER YES FOR FOR
COMPANY'S DIRECTORS AND SUPERVISORS
PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITORS AND SHINEWING (HK)
CPA LIMITED AS INTERNATIONAL AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Weiqiao Textile Company Limited
TICKER: 2698 CUSIP: Y95343102
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Welspun Corp Ltd.
TICKER: 532144 CUSIP: Y9536Y102
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT BALKRISHAN GOENKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT RAJESH MANDAWEWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICE WATERHOUSE CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS LLP, CHARTERED ACCOUNTANTS AS AUDITORS
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT VIPUL MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
VIPUL MATHUR AS MANAGING DIRECTOR & CHIEF EXECUTIVE
OFFICER
PROPOSAL #8: ELECT S.KRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S.KRISHNAN AS EXECUTIVE DIRECTOR & CHIEFEXECUTIVE
OFFICER (PLATE AND COIL MILL DIVISION)
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF SECURED/UNSECURED ISSUER YES FOR FOR
REDEEMABLE NON-CONVERTIBLE DEBENTURES ON PRIVATE
PLACEMENT BASIS
ISSUER: Welspun Corp. Limited
TICKER: 532144 CUSIP: Y9536Y102
MEETING DATE: 6/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF EQUITY SHARES ISSUER YES FOR FOR
ISSUER: Welspun Corp. Ltd.
TICKER: 532144 CUSIP: Y9536Y102
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Welspun Corp. Ltd.
TICKER: 532144 CUSIP: Y9536Y102
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN REMUNERATION OF ISSUER YES AGAINST AGAINST
VIPUL MATHUR AS MANAGING DIRECTOR & CHIEF EXECUTIVE
PROPOSAL #2: APPROVE RECLASSIFICATION OF INTECH ISSUER YES FOR FOR
METALS SA FROM PROMOTER CATEGORY TO PUBLIC CATEGORY
PROPOSAL #3: REELECT RAJKUMAR JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT K.H.VISWANATHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT REVATHY ASHOK AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Welspun India Ltd.
TICKER: 514162 CUSIP: Y9T340128
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT DIPALI GOENKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Welspun India Ltd.
TICKER: 514162 CUSIP: Y9T340128
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Welspun India Ltd.
TICKER: 514162 CUSIP: Y9T340128
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ARUN TODARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT ARVIND KUMAR SINGHAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANISHA MOTWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVISION IN REMUNERATION OF ISSUER YES FOR FOR
DIPALI GOENKA AS CHIEF EXECUTIVE OFFICER AND JOINT
MANAGING DIRECTOR
ISSUER: Weltrend Semiconductor, Inc.
TICKER: 2436 CUSIP: Y95351105
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AS WELL AS PROCEDURES FOR ENDORSEMENT
AND GUARANTEES
PROPOSAL #6.1: ELECT LIN XI-MING WITH SHAREHOLDER NO. ISSUER YES FOR FOR
12 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT ZHOU YI-GUO WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT LIU JIAN-CHENG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 93 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT GUO XING-RONG WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 81 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT LIN CHONG-TAO WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 306 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT GUO JIANG-LONG WITH ID NO. ISSUER YES FOR FOR
B100121XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT YE WEI-KUN WITH ID NO. ISSUER YES FOR FOR
J120599XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT LIAO BO-XI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
122 AS SUPERVISOR
PROPOSAL #6.9: ELECT CAI DONG-FANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 34 AS SUPERVISOR
PROPOSAL #6.10: ELECT HUANG JUN-ZHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 97 AS SUPERVISOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Wenfeng Great World Chain Development Corp.
TICKER: 601010 CUSIP: Y9534Z101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT JIA YUNBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MIN ZHENYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT TANG PING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wenfeng Great World Chain Development Corp.
TICKER: 601010 CUSIP: Y9534Z101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS AND 2019 REMUNERATION OF DIRECTORS,
SUPERVISORS, AND SENIOR MANAGEMENT MEMBERS
ISSUER: Wen's Foodstuffs Group Co., Ltd.
TICKER: 300498 CUSIP: Y2R30P108
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WEN ZHIFEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WEN PENGCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YAN JURAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WEN JUNSHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT WEN XIAOQIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HUANG SONGDE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT YAN JUNENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT LI SHAOSONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN SHU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WAN LIANGYONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT HU YINCHANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT CAO YANGFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HE WEIGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN ZHIQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT HUANG BOCHANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #5: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #6: APPROVE APPLICATION FOR CREDIT FINANCING ISSUER YES FOR FOR
FROM THE BANK
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Wen's Foodstuffs Group Co., Ltd.
TICKER: 300498 CUSIP: Y2R30P108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE VALIDATION ON PAST ENTRUSTED ISSUER YES FOR FOR
ASSET MANAGEMENT
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OR ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: West China Cement Limited
TICKER: 2233 CUSIP: G9550B111
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TAM KING CHING KENNY AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT WONG KUN KAU AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT QIN HONGJI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DELOITTE & TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Western Mining Co., Ltd.
TICKER: 601168 CUSIP: Y9535G102
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
ISSUER: Western Mining Co., Ltd.
TICKER: 601168 CUSIP: Y9535G102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
CONFIRMATION OF REMUNERATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Western Mining Co., Ltd.
TICKER: 601168 CUSIP: Y9535G102
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
ISSUER: Western Mining Co., Ltd.
TICKER: 601168 CUSIP: Y9535G102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
STANDARDS OF DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
STANDARDS OF SUPERVISORS
PROPOSAL #9: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
ISSUER: Western Region Gold Co., Ltd.
TICKER: 601069 CUSIP: Y95387109
MEETING DATE: 8/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN 2017 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU CHAOHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT SUPERVISOR ISSUER YES FOR FOR
ISSUER: Western Region Gold Co., Ltd.
TICKER: 601069 CUSIP: Y95387109
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF SELF-PRODUCED GOLD ISSUER NO N/A N/A
POWDER BY SUBSIDIARY CONSTITUTES AS RELATED-PARTY
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER NO N/A N/A
PARTY TRANSACTIONS
ISSUER: Western Region Gold Co., Ltd.
TICKER: 601069 CUSIP: Y95387109
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 ANNUAL PRODUCTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #12: APPROVE TO APPOINT AUDITORS AND TO FIX ISSUER YES FOR FOR
THEIR REMUNERATION
PROPOSAL #13: APPROVE GOLD HEDGING BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE 2018 HEDGING TRANSACTIONS ISSUER YES AGAINST AGAINST
IMPLEMENTATION AND 2019 HEDGING TRANSACTION QUOTA
ESTIMATE
PROPOSAL #15: ELECT YU GUOJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT SONG HAIBO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Western Securities Co., Ltd.
TICKER: 2673 CUSIP: Y9382Q104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF INCOME CERTIFICATE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
ISSUANCE OF SHORT-TERM CORPORATE BONDS
PROPOSAL #3: APPROVE INCREASE REGISTERED CAPITAL OF ISSUER YES FOR FOR
WESTERN FUTURES CO., LTD.
ISSUER: Western Securities Co., Ltd.
TICKER: 002673 CUSIP: Y9382Q104
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT CONSTRUCTION OF THE ISSUER YES FOR FOR
WESTERN SECURITIES HEADQUARTERS OFFICE BUILDING
PROPOSAL #2: APPROVE COMPANY'S LEASING OF REAL ESTATE ISSUER YES FOR FOR
ISSUER: Western Securities Co., Ltd.
TICKER: 2673 CUSIP: Y9382Q104
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: ELECT XU CHAOHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG MAOAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN QIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LUAN LAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT ZHUANG QIFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT DENG YING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT XU QIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHANG XIAORUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GUO SUIYING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DUAN YALIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ZHENG ZHI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHOU RENYONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT LIU JIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT KANG WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Western Securities Co., Ltd.
TICKER: 2673 CUSIP: Y9382Q104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI INVESTMENT GROUP CO., LTD.
PROPOSAL #5.2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI HUAQIN INVESTMENT GROUP CO., LTD.
PROPOSAL #5.3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
WESTERN TRUST CO., LTD.
PROPOSAL #5.4: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI QINGSHUICHUAN ENERGY CO., LTD.
PROPOSAL #5.5: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI JINTAI HENGYE REAL ESTATE CO., LTD. AND
SHANGHAI JINSHAN INDUSTRIAL DEVELOPMENT CO., LTD.
PROPOSAL #5.6: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI JINXIN INDUSTRIAL DEVELOPMENT CO., LTD.
PROPOSAL #5.7: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI QINLONG ELECTRIC POWER CO., LTD.
PROPOSAL #5.8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI HUASHAN VENTURE CO., LTD.
PROPOSAL #5.9: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
MACAU HUASHAN VENTURE INTERNATIONAL ECONOMIC AND
TECHNICAL COOPERATION AND TRADE CO., LTD.
PROPOSAL #5.1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
SHAANXI GROWTH ENTERPRISE GUIDE FUND MANAGEMENT CO.,
LTD.
PROPOSAL #5.11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHAANXI SHANTOU CAPITAL MANAGEMENT CO., LTD.
PROPOSAL #5.12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHAANXI JINTAI LUJIAN CHEMICAL CO., LTD.
PROPOSAL #5.13: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHAANXI AVIATION INDUSTRY DEVELOPMENT
PROPOSAL #5.14: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SOFITEL XIAN PEOPLE'S BUILDING CO., LTD.
PROPOSAL #5.15: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHAANXI JINXIN INDUSTRY DEVELOPMENT CO., LTD.
PROPOSAL #5.16: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH SHAANXI JINXIN CATERING MANAGEMENT CO., LTD.
PROPOSAL #5.17: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XIAN PEOPLE'S BUILDING CO., LTD.
PROPOSAL #6: APPROVE OWN CAPITAL INVESTMENT BUSINESS ISSUER YES FOR FOR
SCALE AND RISK LIMIT
PROPOSAL #7: APPROVE AUTHORIZATION OF COMPANY ISSUER YES FOR FOR
REGARDING DEBT FINANCING SCALE AND DEBT FINANCING
INSTRUMENTS
PROPOSAL #8: APPROVE ESTABLISHMENT OF AN ALTERNATIVE ISSUER YES FOR FOR
INVESTMENT SUBSIDIARY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Westports Holdings Bhd.
TICKER: 5246 CUSIP: Y95440106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHAN CHU WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT IP SING CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ISMAIL BIN ADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KIM, YOUNG SO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
ISSUER: WHA Corp. Public Co. Ltd.
TICKER: WHA CUSIP: Y95310168
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING PERFORMANCE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LEGAL RESERVE AND DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #5.1: ELECT DAVID RICHARD NARDONE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT VIVAT JIRATIKARNSAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT KRAILUCK ASAWACHATROJ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT APICHAI BOONTHERAWARA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ACKNOWLEDGE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
FOR YEAR 2018 AND APPROVE REMUNERATION OF DIRECTORS
FOR YEAR 2019
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS ISSUER YES FOR FOR
LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: WHA Premium Growth Freehold & Leasehold Real Estate Investment
TICKER: WHART CUSIP: Y95314111
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: WHA Premium Growth Freehold & Leasehold Real Estate Investment
TICKER: WHART CUSIP: Y95314111
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN FREEHOLD, ISSUER YES FOR FOR
LEASEHOLD, AND SUB-LEASEHOLD RIGHTS OF IMMOVABLE
PROPERTIES AND ITS OTHER RELATED ASSETS
PROPOSAL #3: APPROVE FOURTH CAPITAL INCREASE THROUGH ISSUER YES FOR FOR
THE ISSUANCE OF NEW TRUST UNITS FOR THE INVESTMENT IN
FREEHOLD, LEASEHOLD, AND SUB-LEASEHOLD RIGHTS OF
IMMOVABLE PROPERTIES
PROPOSAL #4: APPROVE OFFERING FOR SALE PARTS OF TRUST ISSUER YES AGAINST AGAINST
UNITS TO WHA AND/OR WHA'S ASSOCIATED PERSONS
PROPOSAL #5.1: APPROVE ISSUANCE OF ADDITIONAL TRUST ISSUER YES AGAINST AGAINST
UNITS IN THE FOURTH CAPITAL INCREASE AND LISTING OF
TRUST UNITS ON THE STOCK EXCHANGE OF THAILAND INCASE
THERE IS ISSUANCE OF TRUST UNITS TO WHA AND/OR WHA'S
ASSOCIATED PERSONS
PROPOSAL #5.2: APPROVE ISSUANCE OF ADDITIONAL TRUST ISSUER YES FOR FOR
UNITS IN THE FOURTH CAPITAL INCREASE AND LISTING OF
TRUST UNITS ON THE STOCK EXCHANGE OF THAILAND INCASE
THERE IS NO ISSUANCE OF TRUST UNITS TO WHA AND/OR
WHA'S ASSOCIATED PERSONS
PROPOSAL #6: APPROVE LONG TERM AND/OR SHORT TERM LOAN ISSUER YES FOR FOR
AGREEMENTS FOR INVESTMENT IN FREEHOLD, LEASEHOLD,
AND SUB-LEASEHOLD RIGHTS OF IMMOVABLE PROPERTIES AND
OTHER RELATED ASSETS
PROPOSAL #7: AMEND WHART'S TRUST DEED ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Whirlpool China Co. Ltd.
TICKER: 600983 CUSIP: Y3122T106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF REFRIGERATOR ISSUER YES FOR FOR
PRODUCTION EQUIPMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YANG HUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Whirlpool China Co. Ltd.
TICKER: 600983 CUSIP: Y3122T106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE WORK REPORT OF PRESIDENT AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BUSINESS PLAN AND FINANCIAL ISSUER YES AGAINST AGAINST
BUDGET REPORT
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7.1: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
WITH WHIRLPOOL CORPORATION AND RELATED PARTY
PROPOSAL #7.2: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
WITH HEFEI STATE-OWNED ASSETS HOLDINGS CO., LTD.
PROPOSAL #8: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS AND TIME DEPOSITS
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS AND MONEY MARKET FUNDS
PROPOSAL #10: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12.1: ELECT LIU ZHICHAO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Whirlpool of India Ltd.
TICKER: 500238 CUSIP: Y4641Q128
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SUNIL ALARIC D'SOUZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MSKA & ASSOCIATES, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF ARVIND UPPAL AS ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN
PROPOSAL #7: ELECT ARUMALLA HARI BHAVANARAYANA REDDY ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ARUMALLA HARI BHAVANARAYANA REDDY AS EXECUTIVE
DIRECTOR DESIGNATED AS VICE PRESIDENT- MANUFACTURING
PROPOSAL #9: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
ANIL BERERA AS EXECUTIVE DIRECTOR
ISSUER: Whole Easy Internet Technology Co. Ltd.
TICKER: 2464 CUSIP: Y45921106
MEETING DATE: 9/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF MAJOR CONTRACT BY ISSUER NO N/A N/A
SUBSIDIARY
ISSUER: Whole Easy Internet Technology Co. Ltd.
TICKER: 2464 CUSIP: Y45921106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ASSET SWAP ISSUER NO N/A N/A
ISSUER: Whole Easy Internet Technology Co. Ltd.
TICKER: 2464 CUSIP: Y45921106
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CAO TONG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Wholesale Generating Co. 2 PJSC
TICKER: OGKB CUSIP: X7762E106
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3.1: ELECT ROMAN ABDULLIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.2: ELECT ALBERT BIKMURZIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT ANDREI DMITRIEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.4: ELECT IURII DOLIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.5: ELECT EVGENII ZEMLIANOI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT IRINA KOROBKINA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.7: ELECT ALEKSANDR ROGOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT ARTEM SEMIKOLENOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.9: ELECT DENIS FEDOROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.10: ELECT ELENA KHIMICHUK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.11: ELECT PAVEL SHATSKII AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.12: ELECT DENIS KULIKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.13: ELECT NIKITA OSIN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.14: ELECT VALERII PIATNITSEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.15: ELECT ALEKSANDR SHEVCHUK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT VADIM BIKULOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #4.2: ELECT DENIS KORSHNIAKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.3: ELECT IURII LINOVITSKII AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.4: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #4.5: ELECT KIRILL PRISTAVKA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #5: RATIFY AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER NO N/A N/A
SHARE CANCELLATION
PROPOSAL #8: APPROVE NEW EDITION OF CHARTER ISSUER NO N/A N/A
PROPOSAL #9.1: APPROVE REGULATIONS ON GENERAL ISSUER NO N/A N/A
MEETINGS
PROPOSAL #9.2: APPROVE REGULATIONS ON BOARD OF ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #9.3: APPROVE REGULATIONS ON AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #10: APPROVE COMPANY'S MEMBERSHIP IN ISSUER NO N/A N/A
ASSOCIATIONS
ISSUER: Wilcon Depot, Inc.
TICKER: WLCON CUSIP: Y9584X105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND MANAGEMENT DURING THE
PRECEDING YEAR
PROPOSAL #4.1: ELECT BERTRAM B. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT RICARDO S. PASCUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ROLANDO S. NARCISO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DELFIN L. WARREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT LORRAINE BELO-CINCOCHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT MARK ANDREW Y. BELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT CAREEN Y. BELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT REYES TACANDONG & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
ISSUER: Wilson Bayly Holmes-Ovcon Ltd.
TICKER: WBO CUSIP: S5923H105
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT BDO SOUTH AFRICA INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JEANIE ROBERTS AS THE
DESIGNATED AUDITOR
PROPOSAL #2.1: ELECT KAREN FORBAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT COBUS BESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HATLA NTENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SAVANNAH MAZIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT COBUS BESTER AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT ROSS GARDINER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT SAVANNAH MAZIYA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: ELECT KAREN FORBAY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.1: ELECT HATLA NTENE AS CHAIRPERSON OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.2: ELECT ROSS GARDINER AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.3: ELECT KAREN FORBAY AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.4: ELECT SHEREEN VALLY-KARA AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.5: ELECT ANDREW LOGAN AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.6: ELECT SAMUEL GUMEDE AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY AND ISSUER YES FOR FOR
IMPLEMENTATION REPORT
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Win Semiconductors Corp.
TICKER: 3105 CUSIP: Y9588T100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7.1: ELECT CHIN-TSAI CHEN (DENNIS CHEN) ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 00000073, AS NON-INDEPENDENT
PROPOSAL #7.2: ELECT SU-CHANG HSIEH, A REPRESENTATIVE ISSUER YES FOR FOR
OF INTERNATIONAL FIBER TECHNOLOGY CO., LTD. WITH
SHAREHOLDER NO. 00000001, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT LI-CHENG YEH WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00001435, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT YU-CHI WANG (YC WANG) WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000153, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT WEN-MING CHANG (WILLIAM CHANG) ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 00003643, AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #7.6: ELECT SHUN-PING CHEN (STEVE CHEN) WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 00000074, AS NON-INDEPENDENT
PROPOSAL #7.7: ELECT CHIN-SHIH LIN WITH ID NO. ISSUER YES FOR FOR
A111215XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT SHEN-YI LEE WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00002998 AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT HAI-MING CHEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 00081087 AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Winbond Electronics Corp.
TICKER: 2344 CUSIP: Y95873108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROCEDURES OF ACQUISITION OR ISSUER YES FOR FOR
DISPOSAL OF ASSETS, RULES IN FINANCIAL DERIVATIVES
TRANSACTIONS, RENAME PROCEDURES FOR ENDORSEMENTS AND
GUARANTEES, RULES ON LOANING OF FUNDS, RULES ON
CONDUCT OF SHAREHOLDERS MEETING, RULES OF ELECTION OF
PROPOSAL #5: APPROVE RELEASE OF DIRECTORS (INCLUDING ISSUER YES FOR FOR
INDEPENDENT DIRECTOR) FROM THE NON-COMPETITION
RESTRICTION (DIRECTOR: YUNG CHIN)
PROPOSAL #6: APPROVE RELEASE OF DIRECTORS (INCLUDING ISSUER YES FOR FOR
INDEPENDENT DIRECTOR) FROM THE NON-COMPETITION
RESTRICTION (INDEPENDENT DIRECTOR: JERRY HSU)
PROPOSAL #7: APPROVE RELEASE OF DIRECTORS (INCLUDING ISSUER YES FOR FOR
INDEPENDENT DIRECTOR) FROM THE NON-COMPETITION
RESTRICTION (DIRECTOR: CHIH-CHEN LIN)
PROPOSAL #8: APPROVE RELEASE OF DIRECTORS (INCLUDING ISSUER YES FOR FOR
INDEPENDENT DIRECTOR) FROM THE NON-COMPETITION
RESTRICTION (DIRECTOR: WALSIN LIHWA CORPORATION)
PROPOSAL #9.1: ELECT STEPHEN TSO WITH ID NO. ISSUER YES FOR FOR
A102519XXX AS INDEPENDENT DIRECTOR
ISSUER: Wingtech Technology Co., Ltd.
TICKER: 600745 CUSIP: Y3745E106
MEETING DATE: 7/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER NO N/A N/A
ON MAJOR ASSET RESTRUCTURE
ISSUER: Winning Health Technology Group Co. Ltd.
TICKER: 300253 CUSIP: Y7685K105
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPURCHASE CANCELLATION OF SHAREHOLDER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Winning Health Technology Group Co. Ltd.
TICKER: 300253 CUSIP: Y7685K105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: Winning Health Technology Group Co., Ltd.
TICKER: 300253 CUSIP: Y7685K105
MEETING DATE: 7/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN WINNING INTERNET
TECHNOLOGY CO., LTD. BY SHANGHAI YUNXIN VENTURE
CAPITAL CO., LTD.
ISSUER: Wintime Energy Co. Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE APPLICATION OF ADDITIONAL SHAREHOLDER YES FOR FOR
COMPREHENSIVE CREDIT LINE
PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #6: APPROVE CORPORATE BOND ISSUANCE SHAREHOLDER YES FOR FOR
PROPOSAL #6.1: APPROVE ISSUE SIZE SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: APPROVE ISSUE MANNER SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: APPROVE PAR VALUE AND ISSUE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #6.4: APPROVE TARGET SUBSCRIBERS AND PLACING SHAREHOLDER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #6.5: APPROVE BOND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #6.6: APPROVE BOND INTEREST RATE AND METHOD SHAREHOLDER YES FOR FOR
FOR PAYMENT OF INTEREST
PROPOSAL #6.7: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #6.8: APPROVE UNDERWRITING MANNER SHAREHOLDER YES FOR FOR
PROPOSAL #6.9: APPROVE GUARANTEE MANNER SHAREHOLDER YES FOR FOR
PROPOSAL #6.10: APPROVE LISTING FOR TRADING OF THE SHAREHOLDER YES FOR FOR
BONDS
PROPOSAL #6.11: APPROVE CREDITWORTHINESS AND SHAREHOLDER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #6.12: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Wintime Energy Co. Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL MORTGAGE TO ISSUER YES FOR FOR
APPLICATION OF BANK LOAN BY ZHENGZHOU YUZHONG ENERGY
CO., LTD.
PROPOSAL #2: APPROVE ADDITIONAL MORTGAGE TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE OF
ZHANGJIAGANG SHAZHOU POWER CO., LTD.
PROPOSAL #3: APPROVE ADDITIONAL MORTGAGE TO ISSUER YES FOR FOR
APPLICATION OF COMPREHENSIVE CREDIT LINE BY
ZHANGJIAGANG HUAXING POWER CO., LTD.
PROPOSAL #4: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BY HUACHEN POWER CO., LTD. TO ZHENGZHOU YUZHONG
ENERGY CO., LTD.
PROPOSAL #5: APPROVE GUARANTEE PROVISION BY HUACHEN ISSUER YES FOR FOR
POWER CO., LTD. TO ZHANGJIAGANG SHAZHOU POWER CO.,
PROPOSAL #6: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BY ZHOUKOU LONGDA POWER GENERATION CO., LTD. TO
ZHANGJIAGANG SHAZHOU POWER CO., LTD.
PROPOSAL #7: APPROVE GUARANTEE PROVISION BY HUACHEN ISSUER YES FOR FOR
POWER CO., LTD. TO ZHANGJIAGANG HUAXING POWER CO.,
PROPOSAL #8: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
ZHANGJIAGANG SHAZHOU POWER CO., LTD. TO ZHANGJIAGANG
HUAXING POWER CO., LTD.
PROPOSAL #9: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BY ZHOUKOU LONGDA POWER GENERATION CO., LTD. TO
ZHANGJIAGANG HUAXING POWER CO., LTD.
PROPOSAL #10: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BY HUACHEN POWER CO., LTD. TO GUOTOU NANYANG POWER
GENERATION CO., LTD.
PROPOSAL #11: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BETWEEN COMPANY AND ITS CONTROLLED ENTERPRISES AS
WELL AS BETWEEN ITS CONTROLLED ENTERPRISES
PROPOSAL #12: APPROVE APPLICATION FOR INCREASE LOAN SHAREHOLDER YES FOR FOR
PLEDGE FROM BENXI CITY COMMERCIAL BANK CO.,
PROPOSAL #13: APPROVE APPLICATION FOR INCREASE LOAN SHAREHOLDER YES FOR FOR
PLEDGE FROM CHINA CONSTRUCTION INVESTMENT LEASING
CO., LTD.
PROPOSAL #14: APPROVE APPLICATION FOR FINANCIAL SHAREHOLDER YES FOR FOR
LEASING ADDITIONAL PLEDGE BY ZHENGZHOU YUZHONG ENERGY
CO., LTD.
PROPOSAL #15: APPROVE APPLICATION FOR FINANCIAL SHAREHOLDER YES FOR FOR
LEASING ADDITIONAL PLEDGE BY ZHANGJIAGANG SHAZHOU
ELECTRIC POWER CO., LTD.
PROPOSAL #16: APPROVE APPLICATION FOR FINANCIAL SHAREHOLDER YES FOR FOR
LEASING ADDITIONAL PLEDGE BY ZHANGJIAGANG SHAZHOU
ELECTRIC POWER CO., LTD.
PROPOSAL #17: APPROVE ADDITIONAL GUARANTEE TO SHAREHOLDER YES FOR FOR
ZHANGJIAGANG SHAZHOU ELECTRIC POWER CO., LTD.
PROPOSAL #18: APPROVE ADDITIONAL GUARANTEE TO SHAREHOLDER YES FOR FOR
ZHENGZHOU YUZHONG ENERGY CO., LTD.
PROPOSAL #19: APPROVE ADDITIONAL GUARANTEE TO SHAREHOLDER YES FOR FOR
ZHANGJIAGANG SHAZHOU ELECTRIC POWER CO., LTD.
PROPOSAL #20: APPROVE ADDITIONAL GUARANTEE TO SHAREHOLDER YES FOR FOR
ZHANGJIAGANG HUAXING ELECTRIC POWER CO., LTD.
PROPOSAL #21: APPROVE ADDITIONAL GUARANTEE TO SHAREHOLDER YES FOR FOR
SUBSIDIARIES BY HUAXI MINING CO., LTD.
PROPOSAL #22: APPROVE APPLICATION FOR FACTORING SHAREHOLDER YES FOR FOR
FINANCING TO INCREASE ASSET PLEDGE BY LINGSHI YINYUAN
COAL COKE DEVELOPMENT CO., LTD.
PROPOSAL #23: APPROVE APPLICATION FOR LOAN INCREASE SHAREHOLDER YES FOR FOR
PLEDGE BY HUAYAN LOGISTICS CO., LTD.
PROPOSAL #24: APPROVE COMPANY TO PROVIDE AN SHAREHOLDER YES FOR FOR
ADDITIONAL CNY 3.6 BILLION IN ASSETS TO THE
BONDHOLDERS WHO REACHED THE "13 YONGTAI DEBT"
EXCHANGE PAYMENT SETTLEMENT AGREEMENT
ISSUER: Wintime Energy Co., Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCE LEASE BUSINESS OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION SHAREHOLDER YES FOR FOR
BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Wintime Energy Co., Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY HUACHEN ISSUER YES FOR FOR
POWER CO., LTD.
PROPOSAL #2: APPROVE MORTGAGE OF EQUITY BY HUAYUAN ISSUER YES FOR FOR
NEW ENERGY CO., LTD.
ISSUER: Wintime Energy Co., Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE CHANGE IN REGISTERED ADDRESS AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Wintime Energy Co., Ltd.
TICKER: 600157 CUSIP: Y9649L104
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF ZHENGZHOU
YUZHONG ENERGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE PLAN ISSUER YES FOR FOR
ISSUER: Wipro Limited
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT RISHAD A PREMJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT IREENA VITTAL AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Wipro Limited
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT RISHAD A PREMJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT IREENA VITTAL AS DIRECTOR ISSUER YES AGAINST AGAINST
ISSUER: Wipro Limited
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 6/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: ELECT ARUNDHATI BHATTACHARYA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Wipro Ltd.
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Wipro Ltd.
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 2/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Wipro Ltd.
TICKER: 507685 CUSIP: 97651M109
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #2: ELECT ARUNDHATI BHATTACHARYA AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Wipro Ltd.
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
ISSUER: Wipro Ltd.
TICKER: 507685 CUSIP: Y96659142
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES AGAINST AGAINST
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
ISSUER: Wisdom Education International Holdings Co. Ltd.
TICKER: 6068 CUSIP: G97228103
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LIU XUEBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LI JIUCHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG YONGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Wisdom Marine Lines Co. Ltd.
TICKER: 2637 CUSIP: G9721M103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #8: APPROVE CASH CAPITAL INCREASE BY ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES
ISSUER: Wise Talent Information Technology Co., Ltd.
TICKER: 6100 CUSIP: G9722R101
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DAI KEBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT CHEN XINGMAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT XU LILI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT SHAO YIBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT ZUO LINGYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DING GORDON YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT YE YAMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: ELECT ZHANG XIMENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2i: ELECT CHOI ONWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2j: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE KPMG AS AUDITOR AND TO FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Wisesoft Co., Ltd.
TICKER: 002253 CUSIP: Y9656B106
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8.1: ELECT YOU ZHISHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT FAN XIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT ZHANG ZILI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT LI YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT YANG HONGYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT ZHENG NIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT FAN ZILI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT YU GUANGZHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT CHE XIAOXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT ZHANG YANGZE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT WANG ANWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wistron Corp.
TICKER: 3231 CUSIP: Y96738102
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF COMMON SHARES TO ISSUER YES FOR FOR
SPONSOR THE ISSUANCE OF GDR OR ISSUANCE OF COMMON
SHARES THROUGH PUBLIC OFFERING OR ISSUANCE OF SHARES
THROUGH PRIVATE PLACEMENT OR ISSUANCE OF SHARES TO
SPONSOR THE ISSUANCE OF GDR VIA PRIVATE PLACEMENT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Wistron NeWeb Corp.
TICKER: 6285 CUSIP: Y96739100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Wiz Solucoes e Corretagem de Seguros SA
TICKER: WIZS3 CUSIP: P98806105
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION WITH A RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: Wiz Solucoes e Corretagem de Seguros SA
TICKER: WIZS3 CUSIP: P98806105
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 2 RE: CORPORATE PURPOSE ISSUER NO N/A N/A
PROPOSAL #2: AMEND ARTICLES RE: DECREASE IN NUMBER OF ISSUER NO N/A N/A
STATUTORY EXECUTIVES FROM THREE TO A MINIMUM OF TWO
EXECUTIVES AND FROM FIVE TO A MAXIMUM OF THREE
EXECUTIVES
PROPOSAL #3: AMEND ARTICLES RE: ALLOW BOARD CHAIRMAN ISSUER NO N/A N/A
TO ACT AS AN EXECUTIVE OFFICER IN CASE OF ABSENCE
PROPOSAL #4: AMEND ARTICLES RE: RESPONSIBILITIES OF ISSUER NO N/A N/A
THE CEO
PROPOSAL #5: AMEND ARTICLES RE: REMOVAL OF STATUTORY ISSUER NO N/A N/A
POSITIONS FOR EXECUTIVE OFFICER AND LEGAL AND
COMPLIANCE OFFICER
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER NO N/A N/A
ISSUER: Wiz Solucoes e Corretagem de Seguros SA
TICKER: WIZS3 CUSIP: P98806105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER NO N/A N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: Wiz Solucoes e Corretagem de Seguros SA
TICKER: WIZS3 CUSIP: P98806105
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDEMNITY CONTRACTS BETWEEN THE ISSUER NO N/A N/A
COMPANY, BOARD OF DIRECTORS AND COMMITTEES
ISSUER: Wockhardt Ltd.
TICKER: WOCKPHARMA CUSIP: Y73505136
MEETING DATE: 8/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT HUZAIFA KHORAKIWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE HARIBHAKTI & CO. LLP, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: ELECT ZAHABIYA KHORAKIWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF HUZAIFA KHORAKIWALA AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF MURTAZA KHORAKIWALA AS MANAGING DIRECTOR
PROPOSAL #8: REELECT AMAN MEHTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: REELECT DAVINDER SINGH BRAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT SANJAYA BARU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
ISSUER: Wockhardt Ltd.
TICKER: 532300 CUSIP: Y73505136
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BALDEV RAJ ARORA TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF LOANS, GUARANTEES, ISSUER YES AGAINST AGAINST
AND SECURITIES
ISSUER: Wockhardt Ltd.
TICKER: 532300 CUSIP: Y73505136
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF NON-CONVERTIBLE NON- ISSUER YES FOR FOR
CUMULATIVE REDEEMABLE PREFERENCE SHARES TO MEMBERS OF
THE PROMOTER GROUP
ISSUER: Wolong Electric Group Co. Ltd.
TICKER: 600580 CUSIP: Y9891E105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Wolong Electric Group Co. Ltd.
TICKER: 600580 CUSIP: Y9891E105
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Wolong Electric Group Co. Ltd.
TICKER: 600580 CUSIP: Y9891E105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE SIGNING OF BUSINESS COOPERATION ISSUER YES FOR FOR
ANNUAL FRAMEWORK AGREEMENT
ISSUER: Wolong Real Estate Group Co., Ltd.
TICKER: 600173 CUSIP: Y6147D105
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Wolong Real Estate Group Co., Ltd.
TICKER: 600173 CUSIP: Y6147D105
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN YANNI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG XIQUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GUO XIAOXIONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT DU QIULONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT NI YUTAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT MA YAJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT HE DA'AN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT DU XINGQIANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN LINLIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN TIYIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT FANG JUNXIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Wolong Real Estate Group Co., Ltd.
TICKER: 600173 CUSIP: Y6147D105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
ISSUER: Wolong Real Estate Group Co., Ltd.
TICKER: 600173 CUSIP: Y6147D105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATIONS AND APPOINTMENTS ISSUER YES FOR FOR
OF FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #2.10: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE BONDHOLDER MEETING ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2.19: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 COMPANY'S PLAN FOR ISSUANCE ISSUER YES FOR FOR
OF CONVERTIBLE BONDS
PROPOSAL #4: APPROVE 2018 DEMONSTRATION ANALYSIS ISSUER YES FOR FOR
REPORT ON THIS TRANSACTION
PROPOSAL #5: APPROVE 2018 FEASIBILITY ANALYSIS REPORT ISSUER YES FOR FOR
ON THE USE OF PROCEEDS
PROPOSAL #6: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE BONDHOLDERS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #10: APPROVE AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
AND CHANGES IN REGISTERED CAPITAL
PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #12: ELECT ZHONG JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL AND PURPOSE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN A CONTROLLED
SUBSIDIARY
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT OF RAISED FUND ISSUER YES FOR FOR
MANAGEMENT AND USAGE SYSTEM
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 3/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHA ZHONGMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Wonders Information Co., Ltd.
TICKER: 300168 CUSIP: Y9669S104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF SICHUAN ISSUER YES FOR FOR
HAOTE COMMUNICATION CO., LTD. AND INTRODUCTION OF
INVESTORS AS WELL AS GUARANTEE PROVISION
ISSUER: Woolworths Holdings Ltd.
TICKER: WHL CUSIP: S98758121
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT PATRICK ALLAWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT ANDREW HIGGINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT GAIL KELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT ZYDA RYLANDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT SIZAKELE MZIMELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH JOHANNA CORNELIA DE VILLIERS AS
THE DESIGNATED AUDITOR
PROPOSAL #4.1: RE-ELECT PATRICK ALLAWAY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT ZARINA BASSA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT HUBERT BRODY AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT ANDREW HIGGINSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION IMPLEMENTATION ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #7: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #10: APPROVE ISSUANCE OF SHARES OR OPTIONS ISSUER YES FOR FOR
AND GRANT FINANCIAL ASSISTANCE IN TERMS OF THE
COMPANY'S SHARE-BASED INCENTIVE SCHEMES
ISSUER: Workpoint Entertainment Public Co., Ltd.
TICKER: WORK CUSIP: Y9695B117
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PHANYA NIRUNKUL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT PRAPAS CHOLSARANON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PHANICH SODSEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Wowprime Corp.
TICKER: 2727 CUSIP: Y969B9107
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: WPG Holdings Ltd.
TICKER: 3702 CUSIP: Y9698R101
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
ISSUER: WT Microelectronics Co., Ltd.
TICKER: 3036 CUSIP: Y9657B105
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7.1: ELECT CHENG WEN TSUNG, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT HSU WEN HUNG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 3, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT SUNG KAO HSIN MING, WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 55806, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT CHENG KEN YI, REPRESENTATIVE OF ISSUER YES FOR FOR
WEN YOU INVESTMENT CO LTD, WITH SHAREHOLDER NO. 6747,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT CHENG TIEN CHONG, WITH ID NO. ISSUER YES FOR FOR
A100249XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT KUNG JU CHIN, WITH ID NO. ISSUER YES FOR FOR
A220972XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT LIN CHE WEI, WITH ID NO. ISSUER YES FOR FOR
F120142XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
ISSUER: Wuhan Department Store Group Co., Ltd.
TICKER: 501 CUSIP: Y9715H102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
AND LOANS
PROPOSAL #8: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE
BONDS AS WELL AS ITS RELEVANT AUTHORIZATIONS
PROPOSAL #10: ELECT CHEN CHANGYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT YANG TINGJIE AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wuhan East Lake High Technology Group Co., Ltd.
TICKER: 600133 CUSIP: Y9715Q102
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO YEHU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE ADJUSTMENTS TO GUARANTEE SCOPE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MORTGAGE FINANCING ISSUER YES FOR FOR
ISSUER: Wuhan East Lake High Technology Group Co., Ltd.
TICKER: 600133 CUSIP: Y9715Q102
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBER AND ISSUE ISSUER YES FOR FOR
MANNER
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET ASSET AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.6: APPROVE SCALE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.9: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
REWARD ARRANGEMENT
PROPOSAL #2.1: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.11: APPROVE LISTING LOCATION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE PAR VALUE AND TYPE OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.13: APPROVE ISSUE MANNER AND ISSUE PERIOD ISSUER YES FOR FOR
OF RAISING SUPPORTING FUNDS
PROPOSAL #2.14: APPROVE TARGET PARTIES AND ISSUER YES FOR FOR
SUBSCRIPTION MANNER OF RAISING SUPPORTING FUNDS
PROPOSAL #2.15: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE OF RAISING SUPPORTING
FUNDS
PROPOSAL #2.16: APPROVE ISSUE SCALE OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.17: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2.18: APPROVE LOCK-UP PERIOD OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.19: APPROVE LISTING LOCATION OF RAISING ISSUER YES FOR FOR
SUPPORTING FUNDS
PROPOSAL #2.2: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS OF RAISING SUPPORTING FUNDS
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THIS RESTRUCTURING PLAN ISSUER YES FOR FOR
CONSTITUTES AS MAJOR ADJUSTMENT
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION DOES NOT COMPLY WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING
MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES
AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #7: APPROVE SIGNING OF SUPPLEMENTAL ISSUER YES FOR FOR
AGREEMENT ON CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE BASIS AND FAIRNESS OF PRICING ISSUER YES FOR FOR
FOR THIS TRANSACTION
PROPOSAL #13: APPROVE AUDIT REPORT, PROFIT FORECAST ISSUER YES FOR FOR
REPORT AND APPRAISAL REPORT OF THE TRANSACTION
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #16: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #17: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #18: APPROVE TRANSFER OF 95% EQUITY ISSUER YES FOR FOR
ISSUER: Wuhan Guide Infrared Co., Ltd.
TICKER: 2414 CUSIP: Y97082104
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF EXCESS RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Wuhan Guide Infrared Co., Ltd.
TICKER: 002414 CUSIP: Y97082104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wuhan Guide Infrared Co., Ltd.
TICKER: 002414 CUSIP: Y97082104
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wuhan Jingce Electronic Group Co. Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Wuhan Jingce Electronic Group Co. Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT ON BANK CREDIT LINE ISSUER YES FOR FOR
AND ITS RELATED GUARANTEES
PROPOSAL #3: APPROVE CONTROLLING SHAREHOLDER TO ISSUER YES FOR FOR
PROVIDE GUARANTEE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wuhan Jingce Electronic Group Co. Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PENG QIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN KAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SHEN YAFEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHANG HUIDE AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MA CHUANGANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HU LEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI DONGYE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Wuhan Jingce Electronic Group Co., Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO ADJUST THE REMUNERATION OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Wuhan Jingce Electronic Group Co., Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Wuhan Jingce Electronic Group Co., Ltd.
TICKER: 300567 CUSIP: Y970AF102
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON REPURCHASE PRICE ISSUER YES FOR FOR
OF PERFORMANCE SHARE INCENTIVE PLAN AS WELL AS
REPURCHASE CANCELLATION OF PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Wuhan Raycus Fiber Laser Technologies Co., Ltd.
TICKER: 300747 CUSIP: Y9714L104
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Wuhan Raycus Fiber Laser Technologies Co., Ltd.
TICKER: 300747 CUSIP: Y9714L104
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Wuhan Yangtze Communication Industry Group Co., Ltd.
TICKER: 600345 CUSIP: Y9717M109
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION OF ISSUER NO N/A N/A
INFORMATION INDUSTRIAL PARK
ISSUER: Wuhan Yangtze Communication Industry Group Co., Ltd.
TICKER: 600345 CUSIP: Y9717M109
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XIA CUNHAI AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
PROPOSAL #2.1: ELECT ZHOU XIKANG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Wuhan Yangtze Communication Industry Group Co., Ltd.
TICKER: 600345 CUSIP: Y9717M109
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER NO N/A N/A
FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
ISSUER: Wuhu Conch Profiles & Science Co., Ltd.
TICKER: 000619 CUSIP: Y9717Q100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 2555 CUSIP: Y9717X105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 002555 CUSIP: Y9717X105
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF CAR PARTS
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 002555 CUSIP: Y9717X105
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 2555 CUSIP: Y9717X105
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE TYPE, SCALE, ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL AND AMOUNT
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PRICE, PRICE ISSUER YES FOR FOR
RANGE OR PRICING PRINCIPLE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
IMPLEMENTATION PERIOD
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: ELECT CHEN XIALIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 002555 CUSIP: Y9717X105
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR IMPAIRMENT OF ISSUER YES FOR FOR
GOODWILL
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 002555 CUSIP: Y9717X105
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI WEIWEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YANG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CHEN XIALIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WU WEIHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHANG YUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT NI NING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU NING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.3: ELECT YIN BIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.4: ELECT CHEN JIANLIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHENG LIN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
TICKER: 2555 CUSIP: Y9717X105
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
COMPENSATION SHARES AND CASH BACK
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #8: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND SHARE CAPITAL
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
TICKER: 002555 CUSIP: Y9717X105
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT OF PHASE 2 EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN AND ITS SUMMARY
PROPOSAL #2: APPROVE MANAGEMENT RULES OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 2 EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Wuhu Token Science Co., Ltd.
TICKER: 300088 CUSIP: Y9717T104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #10: ELECT XU SHUHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT ZHOU ZIQIAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AUTHORIZATION OF MANAGEMENT ISSUER YES FOR FOR
LEVEL POSITION TO HANDLE THE BANK CREDIT LINE
PROPOSAL #13.1: ELECT DING LIJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT ZHOU BO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Wuliangye Yibin Co., Ltd.
TICKER: 000858 CUSIP: Y9718N106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT ZOU TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE DISMISSAL OF YU MINGSHU AS ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #4: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
ENTITY OF THE RAISED FUNDS INVESTMENT PROJECT
ISSUER: Wuliangye Yibin Co., Ltd.
TICKER: 858 CUSIP: Y9718N106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: ELECT JIANG WENGE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE DISMISSAL OF ZHANG HUI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11: APPROVE INVESTMENT OF TECHNICAL ISSUER YES FOR FOR
INFRASTRUCTURE PROJECTS
PROPOSAL #12: APPROVE 2019 COMPREHENSIVE BUDGET PLAN ISSUER YES FOR FOR
ISSUER: WUS Printed Circuit (Kunshan) Co., Ltd.
TICKER: 2463 CUSIP: Y9716K104
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU LIGAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHEN MEIFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WU CHUANBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WU CHUANLIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT GAO WENXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LIN MINGYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LI SHUSONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU ANFU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LUO ZHENGYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GUO XIULUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIN MEIZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN REGISTERED CAPITAL SHAREHOLDER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: WUS Printed Circuit (Kunshan) Co., Ltd.
TICKER: 002463 CUSIP: Y9716K104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE CONTINUED PROVISION OF FINANCIAL ISSUER NO N/A N/A
ASSISTANCE
PROPOSAL #7: APPROVE CAPITAL INJECTION PLAN ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO ADJUST THE REMUNERATION OF ISSUER NO N/A N/A
SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARES AND ADJUSTMENT ON SHARE REPURCHASE
PRICE OF PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #14: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER NO N/A N/A
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: WUS Printed Circuit Co., Ltd.
TICKER: 2316 CUSIP: Y97170107
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #6: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: APPROVE CAPITAL REDUCTION ISSUER YES FOR FOR
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PHASE 2 STOCK OPTION ISSUER YES FOR FOR
INCENTIVE PLAN AND ITS SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE AND PRINCIPLE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ISSUER YES FOR FOR
DISTRIBUTION OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE TIME ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING STOCK OPTION
PROPOSAL #1.8: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE IMPLEMENTATION OF THE STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE MERGER BY ABSORPTION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF SUBSIDIARY AND INDIRECT SUBSIDIARY AND
PROVISION OF GUARANTEE BY THE COMPANY
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT (REVISED DRAFT) AND ISSUER YES FOR FOR
SUMMARY OF 2018 STOCK OPTION INCENTIVE PLAN AND ITS
SUMMARY
PROPOSAL #1.1: APPROVE PURPOSE AND PRINCIPLE OF THE ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #1.2: APPROVE MANAGING INSTITUTION ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE SCHEDULE OF THIS PLAN ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND METHOD OF ISSUER YES FOR FOR
DETERMINATION
PROPOSAL #1.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
EXERCISING
PROPOSAL #1.8: APPROVE METHOD AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE IMPLEMENTING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY
AND INCENTIVE OBJECTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED)
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #2: ELECT ZHANG JIANGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION BY SUBSIDIARY AND INDIRECT SUBSIDIARY AND
PROVISION OF GUARANTEE
PROPOSAL #3: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #4: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE SIGNING OF STRATEGIC COOPERATION ISSUER YES FOR FOR
AGREEMENT AND RELATED PARTY TRANSACTIONS BY WHOLLY-
OWNED SUBSIDIARY
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORMULATE MAJOR EVENT DECISION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #2: AMEND EXTERNAL INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #3: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Wutong Holding Group Co., Ltd.
TICKER: 300292 CUSIP: Y444E2103
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USAGE OF FUNDS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND OTHER RELATED PARTIES
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE REMUNERATION MANAGEMENT SYSTEM ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #14: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #15: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE PROVISION OF LOAN TO SUBSIDIARY ISSUER YES FOR FOR
AND INDIRECT SUBSIDIARY
PROPOSAL #17: APPROVE PROVISION OF LOAN FOR GUANGZHOU ISSUER YES FOR FOR
XINFENG FEIDE NETWORK TECHNOLOGY CO., LTD
ISSUER: WuXi AppTec Co., Ltd.
TICKER: 2359 CUSIP: Y971B1100
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORTS AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR A
SHARES AND/OR H SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE DELOITTE TOUCHE TOHMATSU AS PRC ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #13: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
OFFSHORE FINANCIAL REPORT AUDITORS
PROPOSAL #14: APPROVE FOREIGN EXCHANGE HEDGING LIMIT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #16: APPROVE EXPANSION OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #19: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #20: APPROVE AMENDMENTS TO THE MANAGEMENT ISSUER YES FOR FOR
MEASURES ON RAISED FUNDS
ISSUER: WuXi AppTec Co., Ltd.
TICKER: 2359 CUSIP: Y971B1100
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED A AND H ISSUER YES FOR FOR
SHARE CAPITAL
ISSUER: Wuxi Biologics (Cayman), Inc.
TICKER: 2269 CUSIP: G97008109
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WEICHANG ZHOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT YIBING WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT YANLING CAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF SPECIFIC MANDATE TO THE ISSUER YES FOR FOR
DIRECTORS TO ISSUE AND ALLOT THE CONNECTED
RESTRICTED SHARES AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE GRANT OF CONNECTED RESTRICTED ISSUER YES FOR FOR
SHARES PURSUANT TO THE SCHEME TO ZHISHENG CHEN
PROPOSAL #10: APPROVE GRANT OF CONNECTED RESTRICTED ISSUER YES FOR FOR
SHARES PURSUANT TO THE SCHEME TO WEICHANG ZHOU
PROPOSAL #11: APPROVE GRANT OF CONNECTED RESTRICTED ISSUER YES FOR FOR
SHARES PURSUANT TO THE SCHEME TO EDWARD HU
PROPOSAL #12: APPROVE GRANT OF CONNECTED RESTRICTED ISSUER YES FOR FOR
SHARES PURSUANT TO THE SCHEME TO WILLIAM ROBERT
PROPOSAL #13: APPROVE GRANT OF CONNECTED RESTRICTED ISSUER YES FOR FOR
SHARES PURSUANT TO THE SCHEME TO WO FELIX
ISSUER: Wuxi Commercial Mansion Grand Orient Co., Ltd.
TICKER: 600327 CUSIP: Y97179108
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
BUSINESS SCOPE AS WELL AS AMEND ARTICLES OF
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE IN WHOLLY-OWNED
SUBSIDIARY BY CONTROLLING SHAREHOLDER
ISSUER: Wuxi Commercial Mansion Grand Orient Co., Ltd.
TICKER: 600327 CUSIP: Y97179108
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OPINION ON 2018 REMUNERATION OF ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE 2019 REMUNERATION ASSESSMENT OF ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION AS WELL AS ITS RELEVANT GUARANTEE
PROPOSAL #10: APPROVE ADDITIONAL SECURITIES ISSUER YES FOR FOR
INVESTMENT PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #14: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: WUXI HODGEN TECHNOLOGY CO., LTD.
TICKER: 300279 CUSIP: Y9716S107
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #2: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO REPLENISH WORKING CAPITAL
ISSUER: Wuxi Hodgen Technology Co., Ltd.
TICKER: 300279 CUSIP: Y9716S107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FENG HONGTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU HONGBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT GU QUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT YING HUIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LU XIAOJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT WEI WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHOU XINHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZENG HUIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU JIANGTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHU MENGZHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WU FAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #4.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TOTAL FUNDS USED FOR THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #4.5: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #4.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Wuxi Hodgen Technology Co., Ltd.
TICKER: 300279 CUSIP: Y9716S107
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL AS WELL AS CHANGE IN USAGE
OF PARTIAL RAISED FUNDS
ISSUER: Wuxi Hodgen Technology Co., Ltd.
TICKER: 300279 CUSIP: Y9716S107
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERNAL BUSINESS INTEGRATION ISSUER YES FOR FOR
AND STRUCTURAL ADJUSTMENT
ISSUER: Wuxi Hodgen Technology Co., Ltd.
TICKER: 300279 CUSIP: Y9716S115
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: ELECT FANG KAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Wuxi Huadong Heavy Machinery Co., Ltd.
TICKER: 2685 CUSIP: Y97184108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INVESTMENT IN BANK FINANCIAL ISSUER YES AGAINST AGAINST
PRODUCTS
ISSUER: Wuxi Huaguang Boiler Co., Ltd.
TICKER: 600475 CUSIP: G9806H102
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #17: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #19.1: ELECT JIANG ZHIJIAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #19.2: ELECT TANG XINGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #19.3: ELECT MIAO QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.4: ELECT MAO JUNHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.1: ELECT ZHAO CHANGSUI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #20.2: ELECT CAI JIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #20.3: ELECT XU GANG AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #21.1: ELECT HE FANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #21.2: ELECT SONG ZHENGPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wuxi Lead Intelligent Equipment Co., Ltd.
TICKER: 300450 CUSIP: Y9717H100
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Wuxi Lead Intelligent Equipment Co., Ltd.
TICKER: 300450 CUSIP: Y9717H100
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CAI JIANBO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wuxi Lead Intelligent Equipment Co., Ltd.
TICKER: 300450 CUSIP: Y9717H100
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION OF WHOLLY-OWNED
PROPOSAL #4: APPROVE ADJUSTMENT OF REPURCHASE PRICE ISSUER YES FOR FOR
AND REPURCHASE AND CANCELLATION OF PERFORMANCE SHARE
ISSUER: Wuxi Lead Intelligent Equipment Co., Ltd.
TICKER: 300450 CUSIP: Y9717H100
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE OCCUPATION OF ISSUER YES FOR FOR
COMPANY'S FUNDS BY CONTROLLING SHAREHOLDERS AND OTHER
RELATED PARTIES AS WELL AS EXTERNAL GUARANTEE
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INCREASE THE AMOUNT OF ISSUER YES FOR FOR
BORROWINGS FROM CONTROLLING SHAREHOLDER AND RELATED
PARTY TRANSACTIONS
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #11: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #11.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #11.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #11.11: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #11.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #11.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #11.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #11.16: APPROVE BONDHOLDERS AND BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #11.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #11.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #11.19: APPROVE MANAGEMENT AND DEPOSIT ISSUER YES FOR FOR
ACCOUNT OF RAISED FUNDS
PROPOSAL #11.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #14: APPROVE DEMONSTRATION ANALYSIS REPORT ISSUER YES FOR FOR
IN CONNECTION TO PUBLIC ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #15: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #17: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #18: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #19: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
RETURN PLAN
ISSUER: Wuxi Lead Intelligent Equipment Co., Ltd.
TICKER: 300450 CUSIP: Y9717H100
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN USAGE OF IDLE OWN ISSUER YES FOR FOR
FUNDS TO CONDUCT CASH MANAGEMENT
PROPOSAL #2: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #3: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG QINGQI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717K103
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FANG HONGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LU JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIAO MINGGUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT JIANG PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU SIXIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SUN YUNAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIANG QINGYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT TAO XIANGNAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHU HEPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU DI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG SHOUHU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRADEMARK LICENSE AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717K103
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION VIA SHARE ISSUER YES FOR FOR
SWAP AND ISSUANCE OF SHARES COMPLIES WITH RELEVANT
LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MERGER BY ABSORPTION PLAN VIA ISSUER YES FOR FOR
SHARE SWAP AND ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE SUBJECT MERGER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF MERGER ISSUER YES FOR FOR
PROPOSAL #2.3: MERGER EFFECTIVE DATE AND COMPLETION ISSUER YES FOR FOR
DATE
PROPOSAL #2.4: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE PRICE OF MIDEA GROUP ISSUER YES FOR FOR
CO., LTD.
PROPOSAL #2.7: APPROVE CONVERSION PRICE OF WUXI ISSUER YES FOR FOR
LITTLE SWAN CO., LTD.
PROPOSAL #2.8: APPROVE CONVERSION RATIO ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SHARE SWAP BY ISSUANCE OF ISSUER YES FOR FOR
SHARE OF MIDEA GROUP CO., LTD.
PROPOSAL #2.1: APPROVE PURCHASE CLAIM OF DISSIDENT ISSUER YES FOR FOR
SHAREHOLDER OF MIDEA GROUP CO., LTD.
PROPOSAL #2.11: APPROVE CASH OPTION FOR DISSIDENT ISSUER YES FOR FOR
SHAREHOLDERS OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.12: APPROVE DISSENT SHAREHOLDER PURCHASE ISSUER YES FOR FOR
CLAIM PRICE OF MIDEA GROUP CO., LTD. AND ADJUSTMENT
MECHANISM OF DISSIDENT SHAREHOLDERS' CASH OPTION
PRICE OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.13: APPROVE CONVERSION IMPLEMENTATION ISSUER YES FOR FOR
DATE
PROPOSAL #2.14: APPROVE CONVERSION METHOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE ISSUANCE OF SHARES LISTED FOR ISSUER YES FOR FOR
CIRCULATION OF MIDEA GROUP CO., LTD.
PROPOSAL #2.16: APPROVE FRACTIONAL SHARES PROCESSING ISSUER YES FOR FOR
METHOD
PROPOSAL #2.17: APPROVE HANDLING OF LIMITED RIGHTS OF ISSUER YES FOR FOR
SHARES OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.18: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.19: APPROVE CREDITOR'S RIGHTS AND DEBTS ISSUER YES FOR FOR
INVOLVED IN THE MERGER
PROPOSAL #2.2: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.21: APPROVE EMPLOYEE PLACEMENT ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON MERGER BY ISSUER YES FOR FOR
ABSORPTION VIA SHARE SWAP AND ISSUANCE OF SHARES AS
WELL AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF MERGER BY ABSORPTION VIA SHARE SWAP
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES AND WITH
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE RELEVANT FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EVALUATION REPORT ON THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717V109
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FANG HONGBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT LU JIANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIAO MINGGUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT JIANG PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHOU SIXIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SUN YUNAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIANG QINGYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT TAO XIANGNAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHU HEPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIU DI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WANG SHOUHU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRADEMARK LICENSE AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717V109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION VIA SHARE ISSUER YES FOR FOR
SWAP AND ISSUANCE OF SHARES COMPLIES WITH RELEVANT
LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MERGER BY ABSORPTION PLAN VIA ISSUER YES FOR FOR
SHARE SWAP AND ISSUANCE OF SHARES
PROPOSAL #2.1: APPROVE SUBJECT MERGER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE METHOD OF MERGER ISSUER YES FOR FOR
PROPOSAL #2.3: MERGER EFFECTIVE DATE AND COMPLETION ISSUER YES FOR FOR
DATE
PROPOSAL #2.4: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE PRICE OF MIDEA GROUP ISSUER YES FOR FOR
CO., LTD.
PROPOSAL #2.7: APPROVE CONVERSION PRICE OF WUXI ISSUER YES FOR FOR
LITTLE SWAN CO., LTD.
PROPOSAL #2.8: APPROVE CONVERSION RATIO ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SHARE SWAP BY ISSUANCE OF ISSUER YES FOR FOR
SHARE OF MIDEA GROUP CO., LTD.
PROPOSAL #2.1: APPROVE PURCHASE CLAIM OF DISSIDENT ISSUER YES FOR FOR
SHAREHOLDER OF MIDEA GROUP CO., LTD.
PROPOSAL #2.11: APPROVE CASH OPTION FOR DISSIDENT ISSUER YES FOR FOR
SHAREHOLDERS OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.12: APPROVE DISSENT SHAREHOLDER PURCHASE ISSUER YES FOR FOR
CLAIM PRICE OF MIDEA GROUP CO., LTD. AND ADJUSTMENT
MECHANISM OF DISSIDENT SHAREHOLDERS' CASH OPTION
PRICE OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.13: APPROVE CONVERSION IMPLEMENTATION ISSUER YES FOR FOR
DATE
PROPOSAL #2.14: APPROVE CONVERSION METHOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE ISSUANCE OF SHARES LISTED FOR ISSUER YES FOR FOR
CIRCULATION OF MIDEA GROUP CO., LTD.
PROPOSAL #2.16: APPROVE FRACTIONAL SHARES PROCESSING ISSUER YES FOR FOR
METHOD
PROPOSAL #2.17: APPROVE HANDLING OF LIMITED RIGHTS OF ISSUER YES FOR FOR
SHARES OF WUXI LITTLE SWAN CO., LTD.
PROPOSAL #2.18: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.19: APPROVE CREDITOR'S RIGHTS AND DEBTS ISSUER YES FOR FOR
INVOLVED IN THE MERGER
PROPOSAL #2.2: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.21: APPROVE EMPLOYEE PLACEMENT ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DRAFT AND SUMMARY ON MERGER BY ISSUER YES FOR FOR
ABSORPTION VIA SHARE SWAP AND ISSUANCE OF SHARES AS
WELL AS RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #6: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF MERGER BY ABSORPTION VIA SHARE SWAP
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES AND WITH
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE RELEVANT FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EVALUATION REPORT ON THIS ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717V109
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
ISSUER: Wuxi Little Swan Co. Ltd.
TICKER: 200418 CUSIP: Y9717V109
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE FUTURES HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #10: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN ENTRUSTED FINANCIAL PRODUCTS
ISSUER: Wuxi Taiji Industry Co., Ltd.
TICKER: 600667 CUSIP: Y97185105
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CONSTRUCTION PROJECT EPC CONTRACT BY
SUBSIDIARY
ISSUER: Wuxi Taiji Industry Co., Ltd.
TICKER: 600667 CUSIP: Y97185105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Wuxi Taiji Industry Co., Ltd.
TICKER: 600667 CUSIP: Y97185105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS AND 2019 DAILY RELATED-PARTY
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE THE CLOSURE AND CHANGE ON ISSUER YES FOR FOR
PORTIONS OF FUNDRAISING PROJECTS AND THE USE OF
RAISED FUNDS FOR PURCHASING ASSETS AND OTHER MATTERS
RELATING TO THIS
ISSUER: XCMG Construction Machinery Co., Ltd.
TICKER: 000425 CUSIP: Y9T17R112
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: XCMG Construction Machinery Co., Ltd.
TICKER: 425 CUSIP: Y9T17R112
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURCHASE OF MATERIALS OR ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #1.2: APPROVE SELLING MATERIALS OR PRODUCTS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE RENT OR LEASE OF PROPERTIES, ISSUER YES FOR FOR
EQUIPMENT AND PRODUCTS
PROPOSAL #1.4: APPROVE USE OF LICENSING TRADEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE COOPERATIVE TECHNOLOGY ISSUER YES FOR FOR
DEVELOPMENT
PROPOSAL #1.6: APPROVE PROVISION OR ACCEPTANCE OF ISSUER YES FOR FOR
SERVICES
PROPOSAL #1.7: APPROVE ENTRUST OPERATIONS TO RELATED ISSUER YES FOR FOR
PARTIES
PROPOSAL #2: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
ISSUER: XCMG Construction Machinery Co., Ltd.
TICKER: 000425 CUSIP: Y9T17R112
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG QUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
MORTGAGE BUSINESS
PROPOSAL #2.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE BUSINESS
PROPOSAL #2.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FOREIGN DISTRIBUTOR FINANCING BUSINESS
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE FROM FINANCIAL INSTITUTION
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #5.1: APPROVE ISSUER ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE SCALE AND STAGING ISSUER YES FOR FOR
DISTRIBUTION ARRANGEMENT
PROPOSAL #5.3: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE BOND REPAYMENT GUARANTEE ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: XCMG Construction Machinery Co., Ltd.
TICKER: 425 CUSIP: Y9T17R112
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE WRITE-OFF OF ASSETS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITORS AND PAYMENT ISSUER YES FOR FOR
OF THEIR REMUNERATION
PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Xiamen 35.Com Technology Co., Ltd.
TICKER: 300051 CUSIP: Y97259108
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF INTERNET ISSUER YES FOR FOR
INVESTMENT M&A FUND
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Xiamen 35.Com Technology Co., Ltd.
TICKER: 300051 CUSIP: Y97259108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY'S REGISTERED CAPITAL, ISSUER YES FOR FOR
BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Xiamen 35.Com Technology Co., Ltd.
TICKER: 300051 CUSIP: Y97259108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL EFFECTIVENESS ISSUER YES FOR FOR
SELF-EVALUATION REPORT
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #11: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
ISSUER: Xiamen CD Inc.
TICKER: 600153 CUSIP: Y9721Y107
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #11: APPROVE COMMODITY DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.1: APPROVE ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #14.2: APPROVE ISSUANCE METHOD SHAREHOLDER YES FOR FOR
PROPOSAL #14.3: APPROVE PAR VALUE AND ISSUANCE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #14.4: APPROVE TARGET SUBSCRIBERS AND SHAREHOLDER YES FOR FOR
PLACING ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #14.5: APPROVE BOND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #14.6: APPROVE BOND INTEREST RATE AND SHAREHOLDER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #14.7: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #14.8: APPROVE SAFEGUARD MEASURES FOR DEBT SHAREHOLDER YES FOR FOR
REPAYMENT
PROPOSAL #14.9: APPROVE GUARANTEES SHAREHOLDER YES FOR FOR
PROPOSAL #14.1: APPROVE UNDERWRITING METHOD AND SHAREHOLDER YES FOR FOR
LISTING ARRANGEMENTS
PROPOSAL #14.11: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #15: APPROVE COMPANY'S PLAN FOR ISSUANCE OF SHAREHOLDER YES FOR FOR
CORPORATE BONDS
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE APPOINTMENT OF AUDITOR SHAREHOLDER YES FOR FOR
PROPOSAL #18.1: ELECT ZHANG YONGFENG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #18.2: ELECT HUANG WENZHOU AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #18.3: ELECT WANG QIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #18.4: ELECT YE YANLIU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #18.5: ELECT ZHENG YONGDA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #18.6: ELECT LIN MAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #19.1: ELECT DAI YIYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19.2: ELECT LIN TAO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.3: ELECT CHEN SHOUDE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20.1: ELECT LINFANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #20.2: ELECT ZOU SHAORONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Xiamen Faratronic Co., Ltd.
TICKER: 600563 CUSIP: Y9721Z104
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
MATTERS
PROPOSAL #8: APPROVE IMPROVEMENT OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE GUARANTEE OR NON-GUARANTEE LOW RISK
FINANCIAL PRODUCTS
ISSUER: Xiamen International Airport Co., Ltd.
TICKER: 600897 CUSIP: Y9721R102
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT ZHANG BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Xiamen International Airport Co., Ltd.
TICKER: 600897 CUSIP: Y9721R102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xiamen International Port Co. Ltd.
TICKER: 3378 CUSIP: Y97186103
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 MASTER PROPERTY SERVICES ISSUER YES FOR FOR
AGREEMENT, 2018 MASTER PROJECT MANAGEMENT AGREEMENT,
2018 MASTER ENGINEERING AGREEMENT, 2018 MASTER LABOUR
SERVICES AGREEMENT, AGGREGATE ANNUAL GENERAL
SERVICES CAPS AND RELATED TRANSACTIONS
ISSUER: Xiamen International Port Co., Ltd.
TICKER: 3378 CUSIP: Y97186103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS
AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Xiamen International Trade Group Corp. Ltd.
TICKER: 600755 CUSIP: Y9721U105
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF LIQUIDITY SUPPORT ISSUER YES FOR FOR
FOR OCEAN HOLDINGS GROUP (CHINA) CO., LTD.
PROPOSAL #3.1: ELECT LIN WEIQING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xiamen International Trade Group Corp. Ltd.
TICKER: 600755 CUSIP: Y9721U105
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF OWN FUNDS FOR INVESTMENT ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE LOAN FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER
PROPOSAL #5: APPROVE 2019 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XIAMEN GUOMAO HOLDINGS GROUP CO., LTD. AND ITS
SUBSIDIARY
PROPOSAL #6: APPROVE 2019 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH XIAMEN RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #7: APPROVE EQUITY ACQUISITION ISSUER YES FOR FOR
ISSUER: Xiamen International Trade Group Corp. Ltd.
TICKER: 600755 CUSIP: Y9721U105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #7: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE ISSUE SCALE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
INTEREST PAYMENT METHOD
PROPOSAL #7.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #7.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENTS FOR SHAREHOLDERS
PROPOSAL #7.9: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #7.1: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #7.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7.12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF CORPORATE
BONDS
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BONDS
PROPOSAL #9: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #9.1: APPROVE ISSUE SCALE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #9.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #9.7: APPROVE DEFERRED PAYMENT OF INTEREST ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE RESTRICTIONS ON COMPULSORY ISSUER YES FOR FOR
INTEREST DEFERRED PAYMENT AND INTEREST PAYMENT
PROPOSAL #9.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #9.11: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENTS
PROPOSAL #9.12: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #9.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #9.14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO ISSUANCE OF RENEWABLE
CORPORATE BONDS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE COMMODITY DERIVATIVES BUSINESS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
BUSINESS
ISSUER: Xiamen International Trade Group Corp. Ltd.
TICKER: 600755 CUSIP: Y9721U105
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT AS ISSUER YES FOR FOR
WELL AS RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
ISSUER: Xiamen Intretech, Inc.
TICKER: 002925 CUSIP: Y972FZ109
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: APPROVE FORMULATION OF SHAREHOLDER ISSUER YES FOR FOR
DIVIDEND RETURN PLAN
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #11: APPROVE CHANGE IN REGISTERED ADDRESS, ISSUER YES FOR FOR
REGISTERED CAPITAL AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Xiamen Intretech, Inc.
TICKER: 2925 CUSIP: Y972FZ109
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xiamen Kehua Hengsheng Co Ltd
TICKER: 002335 CUSIP: Y9718R107
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BILL POOL BUSINESS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Xiamen Kehua Hengsheng Co., Ltd.
TICKER: 2335 CUSIP: Y9718R107
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG ZHIQUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TERMINATION OF 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AND REPURCHASE AND CANCELLATION
OF PERFORMANCE SHARES
PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Xiamen Kehua Hengsheng Co., Ltd.
TICKER: 002335 CUSIP: Y9718R107
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Xiamen Kehua Hengsheng Co., Ltd.
TICKER: 2335 CUSIP: Y9718R107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF EQUITY-PLEDGE ISSUER YES FOR FOR
GUARANTEE FOR CONTROLLED SUBSIDIARY
ISSUER: Xiamen Kehua Hengsheng Co., Ltd.
TICKER: 2335 CUSIP: Y9718R107
MEETING DATE: 1/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF DATA CENTER PROJECT
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Xiamen Kehua Hengsheng Co., Ltd.
TICKER: 002335 CUSIP: Y9718R107
MEETING DATE: 2/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY ISSUER YES AGAINST AGAINST
APPLICATION OF LOAN AND PROVISION OF GUARANTEE
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN COMPANY'S NAME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xiamen King Long Motor Group Co., Ltd.
TICKER: 600686 CUSIP: Y97221108
MEETING DATE: 1/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USAGE OF IDLE OWN FUNDS FOR ISSUER YES FOR FOR
ENTRUSTED FINANCIAL MANAGEMENT
PROPOSAL #3: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR HIGER ISSUER YES FOR FOR
BUS CO., LTD. AND RELATED PARTY TRANSACTIONS
ISSUER: Xiamen King Long Motor Group Co., Ltd.
TICKER: 600686 CUSIP: Y97221108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO ISSUANCE OF SHARES
PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
MATTERS RELATING TO EXTEND THE RESOLUTION VALIDITY
PERIOD OF SHARE ISSUANCE
PROPOSAL #8: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE APPLICATION OF RENEWABLE ISSUER YES FOR FOR
ENTRUSTED LOAN
PROPOSAL #10: APPROVE LOAN PROVISION TO CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Xiamen King Long Motor Group Co., Ltd.
TICKER: 600686 CUSIP: Y97221108
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
ISSUER: Xiamen Kingdomway Group Co Ltd.
TICKER: 002626 CUSIP: Y9718S105
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INTEREST RATE SWAP BUSINESS ISSUER YES FOR FOR
ISSUER: Xiamen Kingdomway Group Co.
TICKER: 002626 CUSIP: Y9718S105
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Xiamen Kingdomway Group Co.
TICKER: 2626 CUSIP: Y9718S105
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG JINJIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Xiamen Kingdomway Group Co.
TICKER: 002626 CUSIP: Y9718S105
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD.
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT JIANG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT CHEN JIALIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT HONG HANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT WANG JIANCHENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT HUANG JINJIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT GAO ZHISONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT LONG XIAONING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT HUANG XINGLUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT LU XIANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT WANG SHUIHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT LIN SHUISHAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xiamen Kingdomway Group Co.
TICKER: 2626 CUSIP: Y9718S105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Xiamen Meiya Pico Information Co., Ltd.
TICKER: 300188 CUSIP: Y97264108
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE MANAGEMENT AUTHORIZATION ON ISSUER YES FOR FOR
DISPOSAL OF AVAILABLE-FOR-SALE FINANCIAL ASSETS
ISSUER: Xiamen Meiya Pico Information Co., Ltd.
TICKER: 300188 CUSIP: Y97264108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DRAFT AND SUMMARY ON STOCK SHAREHOLDER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #9: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xiamen Port Development Co. Ltd.
TICKER: 905 CUSIP: Y9724F105
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Xiamen Port Development Co. Ltd.
TICKER: 000905 CUSIP: Y9724F105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
FOR LUQIAO BUILDING MATERIALS
PROPOSAL #2: APPROVE CONTINUED GUARANTEE PROVISION ISSUER YES FOR FOR
FOR TRADING COMPANY
PROPOSAL #3.1: ELECT ZHANG GUIXIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Xiamen Port Development Co. Ltd.
TICKER: 905 CUSIP: Y9724F105
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 FORWARD SETTLEMENT AND ISSUER YES FOR FOR
FORWARD SALES BUSINESS
ISSUER: Xiamen Port Development Co. Ltd.
TICKER: 905 CUSIP: Y9724F105
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Xiamen Port Development Co. Ltd.
TICKER: 000905 CUSIP: Y9724F105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SIGNING OF SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE THAT THE COMPANY DOES NOT NEED ISSUER YES FOR FOR
TO PRODUCE A REPORT ON THE USAGE OF PREVIOUSLY RAISED
FUNDS
PROPOSAL #9: APPROVE OPENING OF SPECIAL RAISED FUNDS ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xiamen Port Development Co., Ltd.
TICKER: 000905 CUSIP: Y9724F105
MEETING DATE: 8/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG KONGLIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.1: ELECT LIU XIAOLONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xiamen Tungsten Co., Ltd.
TICKER: 600549 CUSIP: Y6454T107
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF LONG-TERM PURCHASE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO FIRST PHASE EMPLOYEE SHARE
PURCHASE PLAN
ISSUER: Xiamen Tungsten Co., Ltd.
TICKER: 600549 CUSIP: Y6454T107
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO IMPLEMENTING CAPITAL INCREASE AND SHARE
EXPANSION SIMULTANEOUSLY INTRODUCING EMPLOYEE STOCK
OWNERSHIP
PROPOSAL #3: APPROVE CONTINUED SIGNING OF LONG-TERM ISSUER YES FOR FOR
MATERIALS PURCHASE AGREEMENT BETWEEN CONTROLLED
SUBSIDIARY AND MAKENG MINING
PROPOSAL #4: APPROVE CONTINUED SIGNING OF LONG-TERM ISSUER YES FOR FOR
MATERIALS PURCHASE AGREEMENT BETWEEN CONTROLLED
SUBSIDIARY AND PANLUOTIE MINE
PROPOSAL #5: APPROVE CHANGES IN COMMITMENTS OF ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6: APPROVE REPURCHASE OF RETIRED ISSUER YES FOR FOR
PERSONNEL'S GRANTED PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Xiamen Tungsten Co., Ltd.
TICKER: 600549 CUSIP: Y6454T107
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY XIAMEN ISSUER YES FOR FOR
TENGWANGGE REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY XIAMEN ISSUER YES FOR FOR
JINLU SPECIAL ALLOY CO., LTD.
PROPOSAL #9: APPROVE PROVISION OF EQUITY-PLEDGED ISSUER YES FOR FOR
GUARANTEE FOR CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SIGNING OF LONG-TERM PURCHASE ISSUER YES FOR FOR
AGREEMENT
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.7: APPROVE PAYMENT METHOD OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.1: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING MANNER AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 11/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERN ISSUER YES FOR FOR
FINANCING BILLS
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ASSET-BACKED NOTES ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XIAMEN XIANGYU GROUP CO., LTD.
PROPOSAL #1.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH FUJIAN NANPING SOLAR CABLE CO., LTD.
PROPOSAL #1.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XIAMEN CONTAINER TERMINAL GROUP CO.,
PROPOSAL #1.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XIAMEN GOLD INVESTMENT CO., LTD.
PROPOSAL #2: APPROVE BORROWINGS FROM CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ITS RELATED PARTIES
PROPOSAL #3: APPROVE BANK CREDIT LINE APPLICATION ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE INVESTMENT IN SHORT-TERM ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #6: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH COMMERCIAL BANKS
PROPOSAL #7.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH HARBIN RURAL COMMERCIAL BANK CO.,
PROPOSAL #7.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XIAMEN RURAL COMMERCIAL BANK CO.,
ISSUER: Xiamen Xiangyu Co., Ltd.
TICKER: 600057 CUSIP: Y9722J109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FUTURES HEDGING BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ADJUSTMENT TO ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 000701 CUSIP: Y9722V102
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEVELOPMENT OF GOLD LEASING ISSUER NO N/A N/A
BUSINESS
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER NO N/A N/A
BILLS
PROPOSAL #3: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER NO N/A N/A
FINANCIAL BILLS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #5: ELECT ZENG TINGYI AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #6: ELECT LIN WEIQING AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 701 CUSIP: Y9722V102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MIDYEAR PROVISION FOR ASSET ISSUER NO N/A N/A
IMPAIRMENT
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 000701 CUSIP: Y9722V102
MEETING DATE: 10/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE CREDIT GUARANTEE PROVISION ISSUER NO N/A N/A
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 000701 CUSIP: Y9722V102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF EQUITY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO DEVELOPMENT OF BUSINESS COOPERATION
WITH XIAMEN RURAL COMMERCIAL BANK
PROPOSAL #3: APPROVE 2018 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION ESTIMATES WITH XIAMEN GOLD INVESTMENT
CO., LTD.
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 701 CUSIP: Y9722V102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER NO N/A N/A
APPLICATION FROM FINANCIAL INSTITUTION
PROPOSAL #2: APPROVE USE OF TEMPORARY IDLE FUNDS TO ISSUER NO N/A N/A
INVEST IN FINANCIAL PRODUCTS
PROPOSAL #3: APPROVE USE OF OWN ASSETS PLEDGE FOR THE ISSUER NO N/A N/A
CREDIT LINE APPLICATION FROM FINANCIAL INSTITUTIONS
PROPOSAL #4: APPROVE FINANCINGS FROM NON-BANK ISSUER NO N/A N/A
FINANCIAL INSTITUTIONS
PROPOSAL #5: APPROVE EQUITY TRANSFER DISPUTE SHAREHOLDER NO N/A N/A
SETTLEMENT OF CONTROLLED SUBSIDIARY
PROPOSAL #6.1: ELECT WANG MINGCHENG AS NON- SHAREHOLDER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT CHEN GE AS NON-INDEPENDENT SHAREHOLDER NO N/A N/A
DIRECTOR
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 701 CUSIP: Y9722V102
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER NO N/A N/A
TRADING
PROPOSAL #2: APPROVE PROVISION OF GUARANTEES FOR ISSUER NO N/A N/A
CREDIT LINE
PROPOSAL #3: APPROVE GOLD LEASING BUSINESS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER NO N/A N/A
FINANCIAL BILL
PROPOSAL #5: APPROVE BUSINESS COOPERATION WITH XIAMEN ISSUER NO N/A N/A
RURAL COMMERCIAL BANK CO., LTD.
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE RECEIPT OF FINANCIAL AID FROM ISSUER NO N/A N/A
XIAMEN GUOMAO HOLDINGS GROUP CO., LTD.
PROPOSAL #8: APPROVE DEVELOPMENT OF COMMODITY ISSUER NO N/A N/A
DERIVATIVES BUSINESS
ISSUER: Xiamen Xinde Co., Ltd.
TICKER: 701 CUSIP: Y9722V102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DISPOSAL OF STOCK ASSETS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE INCREASE OF CREDIT APPLICATION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE INCREASE OF PROVISION OF CREDIT ISSUER NO N/A N/A
GUARANTEE
ISSUER: Xi'an International Medical Investment Co., Ltd.
TICKER: 000516 CUSIP: Y97224102
MEETING DATE: 10/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADJUSTMENT OF 2018 FINANCIAL ISSUER YES AGAINST AGAINST
BUDGET REPORT
ISSUER: Xi'an International Medical Investment Co., Ltd.
TICKER: 000516 CUSIP: Y97224102
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xi'an International Medical Investment Co., Ltd.
TICKER: 516 CUSIP: Y97224102
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
ISSUER: Xi'an Shaangu Power Co. Ltd.
TICKER: 601369 CUSIP: Y9725A105
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xi'an Shaangu Power Co. Ltd.
TICKER: 601369 CUSIP: Y9725A105
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #4: APPROVE 2019 ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 COMPLETION OF FINANCIAL ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: APPROVE 2019 DRAFT OF FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PURCHASE OF SHORT-TERM ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND BUSINESS SCOPE
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Xi'An Tian He Defense Technology Co. Ltd.
TICKER: 300397 CUSIP: Y972A2107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF RAISED FUNDS FOR CAPITAL ISSUER YES FOR FOR
INCREASE OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT NING CHEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xiangtan Electric Manufacturing Co., Ltd.
TICKER: 600416 CUSIP: Y9724U102
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Xiangtan Electric Manufacturing Co., Ltd.
TICKER: 600416 CUSIP: Y9724U102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CHANGE IN ACCOUNTING POLICIES ISSUER NO N/A N/A
PROPOSAL #7: APPROVE CHANGE IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER NO N/A N/A
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER NO N/A N/A
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER NO N/A N/A
XIANGDIAN DONGYANG ELECTRIC CO., LTD.
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER YES FOR FOR
XIANGDIAN DONGYANG ELECTRIC CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER NO N/A N/A
FUSI XIANGDIAN LONG PUMP PUMP CO., LTD.
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO HUNAN ISSUER YES FOR FOR
FUSI XIANGDIAN LONG PUMP PUMP CO., LTD.
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER NO N/A N/A
FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE INTERNAL CONTROL SELF- ISSUER NO N/A N/A
EVALUATION REPORT
PROPOSAL #13: APPROVE INTERNAL CONTROL SELF- ISSUER YES FOR FOR
EVALUATION REPORT
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #14: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #15: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #15: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT WANG YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.1: ELECT WANG YING AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Xiangxue Pharmaceutical Co Ltd
TICKER: 300147 CUSIP: Y9725W107
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF LICENSE AGREEMENT AND ISSUER YES FOR FOR
RELATED MATTERS
ISSUER: Xiangxue Pharmaceutical Co., Ltd.
TICKER: 300147 CUSIP: Y9725W107
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE INTRODUCTION OF STRATEGIC ISSUER YES FOR FOR
INVESTORS BY SUBSIDIARY AS WELL AS TRANSFER OF
PARTIAL EQUITY
PROPOSAL #3: APPROVE GUARANTEE PROVISION TO A ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #4: APPROVE INVESTMENT IN A PROJECT BY A ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Xiangxue Pharmaceutical Co., Ltd.
TICKER: 300147 CUSIP: Y9725W107
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD ON ISSUER YES FOR FOR
EQUITY DISTRIBUTION MATTERS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD ON ISSUANCE OF CORPORATE BONDS
PROPOSAL #12: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
PRODUCTS
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE MATTERS RELATED BY THE AMENDMENTS TO ARTICLES
OF ASSOCIATION
PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17.1a: ELECT WANG YONGHUI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #17.1b: ELECT TAN WENHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1c: ELECT HUANG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1d: ELECT XU LI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2a: ELECT LIU YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17.2b: ELECT HAO SHIMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2c: ELECT ZHOU QINGQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT CHEN JUNHUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT MO ZIYU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xiaomi Corporation
TICKER: 1810 CUSIP: G9830T106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT KOH TUCK LYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIU QIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT WONG SHUN TAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Xin Feng Ming Group Co. Ltd.
TICKER: 603225 CUSIP: Y972EP102
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xin Feng Ming Group Co. Ltd.
TICKER: 603225 CUSIP: Y972EP102
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF ISSUER YES FOR FOR
NEW SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #6: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
ON PRIVATE PLACEMENT OF SHARES
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATIONS ISSUER YES FOR FOR
ISSUER: Xin Feng Ming Group Co. Ltd.
TICKER: 603225 CUSIP: Y972EP102
MEETING DATE: 3/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCING PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Xin Feng Ming Group Co. Ltd.
TICKER: 603225 CUSIP: Y972EP102
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xin Jiang Ready Health Industry Co., Ltd.
TICKER: 600090 CUSIP: Y9722A108
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF 2017 PROFIT ISSUER YES FOR FOR
DISTRIBUTION AND CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #2: APPROVE AMENDMENT OF 2017 PROFIT ISSUER YES FOR FOR
DISTRIBUTION AND CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #3: APPROVE POSTPONEMENT ON PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT
PROPOSAL #4: APPROVE 2018 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
AND CAPITALIZATION OF CAPITAL RESERVES
ISSUER: Xin Jiang Ready Health Industry Co., Ltd.
TICKER: 600090 CUSIP: Y9722A108
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN (REVISED) ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES AND PROVISION OF GUARANTEE
ISSUER: Xin Jiang Ready Health Industry Co., Ltd.
TICKER: 600090 CUSIP: Y9722A108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE COMPANY'S ANNUAL PERFORMANCE ISSUER YES FOR FOR
COMMITMENTS
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
PROJECT AND USAGE OF REMAINING RAISED FUNDS TO
SUPPLEMENT WORKING CAPITAL
PROPOSAL #10: APPROVE EXTENSION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14.1: ELECT ZHANG MEIHUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LI QING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT WEI JUNQIAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT SUN YUPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT LIN XIAOBING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT WANG YUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT WANG JINXIA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHANG JINXIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT LIAO SHENGLIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT ZHOU XUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16.2: ELECT YANG TAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Xingda International Holdings Ltd.
TICKER: 1899 CUSIP: G9827V106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LIU JINLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT TAO JINXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT XU CHUNHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Xingmin Intelligent Transportation Systems (Group) Co., Ltd.
TICKER: 002355 CUSIP: Y76839102
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PRICE RANGE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE SHARE REPURCHASE TYPE, NUMBER ISSUER YES FOR FOR
AND PROPORTION
PROPOSAL #1.5: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Xingmin Intelligent Transportation Systems (Group) Co., Ltd.
TICKER: 2355 CUSIP: Y76839102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #5.1: APPROVE REMUNERATION OF GAO HENAN ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE REMUNERATION OF ZOU ZHIQIANG ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE REMUNERATION OF CUI JIWANG ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE REMUNERATION OF CUI JIHE ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE REMUNERATION OF YI ZHOU ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE REMUNERATION OF LIU CHANGHUA ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE REMUNERATION OF SONG JINGYAN ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE REMUNERATION OF SHEN CHANG'E ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE REMUNERATION OF GUAN HAIQING ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE REMUNERATION OF CHEN YUNJING ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE REMUNERATION OF CHEN WEITAO ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xingyuan Environment Technology Co Ltd
TICKER: 300266 CUSIP: Y30430105
MEETING DATE: 8/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY ZHEJIANG DREDGING ENGINEERING CO., LTD.
PROPOSAL #2: APPROVE 2018 ADDITIONAL PROVISION OF ISSUER YES FOR FOR
GUARANTEE FOR WHOLLY-OWNED SUBSIDIARY HANGZHOU
XINGYUAN ENVIRONMENT PROTECTION EQUIPMENT CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY WUZHOU XINGYUAN SHUIMEI WATER CO., LTD.
PROPOSAL #4: APPROVE WHOLLY-OWNED SUBSIDIARY HANGZHOU ISSUER YES FOR FOR
ZHONGYI ECOLOGICAL ENVIRONMENT ENGINEERING CO., LTD.
TO PROVIDE EXTERNAL GUARANTEE
PROPOSAL #5: APPROVE ADDITIONAL PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEE FOR INDIRECT SUBSIDIARY QIONGZHONG
XINSANYUAN WATER INVESTMENT MANAGEMENT CO., LTD.
PROPOSAL #6: ELECT FAN CHANGYUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT XU WEIFANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Xingyuan Environment Technology Co., Ltd.
TICKER: 300266 CUSIP: Y30430105
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY ZHEJIANG YUANTAI ENVIRONMENTAL PROTECTION
TECHNOLOGY SERVICE CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
GUIZHOU YUANYU WATER CO., LTD.
PROPOSAL #3: ELECT WU JIE AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Xingyuan Environment Technology Co., Ltd.
TICKER: 300266 CUSIP: Y30430105
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
ISSUER: Xingyuan Environment Technology Co., Ltd.
TICKER: 300266 CUSIP: Y30430105
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
JIAXING XINGHE WATER CONSERVANCY DEVELOPMENT AND
CONSTRUCTION CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
TO SUNSHINE PROPERTY INSURANCE CO., LTD. JIAXING
CENTER BRANCH
PROPOSAL #3: APPROVE EXEMPTION OF CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER FROM
SHARE LOCK-UP COMMITMENTS
PROPOSAL #4: APPROVE SUBSIDIARY TO PROVIDE GUARANTEE ISSUER YES FOR FOR
TO PARENT COMPANY
ISSUER: Xinhu Zhongbao Co., Ltd.
TICKER: 600208 CUSIP: Y9724T105
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE AND ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.3: APPROVE BOND MATURITY, MANNER OF ISSUER YES FOR FOR
REPAYMENT OF CAPITAL AND INTEREST AND OTHER SPECIFIC
ARRANGEMENTS
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.5: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #2.7: APPROVE COMPANY CREDIT STATUS AND ISSUER YES FOR FOR
SAFEGUARD MEASURES OF DEBTS REPAYMENT
PROPOSAL #2.8: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE AUTHORIZATION ISSUER YES FOR FOR
ISSUER: Xinhu Zhongbao Co., Ltd.
TICKER: 600208 CUSIP: Y9724T105
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Xinhu Zhongbao Co., Ltd.
TICKER: 600208 CUSIP: Y9724T105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ESTABLISHMENT OF MUTUAL ISSUER YES FOR FOR
GUARANTEE AND PROVISION MUTUAL ECONOMIC GUARANTEE
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xinhua Winshare Publishing & Media Co., Ltd.
TICKER: 811 CUSIP: Y9725X105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
ISSUER: Xinhua Winshare Publishing & Media Co., Ltd.
TICKER: 811 CUSIP: Y9725X113
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
ISSUER: XinhuaNet Co., Ltd.
TICKER: 603888 CUSIP: Y972E1105
MEETING DATE: 6/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: APPROVE MANAGEMENT SYSTEM FOR ISSUER YES FOR FOR
REPURCHASING OF SHARES
PROPOSAL #13: ELECT ZENG JIANQIU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: ELECT WU BIN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: XiNing Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND HALF OF 2018 EXTERNAL ISSUER YES AGAINST AGAINST
GUARANTEE PLAN AND RELATED PARTY TRANSACTIONS
PROPOSAL #2.1: ELECT YIN LIANGQIU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT XIA ZHENYU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG WEI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TRANSFER OF EQUITY OF QINGHAI ISSUER YES FOR FOR
XIGANG REAL ESTATE CO., LTD. AND RELATED PARTY
TRANSACTIONS
PROPOSAL #3: APPROVE TRANSFER OF EQUITY OF XINING ISSUER YES FOR FOR
CITY BEIXIGANG WELFARE FACTORY AND RELATED PARTY
TRANSACTIONS
PROPOSAL #4: APPROVE TRANSFER OF COMPANY'S PARTIAL ISSUER YES FOR FOR
FIXED ASSETS AND RELATED PARTY TRANSACTIONS
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSFER OF ASSETS TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY QINGHAI XIGANG MINING TECHNOLOGY
CO., LTD.
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF ASSETS TO WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: APPROVE SCRAP DISPOSAL OF PARTIAL FIXED ISSUER YES FOR FOR
ASSETS
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TRANSFER OF EQUITY ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MA YUCHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT XU BAONING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT HE WENKANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT YIN LIANGQIU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT ZHANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT MA YUCHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT XIA ZHENYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT ZHONG XINYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT XU BAONING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.7: ELECT WEI JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: ELECT CHENG YOUHAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.9: ELECT WANG FUGUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT SHI ZUO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT HE WENKANG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xining Special Steel Co., Ltd.
TICKER: 600117 CUSIP: Y9723N109
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 2307 CUSIP: Y97253101
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE INVESTMENT IN THE DEVELOPMENT OF ISSUER YES FOR FOR
PROJECT
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 002307 CUSIP: Y97253101
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF LOAN OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 002307 CUSIP: Y97253101
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 2307 CUSIP: Y97253101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 2307 CUSIP: Y97253101
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN SHAOGUAN WUJIANG ISSUER YES FOR FOR
MUNICIPAL ENGINEERING PPP PROJECT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 002307 CUSIP: Y97253101
MEETING DATE: 2/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Xinjiang Beixin Road & Bridge Group Co., Ltd.
TICKER: 2307 CUSIP: Y97253101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #10: APPROVE MANAGEMENT SYSTEM FOR ISSUER NO N/A N/A
PREVENTION OF CONTROLLING SHAREHOLDERS AND RELATED
PARTIES FROM OCCUPYING COMPANY FUNDS
PROPOSAL #11: APPROVE ENTRUSTED FINANCIAL PRODUCTS ISSUER NO N/A N/A
MANAGEMENT SYSTEM
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237104
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GU HONGMEI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237104
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ESTIMATED ANNUAL CAP FOR ISSUER YES FOR FOR
CONTINUING CONNECTED TRANSACTIONS AND ANNUAL CAPS FOR
THE YEAR OF 2019
PROPOSAL #3: APPROVE PRODUCT SALES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND PROPOSED RELEVANT ANNUAL CAPS
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONDS AND ASSET- ISSUER YES FOR FOR
BACKED SECURITIES
PROPOSAL #3: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #6: APPROVE 2018 FINAL DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR ITS ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #9: APPROVE PROVISION OF NEW GUARANTEES FOR ISSUER YES AGAINST AGAINST
ITS SUBSIDIARIES
PROPOSAL #10: APPROVE THE PROPOSED OPERATION OF ISSUER YES FOR FOR
EXCHANGE RATE HEDGING BUSINESS
PROPOSAL #11: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITORS AND ERNST & YOUNG AS THE
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
ALLOWANCE OF INDEPENDENT DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT WU GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT WANG HAIBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT CAO ZHIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.4: ELECT GAO JIANJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #14.5: ELECT GU HONGMEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.6: ELECT LU HAILIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT TIN YAU KELVIN WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT WEI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.3: ELECT YANG JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16.1: ELECT HAN ZONGWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT LUO JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.3: ELECT XIAO HONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237112
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GU HONGMEI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237112
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ESTIMATED ANNUAL CAP FOR ISSUER YES FOR FOR
CONTINUING CONNECTED TRANSACTIONS AND ANNUAL CAPS FOR
THE YEAR OF 2019
PROPOSAL #3: APPROVE PRODUCT SALES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND PROPOSED RELEVANT ANNUAL CAPS
ISSUER: Xinjiang Goldwind Science & Technology Co., Ltd.
TICKER: 2208 CUSIP: Y97237112
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONDS AND ASSET- ISSUER YES FOR FOR
BACKED SECURITIES
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #4: APPROVE 2018 FINAL DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR ITS ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #7: APPROVE PROVISION OF NEW GUARANTEES FOR ISSUER YES AGAINST AGAINST
ITS SUBSIDIARIES
PROPOSAL #8: APPROVE THE PROPOSED OPERATION OF ISSUER YES FOR FOR
EXCHANGE RATE HEDGING BUSINESS
PROPOSAL #9: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITORS AND ERNST & YOUNG AS THE
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #12.1: ELECT WU GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT WANG HAIBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT CAO ZHIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.4: ELECT GAO JIANJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12.5: ELECT GU HONGMEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.6: ELECT LU HAILIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT TIN YAU KELVIN WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT WEI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.3: ELECT YANG JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14.1: ELECT HAN ZONGWEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.2: ELECT LUO JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14.3: ELECT XIAO HONG AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xinjiang Guannong Fruit & Antler Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT LIU ZHONGHAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT KANG JIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT ZHANG RUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT JIN JIANXIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT HU BENYUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT LI ZHONGWEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LI DAMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LI JIPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT QIAN HE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT QIAO JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT QI CHENGLIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT JIN BEIYAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xinjiang Guannong Fruit & Antler Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE ISSUE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE ISSUE MANNER OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE ISSUE PRICE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE AMOUNT AND SCALE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY TO WHOLLY-OWNED SUBSIDIARY
ISSUER: Xinjiang Guannong Fruit & Antler Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENT PERIOD OF XINJIANG YINTONG COTTON INDUSTRY
CO., LTD.
ISSUER: Xinjiang Guannong Fruit & Antler Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ASSET DISPOSAL AND IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE IN REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: APPROVE ADDITIONAL 2018 RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Xinjiang Guannong Fruit & Antler Group Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED INDIRECT SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Xinjiang Guannong Fruit & Antler Group Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 10/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Xinjiang Guannong Fruit & Antler Group Co., Ltd.
TICKER: 600251 CUSIP: Y9724L102
MEETING DATE: 11/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: Xinjiang International Industry Co., Ltd.
TICKER: 000159 CUSIP: Y9724H101
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE GOAL OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
BASIS OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE ASSET DISPOSAL SHAREHOLDER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF CONDITIONAL SUBSCRIPTION
AGREEMENT
PROPOSAL #6: APPROVE CAPITAL INCREASE IN SUBSIDIARY ISSUER YES FOR FOR
WITH OTHER INVESTORS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SUN JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT LIU ZHIBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT SHI YANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT BIAN MINGYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LU YANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CAI HONGNIAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT JIE WANQI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT NI XIAOBIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HUANG HANJIE AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.2: ELECT GUO JUNXIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #3.3: ELECT WANG CHUNCHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONDUCT OF ELECTROLYTIC ALUMINUM ISSUER YES FOR FOR
CAPACITY REPLACEMENT INDEX TRANSACTION
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LI WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Xinjiang Joinworld Co., Ltd.
TICKER: 600888 CUSIP: Y9722K106
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ASSET DISPOSAL AND IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE ALUMINUM HEDGING AND FORWARD ISSUER YES FOR FOR
SETTLEMENT AND SALE OF FOREIGN EXCHANGE BUSINESS
PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES AND RELATED AUTHORIZATION
ISSUER: Xinjiang Machinery Research Institute Co Ltd
TICKER: 300159 CUSIP: Y97261104
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Xinjiang Machinery Research Institute Co., Ltd.
TICKER: 300159 CUSIP: Y97261104
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #3: APPROVE ADJUSTMENT ON THE USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURHCASE
ISSUER: Xinjiang Machinery Research Institute Co., Ltd.
TICKER: 300159 CUSIP: Y97261104
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FANG DESONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT YE FANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG SHAOXIONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CHANG GUOXUAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT ZHENG YI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HAN HUA AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT CHEN JIANGUO AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.8: ELECT YANG YANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #1.9: ELECT HU HAIYIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT XUE SHIMIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LI YU AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xinjiang Machinery Research Institute Co., Ltd.
TICKER: 300159 CUSIP: Y97261104
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
ISSUER: Xinjiang Machinery Research Institute Co., Ltd.
TICKER: 300159 CUSIP: Y97261104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 8/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR GREEN ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE GREEN CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3: ELECT NIE JING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION TO CONTROLLING SHAREHOLDER
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF FINANCIAL REPORT ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 1/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
CONTROLLING SHAREHOLDER
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 3/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSET BACKED SECURITIZATION ISSUER YES FOR FOR
ISSUER: Xinjiang Tianfu Energy Co., Ltd.
TICKER: 600509 CUSIP: Y9724B104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 PROVISION OF GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE 2019 LONG-TERM LOAN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 MORTGAGE PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 PLEDGE PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Xinjiang Tianshan Cement Co., Ltd.
TICKER: 000877 CUSIP: Y97241106
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL CHANGES ON ISSUER YES FOR FOR
RELOCATION COMPENSATION RECEIVABLE AGREEMENT
ISSUER: Xinjiang Tianshan Cement Co., Ltd.
TICKER: 000877 CUSIP: Y97241106
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #2: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR AND PAYMENT OF REMUNERATION
ISSUER: Xinjiang Tianshan Cement Co., Ltd.
TICKER: 877 CUSIP: Y97241106
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH CHINA BUILDING MATERIALS GROUP CO.,
LTD.
PROPOSAL #2.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH XINJIANG TIANSHAN BUILDING
MATERIALS (GROUP) CO., LTD.
PROPOSAL #2.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH CHINA CONSTRUCTION WEST
CONSTRUCTION CO., LTD.
PROPOSAL #2.4: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH XINJIANG QINGSONG BUILDING
MATERIALS CHEMICAL (GROUP) CO., LTD.
PROPOSAL #2.5: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS WITH XINJIANG NEW ENERGY (GROUP)
ENVIRONMENTAL DEVELOPMENT LIMITED
PROPOSAL #3: APPROVE LOAN FROM CHINA BUILDING ISSUER YES FOR FOR
MATERIALS CORPORATION
ISSUER: Xinjiang Tianshan Cement Co., Ltd.
TICKER: 877 CUSIP: Y97241106
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF CREDIT AND LOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Xinjiang Tianshan Cement Co., Ltd.
TICKER: 000877 CUSIP: Y97241106
MEETING DATE: 4/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES AGAINST AGAINST
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Xinjiang Tianye Co., Ltd.
TICKER: 600075 CUSIP: Y9724C102
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Xinjiang Tianye Co., Ltd.
TICKER: 600075 CUSIP: Y9724C102
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xinjiang Tianye Co., Ltd.
TICKER: 600075 CUSIP: Y9724C102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE 2019 BANK LOAN ISSUER YES FOR FOR
ISSUER: Xinjiang Xinxin Mining Industry Co., Ltd.
TICKER: 3833 CUSIP: Y9723Q102
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWED MUTUAL SUPPLY AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE RENEWED ANNUAL CAPS UNDER THE ISSUER YES FOR FOR
RENEWED MUTUAL SUPPLY AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
ISSUER: Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.
TICKER: 603227 CUSIP: Y972AB107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF IMPLEMENTATION SUBJECT ISSUER YES FOR FOR
OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
ISSUER: Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.
TICKER: 603227 CUSIP: Y972AB107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #3.1: ELECT KANG JIAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT LI BAOSHE AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YU XINJIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT JIANG ZHAOXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT WANG XIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT SHAO MINGHAI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT YANG ZUYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SHEN JIANWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT YAO WENYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT MULATI KESAIJIANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT LIU ZHIYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.
TICKER: 603227 CUSIP: Y972AB107
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.
TICKER: 603227 CUSIP: Y972AB107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE FINANCING PLAN ISSUER NO N/A N/A
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER NO N/A N/A
OF RAISED FUNDS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
COMPANY BY CONTROLLING SHAREHOLDER
ISSUER: Xinjiang Xuefeng Sci-Tech (Group) Co., Ltd.
TICKER: 603227 CUSIP: Y972AB107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #2: APPROVE EXTERNAL DONATION PLAN ISSUER NO N/A N/A
ISSUER: Xinjiang Yilite Industry Co., Ltd.
TICKER: 600197 CUSIP: Y9722R101
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HEADQUARTERS WINE BASE AND ISSUER YES FOR FOR
SUPPORTING TECHNICAL FACILITIES REFORM PROJECT
PROPOSAL #2: APPROVE KOKDALA YILITE WINERY PLANT ISSUER YES FOR FOR
RELOCATION TECHNOLOGY REFORM PROJECT
PROPOSAL #3: APPROVE YILITE KOKDALA TECHNOLOGY ISSUER YES FOR FOR
RESEARCH CENTER AND SUPPORTING FACILITIES
CONSTRUCTION PROJECT
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #5.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.: APPROVE PERIOD AND MANNER OF PAYMENT OF ISSUER YES FOR FOR
INTEREST
PROPOSAL #5.7: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #5.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #5.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #5.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #5.11: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #5.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #5.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #5.14: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #5.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #5.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5.17: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #5.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #5.19: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #5.20: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #8: APPROVE THAT THE COMPANY DOES NOT NEED ISSUER YES FOR FOR
TO PRODUCE A REPORT ON THE USAGE OF PREVIOUSLY RAISED
FUNDS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #10: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING GENERAL MEETINGS OF CONVERTIBLE
BONDHOLDERS
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE THAT THE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS OF THE LAST THREE YEARS HAS NO DAMAGE ON
THE COMPANY AND NON-RELATED SHAREHOLDERS
ISSUER: Xinjiang Yilite Industry Co., Ltd.
TICKER: 600197 CUSIP: Y9722R101
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.2: APPROVE TYPE OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.3: APPROVE MANNER OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.4: APPROVE PRICE OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.5: APPROVE SCALE AND AMOUNT OF REPURCHASE ISSUER YES FOR FOR
OF THE COMPANY'S SHARES
PROPOSAL #1.6: APPROVE SOURCE OF FUNDS OF REPURCHASE ISSUER YES FOR FOR
OF THE COMPANY'S SHARES
PROPOSAL #1.7: APPROVE USAGE OF FUNDS OF REPURCHASE ISSUER YES FOR FOR
OF THE COMPANY'S SHARES
PROPOSAL #1.8: APPROVE PERIOD OF REPURCHASE OF THE ISSUER YES FOR FOR
COMPANY'S SHARES
PROPOSAL #1.9: APPROVE COMPANY'S REPURCHASE OF SHARES ISSUER YES FOR FOR
WITHIN A CERTAIN PERIOD
PROPOSAL #1.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #4: APPROVE IMPLEMENTATION OF KEKEDALA CITY ISSUER YES FOR FOR
CONSTRUCTION PROJECT OF A SUBSIDIARY
ISSUER: Xinjiang Yilite Industry Co., Ltd.
TICKER: 600197 CUSIP: Y9722R101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #12: APPROVE EXTENSION OF IMPLEMENTATION ISSUER YES FOR FOR
PERIOD OF REPURCHASE OF THE COMPANY'S SHARES
PROPOSAL #13: APPROVE REPLACEMENT OF SELF-FINANCING ISSUER YES FOR FOR
FUNDS PREVIOUSLY INVESTED IN RAISED FUNDS PROJECTS
PROPOSAL #14: APPROVE RENOVATION PROJECT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION OF WHOLLY-OWNED SUBSIDIARY
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PERFORMANCE EVALUATION AND ISSUER YES FOR FOR
REMUNERATION MANAGEMENT SYSTEM FOR SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: APPROVE APPLICATION OF FINANCING BY ISSUER YES FOR FOR
SUBSIDIARIES AND PROVISION OF GUARANTEE BY COMPANY
PROPOSAL #5.1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF SUBSIDIARY
PROPOSAL #5.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
FINANCE LEASE OF SUBSIDIARY
PROPOSAL #5.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSET-BACKED NOTES PLAN OF SUBSIDIARY
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6.1: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH URUMQI HUANPENG CO., LTD.
PROPOSAL #6.2: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH TOKSUN COUNTY XINYE MINING CO., LTD.
PROPOSAL #6.3: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH ZHONGTAI (DANGHARA) SILK ROAD
TEXTILE INDUSTRY CO., LTD.
PROPOSAL #6.4: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION OF XINJIANG BLUE SKY LOGISTICS
PROPOSAL #6.5: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION OF XINJIANG ZHONGTAI FINANCIAL LEASING
PROPOSAL #6.6: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION OF XINJIANG ZHONGXIN ENERGY SAVING &
ENVIRONMENTAL PROTECTION CO., LTD.
PROPOSAL #6.7: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION OF XINJIANG FULIDA FIBER CO., LTD.
PROPOSAL #6.8: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XINJIANG ZHONGTAI MINSHENG INDUSTRY
SERVICE CO., LTD.
PROPOSAL #6.9: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH XINJIANG ZHONGTAI (GROUP) CO., LTD.
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG HUATAI HEAVY CHEMICAL CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG ZHONGTAI CHEMICAL FUKANG ENERGY CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG BLUE SKY PETROCHEMICAL LOGISTICS CO., LTD.
PROPOSAL #1.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG FULIDA FIBER CO., LTD.
PROPOSAL #1.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING ZHONGTAI QILI INTERNATIONAL SCIENCE & TRADE
CO., LTD.
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE CHANGES IN THE USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #4: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #5: APPROVE ADJUSTMENT ON FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE ITS REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 2092 CUSIP: Y9723L103
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO CAPITAL INCREASE FRAMEWORK AGREEMENT
PROPOSAL #3: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
ASSISTANCE
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE APPLICATION OF TRUST LOANS ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES FOR FOR
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
GUANGZHOU CHUANGYING CHEMICAL INDUSTRY MATERIAL CO.,
LTD.
PROPOSAL #1.3: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES AGAINST AGAINST
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
ALAR CITY FULIDA FIBER CO., LTD.
PROPOSAL #1.4: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES FOR FOR
FOR THE COMPREHENSIVE CREDIT LINE APPLICATION OF
XINJIANG FULIDA FIBER CO., LTD.
PROPOSAL #1.5: APPROVE PROVISION OF GURANTEE FOR ISSUER YES FOR FOR
XINJIANG ZHONGTAI CHEMICAL TOKSON ENERGY CHEMICAL
CO., LTD.
PROPOSAL #1.6: APPROVE PROVISION OF GURANTEE FOR ISSUER YES FOR FOR
XINJIANG SHENGXIONG ENERGY CO., LTD.
PROPOSAL #1.7: APPROVE PROVISION OF GURANTEE FOR ISSUER YES FOR FOR
XINJIANG SHENGXIONG CHLOR-ALKALI CO., LTD.
PROPOSAL #1.8: APPROVE GUARANTEE PROVISION FOR THE ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF TOKSUN
YUTIAN COAL INDUSTRY CO., LTD. AND XINJIANG TIANYU
COAL CHEMICAL GROUP CO., LTD. EQUITY PLEDGE PROVISION
AS WELL AS TOKSUN PANJI COAL INDUSTRY CO., LTD. GUA
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 11/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG HUATAI HEAVY CHEMICAL CO., LTD. BY COMPANY
AND XINJIANG ZHONGTAI MINING AND METALLURGY CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
COMPREHENSIVE CREDIT LINE APPLICATION OF XINJIANG
BLUE SKY PETROCHEMICAL LOGISTICS CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
BILL ACCEPTANCE OF XINJIANG BLUE SKY PETROCHEMICAL
LOGISTICS CO., LTD. BY COMPANY AND XINJIANG ZHONGTAI
MINING AND METALLURGY CO., LTD.
PROPOSAL #1.4: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BEIJING ZHONGTAI QILI INTERNATIONAL SCIENCE & TRADE
CO., LTD.
PROPOSAL #1.5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG ZHONGTAI IMPORT AND EXPORT TRADE CO., LTD.
PROPOSAL #1.6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG TIANTONG MODERN LOGISTICS CO., LTD.
PROPOSAL #2: APPROVE TRANSFER OF EQUITY AND RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2.1: APPROVE EQUITY TRANSFER OF XINJIANG ISSUER YES FOR FOR
ZHONGTAI FINANCE LEASING CO., LTD.
PROPOSAL #2.2: APPROVE EQUITY TRANSFER OF SHANGHAI ISSUER YES FOR FOR
XINPU COMMERCIAL FACTORING CO., LTD.
PROPOSAL #3: APPROVE ACQUISITION OF EQUITY AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 2092 CUSIP: Y9723L103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING APPLICATIONS AND ISSUER YES FOR FOR
GUARANTEE PROVISIONS
PROPOSAL #1.1: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #1.2: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
ZHONGTAI INTERNATIONAL DEVELOPMENT (HONG KONG) CO.,
PROPOSAL #1.3: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
SHANGHAI ZHONGTAI DUOJING INTERNATIONAL TRADE CO.,
PROPOSAL #1.4: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
GUANGZHOU CHUANGYING CHEMICAL MATERIALS CO., LTD.
PROPOSAL #1.5: APPROVE GUARANTEE PROVISION FOR ISSUER YES AGAINST AGAINST
FINANCE LEASE OF ALAR FULIDA FIBER CO., LTD.
PROPOSAL #1.6: APPROVE GUARANTEE PROVISION FOR ISSUER YES AGAINST AGAINST
COMPREHENSIVE CREDIT LINE APPLICATION OF ALAR FULIDA
FIBER CO., LTD.
PROPOSAL #1.7: APPROVE GUARANTEE PROVISION TO ISSUER YES FOR FOR
XINJIANG SHENGXIONG ENERGY CO., LTD.
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 2092 CUSIP: Y9723L103
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION AGREEMENT ISSUER YES FOR FOR
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND PROVISION OF GUARANTEE FOR SUBSIDIARY
PROPOSAL #1.1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #1.2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG HUATAI HEAVY CHEMICAL CO.,
LTD. AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.3: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG ZHONGTAI CHEMICAL FUKANG
ENERGY CO., LTD. AND PROVISION OF GUARANTEE BY THE
COMPANY
PROPOSAL #1.4: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG ZHONGTAI MINING AND
METALLURGY CO., LTD. AND PROVISION OF GUARANTEE BY
PROPOSAL #1.5: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG ZHONGTAI CHEMICAL TUOKEXUN
ENERGY CHEMICAL CO., LTD. AND PROVISION OF GUARANTEE
BY THE COMPANY
PROPOSAL #1.6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG FULIDA FIBER CO., LTD. AND
PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION OF XINJIANG FULI ZHENLUN COTTON TEXTILE
CO., LTD. AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.8: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG LANTIAN PETROCHEMICAL
LOGISTICS CO., LTD. AND PROVISION OF GUARANTEE BY THE
COMPANY
PROPOSAL #1.9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF BAZHOU JINFU SPECIAL YARN CO., LTD.
AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.10: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF BEIJING ZHONGTAI QILI
INTERNATIONAL SCIENCE & TRADE CO., LTD. AND PROVISION
OF GUARANTEE BY THE COMPANY
PROPOSAL #1.11: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF ZHONGTAI INTERNATIONAL
DEVELOPMENT (HONG KONG) CO., LTD. AND PROVISION OF
GUARANTEE BY THE COMPANY
PROPOSAL #1.12: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF XINJIANG ZHONGTAI IMPORT AND
EXPORT TRADE CO., LTD. AND PROVISION OF GUARANTEE BY
THE COMPANY
PROPOSAL #1.13: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF SHANGHAI ZHONGTAI DUOJING
INTERNATIONAL TRADE CO., LTD. AND PROVISION OF
GUARANTEE BY THE COMPANY
PROPOSAL #1.14: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
BANK APPLICATION OF ALAER CITY FULIDA FIBER CO., LTD.
AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.15: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF XINJIANG TIANTONG MODERN
LOGISTICS CO., LTD. AND PROVISION OF GUARANTEE BY THE
PROPOSAL #1.16: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF GUANGZHOU CHUANGYING CHEMICAL
MATERIALS CO., LTD. AND PROVISION OF GUARANTEE BY THE
PROPOSAL #1.17: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
BANK APPLICATION OF XINJIANG ZHONGTAI INFORMATION
TECHNOLOGY ENGINEERING CO., LTD. AND PROVISION OF
GUARANTEE BY THE COMPANY
PROPOSAL #1.18: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF XINJIANG LANTIAN CHENGDA
LOGISTICS CO., LTD. AND PROVISION OF GUARANTEE BY THE
PROPOSAL #1.19: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
BANK APPLICATION OF XINJIANG WEIZHEN PETROCHEMICAL
CO., LTD. AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE APPLICATION ISSUER YES FOR FOR
AND RELATED PARTY TRANSACTIONS
PROPOSAL #4: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #4.1: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND URUMQI HUAN PENG CO.,
LTD. AND ITS SUBSIDIARIES
PROPOSAL #4.2: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI GROUP
ENGINEERING CO., LTD.
PROPOSAL #4.3: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG XINTIE ZHONGTAI
LOGISTICS CO., LTD.
PROPOSAL #4.4: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI
CHUANGAN ENVIRONMENTAL TECHNOLOGY CO., LTD.
PROPOSAL #4.5: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG TAICHANG
INDUSTRIAL CO., LTD.
PROPOSAL #4.6: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG MEIKE CHEMICAL
CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #4.7: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG LIHUA COTTON
INDUSTRY CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #4.8: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI
AGRICULTURAL DEVELOPMENT CO., LTD.
PROPOSAL #4.9: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI XINXIN
CHEMICAL TECHNOLOGY CO., LTD.
PROPOSAL #4.10: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI FINANCE
LEASING CO., LTD.
PROPOSAL #4.11: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND ZHONGTAI (DANGHARA) XINSI
ROAD TEXTILE INDUSTRY CO., LTD.
PROPOSAL #4.12: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG SHENHONG GROUP
CO., LTD.
PROPOSAL #4.13: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI XINGYI
BIOTECHNOLOGY CO., LTD.
PROPOSAL #4.14: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI ZHIHUI
HUMAN RESOURCES SERVICE CO., LTD.
PROPOSAL #4.15: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF XINJIANG LANTIAN PETROCHEMICAL
LOGISTICS CO., LTD. AND XINJIANG ZHONGTAI (GROUP)
CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #4.16: APPROVE DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF XINJIANG ZHONGTAI INFORMATION
TECHNOLOGY ENGINEERING CO., LTD. AND XINJIANG
ZHONGTAI (GROUP) CO., LTD. AND ITS SUBSIDIARIES
PROPOSAL #4.17: APPROVE OTHER DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS OF COMPANY AND XINJIANG ZHONGTAI (GROUP)
CO., LTD.
PROPOSAL #5: APPROVE LEASING OF PROPERTIES AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #6: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF PRIVATE PLACEMENT OF SHARES
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING EXTENSION OF
RESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF
SHARES
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 2092 CUSIP: Y9723L103
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES AND PROVISION OF GUARANTEE
PROPOSAL #1.1: APPROVE PROVISION OF GUARANTEE TO ALAR ISSUER YES AGAINST AGAINST
CITY FULIDA FIBER CO., LTD.
PROPOSAL #1.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
BAZHOU JINFU SPECIAL YARN CO., LTD.
PROPOSAL #1.3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
XINJIANG VIBRATION PETROCHEMICAL CO., LTD.
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8.1: APPROVE FINANCING BY ALAR CITY FULIDA ISSUER YES AGAINST AGAINST
FIBER CO., LTD. AND COMPANY'S GUARANTEE PROVISION
PROPOSAL #8.2: APPROVE FINANCING BY XINJIANG BLUE SKY ISSUER YES FOR FOR
PETROCHEMICAL LOGISTICS CO., LTD. AND COMPANY'S
GUARANTEE PROVISION
PROPOSAL #8.3: APPROVE FINANCING BY XINJIANG ZHONGTAI ISSUER YES FOR FOR
IMPORT AND EXPORT TRADE CO., LTD. AND COMPANY'S
GUARANTEE PROVISION
PROPOSAL #9: APPROVE TO DELAY THE IMPLEMENTATION ISSUER YES FOR FOR
PROGRESS OF THE FUND RAISING PROJECT OF XINJIANG
FULIDA FIBER CO., LTD.
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 2092 CUSIP: Y9723L103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION OF ALAER CITY FULIDA FIBER CO., LTD. AND
PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.2: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF BAZHOU JINFU SPECIAL YARN CO., LTD.
AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.3: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION OF XINJIANG FULI ZHENLUN COTTON TEXTILE
CO., LTD. AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.4: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF SHANGHAI ZHONGTAI DUOJING TRADING
CO., LTD. AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #1.5: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION OF XINJIANG ZHONGTAI CHEMICAL CO., LTD.
AND PROVISION OF GUARANTEE BY THE COMPANY
PROPOSAL #2: APPROVE USE PART OF RAISED FUNDS FOR THE ISSUER YES AGAINST AGAINST
INVESTMENT ON THE REPURCHASE OF TREASURY BOND
ISSUER: Xinjiang Zhongtai Chemical Co., Ltd.
TICKER: 002092 CUSIP: Y9723L103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
SHANGHAI ZHONGTAI DUOJING INTERNATIONAL TRADE CO.,
PROPOSAL #1.2: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
XINJIANG SHENGXIONG ENERGY CO., LTD.
PROPOSAL #2.1: APPROVE GUARANTEE PROVISION FOR ALAR ISSUER YES AGAINST AGAINST
CITY FULIDA FIBER CO., LTD.
PROPOSAL #2.2: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
XINJIANG KORLA ZHONGTAI PETROCHEMICAL CO., LTD.
PROPOSAL #2.3: APPROVE GUARANTEE PROVISION FOR ISSUER YES FOR FOR
XINJIANG MARKOR CHEMICAL CO., LTD.
PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE FOR ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE FOR ISSUER YES FOR FOR
XINJIANG FULIDA FIBER CO., LTD.
ISSUER: Xintec, Inc.
TICKER: 3374 CUSIP: Y9723M101
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMENDMENTS TO PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT CH CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD., WITH
SHAREHOLDER NO.00001532, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT Y.J. WAN, A REPRESENTATIVE OF ISSUER YES FOR FOR
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD., WITH
SHAREHOLDER NO.00001532, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT STELLA WEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.J220092XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT WEN-YEU WANG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A103389XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT ROBERT HSIEH, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.A103953XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
ISSUER: Xinxiang Chemical Fiber Co., Ltd.
TICKER: 949 CUSIP: Y9722T107
MEETING DATE: 9/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2: APPROVE APPLICATION OF LOAN GUARANTEE OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Xinxiang Chemical Fiber Co., Ltd.
TICKER: 000949 CUSIP: Y9722T107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Xinxing Ductile Iron Pipes Co., Ltd.
TICKER: 000778 CUSIP: Y9722X108
MEETING DATE: 8/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #2.3: APPROVE BOND TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS AND TRANSFER OF
AUTHORIZATION TO COMPANY'S LEGAL REPRESENTATIVE
PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM ISSUER YES FOR FOR
FINANCIAL BILL
PROPOSAL #5: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Xinxing Ductile Iron Pipes Co., Ltd.
TICKER: 778 CUSIP: Y9722X108
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Xinyu Iron & Steel Co., Ltd.
TICKER: 600782 CUSIP: Y9723C103
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Xinyu Iron & Steel Co., Ltd.
TICKER: 600782 CUSIP: Y9723C103
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE HEDGING BUSINESS OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #13: APPROVE FUTURES HEDGING BUSINESS OF ISSUER YES FOR FOR
CONTROLLED COMPANY
PROPOSAL #14: APPROVE CAPITAL INJECTION AND SHARE ISSUER YES FOR FOR
EXPANSION OF WHOLLY-OWNED SUBSIDIARY
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #19: AMEND WORKING SYSTEM OF BOARD ISSUER YES FOR FOR
NOMINATION COMMITTEE
PROPOSAL #20: AMEND WORKING SYSTEM OF BOARD ISSUER YES FOR FOR
REMUNERATION COMMITTEE AND APPRAISAL COMMITTEE
PROPOSAL #21: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Xinyu Iron & Steel Co.,Ltd.
TICKER: 600782 CUSIP: Y9723C103
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2018 DAILY RELATED PARTY TRANSACTIONS
ISSUER: Xishui Strong Year Co., Ltd. Inner Mongolia
TICKER: 600291 CUSIP: Y4085N102
MEETING DATE: 2/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION ON AUTHORIZATION FOR ISSUER YES FOR FOR
CAPITAL SUPPLEMENTARY BOND ISSUANCE
ISSUER: Xishui Strong Year Co., Ltd. Inner Mongolia
TICKER: 600291 CUSIP: Y4085N102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Xiwang Foodstuffs Co., Ltd.
TICKER: 639 CUSIP: Y9891Y101
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
ISSUER: Xiwang Foodstuffs Co., Ltd.
TICKER: 639 CUSIP: Y9891Y101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: XJ Electric Co., Ltd.
TICKER: 400 CUSIP: Y9722U104
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE 2019 FINANCIAL BUSINESS SERVICE ISSUER YES FOR FOR
RELATE-PARTY TRANSACTION
ISSUER: XJ Electric Co., Ltd.
TICKER: 400 CUSIP: Y9722U104
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS AND MEDIUM-TERM NOTES
PROPOSAL #7: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #7.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #7.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #7.5: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #7.6: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7.8: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #7.9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: XPEC Entertainment, Inc.
TICKER: 3662 CUSIP: Y97250107
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT INDEPENDENT DIRECTOR NO. 1 ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT INDEPENDENT DIRECTOR NO. 2 ISSUER YES AGAINST N/A
ISSUER: XPEC Entertainment, Inc.
TICKER: 3662 CUSIP: Y97250107
MEETING DATE: 10/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2015 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2016 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE 2016 STATEMENT OF PROFIT AND ISSUER YES FOR FOR
LOSS APPROPRIATION
PROPOSAL #4: APPROVE 2017 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE 2017 STATEMENT OF PROFIT AND ISSUER YES FOR FOR
LOSS APPROPRIATION
PROPOSAL #6: APPROVE DISPOSAL OF SUBSIDIARY'S EQUITY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELISTING OF SHARES AND ISSUER YES FOR FOR
REVOCATION OF PUBLIC OFFERINGS
ISSUER: XPEC Entertainment, Inc.
TICKER: N/A CUSIP: Y97250107
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NON-INDEPENDENT DIRECTOR NO. 1 ISSUER NO N/A N/A
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS ON ISSUER NO N/A N/A
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REVOKE THE COMPANY REGISTRATION ISSUER NO N/A N/A
FROM PUBLIC OFFERING COMPANY
PROPOSAL #5: APPROVE 2015 BUSINESS REPORT AND ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE 2016 BUSINESS REPORT AND ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #7: APPROVE 2016 STATEMENT OF PROFIT AND ISSUER NO N/A N/A
LOSS APPROPRIATION
PROPOSAL #8: APPROVE 2017 BUSINESS REPORT AND ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #9: APPROVE 2017 STATEMENT OF PROFIT AND ISSUER NO N/A N/A
LOSS APPROPRIATION
PROPOSAL #10: APPROVE 2018 BUSINESS REPORT AND ISSUER NO N/A N/A
FINANCIAL STATEMENTS
PROPOSAL #11: APPROVE 2018 STATEMENT OF PROFIT AND ISSUER NO N/A N/A
LOSS APPROPRIATION
ISSUER: Xtep International Holdings Ltd.
TICKER: 1368 CUSIP: G98277109
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT TAN WEE SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BAO MING XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Xuchang Yuandong Drive Shaft Co., Ltd.
TICKER: 2406 CUSIP: Y9725B103
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF OLD FACTORY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ESTABLISHMENT OF AUTOMOTIVE ISSUER YES FOR FOR
POWERTRAIN INTELLIGENT MANUFACTURING INDUSTRIAL PARK
PROJECT
PROPOSAL #3: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Xuchang Yuandong Drive Shaft Co., Ltd.
TICKER: 2406 CUSIP: Y9725B103
MEETING DATE: 3/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE TYPE OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #11.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #11.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #11.6: APPROVE PERIOD AND METHOD FOR ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #11.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #11.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.9: APPROVE DOWNWARD ADJUSTMENT OF ISSUER YES FOR FOR
CONVERSION PRICE
PROPOSAL #11.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #11.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #11.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #11.13: APPROVE DIVIDEND DISTRIBUTION AFTER ISSUER YES FOR FOR
CONVERSION
PROPOSAL #11.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.15: APPROVE PLACING ARRANGEMENTS FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #11.16: APPROVE MEETINGS OF THE BONDHOLDERS ISSUER YES FOR FOR
PROPOSAL #11.17: APPROVE USE AND IMPLEMENTING METHOD ISSUER YES FOR FOR
OF PROCEEDS
PROPOSAL #11.18: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #11.19: APPROVE MANAGEMENT AND DEPOSIT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #11.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE COMPANY'S PLAN FOR ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE
DILUTION OF CURRENT RETURNS
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
THE MEETING OF THE CONVERTIBLE BONDHOLDERS
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Xxentria Technology Materials Co., Ltd.
TICKER: 8942 CUSIP: Y9724X106
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS
ISSUER: Y.U.D. Yangtze River Investment Industry Co., Ltd.
TICKER: 600119 CUSIP: Y9867R106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Y.U.D. Yangtze River Investment Industry Co., Ltd.
TICKER: 600119 CUSIP: Y9867R106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL BUDGET ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER NO N/A N/A
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #10: APPROVE APPLICATION OF LOAN FROM ISSUER NO N/A N/A
CONTROLLING SHAREHOLDER
PROPOSAL #10: APPROVE APPLICATION OF LOAN FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Yabao Pharmaceutical Group Co Ltd
TICKER: 600351 CUSIP: Y7701H102
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE NUMBER OR AMOUNT OF SHARES ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Yabao Pharmaceutical Group Co., Ltd.
TICKER: 600351 CUSIP: Y7701H102
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.1: APPROVE ADJUSTMENT ON PURPOSE OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #1.2: APPROVE ADJUSTMENT ON USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Yabao Pharmaceutical Group Co., Ltd.
TICKER: 600351 CUSIP: Y7701H102
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Yadea Group Holdings Ltd.
TICKER: 1585 CUSIP: G9830F106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT LI ZONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT WU BIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT YAO NAISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ELECT ZHANG YIYIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT WONG LUNG MING AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Yageo Corp.
TICKER: 2327 CUSIP: Y9723R100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
ISSUER: Yamamah Saudi Cement Co.
TICKER: 3020 CUSIP: M9868H100
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019 AND Q1 OF FY 2020
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
SAUDI YAMANI COMPANY
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
ARABIAN SHIELD INSURANCE COMPANY
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
CEMENT PRODUCT INDUSTRY CO.
PROPOSAL #9: ALLOW BOARD MEMBER JIHAD AL RASHID TO BE ISSUER YES FOR FOR
INVOLVED WITH OTHER COMPANIES FOR FY 2019
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS OF ISSUER YES FOR FOR
SAR 2.4 MILLION FOR FY 2018
PROPOSAL #11: AMEND ARTICLE 25 OF BYLAWS RE: ISSUER YES FOR FOR
CHAIRMAN, VICE CHAIRMAN, CEO AND BOARD SECRETARY
PROPOSAL #12: AMEND ARTICLE 26 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #13: AMEND ARTICLE 33 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY INVITATION
PROPOSAL #14: AMEND ARTICLE 35 OF BYLAWS RE: GENERAL ISSUER YES FOR FOR
ASSEMBLY QUROUM
PROPOSAL #15: AMEND ARTICLE 45 OF BYLAWS RE: AUDIT ISSUER YES FOR FOR
COMMITTEE REPORTS
PROPOSAL #16: AMEND ARTICLE 51 OF BYLAWS RE: ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #17: AMEND ARTICLE 22 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
END OF TERM AND VACANCIES
PROPOSAL #18: AMEND ARTICLE 5.3 OF CORPORATE ISSUER YES FOR FOR
GOVERNANCE CHARTER
ISSUER: Yan Tai Shuang Ta Food Co., Ltd.
TICKER: 002481 CUSIP: Y9732V100
MEETING DATE: 11/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
ISSUER: Yan Tai Shuang Ta Food Co., Ltd.
TICKER: 2481 CUSIP: Y9732V100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE GENERAL MANAGERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT ISSUER YES AGAINST AGAINST
LINES
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE USE OF PARTIAL RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #14: APPROVE USE OF OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
ISSUER: YanAn Bicon Pharmaceutical Listed Co.
TICKER: 002411 CUSIP: Y4441M103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY TO THE COMPANY
ISSUER: Yanbu Cement Co.
TICKER: 3060 CUSIP: M9869M108
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE INTERIM DIVIDEND OF SAR 0.50 FOR ISSUER YES FOR FOR
SECOND HALF OF FY 2018
PROPOSAL #6: APPROVE INTERIM DIVIDEND OF SAR 0.50 FOR ISSUER YES FOR FOR
FIRST HALF OF FY 2018
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION POLICY FOR ISSUER YES FOR FOR
FY 2019
PROPOSAL #9: ALLOW ABDULAZEEZ AL SAOUD TO BE INVOLVED ISSUER YES FOR FOR
WITH OTHER COMPANIES
ISSUER: Yanbu National Petrochemical Co.
TICKER: 2290 CUSIP: M98699107
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2018
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2018
PROPOSAL #3: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2018
PROPOSAL #4: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2019
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2018
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS OF SAR ISSUER YES FOR FOR
1,400,000 FOR FY 2018
PROPOSAL #7: APPROVE DIVIDENDS OF SAR 1.75 FOR FIRST ISSUER YES FOR FOR
HALF OF FY 2018
PROPOSAL #8: APPROVE DIVIDENDS OF SAR 2 FOR SECOND ISSUER YES FOR FOR
HALF OF FY 2018
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
ISSUER: Yang Guang Co., Ltd.
TICKER: 608 CUSIP: Y29301101
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND IMPLEMENTING RULES FOR CUMULATIVE SHAREHOLDER YES FOR FOR
VOTING SYSTEM OF THE SEVENTH SESSION OF THE BOARD OF
DIRECTORS AND BOARD OF SUPERVISORS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES FOR FOR
ASSOCIATION
ISSUER: Yang Guang Co., Ltd.
TICKER: 000608 CUSIP: Y29301101
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT ZHANG DIJIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YANG NING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT LI GUOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LIN FENG AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: ELECT CHEN DONGBIAO AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7: ELECT WANG SHOUQING AS NON-INDEPENDENT SHAREHOLDER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: ELECT HAN CHUANMO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT HAN JUNFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT HAN MEIYUN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT NI JIANDA AS INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #12: ELECT CHEN JIAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #13: ELECT LIU JIANTU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #14: ELECT FU HAIYING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #18: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #19: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #20: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST N/A
ASSOCIATION PROPOSED BY SHAREHOLDER
ISSUER: Yang Guang Co., Ltd.
TICKER: 608 CUSIP: Y29301101
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
ISSUER: Yang Ming Marine Transport Corp.
TICKER: 2609 CUSIP: Y9729D105
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OPERATION AND FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLIC ISSUANCE OF RENEWABLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2: APPROVE PRIVATE ISSUANCE OF RENEWABLE ISSUER YES FOR FOR
BONDS
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FAN HONGQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG NAISHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WU XUEGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINES AND ISSUER YES FOR FOR
BANK LOAN
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG HUAI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIN MAOXUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Yang Quan Coal Industry (Group) Co., Ltd.
TICKER: 600348 CUSIP: Y7703G102
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PERFORMANCE REPORT OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE INTERNAL CONTROL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Yango Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #10: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING BIDDING FOR LAND
PROPOSAL #12: APPROVE GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #14: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #14.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #14.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #14.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #14.5: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #14.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #14.7: APPROVE PAYMENT METHOD OF CAPITAL AND ISSUER YES FOR FOR
INTEREST
PROPOSAL #14.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #14.9: APPROVE TERMS OF REDEMPTION OR ISSUER YES FOR FOR
APPROVE TERMS OF SELL-BACK
PROPOSAL #14.10: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #14.11: APPROVE GUARANTEE ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #14.12: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #14.13: APPROVE LISTING ARRANGEMENTS ISSUER YES FOR FOR
PROPOSAL #14.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
CORPORATE BONDS
ISSUER: Yango Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET-BACKED PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CHENGDU FUSHUN OPTICAL REAL ESTATE CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHENZHEN DA'AICHENG REAL ESTATE CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO SUZHOU ISSUER YES FOR FOR
HONGGUANG REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO YUNNAN ISSUER YES FOR FOR
BAOCHENG REAL ESTATE DEVELOPMENT CO., LTD.
ISSUER: Yango Group Co., Ltd.
TICKER: 671 CUSIP: Y2653W108
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOND FINANCING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Yango Group Co., Ltd.
TICKER: 000671 CUSIP: Y2653W108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY SHENYANG LONGGUANG TRADING CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY CHONGQING MUGUANG REAL ESTATE DEVELOPMENT
CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ASSOCIATE COMPANY JIUJIANG FULI ZHISHENG REAL ESTATE
CO., LTD.
ISSUER: Yangtze Optical Fibre & Cable Joint Stock Ltd. Co.
TICKER: 6869 CUSIP: Y9737F100
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Yangtze Optical Fibre & Cable Joint Stock Ltd. Co.
TICKER: 6869 CUSIP: Y9737F100
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTIMATES OF 2019 ANNUAL ISSUER YES FOR FOR
TRANSACTION AMOUNTS FOR THE RELATED PARTY
PROPOSAL #2: APPROVE EMPLOYEE SHARE OWNERSHIP PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MANAGEMENT MEASURES ON EMPLOYEE ISSUER YES FOR FOR
SHARE OWNERSHIP PLAN
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO EMPLOYEE SHARE OWNERSHIP PLAN
ISSUER: Yangtze Optical Fibre and Cable Joint Stock Limited Company
TICKER: 6869 CUSIP: Y9737F100
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG HUAZHEN LLP AS AUDITORS AND ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
ISSUER: Yangzhou Yangjie Electronic Technology Co., Ltd.
TICKER: 300373 CUSIP: Y97292109
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE REPURCHASE PRICE, PRICING ISSUER YES FOR FOR
PERIOD AND PRICING PRINCIPLE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS
PROPOSAL #1.5: APPROVE ISSUE TYPE, SCALE, PROPORTION ISSUER YES FOR FOR
TO SHARE CAPITAL
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yangzhou Yangjie Electronic Technology Co., Ltd.
TICKER: 300373 CUSIP: Y97292109
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Yangzhou Yangjie Electronic Technology Co., Ltd.
TICKER: 300373 CUSIP: Y97292109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Yangzijiang Shipbuilding (Holdings) Ltd.
TICKER: BS6 CUSIP: Y9728A102
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT REN YUANLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT TEO YI-DAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Yanlord Land Group Ltd.
TICKER: Z25 CUSIP: Y9729A101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4a: ELECT ZHONG SILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT RONALD SEAH LIM SIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4c: ELECT ZHONG SHENG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HONG PIAN TEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Yantai ChangYu Pioneer Wine Co., Ltd.
TICKER: 200869 CUSIP: Y9739T108
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT GUO GUOQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yantai ChangYu Pioneer Wine Co., Ltd.
TICKER: 200869 CUSIP: Y9739T108
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: AMEND TRADEMARK LICENSE CONTRACT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT CHEN DIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT AOGUSIDU RUINA AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT AERDINUO MAZUOLADI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT ENLIKE XIWEILI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT WEI ANNING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT ZHOU HONGJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT LENG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT SUN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT LI JIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT LUO FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT WANG ZHUQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT GUO GUOQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT DUAN CHANGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT LUI HUIRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT KONG QINGKUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LIU ZHIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Yantai ChangYu Pioneer Wine Co., Ltd.
TICKER: 200869 CUSIP: Y9739T116
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: AMEND TRADEMARK LICENSE CONTRACT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT CHEN DIANXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT AOGUSIDU RUINA AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT AERDINUO MAZUOLADI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT ENLIKE XIWEILI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT WEI ANNING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT ZHOU HONGJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT LENG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT SUN JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT LI JIMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT LUO FEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT WANG ZHUQUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT GUO GUOQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT DUAN CHANGQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT LUI HUIRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1: ELECT KONG QINGKUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT LIU ZHIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Yantai Dongcheng Biochemicals Co., Ltd.
TICKER: 2675 CUSIP: Y9727E105
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #2: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Yantai Dongcheng Biochemicals Co., Ltd.
TICKER: 002675 CUSIP: Y9727E105
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: ELECT XIN HONGBO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Yantai Dongcheng Biochemicals Co., Ltd.
TICKER: 002675 CUSIP: Y9727E105
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PURCHASE FINANCIAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR SHAREHOLDER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #11.1: APPROVE SECURITY TYPE SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: APPROVE ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #11.3: APPROVE PAR VALUE AND ISSUE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #11.4: APPROVE BOND PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #11.5: APPROVE INTEREST RATE SHAREHOLDER YES FOR FOR
PROPOSAL #11.6: APPROVE REPAYMENT PERIOD AND MANNER SHAREHOLDER YES FOR FOR
PROPOSAL #11.7: APPROVE GUARANTEE MATTERS SHAREHOLDER YES FOR FOR
PROPOSAL #11.8: APPROVE CONVERSION PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #11.9: APPROVE DETERMINATION AND ADJUSTMENT SHAREHOLDER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #11.10: APPROVE TERMS FOR DOWNWARD SHAREHOLDER YES FOR FOR
ADJUSTMENT OF CONVERSION PRICE
PROPOSAL #11.11: APPROVE METHOD FOR DETERMINING THE SHAREHOLDER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #11.12: APPROVE TERMS OF REDEMPTION SHAREHOLDER YES FOR FOR
PROPOSAL #11.13: APPROVE TERMS OF SELL-BACK SHAREHOLDER YES FOR FOR
PROPOSAL #11.14: APPROVE OWNERSHIP OF DIVIDENDS SHAREHOLDER YES FOR FOR
DURING THE CONVERSION YEAR
PROPOSAL #11.15: APPROVE ISSUE MANNER AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #11.16: APPROVE PLACING ARRANGEMENT FOR SHAREHOLDER YES FOR FOR
SHAREHOLDERS
PROPOSAL #11.17: APPROVE MATTERS RELATING TO MEETINGS SHAREHOLDER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #11.18: APPROVE USAGE OF RAISED FUNDS SHAREHOLDER YES FOR FOR
PROPOSAL #11.19: APPROVE DEPOSIT OF RAISED FUNDS SHAREHOLDER YES FOR FOR
PROPOSAL #11.20: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #12: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE SHAREHOLDER YES FOR FOR
BONDS
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE REPORT ON PREVIOUSLY RAISED SHAREHOLDER YES FOR FOR
FUNDS
PROPOSAL #15: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #16: APPROVE PRINCIPLES ON BONDHOLDERS SHAREHOLDER YES FOR FOR
MEETING
PROPOSAL #17: APPROVE CONFIRMATION OF COMPANY'S SHAREHOLDER YES FOR FOR
RELATED PARTY TRANSACTIONS DID NOT HARM THE INTERESTS
OF THE COMPANY AND ASSOCIATED SHAREHOLDERS
PROPOSAL #18: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #19: APPROVE SHAREHOLDER RETURN PLAN SHAREHOLDER YES FOR FOR
ISSUER: Yantai Jereh Oilfield Services Group Co. Ltd.
TICKER: 002353 CUSIP: Y9729Z106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PARTIAL FUND- ISSUER YES FOR FOR
RAISING INVESTMENT PROJECT AND USE OF REMAINING
RAISED FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Yantai Jereh Oilfield Services Group Co. Ltd.
TICKER: 2353 CUSIP: Y9729Z106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #4: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Yantai Jereh Oilfield Services Group Co. Ltd.
TICKER: 2353 CUSIP: Y9729Z106
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI ZHIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT DONG TINGTING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES AGAINST AGAINST
BANK CREDIT LINES AND PROVISION OF GUARANTEE
PROPOSAL #11: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Yantai Tayho Advanced Materials Co., Ltd.
TICKER: 002254 CUSIP: Y9732U102
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF NINGXIA TAIHE ISSUER YES FOR FOR
FANGLUN FIBER CO., LTD.
PROPOSAL #2: APPROVE INVESTMENT IN A PROJECT ISSUER YES FOR FOR
ISSUER: Yantai Tayho Advanced Materials Co., Ltd.
TICKER: 2254 CUSIP: Y9732U102
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Yantai Tayho Advanced Materials Co., Ltd.
TICKER: 002254 CUSIP: Y9732U102
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF M&A LOANS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF MANAGEMENT TO SHAREHOLDER YES FOR N/A
HANDLE CREDIT LINE, GUARANTEE AMOUNT AND ASSET PLEDGE
AND MORTGAGE
PROPOSAL #3.1: ELECT CHEN DIANXIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT SUN CHAOHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Yantai Tayho Advanced Materials Co., Ltd.
TICKER: 2254 CUSIP: Y9732U102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF A PRODUCTION PLANT FOR ARAMID
PROPOSAL #9: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF AN AI MANUFACTURING PLANT FOR SPANDEX
PROPOSAL #10: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR SUBSIDIARIES
ISSUER: Yantai Zhenghai Magnetic Material Co., Ltd.
TICKER: 300224 CUSIP: Y9739J100
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Yantai Zhenghai Magnetic Material Co., Ltd.
TICKER: 300224 CUSIP: Y9739J100
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WANG QINGKAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT CHI ZHIQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT ZHAO JUNTAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WANG TAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT QUAN JIE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT LI ZHIQIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YIN CHENGLIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YU JIANQING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LIU XIJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT XU YUELI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT REN RUNPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND MANAGEMENT SYSTEMS OF THE COMPANY ISSUER YES FOR FOR
PROPOSAL #6.1: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6.2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6.3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6.4: AMEND DECISION-MAKING SYSTEM FOR ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #6.5: AMEND INTERNAL CONTROL RULES 1 ISSUER YES FOR FOR
PROPOSAL #6.6: AMEND DECISION-MAKING SYSTEM OF ISSUER YES FOR FOR
SIGNIFICANT TRANSACTIONS
PROPOSAL #6.7: AMEND IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #6.8: AMEND INTERNAL CONTROL RULES 2 ISSUER YES FOR FOR
ISSUER: Yantai Zhenghai Magnetic Material Co., Ltd.
TICKER: 300224 CUSIP: Y9739J100
MEETING DATE: 4/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND ASSESSMENT OF ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF THE NON-PUBLIC ISSUANCE OF SHARES
OF THE COMPANY
PROPOSAL #2: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF AUTHORIZATION TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF SHARES AT ITS DISCRETION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ENTERING INTO THE HVO SALES SHAREHOLDER YES FOR FOR
CONTRACT, THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ESTIMATED MAXIMUM
ANNUAL TRANSACTION AMOUNTS
PROPOSAL #4.2: APPROVE ENTERING INTO THE GLENCORE SHAREHOLDER YES FOR FOR
FRAMEWORK COAL PURCHASE AGREEMENT, THE CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE RELEVANT ANNUAL CAPS
PROPOSAL #4.3: APPROVE ENTERING INTO THE HVO SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ESTIMATED MAXIMUM
ANNUAL TRANSACTION AMOUNTS
PROPOSAL #4.4: APPROVE ENTERING INTO THE YANCOAL SHAREHOLDER YES FOR FOR
AUSTRALIA - SOJITZ COAL SALES AGREEMENT, THE
CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE RELEVANT ANNUAL CAPS
PROPOSAL #4.5: APPROVE ENTERING INTO THE SYNTECH - SHAREHOLDER YES FOR FOR
SOJITZ COAL SALES AGREEMENT, THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER AND THE
RELEVANT ANNUAL CAPS
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF THE NON-PUBLIC ISSUANCE OF SHARES
OF THE COMPANY
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RULES AND PROCEDURES
PROPOSAL #2: APPROVE 2018 A SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE IMPLEMENTATION, ASSESSMENT AND ISSUER YES FOR FOR
MANAGEMENT METHODS IN RELATION TO 2018 A SHARE OPTION
SCHEME
PROPOSAL #4: AUTHORIZE BOARD TO MANAGE ISSUES IN ISSUER YES FOR FOR
CONNECTION WITH 2018 A SHARE OPTION SCHEME
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 A SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION, ASSESSMENT AND ISSUER YES FOR FOR
MANAGEMENT METHODS IN RELATION TO 2018 A SHARE OPTION
SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO MANAGE ISSUES IN ISSUER YES FOR FOR
CONNECTION WITH 2018 A SHARE OPTION SCHEME
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF THE NON-PUBLIC ISSUANCE OF SHARES
OF THE COMPANY
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF THE NON-PUBLIC ISSUANCE OF SHARES
OF THE COMPANY
PROPOSAL #2: APPROVE EXTENSION OF THE RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD OF AUTHORIZATION TO THE BOARD TO DEAL
WITH ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF SHARES AT ITS DISCRETION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE ENTERING INTO THE HVO SALES SHAREHOLDER YES FOR FOR
CONTRACT, THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ESTIMATED MAXIMUM
ANNUAL TRANSACTION AMOUNTS
PROPOSAL #4.2: APPROVE ENTERING INTO THE GLENCORE SHAREHOLDER YES FOR FOR
FRAMEWORK COAL PURCHASE AGREEMENT, THE CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE RELEVANT ANNUAL CAPS
PROPOSAL #4.3: APPROVE ENTERING INTO THE HVO SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ESTIMATED MAXIMUM
ANNUAL TRANSACTION AMOUNTS
PROPOSAL #4.4: APPROVE ENTERING INTO THE YANCOAL SHAREHOLDER YES FOR FOR
AUSTRALIA - SOJITZ COAL SALES AGREEMENT, THE
CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE RELEVANT ANNUAL CAPS
PROPOSAL #4.5: APPROVE ENTERING INTO THE SYNTECH - SHAREHOLDER YES FOR FOR
SOJITZ COAL SALES AGREEMENT, THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER AND THE
RELEVANT ANNUAL CAPS
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND THE ARTICLES OF ASSOCIATION AND ISSUER YES FOR FOR
RULES AND PROCEDURES
PROPOSAL #2: APPROVE 2018 A SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE IMPLEMENTATION, ASSESSMENT AND ISSUER YES FOR FOR
MANAGEMENT METHODS IN RELATION TO 2018 A SHARE OPTION
SCHEME
PROPOSAL #4: AUTHORIZE BOARD TO MANAGE ISSUES IN ISSUER YES FOR FOR
CONNECTION WITH 2018 A SHARE OPTION SCHEME
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 2/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 A SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE IMPLEMENTATION, ASSESSMENT AND ISSUER YES FOR FOR
MANAGEMENT METHODS IN RELATION TO 2018 A SHARE OPTION
SCHEME
PROPOSAL #3: AUTHORIZE BOARD TO MANAGE ISSUES IN ISSUER YES FOR FOR
CONNECTION WITH 2018 A SHARE OPTION SCHEME
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR OFFICERS
PROPOSAL #7: APPROVE EXTERNAL AUDITING FIRM AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
GUARANTEES TO SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #10: AUTHORIZE THE COMPANY TO CARRY OUT ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS FINANCING BUSINESSES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13.01: APPROVE SIZE AND METHOD OF THE SHAREHOLDER YES FOR FOR
ISSUANCE
PROPOSAL #13.02: APPROVE MATURITY PERIOD OF THE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #13.03: APPROVE PAR VALUE AND THE ISSUE SHAREHOLDER YES FOR FOR
PRICE
PROPOSAL #13.04: APPROVE COUPON RATE AND ITS SHAREHOLDER YES FOR FOR
DETERMINATION MECHANISM
PROPOSAL #13.05: APPROVE FORM OF THE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #13.06: APPROVE METHOD OF INTEREST PAYMENT SHAREHOLDER YES FOR FOR
AND REDEMPTION
PROPOSAL #13.07: APPROVE GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #13.08: APPROVE UNDERWRITING SHAREHOLDER YES FOR FOR
PROPOSAL #13.09: APPROVE TARGET OF THE ISSUANCE SHAREHOLDER YES FOR FOR
PROPOSAL #13.1: APPROVE PLACING ARRANGEMENT FOR SHAREHOLDER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.11: APPROVE LISTING ARRANGEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #13.12: APPROVE AUTHORIZATION SHAREHOLDER YES FOR FOR
PROPOSAL #14.1: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Yanzhou Coal Mining Co., Ltd.
TICKER: 1171 CUSIP: Y97417110
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORKING REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 WORKING REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
OF DIRECTORS, SUPERVISORS AND SENIOR OFFICERS
PROPOSAL #7: APPROVE EXTERNAL AUDITING FIRM AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF FINANCIAL ISSUER YES AGAINST AGAINST
GUARANTEES TO SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #10: AUTHORIZE THE COMPANY TO CARRY OUT ISSUER YES FOR FOR
DOMESTIC AND OVERSEAS FINANCING BUSINESSES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13.01: APPROVE SIZE AND METHOD OF THE SHAREHOLDER YES FOR FOR
ISSUANCE
PROPOSAL #13.02: APPROVE MATURITY PERIOD OF THE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #13.03: APPROVE PAR VALUE AND THE ISSUE SHAREHOLDER YES FOR FOR
PRICE
PROPOSAL #13.04: APPROVE COUPON RATE AND ITS SHAREHOLDER YES FOR FOR
DETERMINATION MECHANISM
PROPOSAL #13.05: APPROVE FORM OF THE BONDS SHAREHOLDER YES FOR FOR
PROPOSAL #13.06: APPROVE METHOD OF INTEREST PAYMENT SHAREHOLDER YES FOR FOR
AND REDEMPTION
PROPOSAL #13.07: APPROVE GUARANTEE SHAREHOLDER YES FOR FOR
PROPOSAL #13.08: APPROVE UNDERWRITING SHAREHOLDER YES FOR FOR
PROPOSAL #13.09: APPROVE TARGET OF THE ISSUANCE SHAREHOLDER YES FOR FOR
PROPOSAL #13.1: APPROVE PLACING ARRANGEMENT FOR SHAREHOLDER YES FOR FOR
SHAREHOLDERS
PROPOSAL #13.11: APPROVE LISTING ARRANGEMENT SHAREHOLDER YES FOR FOR
PROPOSAL #13.12: APPROVE AUTHORIZATION SHAREHOLDER YES FOR FOR
PROPOSAL #14.01: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
ISSUER: Yanzhou Coal Mining Company Limited
TICKER: 1171 CUSIP: Y97417102
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Yapi ve Kredi Bankasi AS
TICKER: YKBNK CUSIP: M9869G101
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ACTIONS OF THE BOARD AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION POLICY AND DIRECTOR ISSUER YES FOR FOR
REMUNERATION FOR 2018
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
ISSUER: Yashili International Holdings Ltd.
TICKER: 1230 CUSIP: G98340105
MEETING DATE: 3/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
ISSUER: Yatas Yatak ve Yorgan Sanayi Ticaret AS
TICKER: YATAS CUSIP: M9878S104
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: AMEND COMPANY ARTICLES 9 AND 13 ISSUER YES FOR FOR
PROPOSAL #16: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
ISSUER: Yaxia Automobile Corp.
TICKER: 2607 CUSIP: Y9717Y103
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 PROFIT DISTRIBUTION FOR ISSUER YES FOR FOR
FIRST THREE QUARTERS
ISSUER: Yaxia Automobile Corp.
TICKER: 002607 CUSIP: Y9717Y103
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5.1: ELECT LI YONGXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT SHI LEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT WANG ZHENDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT YI ZITING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT WANG QIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT TONG YAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ZHANG XUANMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT GUO SHIHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT HE DI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ENTRUSTED ASSET MANAGEMENT ISSUER YES FOR FOR
ISSUER: YC Inox Co. Ltd.
TICKER: 2034 CUSIP: Y98034104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Yealink Network Technology Corp. Ltd.
TICKER: 300628 CUSIP: Y9750S104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: AMEND MEETING RULES AND PROCEDURES AS ISSUER YES FOR FOR
WELL AS MANAGEMENT SYSTEMS
PROPOSAL #11: APPROVE CHANGE OF BUSINESS PLACE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
PROPOSAL #14: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
CONDUCT CASH MANAGEMENT
ISSUER: Yechiu Metal Recycling (China) Ltd.
TICKER: 601388 CUSIP: Y97278108
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Yechiu Metal Recycling (China) Ltd.
TICKER: 601388 CUSIP: Y97278108
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUANG YIYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #5.4: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING BASIS
PROPOSAL #5.5: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #5.7: APPROVE AMOUNT AND USAGE OF RAISED ISSUER YES FOR FOR
FUNDS
PROPOSAL #5.8: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #5.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE THE NOTION THAT THE COMPANY DOES ISSUER YES FOR FOR
NOT NEED TO PREPARE A REPORT ON THE USAGE OF
PREVIOUSLY RAISED FUNDS
PROPOSAL #9: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AND RELEVANT
PROPOSAL #11: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER YES FOR FOR
PLAN
PROPOSAL #12: APPROVE PRIVATE PLACEMENT OF SHARES ISSUER YES FOR FOR
CONSTITUTES AS RELATED PARTY TRANSACTION
PROPOSAL #13: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT WITH RELEVANT PARTIES
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yechiu Metal Recycling (China) Ltd.
TICKER: 601388 CUSIP: Y97278108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK LOANS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT HUANG CHONGSHENG AS NON- SHAREHOLDER YES AGAINST AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT LIN SHENGZHI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT HUANG YIYING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT LIU KAIMIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT LI YIHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT FAN GUOSI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LI SHILONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT SUN CHUANXU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT GENG JIANTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT GUO JIANSHENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT XU YUHUA AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yeong Guan Energy Technology Group Co., Ltd.
TICKER: 1589 CUSIP: G98429106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORT AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7.1: ELECT CHANG,CHENG-LUNG WITH ID NO. ISSUER YES AGAINST AGAINST
F102190XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WEI,JIA-MIN (WEI, CHIA-MIN) WITH ISSUER YES FOR FOR
ID NO. L121553XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN,TIEN-WEN (CHEN, TYAN-WEN) ISSUER YES FOR FOR
WITH ID NO. A122885XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT NON-INDEPENDENT DIRECTOR 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.5: ELECT NON-INDEPENDENT DIRECTOR 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.6: ELECT NON-INDEPENDENT DIRECTOR 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.7: ELECT NON-INDEPENDENT DIRECTOR 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.8: ELECT NON-INDEPENDENT DIRECTOR 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.9: ELECT NON-INDEPENDENT DIRECTOR 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.10: ELECT NON-INDEPENDENT DIRECTOR 7 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.11: ELECT NON-INDEPENDENT DIRECTOR 8 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8: APPROVE RELEASE THE NEWLY ELECTED ISSUER YES FOR FOR
DIRECTORS FROM NON-COMPETITION RESTRICTIONS (TO BE
RESOLVED BY SUPERMAJORITY RESOLUTION)
ISSUER: YES BANK Limited
TICKER: 532648 CUSIP: Y97636123
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SUBHASH CHANDER KALIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT UTTAM PRAKASH AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT THAI SALAS VIJAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MAHESWAR SAHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ANIL JAGGIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT MUKESH SABHARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT BRAHM DUTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF BRAHM DUTT AS ISSUER YES FOR FOR
NON-EXECUTIVE (INDEPENDENT) PART-TIME CHAIRMAN
PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
AJAI KUMAR AS INTERIM MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #12: APPROVE USE OF BANK'S PROVIDED ISSUER YES FOR FOR
ACCOMMODATION AND CAR FACILITY BY RANA KAPOOR
PROPOSAL #13: ELECT RAVNEET SINGH GILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAVNEET SINGH GILL AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #15: ELECT RAVINDER KUMAR KHANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT SHAGUN KAPUR GOGIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #19: AMEND YBL ESOS - 2018 ISSUER YES AGAINST AGAINST
ISSUER: YFY, Inc.
TICKER: 1907 CUSIP: Y98715108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INITIAL PUBLIC OFFERING OF ISSUER YES FOR FOR
SUBSIDIARY ARIZON RFID TECHNOLOGY (YANGZHOU) CO.,
LTD. ON CHINA STOCK EXCHANGE
ISSUER: YFY, Inc.
TICKER: 1907 CUSIP: Y98715108
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AAPPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #6: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
ISSUER: YGsoft Inc.
TICKER: 002063 CUSIP: Y29316109
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIANG HAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHU HUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE COOPERATION AGREEMENT AND ISSUER YES AGAINST AGAINST
RELATED PARTY TRANSACTION
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
ISSUER: YGsoft Inc.
TICKER: 2063 CUSIP: Y29316109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING TRANSACTIONS ISSUER YES FOR FOR
OF SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE
PROPOSAL #2: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 8/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE EXTENSION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD
PROPOSAL #1.2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD
PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT IN THE ISSUER YES FOR FOR
ESTABLISHMENT OF LIMITED PARTNERSHIP AS WELL AS
REPURCHASE AND EXTERNAL GUARANTEE
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
PROPOSAL #2: APPROVE ADDITIONAL 2018 EXTERNAL ISSUER YES FOR FOR
GUARANTEE PROVISION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 002386 CUSIP: Y9803C106
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #2: APPROVE 2019 EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
LOW-RISK FINANCIAL PRODUCTS AND NATIONAL DEBT REVERSE
REPURCHASE
PROPOSAL #4: APPROVE REMOVAL OF TANG YI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Yibin Tianyuan Group Co., Ltd.
TICKER: 2386 CUSIP: Y9803C106
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: ADPV33181
MEETING DATE: 8/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONNECTED TRANSACTION UNDER THE ISSUER YES FOR FOR
ACQUISITION AGREEMENT
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: ADPV33181
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ISSUANCE OF H SHARE ISSUER YES FOR FOR
CONVERTIBLE BONDS, ISSUANCE OF THE CONVERSION SHARES
AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT EDDY HUANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO DETERMINE THE COMMENCEMENT DATE OF
HIS APPOINTMENT
PROPOSAL #3: APPROVE DISTRIBUTION OF INTERIM ISSUER YES FOR FOR
DIVIDENDS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: ADPV33181
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ISSUANCE OF H SHARE ISSUER YES FOR FOR
CONVERTIBLE BONDS, ISSUANCE OF THE CONVERSION SHARES
AND RELATED TRANSACTIONS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: Y9828F100
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF A CONDITIONAL GENERAL ISSUER YES FOR FOR
MANDATE TO THE DIRECTORS TO REPURCHASE H SHARES AND
AUTHORIZATION OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: Y9828F100
MEETING DATE: 2/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF A CONDITIONAL GENERAL ISSUER YES FOR FOR
MANDATE TO THE DIRECTORS TO REPURCHASE H SHARES AND
AUTHORIZATION OF BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co. Ltd.
TICKER: 1558 CUSIP: Y9828F100
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY AND SUNSHINE LAKE PHARMA AND RELATED
TRANSACTIONS
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
TICKER: 1558 CUSIP: Y9828F100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #6: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES AGAINST AGAINST
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT TANG JINLONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES FOR N/A
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: YiChang HEC ChangJiang Pharmaceutical Co., Ltd.
TICKER: 1558 CUSIP: Y9828F100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF GENERAL MANDATE TO THE ISSUER YES FOR FOR
DIRECTORS TO REPURCHASE H SHARES AND AUTHORIZATION OF
BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Yieh Phui Enterprise Co., Ltd.
TICKER: 2023 CUSIP: Y9840D109
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH AND STOCK DIVIDENDS TO BE ISSUER YES FOR FOR
ISSUED AND TURNING THE RETAINED EARNINGS INTO
STOCKHOLDERS' EQUITY FOR 2018
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7.1: ELECT LIN, I-SHOU, REPRESENTATIVE OF ISSUER YES FOR FOR
KUO CHIAO INVESTMENT DEVELOPMENT CO., LTD., WITH
SHAREHOLDER NO. 81896 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT WU LIN-MAW, REPRESENTATIVE OF ISSUER YES FOR FOR
KUO CHIAO INVESTMENT DEVELOPMENT CO., LTD., WITH
SHAREHOLDER NO. 81896 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT LIANG PYNG-YEONG, REPRESENTATIVE ISSUER YES FOR FOR
OF KUO CHIAO INVESTMENT DEVELOPMENT CO., LTD., WITH
SHAREHOLDER NO. 81896 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT HUANG CHING-TSUNG, ISSUER YES FOR FOR
REPRESENTATIVE OF KUO CHIAO INVESTMENT DEVELOPMENT
CO., LTD., WITH SHAREHOLDER NO. 81896 AS NON-
PROPOSAL #7.5: ELECT SUN, CHIN-SU WITH ID NO. ISSUER YES FOR FOR
E102704XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT YANG DER-YUAN WITH ID NO. ISSUER YES FOR FOR
A120179XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT CHANG, WEN-YI WITH ID NO. ISSUER YES FOR FOR
S100755XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Yifan Pharmaceutical Co., Ltd.
TICKER: 2019 CUSIP: Y98922100
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Yifan Pharmaceutical Co., Ltd.
TICKER: 002019 CUSIP: Y98922100
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE FOREIGN EXCHANGE DERIVATIVES ISSUER YES FOR FOR
TRADING BUSINESS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS AND MEDIUM-TERM NOTES
PROPOSAL #12: APPROVE DRAFT AND SUMMARY ON ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #13: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #16.1: ELECT CHENG XIANFENG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.2: ELECT ZHANG YINGTING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #16.3: ELECT YE YIQUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.4: ELECT ZHOU BENYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.5: ELECT LIN XING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.6: ELECT FENG DEQI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT GENHONG CHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.2: ELECT LEI XINTU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.3: ELECT ZHANG KEJIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18.1: ELECT XU GUOHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #18.2: ELECT ZHANG LIANCHUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Yifeng Pharmacy Chain Co., Ltd.
TICKER: 603939 CUSIP: Y982AC104
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE AND ACCEPTANCE OF GUARANTEE FORM
RELATED PARTY
PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES
PROPOSAL #3: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES
PROPOSAL #3.1: APPROVE TRANSACTION PARTIES AND TARGET ISSUER YES FOR FOR
ASSETS
PROPOSAL #3.2: APPROVE TARGET ASSET PRICING BASIS AND ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #3.3: APPROVE TRANSACTION CONSIDERATION AND ISSUER YES FOR FOR
PAYMENT MANNER
PROPOSAL #3.4: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #3.5: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE SHARE ISSUE PRICING BASIS, ISSUER YES FOR FOR
PRICING REFERENCE DATE AND ISSUE PRICE
PROPOSAL #3.7: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE ISSUE PRICE ADJUSTMENT ISSUER YES FOR FOR
MECHANISM
PROPOSAL #3.9: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #3.12: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.13: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION ARRANGEMENT
PROPOSAL #3.14: APPROVE PAYMENT ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE TRANSFER OF OWNERSHIP OF THE ISSUER YES FOR FOR
UNDERLYING ASSET
PROPOSAL #3.16: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED-PARTY TRANSACTION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE RELEVANT AUDIT REPORT, APPRAISAL ISSUER YES FOR FOR
REPORT AND PRO FORMA CONSOLIDATED REVIEW REPORT
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE CONDITIONAL ASSET PURCHASE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #13: APPROVE SIGNING OF PERFORMANCE ISSUER YES FOR FOR
COMMITMENT COMPENSATION AGREEMENT
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURING
PROPOSAL #16: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
ARTICLE 13 OF STRENGTHENING THE SUPERVISION OVER
ABNORMAL STOCK TRADING RELATED TO THE MATERIAL ASSET
REORGANIZATIONS OF LISTED COMPANIES
PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #18: APPROVE VALIDITY OF THE TRANSACTION ISSUER YES FOR FOR
PRICING
PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE ACQUISITION BY CASH
AND ISSUANCE OF SHARES
PROPOSAL #20: APPROVE DRAFT AND SUMMARY OF 2018 ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #21: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #22: APPROVE LIST OF PLAN PARTICIPANTS ISSUER YES FOR FOR
PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO THE PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #24: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
CONDITIONAL PERFORMANCE COMMITMENT COMPENSATION
AGREEMENT
ISSUER: Yifeng Pharmacy Chain Co., Ltd.
TICKER: 603939 CUSIP: Y982AC104
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND HANDLE ISSUER YES FOR FOR
CHANGE IN REGISTRATION
PROPOSAL #2: APPROVE 2018 TERMINATION OF PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS OR
STRUCTURE DEPOSITS
ISSUER: Yihai International Holding Ltd
TICKER: 1579 CUSIP: G98419107
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE HAIDILAO MASTER SALES AGREEMENT, ISSUER YES FOR FOR
RELEVANT ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SHUHAI SALES AGREEMENT, RELEVANT ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE FRAMEWORK SALES AND PURCHASE ISSUER YES FOR FOR
AGREEMENTS, RELEVANT ANNUAL CAPS AND RELATED
TRANSACTIONS
ISSUER: Yihai International Holding Ltd.
TICKER: 1579 CUSIP: G98419107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT SHI YONGHONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT SUN SHENGFENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: ELECT QIAN MINGXING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #5: ELECT GUO QIANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Yihua Healthcare Co., Ltd.
TICKER: 000150 CUSIP: Y53644103
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Yihua Healthcare Co., Ltd.
TICKER: 000150 CUSIP: Y53644103
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
REGISTERED CAPITAL AS WELL AS AMEND ARTICLES OF
ASSOCIATION
ISSUER: YIHUA HEALTHCARE Co., Ltd.
TICKER: 150 CUSIP: Y53644103
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF HOSPITAL MANAGEMENT SERVICE
AGREEMENT
PROPOSAL #2: ELECT YUAN SHENGHUA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: YIHUA HEALTHCARE Co., Ltd.
TICKER: 150 CUSIP: Y53644103
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF COMPANY'S RIGHTS ISSUER YES FOR FOR
ISSUE SCHEME AND WITHDRAW APPLICATION DOCUMENTS
ISSUER: YIHUA HEALTHCARE Co., Ltd.
TICKER: 000150 CUSIP: Y53644103
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: YIHUA HEALTHCARE Co., Ltd.
TICKER: 150 CUSIP: Y53644103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
OF SUBSIDIARY
ISSUER: YIHUA HEALTHCARE Co., Ltd.
TICKER: 000150 CUSIP: Y53644103
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF BOND ISSUANCE
ISSUER: Yihua Lifestyle Technology Co., Ltd.
TICKER: 600978 CUSIP: Y29311100
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE RIGHTS ISSUE SCHEME
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Yihua Lifestyle Technology Co., Ltd.
TICKER: 600978 CUSIP: Y29311100
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON 2017 COMPANY'S ISSUER YES FOR FOR
RIGHTS ISSUE PRICING BASIS AS WELL AS AMOUNT AND USE
OF PROCEEDS
PROPOSAL #1.1: APPROVE PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE AMOUNT AND USE OF PROCEEDS ISSUER YES FOR FOR
ISSUER: Yihua Lifestyle Technology Co., Ltd.
TICKER: 600978 CUSIP: Y29311100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
FINANCING CREDIT LINE
PROPOSAL #9: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #15: AMEND GOVERNANCE OUTLINE ISSUER YES FOR FOR
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Yinchuan Xinhua Commercial Group Co., Ltd.
TICKER: 600785 CUSIP: Y6365T105
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BANK MORTGAGE LOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF LOAN FOR SUBSIDIARY ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INTERIM PROFIT DISTRIBUTION SHAREHOLDER YES AGAINST FOR
ISSUER: Yinchuan Xinhua Commercial Group Co., Ltd.
TICKER: 600785 CUSIP: Y6365T105
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN BANK APPLICATION OF COMPANY ISSUER YES FOR FOR
AND SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YE ZHAOGUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG YAN AS INDEPENDENT DIRECTOR SHAREHOLDER YES AGAINST AGAINST
ISSUER: Yinchuan Xinhua Commercial Group Co., Ltd.
TICKER: 600785 CUSIP: Y6365T105
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Yingkou Port Liability Co., Ltd.
TICKER: 600317 CUSIP: Y8103G106
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #7: APPROVE CONTINUED COMMITMENTS OF ISSUER YES FOR FOR
HORIZONTAL COMPETITION PREVENTION
PROPOSAL #8: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT SHAN ZHIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT WAN BINGKUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT DAI ZHAOLIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT BI TAIWEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT LIU YANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LI KUN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT HAN CHAOBO AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yinson Holdings Berhad
TICKER: YINSON CUSIP: Y98415105
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTORS' FEES FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED JANUARY 31, 2018
PROPOSAL #3: APPROVE DIRECTORS' BENEFITS FOR THE ISSUER YES FOR FOR
PERIOD FROM JUNE 1 UNTIL THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #4: ELECT BAH KIM LIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM HAN JOEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS PLT AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #1: ADOPT NEW CONSTITUTION ISSUER YES FOR FOR
ISSUER: Yintai Resources Co., Ltd.
TICKER: 000975 CUSIP: Y1584S103
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
ISSUER: Yintai Resources Co., Ltd.
TICKER: 000975 CUSIP: Y1584S103
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE USE OF OWN IDLE FUNDS BY COMPANY ISSUER YES FOR FOR
AND CONTROLLED SUBSIDIARY TO INVEST IN ENTRUSTED
FINANCIAL PRODUCTS
ISSUER: Yintai Resources Co., Ltd.
TICKER: 975 CUSIP: Y1584S103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE USE OF OWN IDLE FUNDS BY COMPANY ISSUER YES FOR FOR
AND CONTROLLED SUBSIDIARY TO INVEST IN ENTRUSTED
FINANCIAL PRODUCTS
PROPOSAL #8: ELECT LU SHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DRAFT AND SUMMARY ON EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #12: APPROVE MANAGEMENT SYSTEM OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Yinyi Co., Ltd.
TICKER: 000981 CUSIP: Y2682M105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
SUBJECT AND IMPLEMENTATION LOCATION OF THE RAISED
FUND INVESTMENT PROJECT
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES FOR FOR
OPERATING FINANCE LEASE BUSINESS OF WHOLLY-OWNED
SUBSIDIARY
ISSUER: Yinyi Co., Ltd.
TICKER: 000981 CUSIP: Y2682M105
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR
PROPOSAL #2: APPROVE SIGNING OF DEBT TRANSFER SHAREHOLDER YES FOR FOR
AGREEMENT AND ITS RELATED GUARANTEES
ISSUER: Yinyi Co., Ltd.
TICKER: 981 CUSIP: Y2682M105
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN BY ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Yinyi Co., Ltd.
TICKER: 981 CUSIP: Y2682M105
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE RELEVANT GUARANTEE FOR THE ISSUER YES AGAINST AGAINST
EQUITY TRANSFER AGREEMENT
ISSUER: Yinyi Co., Ltd.
TICKER: 981 CUSIP: Y2682M105
MEETING DATE: 3/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Yinyi Co., Ltd.
TICKER: 000981 CUSIP: Y2682M105
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Yinyi Co., Ltd.
TICKER: 000981 CUSIP: Y2682M105
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE COMPUTATION AND RESULT FOR ISSUER YES FOR FOR
AMOUNT OF SHARE COMPENSATION AND CORRESPONDING CASH
DIVIDEND RETURN
PROPOSAL #1.2: APPROVE IMPLEMENTATION PLAN FOR ISSUER YES FOR FOR
PERFORMANCE COMMITMENT COMPENSATION
PROPOSAL #2.1: APPROVE COMPUTATION AND RESULT FOR ISSUER YES FOR FOR
AMOUNT OF SHARE COMPENSATION AND CORRESPONDING CASH
DIVIDEND RETURN
PROPOSAL #2.2: APPROVE IMPLEMENTATION PLAN FOR ISSUER YES FOR FOR
PERFORMANCE COMMITMENT COMPENSATION
ISSUER: Yinyi Real Estate Co., Ltd.
TICKER: 000981 CUSIP: Y2682M105
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF SHAREHOLDER LOANS ISSUER YES FOR FOR
IN CONNECTION TO ACQUISITION AGREEMENT
PROPOSAL #2: APPROVE ADDITIONAL SHAREHOLDER LOANS FOR ISSUER YES FOR FOR
ASSOCIATE SUBSIDIARY
ISSUER: Yiwu Huading Nylon Co., Ltd.
TICKER: 601113 CUSIP: Y98401105
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER NO N/A N/A
ENTRUSTED ASSET MANAGEMENT AGREEMENT BY WHOLLY-OWNED
SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR SHAREHOLDER NO N/A N/A
ISSUER: Yiwu Huading Nylon Co., Ltd.
TICKER: 601113 CUSIP: Y98401105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE COMPLETION OF RAISED FUNDS ISSUER NO N/A N/A
PROJECTS AND USE OF SAVINGS OF RAISED FUNDS TO
REPLENISH WORKING CAPITAL
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
ISSUANCE OF SHARES TO PURCHASE ASSET
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF SHARES AND AMEND ARTICLES OF
ASSOCIATION
PROPOSAL #12.1: ELECT HU XIAOSHENG AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #12.2: ELECT TAN YANKUN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #13.1: ELECT ZHU YONGMING AS SUPERVISOR ISSUER NO N/A N/A
PROPOSAL #13.2: ELECT YAO NAIHONG AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Yixin Group Limited
TICKER: 2858 CUSIP: G9T43R102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DONG JIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT JIMMY CHI MING LAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Yonggao Co., Ltd.
TICKER: 2641 CUSIP: Y9841S105
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Yonghui Superstores Co., Ltd.
TICKER: 601933 CUSIP: Y9841N106
MEETING DATE: 10/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE PLAN AND
PERFORMANCE SHARE INCENTIVE PLAN
ISSUER: Yonghui Superstores Co., Ltd.
TICKER: 601933 CUSIP: Y9841N106
MEETING DATE: 12/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES AGAINST AGAINST
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL ALLOWANCE FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE EXEMPTION ON COMPANY'S ISSUER YES FOR FOR
SHAREHOLDER COMMITMENT
PROPOSAL #5: APPROVE TRANSFER OF SUBSIDIARY'S EQUITY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SIGNING OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION FRAMEWORK AGREEMENT
PROPOSAL #7: APPROVE EXTERNAL INVESTMENT ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT ZHANG XUANSONG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT ZHANG XUANNING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT BENJAMIN WILLIAM KESWICK AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT IAN MCLEOD AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT LIAO JIANWEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT LI GUO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT XU PING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT FANG QING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT LIU XIAOPENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT LIN ZHENMING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.2: ELECT ZHU WENJUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11.3: ELECT XIONG HOUFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yonghui Superstores Co., Ltd.
TICKER: 601933 CUSIP: Y9841N106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE 2018 CREDIT LINE AND LOAN AND ISSUER YES FOR FOR
2019 CREDIT LINE APPLICATION
PROPOSAL #9: APPROVE CHANGES IN ACCOUNTING POLICIES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS AND 2019 REMUNERATION PLAN
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS AND BOARD OF
PROPOSAL #13: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Yongxing Special Stainless Steel Co., Ltd.
TICKER: 2756 CUSIP: Y98421103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPLETION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Yongxing Special Stainless Steel Co., Ltd.
TICKER: 002756 CUSIP: Y98421103
MEETING DATE: 4/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET TRANSFER AND RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
ISSUER: Yongxing Special Stainless Steel Co., Ltd.
TICKER: 2756 CUSIP: Y98421103
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #9.1: APPROVE SHARE TYPE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #9.6: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #9.8: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE AND ITS ADJUSTMENT
PROPOSAL #9.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #9.1: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #9.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #9.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #9.13: APPROVE OWNERSHIP OF DIVIDENDS DURING ISSUER YES FOR FOR
THE CONVERSION YEAR
PROPOSAL #9.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #9.15: APPROVE ARRANGEMENTS FOR PLACING ISSUER YES FOR FOR
SHARES WITH FORMER SHAREHOLDERS
PROPOSAL #9.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #9.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #9.18: APPROVE GUARANTEE PROVISION ISSUER YES FOR FOR
PROPOSAL #9.19: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #12: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #13: APPROVE UNDERTAKINGS OF REMEDIAL ISSUER YES FOR FOR
MEASURES IN RELATION TO THE DILUTION OF CURRENT
RETURNS AS A RESULT OF THE ISSUANCE OF CONVERTIBLE
BONDS
PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATING TO THE ISSUANCE OF
CONVERTIBLE BONDS
PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #16: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
ISSUER: Yonyou Network Technology Co., Ltd.
TICKER: 600588 CUSIP: Y9042R104
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVALIDATION OF PARTIAL GRANTED ISSUER YES FOR FOR
STOCK OPTION AND REPURCHASE AND CANCELLATION OF
PARTIAL GRANTED PERFORMANCE SHARES
PROPOSAL #2.1: ELECT ZHANG WEIGUO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yonyou Network Technology Co., Ltd.
TICKER: 600588 CUSIP: Y9042R104
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
OPTION AND PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yonyou Network Technology Co., Ltd.
TICKER: 600588 CUSIP: Y9042R104
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Yonyou Network Technology Co., Ltd.
TICKER: 600588 CUSIP: Y9042R104
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Yonyou Network Technology Co., Ltd.
TICKER: 600588 CUSIP: Y9042R104
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CAPITALIZATION OF CAPITAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND 2019 REMUNERATION PLAN
PROPOSAL #10: APPROVE 2018 REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORS AND 2019 REMUNERATION PLAN
PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #12: APPROVE DOMESTIC PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CORPORATE BONDS
PROPOSAL #12.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #12.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #12.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #12.5: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK OR ADJUSTMENT ON COUPON RATE OPTION TERMS
PROPOSAL #12.6: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #12.7: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #12.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #12.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #12.10: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION (29) ISSUER YES FOR FOR
PROPOSAL #16: APPROVE INVALIDATION OF PARTIAL GRANTED ISSUER YES FOR FOR
STOCK OPTION AS WELL AS REPURCHASE AND CANCELLATION
OF PARTIAL GRANTED PERFORMANCE SHARES
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION (28) ISSUER YES FOR FOR
PROPOSAL #18.1: ELECT CHEN QIANGBING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Yotrio Group Co., Ltd.
TICKER: 2489 CUSIP: Y9847C104
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER NO N/A N/A
SUBSIDIARY
ISSUER: Yotrio Group Co., Ltd.
TICKER: 2489 CUSIP: Y9847C104
MEETING DATE: 1/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
SUBSIDIARY
ISSUER: Yotrio Group Co., Ltd.
TICKER: 2489 CUSIP: Y9847C104
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER NO N/A N/A
AND USAGE OF RAISED FUNDS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #4: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER NO N/A N/A
REPORT
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND ISSUER NO N/A N/A
INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #10: APPROVE 2019 ANNUAL CREDIT LINES AND ISSUER NO N/A N/A
FINANCIAL ASSISTANCE PLAN FOR SUBSIDIARIES
PROPOSAL #11: APPROVE CONTINUED DEVELOPMENT OF ISSUER NO N/A N/A
FORWARD FOREIGN EXCHANGE TRANSACTIONS
PROPOSAL #12: APPROVE COOPERATION WITH BANK IN ISSUER NO N/A N/A
FACTORING BUSINESS
PROPOSAL #13: APPROVE USE OF IDLE OWN FUNDS TO ISSUER NO N/A N/A
CONDUCT CASH MANAGEMENT
PROPOSAL #14: APPROVE CONTINUED USE OF IDLE RAISED ISSUER NO N/A N/A
FUNDS TO PURCHASE FINANCIAL PRODUCTS
ISSUER: Youngor Group Co., Ltd.
TICKER: 600177 CUSIP: Y9858M108
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN SHARE ISSUANCE ISSUER YES FOR FOR
OF NINGBO BANK AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Youngor Group Co., Ltd.
TICKER: 600177 CUSIP: Y9858M108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE BUSINESS PLAN WITH RELATED-PARTY ISSUER YES FOR FOR
BANK
PROPOSAL #8: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #8.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE PRICE AND PRICING PRINCIPLES ISSUER YES FOR FOR
OF SHARE REPURCHASE
PROPOSAL #8.6: APPROVE TOTAL AND SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE ISSUE SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #8.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #8.9: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: APPROVE ADJUSTMENT ON INVESTMENT ISSUER YES FOR FOR
STRATEGY
PROPOSAL #10: APPROVE AUTHORIZATION ON DISPOSAL OF ISSUER YES FOR FOR
FINANCIAL ASSETS
PROPOSAL #11: APPROVE AUTHORIZATION ON CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE AUTHORIZATION ON PARTICIPATE IN ISSUER YES FOR FOR
LAND BIDDING
PROPOSAL #13: ELECT XU PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #15: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #16: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: APPROVE TERMINATION OF PARTICIPATION IN ISSUER YES FOR FOR
PRIVATE ISSUANCE
ISSUER: YOUNGY Co., Ltd.
TICKER: 002192 CUSIP: Y2932Z104
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: YOUNGY Co., Ltd.
TICKER: 2192 CUSIP: Y2932Z104
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
ESTIMATES
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DISPOSAL OF ASSETS
PROPOSAL #3: ELECT ZHANG SHUNXIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT HUANG JIANGFENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: YOUNGY Co., Ltd.
TICKER: 002192 CUSIP: Y2932Z104
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE AND GUARANTEE BY CONTROLLING SHAREHOLDER
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO WAIVER OF PRE-EMPTIVE RIGHTS OF
CONTROLLED SUBSIDIARY
ISSUER: YOUNGY Co., Ltd.
TICKER: 2192 CUSIP: Y2932Z104
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMOUNT OF COMPENSATION FROM ISSUER YES FOR FOR
MAJOR ASSET RESTRUCTURING
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE PROVISION OF FINANCIAL SUPPORT ISSUER YES AGAINST AGAINST
TO CONTROLLED SUBSIDIARIES
PROPOSAL #12: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: APPROVE EQUITY TRANSFER ISSUER YES FOR FOR
ISSUER: YOUZU Interactive CO., LTD.
TICKER: 002174 CUSIP: Y8315B101
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO AUTHORIZATION OF ISSUER YES FOR FOR
BOARD TO HANDLE MATTERS RELATED TO THE SHARE
PROPOSAL #2: APPROVE DRAFT AND SUMMARY OF PHASE 1 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF EMPLOYEE ISSUER YES FOR FOR
SHARE PURCHASE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
PROPOSAL #5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Youzu Interactive Co., Ltd.
TICKER: 2174 CUSIP: Y8315B101
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE TYPE OF THE ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PERIOD AND MANNER OF REPAYMENT ISSUER YES FOR FOR
OF INTEREST
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR A ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BONDHOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Youzu Interactive Co., Ltd.
TICKER: 2174 CUSIP: Y8315B101
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU BIN AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Youzu Interactive Co., Ltd.
TICKER: 002174 CUSIP: Y8315B101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN SHAREHOLDER YES FOR FOR
CONNECTION TO DISPOSAL OF ASSETS
ISSUER: Youzu Interactive Co., Ltd.
TICKER: 002174 CUSIP: Y8315B101
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE CAPITAL ISSUER YES FOR FOR
OCCUPANCY OF CONTROLLING SHAREHOLDER AND RELATED
PARTIES
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: YTL Corp Bhd.
TICKER: 4677 CUSIP: Y98610101
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FRANCIS YEOH SOCK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT YEOH SEOK KIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MICHAEL YEOH SOCK SIONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT FAIZ BIN ISHAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MEETING ATTENDANCE ALLOWANCE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE CHEONG KEAP TAI TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE EU PENG MENG @ LESLIE EU TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: YTL Power International Bhd.
TICKER: 6742 CUSIP: Y9861K107
MEETING DATE: 12/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YEOH SEOK KIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT YEOH SOO MIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT YEOH SEOK HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YEOH SOO KENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MEETING ALLOWANCE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ARIS BIN OSMAN @ OTHMAN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
ISSUER: YTO Express Group Co., Ltd.
TICKER: 600233 CUSIP: Y1963V107
MEETING DATE: 7/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY ISSUER NO N/A N/A
ISSUER: YTO Express Group Co., Ltd.
TICKER: 600233 CUSIP: Y1963V107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER NO N/A N/A
AND RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: YTO Express Group Co., Ltd.
TICKER: 600233 CUSIP: Y1963V107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER NO N/A N/A
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #8: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #8.1: APPROVE THE PURPOSE AND PRINCIPLE OF ISSUER NO N/A N/A
THE INCENTIVE PLAN
PROPOSAL #8.2: APPROVE MANAGEMENT AGENCY ISSUER NO N/A N/A
PROPOSAL #8.3: APPROVE CRITERIA TO SELECT PLAN ISSUER NO N/A N/A
PARTICIPANTS
PROPOSAL #8.4: APPROVE SOURCE AND NUMBER OF ISSUER NO N/A N/A
UNDERLYING STOCKS
PROPOSAL #8.5: APPROVE DURATION, GRANT DATE, LOCKING ISSUER NO N/A N/A
PERIOD, UNLOCKING ARRANGEMENT AND LOCK-UP PERIOD
PROPOSAL #8.6: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER NO N/A N/A
BASIS
PROPOSAL #8.7: APPROVE CONDITIONS FOR GRANTING AND ISSUER NO N/A N/A
UNLOCKING
PROPOSAL #8.8: APPROVE METHODS AND PROCEDURES TO ISSUER NO N/A N/A
ADJUST THE INCENTIVE PLAN
PROPOSAL #8.9: APPROVE ACCOUNTING TREATMENT AND ISSUER NO N/A N/A
EFFECT ON PERFORMANCE
PROPOSAL #8.1: APPROVE PROCEDURES FOR IMPLEMENTING ISSUER NO N/A N/A
THE INCENTIVE PLAN
PROPOSAL #8.11: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER NO N/A N/A
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #8.12: APPROVE HOW TO IMPLEMENT THE ISSUER NO N/A N/A
INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY
AND INCENTIVE OBJECTS
PROPOSAL #9: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL MATTERS RELATING TO PERFORMANCE SHARES
INCENTIVE PLAN
PROPOSAL #11: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
PROPOSAL #12: ELECT HUANG XIN AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 998 CUSIP: Y9862T107
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTRODUCTION OF STRATEGIC ISSUER YES FOR FOR
INVESTORS BY WHOLLY-OWNED SUBSIDIARY
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 000998 CUSIP: Y9862T107
MEETING DATE: 10/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 000998 CUSIP: Y9862T107
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE
PROPOSAL #2: ELECT WANG WEIPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT CHEN HONGYI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 998 CUSIP: Y9862T107
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF ARTICLE 3.1.3 IN ISSUER YES FOR FOR
CONNECTION TO AGREEMENT ON PERFORMANCE COMMITMENT AS
WELL AS REWARD AND PUNISHMENT PLAN
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 000998 CUSIP: Y9862T107
MEETING DATE: 2/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU HUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2.1: ELECT WANG YIBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT SHI YONGGE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT TIAN BINGCHUAN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.4: ELECT LIN XIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 000998 CUSIP: Y9862T107
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT (III) OF PERFORMANCE COMMITMENT AND REWARD
AND PUNISHMENT PLAN
PROPOSAL #2: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Yuan Longping High-Tech Agriculture Co., Ltd.
TICKER: 998 CUSIP: Y9862T107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #6: APPROVE USE OF RAISED FUNDS AND OWN ISSUER YES FOR FOR
FUNDS TO PURCHASE FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE DEPOSITS AND LOANS WITH RELATED ISSUER YES FOR FOR
PARTY
ISSUER: Yuanta Financial Holding Co. Ltd.
TICKER: 2885 CUSIP: Y2169H108
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT TING-CHIEN SHEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 387394 AND ID NO. A10136XXXX AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #5.2: ELECT WEI-CHEN MA WITH ID NO. ISSUER YES FOR FOR
A126649XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT YAW-MING SONG, REPRESENTATIVE OF ISSUER YES FOR FOR
TSUN CHUEH INVESTMENTS CO., LTD., WITH SHAREHOLDER
NO. 366956 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHUNG-YUAN CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TSUN CHUEH INVESTMENTS CO., LTD., WITH SHAREHOLDER
NO. 366956 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT CHAO-KUO CHIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF MODERN INVESTMENTS CO., LTD., WITH SHAREHOLDER NO.
389144 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT MING-LING HSUEH WITH ID NO. ISSUER YES FOR FOR
B101077XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT YIN-HUA YEH WITH ID NO. ISSUER YES FOR FOR
D121009XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT KUANG-SI SHIU WITH ID NO. ISSUER YES FOR FOR
F102841XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT HSING-YI CHOW WITH ID NO. ISSUER YES FOR FOR
A120159XXX AS INDEPENDENT DIRECTOR
ISSUER: Yuexiu Property Co., Ltd.
TICKER: 123 CUSIP: Y9863Z102
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF THE SUBSCRIPTION ISSUER YES FOR FOR
SHARES, GRANT OF SPECIFIC MANDATE AND RELATED
TRANSACTIONS
PROPOSAL #2: ELECT LIN FENG AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT LIU YAN AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HER REMUNERATION
PROPOSAL #4: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Yuexiu Property Company Limited
TICKER: 123 CUSIP: Y9863Z102
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE KA LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LAU HON CHUEN AMBROSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Yuexiu Real Estate Investment Trust
TICKER: 405 CUSIP: Y9865D109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEUNG YUK TONG AS DIRECTOR, ISSUER YES FOR FOR
CHAIRMAN OF REMUNERATION AND NOMINATION COMMITTEE,
AND MEMBER OF AUDIT COMMITTEE AND AUTHORIZE MANAGER
TO DO ALL SUCH ACTS AND THINGS
ISSUER: Yuexiu Real Estate Investment Trust
TICKER: 405 CUSIP: Y9865D109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ORDINARY BANKING WAIVER AND ISSUER YES FOR FOR
AUTHORIZE THE MANAGER, ANY DIRECTOR OFTHE MANAGER,
THE TRUSTEE AND ANY AUTHORIZED SIGNATORY OF THE
TRUSTEE TO DEAL WITH ALL MATTERS IN RELATION TO THE
ORDINARY BANKING WAIVER
ISSUER: Yuexiu Transport Infrastructure Limited
TICKER: 1052 CUSIP: G9880L102
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHU CHUNXIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LAU HON CHUEN AMBROSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Yueyang Forest & Paper Co., Ltd.
TICKER: 600963 CUSIP: Y9865G102
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS IN SIZE OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS AS WELL AS TO AMEND
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE 2018 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR AND INTERNAL CONTROL AUDITOR
PROPOSAL #3: APPROVE POSTPONEMENT ON REPAYING ISSUER YES FOR FOR
RELEVANT FEES DUE TO ASSET REPLACEMENT
PROPOSAL #4.1: ELECT HUANG XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT ZHANG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT LIU YULU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT LIU JIANGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT CAO YUE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: ELECT GAO BIN AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: ELECT LIU HONGCHUAN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT YUAN GUOLI AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT MA DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yueyang Forest & Paper Co., Ltd.
TICKER: 600963 CUSIP: Y9865G102
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE DETERMINATION OF ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE 2019 BANK CREDIT LINE PLAN AND ISSUER YES FOR FOR
PROVISION OF GUARANTEE FOR BANK LOAN CREDIT LINE FOR
SUBSIDIARY
PROPOSAL #4: APPROVE 2019 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Yueyang Forest & Paper Co., Ltd.
TICKER: 600963 CUSIP: Y9866G101
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Yueyang Forest & Paper Co., Ltd.
TICKER: 600963 CUSIP: Y9866G101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE TYPE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SIZE, PROPORTION TO TOTAL ISSUER YES FOR FOR
SHARE CAPITAL AND TOTAL FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.7: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.8: APPROVE CANCELLATION OR TRANSFER ISSUER YES FOR FOR
ARRANGEMENTS AFTER SHARE REPURCHASE
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yueyang Xingchang Petro-Chemical Co., Ltd.
TICKER: 819 CUSIP: Y9871Z102
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GONG JIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yueyang Xingchang Petro-Chemical Co., Ltd.
TICKER: 000819 CUSIP: Y9871Z102
MEETING DATE: 6/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE PURCHASE OF RAW AND AUXILIARY ISSUER YES FOR FOR
MATERIALS
PROPOSAL #6.2: APPROVE PURCHASE OF ENERGY ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE PURCHASE OF REFINED OIL ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE SALE OF CHEMICAL PRODUCTS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PAYMENT OF AUDITOR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7.2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Yulon Finance Corp.
TICKER: 9941 CUSIP: Y84124109
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES AGAINST AGAINST
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #8.1: ELECT LI-LIEN CHEN YEN, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YULON MOTOR CO LTD, WITH SHAREHOLDER NO. 3, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT KUO-RONG CHEN, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YULON MOTOR CO LTD, WITH SHAREHOLDER NO. 3, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT ZHEN-XIANG YAO, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YULON MOTOR CO LTD, WITH SHAREHOLDER NO. 3, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LIANG CHANG, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YULON MANAGEMENT CO LTD, WITH SHAREHOLDER NO. 53061,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT WEN-RONG TSAY, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YULON MANAGEMENT CO LTD, WITH SHAREHOLDER NO. 53061,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CHEN-CHENG LEE, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YULON MANAGEMENT CO LTD, WITH SHAREHOLDER NO.
53061, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT KUO-HSING HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
YULON MANAGEMENT CO LTD, WITH SHAREHOLDER NO. 53061,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT YI-HONG HSIEH, WITH ID NO. ISSUER YES FOR FOR
F122232XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT ZHONG-QI ZHOU, WITH ID NO. ISSUER YES FOR FOR
Q100668XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT CHI-CHING CHEN, WITH ID NO. ISSUER YES FOR FOR
F122232XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Yulon Motor Co., Ltd.
TICKER: 2201 CUSIP: Y9870K106
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8.1: ELECT LI-LIEN CHEN YEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF TAI-YUEN TEXTILE CO., LTD WITH
SHAREHOLDER NO. 94, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT KUO-RONG CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAI-YUEN TEXTILE CO., LTD WITH SHAREHOLDER NO. 94,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT SHIN-I LIN, A REPRESENTATIVE OF ISSUER YES FOR FOR
CHINA MOTOR CORPORATION WITH SHAREHOLDER NO. 14181,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LIANG ZHANG, A REPRESENTATIVE OF ISSUER YES FOR FOR
CHINA MOTOR CORPORATION WITH SHAREHOLDER NO. 14181,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT ZHEN-XIANG YAO, A REPRESENTATIVE ISSUER YES FOR FOR
OF YEN TJING-LING INDUSTRIAL DEVELOPMENT FOUNDATION
WITH SHAREHOLDER NO. 10, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT JACK J.T. HUANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF YEN TJING-LING INDUSTRIAL
DEVELOPMENT FOUNDATION WITH SHAREHOLDER NO. 10, AS
PROPOSAL #8.7: ELECT YI-HONG HSIEH WITH ID NO. ISSUER YES FOR FOR
F122232XXX (F12223XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT YEN-CHIN TSAI WITH ID NO. ISSUER YES FOR FOR
A122218XXX (A1222XXXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT ZHONG-QI ZHOU WITH ID NO. ISSUER YES FOR FOR
Q100668XXX (Q10066XXXX) AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE THE PROHIBITION ON 16TH ISSUER YES FOR FOR
DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS
ISSUER: Yulon Nissan Motor Co., Ltd.
TICKER: 2227 CUSIP: Y98769105
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Yunda Holding Co., Ltd.
TICKER: 002120 CUSIP: Y62996106
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Yunda Holding Co., Ltd.
TICKER: 002120 CUSIP: Y62996106
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION APPLICATION ON ISSUER YES FOR FOR
ISSUANCE OF MEDIUM-TERM NOTES
PROPOSAL #2: APPROVE REGISTRATION APPLICATION ON ISSUER YES FOR FOR
ISSUANCE OF ULTRA SHORT-TERM FINANCIAL BILL
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE 2018 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CHANGE IN REGISTRATION AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #6: APPROVE USE OF ADDITIONAL OWN IDLE FUNDS ISSUER YES FOR FOR
TO BE USED IN FINANCIAL PRODUCTS
ISSUER: Yunda Holding Co., Ltd.
TICKER: 2120 CUSIP: Y62996106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INVESTMENT IN ENTRUSTED ASSET ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #8: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAVE BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #9: APPROVE WAIVER OF PRE-EMPTIVE CAPITAL SHAREHOLDER YES FOR FOR
INJECTION RIGHTS
ISSUER: Yung Chi Paint & Varnish Mfg Co., Ltd.
TICKER: 1726 CUSIP: Y9879V103
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES, COMMITTED TO LIABILITIES, AND MANAGEMENT
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: YungShin Global Holding Corp.
TICKER: 3705 CUSIP: Y9879S100
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT LEE FANG CHEN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT LEE LING CHIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 7, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT LEE FANG YU, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 13, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT LEE FANG SHIN, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 12, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT LIN MENG BE, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 51, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT LEE CHI LI, WITH SHAREHOLDER NO. ISSUER YES FOR FOR
21, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT TSAI SHI GUANG, WITH ID NO. ISSUER YES FOR FOR
A122848XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT LIN KUN XIAN, WITH ID NO. ISSUER YES FOR FOR
C101312XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT CHEN HUNG I, WITH ID NO. ISSUER YES FOR FOR
D100072XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
ISSUER: Yungtay Engineering Co., Ltd.
TICKER: 1507 CUSIP: Y9881Q100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN SHIH-YANG WITH ID NO. SHAREHOLDER YES FOR N/A
Y10090XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT CHEN LI-HSIU WITH ID NO. SHAREHOLDER YES FOR N/A
K2207XXXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT HOR YAW-CHEN WITH ID NO. SHAREHOLDER NO N/A N/A
A12119XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT JEN CHENG-CHUNG WITH ID NO. SHAREHOLDER YES FOR N/A
J10051XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT LIAO CHING-YU WITH ID NO. ISSUER NO N/A N/A
F22161XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT HSIEH YUNG-MING WITH ID NO. ISSUER NO N/A N/A
F12072XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT WU MENG-DA WITH ID NO. ISSUER NO N/A N/A
E12210XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT HUANG FU-XIONG WITH ID NO. ISSUER NO N/A N/A
A12169XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT YAO WEN-LIANG WITH ID NO. ISSUER NO N/A N/A
N12064XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.10: ELECT LOU XIU-SONG WITH ID NO. ISSUER NO N/A N/A
A12084XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.11: ELECT HSU TSO-MING WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 14116 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.12: ELECT TSAO TEN-PO WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.13: ELECT HUANG CHIH-TEH WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 148 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.14: ELECT CHEN CHUNG-YU AS NON- SHAREHOLDER YES AGAINST N/A
INDEPENDENT DIRECTOR
PROPOSAL #1.15: ELECT MAKOTO NAGASHIMA, A SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF HITACHI, LTD., WITH SHAREHOLDER NO.
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.16: ELECT HIROYUKI HARADA, A SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF HITACHI, LTD., WITH SHAREHOLDER NO.
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.17: ELECT CHENG WANN-LAI, A SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF TAIWAN CALSONIC CO., WITH
SHAREHOLDER NO. 109023 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.18: ELECT SU RAY-CHUN AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #1.19: ELECT TSAI FONG-CHIEH WITH SHAREHOLDER YES AGAINST N/A
SHAREHOLDER NO. 18543 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.20: ELECT LIN DONG-SHENG WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 14115 AS NON-INDEPENDENT DIRECTOR
ISSUER: Yungtay Engineering Co., Ltd.
TICKER: 1507 CUSIP: Y9881Q100
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENT TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO THE PROCEDURES FOR ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE AMENDMENT TO THE PROCEDURES FOR ISSUER YES FOR FOR
CAPITAL LENDING TO OTHERS AND ENDORSEMENTS AND
GUARANTEES
ISSUER: Yunnan Aluminium Co., Ltd.
TICKER: 000807 CUSIP: Y9881Y103
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU BO AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Yunnan Aluminium Co., Ltd.
TICKER: 000807 CUSIP: Y9881Y103
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Yunnan Aluminium Co., Ltd.
TICKER: 807 CUSIP: Y9881Y103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT OF CONDITIONAL SHARES SUBSCRIPTION
AGREEMENT IN WITH YUNNAN METALLURGICAL GROUP CO.,
LTD. CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #2: APPROVE CAPITAL INJECTION FOR CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #3: APPROVE PARTIAL CHANGE IN THE RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT
PROPOSAL #4: APPROVE USAGE AND APPLICATION OF CREDIT ISSUER YES FOR FOR
LINE
PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ZHANG ZHENGJI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT XU FENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT LU ZENGJIN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
PROPOSAL #8: ELECT YANG WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yunnan Aluminium Co., Ltd.
TICKER: 807 CUSIP: Y9881Y103
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION IN CONNECTION TO PRIVATE
PLACEMENT OF SHARES
ISSUER: Yunnan Aluminium Co., Ltd.
TICKER: 000807 CUSIP: Y9881Y103
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
YUNNAN HUINENG SALES AND ELECTRIC CO., LTD.
PROPOSAL #7: APPROVE TRANSACTION WITH SHANXI HUASHENG ISSUER YES FOR FOR
ALUMINUM CO., LTD.
ISSUER: Yunnan Baiyao Group Co., Ltd.
TICKER: 000538 CUSIP: Y9879F108
MEETING DATE: 11/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF IMPLEMENTED ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Yunnan Baiyao Group Co., Ltd.
TICKER: 538 CUSIP: Y9879F108
MEETING DATE: 1/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S MERGER BY ABSORPTION ISSUER YES FOR FOR
COMPLIES WITH RELEVANT LAWS AND REGULATIONS
PROPOSAL #2: APPROVE MERGER BY ABSORPTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE EVALUATION PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TYPE, PAR VALUE PER SHARE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBER
PROPOSAL #2.6: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ISSUE NUMBER ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE CASH OPTION ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE ADJUSTMENT MECHANISM OF CASH ISSUER YES FOR FOR
OPTION PRICE
PROPOSAL #2.12: APPROVE CREDIT AND DEBTS AS WELL AS ISSUER YES FOR FOR
CREDITOR PROTECTION
PROPOSAL #2.13: ATTRIBUTION OF PROFIT AND LOSS DURING ISSUER YES FOR FOR
THE TRANSITION PERIOD
PROPOSAL #2.14: APPROVE DISTRIBUTION OF CUMULATIVE ISSUER YES FOR FOR
EARNINGS
PROPOSAL #2.15: APPROVE STAFF PLACEMENT ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE ASSET DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE LIABILITY FOR BREACH OF ISSUER YES FOR FOR
CONTRACT
PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MERGER BY ABSORPTION
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #5: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RESTRUCTURE FOR LISTING
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 AND ARTICLE 43 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE AUDIT REPORT, REVIEW REPORT AND ISSUER YES FOR FOR
WEALTH ASSESSMENT REPORT
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE PRICING BASIS OF THE ISSUER YES FOR FOR
TRANSACTION AND ITS FAIRNESS
PROPOSAL #11: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #12: APPROVE SIGNING OF MERGER BY ABSORPTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #13: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT ON MERGER BY ABSORPTION AGREEMENT
PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #15: APPROVE SELF-INSPECTION REPORT ON ISSUER YES FOR FOR
COMPANY'S REAL ESTATE BUSINESS
PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #17: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Yunnan Baiyao Group Co., Ltd.
TICKER: 000538 CUSIP: Y9879F108
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
(INCLUDING INTERNAL CONTROL AUDITOR)
ISSUER: Yunnan Chihong Zinc & Germanium Co., Ltd.
TICKER: 600497 CUSIP: Y9881B103
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU BO AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Yunnan Chihong Zinc & Germanium Co., Ltd.
TICKER: 600497 CUSIP: Y9881B103
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN XUDONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Yunnan Chihong Zinc & Germanium Co., Ltd.
TICKER: 600497 CUSIP: Y9881B103
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW FINANCING APPLICATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF SHORT TERM IDLE FUNDS FOR ISSUER YES FOR FOR
INVESTMENT IN ENTRUSTED ASSET MANAGEMENT
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #11: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #12: APPROVE FINANCIAL SERVICES AGREEMENT BY ISSUER YES FOR FOR
YUNNAN METALLURGICAL GROUP FINANCE CO., LTD.
ISSUER: Yunnan Chuangxin New Material Co., Ltd.
TICKER: 002812 CUSIP: Y9881M109
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND SHORT ISSUER YES FOR FOR
NAME OF SECURITIES
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE FOR ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY AND ITS SUBSIDIARY
ISSUER: Yunnan Chuangxin New Material Co., Ltd.
TICKER: 002812 CUSIP: Y9881M109
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AND ISSUER YES FOR FOR
REGISTERED CAPITAL AS WELL AS AMEND ARTICLES OF
ASSOCIATION
ISSUER: Yunnan Coal & Energy Co., Ltd.
TICKER: 600792 CUSIP: Y9882A104
MEETING DATE: 8/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER NO N/A N/A
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #5: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #6: ELECT PAN MINGFANG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Yunnan Coal & Energy Co., Ltd.
TICKER: 600792 CUSIP: Y9882A104
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL LEASING BUSINESS OF ISSUER NO N/A N/A
WHOLLY-OWNED SUBSIDIARY AND GUARANTEE PROVISION PLAN
ISSUER: Yunnan Coal & Energy Co., Ltd.
TICKER: 600792 CUSIP: Y9882A104
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER AGREEMENT ISSUER NO N/A N/A
ISSUER: Yunnan Coal & Energy Co., Ltd.
TICKER: 600792 CUSIP: Y9882A104
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Yunnan Copper Co., Ltd
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 7/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD IN CONNECTION TO
PRIVATE PLACEMENT OF SHARES
ISSUER: Yunnan Copper Co., Ltd
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO THE LAUNCHING OF COPPER CONCENTRATE
PURCHASE BUSINESS
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 878 CUSIP: Y9879P106
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE DEVELOPMENT OF FOREIGN EXCHANGE ISSUER YES FOR FOR
FINANCING HEDGING TRANSACTION BUSINESS
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO JOINT INVESTMENT WITH A RELATED PARTY
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
YUNNAN DIQING NONFERROUS METALS CO., LTD.
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 878 CUSIP: Y9879P106
MEETING DATE: 3/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO LOANS AND ASSET PLEDGE
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION FROM VARIOUS FINANCIAL INSTITUTIONS
PROPOSAL #10: APPROVE COMMODITY DERIVATIVES TRADING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: ELECT WU GUOHONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT GAO XINGFANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 878 CUSIP: Y9879P106
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO ADJUST THE IMPLEMENTATION ISSUER YES FOR FOR
SUBJECT OF DAILY RELATED PARTY TRANSACTIONS
ISSUER: Yunnan Copper Co., Ltd.
TICKER: 000878 CUSIP: Y9879P106
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TIAN YONGZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT WANG CHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YAO ZHIHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WU GUOHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT HUANG YUNJING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT SHI YIFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT YANG XINGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT YIN XIAOBING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HE GUOZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT CHEN SUOKUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT YU DINGMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT GAO XINGFANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI KUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LUO GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #5: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF RENEWABLE CORPORATE BOND
PROPOSAL #6.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #6.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #6.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACEMENT ARRANGEMENT TO SHAREHOLDERS
PROPOSAL #6.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #6.7: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #6.8: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #6.9: APPROVE DEFERRED INTEREST PAYMENT ISSUER YES FOR FOR
OPTION
PROPOSAL #6.10: APPROVE COMPULSORY INTEREST PAYMENT ISSUER YES FOR FOR
AND DEFERRED PAYMENT INTEREST LIMIT
PROPOSAL #6.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #6.12: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #6.13: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #6.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BOND
PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BOND
PROPOSAL #9.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #9.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #9.4: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #9.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACEMENT ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #9.6: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #9.7: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #9.8: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #9.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #9.10: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #9.11: APPROVE METHOD OF PRINCIPAL AND ISSUER YES FOR FOR
INTEREST PAYMENT
PROPOSAL #9.12: APPROVE TERMS OF REDEMPTION OR TERMS ISSUER YES FOR FOR
OF SELL-BACK
PROPOSAL #9.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BOND ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
ISSUER: Yunnan Energy Investment Co., Ltd.
TICKER: 002053 CUSIP: Y9881V109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Yunnan Energy Investment Co., Ltd.
TICKER: 002053 CUSIP: Y9881V109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESIGNATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE RESIGNATION OF LI QINGHUA ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE RESIGNATION OF MA CE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE RESIGNATION OF LI ZHONGZHAO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF COMPANY'S REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE IMPLEMENTING RULES FOR ISSUER YES FOR FOR
CUMULATIVE VOTING SYSTEM
PROPOSAL #4: APPROVE ONLINE VOTING REGULATIONS ISSUER YES FOR FOR
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
OF QUJING ENERGY INVESTMENT NATURAL GAS INDUSTRY
DEVELOPMENT CO., LTD.
PROPOSAL #9: ELECT HE JUANJUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT ZHOU LIXIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT DENG PING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT TENG WEIHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 2812 CUSIP: Y9881M109
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINE BY COMPANY AND SUBSIDIARIES
PROPOSAL #2: APPROVE LOAN WITH MORTGAGE BY CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY AND ITS WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 2812 CUSIP: Y9881M109
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPERVISOR RESIGNATION AND ELECT SHAREHOLDER YES FOR FOR
ZHANG TAO AS SUPERVISOR
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 2812 CUSIP: Y9881M109
MEETING DATE: 3/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPREHENSIVE BANK CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE CHAIRMAN'S ISSUER YES FOR FOR
APPROVAL RIGHTS
PROPOSAL #4: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN BANK FINANCIAL PRODUCTS
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 002812 CUSIP: Y9881M109
MEETING DATE: 4/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF PHASE 2 LITHIUM BATTERY SEPARATOR PROJECT
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 2812 CUSIP: Y9881M109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
PROPOSAL #11: APPROVE FORMULATION OF AUTHORIZATION ISSUER YES FOR FOR
MANAGEMENT SYSTEM
ISSUER: Yunnan Energy New Material Co., Ltd.
TICKER: 2812 CUSIP: Y9881M109
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TERM AND METHOD OF INTEREST ISSUER YES FOR FOR
PAYMENT
PROPOSAL #2.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE RATING MATTERS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DEPOSITORY OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE
BONDS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #10: APPROVE SPECIAL AUDIT REPORT ON PRO ISSUER YES FOR FOR
FORMA WEIGHTED AVERAGE RETURN ON NET ASSETS AND ON
PRO FORMA NON-RECURRING GAINS AND LOSSES
PROPOSAL #11: APPROVE SPECIAL AUDIT REPORT ON ISSUER YES FOR FOR
WEIGHTED AVERAGE RETURN ON EQUITY AND NON-RECURRING
GAINS AND LOSSES
PROPOSAL #12: APPROVE AUDIT REPORT AND PRO FORMA ISSUER YES FOR FOR
FINANCIAL STATEMENTS
ISSUER: Yunnan Hongxiang Yixintang Pharmaceutical (Group) Co., Ltd.
TICKER: 2727 CUSIP: Y98815106
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENT ON 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Yunnan Hongxiang Yixintang Pharmaceutical (Group) Co., Ltd.
TICKER: 002727 CUSIP: Y98815106
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPREHENSIVE CREDIT LINE OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY AND COMPANY'S GUARANTEE
PROVISION
PROPOSAL #3: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS (NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTORS) AND SENIOR MANAGEMENT
PROPOSAL #5: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #8: APPROVE COMPANY LEASE OF PROPERTY IN NO. ISSUER YES FOR FOR
821 RENMIN WEST ROAD, KUNMING FROM YUNNAN YUNHONG
REAL ESTATE DEVELOPMENT CO., LTD.
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
HONGYUN PHARMACEUTICAL CO., LTD. AND ITS CONTROLLED
ENTERPRISES, YUNNAN TONGHONG HOT SPRING CO., LTD.,
YUNNAN HONGYUN HEALTH MANAGEMENT SERVICE CO., LTD.
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
LIU QIONG AND RELATED ENTERPRISES
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO.,
PROPOSAL #12: APPROVE FORMULATION OF EXTERNAL ISSUER YES FOR FOR
DONATION MANAGEMENT SYSTEM
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Yunnan Hongxiang Yixintang Pharmaceutical (Group) Co., Ltd.
TICKER: 2727 CUSIP: Y98815106
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE LEASE OF PROPERTY TO AFFILIATED ISSUER YES FOR FOR
COMPANY
PROPOSAL #8: APPROVE CHANGE IN THE IMPLEMENTATION ISSUER YES FOR FOR
LOCATION OF THE RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Yunnan Hongxiang Yixintang Pharmaceutical (Group) Co., Ltd.
TICKER: 002727 CUSIP: Y98815106
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION IN SICHUAN ISSUER YES FOR FOR
YIXINTANG PHARMACEUTICAL CHAIN CO., LTD.
PROPOSAL #2: APPROVE CAPITAL INJECTION IN SHANXI ISSUER YES FOR FOR
HONGXIANG YIXINTANG PHARMACEUTICAL CO., LTD.
PROPOSAL #3: APPROVE CAPITAL INJECTION IN CHONGQING ISSUER YES FOR FOR
HONGXIANG YIXINTANG PHARMACEUTICAL CO., LTD.
PROPOSAL #4: APPROVE CAPITAL INJECTION IN GUIZHOU ISSUER YES FOR FOR
HONGXIANG YIXINTANG PHARMACEUTICAL CHAIN CO., LTD.
PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF COMMERCIAL PAPERS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROPERTY RENTAL WITH RELATED ISSUER YES FOR FOR
PARTY
ISSUER: Yunnan Hongxiang Yixintang Pharmaceutical (Group) Co., Ltd.
TICKER: 002727 CUSIP: Y98815106
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF RAISED FUNDS FROM ISSUER YES FOR FOR
CONVERTIBLE BOND ISSUANCE TO REPLACE OWN FUNDS
INITIALLY INVESTMENT IN RAISED FUNDS INVESTMENT
PROPOSAL #2: APPROVE CHANGE IN IMPLEMENTING PARTY OF ISSUER YES FOR FOR
RAISED FUNDS PROJECT AND CAPITAL INJECTION IN WHOLLY-
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #4: APPROVE USE OF OWN RAISED FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #5: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #6: APPROVE CHANGE OF COMPANY NAME AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
ISSUER: Yunnan Lincang Xinyuan Germanium Industrial Co., Ltd.
TICKER: 002428 CUSIP: Y9881E107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 000960 CUSIP: Y9882W106
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-PUBLIC ISSUANCE OF RENEWABLE ISSUER YES FOR FOR
CORPORATE BONDS
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 960 CUSIP: Y9882W106
MEETING DATE: 12/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF THE SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE AS WELL AS TOTAL CAPITAL USED
FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT OF 2018 FINANCIAL ISSUER YES FOR FOR
REPORT AND INTERNAL CONTROL AUDITOR
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 960 CUSIP: Y9882W106
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION OF CONTROLLED ISSUER YES FOR FOR
SUBSIDIARY YUNNAN HUALIAN ZINC & INDIUM STOCK CO.,
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 960 CUSIP: Y9882W106
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2019 HEDGING PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2019 FIXED ASSET INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
PROPOSAL #4: APPROVE ISSUANCE OF DEBT FINANCING PLAN ISSUER YES FOR FOR
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 000960 CUSIP: Y9882W106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS SCALE AND ISSUER YES FOR FOR
ADJUST THE INVESTMENT OF RAISED FUNDS
PROPOSAL #2: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #4: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF PERPETUAL MEDIUM- ISSUER YES FOR FOR
TERM NOTES
ISSUER: Yunnan Tin Co., Ltd.
TICKER: 960 CUSIP: Y9882W106
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #6: APPROVE OPERATIONAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
ISSUER: Yunnan Tourism Co., Ltd.
TICKER: 002059 CUSIP: Y5018Z104
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Yunnan Wenshan Electric Power Co., Ltd.
TICKER: 600995 CUSIP: Y9882G101
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE OPERATING PLAN ISSUER NO N/A N/A
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
PROPOSAL #9: APPROVE POWER PLANT PURCHASE CONTRACT ISSUER NO N/A N/A
PROPOSAL #10: APPROVE ELECTRICITY BUY AND SELL ISSUER NO N/A N/A
AGREEMENT WITH GUANGXI POWER GRID CO., LTD. AND
GUANGXI DEBAO COUNTY WATER RESOURCES ELECTRIC CO.,
PROPOSAL #11: APPROVE ELECTRICITY BUY AND SELL ISSUER NO N/A N/A
AGREEMENT WITH GUANGXI POWER GRID CO., LTD. AND
GUANGXI SHUILI ELECTRIC INDUSTRY GROUP CO., LTD.
PROPOSAL #12: APPROVE CONTINUED FINANCIAL SERVICE ISSUER NO N/A N/A
AGREEMENT
PROPOSAL #13: APPROVE CHANGES IN DIRECTORS ISSUER NO N/A N/A
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DEBT TO EQUITY IN JOINT COMPANY
PROPOSAL #3: ELECT SUPERVISOR ISSUER YES AGAINST AGAINST
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 8/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ADDITIONAL GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
PROPOSAL #2: APPROVE 2018 ADDITIONAL DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 10/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
FOR SUBSIDIARY
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PROVISION AND ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #3.4: APPROVE BOND MATURITY AND METHOD FOR ISSUER YES FOR FOR
PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #3.5: APPROVE ISSUANCE METHOD, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #3.6: APPROVE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #3.8: APPROVE UNDERWRITING METHOD ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #5: APPROVE TERMINATION OF CAPITAL INJECTION ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE ON-LENDING APPLICATION FROM ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION
PROPOSAL #5: APPROVE ADDITIONAL GUARANTEE FOR ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY ACQUISITION AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PLAN ISSUER YES FOR FOR
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 3/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER YES FOR FOR
JOINT VENTURE COMPANY YUNNAN PHOSPHATE GROUP HAIKOU
PHOSPHORUS INDUSTRY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN TO ISSUER YES FOR FOR
JOINT VENTURE COMPANY YUNNAN YUNTIANHUA YIHUA
PHOSPHORUS RESEARCH TECHNOLOGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAACOV ALTMAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER TO SUBSIDIARY
PROPOSAL #3: APPROVE OFFSETTING DEBTS BY CREDITOR'S ISSUER YES FOR FOR
RIGHTS AND RELATED PARTY TRANSACTION
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION FOR FUND TRANSFER ISSUER YES FOR FOR
FROM CONTROLLING SHAREHOLDER
PROPOSAL #9: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER TO COMPANY'S SUBSIDIARY
PROPOSAL #10: APPROVE GUARANTEE PROVISION BY COMPANY ISSUER YES FOR FOR
TO SUBSIDIARY
PROPOSAL #11: APPROVE ADDITIONAL GUARANTEE AMOUNT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Yunnan Yuntianhua Co., Ltd.
TICKER: 600096 CUSIP: Y9882C100
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER TO SUBSIDIARY
PROPOSAL #2: APPROVE FINANCIAL LEASING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
BY COMPANY TO SUBSIDIARY
ISSUER: Yuzhou Properties Company Limited
TICKER: 1628 CUSIP: G9884T101
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LAM LUNG ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WEE HENNY SOON CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHAI PU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT XIE MEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LAM YU FONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zangge Holding Co., Ltd.
TICKER: 408 CUSIP: Y9885K117
MEETING DATE: 12/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION BY ULTIMATE ISSUER YES FOR FOR
CONTROLLER
PROPOSAL #2: APPROVE POSTPONEMENT ON IMPLEMENTING THE ISSUER YES FOR FOR
PLAN OF ULTIMATE CONTROLLER
ISSUER: Zangge Holding Co., Ltd.
TICKER: 000408 CUSIP: Y9885K117
MEETING DATE: 6/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT FORECAST IMPLEMENTATION ISSUER YES FOR FOR
REPORT
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #9: APPROVE 2018 AND 2019 REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONTROLLING SHAREHOLDER'S DEBTS SHAREHOLDER YES AGAINST AGAINST
AND RELATED PARTY TRANSACTIONS
PROPOSAL #13: APPROVE CHANGE IN IMPLEMENTATION MANNER SHAREHOLDER YES AGAINST AGAINST
OF RAISED FUNDS PROJECT, INVESTMENT AMOUNT AND USE
RAISED FUNDS TO REPLENISH WORKING CAPITAL
ISSUER: Zee Entertainment Enterprises Ltd.
TICKER: ZEEL CUSIP: Y98893152
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT ASHOK KURIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT ADESH KUMAR GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF AMIT GOENKA AS CHIEF EXECUTIVE OFFICER
ISSUER: Zeng Hsing Industrial Co., Ltd.
TICKER: 1558 CUSIP: Y9887W101
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR CAI CHONG GUANG
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #7.1: ELECT HE,MENG-ZONG, WITH SHAREHOLDER ISSUER YES FOR FOR
NO.60, AS SUPERVISOR
ISSUER: Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
TICKER: 600436 CUSIP: Y9890Q109
MEETING DATE: 5/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
FINANCIAL BUDGET REPORT
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER YES FOR FOR
OF INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER NO N/A N/A
OF INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER NO N/A N/A
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #10: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION, RULES AND PROCEDURES REGARDING GENERAL
MEETINGS OF SHAREHOLDERS, RULES AND PROCEDURES
REGARDING MEETINGS OF BOARD OF DIRECTORS, AND WORKING
SYSTEM FOR INDEPENDENT DIRECTORS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION, RULES AND PROCEDURES REGARDING GENERAL
MEETINGS OF SHAREHOLDERS, RULES AND PROCEDURES
REGARDING MEETINGS OF BOARD OF DIRECTORS, AND WORKING
SYSTEM FOR INDEPENDENT DIRECTORS
PROPOSAL #13: AMEND MANAGEMENT SYSTEM ON INVESTMENTS ISSUER NO N/A N/A
AND FINANCING
PROPOSAL #13: AMEND MANAGEMENT SYSTEM ON INVESTMENTS ISSUER YES AGAINST AGAINST
AND FINANCING
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION-AND-MERGER OF YANTAI ISSUER YES FOR FOR
JIN SHI MINING INVESTMENT COMPANY LIMITED
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
CONCERNING THE ABSORPTION-AND-MERGER OF YANTAI JIN
SHI MINING INVESTMENT COMPANY LIMITED
PROPOSAL #3: APPROVE ISSUANCE OF CORPORATE BONDS IN SHAREHOLDER YES FOR FOR
THE PRC AND AUTHORIZE BOARD TO DEAL WITH ALL MATTERS
RELATING TO THE ISSUANCE OF CORPORATE BONDS
ISSUER: Zhaojin Mining Industry Co., Ltd.
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT WENG ZHANBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DONG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT WANG LIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT XU XIAOLIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT LIU YONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT YAO ZIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT GAO MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT CHEN JINRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT CHOY SZE CHUNG JOJO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT WEI JUNHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT SHEN SHIFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT WANG XIAOJIE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZOU CHAO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION PACKAGES FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #1: APPROVE ISSUANCE OF RENEWABLE BONDS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO HANDLE ALL RELATED MATTERS IN
RELATION TO ISSUANCE OF RENEWABLE BONDS
ISSUER: Zhaojin Mining Industry Company Limited
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG ISSUER YES FOR FOR
HUA MING LLP AS INTERNATIONAL AUDITOR AND THE PRC
AUDITOR OF THE COMPANY RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND H SHARES
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3a: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO AMEND ARTICLES OF ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
ISSUER: Zhaojin Mining Industry Company Limited
TICKER: 1818 CUSIP: Y988A6104
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Zhefu Holding Group Co., Ltd.
TICKER: 002266 CUSIP: Y988AR108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES FOR FOR
CONNECTION TO CHANGE IN MAJOR CONTRACTS
PROPOSAL #2: APPROVE SIGNING OF LEASING BUY AND SELL ISSUER YES FOR FOR
CONTRACT AND RELATED PARTY TRANSACTIONS
PROPOSAL #3: APPROVE SIGNING OF MAXIMUM PLEDGE ISSUER YES FOR FOR
CONTRACT
ISSUER: Zhefu Holding Group Co., Ltd.
TICKER: 2266 CUSIP: Y988AR108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE BANK CREDIT LINE APPLICATION AND ISSUER YES AGAINST AGAINST
ITS RELEVANT GUARANTEE
PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Zhejiang Aokang Shoes Co., Ltd.
TICKER: 603001 CUSIP: Y988BW106
MEETING DATE: 8/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY MEANS OF AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE NUMBER OR AMOUNT OF SHARES ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: ZheJiang AoKang Shoes Co., Ltd.
TICKER: 603001 CUSIP: Y988BW106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION SITUATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #6.1: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD WANG ZHENTAO
PROPOSAL #6.2: APPROVE REMUNERATION OF DIRECTOR AND ISSUER YES FOR FOR
PRESIDENT WANG JINQUAN
PROPOSAL #6.3: APPROVE REMUNERATION OF OTHER ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CHANGE IN RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD OF SHARE REPURCHASE
PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Asia-Pacific Mechanical & Electronic Co., Ltd.
TICKER: 2284 CUSIP: Y988AU101
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: APPROVE CASH DIVIDENDS MANAGEMENT ISSUER YES FOR FOR
SYSTEM
ISSUER: Zhejiang Century Huatong Group Co., Ltd.
TICKER: 002602 CUSIP: Y988BH109
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE OVERALL PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE OF THE TARGET ASSETS
PROPOSAL #2.5: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PAYMENT DEADLINE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PRICING BASIS AND ISSUE PRICE ISSUER YES FOR FOR
OF THE SHARE ISSUANCE
PROPOSAL #2.10: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE ISSUE PRICE ADJUSTMENT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.13: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD
PROPOSAL #2.15: APPROVE DELIVERY OF TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION ARRANGEMENT
PROPOSAL #2.17: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE AMOUNT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.23: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.24: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.25: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.26: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.27: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.28: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION IN CONNECTION TO
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #5: APPROVE ASSET PURCHASE AGREEMENT AND ITS ISSUER YES FOR FOR
SUPPLEMENT
PROPOSAL #6: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
IMPAIRMENT TESTING COMPENSATION AGREEMENT
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, PRO ISSUER YES FOR FOR
FORMA FINANCIAL STATEMENT REVIEW REPORT AND APPRAISAL
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #14: APPROVE FAIRNESS AND VALIDITY OF THE ISSUER YES FOR FOR
TRANSACTION PRICE
PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #17: APPROVE WHITE WASH WAIVER AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #18: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #19: APPROVE ADJUSTMENT OF REPURCHASED SHAREHOLDER YES FOR FOR
SHARES
ISSUER: Zhejiang China Commodities City Group Co., Ltd.
TICKER: 600415 CUSIP: Y98916102
MEETING DATE: 3/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG DONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang China Commodities City Group Co., Ltd.
TICKER: 600415 CUSIP: Y98916102
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT FINANCIAL AUDITOR AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENT OF THEIR
REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang China Light & Textile Industrial City Group Co., Ltd.
TICKER: 600790 CUSIP: Y9891A103
MEETING DATE: 7/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang China Light & Textile Industrial City Group Co., Ltd.
TICKER: 600790 CUSIP: Y9891A103
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND ISSUER YES FOR FOR
PAYMENT OF THEIR REMUNERATION
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #8: APPROVE ALLOWANCE STANDARDS OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Zhejiang Chint Electrics Co., Ltd.
TICKER: 601877 CUSIP: Y988AY103
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
ISSUER: Zhejiang Chint Electrics Co., Ltd.
TICKER: 601877 CUSIP: Y988AY103
MEETING DATE: 1/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ASSET BACKED SECURITIZATION ISSUER YES FOR FOR
ISSUER: Zhejiang Chint Electrics Co., Ltd.
TICKER: 601877 CUSIP: Y988AY103
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO GUARANTEE PROVISION PLAN
ISSUER: Zhejiang Chint Electrics Co., Ltd.
TICKER: 601877 CUSIP: Y988AY103
MEETING DATE: 6/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #9.1: ELECT NAN CUNHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT ZHU XINMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.3: ELECT WANG GUORONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.4: ELECT ZHANG ZHIHUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.5: ELECT GUO MEIJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT LU CHUAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1: ELECT LIU SHUZHE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2: ELECT XIE SIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.3: ELECT CHEN JUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT WU BINGCHI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.2: ELECT JIN CHUANJUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Communications Technology Co., Ltd.
TICKER: 2061 CUSIP: Y988A3101
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE FINANCIAL SERVICE AGREEMENT AND ISSUER NO N/A N/A
RELATED PARTY TRANSACTIONS
PROPOSAL #9: APPROVE 2019 ANNUAL GUARANTEE ISSUER NO N/A N/A
ARRANGEMENT
PROPOSAL #10: APPROVE ENTRUSTED LOAN ARRANGEMENT ISSUER NO N/A N/A
PROVISION
PROPOSAL #11: APPROVE SHAREHOLDER DIVIDEND RETURN ISSUER NO N/A N/A
PLAN
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER NO N/A N/A
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhejiang Conba Pharmaceutical Co., Ltd.
TICKER: 600572 CUSIP: Y9889P104
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION INCENTIVE PLAN AND ISSUER YES FOR FOR
ITS SUMMARY
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS
PROPOSAL #4: APPROVE SHARE REPURCHASE PLAN SHAREHOLDER YES FOR FOR
PROPOSAL #4.1: APPROVE METHOD AND PURPOSE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #4.2: APPROVE PRICE OR PRICE RANGE AND SHAREHOLDER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #4.3: APPROVE TYPE, SIZE AND PROPORTION OF SHAREHOLDER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #4.4: APPROVE TOTAL FUNDS FOR SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #4.5: APPROVE PERIOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Conba Pharmaceutical Co., Ltd.
TICKER: 600572 CUSIP: Y9889P104
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO THE IMPLEMENTATION ISSUER YES FOR FOR
METHOD OF A PROJECT SUPPORTED BY RAISED FUNDS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE ADJUSTMENT TO SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE SCALE AND PROPORTION OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3.4: APPROVE TOTAL AMOUNT OF FUNDS AND ISSUER YES FOR FOR
SOURCE OF FUNDS OF SHARE REPURCHASE
PROPOSAL #3.5: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE AUTHORIZATION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADDITIONAL BUSINESS SCOPE AND SHAREHOLDER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Conba Pharmaceutical Co., Ltd.
TICKER: 600572 CUSIP: Y9889P104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ADDITIONAL EQUITY TRANSFER SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Crystal-optech Co., Ltd.
TICKER: 002273 CUSIP: Y98938106
MEETING DATE: 11/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE AS WELL AS
TOTAL FUNDS USED FOR REPURCHASE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE
PROPOSAL #2: APPROVE DOWNWARD ADJUSTMENT ON ISSUER YES FOR FOR
CONVERSION PRICE OF CONVERTIBLE BONDS
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO DOWNWARD ADJUSTMENT ON
CONVERSION PRICE OF CONVERTIBLE BONDS
PROPOSAL #4: APPROVE CHANGES IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Crystal-optech Co., Ltd.
TICKER: 2273 CUSIP: Y98938106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIN MIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG ZHENYU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT SHENG YONGJIANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT JIANG YIBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIN HAIPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YE JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT ZHU JIANFEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT LU JIN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JIANG YI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PAN LINGJUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN DAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Crystal-optech Co., Ltd.
TICKER: 2273 CUSIP: Y98938106
MEETING DATE: 1/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU ZHIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Crystal-optech Co., Ltd.
TICKER: 2273 CUSIP: Y98938106
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE DRAFT PLAN AND SUMMARY OF THE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE
PLAN
ISSUER: Zhejiang Dahua Technology Co. Ltd.
TICKER: 2236 CUSIP: Y988AP102
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #1: APPROVE ADJUSTMENT TO GUARANTEE ISSUER NO N/A N/A
PROVISION PLAN
ISSUER: Zhejiang Dahua Technology Co. Ltd.
TICKER: 2236 CUSIP: Y988AP102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF PERFORMANCE ISSUER NO N/A N/A
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER NO N/A N/A
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Dahua Technology Co. Ltd.
TICKER: 2236 CUSIP: Y988AP102
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
PROPOSAL #2: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Zhejiang Dahua Technology Co. Ltd.
TICKER: 002236 CUSIP: Y988AP102
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE 2019 APPOINTMENT OF FINANCIAL ISSUER NO N/A N/A
AUDITOR
PROPOSAL #8: APPROVE CARRY OUT FOREIGN EXCHANGE ISSUER YES FOR FOR
HEDGING TRANSACTIONS
PROPOSAL #8: APPROVE CARRY OUT FOREIGN EXCHANGE ISSUER NO N/A N/A
HEDGING TRANSACTIONS
PROPOSAL #9: APPROVE CREDIT BANK APPLICATION AND BILL ISSUER NO N/A N/A
POOL PLEDGE FINANCING BUSINESS
PROPOSAL #9: APPROVE CREDIT BANK APPLICATION AND BILL ISSUER YES AGAINST AGAINST
POOL PLEDGE FINANCING BUSINESS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES AGAINST AGAINST
SUBSIDIARY
ISSUER: Zhejiang Dahua Technology Co. Ltd.
TICKER: 002236 CUSIP: Y988AP102
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2.1: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE INTEREST PAYMENT ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE DETERMINATION OF CONVERSION ISSUER YES FOR FOR
PRICE
PROPOSAL #2.11: APPROVE ADJUSTMENT AND CALCULATION ISSUER YES FOR FOR
METHOD OF CONVERSION PRICE
PROPOSAL #2.12: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.13: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.14: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE ATTRIBUTABLE DIVIDENDS ANNUAL ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.17: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.18: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.19: APPROVE USE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.20: APPROVE DEPOSIT OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE NON-NECESSITY FOR REPORT ON THE ISSUER YES FOR FOR
DEPOSIT AND USAGE OF PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDHOLDERS
PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT ON GUARANTEE ISSUER YES AGAINST AGAINST
PROVISION
PROPOSAL #11: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMENDMENTS TO ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Daily Digital Culture Group Co Ltd
TICKER: 600633 CUSIP: Y9896U104
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER NO N/A N/A
SHARES BY AUCTION TRADING
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.3: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER NO N/A N/A
REPURCHASED
PROPOSAL #1.3: APPROVE NUMBER OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE PRICE OF SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER NO N/A N/A
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER NO N/A N/A
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER NO N/A N/A
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER NO N/A N/A
ALL RELATED MATTERS
ISSUER: Zhejiang Daily Digital Culture Group Co., Ltd.
TICKER: 600633 CUSIP: Y9896U104
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: APPROVE PRINCIPLE OPINION ON ASSESSMENT ISSUER YES AGAINST AGAINST
AND REMUNERATION DISTRIBUTION OF DIRECTORS
PROPOSAL #4: APPROVE PRINCIPLE OPINION ON ASSESSMENT ISSUER YES AGAINST AGAINST
AND REMUNERATION DISTRIBUTION OF SUPERVISORS
ISSUER: Zhejiang Daily Digital Culture Group Co., Ltd.
TICKER: 600633 CUSIP: Y9896U104
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHENG WEIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Daily Digital Culture Group Co., Ltd.
TICKER: 600633 CUSIP: Y9896U104
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE REPORT ON REMUNERATION ISSUER YES FOR FOR
DISTRIBUTION OF DIRECTORS
PROPOSAL #9: APPROVE REPORT ON REMUNERATION ISSUER YES FOR FOR
DISTRIBUTION OF SUPERVISORS
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Dilong Culture Development Co., Ltd.
TICKER: 002247 CUSIP: Y988AQ100
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FAN ZHIMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Dilong Culture Development Co., Ltd.
TICKER: 2247 CUSIP: Y988AQ100
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Dingli Machinery Co., Ltd.
TICKER: 603338 CUSIP: Y988CW105
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF CREDIT LINES OF ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Zhejiang Dingli Machinery Co., Ltd.
TICKER: 603338 CUSIP: Y988CW105
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Dun'an Artificial Environment Co., Ltd.
TICKER: 2011 CUSIP: Y9889T106
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YAO XINYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JIANG BING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Dun'An Artificial Environment Equipment Co., Ltd.
TICKER: 002011 CUSIP: Y9889T106
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AMOUNT AND TERM OF ISSUER YES AGAINST AGAINST
GUARANTEE
PROPOSAL #2: APPROVE CHANGE OF MUTUAL GUARANTEE ISSUER YES FOR FOR
PERIOD
PROPOSAL #3: APPROVE CONTINUED SUSPENSION OF TRADING ISSUER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Zhejiang Expressway Co. Ltd.
TICKER: 576 CUSIP: Y9891F102
MEETING DATE: 3/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ISSUANCE OF MID-TERM NOTES AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
ISSUER: Zhejiang Expressway Co., Ltd.
TICKER: 576 CUSIP: Y9891F102
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL ACCOUNTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS HONG KONG AS THE HONG
KONG AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7: APPROVE PAN CHINA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS THE PRC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ANNUAL CAPS FOR THE DEPOSIT ISSUER YES FOR FOR
SERVICES UNDER THE NEW FINANCIAL SERVICES AGREEMENT
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES AND RELATED TRANSACTIONS
ISSUER: Zhejiang Feida Enviromental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE FINANCIAL LEASE AND GUARANTEE OF ISSUER YES FOR FOR
ZHIJIN FEIDA GREEN ENERGY CO., LTD.
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
ZHEJIANG FEIDA TUOLIU ENGINEERING CO., LTD.
PROPOSAL #4: APPROVE PROVISION OF GUARANTEE SHAREHOLDER YES FOR N/A
COMMITMENTS
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT ISSUER YES FOR FOR
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 12/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO OVERALL TRANSFER OF FEIDA BAOKAI
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER NO N/A N/A
CONNECTION TO OVERALL TRANSFER OF FEIDA BAOKAI
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE TRANSFER AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE PROVISION OF FINANCIAL SERVICE ISSUER YES FOR FOR
BY JUHUA GROUP FINANCE CO., LTD.
PROPOSAL #6: APPROVE PROVISION OF FINANCIAL SERVICE ISSUER NO N/A N/A
BY JUHUA GROUP FINANCE CO., LTD.
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #7: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
ISSUER: Zhejiang Feida Environmental Science & Technology Co., Ltd.
TICKER: 600526 CUSIP: Y9891H108
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION ISSUER NO N/A N/A
PROPOSAL #1: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #3: APPROVE TERMINATION OF EQUITY TRANSFER ISSUER YES FOR FOR
AND CAPITAL INJECTION AGREEMENT
PROPOSAL #3: APPROVE TERMINATION OF EQUITY TRANSFER ISSUER NO N/A N/A
AND CAPITAL INJECTION AGREEMENT
ISSUER: Zhejiang Founder Motor Co., Ltd.
TICKER: 2196 CUSIP: Y988AH100
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #3: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT
PROPOSAL #4: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
PERIOD OF BOARD TO HANDLE ALL RELATED MATTERS IN
CONNECTION TO THE PRIVATE PLACEMENT
ISSUER: Zhejiang Founder Motor Co., Ltd.
TICKER: 002196 CUSIP: Y988AH100
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Zhejiang Founder Motor Co., Ltd.
TICKER: 2196 CUSIP: Y988AH100
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2014 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
ISSUER: Zhejiang Founder Motor Co., Ltd.
TICKER: 2196 CUSIP: Y988AH100
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CREDIT LINE BANK APPLICATION AND ISSUER YES FOR FOR
AUTHORIZATION OF CHAIRMAN OF THE BOARD OF DIRECTORS
TO SIGN RELEVANT DOCUMENTS
PROPOSAL #8: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
ISSUER: Zhejiang Founder Motor Co., Ltd.
TICKER: 002196 CUSIP: Y988AH100
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Fuchunjiang Environmental Thermoelectric Co., Ltd.
TICKER: 002479 CUSIP: Y988B6103
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AS WELL AS TOTAL FUNDS FOR SHARE
REPURCHASE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Fuchunjiang Environmental Thermoelectric Co., Ltd.
TICKER: 2479 CUSIP: Y988B6103
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PLAN IN ISSUER YES FOR FOR
COMPLIANCE WITH RELEVANT CONDITIONS
PROPOSAL #1.3: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE IMPLEMENTATION PERIOD OF THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #5: ELECT XU JIAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Fuchunjiang Environmental Thermoelectric Co., Ltd.
TICKER: 2479 CUSIP: Y988B6103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER NO N/A N/A
PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #9: ELECT ZHANG XUDONG AS SUPERVISOR SHAREHOLDER NO N/A N/A
ISSUER: Zhejiang Fuchunjiang Environmental Thermoelectric Co.,Ltd.
TICKER: 002479 CUSIP: Y988B6103
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL USE OF OWN IDLE FUNDS ISSUER YES FOR FOR
TO INVEST IN FINANCIAL PRODUCTS
ISSUER: Zhejiang Garden Bio-chemical High-Tech Co., Ltd.
TICKER: 300401 CUSIP: Y9898J107
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Zhejiang Garden Bio-chemical High-Tech Co., Ltd.
TICKER: 300401 CUSIP: Y9898J107
MEETING DATE: 5/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS
ISSUER: Zhejiang Golden Eagle Co., Ltd.
TICKER: 600232 CUSIP: Y9889Z102
MEETING DATE: 10/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE PURPOSE AND ISSUER YES FOR FOR
USAGE
PROPOSAL #1.3: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Guangsha Co., Ltd.
TICKER: 600052 CUSIP: Y9891T102
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS DISPOSAL AND RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE MAJOR ASSETS DISPOSAL AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TRANSACTION CONSIDERATION ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAYMENT MANNER ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE CLAIMS AND DEBT DISPOSAL AS ISSUER YES FOR FOR
WELL AS EMPLOYEE ARRANGEMENTS
PROPOSAL #2.6: APPROVE PROFIT AND LOSS DURING THE ISSUER YES FOR FOR
PERIOD
PROPOSAL #2.7: APPROVE SPECIAL AGREEMENT FOR THE ISSUER YES FOR FOR
CURRENT PAYMENT OF THE TARGET COMPANY, THE COMPANY
AND GUANGSHA MEDIA
PROPOSAL #2.8: APPROVE TRANSITION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TARGET ASSET DELIVERY ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE CENTRAL SQUARE LAND REVENUE ISSUER YES FOR FOR
RIGHTS
PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TRANSACTION CONSTITUTE AS ISSUER YES FOR FOR
RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION CONSTITUTES AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE STOCK PRICE VOLATILITY ACHIEVES ISSUER YES FOR FOR
THE STANDARD OF ARTICLE 5 NOTICE ON REGULATING THE
INFORMATION DISCLOSURE OF LISTED COMPANIES AND THE
BEHAVIOR OF RELATED PARTIES
PROPOSAL #8: APPROVE SIGNING OF EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT OF ZHEJIANG TIANDU INDUSTRIAL CO., LTD.
PROPOSAL #9: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSETS DISPOSAL
PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, PRO ISSUER YES FOR FOR
FORMA REVIEW REPORT AND EVALUATION REPORT
PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #14: APPROVE CONTINUATION OF GUARANTEE ISSUER YES FOR FOR
PROVISION FOR ZHEJIANG TIANDU INDUSTRIAL CO., LTD.
PROPOSAL #15: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT FOR EQUITY TRANSFER AGREEMENT 1
PROPOSAL #16: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT FOR EQUITY TRANSFER AGREEMENT 2
ISSUER: Zhejiang Guangsha Co., Ltd.
TICKER: 600052 CUSIP: Y9891T102
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTARY ISSUER YES FOR FOR
AGREEMENT FOR EQUITY TRANSFER AGREEMENT 3
ISSUER: Zhejiang Guangsha Co., Ltd.
TICKER: 600052 CUSIP: Y9891T102
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE PLAN
PROPOSAL #2.2: APPROVE MANNER, PRICE AND TYPE OF ISSUER YES FOR FOR
SHARE REPURCHASE PLAN
PROPOSAL #2.3: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2.4: APPROVE AMOUNT OF FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS OF SHARE REPURCHASE PLAN
PROPOSAL #2.5: APPROVE SCALE, PROPORTION TO SHARE ISSUER YES FOR FOR
CAPITAL OF SHARE REPURCHASE PLAN
PROPOSAL #2.6: APPROVE EXPECTED CHANGES IN THE ISSUER YES FOR FOR
SHAREHOLDING STRUCTURE AFTER THE REPURCHASE
PROPOSAL #2.7: APPROVE ANALYSIS OF POSSIBLE IMPACTS ISSUER YES FOR FOR
ON LISTING STATUS, OPERATIONS, FINANCE, RESEARCH AND
DEVELOPMENT, PROFITABILITY, DEBT PERFORMANCE, FUTURE
DEVELOPMENT AND MAINTENANCE
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Guyuelongshan Shaoxing Wine Co., Ltd.
TICKER: 600059 CUSIP: Y9891V115
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT QIAN XIAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT BAI HONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XU CHENGFA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHOU JUANYING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT LIU JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SHOU MIAOJUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU WEI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT SHEN GUOJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT MAO JIAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN GUOLIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MENG ZHONGFA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Guyuelongshan Shaoxing Wine Co., Ltd.
TICKER: 600059 CUSIP: Y9891V115
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 002203 CUSIP: Y988AK103
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT METHOD OF FIRST PHASE ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 002203 CUSIP: Y988AK103
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 2203 CUSIP: Y988AK103
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE TYPE, SCALE, PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL AND TOTAL AMOUNT OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.5: APPROVE PRICE, PRICE RANGE AND PRICING ISSUER YES FOR FOR
BASIS OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD OF ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #5: ELECT DENG CHUAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 2203 CUSIP: Y988AK103
MEETING DATE: 12/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #2: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #2.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SOURCE OF FUTURE CONVERSION ISSUER YES FOR FOR
STOCKS
PROPOSAL #2.3: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #2.8: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #2.11: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.17: APPROVE MATTERS RELATING TO MEETINGS ISSUER YES FOR FOR
OF BOND HOLDERS
PROPOSAL #2.18: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE DEPOSIT AND MANAGEMENT OF ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #2.2: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #2.21: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #5: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELEVANT
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FORMULATION OF RULES AND ISSUER YES FOR FOR
PROCEDURES REGARDING CONVERTIBLE CORPORATE
BONDHOLDERS MEETING
PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 2203 CUSIP: Y988AK103
MEETING DATE: 12/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 002203 CUSIP: Y988AK103
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 2203 CUSIP: Y988AK103
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
ISSUER: Zhejiang Hailiang Co. Ltd.
TICKER: 2203 CUSIP: Y988AK103
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #9: APPROVE PROVISION OF BLANKET GUARANTEE ISSUER YES FOR FOR
FOR FINANCING OF CONTROLLED SUBSIDIARY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #11: APPROVE SOCIAL RESPONSIBILITY REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ENVIRONMENTAL REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE FINANCIAL DERIVATIVES ISSUER YES FOR FOR
INVESTMENT BUSINESS
PROPOSAL #14: APPROVE PROVISION OF FINANCIAL SERVICES ISSUER YES FOR FOR
PROPOSAL #15: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #16: ELECT HU SHIHUA AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Hailide New Material Co., Ltd.
TICKER: 002206 CUSIP: Y988AL101
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OR COMPLETION OF ISSUER YES FOR FOR
RAISED FUNDS INVESTMENT PROJECT AND USE OF REMAINING
RAISED FUNDS AND INTEREST TO REPLENISH WORKING
ISSUER: Zhejiang Hailide New Material Co., Ltd.
TICKER: 002206 CUSIP: Y988AL101
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Zhejiang Hailide New Material Co., Ltd.
TICKER: 2206 CUSIP: Y988AL101
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Hailide New Material Co., Ltd.
TICKER: 002206 CUSIP: Y988AL101
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhejiang Hailide New Material Co., Ltd.
TICKER: 002206 CUSIP: Y988AL101
MEETING DATE: 6/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE THE IMPLEMENTATION PLAN ISSUER YES FOR FOR
OF THE COMPANY HEADQUARTERS BUILDING PROJECT
ISSUER: Zhejiang Haiyue Co., Ltd.
TICKER: 600387 CUSIP: Y9892J103
MEETING DATE: 8/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PERFORMANCE SHARE PLAN AND STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN DRAFT AND SUMMARY PLAN
PROPOSAL #3: APPROVE MANAGEMENT METHOD OF PERFORMANCE ISSUER YES FOR FOR
SHARE PLAN AND STOCK OPTION INCENTIVE PLAN
PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS
ISSUER: Zhejiang Hangmin Co., Ltd.
TICKER: 600987 CUSIP: Y988A8100
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL BUSINESS OR ENTRUSTED LOANS
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14.1: ELECT ZHU CHONGQING AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.2: ELECT SHEN CHANGSHOU AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #14.3: ELECT ZHOU CANKUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.4: ELECT MOU CHENHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.5: ELECT ZHU JIANQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.6: ELECT GAO TIANXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.1: ELECT CAI ZAISHENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.2: ELECT ZHENG NIANHONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT LU FUXIN AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT GONG XUECHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #16.2: ELECT MA JUN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Hisoar Pharmaceutical Co., Ltd.
TICKER: 2099 CUSIP: Y988A7102
MEETING DATE: 9/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF ISSUANCE OF ISSUER NO N/A N/A
MEDIUM-TERM NOTES
PROPOSAL #1: APPROVE CANCELLATION OF ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #2: APPROVE SUSPENSION OF THE IMPLEMENTATION ISSUER YES FOR FOR
OF RAISED FUNDS INVESTMENT PROJECT
PROPOSAL #2: APPROVE SUSPENSION OF THE IMPLEMENTATION ISSUER NO N/A N/A
OF RAISED FUNDS INVESTMENT PROJECT
ISSUER: Zhejiang Hisoar Pharmaceutical Co., Ltd.
TICKER: 002099 CUSIP: Y988A7102
MEETING DATE: 11/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENTS ON SHARE REPURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE ADJUSTMENT ON AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD TO HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Hisoar Pharmaceutical Co., Ltd.
TICKER: 2099 CUSIP: Y988A7102
MEETING DATE: 3/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE APPOINTMENT OF 2019 AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF RAISED FUNDS TO
REPLENISH WORKING CAPITAL
ISSUER: Zhejiang Hisoar Pharmaceutical Co., Ltd.
TICKER: 2099 CUSIP: Y988A7102
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE
PROPOSAL #1: AUTHORIZE REPURCHASE AND CANCELLATION OF ISSUER NO N/A N/A
PERFORMANCE SHARE
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER NO N/A N/A
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 8/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG BAICHAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI HUACHUAN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AND SHARE ISSUER YES FOR FOR
TRANSFER OF CONTROLLED SUBSIDIARY
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FU RENHUI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE GUARANTEE PROVISION BY ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY TO COMPANY
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIANG GUOPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 1/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ESTABLISHMENT OF ZHEJIANG ISSUER YES FOR FOR
HAIZHENG BIOLOGICAL PHARMACEUTICAL CO., LTD.
ISSUER: Zhejiang Hisun Pharmaceutical Co., Ltd.
TICKER: 600267 CUSIP: Y9891W105
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
LOAN
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ADJUSTMENT IN FUNDRAISING ISSUER YES FOR FOR
INVESTMENT PROJECTS
PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #12: APPROVE USE OF IDLE OWN FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #15.1: ELECT JIANG GUOPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.2: ELECT CHEN XIAOHUA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.3: ELECT LI YAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.4: ELECT WANG HAIBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15.5: ELECT ZHENG BAICHAO AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #15.6: ELECT FEI RONGFU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.1: ELECT FU RENHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.2: ELECT ZHAO JIAYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16.3: ELECT YANG LIRONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17.1: ELECT LI HUACHUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #17.2: ELECT JIN JUNLI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Huace Film & TV Co., Ltd.
TICKER: 300133 CUSIP: Y988B8109
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Huace Film & TV Co., Ltd.
TICKER: 300133 CUSIP: Y988B8109
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT FU MEICHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHAO YIFANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT XIA XINCAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT WU FAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT SHEN MENGHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHENG HUIFANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT NI XUANMING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHEN TU XINDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YE XIAOYAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPURCHASE CANCELLATION OF STOCK ISSUER YES FOR FOR
OPTION
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Huace Film & TV Co., Ltd.
TICKER: 300133 CUSIP: Y988B8109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Huafeng Spandex Co., Ltd.
TICKER: 002064 CUSIP: Y988A4109
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Zhejiang Huahai Pharmaceutical Co., Ltd.
TICKER: 600521 CUSIP: Y9891X103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUPERVISORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #11: APPROVE ISSUANCE OF SUPER-SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE EXTENSION OF RESOLUTION SHAREHOLDER YES FOR FOR
VALIDITY PERIOD IN CONNECTION TO ISSUANCE OF SHARES
PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO EXTEND THE RESOLUTION
VALIDITY PERIOD OF SHARE ISSUANCE
PROPOSAL #18: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Zhejiang Huamei Holding Co., Ltd.
TICKER: 607 CUSIP: Y37450106
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF EQUITY AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Zhejiang Huamei Holding Co., Ltd.
TICKER: 000607 CUSIP: Y37450106
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
ISSUER: Zhejiang Huatong Meat Products Co., Ltd.
TICKER: 2840 CUSIP: Y989C2109
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
ISSUER: Zhejiang Huayou Cobalt Co., Ltd.
TICKER: 603799 CUSIP: Y9898D100
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Huayou Cobalt Co., Ltd.
TICKER: 603799 CUSIP: Y9898D100
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT TO ESTABLISH ISSUER YES FOR FOR
A JOINT VENTURE COMPANY
ISSUER: Zhejiang Huayou Cobalt Co., Ltd.
TICKER: 603799 CUSIP: Y9898D100
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 REVIEW OF RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #6: APPROVE 2019 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2019 FINANCING CREDIT ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #13: APPROVE 2019 FOREIGN EXCHANGE FORWARD ISSUER YES AGAINST AGAINST
TRANSACTIONS, CURRENCY SWAP BUSINESS, FOREIGN
EXCHANGE OPTION BUSINESS
PROPOSAL #14: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #15.1: ELECT QIAN XIAOPING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Zhejiang Jiemei Electronic & Technology Co., Ltd.
TICKER: 2859 CUSIP: Y988E1101
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PERFORMANCE ISSUER YES FOR FOR
SHARE INCENTIVE PLAN (REVISED)
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED)
ISSUER: Zhejiang Jiemei Electronic & Technology Co., Ltd.
TICKER: 002859 CUSIP: Y988E1101
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND AUTHORIZED LEGAL REPRESENTATIVE TO SIGN LOAN
CONTRACT
PROPOSAL #9: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS AND AUTHORIZED LEGAL REPRESENTATIVE TO SIGN
RELEVANT BUSINESS CONTRACT
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
TICKER: 300316 CUSIP: Y9803K108
MEETING DATE: 8/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
TICKER: 300316 CUSIP: Y9803K108
MEETING DATE: 10/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF MAJOR CONTRACT AND ISSUER YES FOR FOR
RELATED PARTY TRANSACTIONS
ISSUER: Zhejiang Jingsheng Mechanical & Electrical Co., Ltd.
TICKER: 300316 CUSIP: Y9803K108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
CREDIT LINE BANK APPLICATION
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES THAT HAS BEEN GRANTED BUT NOT YET
UNLOCKED
PROPOSAL #10: APPROVE CHANGE OF COMPANY'S REGISTERED ISSUER YES AGAINST AGAINST
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 2488 CUSIP: Y988B7101
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADJUSTMENT ON USAGE OF FUND- ISSUER YES FOR FOR
RAISING INVESTMENT PROJECT
PROPOSAL #1.2: APPROVE ESTABLISHMENT OF A NEW SUPPLY ISSUER YES FOR FOR
CHAIN BUSINESS COMPANY AND DISPOSAL OF PARTIAL FUND-
RAISING INVESTMENT PROJECT
PROPOSAL #1.3: APPROVE IMPLEMENTATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND CHANGE OF IMPLEMENTATION
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 2488 CUSIP: Y988B7101
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 2488 CUSIP: Y988B7101
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.3: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 002488 CUSIP: Y988B7101
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF REMAINING RAISED FUNDS ISSUER YES FOR FOR
AND INTERESTS TO REPLENISH WORKING CAPITAL
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 2488 CUSIP: Y988B7101
MEETING DATE: 1/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON 2017 STOCK OPTIONS ISSUER YES FOR FOR
AND PERFORMANCE SHARES INCENTIVE PLAN
ISSUER: Zhejiang Jingu Co., Ltd.
TICKER: 2488 CUSIP: Y988B7101
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE PURPOSE AND USAGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #9.2: APPROVE METHOD OF SHARE REPURCHASE SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: APPROVE TOTAL FUNDS AND SOURCE OF SHAREHOLDER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #9.4: APPROVE PRICE RANGE OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #9.5: APPROVE TYPE, SIZE AND PROPORTION TO SHAREHOLDER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #9.6: APPROVE IMPLEMENTATION PERIOD OF SHARE SHAREHOLDER YES FOR FOR
REPURCHASE
PROPOSAL #9.7: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS TO SHARE REPURCHASE PLAN
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Jingxin Pharmaceutical Co., Ltd.
TICKER: 2020 CUSIP: Y988AC101
MEETING DATE: 9/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #2: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS TO INVEST IN PRINCIPAL-GUARANTEED FINANCIAL
PRODUCTS
ISSUER: Zhejiang Jingxin Pharmaceutical Co., Ltd.
TICKER: 002020 CUSIP: Y988AC101
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Jingxin Pharmaceutical Co., Ltd.
TICKER: 2020 CUSIP: Y988AC101
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANGYU JINGXIN PHARMACEUTICAL CO., LTD.
PROPOSAL #7.2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
ZHEJIANG JINGXIN PHARMACEUTICAL IMPORT AND EXPORT
CO., LTD.
PROPOSAL #8: APPROVE CONTINUED USE OF IDLE RAISED ISSUER YES FOR FOR
FUNDS AND OWN FUNDS TO INVEST IN GUARANTEED FINANCIAL
PRODUCTS
PROPOSAL #9: APPROVE TERMINATION OF RAISED FUNDS ISSUER YES FOR FOR
INVESTMENT PROJECT AND USE OF REMAINING RAISED FUNDS
TO REPLENISH WORKING CAPITAL
ISSUER: Zhejiang Jingxing Paper Joint Stock Co., Ltd.
TICKER: 2067 CUSIP: Y988AD109
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN INVESTMENT IN ISSUER YES FOR FOR
ANJI ZHENGHAI JINAN INVESTMENT PARTNERSHIP (LIMITED
PARTNERSHIP)
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMENDMENTS TO MANAGEMENT SYSTEM OF ISSUER YES FOR FOR
PROFIT DISTRIBUTION
PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
ISSUER: Zhejiang Jingxing Paper Joint Stock Co., Ltd.
TICKER: 002067 CUSIP: Y988AD109
MEETING DATE: 11/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF 2017 EQUITY-BASED ISSUER YES FOR FOR
INCENTIVE SCHEME AND REPURCHASE CANCELLATION OF
PERFORMANCE SHARES THAT HAS BEEN GRANTED BUT NOT
UNLOCKED
PROPOSAL #2: APPROVE TERMINATION OF METHODS TO ASSESS ISSUER YES FOR FOR
THE 2017 PERFORMANCE SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Jingxing Paper Joint Stock Co., Ltd.
TICKER: 002067 CUSIP: Y988AD109
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSTRUCTION INVESTMENT PROJECT ISSUER YES FOR FOR
IN MALAYSIA
ISSUER: Zhejiang Jingxing Paper Joint Stock Co., Ltd.
TICKER: 2067 CUSIP: Y988AD109
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION AND AUTHORIZATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SIGNING OF MUTUAL GUARANTEE ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #10: APPROVE PARTICIPATION IN INVESTMENT ISSUER YES FOR FOR
ISSUER: Zhejiang Jinke Culture Industry Co Ltd
TICKER: 300459 CUSIP: Y9898K104
MEETING DATE: 7/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF PERFORMANCE SHARE ISSUER YES FOR FOR
INCENTIVE PLAN
ISSUER: Zhejiang Jinke Culture Industry Co., Ltd.
TICKER: 300459 CUSIP: Y9898K104
MEETING DATE: 10/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #1.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE THE USAGE OF THE SHARES TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.4: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, NUMBER AND PROPORTION OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.6: APPROVE TOTAL CAPITAL AND CAPITAL ISSUER YES FOR FOR
SOURCE USED FOR THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Jinke Culture Industry Co., Ltd.
TICKER: 300459 CUSIP: Y9898K104
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Jiuli Hi-tech Metals Co Ltd
TICKER: 002318 CUSIP: Y988AW107
MEETING DATE: 7/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE MANAGEMENT SYSTEM OF PHASE 2 ISSUER YES FOR FOR
EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO PHASE 2 EMPLOYEE SHARE
PURCHASE PLAN
PROPOSAL #4: AMEND MANAGEMENT SYSTEM FOR ISSUER YES FOR FOR
AUTHORIZATION
ISSUER: Zhejiang Jiuli Hi-Tech Metals Co., Ltd.
TICKER: 2318 CUSIP: Y988AW107
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS ISSUER YES FOR FOR
TO CONDUCT CASH MANAGEMENT
ISSUER: Zhejiang Jiuli Hi-Tech Metals Co., Ltd.
TICKER: 2318 CUSIP: Y988AW107
MEETING DATE: 3/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Jiuli Hi-Tech Metals Co., Ltd.
TICKER: 002318 CUSIP: Y988AW107
MEETING DATE: 4/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #7: APPROVE DAILY ELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Jiuzhou Pharmaceutical Co., Ltd.
TICKER: 603456 CUSIP: Y988CE105
MEETING DATE: 9/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEI YIJIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Jiuzhou Pharmaceutical Co., Ltd.
TICKER: 603456 CUSIP: Y988CE105
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Jiuzhou Pharmaceutical Co., Ltd.
TICKER: 603456 CUSIP: Y988CE105
MEETING DATE: 4/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
PAYMENT OF REMUNERATION
PROPOSAL #7: APPROVE 2019 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #8: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #9: APPROVE FOREIGN EXCHANGE FORWARD ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE INVESTMENT BUDGET ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CREDIT LINE BANK APPLICATION ISSUER YES FOR FOR
AND PROVISION OF ASSET MORTGAGE
PROPOSAL #13: APPROVE PROVISION OF LOAN AND PROVISION ISSUER YES FOR FOR
OF GUARANTEE TO JIANGSU RUIKE PHARMACEUTICAL
TECHNOLOGY CO., LTD.
PROPOSAL #14: APPROVE PROVISION OF LOAN AND PROVISION ISSUER YES FOR FOR
OF GUARANTEE TO ZHEJIANG RUIBO PHARMACEUTICAL CO.,
ISSUER: Zhejiang Juhua Co., Ltd.
TICKER: 600160 CUSIP: Y9890M108
MEETING DATE: 7/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT SHEN ZHIHUI AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Juhua Co., Ltd.
TICKER: 600160 CUSIP: Y9890M108
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF SHORT TERM IDLE FUNDS FOR ISSUER YES FOR FOR
NATIONAL DEBT RESERVE REPURCHASE
PROPOSAL #2: APPROVE ACQUISITION OF 16% EQUITY OF ISSUER YES FOR FOR
ASSOCIATE COMPANY
ISSUER: Zhejiang Juhua Co., Ltd.
TICKER: 600160 CUSIP: Y9890M108
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Juhua Co., Ltd.
TICKER: 600160 CUSIP: Y9890M108
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND PAYMENT OF REMUNERATION
PROPOSAL #8: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
AND 2019 PLAN
PROPOSAL #9: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
COOPERATION AGREEMENT AND RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
MANAGEMENT REGULATIONS
PROPOSAL #11: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
ISSUER: Zhejiang Juli Culture Development Co., Ltd.
TICKER: 002247 CUSIP: Y988AQ100
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Kaier New Materials Co Ltd.
TICKER: 300234 CUSIP: Y98953105
MEETING DATE: 8/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EQUITY DISPOSAL OF ASSOCIATE ISSUER YES FOR FOR
SUBSIDIARY
ISSUER: Zhejiang Kangsheng Co., Ltd.
TICKER: 2418 CUSIP: Y98942108
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXPLANATION ON WHY OPERATING ISSUER YES FOR FOR
PERFORMANCE HAVE NOT ACHIEVED PROFIT FORECAST
ISSUER: Zhejiang Kangsheng Co., Ltd.
TICKER: 2418 CUSIP: Y98942108
MEETING DATE: 9/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSET SWAP AND ACQUISITION BY CASH
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ADJUSTMENT TO MAJOR ASSET SWAP ISSUER YES FOR FOR
AND ACQUISITION BY CASH
PROPOSAL #3.1: APPROVE PLAN OVERVIEW ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
ACCOUNTS RECEIVABLE COMPENSATION ARRANGEMENT
PROPOSAL #4: APPROVE REVISED REPORT (DRAFT) AND ISSUER YES FOR FOR
SUMMARY OF MAJOR ASSET SWAP AND ACQUISITION BY CASH
PROPOSAL #5: APPROVE CONDITIONAL ASSET SWAP AND ISSUER YES FOR FOR
ACQUISITION BY CASH AGREEMENT
PROPOSAL #6: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE RELEVANT AUDIT REPORT AND PRO ISSUER YES FOR FOR
FORMA REVIEW REPORT
PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #11: APPROVE COMMITMENT REGARDING COUNTER- ISSUER YES FOR FOR
DILUTION MEASURES IN CONNECTION TO THE MAJOR ASSET
PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Kangsheng Co., Ltd.
TICKER: 002418 CUSIP: Y98942108
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU JIANPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhejiang Kangsheng Co., Ltd.
TICKER: 2418 CUSIP: Y98942108
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE LOAN AND AUTHORIZATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE PROVISION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhejiang Longsheng Group Co., Ltd.
TICKER: 600352 CUSIP: Y98918108
MEETING DATE: 8/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GONG HAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Longsheng Group Co., Ltd.
TICKER: 600352 CUSIP: Y98918108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Zhejiang Longsheng Group Co., Ltd.
TICKER: 600352 CUSIP: Y98918108
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT RUAN WEIXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.2: ELECT RUAN XINGXIANG AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.3: ELECT YAO JIANFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.4: ELECT LU BANGYI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #10.5: ELECT ZHOU ZHENGNAN AS NON- SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10.6: ELECT GONG HAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.1: ELECT CHEN XIANMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT LIANG YONGMING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.3: ELECT XU JINFA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT ZHANG XIA AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT LI XIAPING AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Medicine Co., Ltd.
TICKER: 600216 CUSIP: Y9891M107
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE RANGE AND PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Medicine Co., Ltd.
TICKER: 600216 CUSIP: Y9891M107
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND PAY ISSUER YES FOR FOR
THEIR REMUNERATION
ISSUER: Zhejiang Meida Industrial Co. Ltd.
TICKER: 002677 CUSIP: Y9803L106
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Ming Jewelry Co., Ltd.
TICKER: 2574 CUSIP: Y9894X100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Narada Power Source Co., Ltd.
TICKER: 300068 CUSIP: Y9893Z106
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF MANAGEMENT TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ISSUANCE OF
MEDIUM-TERM NOTES
ISSUER: Zhejiang Narada Power Source Co., Ltd.
TICKER: 300068 CUSIP: Y9893Z106
MEETING DATE: 9/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang NetSun Co., Ltd.
TICKER: 002095 CUSIP: Y9892M106
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #8.1: ELECT SUN DELIANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT FU ZHIYONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT YU WEIDONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT TONG MAORONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.5: ELECT SHOU ZOU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #8.6: ELECT LV GANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT DOU MINGQING AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT QIN LU AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT YU YI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT YU FENG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT ZHU JIONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang NHU Co. Ltd.
TICKER: 2001 CUSIP: Y98910105
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DRAFT AND SUMMARY ON SECOND ISSUER YES FOR FOR
PHASE EMPLOYEE SHARE PURCHASE PLAN
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO SECOND PHASE EMPLOYEE SHARE
PURCHASE PLAN
PROPOSAL #3: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhejiang NHU Co. Ltd.
TICKER: 2001 CUSIP: Y98910105
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF RAISED FUNDS FOR CASH ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Orient Holdings Co., Ltd.
TICKER: 600120 CUSIP: Y9891C109
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE USE OF IDLE OWN RAISED-FUNDS TO ISSUER NO N/A N/A
INVERSE REPURCHASE OF TREASURY BONDS, TRUST PLANS,
AND FINANCIAL PRODUCTS
PROPOSAL #6: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER NO N/A N/A
APPLICATION AND USE WITHIN ACTUAL DEMAND
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES FOR ISSUER NO N/A N/A
SUBSIDIARY
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE OWN FUND INVESTMENT PLAN ISSUER NO N/A N/A
PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN ISSUER NO N/A N/A
PROPOSAL #11: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
ISSUER: Zhejiang Orient Holdings Co., Ltd.
TICKER: 600120 CUSIP: Y9891C109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE TARGET PARTIES AND PLACEMENT ISSUER YES FOR FOR
ARRANGEMENT TO SHAREHOLDERS
PROPOSAL #2.5: APPROVE BOND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE BOND INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION MANNER
PROPOSAL #2.7: APPROVE BOND REPAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE REDEMPTION CLAUSE OR RESALE ISSUER YES FOR FOR
CLAUSE
PROPOSAL #2.9: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.11: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD ISSUER YES FOR FOR
ISSUER: Zhejiang Red Dragonfly Footwear Co., Ltd.
TICKER: 603116 CUSIP: Y9898Z101
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT TO 2017 PERFORMANCE ISSUER YES FOR FOR
SHARES INCENTIVE PLAN
PROPOSAL #2: APPROVE ADDITIONAL REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Red Dragonfly Footwear Co., Ltd.
TICKER: 603116 CUSIP: Y9898Z101
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECURITIES INVESTMENT MANAGEMENT ISSUER YES FOR FOR
SYSTEM
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Red Dragonfly Footwear Co., Ltd.
TICKER: 603116 CUSIP: Y9898Z101
MEETING DATE: 12/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE SHARE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE SHARE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.6: APPROVE SHARE REPURCHASE USAGE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE SHARE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Red Dragonfly Footwear Co., Ltd.
TICKER: 603116 CUSIP: Y9898Z101
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE USE OF PARTIAL IDLE RAISED ISSUER YES FOR FOR
FUNDS TO INVEST IN FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE USE OF OWN FUNDS TO INVEST IN ISSUER YES FOR FOR
FINANCIAL PRODUCTS
PROPOSAL #13: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
PROPOSAL #14: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #15: APPROVE TERMINATION OF IMPLEMENTATION ISSUER YES FOR FOR
AND REPURCHASE CANCELLATION OF 2017 PERFORMANCE
SHARES PLAN
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #17: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Zhejiang Runtu Co., Ltd.
TICKER: 2440 CUSIP: Y98947107
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF SENIOR ISSUER YES FOR FOR
MANAGEMENT MEMBERS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhejiang Sanhua Intelligent Controls Co., Ltd.
TICKER: 2050 CUSIP: Y9890L126
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 DRAFT AND SUMMARY OF ISSUER YES FOR FOR
PERFORMANCE SHARES INCENTIVE PLAN
PROPOSAL #3: APPROVE 2018 DRAFT AND SUMMARY OF STOCK ISSUER YES FOR FOR
APPRECIATION RIGHTS INCENTIVE PLAN
PROPOSAL #4: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Sanhua Intelligent Controls Co., Ltd.
TICKER: 2050 CUSIP: Y9890L126
MEETING DATE: 12/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG YABO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG DAYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YU SHULI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT NI XIAOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT CHEN YUZHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG SHAOBO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JI HUA AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SHEN YUPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHANG YAPING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WENG WEIFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHAO YAJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #7.2: APPROVE METHOD, TOTAL FUNDS AND SOURCE ISSUER YES FOR FOR
OF FUNDS FOR SHARE REPURCHASE
PROPOSAL #7.3: APPROVE PRICE OR PRICE RANGE AND ISSUER YES FOR FOR
PRICING PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #7.4: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #7.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #7.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #7.7: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Sanhua Intelligent Controls Co., Ltd.
TICKER: 002050 CUSIP: Y9890L126
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #7: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Satellite Petrochemical Co., Ltd.
TICKER: 002648 CUSIP: Y98961108
MEETING DATE: 4/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #8: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Semir Garment Co., Ltd.
TICKER: 002563 CUSIP: Y9894U106
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHEN XINSHENG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Semir Garment Co., Ltd.
TICKER: 002563 CUSIP: Y9894U106
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Zhejiang Semir Garment Co., Ltd.
TICKER: 2563 CUSIP: Y9894U106
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhejiang Shuanghuan Driveline Co., Ltd.
TICKER: 2472 CUSIP: Y9894E102
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL APPLICATION OF BANK ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #3: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #4: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT WU CHANGHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT GENG SHUAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT LI SHUITU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT JIANG YIQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ZHANG JING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: ELECT ZHANG QI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: ELECT LIU CHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT CAI NING AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ZHANG GUOYUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1: ELECT LI SHAOGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT CHEN JIANFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT YANG DONGPO AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Shuanghuan Driveline Co., Ltd.
TICKER: 2472 CUSIP: Y9894E102
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #11: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
ISSUER: Zhejiang Sunriver Culture Co Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 7/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
ISSUED SHARES TO PURCHASE ASSETS
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING REPURCHASE AND
CANCELLATION OF SHARES
ISSUER: Zhejiang Sunriver Culture Co., Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YAN DONGLAI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT FENG GUOCHANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT WANG HENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT LIU WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU QILIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HOU JIANGTAO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT WANG LIQUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHEN YAWEN AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Sunriver Culture Co., Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF IMPLEMENTATION OF ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN AS WELL AS REPURCHASE AND
CANCELLATION OF GRANTED BUT NOT YET UNLOCKED
PERFORMANCE SHARES
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Sunriver Culture Co., Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 2/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #6: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
ISSUER: Zhejiang Sunriver Culture Co., Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES AGAINST AGAINST
ISSUANCE OF SHARES VIA PRIVATE PLACEMENT
PROPOSAL #2: APPROVE PLAN FOR ISSUANCE OF SHARES VIA ISSUER YES AGAINST AGAINST
PRIVATE PLACEMENT
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES AGAINST AGAINST
PRICE, AND PRICING BASIS
PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUER YES AGAINST AGAINST
SUBSCRIPTION METHOD
PROPOSAL #2.5: APPROVE ISSUE SIZE ISSUER YES AGAINST AGAINST
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES AGAINST AGAINST
PROPOSAL #2.8: APPROVE USE OF PROCEEDS ISSUER YES AGAINST AGAINST
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES AGAINST AGAINST
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PRIVATE PLACEMENT ISSUANCE OF ISSUER YES AGAINST AGAINST
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES AGAINST AGAINST
THE USE OF PROCEEDS
PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF ISSUER YES AGAINST AGAINST
PREVIOUSLY RAISED FUNDS
PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT ON ISSUER YES AGAINST AGAINST
ISSUANCE OF SHARES VIA PRIVATE PLACEMENT
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN ISSUER YES AGAINST AGAINST
CONNECTION TO THE ISSUANCE OF SHARES VIA PRIVATE
PLACEMENT
PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES AND ISSUER YES AGAINST AGAINST
RELATED-PARTY COMMITMENTS TO THE ISSUANCE OF SHARES
VIA PRIVATE PLACEMENT
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES AGAINST AGAINST
HANDLE ALL MATTERS RELATED TO THE ISSUANCE OF SHARES
VIA PRIVATE PLACEMENT
ISSUER: Zhejiang Sunriver Culture Co., Ltd.
TICKER: 600576 CUSIP: Y97181104
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION FOR GOODWILL ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR AND PAYMENT OF
REMUNERATION
PROPOSAL #9: APPROVE 2018 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE CHANGE BUSINESS SCOPE AND AMEND ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
ISSUER: Zhejiang Supor Co., Ltd.
TICKER: 2032 CUSIP: Y98925103
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
ISSUER: Zhejiang Supor Co., Ltd.
TICKER: 2032 CUSIP: Y98925103
MEETING DATE: 1/3/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT STANISLAS DE GRAMONT AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Zhejiang Supor Co., Ltd.
TICKER: 002032 CUSIP: Y98925103
MEETING DATE: 4/19/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SIGNING OF 2019 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTION AGREEMENT
PROPOSAL #8: APPROVE USE OF OWN IDLE WORKING CAPITAL ISSUER YES FOR FOR
TO INVEST IN SHORT-TERM FINANCIAL PRODUCTS
PROPOSAL #9: APPROVE REPURCHASE CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #11.1: ELECT HERVE MACHENAUD AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT JEAN-MICHEL PIVETEAU AS SHAREHOLDER YES FOR FOR
INDEPENDENT DIRECTOR
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 8/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER NO N/A N/A
PERIOD OF PRIVATE PLACEMENT OF CORPORATE BOND
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER NO N/A N/A
HANDLE ALL RELATED MATTERS
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 10/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO APPLICATION OF BANK CREDIT LINE
PROPOSAL #2: APPROVE ACCOUNTS RECEIVABLE FACTORING SHAREHOLDER YES FOR FOR
BUSINESS OF SUBSIDIARY
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT GU YUANFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT FANG FUQIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 1/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE POSTPONEMENT ON FULFILLING THE ISSUER YES FOR FOR
ACQUISITION PLAN
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF COUNTER GUARANTEE ISSUER YES FOR FOR
BY COMPANY, WHOLLY-OWNED SUBSIDIARY AND RELATED
PARTIES TO THE COMPANY'S CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE DRAFT AND SUMMARY ON PERFORMANCE SHAREHOLDER YES FOR FOR
SHARE INCENTIVE PLAN
PROPOSAL #3: APPROVE METHODS TO ASSESS THE SHAREHOLDER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE SHAREHOLDER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASING THE NUMBER OF ISSUER YES FOR FOR
SHAREHOLDERS AND POSTPONEMENT OF THE IMPLEMENTATION
OF THE PLAN
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE SUMMARY ON NON-OPERATING CAPITAL ISSUER YES FOR FOR
FUND OCCUPATION AND OTHER RELATED-PARTY CAPITAL
TRANSACTIONS
PROPOSAL #10: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DAILY RELATED-PARTY ISSUER YES AGAINST AGAINST
TRANSACTIONS
PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JING XUFENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: APPROVE AMENDMENT OF EXTERNAL INVESTMENT ISSUER YES FOR FOR
MANAGEMENT SYSTEM
PROPOSAL #5: APPROVE AMENDMENT OF SPECIFICATION AND ISSUER YES FOR FOR
RELATED PARTY FINANCIAL TRANSACTIONS MANAGEMENT
ISSUER: Zhejiang Talent Television & Film Co. Ltd.
TICKER: 300426 CUSIP: Y9898X106
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND MANAGEMENT SYSTEM FOR PROVIDING ISSUER YES FOR FOR
EXTERNAL GUARANTEES
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhejiang VIE Science & Technology Co., Ltd.
TICKER: 2590 CUSIP: Y98952107
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL REPORT ON DEPOSIT AND ISSUER YES FOR FOR
USAGE OF RAISED FUNDS FOR FIRST HALF OF 2018
ISSUER: Zhejiang VIE Science & Technology Co., Ltd.
TICKER: 2590 CUSIP: Y98952107
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIE YAFANG AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang VIE Science & Technology Co., Ltd.
TICKER: 2590 CUSIP: Y98952107
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #6: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
AND SENIOR MANAGEMENT MEMBERS AND 2019 REMUNERATION
PLAN
PROPOSAL #7: APPROVE 2018 REMUNERATION OF SUPERVISORS ISSUER NO N/A N/A
AND 2019 REMUNERATION PLAN
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER NO N/A N/A
PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATION ISSUER NO N/A N/A
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER NO N/A N/A
PROPOSAL #11: APPROVE USE OF OWN FUNDS TO PURCHASE ISSUER NO N/A N/A
BANK GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #12: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER NO N/A N/A
OWNED SUBSIDIARY
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 2085 CUSIP: Y9892K100
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN 2018 LOAN ISSUER YES FOR FOR
APPLICATION
PROPOSAL #2: APPROVE INCREASE IN 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION FOR SUBSIDIARIES
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 2085 CUSIP: Y9892K100
MEETING DATE: 9/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ASSET PURCHASE ISSUER YES FOR FOR
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 002085 CUSIP: Y9892K100
MEETING DATE: 10/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #2: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
FOR PRINCIPAL REPAYMENT AND INTEREST PAYMENT
PROPOSAL #2.4: APPROVE ISSUANCE METHOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #2.7: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.8: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE SPECIAL ACCOUNTS FOR PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING ARRANGEMENT
PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES FOR DEBT ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 002085 CUSIP: Y9892K100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN CREDIT LINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
TO SUBSIDIARY
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 2085 CUSIP: Y9892K100
MEETING DATE: 1/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL LOAN OF SUBSIDIARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
PLAN
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 002085 CUSIP: Y9892K100
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2019 FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES AGAINST AGAINST
TO SUBSIDIARIES
PROPOSAL #7: APPROVE 2019 LOAN PLANS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALUMINUM INGOT HEDGING BUSINESS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Wanfeng Auto Wheel Co. Ltd.
TICKER: 2085 CUSIP: Y9892K100
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO PRIVATE PLACEMENT
PROPOSAL #2: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
ISSUER: Zhejiang Wanfeng Auto Wheel Co., Ltd.
TICKER: 002085 CUSIP: Y9892K100
MEETING DATE: 7/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL 2018 LOAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ADDITIONAL 2018 GUARANTEE ISSUER YES FOR FOR
PROVISION PLAN
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Wanliyang Co., Ltd.
TICKER: 2434 CUSIP: Y98945101
MEETING DATE: 3/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Zhejiang Wanliyang Co., Ltd.
TICKER: 2434 CUSIP: Y98945101
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT ZHANG LEIGANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT HUANG RENXING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhejiang Wanma Co Ltd
TICKER: 002276 CUSIP: Y9893H106
MEETING DATE: 7/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE COMMODITY FUTURES HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #3: ELECT SUN XIAOHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhejiang Wanma Co., Ltd.
TICKER: 2276 CUSIP: Y9893H106
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2019 ISSUER YES FOR FOR
BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORIZATION ON BANK FINANCING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE FUNDS TO CONDUCT ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Wanma Co., Ltd.
TICKER: 002276 CUSIP: Y9893H106
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE BOND TYPE AND BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD ISSUER YES FOR FOR
OF DETERMINATION
PROPOSAL #2.5: APPROVE GUARANTEE IN RELATION TO BOND ISSUER YES FOR FOR
ISSUANCE
PROPOSAL #2.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
ARRANGEMENTS FOR PLACING SHARES WITH FORMER
SHAREHOLDERS
PROPOSAL #2.8: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE
PROPOSAL #4: APPROVE FORWARD FOREIGN EXCHANGE ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #5: APPROVE COMMODITIES FUTURES TRADING ISSUER YES FOR FOR
BUSINESS
ISSUER: Zhejiang Weiming Environment Protection Co., Ltd.
TICKER: 603568 CUSIP: Y989A0105
MEETING DATE: 8/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
OF CONVERTIBLE BOND ISSUANCE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF ISSUER YES FOR FOR
THE BOARD ON CONVERTIBLE BOND ISSUANCE
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARES
PROPOSAL #4: APPROVE CHANGE IN REGISTERED ADDRESS, ISSUER YES FOR FOR
BUSINESS SCOPE AND REGISTERED CAPITAL
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Weiming Environment Protection Co., Ltd.
TICKER: 603568 CUSIP: Y989A0105
MEETING DATE: 4/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION AND RELATED RULES AND PROCEDURES
ISSUER: Zhejiang Weixing Industrial Development Co., Ltd.
TICKER: 2003 CUSIP: Y9891B101
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Weixing Industrial Development Co., Ltd.
TICKER: 002003 CUSIP: Y9891B101
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG KAPENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG SANYUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT CAI LIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT XIE JINKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT SHEN LIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT HOU YOUSEN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT CHEN ZHIMIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT MAO MEIYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHOU YUEJIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT YE LIJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LOU CHANGFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Weixing New Building Materials Co., Ltd.
TICKER: 2372 CUSIP: Y9893V105
MEETING DATE: 9/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE AND ISSUER YES AGAINST AGAINST
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO CARRY ISSUER YES FOR FOR
OUT INVESTMENT IN FINANCIAL PRODUCTS
ISSUER: Zhejiang Weixing New Building Materials Co., Ltd.
TICKER: 002372 CUSIP: Y9893V105
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN BUSINESS SCOPE AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
ISSUER: Zhejiang Wolwo Bio-Pharmaceutical Co., Ltd.
TICKER: 300357 CUSIP: Y9897U103
MEETING DATE: 1/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INJECTION FOR WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhejiang Wolwo Bio-Pharmaceutical Co., Ltd.
TICKER: 300357 CUSIP: Y9897U103
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OF USAGE OF IDLE FUNDS TO ISSUER YES FOR FOR
PURCHASE FINANCIAL PRODUCTS
PROPOSAL #7: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES AGAINST AGAINST
DIRECTORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #7.1: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES AGAINST AGAINST
CHAIRMAN OF THE BOARD AND GENERAL MANAGER
PROPOSAL #7.2: APPROVE 2019 REMUNERATION PLAN OF ISSUER YES AGAINST AGAINST
DIRECTOR AND DEPUTY GENERAL MANAGER
PROPOSAL #8: APPROVE 2019 ALLOWANCE OF INDEPENDENT ISSUER YES AGAINST AGAINST
DIRECTORS
ISSUER: Zhejiang Xianju Pharmaceutical Co., Ltd.
TICKER: 2332 CUSIP: Y9893R104
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONTINUED MUTUAL GUARANTEE ISSUER YES FOR FOR
PROVISION WITH WEIXING GROUP CO., LTD.
PROPOSAL #8: APPROVE MUTUAL GUARANTEE PROVISION WITH ISSUER YES FOR FOR
ZHEJIANG SHENGHUA HOLDING GROUP CO., LTD.
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Xinan Chemical Industrial Group Co., Ltd.
TICKER: 600596 CUSIP: Y9891L109
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JIN WEI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Xinan Chemical Industrial Group Co., Ltd.
TICKER: 600596 CUSIP: Y9891L109
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARIES
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
TRANSFAR GROUP CO., LTD.
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
XIN'AN SMALL LOAN COMPANY
ISSUER: Zhejiang Yankon Group Co., Ltd.
TICKER: 600261 CUSIP: Y9890Z109
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR AND INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE GUARANTEE PROVISION ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE PURPOSE AND USAGE ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE REPURCHASE TYPE ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #10.5: APPROVE REPURCHASE AMOUNT, SCALE AND ISSUER YES FOR FOR
PROPORTION TO SHARE CAPITAL
PROPOSAL #10.6: APPROVE SOURCE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #13: APPROVE WRITE-OFF ASSETS ISSUER YES FOR FOR
ISSUER: Zhejiang Yasha Decoration Co., Ltd.
TICKER: 2375 CUSIP: Y9893W103
MEETING DATE: 1/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2.1: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #2.3: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #2.4: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.5: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhejiang Yasha Decoration Co., Ltd.
TICKER: 2375 CUSIP: Y9893W103
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DING ZECHENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ZHANG WEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT QI HONGWEI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT ZHANG XIAOMING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT SHAO XIAOYAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT YU ZHENGYANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT LIU XIAOYI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WANG WEIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT FU LIYING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ELECT LV LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhejiang Yasha Decoration Co., Ltd.
TICKER: 2375 CUSIP: Y9893W103
MEETING DATE: 5/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE OWN FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS AND TRUST PRODUCTS
PROPOSAL #10: APPROVE BILL POOL BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #12: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Yasha Decoration Co., Ltd.
TICKER: 002375 CUSIP: Y9893W103
MEETING DATE: 6/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS ISSUER YES FOR FOR
ISSUER: Zhejiang Yatai Pharmaceutical Co., Ltd.
TICKER: 2370 CUSIP: Y9893U107
MEETING DATE: 5/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
ISSUER: Zhejiang Yongtai Technology Co., Ltd
TICKER: 002326 CUSIP: Y9893Q106
MEETING DATE: 7/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE DISPOSAL OF EQUITY IN JIANGXI ISSUER YES FOR FOR
FUXIANG PHARMACEUTICAL CO., LTD.
ISSUER: Zhejiang Yongtai Technology Co., Ltd.
TICKER: 002326 CUSIP: Y9893Q106
MEETING DATE: 11/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Yongtai Technology Co., Ltd.
TICKER: 2326 CUSIP: Y9893Q106
MEETING DATE: 12/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhejiang Yongtai Technology Co., Ltd.
TICKER: 2326 CUSIP: Y9893Q106
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #9: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
EQUITY INCENTIVE PERFORMANCE SHARES THAT HAS BEEN
GRANTED BUT NOT YET UNLOCKED
PROPOSAL #10: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE INCENTIVE PLAN 1ST GRANT OF 2ND
UNLOCK PERIOD AND PERFORMANCE SHARES 1ST UNLOCK
PERIOD DID NOT REACH THE UNLOCKING CONDITION
PROPOSAL #11: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #12: APPROVE DECREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #13: APPROVE CHANGE IN PERFORMANCE ISSUER YES AGAINST AGAINST
COMPENSATION COMMITMENT
ISSUER: Zhejiang Zheneng Electric Power Co., Ltd.
TICKER: 600023 CUSIP: Y9897X107
MEETING DATE: 8/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT IN ZHENENG GREEN ISSUER YES FOR FOR
ENERGY FUND
ISSUER: Zhejiang Zheneng Electric Power Co., Ltd.
TICKER: 600023 CUSIP: Y9897X107
MEETING DATE: 11/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YU GUOPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT SUN CHAOYANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhejiang Zheneng Electric Power Co., Ltd.
TICKER: 600023 CUSIP: Y9897X107
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
ISSUER: Zhejiang Zhongcheng Packing Material Co., Ltd.
TICKER: 002522 CUSIP: Y9894J101
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO CONTROLLED SUBSIDIARY
ISSUER: Zhejiang Zhongcheng Packing Material Co., Ltd.
TICKER: 2522 CUSIP: Y9894J101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION ISSUER YES FOR FOR
REPORT
PROPOSAL #8: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES AGAINST AGAINST
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #10: APPROVE USE OF IDLE RAISED FUNDS TO ISSUER YES FOR FOR
INVEST IN PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhen Ding Technology Holding Ltd.
TICKER: 4958 CUSIP: G98922100
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
ISSUER: Zhengzhou Coal Mining Machinery Group Co., Ltd.
TICKER: 564 CUSIP: Y98949103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS ISSUER YES FOR FOR
PRECEDENT TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE TYPE AND DENOMINATION OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.02: APPROVE METHOD OF ISSUE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.03: APPROVE TARGET AND METHOD OF ISSUER YES FOR FOR
SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.05: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.06: APPROVE AMOUNT AND USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.07: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.09: APPROVE ARRANGEMENT FOR RETAINED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.1: APPROVE EFFECTIVE DATE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #5: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS FUND RAISING
PROPOSAL #6: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE SPECIFIC MANDATE FOR NON-PUBLIC ISSUER YES FOR FOR
ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE DILUTION OF CURRENT RETURNS FROM ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES ON THE KEY
FINANCIAL INDICATORS AND ADOPTED MEASURES
PROPOSAL #9: APPROVE RELEVANT COMMITTING ENTITIES AND ISSUER YES FOR FOR
THEIR COMMITMENT ON ENSURING THAT REMEDIAL MEASURES
FOR CURRENT RETURNS ARE IMPLEMENTED
PROPOSAL #10: APPROVE SHAREHOLDERS' RETURN PLAN FOR ISSUER YES FOR FOR
THE NEXT THREE YEARS (2019-2021)
PROPOSAL #11: AMEND SYSTEM OF MANAGING PROCEEDS FROM ISSUER YES FOR FOR
FUNDRAISING
PROPOSAL #12: AMEND PROCEDURAL RULES FOR ISSUER YES FOR FOR
SHAREHOLDERS' GENERAL MEETINGS
ISSUER: Zhengzhou Coal Mining Machinery Group Co., Ltd.
TICKER: 564 CUSIP: Y98949103
MEETING DATE: 9/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND DENOMINATION OF ISSUER YES FOR FOR
SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.02: APPROVE METHOD OF ISSUE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.03: APPROVE TARGET AND METHOD OF ISSUER YES FOR FOR
SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.04: APPROVE PRICING REFERENCE DATE, ISSUE ISSUER YES FOR FOR
PRICE AND PRICING PRINCIPLE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.06: APPROVE AMOUNT AND USE OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE ARRANGEMENT FOR RETAINED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.1: APPROVE EFFECTIVE DATE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #4: APPROVE SPECIFIC MANDATE FOR NON-PUBLIC ISSUER YES FOR FOR
ISSUANCE OF A SHARES
ISSUER: Zhengzhou Coal Mining Machinery Group Co., Ltd.
TICKER: 564 CUSIP: Y98949103
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
OVERSEAS SUBSIDIARIES
PROPOSAL #2: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES ON THE MATERIAL INVESTMENT AND FINANCING
ACTIVITIES
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
ISSUER: Zhengzhou Coal Mining Machinery Group Company Limited
TICKER: 564 CUSIP: Y98949103
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS INTERNATIONAL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PURCHASE OF LIABILITIES ISSUER YES FOR FOR
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
PROPOSAL #8: APPROVE PROVISION OF REPURCHASE ISSUER YES FOR FOR
GUARANTEE BY THE COMPANY TO CUSTOMERS UNDER FINANCE
LEASE BUSINESS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES TO AND ISSUER YES AGAINST AGAINST
AMONG CONTROLLING SUBSIDIARIES
PROPOSAL #10: APPROVE USE OF IDLE FUNDS FOR THE ISSUER YES FOR FOR
INVESTMENT OF WEALTH MANAGEMENT PRODUCTS
PROPOSAL #11: APPROVE COMMENCEMENT OF HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #12: APPROVE MID TO LONG-TERM SUPER PROFIT ISSUER YES FOR FOR
INCENTIVE SCHEME
ISSUER: Zhengzhou Sino-Crystal Diamond Co., Ltd.
TICKER: 300064 CUSIP: Y9893X101
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU MIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE CHANGE OF REGISTERED ADDRESS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TERMINATION OF COMMITMENT ISSUER YES FOR FOR
FULFILLMENT IN INCREASE OF COMPANY SHARES
PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PARTIAL CHANGE IN THE USE OF SHAREHOLDER YES FOR FOR
EXCESS RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #7: APPROVE USE OF EXCESS RAISED FUNDS IN SHAREHOLDER YES FOR FOR
CASH MANAGEMENT
ISSUER: Zhengzhou Sino-Crystal Diamond Co., Ltd.
TICKER: 300064 CUSIP: Y9893X101
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: ELECT WANG DAPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE WORKING RULES OF THE ISSUER YES FOR FOR
REMUNERATION AND EVALUATION MANAGEMENT SYSTEM OF
BOARD OF DIRECTORS, SUPERVISORS, AND SENIOR
PROPOSAL #8: APPROVE PARTICIPATION IN THE SHAREHOLDER YES FOR FOR
ESTABLISHMENT OF INDUSTRIAL FUND AS WELL AS RELATED-
PARTY TRANSACTION
ISSUER: Zhengzhou Yutong Bus Co., Ltd.
TICKER: 600066 CUSIP: Y98913109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER NO N/A N/A
SUPERVISORS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER NO N/A N/A
PROPOSAL #5: APPROVE 2018 DAILY RELATED-PARTY ISSUER NO N/A N/A
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE 2018 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION AND 2019 DAILY RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE PROVISION OF MUTUAL GUARANTEES ISSUER NO N/A N/A
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION ISSUER NO N/A N/A
FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE PAYMENT OF AUDIT FEES AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS
PROPOSAL #9: APPROVE PAYMENT OF AUDIT FEES AND ISSUER NO N/A N/A
APPOINTMENT OF AUDITORS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER NO N/A N/A
ASSOCIATION
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #11: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER NO N/A N/A
INDEPENDENT DIRECTORS
PROPOSAL #12: ELECT YANG BO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT YANG BO AS NON-INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
ISSUER: Zhenro Properties Group Ltd.
TICKER: 6158 CUSIP: G9897E109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUANG XIANZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHAN WAI KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DR. LOKE YU (ALIAS LOKE HOI LAM) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: ELECT WANG CHUANXU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zheshang Securities Co., Ltd.
TICKER: 601878 CUSIP: Y989BG109
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LUO JIANHU AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT WU CHENGGEN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT MA GUOQING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT WANG QINGSHAN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT CHEN XIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT XU ZHANGSONG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHEN TIANFENG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT WANG BAOTONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT XIONG JIANYI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT WANG YUBING AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT GONG SHANGZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zheshang Securities Co., Ltd.
TICKER: 601878 CUSIP: Y989BG109
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
ZHEJIANG SHANGSAN EXPRESSWAY CO., LTD.
PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OTHER AFFILIATES
PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ASSOCIATED NATURAL PERSON
PROPOSAL #7: FINANCIAL INVESTMENT SCALE CONTROL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GENERAL AUTHORIZATION FOR ISSUER YES FOR FOR
ISSUANCE OF LOCAL AND FOREIGN DEBT FINANCING
INSTRUMENTS
PROPOSAL #8.1: APPROVE LIABILITY ENTITY AND LIABILITY ISSUER YES FOR FOR
METHOD
PROPOSAL #8.2: APPROVE TYPE AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE TERMS ISSUER YES FOR FOR
PROPOSAL #8.4: APPROVE ISSUE PRICE AND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #8.5: APPROVE GUARANTEE AND OTHER CREDIT ISSUER YES FOR FOR
ENHANCEMENT ARRANGEMENTS
PROPOSAL #8.6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #8.7: APPROVE TARGET SUBSCRIBERS AND APPROVE ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS ARRANGEMENTS
PROPOSAL #8.8: APPROVE APPOINTMENT OF RELEVANT ISSUER YES FOR FOR
AGENCIES AND HANDLING OF OTHER RELATED MATTERS
PROPOSAL #8.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #8.10: APPROVE LISTING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8.11: APPROVE AUTHORIZATION PERIOD ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhong Zhu Healthcare Holding Co., Ltd.
TICKER: 600568 CUSIP: Y3746W105
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT AND CHANGES IN USAGE OF RAISED
ISSUER: ZhongAn Online P&C Insurance Co., Ltd.
TICKER: 6060 CUSIP: Y989DF109
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 REPORT OF AUDITORS AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: ELECT YAPING OU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JIN CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT HUGO JIN YI OU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT XINYI HAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT JIMMY CHI MING LAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.6: ELECT XIAOMING HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT LIANGXUN SHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT MING YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT SHUANG ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT HUI CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT YIFAN LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT YING WU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT WEI OU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT YUPING WEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT BAOYAN GAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8.1: APPROVE ONLINE PLATFORM COOPERATION ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #8.2: APPROVE REVISED ANNUAL CAP ISSUER YES FOR FOR
PROPOSAL #8.3: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ONLINE PLATFORM
COOPERATION FRAMEWORK AGREEMENT, REVISED ANNUAL CAP
AND RELATED TRANSACTIONS
ISSUER: Zhongbai Holdings Group Co., Ltd.
TICKER: 759 CUSIP: Y9715V101
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG MEIFANG AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhongbai Holdings Group Co., Ltd.
TICKER: 000759 CUSIP: Y9715V101
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES ISSUER YES FOR FOR
AND GUARANTEES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
CONTROLLED SUBSIDIARY
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
PROPOSAL #11: APPROVE USE OF OWN IDLE FUNDS TO INVEST ISSUER YES FOR FOR
IN FINANCIAL PRODUCTS
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhongchang Big Data Corp. Ltd.
TICKER: 600242 CUSIP: Y2924T108
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TO APPOINT FINANCIAL AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #8: ELECT HUANG QIZAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhongchang Big Data Corp. Ltd.
TICKER: 600242 CUSIP: Y2924T108
MEETING DATE: 6/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HONG JIE AS SUPERVISOR ISSUER NO N/A N/A
ISSUER: Zhongfu Straits (Pingtan) Development Co., Ltd.
TICKER: 000592 CUSIP: Y26557101
MEETING DATE: 7/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN FUND-RAISING ISSUER YES FOR FOR
INVESTMENT PROJECT
ISSUER: Zhongfu Straits (Pingtan) Development Co., Ltd.
TICKER: 592 CUSIP: Y26557101
MEETING DATE: 9/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF PARTIAL RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
ISSUER: Zhongfu Straits (Pingtan) Development Co., Ltd.
TICKER: 000592 CUSIP: Y26557101
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhongfu Straits (Pingtan) Development Co., Ltd.
TICKER: 000592 CUSIP: Y26557101
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT ISSUER YES FOR FOR
ISSUER: Zhonghong Holding Co. Ltd.
TICKER: 000979 CUSIP: Y0139W106
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF OPERATIONAL ISSUER YES FOR FOR
ENTRUSTMENT AND MANAGEMENT AGREEMENT
ISSUER: Zhonghong Holding Co., Ltd.
TICKER: 000979 CUSIP: Y0139W106
MEETING DATE: 7/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ASSETS AND TRANSFER ISSUER YES FOR FOR
OF FUNDRAISING PROJECT
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 7/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2: APPROVE ADJUSTMENT IN PRIVATE PLACEMENT ISSUER YES FOR FOR
OF SHARES
PROPOSAL #2.1: APPROVE ADJUSTMENT ON ISSUANCE SIZE ISSUER YES FOR FOR
AND SUBSCRIPTION METHOD
PROPOSAL #2.2: APPROVE ADJUSTMENT ON AMOUNT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #2.3: APPROVE RECALCULATION OF RESOLUTION ISSUER YES FOR FOR
VALIDITY PERIOD
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES (REVISED)
PROPOSAL #4: APPROVE DEMONSTRATION ANALYSIS REPORT IN ISSUER YES FOR FOR
CONNECTION TO PRIVATE PLACEMENT (REVISED)
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS (REVISED)
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #7: APPROVE AMENDMENT OF AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE
PLACEMENT
PROPOSAL #8: ELECT JIN FUHAI AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR N/A
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 9/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL GRANTED BUT NOT YET UNLOCKED PERFORMANCE
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 2/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN COMPANY REGISTERED ISSUER YES FOR FOR
CAPITAL AND AMEND ARTICLES OF ASSOCIATION
PROPOSAL #2: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT XIA CHAOYANG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS FOR ISSUER YES FOR FOR
CASH MANAGEMENT
PROPOSAL #10: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES FOR FOR
APPLICATION
PROPOSAL #11: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FOREIGN EXCHANGE HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #13: APPROVE CHANGE OF REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhongji Innolight Co., Ltd.
TICKER: 300308 CUSIP: Y7685V101
MEETING DATE: 6/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2ND PHASE OF EMPLOYEE SHARE ISSUER YES FOR FOR
PURCHASE PLAN (DRAFT) AND SUMMARY
PROPOSAL #2: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
MANAGEMENT METHOD
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE USE OF OWN FUNDS FOR CASH SHAREHOLDER YES FOR FOR
MANAGEMENT
ISSUER: Zhongjin Gold Corp. Ltd.
TICKER: 600489 CUSIP: Y9890R107
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AND WITH
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #3: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION CONSTITUTES AS A ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY ISSUANCE OF SHARES AGREEMENT WITH
SPECIFIC INVESTORS
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #14: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE GUARANTEE PROVISION TO JIXIAN ISSUER YES FOR FOR
JINNIU CO., LTD.
PROPOSAL #16: APPROVE GUARANTEE PROVISION TO ZHONGJIN ISSUER YES FOR FOR
COUNTY SUIYUAN GOLD SMELTING CO., LTD.
PROPOSAL #17: APPROVE GUARANTEE PROVISION TO CHINA ISSUER YES FOR FOR
GOLD GROUP JIAPIGOU MINING CO., LTD.
PROPOSAL #18: APPROVE GUARANTEE PROVISION BY CHINA ISSUER YES FOR FOR
GOLD GROUP JIANGXI JINSHAN MINING CO., LTD. TO
JIANGXI SANHE GOLD INDUSTRY CO., LTD.
PROPOSAL #19: APPROVE GUARANTEE PROVISION TO HEBEI ISSUER YES FOR FOR
HAOERYA GOLD MINING CO., LTD.
PROPOSAL #20: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #21: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #22: AMEND MANAGEMENT SYSTEM FOR RELATED- ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #23.1: APPROVE SHARE TYPE, PAR VALUE, AND ISSUER YES FOR FOR
LISTING EXCHANGE
PROPOSAL #23.2: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #23.3: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #23.4: APPROVE TRANSACTION AMOUNT AND ISSUER YES FOR FOR
PAYMENT MANNER
PROPOSAL #23.5: APPROVE PRICING BASIS, PRICING ISSUER YES FOR FOR
REFERENCE DATE, AND ISSUE PRICE
PROPOSAL #23.6: APPROVE ISSUE SIZE AND CASH PAYMENT ISSUER YES FOR FOR
DETAILS
PROPOSAL #23.7: APPROVE CASH CONSIDERATION PAYMENT ISSUER YES FOR FOR
ARRANGEMENT
PROPOSAL #23.8: APPROVE ADJUSTMENT MECHANISM OF ISSUE ISSUER YES FOR FOR
PRICE
PROPOSAL #23.9: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #23.10: APPROVE ATTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
LOSS DURING THE TRANSITION PERIOD AND DISTRIBUTION
ARRANGEMENT OF UNDISTRIBUTED EARNINGS
PROPOSAL #23.11: APPROVE PERFORMANCE COMPENSATION ISSUER YES FOR FOR
COMMITMENT
PROPOSAL #23.12: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #23.13: APPROVE FACE AMOUNT, ISSUE PRIZE, ISSUER YES FOR FOR
AND ISSUE SIZE OF THE RAISED SUPPORTING FUND
PROPOSAL #23.14: APPROVE LOCK-UP PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #23.15: APPROVE USAGE OF RAISED SUPPORTING ISSUER YES FOR FOR
FUND
PROPOSAL #24: APPROVE DRAFT AND SUMMARY REPORT ON ISSUER YES FOR FOR
COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES
AND WITH RAISING SUPPORTING FUNDS
PROPOSAL #25: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
SUPPLEMENTARY ACQUISITION BY ISSUANCE OF SHARES
AGREEMENT AS WELL ACQUISITION BY CASH AND ISSUANCE OF
SHARES AGREEMENT
PROPOSAL #26: APPROVE SIGNING OF PROFIT FORECAST ISSUER YES FOR FOR
COMPENSATION AGREEMENT FOR THIS TRANSACTION
PROPOSAL #27: APPROVE RELEVANT AUDIT REPORT, REVIEW ISSUER YES FOR FOR
REPORT, AND ASSET EVALUATION REPORT OF THE
PROPOSAL #28: APPROVE TRANSACTION CONSTITUTE AS MAJOR ISSUER YES FOR FOR
ASSET RESTRUCTURING BUT DOES NOT CONSTITUTE AS MAJOR
LISTING
PROPOSAL #29: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES AND COMMITMENTS TO
BE TAKEN
PROPOSAL #30: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL MATTERS RELATED TO RESTRUCTURING
PROPOSAL #31.1: ELECT WANG ZUOMAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #32.1: ELECT WEI HAOSHUI AS SUPERVISOR SHAREHOLDER YES FOR FOR
ISSUER: Zhonglu Co., Ltd.
TICKER: 900915 CUSIP: Y7682B108
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ADJUSTMENT OF SPECIFIC PLAN ON ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS AND RELATED PARTY
PROPOSAL #3.1: APPROVE OVERALL PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS
PROPOSAL #3.2: APPROVE ACQUISITION BY CASH AND ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #3.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #3.6: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE CASH PAYMENT DEADLINE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND SUBSCRIPTION METHOD
PROPOSAL #3.10: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE PRICING REFERENCE DATE AND ISSUER YES FOR FOR
PRICING PRINCIPLE
PROPOSAL #3.12: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #3.16: APPROVE COMMITMENT PERIOD AND ISSUER YES FOR FOR
COMMITMENT AMOUNT
PROPOSAL #3.17: APPROVE COMPENSATION METHOD ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE IMPAIRMENT TEST ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE COMPENSATION OBLIGATION ISSUER YES FOR FOR
PROPOSAL #3.20: APPROVE COMPENSATION PROCEDURE ISSUER YES FOR FOR
PROPOSAL #3.21: APPROVE TRANSITION PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.22: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.23: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.24: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.25: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #3.26: APPROVE PLAN OVERVIEW ISSUER YES FOR FOR
PROPOSAL #3.27: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.28: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.29: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE
PROPOSAL #3.30: APPROVE ISSUE AMOUNT AND SUBSCRIPTION ISSUER YES FOR FOR
METHOD
PROPOSAL #3.31: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.32: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.33: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.34: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THAT THE TRANSACTION CONSTITUTES ISSUER YES FOR FOR
AS MAJOR ADJUSTMENT
PROPOSAL #5: APPROVE REPORT (DRAFT) (REVISED) AND ISSUER YES FOR FOR
SUMMARY ON COMPANY'S ACQUISITION BY CASH AND ISSUANCE
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF ACQUISITION BY CASH AND ISSUANCE OF SHARES
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF PROFIT COMMITMENT AND COMPENSATION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE PRO FORMA FINANCIAL STATEMENT ISSUER YES FOR FOR
REVIEW REPORT
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ACQUISITION BY
CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
PROPOSAL #17: APPROVE ADJUSTMENT TO TRANSFER OF ISSUER YES FOR FOR
EXTERNALLY INVESTED EQUITY
ISSUER: Zhonglu Co., Ltd.
TICKER: 900915 CUSIP: Y7682B108
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OPPORTUNITY TO DISPOSE FINANCIAL ISSUER YES AGAINST AGAINST
INVESTMENT EQUITY
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND AUDIT ISSUER YES FOR FOR
FEES
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TERMINATION OF ACQUISITION BY ISSUER YES FOR FOR
CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS AND RELATED PARTY TRANSACTIONS AND
APPLICATION FOR WITHDRAWAL OF RELEVANT APPLICATION
DOCUMENTS
PROPOSAL #9: APPROVE TERMINATION OF EXTERNAL ISSUER YES FOR FOR
INVESTMENT
ISSUER: Zhonglu Co., Ltd.
TICKER: 900915 CUSIP: Y9896C104
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE TRANSACTION CONSTITUTES AS ISSUER YES FOR FOR
RELATED-PARTY TRANSACTION
PROPOSAL #3: APPROVE ADJUSTMENT OF SPECIFIC PLAN ON ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS AND RELATED PARTY
PROPOSAL #3.1: APPROVE OVERALL PLAN FOR ACQUISITION ISSUER YES FOR FOR
BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS
PROPOSAL #3.2: APPROVE ACQUISITION BY CASH AND ISSUER YES FOR FOR
ISSUANCE OF SHARES
PROPOSAL #3.3: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE TARGET ASSETS ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE PRICING BASIS AND TRANSACTION ISSUER YES FOR FOR
PRICE
PROPOSAL #3.6: APPROVE PAYMENT METHOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE CASH PAYMENT DEADLINE ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE ISSUE MANNER, TARGET ISSUER YES FOR FOR
SUBSCRIBERS AND SUBSCRIPTION METHOD
PROPOSAL #3.10: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE PRICING REFERENCE DATE AND ISSUER YES FOR FOR
PRICING PRINCIPLE
PROPOSAL #3.12: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.13: APPROVE ISSUE AMOUNT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #3.16: APPROVE COMMITMENT PERIOD AND ISSUER YES FOR FOR
COMMITMENT AMOUNT
PROPOSAL #3.17: APPROVE COMPENSATION METHOD ISSUER YES FOR FOR
PROPOSAL #3.18: APPROVE IMPAIRMENT TEST ISSUER YES FOR FOR
PROPOSAL #3.19: APPROVE COMPENSATION OBLIGATION ISSUER YES FOR FOR
PROPOSAL #3.20: APPROVE COMPENSATION PROCEDURE ISSUER YES FOR FOR
PROPOSAL #3.21: APPROVE TRANSITION PERIOD ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.22: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #3.23: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.24: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3.25: APPROVE RAISING OF SUPPORTING FUNDS ISSUER YES FOR FOR
PROPOSAL #3.26: APPROVE PLAN OVERVIEW ISSUER YES FOR FOR
PROPOSAL #3.27: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #3.28: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #3.29: APPROVE PRICING REFERENCE DATE, ISSUER YES FOR FOR
PRICING BASIS AND ISSUE PRICE
PROPOSAL #3.30: APPROVE ISSUE AMOUNT AND SUBSCRIPTION ISSUER YES FOR FOR
METHOD
PROPOSAL #3.31: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #3.32: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.33: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #3.34: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THAT THE TRANSACTION CONSTITUTES ISSUER YES FOR FOR
AS MAJOR ADJUSTMENT
PROPOSAL #5: APPROVE REPORT (DRAFT) (REVISED) AND ISSUER YES FOR FOR
SUMMARY ON COMPANY'S ACQUISITION BY CASH AND ISSUANCE
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF ACQUISITION BY CASH AND ISSUANCE OF SHARES
PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT ISSUER YES FOR FOR
OF PROFIT COMMITMENT AND COMPENSATION
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 4 OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #10: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #11: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #12: APPROVE COMPLETENESS AND COMPLIANCE OF ISSUER YES FOR FOR
IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE
TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL
DOCUMENTS REGARDING THIS TRANSACTION
PROPOSAL #13: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
PROPOSAL #14: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #15: APPROVE PRO FORMA FINANCIAL STATEMENT ISSUER YES FOR FOR
REVIEW REPORT
PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS REGARDING ACQUISITION BY
CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
PROPOSAL #17: APPROVE ADJUSTMENT TO TRANSFER OF ISSUER YES FOR FOR
EXTERNALLY INVESTED EQUITY
ISSUER: Zhonglu Co., Ltd.
TICKER: 900915 CUSIP: Y9896C104
MEETING DATE: 6/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
FINANCIAL BUDGET
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OPPORTUNITY TO DISPOSE FINANCIAL ISSUER YES FOR FOR
INVESTMENT EQUITY
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND AUDIT ISSUER YES FOR FOR
FEES
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE TERMINATION OF ACQUISITION BY ISSUER YES FOR FOR
CASH AND ISSUANCE OF SHARES AS WELL AS RAISING
SUPPORTING FUNDS AND RELATED PARTY TRANSACTIONS AND
APPLICATION FOR WITHDRAWAL OF RELEVANT APPLICATION
DOCUMENTS
PROPOSAL #9: APPROVE TERMINATION OF EXTERNAL ISSUER YES FOR FOR
INVESTMENT
ISSUER: ZhongMan Petroleum & Natural Gas Group Corp., Ltd.
TICKER: 603619 CUSIP: Y989EH104
MEETING DATE: 6/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE COMPREHENSIVE BANK CREDIT ISSUER YES FOR FOR
APPLICATION
PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2019 EXTERNAL GUARANTEE ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE EXTERNAL INVESTMENT AND SHAREHOLDER YES FOR FOR
RELATED-PARTY TRANSACTION
ISSUER: Zhongnan Red Culture Group Co., Ltd.
TICKER: 002445 CUSIP: Y444B1108
MEETING DATE: 11/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO SIGNING OF DEBT TRANSFER AGREEMENT
ISSUER: Zhongrun Resources Investment Corp.
TICKER: 000506 CUSIP: Y9897B105
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION OF FINANCING FROM ISSUER YES FOR FOR
BANKS AND OTHER INSTITUTIONS
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhongrun Resources Investment Corp.
TICKER: 506 CUSIP: Y9897B105
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Zhongrun Resources Investment Corp.
TICKER: 000506 CUSIP: Y9897B105
MEETING DATE: 2/28/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: Zhongshan Broad-Ocean Motor Co., Ltd.
TICKER: 2249 CUSIP: Y98937108
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EQUITY DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDIT WORK EVALUATION AND ISSUER YES FOR FOR
APPOINTMENT OF AUDITOR
PROPOSAL #8: APPROVE USE OF REMAINING RAISED FUNDS TO ISSUER YES FOR FOR
REPLENISH WORKING CAPITAL
PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LOAN
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #13.1: ELECT LU CHUPING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT XU HAIMING AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT GONG JUN AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT PENG HUI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT WANG WENLI AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT YU JINSONG AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT LIU YIHUA AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT HOU YU AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #14.4: ELECT ZHENG FULI AS INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #15.1: ELECT WANG ZHENBIAO AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #15.2: ELECT XU YANDONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT MEMBERS
PROPOSAL #17: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
ISSUER: Zhongshan Public Utilities Group Co., Ltd.
TICKER: 000685 CUSIP: Y2618Q105
MEETING DATE: 10/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Zhongshan Public Utilities Group Co., Ltd.
TICKER: 685 CUSIP: Y2618Q105
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE EVALUATION REPORT OF AUDIT WORK ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL AUDITOR ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
ISSUER: Zhongsheng Group Holdings Limited
TICKER: 881 CUSIP: G9894K108
MEETING DATE: 6/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI GUOQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DU QINGSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZHANG ZHICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LIN YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHIN SIU WA ALFRED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zhongtian Financial Group Co., Ltd.
TICKER: 540 CUSIP: Y2943D100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT ON 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Zhongtian Financial Group Co., Ltd.
TICKER: 540 CUSIP: Y2943D100
MEETING DATE: 12/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhongtian Financial Group Co., Ltd.
TICKER: 540 CUSIP: Y2943D100
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF EQUITY AND ASSET ISSUER YES FOR FOR
TRANSFER AGREEMENT
ISSUER: Zhongtong Bus & Holding Co., Ltd.
TICKER: 957 CUSIP: Y9889M101
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN QINGMIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE ADDITIONAL 2018 DAILY RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
ISSUER: Zhongtong Bus & Holding Co., Ltd.
TICKER: 957 CUSIP: Y9889M101
MEETING DATE: 12/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADDITIONAL DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
ISSUER: Zhongtong Bus & Holding Co., Ltd.
TICKER: 000957 CUSIP: Y9889M101
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DAILY RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2018 AUDIT FEES AND 2019 ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SHANDONG TONGSHENG REFRIGERATION EQUIPMENT CO., LTD.
PROPOSAL #10: APPROVE ADDITIONAL GUARANTEE PROVISION ISSUER YES FOR FOR
TO LIAOCHENG ZHONGTONG QINGXING KECHE CO., LTD. AND
EXTENSION OF GUARANTEE PERIOD
PROPOSAL #11: APPROVE ADDITIONAL PROVISION OF ISSUER YES FOR FOR
REPURCHASE GUARANTEE
ISSUER: Zhongyeda Electric Co., Ltd.
TICKER: 2441 CUSIP: Y98948105
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PERFORMANCE SHARE
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhongyeda Electric Co., Ltd.
TICKER: 2441 CUSIP: Y98948105
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMPLETION OF FUNDRAISING ISSUER YES FOR FOR
PROJECTS AND USE OF THE RAISED FUNDS FOR
REPLENISHMENT OF WORKING CAPITAL
PROPOSAL #11: ELECT LIN XIONGWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #15: AMEND WORKING SYSTEM FOR INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #17: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhongyu Gas Holdings Limited
TICKER: 3633 CUSIP: G9891U133
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LUI SIU KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LI YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT JIA KUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT XU YONGXUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD OR THE REMUNERATION ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 9/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 10/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIGNING OF PROPERTY SERVICE ISSUER YES FOR FOR
ENTRUST CONTRACT BY CONTROLLED SUBSIDIARY AND TIANJIN
HONGKAN PROPERTY OPERATIONS MANAGEMENT CO., LTD. AND
RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE CHANGE IN REGISTERED CAPITAL AND ISSUER YES FOR FOR
AMEND ARTICLES OF ASSOCIATION
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 12/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GONG HONGJIA AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT WU SHAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LI XU AS NON-INDEPENDENT DIRECTOR ISSUER YES FOR FOR
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 12/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND ISSUER YES FOR FOR
SETTLEMENT
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD IN CONNECTION TO RAISING SUPPORTING FUNDS
PROPOSAL #3: APPROVE EXTENSION IN AUTHORIZATION FOR ISSUER YES FOR FOR
BOARD TO HANDLE ALL MATTERS RELATED TO RAISING
SUPPORTING FUNDS
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 2/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION OF SUBSIDIARY IN ISSUER YES FOR FOR
ACQUISITION THROUGH LISTING OF EQUITY
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADJUSTMENT OF REMUNERATION OF ISSUER YES FOR FOR
AUDITOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Zhongyuan Union Cell & Gene Engineering Corp. Ltd.
TICKER: 600645 CUSIP: Y7694E108
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2019 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhongzai Resource & Environment Co., Ltd.
TICKER: 600217 CUSIP: Y7681H106
MEETING DATE: 9/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR ISSUER YES FOR FOR
ASSETS PURCHASE RESTRUCTURE PLAN
PROPOSAL #2: APPROVE MAJOR ASSETS PURCHASE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE TRANSACTION PARTIES ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE TARGET ASSET ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET ASSET AUDIT AND ISSUER YES FOR FOR
EVALUATION REFERENCE DATE
PROPOSAL #2.4: APPROVE TRANSACTION PRICE AND PRICING ISSUER YES FOR FOR
REFERENCE
PROPOSAL #2.5: APPROVE CASH CONSIDERATION ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.7: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.8: APPROVE STAFF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE PERFORMANCE COMMITMENT AND ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #2.1: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE MAJOR ASSET PURCHASE CONSTITUTE ISSUER YES FOR FOR
AS RELATED PARTY TRANSACTION
PROPOSAL #4: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #5: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 11 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY ON ISSUER YES FOR FOR
COMPANY'S MAJOR ASSETS ACQUISITION
PROPOSAL #7: APPROVE SIGNING OF AGREEMENT WITH ISSUER YES FOR FOR
TRANSACTION PARTY ON MAJOR ASSET PURCHASE
PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, ASSET ISSUER YES FOR FOR
EVALUATION REPORT AND PRO FORMA REVIEW REPORT OF THE
TRANSACTION
PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #10: APPROVE REASONABLENESS AND FAIRNESS OF ISSUER YES FOR FOR
PRICING
PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN ISSUER YES FOR FOR
CONNECTION TO THE TRANSACTION
PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO SHAREHOLDER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
ISSUER: Zhou Hei Ya International Holdings Company Limited
TICKER: 1458 CUSIP: G98976106
MEETING DATE: 5/31/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT HAO LIXIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CHAN KAM CHING, PAUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT LU WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zhuguang Holdings Group Co., Ltd.
TICKER: 1176 CUSIP: G9908J105
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
ISSUER: Zhuguang Holdings Group Co., Ltd.
TICKER: 1176 CUSIP: G9908J105
MEETING DATE: 12/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, GRANT OF ISSUER YES FOR FOR
SPECIFIC MANDATE AND RELATED TRANSACTIONS
ISSUER: Zhuguang Holdings Group Co., Ltd.
TICKER: 1176 CUSIP: G9908J105
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT LIAO TENGJIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT YE LIXIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT FENG KE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Zhuhai Huajin Capital Co., Ltd.
TICKER: 532 CUSIP: Y52205104
MEETING DATE: 9/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ACQUISITION OF OFFICE BUILDING ISSUER YES FOR FOR
ISSUER: Zhuhai Huajin Capital Co., Ltd.
TICKER: 532 CUSIP: Y52205104
MEETING DATE: 12/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
CORPORATE BOND ISSUANCE
PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ISSUE SCALE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE TYPE AND PERIOD ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE INTEREST RATE AND ISSUER YES FOR FOR
DETERMINATION METHOD
PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACEMENT ARRANGEMENT TO SHAREHOLDERS
PROPOSAL #2.7: APPROVE USAGE OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE PERIOD AND METHOD OF PRINCIPAL ISSUER YES FOR FOR
AND INTEREST REPAYMENT
PROPOSAL #2.9: APPROVE TERMS OF REDEMPTION OR SELL- ISSUER YES FOR FOR
BACK
PROPOSAL #2.1: APPROVE GUARANTEE OR CREDIT LIMIT ISSUER YES FOR FOR
INCREASE METHOD
PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #2.12: APPROVE UNDERWRITING METHOD AND ISSUER YES FOR FOR
LISTING TRANSFER ARRANGEMENT
PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE APPOINTMENT OF HUAJIN SECURITIES ISSUER YES FOR FOR
CO., LTD. AS THE LEAD UNDERWRITER AND RELATED PARTY
TRANSACTIONS
ISSUER: Zhuhai Huajin Capital Co., Ltd.
TICKER: 000532 CUSIP: Y52205104
MEETING DATE: 4/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 GUARANTEE PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
ISSUER: Zhuhai Huajin Capital Co., Ltd.
TICKER: 532 CUSIP: Y52205104
MEETING DATE: 5/13/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT DAI SHUOTAO AS NON-INDEPENDENT SHAREHOLDER YES FOR FOR
DIRECTOR
ISSUER: Zhuhai Huajin Capital Co., Ltd.
TICKER: 000532 CUSIP: Y52205104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL INVESTMENT AND RELATED ISSUER YES FOR FOR
PARTY TRANSACTIONS
ISSUER: Zhuhai Orbita Aerospace Science & Technology Co. Ltd.
TICKER: 300053 CUSIP: Y9893S102
MEETING DATE: 10/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: ELECT SHAO NAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhuhai Orbita Aerospace Science & Technology Co. Ltd.
TICKER: 300053 CUSIP: Y9893S102
MEETING DATE: 11/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.2: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE, PRICE RANGE AND PRICE ISSUER YES FOR FOR
BASIS FOR SHARE REPURCHASE
PROPOSAL #1.4: APPROVE TOTAL FUNDS AND SOURCE OF ISSUER YES FOR FOR
FUNDS FOR SHARE REPURCHASE
PROPOSAL #1.5: APPROVE TYPE, SIZE AND PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL OF SHARE REPURCHASE
PROPOSAL #1.6: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
ISSUER: Zhuhai Orbita Aerospace Science & Technology Co. Ltd.
TICKER: 300053 CUSIP: Y9893S102
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AS WELL AS
RAISING SUPPORTING FUNDS
PROPOSAL #2: APPROVE ACQUISITION BY CASH AND ISSUANCE ISSUER YES FOR FOR
OF SHARES AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #2.1: APPROVE TRANSACTION PLAN ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.4: APPROVE PRICE REFERENCE DATE AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.5: APPROVE PRICING BASIS AND ISSUER YES FOR FOR
DETERMINATION PRICE OF THE UNDERLYING ASSET
PROPOSAL #2.6: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE ATTRIBUTION OF PROFIT AND LOSS ISSUER YES FOR FOR
DURING THE TRANSITION PERIOD
PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.9: APPROVE PERFORMANCE COMMITMENT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE REWARD FOR EXCESS PROFIT ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE TRANSFER OF OWNERSHIP ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #2.13: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.16: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.17: APPROVE ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.19: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
CUMULATIVE EARNINGS
PROPOSAL #2.21: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.22: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT (REVISED DRAFT) AND ISSUER YES FOR FOR
SUMMARY ON ACQUISITION BY CASH AND ISSUANCE OF SHARES
AS WELL AS RAISING SUPPORTING FUNDS
PROPOSAL #4: APPROVE AUDIT REPORT, PRO FORMA REVIEW ISSUER YES FOR FOR
REPORT AND ASSET EVALUATION REPORT
PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE ISSUER YES FOR FOR
VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION
PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF
PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #7: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE 43, PARAGRAPH 2 OF THE MANAGEMENT APPROACH
REGARDING MAJOR ASSET RESTRUCTURING OF LISTED
PROPOSAL #8: APPROVE TRANSACTION COMPLIES WITH ISSUER YES FOR FOR
ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING
THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #9: APPROVE SIGNING OF CONDITIONAL ISSUER YES FOR FOR
ACQUISITION BY CASH AND ISSUANCE OF SHARES AGREEMENT
AS WELL AS PROFIT FORECAST COMPENSATION AGREEMENT
PROPOSAL #10: APPROVE APPOINTMENT OF AGENCY TO ISSUER YES FOR FOR
PROVIDE SERVICES FOR THIS TRANSACTION
PROPOSAL #11: APPROVE TRANSACTION DOES NOT CONSTITUTE ISSUER YES FOR FOR
AS RELATED PARTY TRANSACTION
PROPOSAL #12: APPROVE THE NOTION THAT THE TRANSACTION ISSUER YES FOR FOR
DOES NOT CONSTITUTE AS BACKDOOR LISTING STATED IN
ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR
ASSET RESTRUCTURING OF LISTED COMPANIES
PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #15: APPROVE THE EXPLANATION ON WHETHER OR ISSUER YES FOR FOR
NOT THE STOCK PRICE VOLATILITY ACHIEVE THE RELEVANT
STANDARDS IN ARTICLE 5 STATED IN THE NOTICE
REGULATING THE INFORMATION DISCLOSURE OF LISTED
COMPANIES AND THE ACTS OF ALL THE RELATED PARTIES
ISSUER: Zhuhai Orbita Aerospace Science & Technology Co. Ltd.
TICKER: 300053 CUSIP: Y9893S102
MEETING DATE: 5/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #7: APPROVE TO APPOINT AUDITOR ISSUER YES FOR FOR
ISSUER: Zhuhai Port Co., Ltd.
TICKER: 507 CUSIP: Y9894W110
MEETING DATE: 9/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
ISSUER: Zhuhai Port Co., Ltd.
TICKER: 507 CUSIP: Y9894W110
MEETING DATE: 1/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION TO DEVELOPMENT OF DAILY COOPERATION
PROPOSAL #2: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD AND AUTHORIZATION PERIOD OF BOARD TO HANDLE
ALL MATTERS RELATED TO THE PRIVATE PLACEMENT
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE 2019 DAILY RELATED PARTY SHAREHOLDER YES FOR FOR
TRANSACTIONS
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR BANK SHAREHOLDER YES FOR FOR
LOAN OF ZHUHAI PORT (WUZHOU) STEVEDORING CO., LTD.
ISSUER: Zhuhai Port Co., Ltd.
TICKER: 507 CUSIP: Y9894W110
MEETING DATE: 3/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE ISSUER YES FOR FOR
ISSUER: Zhuhai Port Co., Ltd.
TICKER: 000507 CUSIP: Y9894W110
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHANGE ON THE IMPLEMENTATION ISSUER YES FOR FOR
ENTITY, METHOD, AND CONTENT OF THE RAISED FUNDS
INVESTMENT PROJECT
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zhuzhou CRRC Times Electric Co., Ltd.
TICKER: 3898 CUSIP: Y9892N104
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU HUA ISSUER YES FOR FOR
YONG CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2020-22 CRRC GROUP MUTUAL SUPPLY ISSUER YES FOR FOR
AGREEMENT, NEW CRRC GROUP CAPS AND RELATED
PROPOSAL #7: ELECT YANG SHOUYI AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS EMOLUMENT
PROPOSAL #8: ELECT GAO FENG AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
HIS EMOLUMENT
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR
DOMESTIC SHARES AND/OR H SHARES
PROPOSAL #10: ELECT LI LUE AS SUPERVISOR AND APPROVE ISSUER YES FOR FOR
HIS EMOLUMENT
ISSUER: Zhuzhou Kibing Group Co Ltd.
TICKER: 601636 CUSIP: Y98959102
MEETING DATE: 7/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #1.1: APPROVE TYPE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE PRICE OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE TOTAL CAPITAL AND NUMBER OF ISSUER YES FOR FOR
THE SHARE REPURCHASE
PROPOSAL #1.5: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #1.6: APPROVE PERIOD OF THE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS REGARDING SHARE REPURCHASE
ISSUER: Zhuzhou Kibing Group Co., Ltd.
TICKER: 601636 CUSIP: Y98959102
MEETING DATE: 12/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES BY AUCTION TRADING
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SIZE OR AMOUNT OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.3: APPROVE PERIOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhuzhou Kibing Group Co., Ltd.
TICKER: 601636 CUSIP: Y98959102
MEETING DATE: 2/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM-TERM NOTES
PROPOSAL #1.1: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE ISSUE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE USAGE OF FUNDS ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE GUARANTEE MANNER ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zhuzhou Kibing Group Co., Ltd.
TICKER: 601636 CUSIP: Y98959102
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
SUPERVISORS AND SENIOR MANAGEMENT MEMBERS
PROPOSAL #2.1: ELECT YU QIBING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHANG BAIZHONG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.3: ELECT YAO PEIWU AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ZHANG GUOMING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT LING GENLUE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT HOU YINGLAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT LIN CHURONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT GAO ZHUO AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT ZHENG LIXIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT ZHENG GANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHEN FENGPING AS SUPERVISOR ISSUER YES FOR FOR
ISSUER: Zhuzhou Kibing Group Co., Ltd.
TICKER: 601636 CUSIP: Y98959102
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2019 NEW AND CONTINUING BANK ISSUER YES FOR FOR
LOANS
PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
AND PROCEDURES REGARDING GENERAL MEETINGS OF
SHAREHOLDERS
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
ISSUER: Zhuzhou Qianjin Pharmaceutical Co., Ltd.
TICKER: 600479 CUSIP: Y98921102
MEETING DATE: 7/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
ISSUER: Zhuzhou Qianjin Pharmaceutical Co., Ltd.
TICKER: 600479 CUSIP: Y98921102
MEETING DATE: 3/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #2.1: ELECT LI KUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHONG HAIBIAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YUAN BIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhuzhou Qianjin Pharmaceutical Co., Ltd.
TICKER: 600479 CUSIP: Y98921102
MEETING DATE: 5/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
ISSUER: Zhuzhou Times New Material Technology Co., Ltd.
TICKER: 600458 CUSIP: Y9892D106
MEETING DATE: 8/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG SHOUYI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zhuzhou Times New Materials Technology Co., Ltd.
TICKER: 600458 CUSIP: Y9892D106
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE SPECIAL REPORT ON THE DEPOSIT ISSUER YES FOR FOR
AND USAGE OF RAISED FUNDS
PROPOSAL #8: APPROVE SIGNING OF PRODUCT MUTUAL SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND DAILY RELATED-PARTY
TRANSACTIONS OF 2018 AND OF 2019
PROPOSAL #9: APPROVE COMPREHENSIVE CREDIT LINE BANK ISSUER YES AGAINST AGAINST
APPLICATION
PROPOSAL #10: APPROVE GUARANTEES ARRANGEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE APPOINTMENT OF EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT YANG ZHIGUO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
ISSUER: Zibo Qixiang Tengda Chemical Co., Ltd.
TICKER: 2408 CUSIP: Y98941100
MEETING DATE: 9/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RATIFY 2017 CASH MANAGEMENT ISSUER YES FOR FOR
AMOUNT
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE CONTINUED SUSPENSION OF TRADING SHAREHOLDER YES FOR FOR
ON MAJOR ASSET RESTRUCTURE
ISSUER: Zibo Qixiang Tengda Chemical Co., Ltd.
TICKER: 2408 CUSIP: Y98941100
MEETING DATE: 12/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE THE PURPOSE AND USAGE OF THE ISSUER YES FOR FOR
SHARES TO BE REPURCHASED
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, NUMBER, PROPORTION AND ISSUER YES FOR FOR
THE TOTAL FUNDS TO BE USED FOR THE SHARE REPURCHASE
PROPOSAL #2.4: APPROVE CAPITAL SOURCE USED FOR THE ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #2.5: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLE OF THE SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zibo Qixiang Tengda Chemical Co., Ltd.
TICKER: 2408 CUSIP: Y98941100
MEETING DATE: 12/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TERMINATION OF MAJOR ASSETS ISSUER YES FOR FOR
RESTRUCTURING
PROPOSAL #2: APPROVE INVESTMENT IN THE CONSTRUCTION ISSUER YES FOR FOR
OF A PROJECT
PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #4: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #4.1: APPROVE ISSUE TYPE ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE BOND MATURITY ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE METHOD AND TERM FOR THE ISSUER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #4.7: APPROVE CONVERSION PERIOD ISSUER YES FOR FOR
PROPOSAL #4.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #4.9: APPROVE TERMS FOR DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #4.1: APPROVE METHOD ON HANDLING FRACTIONAL ISSUER YES FOR FOR
SHARES UPON CONVERSION
PROPOSAL #4.11: APPROVE TERMS OF REDEMPTION ISSUER YES FOR FOR
PROPOSAL #4.12: APPROVE TERMS OF SELL-BACK ISSUER YES FOR FOR
PROPOSAL #4.13: APPROVE DIVIDEND DISTRIBUTION POST ISSUER YES FOR FOR
CONVERSION
PROPOSAL #4.14: APPROVE ISSUE MANNER AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS
PROPOSAL #4.15: APPROVE PLACING ARRANGEMENT FOR ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4.16: APPROVE MATTERS REGARDING BONDHOLDERS ISSUER YES FOR FOR
MEETING
PROPOSAL #4.17: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #4.18: APPROVE GUARANTEE MATTERS ISSUER YES FOR FOR
PROPOSAL #4.19: APPROVE SAFEKEEPING OF RAISED FUNDS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLAN ON PUBLIC ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS AS OF SEPTEMBER 30, 2018
PROPOSAL #8: APPROVE COUNTER-DILUTION RISK ALERT AND ISSUER YES FOR FOR
RELATED MEASURES IN CONNECTION TO THE CONVERTIBLE
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN
PROPOSAL #10: APPROVE FORMULATING BOND HOLDER MEETING ISSUER YES FOR FOR
RULES
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
FOR THE PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #2.02: APPROVE NOMINAL VALUE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #2.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #2.04: APPROVE AMOUNT OF PROCEEDS TO BE ISSUER YES FOR FOR
RAISED AND THE PROJECTS TO BE INVESTED BY THE
PROCEEDS RAISED
PROPOSAL #2.05: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.06: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #2.07: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING A SHAREHOLDERS
PROPOSAL #2.08: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.09: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LOCK-UP PERIOD OF THE ISSUED ISSUER YES FOR FOR
A SHARES
PROPOSAL #2.12: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.13: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #3: APPROVE PLAN FOR THE PUBLIC ISSUANCE OF ISSUER YES FOR FOR
A SHARES (REVISED VERSION)
PROPOSAL #4: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED IN THE PUBLIC ISSUANCE OF A SHARES
(REVISED VERSION)
PROPOSAL #5: APPROVE SPECIFIC REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS PREVIOUSLY RAISED
PROPOSAL #6: APPROVE RECOVERY MEASURES AND THE ISSUER YES FOR FOR
UNDERTAKINGS ON THE DILUTIVE IMPACT OF THE PUBLIC
ISSUANCE OF A SHARES ON IMMEDIATE RETURNS (REVISED
VERSION)
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND RETURN ISSUER YES FOR FOR
PLAN FOR THE NEXT THREE YEARS (YEAR 2018-2020)
PROPOSAL #8: APPROVE POSSIBLE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
OF SUBSCRIPTION OF A SHARES BY THE CONTROLLING
SHAREHOLDER, DIRECTORS AND SUPERVISORS OF THE COMPANY
AND/OR THE DIRECTORS UNDER PHASE 1 OF THE EMPLOYEE
STOCK OWNERSHIP SCHEME OF THE COMPANY
PROPOSAL #9: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10: APPROVE ZHUOXIN INVESTMENTS LTD.'S GOLD ISSUER YES FOR FOR
AND SILVER BULLION PURCHASE FROM BARRICK (NIUGINI)
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #1.02: APPROVE NOMINAL VALUE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #1.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.04: APPROVE AMOUNT OF PROCEEDS TO BE ISSUER YES FOR FOR
RAISED AND THE PROJECTS TO BE INVESTED BY THE
PROCEEDS RAISED
PROPOSAL #1.05: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.06: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #1.07: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING A SHAREHOLDERS
PROPOSAL #1.08: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #1.09: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD OF THE ISSUED ISSUER YES FOR FOR
A SHARES
PROPOSAL #1.12: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.13: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: APPROVE PLAN FOR THE PUBLIC ISSUANCE OF ISSUER YES FOR FOR
A SHARES (REVISED VERSION)
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO PUBLIC ISSUANCE OF A SHARES
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H107
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: APPROVE ARRANGEMENT OF GUARANTEES TO ISSUER YES FOR FOR
COMPANY'S SUBSIDIARIES, JOINT VENTURE AND ASSOCIATE
PROPOSAL #4: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
FOR FINANCE TO MAKENG MINING
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO FUJIAN SHAREHOLDER YES FOR FOR
EVERGREEN NEW ENERGY TECHNOLOGY CO., LTD.
PROPOSAL #6: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2018 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND CHAIRMAN OF SUPERVISORY COMMITTEE
PROPOSAL #13: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE CHAIRMAN OF THE BOARD,
PRESIDENT AND FINANCIAL CONTROLLER TO FIX THEIR
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H115
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF THE CONDITIONS ISSUER YES FOR FOR
FOR THE PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #2.02: APPROVE NOMINAL VALUE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #2.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #2.04: APPROVE AMOUNT OF PROCEEDS TO BE ISSUER YES FOR FOR
RAISED AND THE PROJECTS TO BE INVESTED BY THE
PROCEEDS RAISED
PROPOSAL #2.05: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.06: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #2.07: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING A SHAREHOLDERS
PROPOSAL #2.08: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #2.09: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE LOCK-UP PERIOD OF THE ISSUED ISSUER YES FOR FOR
A SHARES
PROPOSAL #2.12: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #2.13: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #3: APPROVE PLAN FOR THE PUBLIC ISSUANCE OF ISSUER YES FOR FOR
A SHARES (REVISED VERSION)
PROPOSAL #4: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED IN THE PUBLIC ISSUANCE OF A SHARES
(REVISED VERSION)
PROPOSAL #5: APPROVE SPECIFIC REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS PREVIOUSLY RAISED
PROPOSAL #6: APPROVE RECOVERY MEASURES AND THE ISSUER YES FOR FOR
UNDERTAKINGS ON THE DILUTIVE IMPACT OF THE PUBLIC
ISSUANCE OF A SHARES ON IMMEDIATE RETURNS (REVISED
VERSION)
PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND RETURN ISSUER YES FOR FOR
PLAN FOR THE NEXT THREE YEARS (YEAR 2018-2020)
PROPOSAL #8: APPROVE POSSIBLE CONNECTED TRANSACTIONS ISSUER YES FOR FOR
OF SUBSCRIPTION OF A SHARES BY THE CONTROLLING
SHAREHOLDER, DIRECTORS AND SUPERVISORS OF THE COMPANY
AND/OR THE DIRECTORS UNDER PHASE 1 OF THE EMPLOYEE
STOCK OWNERSHIP SCHEME OF THE COMPANY
PROPOSAL #9: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10: APPROVE ZHUOXIN INVESTMENTS LTD.'S GOLD ISSUER YES FOR FOR
AND SILVER BULLION PURCHASE FROM BARRICK (NIUGINI)
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H115
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS OF THE SHARES TO BE ISSUER YES FOR FOR
ISSUED
PROPOSAL #1.02: APPROVE NOMINAL VALUE OF THE SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #1.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
PROPOSAL #1.04: APPROVE AMOUNT OF PROCEEDS TO BE ISSUER YES FOR FOR
RAISED AND THE PROJECTS TO BE INVESTED BY THE
PROCEEDS RAISED
PROPOSAL #1.05: APPROVE METHODS OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.06: APPROVE ISSUING OBJECTS AND METHODS ISSUER YES FOR FOR
OF SUBSCRIPTION
PROPOSAL #1.07: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING A SHAREHOLDERS
PROPOSAL #1.08: APPROVE PRICING PRINCIPLES AND ISSUER YES FOR FOR
ISSUANCE PRICE
PROPOSAL #1.09: APPROVE TIME OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PLACE OF LISTING ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE LOCK-UP PERIOD OF THE ISSUED ISSUER YES FOR FOR
A SHARES
PROPOSAL #1.12: APPROVE ARRANGEMENT OF THE ISSUER YES FOR FOR
ACCUMULATED DISTRIBUTABLE PROFITS BEFORE THE PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.13: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #2: APPROVE PLAN FOR THE PUBLIC ISSUANCE OF ISSUER YES FOR FOR
A SHARES (REVISED VERSION)
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO PUBLIC ISSUANCE OF A SHARES
ISSUER: Zijin Mining Group Co., Ltd.
TICKER: 2899 CUSIP: Y9892H115
MEETING DATE: 5/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #3: APPROVE ARRANGEMENT OF GUARANTEES TO ISSUER YES FOR FOR
COMPANY'S SUBSIDIARIES, JOINT VENTURE AND ASSOCIATE
PROPOSAL #4: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
FOR FINANCE TO MAKENG MINING
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO FUJIAN SHAREHOLDER YES FOR FOR
EVERGREEN
PROPOSAL #6: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2018 REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE 2018 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: APPROVE 2018 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2018 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
REPORT
PROPOSAL #11: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE 2018 REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS AND CHAIRMAN OF SUPERVISORY COMMITTEE
PROPOSAL #13: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE CHAIRMAN OF THE BOARD,
PRESIDENT AND FINANCIAL CONTROLLER TO FIX THEIR
ISSUER: Zinwell Corp.
TICKER: 2485 CUSIP: Y98908109
MEETING DATE: 6/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6.1: ELECT HUANG QI RUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT XIAO HONG JI, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT LIN QING HUI, WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 30, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT HUANG QI NAN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 2, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT HUANG QI AN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LIN YI CHUAN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 120, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT JIANG WEN XIAN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 31, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT LIANG YU XING, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 33, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT WU JIAN CHENG, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 34, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT HE WEN SHUN, WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 600, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT HUANG MING YOU, WITH ID NO. ISSUER YES FOR FOR
E101702XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT LIU QIAN DE, WITH ID NO. ISSUER YES FOR FOR
C120112XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT SHA HONG, WITH ID NO. ISSUER YES FOR FOR
D101303XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
ISSUER: ZJBC Information Technology Co., Ltd.
TICKER: 889 CUSIP: Y71711108
MEETING DATE: 1/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE REPURCHASE OF THE COMPANY'S ISSUER YES FOR FOR
SHARES
PROPOSAL #2.1: APPROVE PURPOSE AND USAGE OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.2: APPROVE MANNER OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TYPE, SCALE, PROPORTION TO ISSUER YES FOR FOR
SHARE CAPITAL AND AMOUNT OF SHARE REPURCHASE
PROPOSAL #2.4: APPROVE SOURCE OF FUNDS OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.5: APPROVE PRICING PERIOD AND PRICING ISSUER YES FOR FOR
BASIS OF SHARE REPURCHASE
PROPOSAL #2.6: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC SHAREHOLDER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5: APPROVE PUBLIC ISSUANCE OF CONVERTIBLE SHAREHOLDER YES FOR FOR
BONDS
PROPOSAL #5.1: APPROVE ISSUE TYPE SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: APPROVE ISSUE SCALE SHAREHOLDER YES FOR FOR
PROPOSAL #5.3: APPROVE PAR VALUE AND ISSUE PRICE SHAREHOLDER YES FOR FOR
PROPOSAL #5.4: APPROVE BOND MATURITY SHAREHOLDER YES FOR FOR
PROPOSAL #5.5: APPROVE BOND INTEREST RATE SHAREHOLDER YES FOR FOR
PROPOSAL #5.6: APPROVE METHOD AND TERM FOR THE SHAREHOLDER YES FOR FOR
REPAYMENT OF PRINCIPAL AND INTEREST
PROPOSAL #5.7: APPROVE GUARANTEE MATTERS SHAREHOLDER YES FOR FOR
PROPOSAL #5.8: APPROVE CONVERSION PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #5.9: APPROVE DETERMINATION AND ADJUSTMENT SHAREHOLDER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #5.1: APPROVE TERMS FOR DOWNWARD ADJUSTMENT SHAREHOLDER YES FOR FOR
OF CONVERSION PRICE
PROPOSAL #5.11: APPROVE METHOD FOR DETERMINING THE SHAREHOLDER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION
PROPOSAL #5.12: APPROVE TERMS OF REDEMPTION SHAREHOLDER YES FOR FOR
PROPOSAL #5.13: APPROVE TERMS OF SELL-BACK SHAREHOLDER YES FOR FOR
PROPOSAL #5.14: APPROVE ATTRIBUTABLE RELEVANT SHAREHOLDER YES FOR FOR
DIVIDEND FOR THE YEAR OF CONVERSION
PROPOSAL #5.15: APPROVE PLACING ARRANGEMENT FOR SHAREHOLDER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5.16: APPROVE ISSUE MANNER AND TARGET SHAREHOLDER YES FOR FOR
SUBSCRIBERS
PROPOSAL #5.17: APPROVE MATTERS REGARDING BONDHOLDERS SHAREHOLDER YES FOR FOR
MEETING
PROPOSAL #5.18: APPROVE USE OF PROCEEDS SHAREHOLDER YES FOR FOR
PROPOSAL #5.19: APPROVE SAFEKEEPING OF RAISED FUNDS SHAREHOLDER YES FOR FOR
PROPOSAL #5.2: APPROVE RESOLUTION VALIDITY PERIOD SHAREHOLDER YES FOR FOR
PROPOSAL #6: APPROVE PLAN ON PUBLIC ISSUANCE OF SHAREHOLDER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #7: APPROVE REPORT ON THE USAGE OF SHAREHOLDER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #8: APPROVE FEASIBILITY ANALYSIS REPORT ON SHAREHOLDER YES FOR FOR
THE INTENDED USAGE OF RAISED FUNDS
PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT SHAREHOLDER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN AS WELL AS RELATED
PROPOSAL #10: APPROVE RULES AND PROCEDURES REGARDING SHAREHOLDER YES FOR FOR
CONVERTIBLE CORPORATE BONDHOLDERS MEETING
PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO SHAREHOLDER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #12: AMEND MANAGEMENT SYSTEM FOR THE USE OF SHAREHOLDER YES FOR FOR
RAISED FUNDS
ISSUER: ZJBC Information Technology Co., Ltd.
TICKER: 000889 CUSIP: Y71711108
MEETING DATE: 2/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: AMEND RELATED PARTY TRANSACTION ISSUER YES FOR FOR
DECISION-MAKING AND CONTROL SYSTEM
PROPOSAL #3: AMEND SECURITIES INVESTMENT MANAGEMENT ISSUER YES FOR FOR
MEASURES
PROPOSAL #4: AMEND EXTERNAL GUARANTEE MANAGEMENT ISSUER YES FOR FOR
MEASURES
PROPOSAL #5: ELECT LIU YIPING AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: ZJBC Information Technology Co., Ltd.
TICKER: 889 CUSIP: Y71711108
MEETING DATE: 3/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
ISSUER: ZJBC Information Technology Co., Ltd.
TICKER: 889 CUSIP: Y71711108
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #7: APPROVE ADJUSTMENT ON ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #8: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
(REVISED)
PROPOSAL #9: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS (REVISED)
PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS ON MAJOR FINANCIAL INDICATORS AND THE
RELEVANT MEASURES TO BE TAKEN (REVISED)
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y1293Y102
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAN CHUNXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT HE LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ZHAO JOHN HUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LAI KIN KEUNG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAO SONGZHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT YANG CHANGBO AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LIU GUILIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT WANG MINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HE JIANMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y1293Y102
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y1293Y102
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: APPROVE 2018 REPORT OF SETTLEMENT ISSUER YES FOR FOR
ACCOUNTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT SUMMARY OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #7: APPROVE THE APPOINTMENT OF 2019 AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS CO., LTD. AS DOMESTIC AUDITOR
PROPOSAL #7.2: APPROVE KPMG AS INTERNATIONAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.3: AUTHORIZE AUDIT COMMITTEE OF THE BOARD ISSUER YES FOR FOR
TO DETERMINE THE PRINCIPLES OF FIXING THE
REMUNERATION OF DOMESTIC AND INTERNATIONAL AUDITORS
AND AUTHORIZE COMPANY'S MANAGEMENT TO DETERMINE THEIR
ACTUAL REMUNERATIONS BASED ON THE AGREED PRINCIPLES
PROPOSAL #8: APPROVE APPLICATION TO RELEVANT ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS FOR CREDIT FACILITIES AND
FINANCING AND AUTHORIZE THE CHAIRMAN OF THE BOARD TO
EXECUTE FACILITY AGREEMENTS AND OTHER RELEVANT
FINANCING DOCUMENTS
PROPOSAL #9: APPROVE ZOOMLION FINANCE AND LEASING ISSUER YES FOR FOR
(CHINA) CO., LTD. AND ZOOMLION FINANCE AND LEASING
(BEIJING) CO. LTD. FOR COMMENCEMENT OF FINANCE
LEASING BUSINESS AND SALES BUSINESS, AND THE COMPANY
TO PROVIDE BUY-BACK GUARANTEE
PROPOSAL #10: APPROVE AUTHORIZATION TO THE COMPANY TO ISSUER YES FOR FOR
CONTINUE TO DEVELOP AND PROVIDE BUY-BACK GUARANTEE
IN RESPECT OF ITS MORTGAGE-FUNDED BUSINESS WITHIN THE
EFFECTIVE TERM
PROPOSAL #11: APPROVE ZOOMLION INDUSTRIAL VEHICLES TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
SECURED BY GOODS AND AUTHORIZE MANAGEMENT OF ZOOMLION
INDUSTRIAL VEHICLES TO EXECUTE RELEVANT COOPERATION
AGREEMENTS
PROPOSAL #12: APPROVE ZOOMLION HEAVY MACHINERY TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
SECURED BY GOODS AND AUTHORIZE MANAGEMENT OF ZOOMLION
HEAVY MACHINERY TO EXECUTE RELEVANT COOPERATION
AGREEMENTS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEES FOR 27 ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #14: APPROVE LOW RISK INVESTMENT AND WEALTH ISSUER YES FOR FOR
MANAGEMENT AND AUTHORIZE THE CHAIRMAN TO EXERCISE
SUCH INVESTMENT DECISIONS AND EXECUTE RELEVANT
CONTRACTS AND AGREEMENTS
PROPOSAL #15: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
DERIVATIVES AND AUTHORIZE THE CHAIRMAN AND HIS
AUTHORIZED PERSONS TO EXERCISE SUCH DECISION-MAKING
POWER AND EXECUTE RELEVANT CONTRACTS AND AGREEMENTS
PROPOSAL #16: AUTHORIZE HUNAN ZHICHENG FINANCING AND ISSUER YES FOR FOR
GUARANTEE CO., LTD. TO ENGAGE IN BUSINESS OF
PROVIDING GUARANTEES
PROPOSAL #17.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO PRODUCT
PROPOSAL #17.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO
PROCUREMENT OF SPARE PARTS AND COMPONENTS
PROPOSAL #17.3: APPROVE RELATED PARTY TRANSACTION ISSUER YES AGAINST AGAINST
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO PROVISION
OF FINANCE SERVICES
PROPOSAL #18: APPROVE MANAGEMENT POLICY ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS OF COMPANY
PROPOSAL #19: APPROVE MANAGEMENT POLICY ON ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS OF THE COMPANY
PROPOSAL #20: APPROVE ADJUSTMENTS TO THE ALLOWANCE ISSUER YES FOR FOR
PROVIDED TO INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #21: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
NOTES
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y9895V103
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHAN CHUNXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT HE LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ZHAO JOHN HUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LAI KIN KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHAO SONGZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT YANG CHANGBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT LIU GUILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG MINGHUA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HE JIANMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y9895V103
MEETING DATE: 1/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
ISSUER: Zoomlion Heavy Industry Science & Technology Co. Ltd.
TICKER: 1157 CUSIP: Y9895V103
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: APPROVE 2018 REPORT OF SETTLEMENT ISSUER YES FOR FOR
ACCOUNTS
PROPOSAL #4: APPROVE 2018 ANNUAL REPORT SUMMARY OF A ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE 2018 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #7: APPROVE THE APPOINTMENT OF 2019 AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS CO., LTD. AS DOMESTIC AUDITOR
PROPOSAL #7.2: APPROVE KPMG AS INTERNATIONAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.3: AUTHORIZE AUDIT COMMITTEE OF THE BOARD ISSUER YES FOR FOR
TO DETERMINE THE PRINCIPLES OF FIXING THE
REMUNERATION OF DOMESTIC AND INTERNATIONAL AUDITORS
AND AUTHORIZE COMPANY'S MANAGEMENT TO DETERMINE THEIR
ACTUAL REMUNERATIONS BASED ON THE AGREED PRINCIPLES
PROPOSAL #8: APPROVE APPLICATION TO RELEVANT ISSUER YES FOR FOR
FINANCIAL INSTITUTIONS FOR CREDIT FACILITIES AND
FINANCING AND AUTHORIZE THE CHAIRMAN OF THE BOARD TO
EXECUTE FACILITY AGREEMENTS AND OTHER RELEVANT
FINANCING DOCUMENTS
PROPOSAL #9: APPROVE ZOOMLION FINANCE AND LEASING ISSUER YES FOR FOR
(CHINA) CO., LTD. AND ZOOMLION FINANCE AND LEASING
(BEIJING) CO. LTD. FOR COMMENCEMENT OF FINANCE
LEASING BUSINESS AND SALES BUSINESS, AND THE COMPANY
TO PROVIDE BUY-BACK GUARANTEE
PROPOSAL #10: APPROVE AUTHORIZATION TO THE COMPANY TO ISSUER YES FOR FOR
CONTINUE TO DEVELOP AND PROVIDE BUY-BACK GUARANTEE
IN RESPECT OF ITS MORTGAGE-FUNDED BUSINESS WITHIN THE
EFFECTIVE TERM
PROPOSAL #11: APPROVE ZOOMLION INDUSTRIAL VEHICLES TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
SECURED BY GOODS AND AUTHORIZE MANAGEMENT OF ZOOMLION
INDUSTRIAL VEHICLES TO EXECUTE RELEVANT COOPERATION
AGREEMENTS
PROPOSAL #12: APPROVE ZOOMLION HEAVY MACHINERY TO ISSUER YES FOR FOR
ENGAGE IN BUSINESS RELATING TO BANKER'S ACCEPTANCE
SECURED BY GOODS AND AUTHORIZE MANAGEMENT OF ZOOMLION
HEAVY MACHINERY TO EXECUTE RELEVANT COOPERATION
AGREEMENTS
PROPOSAL #13: APPROVE PROVISION OF GUARANTEES FOR 27 ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #14: APPROVE LOW RISK INVESTMENT AND WEALTH ISSUER YES FOR FOR
MANAGEMENT AND AUTHORIZE THE CHAIRMAN TO EXERCISE
SUCH INVESTMENT DECISIONS AND EXECUTE RELEVANT
CONTRACTS AND AGREEMENTS
PROPOSAL #15: APPROVE INVESTMENT IN FINANCIAL ISSUER YES FOR FOR
DERIVATIVES AND AUTHORIZE THE CHAIRMAN AND HIS
AUTHORIZED PERSONS TO EXERCISE SUCH DECISION-MAKING
POWER AND EXECUTE RELEVANT CONTRACTS AND AGREEMENTS
PROPOSAL #16: AUTHORIZE HUNAN ZHICHENG FINANCING AND ISSUER YES FOR FOR
GUARANTEE CO., LTD. TO ENGAGE IN BUSINESS OF
PROVIDING GUARANTEES
PROPOSAL #17.1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO PRODUCT
PROPOSAL #17.2: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO
PROCUREMENT OF SPARE PARTS AND COMPONENTS
PROPOSAL #17.3: APPROVE RELATED PARTY TRANSACTION ISSUER YES AGAINST AGAINST
WITH ZOOMLION ENVIRONMENTAL IN RELATION TO PROVISION
OF FINANCE SERVICES
PROPOSAL #18: APPROVE MANAGEMENT POLICY ON ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS OF COMPANY
PROPOSAL #19: APPROVE MANAGEMENT POLICY ON ISSUER YES FOR FOR
REMUNERATION OF SUPERVISORS OF THE COMPANY
PROPOSAL #20: APPROVE ADJUSTMENTS TO THE ALLOWANCE ISSUER YES FOR FOR
PROVIDED TO INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #21: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
NOTES
ISSUER: Zorlu Enerji Elektrik Uretim AS
TICKER: ZOREN CUSIP: M9895U108
MEETING DATE: 4/18/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES AGAINST AGAINST
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2019 AND RECEIVE INFORMATION ON DONATIONS MADE IN
ISSUER: ZTE Corp.
TICKER: 763 CUSIP: Y0004F105
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.00: AMEND ARTICLES OF ASSOCIATION AND THE ISSUER YES FOR FOR
RULES OF PROCEDURE OF THE BOARD OF DIRECTORS
PROPOSAL #2.01: ELECT XU ZIYANG AS DIRECTOR SHAREHOLDER YES FOR N/A
ISSUER: ZTE Corp.
TICKER: 763 CUSIP: Y0004F105
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT LI ZIXUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT XU ZIYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LI BUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT GU JUNYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT ZHU WEIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT FANG RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT CAI MANLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT YUMING BAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT GORDON NG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.01: ELECT SHANG XIAOFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.02: ELECT ZHANG SUFANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: APPROVE 2019-2021 PURCHASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE THE ARRANGEMENT OF THE FLOOR ISSUER YES FOR FOR
PRICE OF THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE AUTHORIZATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
ISSUER: ZTE Corp.
TICKER: 763 CUSIP: Y0004F121
MEETING DATE: 8/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.00: AMEND ARTICLES OF ASSOCIATION AND THE ISSUER YES FOR FOR
RULES OF PROCEDURE OF THE BOARD OF DIRECTORS
PROPOSAL #2.01: ELECT XU ZIYANG AS DIRECTOR SHAREHOLDER YES FOR N/A
ISSUER: ZTE Corp.
TICKER: 763 CUSIP: Y0004F121
MEETING DATE: 3/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI ZIXUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT XU ZIYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LI BUQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT GU JUNYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT ZHU WEIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT FANG RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT CAI MANLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YUMING BAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT GORDON NG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SHANG XIAOFENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG SUFANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #5: APPROVE 2019-2021 PURCHASE FRAMEWORK ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #6: APPROVE THE ARRANGEMENT OF THE FLOOR ISSUER YES FOR FOR
PRICE OF THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE AUTHORIZATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
ISSUER: ZTE Corp.
TICKER: 763 CUSIP: Y0004F121
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.01: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.02: APPROVE ERNST & YOUNG AS HONG KONG ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7.03: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8.01: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO BANK OF CHINA LIMITED
PROPOSAL #8.02: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO CHINA CONSTRUCTION BANK, SHENZHEN
BRANCH
PROPOSAL #8.03: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO CHINA DEVELOPMENT BANK, SHENZHEN
BRANCH
PROPOSAL #9: APPROVE APPLICATION FOR LIMITS OF ISSUER YES FOR FOR
DERIVATIVE INVESTMENT
PROPOSAL #10: APPROVE PROVISION OF PERFORMANCE ISSUER YES FOR FOR
GUARANTEE FOR OVERSEAS WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: ZTE Corporation
TICKER: 763 CUSIP: Y0004F105
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2018 REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2018 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2018 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #7.01: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.02: APPROVE ERNST & YOUNG AS HONG KONG ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7.03: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8.01: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO BANK OF CHINA LIMITED
PROPOSAL #8.02: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO CHINA CONSTRUCTION BANK, SHENZHEN
BRANCH
PROPOSAL #8.03: APPROVE APPLICATION OF COMPOSITE ISSUER YES FOR FOR
CREDIT FACILITY TO CHINA DEVELOPMENT BANK, SHENZHEN
BRANCH
PROPOSAL #9: APPROVE APPLICATION FOR LIMITS OF ISSUER YES FOR FOR
DERIVATIVE INVESTMENT
PROPOSAL #10: APPROVE PROVISION OF PERFORMANCE ISSUER YES FOR FOR
GUARANTEE FOR OVERSEAS WHOLLY-OWNED SUBSIDIARIES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
ISSUER: ZYNP Corp.
TICKER: 002448 CUSIP: Y9895E101
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
PARTIAL PERFORMANCE SHARES
PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PROVISION ISSUER YES FOR FOR
ISSUER: ZYNP Corp.
TICKER: 2448 CUSIP: Y9895E101
MEETING DATE: 12/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGES IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLES OF ASSOCIATION
ISSUER: ZYNP Corp.
TICKER: 2448 CUSIP: Y9895E101
MEETING DATE: 1/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE PURPOSE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE USAGE OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE METHOD OF SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE PRICE, PRICE RANGE OR PRICING ISSUER YES FOR FOR
PRINCIPLES OF SHARE REPURCHASE
PROPOSAL #2.5: APPROVE TYPE, SIZE, PROPORTION TO ISSUER YES FOR FOR
TOTAL SHARE CAPITAL AND TOTAL FUNDS OF SHARE
PROPOSAL #2.6: APPROVE SOURCE OF FUNDS FOR SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.7: APPROVE IMPLEMENTATION PERIOD OF SHARE ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS TO SHARE REPURCHASE
ISSUER: ZYNP Corp.
TICKER: 2448 CUSIP: Y9895E101
MEETING DATE: 5/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE ISSUER YES FOR FOR
BANK CREDIT LINES
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE GUARANTEE PROVISION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #11.1: ELECT XUE DELONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2: ELECT ZHANG DONGMEI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT WANG ZHONGYING AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT DANG ZENGJUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.5: ELECT LIU DONGPING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.6: ELECT XUE YAHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT XING MIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.2: ELECT ZHANG LANDING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.3: ELECT ZHANG SHUNWEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.1: ELECT XUE JIANJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT HUANG QUANFU AS SUPERVISOR ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 28, 2019
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.
